俄鋁 可持續發展報告 2016年 1
2 4 7 7 10 15 18 23 23 UC RUSAL 26 30 41 41 44 47 52 52 54 57 57 59 61 65 67 68 72 77 81 2017 82 84 84 86 90 92 96 2017 100 UC RUSAL 100 101 101 101 102 103 106 110 115 116 118 118 120 121 122 128 133 1
UC RUSAL 2016 2016 RUSAL 2016 RUSAL RA-550 Sayanogorsk2016 GHG90% RUSALRUSAL 2016 OHSAS 18001 2016 RUSAL 2
RUSAL RUSAL 6300 Vladislav Soloviev UC RUSAL 3
United Company RUSAL UC RUSAL RUSAL 19 G4-5 G4-6 G4-3 UC RUSAL G4-9 8 1 3 2 1 4 3 3 1 2 1 1 3 1 UC RUSAL UC RUSAL UC RUSAL (45%) 2020 55% 4
G4-4 UC RUSAL UC RUSAL UC RUSAL5 240 UC RUSAL UC RUSAL GOST UC RUSAL REACH UC RUSAL UC RUSAL SKAD TUV UC RUSAL G4-8 5
% 17% 7% 18% 58% 3,100~20,400 3,100~20,400 23,000~45,000 UC RUSAL (GDS) (RDR) 2016 En+ SUAL Partners Onexim Amokenga Holdings10.05% G4-7 UC RUSAL 27.82% UC RUSALBogatyr Komir50% 6
UC RUSAL 2010 AMF 2016 G4-34 G4-42 HKEx27 8 7
G4-39 2016 12 31 3 9 6 G4-38 UC RUSAL UC RUSAL G4-41 UC RUSAL 4 14 G4- LA12 G4-40 G4-34 HKEx 27 8 8
HKEx 27 9 2016 1,800 G4-51 UC RUSAL G4-44 G4-43 9
G4-37 2016 11960% 2016(100%) 2016 12 UC RUSAL UC RUSAL 10
UC RUSAL UC RUSAL UC RUSAL 2016 UC RUSAL UC RUSAL HKEx27 9 2016 11
ALUMINIUM FACILITY AGREEMENT (AFA) 2016 12(Global Compliance Officer) UC RUSAL 12
DMA 2016 G4-SO4 G4-SO4 UC RUSAL HKEx27 KPI B7 G4-SO3 2016 8 39 G4-SO5 2016 34100% 48% G4-SO5 13
41% 35% 9% 15% 2016 2016240 2017-2018 2016 14
G4-2 G4-45 HKEx27 9 G4-37 2013 5 15 2016 12 28 HKEx27 9 Willis Group G4-49 (0% 100%) 1 5 15
HKEx27 9 G4-37 G4-47 HKEx27 9 G4-37 2017 1 23 G4-47 2016 12 31 UC RUSALG4-46 HKEx27 9 16
17
UC RUSAL UC RUSAL UC RUSAL 2016 G4-56 18
2016 HKEx 27 KPI B4, B5 G4- HR3 G4-HR5, G4- HR6 G4-HR6 HKEx27 KPI B7 G4-SO4 HKEx27 KPI B6 G4- HR8 HKEx 27 KPI B5.2 100% 100% 100% 100% 19
UC RUSAL G4-HR9 UC RUSAL UC RUSAL G4-HR12, G4-57 2014 2015 2016 36 32 30 G4-HR12, G4-LA16 198 156 105 230 314 198 G4-HR12 UC RUSAL G4-58 20
UC RUSAL HKEx27 KPI B7 HKEx 27 KPI B1 G4-HR4 HKEx27 KPI B1 (LCRF) LCRF HKEx27 KPI B1 (b) 21
2016 UC RUSAL G4-HR6 G4-HR5 G4-HR9 HKEx27 KPI B4 G4-37 HKEx27 KPI B4 (b) UC RUSAL G4-HR2 UC RUSAL UC RUSAL G4-HR7 G4-MM5, G4-HR8 2016 2016 G4-MM5 22
ISO 9001:2008 UC RUSALISO 900127 ISO 9001:2015 2016 2017 ISO/TS 16949Sayanal ISO 22001 KPIUC RUSAL Failure Mode and Effects Analysis (FMEA) Statistical Process Control (SPC) Measurement System Analysis (MSA) Advanced Product Quality Planning (APQP) RUSAL 23
2016 2016-2019 2016 6 21 2016 7 13X(X-matrix) 2016 2016 6 23 2016 4 12 2016 9 26 2016 2016 6 RCCA 24
201621 9 8 4 (VRT) VRT2016 (RCCA) 2014 2015 2016 462 175 369 52 227 55 648 187 715 1162 589 1139 RUSAL RUSAL VRT SAZ KrAZ 2015 67 2016 20 25
2017 ISO 9001:2015 IATF 16949:2016 APQP UC RUSAL UC RUSAL(BS) RUSAL UC RUSAL(TPS) UC RUSAL 26
UC RUSAL (Kaizen Workshop) UC RUSAL 10 2015 2016 數目 5311 10863 數目 4639 9856 10 10 27
UC RUSAL 2016 1,050 1200 1477 1537 1602 700 2012 2013 2014 2015 2016 250 250 10% 2016 15 2015 2016 4450 7651 1213 3780 207 27 3030 3844 32 306 28
20163 127 78 59201584 56 2016 (OEE) 20152016 5 10,50011,50016 T 4,900 SAYANAL S-2 2720 2015 2016 UC RUSAL 119 312 712 644 A3 309 229 2015 PhosAgro UC RUSAL TPS 29
2016 5 ELVAL S.A. 60 10 KOBE STEEL LTD. UACJ Corporation Novelis Korea Limited 60 4 3104BT Arconic SMZ Arconic SMZ 20 16 T General Aluminium Manufacturing Company 75 2017 Sayanal UC RUSAL G4-12 UC RUSAL UC RUSAL UC RUSAL2016 30
UC RUSAL 2016 HKEx27 KPI B5 (Tier 2) HKEx27 KPI B5.2 UC RUSAL 80% HKEx27 KPI B6.4 2016117 95 6.50HKEx27 KPI B5.1 UC RUSAL 31
% 13.1% 7.2% 1.3% 22.2% 15.5% 21.5% 19.2% UC RUSAL UC RUSAL UC RUSAL HKEx27 KPI B6.1 32
3000 UC RUSALTranstrade.Rusal Fabrikant UC RUSAL UC RUSAL UC RUSAL 33
HKEx-B6.4 60 > 69 55-69 < 55 UC RUSAL 55-70% 34
UC RUSAL 2016 40 UC RUSAL (TPS) UC RUSAL 2016 7 35
UC RUSAL 85-100 50-84 30-49 < 30 2016 201640 3 2017 10 2017 45 ISO 9001:2015 36
UC RUSAL PPAP G4-LA14 UC RUSAL HKEx27 KPI B5.2 HKEx27 KPI B5.2 UC RUSAL 2016 2016-2017 HKEx27 KPI B5.2 37
UC RUSAL UC RUSAL UC RUSAL HKEx27 KPI B6 UC RUSAL 2016 2017 KPI 20 2016 2016 G4-PR2 HKEx 27 KPI B6.1 38
G4-PR5 2004 69 201690% 94% 2013-2016 UC RUSAL 2013 2014 2015 2016 8.1 8.0 8.4 8.8 8.3 8.2 8.7 9.0 7.4 7.4 7.9 8.4 8.1 8.2 8.5 8.7 8.1 8.1 8.6 8.8 7.9 7.9 8.3 8.5 8.1 8.0 8.5 8.9 10 HKEx27 KPI B6 (a) (b) 2016 11 5 3 3 39
2017 CRM 40
UC RUSAL 2021 UC RUSAL G4-1 HKEx27 10 UC RUSAL UC RUSAL RA-550 41
60% UC RUSAL UC RUSAL UC RUSAL UC RUSAL UC RUSALHKEx27 10 2022 2025 2015 15%10% 2020 2022 2020 ISO 140001 42
UC RUSALISO 14001 UC RUSAL 2013-2016G4-EC1 2013 2014 2015 2016 9,811 9,387 8,703 8,002 9,760 9,357 8,680 7,983 51 30 23 19 14,449 17,465 11,435 12,539 9,562 8,230 7,084 6,922 8,429 7,223 6,215 6,070 488 402 336 331 645 605 533 521 1,124 1,007 761 781 869 795 616 619 246 207 143 160 9 5 2 2 3,668 7,977 3,374 4,647 787 1,361 1,132 879 631 677 516 452 2,250 2,271 1,476 3,066 250 250 81 238 205 175 81 238 205 175 14 13 11 14 14 13 11 14-4,638-8,078-2,755-4,537 2013 2014 2015 2016 20,480 14,857 12,809 14,452 10,109 8,837 8,372 8,421 6,550 2,237 1,391 3,299 2013 2014 2015 2016 3,857 3,601 3,645 3,685 7,310 7,253 7,402 7,528 11,418 12,108 12,112 12,187 43
UC RUSAL 10 GRI)SASB ISO 26000:2010 ISO 26000 G4-35 UC RUSAL HKEx27 10 G4-36 G4-37 2016 G4-50 HKEx27 10 HKEx 27 10 2016 1 1 17 2030 193 G4-15 UC RUSAL 2030 HKEx27 10 44
2030 1. 2. UC RUSAL 3. 4. UC RUSAL 5. 6. 7. UC RUSAL 90% 45
2030 8. 9. 10. 11. 12. 13. UC RUSAL 14. KUBAL 15. 16. 46
UC RUSAL G4-24 UC RUSAL G4-25 UC RUSAL G4-16 (International Aluminium Institute) (European Aluminium Association) (China Nonferrous Metals Industry Association, CNIA) (UNEPCOM) G4-15 CDP 2015UC RUSAL 2016 21 G4-14 47
XXI 2030 http://climatepartners.ru 2016 4 9 6 11 2016 7 360 Carbon Forum 22 8 2015 12 30 1% 20,000UC RUSAL 60 20 48
2015 2016 6 UC RUSAL UC RUSAL 2016 2 XIII 2030 UC RUSAL 2016 6 UC RUSAL XX UC RUSAL UC RUSAL UC RUSAL (UNEPCOM) 49
2014 G4-27 G4-26 1 1-2 50
G4-27 G4-26 3 1 1-2 1 3 51
UC RUSAL 2030 9 12 UC RUSAL 2016 3.2 28 G4-EC4 2016 63 2020 55% UC RUSAL 52
2013 2014 2015 2016 % 42 44 45 45 UC RUSAL 2016 RA-550 2016RA-550 UC RUSAL RA-550 10-15% 12* RA-550 4.21RA-3002 30% 53
2016 10 99.4% 2016 Al-Sc 2016 54
75% 2016 50 2028-2030 2019 2017 2018 Properzi 330 2018 2017 2016 55 15 100* 10 6 103 90 170
3D 2017 70-90 G4-EN27 1.2 99% 30% 2008-2012 1,400 70 2017 10-15 2017 RA-550 56
UC RUSAL UC RUSAL HKEx 27 KPI A1 A2 A3.1 UC RUSAL UC RUSAL G4-EMS HKEx27 KPI A3. UC RUSAL UC RUSAL 57
UC RUSAL 2022 2025 15%10%2015 2020 2022 2020 ISO 140001 UC RUSAL 90% UC RUSAL 58
UC RUSALG4-EMS 2016 UC RUSAL G4-EMS UC RUSAL 15 2018ISO 14001 2020 Kremny ISO 14001:2015 ISO 14001 9 4 9 2 14 15 23 59
2016 10 2015-2018 ISO 14001 UC RUSAL UC RUSAL 2002 1 10 7 1999 5 4 96 1998 6 1889 2006 6 3 74 2001 10 25 136 1999 3 30 52 2011 12 7 416 2009 11 23 261 UC RUSAL 60
G4-EN29 2016 7.2 2015 10.7 2014 16.5 2013 18 2012 18.9 4,878 2,045 241 2016720 2016 1 1 68%29% 3% 20163 UC RUSAL 2008 G4-EMS UC RUSAL 61
G4-EMS 2016 21% 1.2 20151.3 20157,441 6,906 3,243.7(54%) 2,683(39%)497.4 2013 2014 2015 2016 99.80 168.3 138.10 185.8 136.40 132.8 179.6 149.00 UC RUSAL3.8220153.65 Alpart 440 2015 9702016 30.6 2014 36.6 Aughinish Alumina 62
Windalco 20 Windalco 4 Windalco 40 UC RUSAL 2016 3 ; 2020 55 39UC RUSAL 63
G4-EMS UC RUSAL UC RUSAL G4-EN11 Global-200 2014 2011 15 64
20161.2 Aughinish Alumina UC RUSAL Aughinish Alumina 400 G4-EN12, G4-EN13 UC RUSAL HKEx27 KPI A2.4 G4-EMS 2016 8% 2015 13% 5 35% 68% 65
2012-2016 G4-EN8, HKEx27 KPI A2.2. 2016 158.5 123.4 2015 146.6 109.6 2014 169.9 140.4 2013 185.3 143.4 2012 203.3 152.8 G4-EN9 2016 59% 9% 14% 11% 8% 2015 50% 11% 15% 16% 8% 59% 67% 201572.4% 64%27.6% G4-EN22, HKEx 27 KPI A1.1. 2016 4.4 13.1 11.6 2015 4.1 12.5 9.9 2014 3.8 14.1 26.9 2013 2.6 11.6 39.2 2012 3 14 47.1 66
201510%2,920 97% 2,830 2016270 20% 80 HKEx27 KPI A1.5, A1.6. 2020 UC RUSAL 90% 67
69 RA-550 12,500 520 46 5 148 143 7.5 60 16,100 15,400 40 30 2020 2011 3,400 UC RUSAL 580 UC RUSALHKEx27 KPI A1. 2020UC RUSAL 68
20168% 33.92 2016 247.3 26.4 29.9 35.5 2015 228.8 25.9 25.9 33.4 73% 8% 9%8% 10% UC RUSAL 21.85 2015 19.9664.4%9 p.p G4-EN21, HKEx27 KPI A1.1. 2016 44.3 36.6 20.2 7.5 12.1 2015 44.4 35.6 17.1 7.7 10.7 2014 50.1 34.9 16.1 7.8 10.3 2013 53.4 39.6 16.4 9.7 11.2 69
a 4.43 13.1%3.6610.8% 2.02 6% 7,500 2.2% 8,500 2.5% Soderbergh HKEx27 KPI A1.5 A1.6. 6 Soderbergh 12 S8 BME Soderbergh Soderbergh RA-167 2019-2020 99.8% 51 52 2016 2017 70
98% 1,500 30-40% 2016 10 1214 99.9% 80% 500 71
UC RUSAL UC RUSAL 2017-2021 EMS UC RUSAL 2007 2008 2014UC RUSAL XXI 2017 UC RUSALAluminium Stewardship Initiative (ASI) Carbon Pricing Leadership Coalition (CPLC)ASIUC RUSAL ASI UC RUSAL 72
2025UC RUSAL 95% 95% 2014 15% -15% 2014 10% -10% 2011 7% -7% 2.7 CO2 2.7 2017 73
HKEx27 KPI A1.5 A1.6. 2016 95% 2016 UC RUSAL 90% UC RUSAL UC RUSAL XXI 2015 100% 15% 2016 95% 4% 1% 2015 90.8% 7.2% 2.0% 2010 85.5% 12.9% 1.6% 74
UC RUSAL UC RUSAL UC RUSAL 2018 (IAI) UC RUSAL G4-EN15, HKEx27 KPI A1.2. 37.74 46.23 43.28 45.5 42.35 48.37 52.34 51.15 48.92 11.06 9.55 10.07 9.68 10.24 9.17 8.46 8.85 9.07 2008 2009 2010 2011 2012 2013 2014 2015 2016 75
G4-EN18, HKEx 27 KPI A1.2. 57.1 57.8 56.7 58.9 56.9 58.3 59.0 58.0 58.6 2.47 2.43 2.49 2.37 2.49 2.4 2.36 2.42 2.39 2008 2009 2010 2011 2012 2013 2014 2015 2016 20151990 50% 20252014 15%10% 2015 1.49% UC RUSAL 2015 CDP(Carbon Disclosure Project) CDP 2016 2017 15 G4- EC2 2025 UC RUSAL 2015 XXIUC RUSAL 76
2016 7 UC RUSAL HKEx27 KPI A1.1 20169.874 5.079 (51.4%) 3.920 (39.7%) HKEx27 KPI A1.4. 73(0.07%) 20151,410 20161,380 270210 81% 85%19% 15% 20161,040 1-3 G4-EN25, HKEx27 KPI A1.3. 77
30% HKEx27 KPI A2.5. G4-EN23, HKEx27 KPI A1.1. 2016 13.8 11.7 2.1 2015 14.1 11.6 2.7 2014 14.4 11.8 2.4 2013 14.8 12.2 2.5 2012 14.9 12.3 2.7 G4-EN2 17.9 17 16.7 19.2 15.3 2012 2013 2014 2015 2016 5 85.9% 78
HKEx27 KPI A1.4. 2016 11.7 10.5 1.2 2015 12.2 10.8 1.4 2014 12 10.7 1.3 2013 12.7 11.3 1.3 2012 12.5 11.5 1.1 2016 1,170 120 UC RUSAL 2016 UC RUSAL HKEx27 KPI A1.5 A1.6. 1 2 3 201.12 2035 2016 2017 2024 2036 8,000 54% 79
UC RUSAL 2016 7 99.1% 0.8-1.4 UC RUSAL 60 UC RUSAL 15 HKEx27 KPI A1.4. 2016 45 18.3 23 2015 51.4 28.3 46.3 2014 43.3 43.7 13.9 2013 46.5 37.3 6.98 2012 40.1 24.6 13.6 201512% 45,000 2014 2011 2015 90.1% 201651%40% 2016 3 80
2016 190.2 20153.4 15 3 2008 167 2022 2012 238.1 44.9 2013 293.2 12.5 2014 224.2 29.9 2015 2016 186.8 190.2 5.1 16 2016 UC RUSAL 1.20 18% 1.099,200 20152016 3 1.4 3.2 3.6 8.4 6.1 6.6 11.1 38.9 44.4 46.2 2016 2015 48.4 81
2016 37% 4,440 39% 4,620 201547% 4,840 201637% 4,440 9% 1,110 2016 % 2017 UC RUSAL 82
2017 UC RUSAL BAT Soderbergh 83
UC RUSAL G4-EMS HKEx 27 KPI B2 2016 174 84
OHSAS 18001:2007 Rusal Global Management B.V. Russian Engineering Company 2016 Det Norske Veritas Germanischer Lloyd OHSAS 18001:2007 OHSAS 18001:2007 2016 UC RUSAL 31 OHSAS 18001:2007 FSSC 22000 SGS G4-PR1 85
UC RUSAL G4-EMS, HKEx 27 KPI B2 UC RUSAL UC RUSAL UC RUSAL 1997 7 21 116 2013 12 28 426 2014-2016 2016241 UC RUSALUC RUSAL 2016-2017 2014 UC RUSAL 2016 2016 ISO 9001 ISO/TS 16949 ISO 14001 OHSAS 18001 FSSC 22000 86
UC RUSAL HKEx 27 KPI B3 UC RUSAL 12 87
UC RUSAL UC RUSAL UC RUSAL UC RUSAL 2015 4 2016 88
5 6 10% 2015 25% 2014 2015 2016 UC RUSAL 2007 2015 UC RUSAL Dian-Dian 2017 Firguia 89
Windalco G4-LA5, G4-LA8 UC RUSAL 201564 UC RUSAL G4-EMS, HKEx27 KPI B2.3 90
2016UC RUSAL31 4,994 12,118 GA-LA7 91
Russian Engineering Company 30-40% 2016DVR HKEx27 KPI B2.3 UC RUSAL (LTAFR) (LTISR) UC RUSAL 92
20165,300 60% 850 UC RUSAL 2016 2016 8 2 2015 4 1 2014 2 3 1 2013 4 4 1 2012 6 1 1 G4-LA6, HKEx27 KPI B2.1 2016 0.17 0.180.21 14.26 15.05 2016 14.50 93
G4-LA7 0.36 0.34 0.35 0.24 0.24 0.25 0.22 0.19 0.17 0.18 2012 2013 2014 2015 2016 G4-LA7 2016 2015 14.26 15.05 2014 12.71 2013 14.45 2012 16.31 UC RUSAL 10% 94
UC RUSAL 2016 26% 201528% 21% 13% 3 5 10 26% 28% 13% 14% 20% 21% 4% 13% 5% 11% 5% 9% 4% 4% 7% 16% 2016 2015 95
13 122016 4.5 558 2016 7 5,370 2016 499.2 88.5 137 29 2015 550 85 125 8 96
2016 11UC RUSAL 4 28 UC RUSAL X 11 VMS 2016 2016 G4- LA2 2.9 650 1 5 17% 1 17.4%2016 192 40.2 97
G4-LA6 2016 192 40.23 2015 2014 2013 231 237 249 48.69 51.21 50.04 2012 277 54.77 %G4-LA7 (31%)(27%) 28% 11% 13% 2016 2015 23% 25% 98
(36%) (25%) (16%) (7%) UC RUSAL 2016 UC RUSAL UC RUSAL UC RUSAL UC RUSAL 99
2017 2016 100% 2016 100% 2016 12 31 2016 100% 2016 100% 2016 4 0.16 UC RUSAL 2016 2016 2017 0 8 0 (LTAFR) 0.21 0.18 0.20 (LTISR) 14.50 15.05 14.50 0 0 0 100
UC RUSAL UC RUSAL HKEx27 KPI B4 UC RUSAL G4-LA8 HKEx27 KPI B1 HKEx27 KPI B4.1 60 95 G4-11 UC RUSAL HKEx27 KPI B4.1 101
G4 EMS HKEx27 KPI B4.1 G4- LA4 GD3 HKEx27 KPI B4.2 G4-37 102
G4-HR4 G4-26 UC RUSAL 83% 100 G4-10 G4-10 HKEx 27 KPI B1.2 2014 2015 2016 61,235 60,758 61,088 % 7.2 7.8 8.9 % 1.1 1.0 0.2 % 1.4 0.8 0.4 % % 81.9 18.1 81.6 18.4 81.1 18.9 % 85 85 77.4 103
2016 G4-10 1% 6% 7% 29% 45% 32% 64% 9% 7% 25% G4-LA12 2014 2015 2016 % 91 86 84 % 9 14 16 % 85 84 82 % 15 16 18 G4-EC6 % 2016 93 104
2016 G4-10 HKEx 27 KPI B1.1 52,390 8,698 39,170 6,903 13,220 1,795 52,283 8,668 107 30 50,198 7,568 2,192 1,130 9,620 2,015 42,770 6,683 30 9,379 1,241 31-50 31,731 4,390 50 11,280 3,066 2016 60% 50% 35% 18% 15% 22% 105
2016 G4-LA1 30 2,157 279 30-50 2,630 245 50 437 45 30 428 46 30-50 547 24 50 154 11 30 20% 16% % 30-50 21% 10% 50 35% 24% UC RUSAL UC RUSAL HKEx 27 KPI B1 UC RUSAL 106
600 UC RUSAL UC RUSAL 5,000 UC RUSAL 2016 2014 2015 2016 31 51 44 9 18 16 4 14 6 4 4 15 4 4 16 25 18 11 5 11 9 63 121 135 10 107
2012 2016 UC RUSAL 18 35 UC RUSAL 2017UC RUSAL 19 17 HKEx 27 KPI B1 2016 118 85 5 28 252015/2016 UC RUSAL UC RUSAL G4-LA10 108
20162015 UC RUSAL 2016 MD 4 55 MD-1 22 396 (MD-2, 3, 4) 49 468 75 919 2014 2015 2016 1,406 1,670 1,611 22 51 UC RUSAL HKEx 27 KPI B1 109
201664% 2016 Hururu HKEx 27 KPI B4.1 HKEx 27 KPI B1 2016 ARMENAL49 HKEx 27 KPI B4.2 UC RUSAL HKEx 27 KPI B1 2016G4-LA3 1,229 26 381 12 375 7 % 31% 27% 4 8 UC RUSAL (http://sdorsr.rusal.ru) 110
G4-LA10 HKEx 27 KPI B3 HKEx 27 KPI 3.1 2014 2015 2016 25,471 26,392 36,595 % 41.6% 43.4% 60% % 2014 2015 2016 50 52 54 39 35 32 11 13 14 100 100 100 UC RUSAL G4-LA10 2016 2016 111
2016 134 822 89 47 47 44 91 1,274 UC RUSAL 35 G4-LA10 2016 442 300 UC RUSAL G4-LA10 112
UC RUSAL (http://sdorsr.rusal.ru) UC RUSAL 201611178 2016 2015 2016 UC RUSAL 54 62 16,693 57,257 300 400 UC RUSAL 142 178 UC RUSAL 2016 2016 UC RUSAL 113
UC RUSAL G4-LA10 2016 82 54 60 50 246 UC RUSAL2016 UC RUSAL UC RUSAL 20 2017 1,186 114
2016 2016 2017 1 12019 12 31 UC RUSAL 2016G4-EC5 942 879 1,081 63,180 58,938 72,503 1.5 1.3 115
2016% G4-LA11 84.4% 83.7% 94.8% 2016 2016 UC RUSAL G4-LA2 HKEx27 KPI B1 20176% 116
2016 1,028 1,424 83 909 685 5,004 1,034 2,305 2,116 2016 2016 G4-LA2 3,063,102,000 622,170,000 69,754,000 117
UC RUSAL G4- SO1 G4-EC8 HKEx27 KPI B8.1 UC RUSAL G4-EC8 HKEx 27 KPI B8 RUSAL 100% G4-SO1 UC RUSAL CSPhttp://www.fcsp.ru ANO CISS 118
UC RUSAL 20161.4 HKEx27 KPI B8.2 UC RUSAL 2016 HKEx27 KPI B8 20162.71 HKEx27 KPI B8.2 HKEx27 KPI B8 2016100HKEx27 KPI B8.2 2016 UC RUSAL 1,380 HKEx27 KPI B8.2 2016 2016 CSPImpact Hub Actors of Urban Change UC RUSAL 16.76,300 2,000 119
13 UC RUSAL UC RUSAL G4-EC7 9 2 60-80 1970 120
2015 UC RUSAL 2016 2020 400 G4-EC7 UC RUSAL 2015-2016 UC RUSAL 2016 2017 2017 121
2016 RUSAL * 335 464 394 80 93 5** 15 23 9 7 2016 61 57 49 35 * 2016 ** 2015 2016 RUSAL 20168 122
(http://www.fcsp.ru/keysy-proektov/ 20162015 39 Light Metal 2016 123
7% 7% 21% 53% 12% http://pomogat-prosto.ru) CSP 124
(http://www.nccv.ru) 2016 23 92UC RUSAL 800,000 UC RUSAL 2015 (http:// www.nccv.ru) 2016 MTS Yum Restaurants Russia 30 (Pro bono Way) 2016 1,343 2016 12 8 2011 3,563 1,484 7,515 595 2012 5,974 1,721 13,333 540 2013 10,242 1,324 29,556 761 2014 9,018 1,625 40,807 570 2015 10,472 1,497 41,669 563 2016 6,304 2,865 72,015 1,072 39,269 10,516 204,895 4,101 125
CISS CISS UC RUSAL 2015 (Social Impact Award)(http://socialimpactaward.ru) 201623% 32 3.5 2014 50% 2017 CSI 126
450 400 350 300 250 200 150 100 50 0 395 172 121 90 90 71 33 40 2013 2014 2015 2016 UC RUSAL 35 2016 10 Rusal 2.0 2016238 19994 5 AlUC RUSAL 30 360 127
2017 2017 CSI RUSAL UC RUSAL 2016G4-EC8 UC RUSAL WINDALKO 128
2016 35 29 Orangefield (Evarton) WINDALCO 2016 129
UC RUSAL 2016 5 GamEvac Combi UC RUSAL 15 RUSAL Aughinish 2016 2016 Environ 2016 20 130
10 8 2005UC RUSAL BCGI UC RUSAL Hururu 2016 5 60 100 BCGI 2016 101 131
2016 Hururu 115 UC RUSAL 132
UC RUSAL 2016 1 1 2016 12 31 G4-28 20162015 UC RUSAL (http://sr.rusal.ru.) G4-29, G4-30 (Global Reporting Initiative, GRI) G4 G4-15, G4-32 G4-18 1. 2. 222UC RUSAL 120102 ASI UC RUSAL 133
3. 2016 UC RUSAL 15 2016 134
G4-19 G4-20 G4-21 UC RUSAL 135
UC RUSAL G4-17 Kubal Aughinish Alumina Windalco ALSCON ARMENAL G4-22. G4-23. UC RUSAL G4-48 G4-33 136
G4-31 Russia, 121096, Moscow, ul. Vasilisy Kozhinoy 12016 CSR@rusal.ru + 7 (495) 745-70-46 GRI G4 GRI G4-1 G4-2 HKEx27 9 G4-3 G4-4 G4-5 G4-6 2016 UC RUSAL 8 G4-7 G4-8 G4-9 2016 UC RUSAL 6-7 137
G4-10 G4-11 2016 HKEx 27 KPI B1.1 3 43 G4-12 G4-13 G4-14 G4-15 G4-16 G4-17 G4-18 G4-19 A1 HKEx27 KPI B5 B6 HKEx 27 KPI A3.1 B5 B8 2016 UC RUSAL 77-78 2016 UC RUSAL 5 138
139 G4-20 G4-21 G4-22 G4-23 G4-24 G4-25 G4-26 G4-27 G4-28 G4-29 G4-30 G4-31
G4-32 GRI G4-33 G4-34 HKEx27 2016 UC 8 RUSAL 181-201 G4-35 HKEx27 10 G4-36 G4-37 HKEx27 9 HKEx27 B4.2 G4-38 2016 UC RUSAL 182-187 G4-39 140
G4-40 G4-41 G4-42 G4-43 G4-44 G4-45 G4-46 2016 UC RUSAL 182-188 3.6 HKEx27 8 HKEx27 2016 UC 9 RUSAL 192-199 HKEx27 2016 UC 9 RUSAL 186 141
G4-47 G4-48 G4-49 G4-50 G4-51 G4-52 HKEx27 9 HKEx27 9 HKEx27 10 2016 UC RUSAL 176-177 191 2016 UC RUSAL 176-177 191 142
G4-56 G4-57 G4-58 1 1 2016 UC RUSAL 8 1 HKEx27 KPI B7.2 GRI G4-EMS G4-EC1 G4-EC2 G4-EC3 UC RUSAL UC RUSAL HKEx 7 2016 UC RUSAL 238 281 143
G4-EC4 G4-EC6 G4-EC7 G4-EC8 MM8 8 9 8 9 HKEx27 KPI B8.1 B8 B8.2 GRI G4-EMS G4-EN2 G4-EN5 G4-EN6 HKEx 8 8 8 HKEx27 KPI A2.1 HKEx27 1 KPI A2.3 144
G4-EN8 G4-EN9 G4-EN10 G4-EN11 G4-EN19 G4-EN22 G4-EN23 8 HKEx27 KPI A2.2 8 HKEx27 KPI A2.4 8 HKEx27 KPI A2.4 8 7 8 9 HKEx27 KPI A1.5 8 8 HKEx27 KPI A1.3 A1.6 MM1 8 145
G4-EN27 G4-EN31 7 8 9 HKEx27 KPI A3.1 GRI HKEx G4-EMS G4-LA1 G4-LA2 G4-LA4 6 HKEx27 KPI B1.2 HKEx27 2016 KPI B1 UC RUSAL 3 146
G4- G4-LA5 G4-LA6 G4-LA7 G4-LA8 G4-LA10 G4-LA12 3 HKEx27 B2.3 1 HKEx27 KPI B2.1 B2.2 1 HKEx27 KPI B3.1 2016 UC RUSAL 190 147
148 G4-LA14 HKEx27 KPI B5.2 G4-LA16 1 G4-HR2 G4-HR3 6 HKEx27 KPI B4 B5 B1 G4-HR4 3 HKEx27 KPI B1 G4-HR5 5 HKEx27 KPI B4.1-B4.2
149 G4-HR6 4 HKEx27 KPI B4.1-B4.2 G4-HR7 G4-HR8 MM5 2016 MM6 G4-HR9 HKEx27 KPI B4 G4-HR12 G4-EMS
G4-SO1 G4-SO1 G4-SO3 G4-SO4 G4-SO5 G4-SO6 G4-EMS HKEx27 KPI B8 HKEx27 KPI B8 10 10 HKEx27 KPI B7 10 HKEx27 KPI B7 B7.1 HKEx27 KPI B6.2 150
G4-PR1 G4-PR2 G4-PR5 HKEx27 KPI B6 B6.2 HKEx27 KPI B6.2 151