Microsoft Word - ChinaBrochure_FinalOnsite.doc

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1 China Inside and Out Antitrust, Intellectual Property and Other Regulatory Issues for Initiating and Operating Outbound and Inbound Investments China World Hotel Beijing September 16 17, 2013 Please visit the conference website for all informa on h p://ambar.org/beijing2013

2 SPONSORS 赞助方 Current as of CONFERENCE DINNER SPONSOR 会议宴会赞助方 GOLD SPONSORS 黄金赞助方

3 CONFERENCE RECEPTION SPONSOR 会议酒会赞助方 LUNCHEON SPONSORS 午餐赞助方 SILVER SPONSORS 白银赞助方 PANEL SPONSORS 盘区赞助方

4 MEDIA SPONSOR 媒体赞助方 COLLABORATING ENTITIES 协作单位 Current as of COOPERATING ENTITIES 合作单位 Current as of

5 Shanghai In-House Counsel Forum AmCham Shanghai Program Planning Committee 会议策划委员会 Current as of SECTION CHAIR 国际法部主席 Gabrielle Buckley Vedder Price Chicago, IL, USA Gabrielle Buckley Vedder Price 美国伊利诺伊州芝加哥 CONFERENCE CO-CHAIRS 会议主席 Yee Wah Chin Ingram Yuzek Gainen Carroll & Bertolotti LLP New York, NY, USA 9,12 9,12 陈懿华 Ingram Yuzek Gainen Carroll & Bertolotti LLP 美国纽约 Russell Leu Sheppard Mullin Richter & Hampton, LLP Beijing, China 11,14, 15 11,14, 刘观霖 美国盛智律师事务所 中国北京 15 Elizabeth Wang Charles River Associates Boston, MA, USA 8,10,13 8,10,13 王晓茹 Charles River Associates 美国马萨诸塞州波士顿 STEERING GROUP 督导小组 Susana Cabrera Garrigues LLP New York, NY, USA Susana Cabrera Garrigues LLP 美国纽约 Michael Han Freshfields Beijing, China 2,3,8,10,11,13 2,3,8,10,11,13 韩亮 富 德律师事务所 中国北京 Janet Hui Jun He Beijing, China 2,5,7,8,10,11,12,13,16

6 2,5,7,8,10,11,12,13,16 许蓉蓉 君合律师事务所 中国北京 Robin Kaptzan Haworth & Lexon Shanghai, China Robin Kaptzan 和华利盛律师事务所 中国上海 Mark Katz Davies Ward Toronto, Canada Mark Katz Davies Ward 加拿 多伦多 Susan Ning King & Wood Mallesons Beijing, China 7,10,13 7,10,13 宁宣凤 杜律师事务所 中国北京 John Yong Ren T&D Associates Beijing, China 1,2,3,5,7,12,15 1,2,3,5,7,12,15 任勇 天地和律师事务所 中国北京 Steven Richman Duane Morris Cherry Hill, NJ, USA Steven Richman Duane Morris 美国新泽西州樱桃山 Sandy Walker Dentons Toronto, Canada 4,6,16 4,6,16 Sandy Walker 信安国际律师事务所 加拿 多伦多 Xiaoye Wang CASS Beijing, China 8,11 8,11 王晓晔 中国社会科学院法学所 中国北京 PLANNING COMMITTEE 策划委员会 Olivier N. Antoine Crowell & Moring LLP New York, NY, USA 10,13 Adejoke Babington-Ashaye World Bank Washington, D.C., USA 6 Joseph Bial Cadwalader Wickersham & Taft LLP Washington, D.C., USA 10 Beau Buffier Shearman & Sterling LLP New York, NY, USA 7 Brian Burke Shearman & Sterling LLP Hong Kong, China 10,12 Bayo Callender The Hague, South Holland, Netherlands Stuart Chemtob Wilson Sonsini Goodrich & Rosati Washington, D.C., USA 6,10 Alexandra Darraby The Art Law Firm Los Angeles, CA, USA Fei Deng Edgeworth Economics San Francisco, CA, USA 9 Jet Deng T&D Associates Beijing, China 14 Ninette Dodoo Clifford Chance Beijing, China 3,4,6,7 William Dunlap Quinnipiac University Hamden, CT, USA 6 Lisl Dunlop Shearman & Sterling LLP New York, NY, USA 2,4,13 Adrian Emch Hogan Lovells Beijing, China 8,13 Clay Everett Morgan Lewis Washington, D.C., USA 5,10 Sebastien Evrard Jones Day Beijing, China 4,9 Leonard Gold Burns & Levinson LLP Boston, MA, USA John Graubert Covington & Burling LLP Washington, D.C., USA 5 Meph Jia Gui Global Law Office Beijing, China 5 Bingna Guo O Melveny & Myers Beijing, China 10,15, 16 Gary Halling Sheppard Mullin Richter & Hampton, LLP San Francisco, CA, USA 10 Randall A. Hanson Womble Carlyle Sandridge & Rice LLP Greensboro, NC, USA Jing He Anjie Law Firm Beijing, China 5,11 Tie Hu Deheng Law Offices Beijing, China 10 Cunzhen Huang Cleary Gottlieb Steen & Hamilton LLP Washington, D.C., USA 2,3,4,5,6,7 Carroll Christian Jacobson Jacobson International Transactions Law Fukuoka, Japan Alexander A. Jeglic Canadian Commercial Corporation Ottawa, Canada Mark Jephcott Herbert Smith Freehills Beijing, China 4,7,13 Linda Ji Nixon Peabody Boston, MA, USA 6 Dina Kallay, SJD Ericsson Washington, D.C., USA 5,9,12 Michael D. Kendall McDermott Will & Emery LLP Boston, MA, USA 10 Jeffrey Kerbel Bennett Jones LLP Toronto, Canada Donald Klawiter Shepard Mullin Richter & Hampton, LLP Washington, D.C., USA 7 Becky Koblitz Sheppard Mullin Richter & Hampton, LLP Beijing, China 7,9,10,12 George S. Kounoupis Hahalis & Kounoupis PC Bethlehem, PA, USA Greg Leonard Edgeworth Economics San Francisco, CA, USA 9 Bo Li Broad & Bright Beijing, China 4,11,13 Frank Li GE China Beijing, China 3,8 Zhong Lin Chen & Co. Law Firm Shanghai, China 6,13

7 Chi Liu Deheng Law Offices Beijing, China 9 Yan Luo Covington & Burling LLP Beijing, China 3,5,10,11 Munesh Mahtani Google London, United Kingdom 5,9 Nancy A. Matos Baker & McKenzie Amsterdam, Netherlands Michelle Mattingly American Bar Association Washington, D.C., USA Kim Nemirow Ropes & Gray Hong Kong, China 7,12 James O Connell Covington & Burling LLP Washington, D.C., USA 5 Sharon Pang Charles River Associates Washington, D.C., USA 10 Fang Qi Fangda Partners Beijing, China 10,13,14 Joseph Raia Gunster Yoakley Miami, FL, USA Miguel Rato Shearman & Sterling LLP Brussels, Belgium 5 François Renard Allen & Overy Beijing, China 2,3,4,5,9,13 Michele Riley Law Offices of Michele Riley S. Esq. New York, NY, USA Lester Ross WilmerHale Beijing, China 9 Guly Sabahi SNR Denton Washington, DC, USA 13 Fiona Schaeffer Jones Day New York, NY, USA 2,5,13 Charles Schmerler Fulbright & Jaworski New York, NY, USA Scott Sher Wilson Sonsini Goodrich & Rosati Washington, D.C., USA 1,2 Ricardo Alves Silva Miranda Correia Amendoeira & Associados Lisbon, Portugal Emilie Simone EDS Consulting Services Queens Village, NY, USA Greg S. Slater Intel Washington, D.C., USA 5 Jessica Smith American Bar Association Washington, D.C., USA David Stallibrass Shanghai Jiaotong University Shanghai, China 8,10 David Steuer Wilson Sonsini Goodrich & Rosati Palo Alto, CA, USA 10 Emma Wang East West Bank Boston, MA, USA 6,13 Hongbin Wang Intel Beijing, China 7 Peter Wang Jones Day Shanghai, China 3 Adria E. Warren Foley & Lardner LLP Boston, MA, USA Mark Whitener GE Washington, D.C., USA 3,4,5,8 Curry Wilson American Bar Association Washington, D.C., USA Yi Xue Zhong Lun Law Firm Beijing, China 9 Dong Yang Renmin University Antitrust Forum Beijing, China 1,2,11,14 Mimi Yang Ropes & Gray Shanghai, China 10 Scott Yu Zhong Lun Law Firm Beijing, China 9 Doreen Ting Zhang T&D Associates Beijing, China 11 Victor Ruoyu Zhang Yingke Beijing, China 12,13 Yizhe Zhang Jones Day Beijing, China 2,3,9,11,12 The listing of the Planning Committee was compiled as accurately as possible from Section records. If we have omitted your name or have it listed incorrectly, we sincerely apologize. 1 Keynote Speaker Subcommittee Member 主讲人小组委员会成员 2 Session 1 Subcommittee Member 第一会议小组成员 3 Session 2 Subcommittee Member 第二会议小组成员 4 Session 3 Subcommittee Member 第三会议小组成员 5 Session 4 Subcommittee Member 第四会议小组成员 6 Session 5A Subcommittee Member 第 5A 会议小组成员 7 Session 5B Subcommittee Member 第 5B 会议小组成员 8 Session 6A Subcommittee Member 第 6A 会议小组成员 9 Session 6B Subcommittee Member 第 6B 会议小组成员 10 Session 7-8 Subcommittee Member 第 7-8 会议小组成员 11 Logistics/Technical Subcommittee Member 后勤 / 技术小组成员 12 Marketing/Advertising Subcommittee Member 销售 / 广告小组成员 13 Sponsorship Subcommittee Member 赞助小组成员 14 PR/Local Bar and Governments Subcommittee Member 公共关系 / 本地律师协会和政府小组会员 15 Dinner Subcommittee Member 宴会小组会员 16 Reception Subcommittee Member 酒会小组会员

8 Monday, September 16, :00 AM 8:00 AM Grand Ballroom Foyer REGISTRATION PROGRAM AGENDA 8:00 AM 8:15 AM Grand Ballroom AB OPENING REMARKS Speakers: Yee Wah CHIN, Ingram Yuzek Gainen Carroll & Bertolotti LLP, New York, NY, USA HAN Dayuan, Dean & Professor, Renmin University Law School, Beijing, China WAN Meng, Dean & Professor, Law School of Beijing Foreign Studies University, Beijing, China 8:15 AM 8:45 AM Grand Ballroom AB KEYNOTE ADDRESS Keynote Address: William KOVACIC, The George Washington University Law School, Washington, D.C., USA 8:45 AM 10:45 AM Grand Ballroom AB Roundtable with Enforcers Chinese renowned scholar Professor Yong Huang moderates a discussion with enforcers from leading jurisdictions about the challenges involved in enforcing competition laws against cross border activity. Each speaker will present brief remarks regarding issues they see as hot topics in their respective jurisdictions. Then the enforcers will discuss and exchange views on issues of common concern. Program Chairs: Dr. John Yong REN, T&D Associates, Beijing, China Scott A. SHER, Wilson Sonsini Goodrich & Rosati, Washington, D.C., USA Moderator: Professor Yong HUANG, Professor of Law, University of International Business and Economics, Beijing, China Speakers: Renata HESSE, Deputy Assistant Attorney General, Antitrust Division, Department of Justice, Washington, D.C., USA Cecilio MADERO Villarejo, Deputy Director-General Antitrust, European Commission Competition Directorate-General, Brussels, Belgium Toshiyuki NAMBU, Deputy Secretary General for International Affairs, Japan Fair Trade Commission, Tokyo, Japan Director General REN Airong, State Administration for Industry and Commerce, Beijing, China Director General SHANG Ming, Anti-Monopoly Bureau, Ministry of Commerce, Beijing, China Joshua WRIGHT, Commissioner, Federal Trade Commission, Washington, D.C., USA Director General XU Kunlin, National Development and Reform Commission, Beijing, China 10:45 AM 11:00 AM Grand Ballroom Foyer COFFEE & TEA BREAK 11:00 AM 12:30 PM Grand Ballroom AB The China Dimension of a Global Merger Review Part A: Merger Control Review in China The Anti-monopoly Law, which came into effect in 2008, introduced a new merger control regime for China. Despite its relative youth, this regime has matured rapidly over the last five years and is now a key consideration for businesses and their counsel as they contemplate and plan their M&A transactions. Although much progress has been made by China in developing the legal framework and procedural aspects of the regime, there is some uncertainty in relation to some fundamental aspects of its application. The speakers on this panel include current and former regulators, private practitioners, in-house counsel and economists. The panel will discuss the substantive and procedural aspects of China's merger control regime, taking a comparative approach towards key aspects of the merger review process in China (e.g. the jurisdictional thresholds, substantive review standards and review timeline, etc) as compared to that of other jurisdictions. It will also explore issues of concern for businesses and practitioners in connection with the merger control process. Program Chairs & Speakers: Michael HAN, Freshfields Bruckhaus Deringer, Beijing, China Frank LI, GE China, Beijing, China Speakers: Director General SHANG Ming, Anti-Monopoly Bureau, Ministry of Commerce, Beijing, China Goetz DRAUZ, Wilson Sonsini Goodrich & Rosati, Brussels, Belgium Professor Yong HUANG, Professor of Law, University of International Business and Economics, Beijing, China Dr. Joanna TSAI, Economic Advisor, Federal Trade Commission, Washington, D.C., USA 12:30 PM 2:00 PM Grand Ballroom CD LUNCHEON Keynote Speaker: Cecilio MADERO Villarejo, Deputy Director-General Antitrust, European Commission Competition Directorate-General, Brussels, Belgium Sponsored by: 2:00 PM 3:30 PM Grand Ballroom AB The China Dimension of a Global Merger Review Part B: Merger Control and Other Reviews Outside China This panel will discuss the issues and challenges under laws relating to merger control, foreign investment and national security that face Chinese companies making acquisitions outside of China. The panel will examine how the European Commission and US, Canadian and other government authorities assess transactions involving Chinese companies and in particular, State-Owned Enterprises in the context of their merger control regimes, and the legal and practical implications of such assessments for these companies. The panel s experts will also evaluate recent developments in foreign investment and national security reviews in the U.S., Canada and other jurisdictions, including cases such as Huawei/3 Leaf, CNOOC/Nexen, Petronas/Progress, and BHP Billiton/Potash Corp, in order to provide guidance on the treatment of prospective Chinese investments in those jurisdictions. Program Chairs & Moderators: Bo LI, Broad & Bright, Beijing, China François RENARD, Allen & Overy, Beijing, China Speakers: Ninette DODOO, Clifford Chance, Beijing, China Hao JIN, Jiangsu Jinsheng Group, Beijing, China Paul MARQUARDT, Cleary Gottlieb Steen & Hamilton, Washington, D.C., USA Scott A. SHER, Wilson Sonsini Goodrich & Rosati, Washington, D.C., USA Sandy WALKER, Dentons, Toronto, Canada 3:30 PM 3:45 PM Grand Ballroom Foyer COFFEE & TEA BREAK 3:45 PM 5:15 PM Grand Ballroom AB Antitrust and Intellectual Property in China and Other Jurisdictions The interplay between anti-monopoly and intellectual property law has been the focus of considerable attention around the world in recent years, and China is no exception. During 2012, the State Administration for Industry & Commerce released the latest draft of its IP/AML guidelines for public comment. The Ministry of Commerce has also addressed IP-specific issues, like licensing

9 (Antitrust and Intellectual Property in Chin cont.) conduct in its merger enforcement decisions, for example in its conditional clearance of Google s acquisition of Motorola Mobility. How may these recent developments affect business conduct in China? What role will the AML play in the ongoing development of China s innovation policies? How do the views of Chinese agencies regarding competition policy and intellectual property compare with those of their counterparts in the U.S. and Europe for example, on issues such as duties to deal (license), essential facilities, and application of competition law to breaches of IP licensing commitments established in the standard-setting context? What do businesses Chinese and foreign companies doing business in China, licensors and licensees alike need to know about Chinese competition and IP policies? This program will bring together IP/competition experts from the US, Europe and China private practitioners as well as agency officials to discuss these issues. Program Chair: Janet HUI, Jun He, Beijing, China Program Chair & Moderator: Greg S. SLATER, Intel, Washington, D.C., USA Speakers: Nicholas BANASEVIC, Head of Unit in the Information Industries, Antitrust: IT, Internet and Consumer Electronics, DG Competition, European Commission, Brussels, Belgium Philippe CHAPPATTE, Slaughter & May, London, UK Renata HESSE, Deputy Assistant Attorney General, Antitrust Division, Department of Justice, Washington, D.C., USA Division Chief YANG Jie, State Administration for Industry and Commerce, Beijing, China Judge Zhu LI, China Supreme People s Court IPR Tribunal, Beijing, China 5:30 PM 7:00 PM Grand Ballroom CD COCKTAIL RECEPTION Reception Committee Co-Chairs: Janet HUI, Jun He, Beijing, China Sandy WALKER, Dentons, Toronto, Canada Sponsored by: 7:00 PM 9:00 PM Traders Hotel DINNER Dinner will be held at The Traders Hotel. This is a separately ticketed event. Dinner Committee Co-Chairs: Russell LEU, Sheppard Mullin Richter & Hampton LLP, Beijing, China John Yong REN, T&D Associates, Beijing, China Sponsored by: Tuesday, September 17, :30 AM 8:30 AM Grand Ballroom Foyer REGISTRATION 8:30 AM 10:00 AM Grand Ballroom A Challenges Involved in Outbound Investments: Legal Regimes of Host Countries and the Role of International Law Political risks, such as currency inconvertibility, breach of contract by host country governments, expropriation and civil disturbance or war, have long been concerns for foreign investors, including Chinese investors. Additional risks include actions of the host state relating to sustainable development and more broadly, public policy regulations in the areas of labor, environmental protection and trade. All of these may lead to disputes between foreign investors and host states. This panel will provide an up-to-date review and analysis of the above risks and challenges in relation to outbound investments from China. In particular, this session will focus on investment protection mechanisms under international and domestic regimes, such as bilateral or regional investment treaties and the Multilateral Investment Guarantee Agency (MIGA), as well as how to mitigate non-commercial risks (e.g., environmental measures). In doing so, our experts will explore possible solutions to risks presented by the regulatory and political environment of developing countries (including success stories) in Africa and Latin America and will also address issues that have arisen in developed countries (e.g., the recent challenge by a US investor of the Quebec (Canada) ban on fracking). Program Chair: Sandy WALKER, Dentons, Toronto, Canada Program Chair & Moderators: Adejoké BABINGTON-ASHAYE, World Bank Administrative Tribunal, Washington, D.C., USA Zhong LIN, Chen & Co. Law Firm, Shanghai, China Speakers: Karel DAELE, Mishcon de Reya, London, UK Mark FELDMAN, Assistant Professor of Law, Peking University School of Transnational Law, Beijing, China Kalidou GADIO, General Counsel, African Development Bank, Tunis, Tunisia Yongjie LI, Treaty and Law Department, Ministry of Commerce, Beijing, China Leslie ZHANG Weihua, Director of the Legal Department, China National Offshore Oil Cooperation 8:30 AM 10:00 AM Grand Ballroom B Whistle-Blowing, Managing Multi-Jurisdictional Cartel Investigations and Private Enforcement Sponsored by: The NDRC's foray into international cartel enforcement reflects the uptick in global cartel enforcement. Recent enforcement action in the EU, US and Japan has targeted Asian companies, most recently, Japanese auto parts suppliers, and Taiwanese and Korean LCD panel suppliers. The risk of corporate fines around the globe, and prison for executives in some jurisdictions, have increased the prevalence of multi-jurisdictional leniency applications. What does this mean for practitioners advising clients facing investigation across multiple jurisdictions? What does this mean for convergence in investigative techniques and cooperation between enforcement agencies? Private enforcement is similarly on the increase. The on-going Vitamin C cartel action in US courts highlights the compliance challenges that Chinese enterprises face as they expand overseas, and tests the limits of the foreign sovereign compulsion defence. This panel will discuss cartel investigations and leniency in China, the EU, Japan, New Zealand and the US, comparing and contrasting approaches in these jurisdictions. In light of the Vitamin C cartel case in the US involving Chinese manufactures, the panel will also consider the scope for immunity for State-supported conduct with anti-competitive effects. Program Chair: Ninette DODOO, Clifford Chance, Beijing, China Program Chair & Moderator: Susan NING, King & Wood Mallesons, Beijing, China Speakers: Dr. Mark BERRY, Chair, New Zealand Commerce Commission, Wellington, NZ James H. JEFFS, Intel, Hong Kong, China Donald KLAWITER, Sheppard Mullin Richter & Hampton, Washington, D.C., USA Deputy Director General LU Yanchun, National Development and Reform Commission, Beijing, China Toshiyuki NAMBU, Japan Fair Trade Commission, Tokyo, Japan

10 (Whistle Blowing cont.) Charles F. Rick RULE, Cadwalader, Wickersham & Taft, Washington, D.C., USA 10:00 AM 10:15 AM Grand Ballroom Foyer COFFEE & TEA BREAK 10:15 AM 11:45 AM Grand Ballroom A Key Economic Analysis in Competition Law Matters Understanding the economic analyses involved in competition matters is crucial in developing a successful legal strategy. This program will discuss the key economic principles and the essential economic analyses commonly used in merger review, antitrust investigations, and antitrust litigation. Properly defining the relevant antitrust market is the starting point for most antitrust analyses. The program will demonstrate various methods used to define relevant product and geographic markets. The program will also explain the basic approaches to determine potential damages caused by anti-competitive conduct. The discussion will bring together economists, regulators and practitioners from US and China. The panelists will address special challenges faced in China and share their experiences and best practices. Program Chair: Dr. Elizabeth WANG, Charles River Associates, Boston, MA, USA Program Chair & Moderator: Dr. Xiaoye WANG, Institute of Law, Chinese Academy of Social Sciences, Beijing, China Speakers: George S. CARY, Cleary Gottlieb Steen & Hamilton, Washington, D.C., USA Dr. Ken HEYER, Deputy Director, Bureau of Economics, Federal Trade Commission, Washington, D.C., USA Deputy Director General LI Qing, National Development and Reform Commission, Beijing, China Dr. Glenn MITCHELL, Compass Lexecon, Pasadena, CA, USA Dr. John Yong REN, T&D Associates, Beijing, China Dr. Elizabeth WANG, Charles River Associates, Boston, MA, USA 10:15 AM 11:45 AM Grand Ballroom B Hot Topics This program will comprise roundtable discussions about 3 hot topics in competition law in China: (1) Abuse of dominance - In the wake of the decisions in two recent cases (Qihoo v. Tencent and Huawei v. InterDigital), panelists will discuss strategies for bringing and defending abuse of dominance cases in China, as well as best practices for companies that face the risk of an investigation or litigation regarding alleged abuse of dominance, and consider (a) definition of geographical market, (b) definition of product market and (c) intellectual property in the context of abuse of dominance claims. (2) Large minority interests and intra-group/joint venture agreements - What should be the appropriate treatment under the AML of minority interests, joint venture and intra-group agreements, and especially of ancillary restraints common to such arrangements? Such ancillary restraints may include pricing components, and may also be characterized as vertical restraints. What specific rules, if any, under the AML should be established for these situations? When may relationships such as minority interests and intra-group or JV agreements constitute a defense to charges of AML violation by vertical pricing and other restraints? (3) Industry antitrust exemptions and immunity - The AML in Article 15 provides for exemptions to the law, but has no express provisions for immunity from the law. Airlines have been in the forefront recently seeking immunity from the AML for proposed alliances, which raises the fundamental question of whether antitrust immunity is a good idea, and if yes, when. If immunity is granted, what conditions, if any, should be placed on that immunity? How do you resolve the potential conflict of interests between the AML and industry regulation, especially in the context of industries dominated by state-owned enterprises? Program Chairs & Moderators: Yee Wah CHIN, Ingram Yuzek Gainen Carroll & Bertolotti LLP, New York, NY, USA Becky KOBLITZ, Sheppard Mullin Richter & Hampton LLP, Beijing, China Moderators: Janet HUI, Jun He, Beijing China Scott YU, Zhonglun, Beijing China Speakers: Dr. Fei DENG, Edgeworth Economics, San Francisco, CA, USA Prof. Dong YANG, Antitrust Forum, Renmin University Law School, Beijing, China Yizhe ZHANG, Jones Day, Beijing China Panelists: Liang DING, Deheng, Beijing, China Sébastien EVRARD, Jones Day, Beijing, China Mark JEPHCOTT, Herbert Smith Freehills, Beijing, China Dr. Gregory K. LEONARD, Edgeworth, Economics, San Francisco, CA, USA Munesh MAHTANI, Google, London, UK Yi XUE, Zhonglun, Beijing, China 12:00 PM 1:30 PM Grand Ballroom CD LUNCHEON Keynote Speaker: Dr. Mark BERRY, Chair, New Zealand Commerce Commission, Wellington, NZ Sponsored by: 1:30 PM 4:45 PM Grand Ballroom AB Mock Trial of an Antitrust Case Sponsored by: For both companies doing business in China, and Chinese companies doing business overseas, antitrust disputes will increasingly be resolved by trials. In China, courts have proceeded with caution thus far under the Antimonopoly Law, but there have been a number of cases already filed in courts throughout China, including one that has received significant media attention (360 v. Tencent). Though the likelihood of trials is increasing, the Chinese legal system is just now determining how it will structure such trials, and is developing the applicable procedures and law. Many jurisdictions outside of China have had a long experience with criminal and civil antitrust trials. In the United States, trial verdicts are frequently decided by lay juries, which vote to determine both liability and damages. In Europe and elsewhere, antitrust trial decisions are usually left to judges. In any case, antitrust trials are typically vast, complex, and long-running, involving extensive evidence-gathering, sophisticated expert testimony by economists, and the application of a highly evolved body of law. This program will present a mock trial of a civil antitrust dispute. Each of the two trial teams will consist of two trial lawyers, one from China and one from the U.S. The trial will follow the general format of a U.S. jury trial, and involve the presentation and cross examination of fact and expert witnesses. A U.S. federal judge will preside over the trial. Following the mock trial, a panel consisting of the U.S. Judge, a Chinese judge and an E.U. practitioner will provide commentary, highlighting how the different systems conduct antitrust trials. Program Chairs: Joseph BIAL, Cadwalader Wickersham & Taft, Washington, D.C., USA Tie HU, Deheng Law Offices, Beijing, China Michael KENDALL, McDermott Will & Emery, Boston, MA, USA Fang QI, Fangda Partners, Beijing, China Dr. Elizabeth WANG, Charles River Associates, Boston, MA, USA

11 Mock Trial Team: Plaintiff Lead Attorney (Joseph BIAL) Expert Witness (David STALLIBRASS, Shanghai Jiaotong University, Shanghai, China) Defendant Lead Attorney (Michael KENDALL) Second Chair (Fang QI) Lay Witness (Dr. Sharon PANG, Charles River Associates, Washington, D.C., USA) Expert Witness (Dr. Janusz ORDOVER, New York University & CompassLexecon, New York, NY) Court Judge (Richard STEARNS) Jury (6 Members) Discussion Panel: Honorable Richard STEARNS, U.S. District Court, District of Massachusetts, Boston, MA, USA Second Chair (Tie HU) Lay Witness (Mimi YANG, Ropes & Gray, Shanghai, China) Judge DING Wen Lian, IP Division of the Shanghai People s Court, Shanghai, China Jon LAWRENCE, Freshfields Bruckhaus Deringer, London, UK 0 3:00 PM 3:15 PM Grand Ballroom Foyer COFFEE & TEA BREAK 4:45 PM 5:00 PM Grand Ballroom AB CLOSING REMARKS Speakers: Dr. Elizabeth WANG, Charles River Associates, Boston, MA, USA Dr. Xiaoye WANG, Institute of Law, Chinese Academy of Social Sciences, Beijing, China For all other information on the program, including registration and conference materials, please visit the conference website: The ABA directly applies for and ordinarily receives CLE credit for ABA programs in AK, AL, AR, AZ, CA, CO, DE, GA, GU, HI, IA, IL, IN, KS, KY, LA, MN, MS, MO, MT, NM, NV, NY, NC, ND, OH, OK, OR, PA, SC, TN, TX, UT, VT, VA, VI, WA, WI, and WV. These states sometimes do not approve a program for credit before the program occurs. This course is expected to qualify for CLE credit hours in 60-minute states, and 15.3 credit hours in 50-minute states. This transitional program is approved for both newly admitted and experienced attorneys in NY. For more information about CLE accreditation in your state, visit or contact Michelle Mattingly at michelle.mattingly@americanbar.org. Scholarships are available for this program. For more information please contact Michelle.Mattingly@americanbar.org.

12 大会议程 上午 7:00 8:00 注册 上午 8:00 8:15 开幕词 星期, 2013 年 9 16 发言人 : 陈懿华, Ingram Yuzek Gainen Carroll & Bertolotti LLP, 美国纽约 韩大元, 中国 学法学院院长及教授, 中国北京 万猛, 北京外国语大学法学院院长及教授, 中国北京 上午 8:15 8:45 主旨演讲 主旨演讲 William KOVACIC, 乔治华盛顿大学法学院, 美国华盛顿特区 上午 8:45-10:45 宴会 厅门厅 宴会 厅 AB 宴会 厅 AB 宴会大厅 AB 执法者圆桌会议执法者圆桌会议由中国著名学者黄勇教授担任主持, 围绕着主要司法辖区的执法者在应对国内及跨境活动时在竞争执法中所面临的挑战进行讨论 每位演讲者将根据各自司法辖区的热点问题进行简要评述, 然后执法者之间就共同问题进行小组讨论和交流意见, 最后接受现场观众的提问 专题讨论组委会主席 : 任勇, 天地和律师事务所管理合伙人, 中国北京 Scott A. SHER, Wilson Sonsini Goodrich & Rosati, 美国华盛顿特区 主持人 : 黄勇, 对外经济贸易大学法学教授, 中国北京 发言人 : Renata Hesse, 美国司法部反托拉斯局代理局长, 美国华盛顿特区 ; Cecilio MADERO Villarejo, 欧洲委员会反垄断竞争总司副总司长, 比利时布鲁塞尔 ; Toshiyuki NAMBU, 日本公平交易委员会国际事务副秘书长, 日本东京 ; 任爱荣, 国家工商管理总局反垄断与反不正当竞争执法局局长, 中国北京 ; 尚明, 中华人民共和国商务部反垄断局局长, 中国北京 ; 许昆林, 国家发展与改革委员会价格监督检查与反垄断局局长, 中国北京 ; Joshua WRIGHT, 联邦贸易委员会 (FTC) 委员, 美国华盛顿特区 上午 10:45 11:00 宴会 厅门厅茶歇上午 11:00- 中午 12:30 宴会大厅 AB 全球反垄断审查中的中国部分第一部分 : 中国反垄断审查 2008 年生效的 反垄断法 为中国引入了新的反垄断审查制度 尽管实施时间相对较短, 但过去 5 年这一新的法律制度迅速成熟, 而且已成为相关企业及其法律顾问在考虑及筹划并购交易时的一个主要考量因素 虽然中国在制定反垄断法的法律框架及程序性规定方面取得了巨大进步, 但就反垄断法实施的某些根本性问题而言仍存在一些不确定性 本小组发言人包括目前或曾经就职于监管机构的相关专家 执业律师 公司内部律师以及经济界人士 本小组将通过比较中国 ( 如 : 管辖标准 实体审查标准以及审查时间等 ) 以及其他法域的反垄断审查程序来讨论中国反垄断审查制度的实体性及程序性问题 此外, 本小组还将探讨在反垄断审查程序方面企业及执业律师所担心的一些问题 专题讨论组委会主席及发言人 : 韩亮, 富而德律师事务所律师, 中国北京李志强, 通用电气 ( 中国 ) 有限公司, 中国北京发言人 : 尚明, 中华人民共和国商务部反垄断局局长, 中国北京 Goetz DRAUZ, Wilson Sonsini Goodrich&Rosati, 比利时布鲁塞尔黄勇, 对外经济贸易大学法学教授, 中国北京蔡淑如博, 美国联邦贸易委员会经济顾问, 美国华盛顿特区 下午 12:30 2:00 宴会 厅 CD 午餐主旨演讲 : Cecilio MADERO Villarejo, 欧洲委员会反垄断竞争总司副总司长, 比利时布鲁塞尔赞助者 : 下午 2:00-3:30 会议大厅 AB 全球反垄断审查中的中国部分第二部分 : 中国境外的合并控制与其他审查本会议小组将讨论中国公司在中国境外进行收购时所面临的合并控制 外商投资和国家安全方面的相关法律下的问题与挑战 小组还将讨论欧盟委员会与美国 加拿大及其他国家执法部门如何在其合

13 并控制法律框架下评估中国公司 特别是中国国有企业参与的交易, 以及对这些公司评估的法律和实践意义 小组专家还将评议针对美国 加拿大及其他司法辖区内外商投资和国家安全审查的最新发展, 包括华为 /3 Leaf 中海油/ 耐克森 (Nexen) 马来西亚国家石油(Petronas)/Progress 以及必和必拓 (BHP Billiton)/ 加拿大钾肥 (Potash Corp) 等并购交易, 以便为中国投资者在这些司法辖区未来的投资前景提供指导意见 专题讨论组委会主席及主持人 : 胡纳方 (François RENARD), 安理国际律师事务所, 中国北京李博, 世泽律师事务所, 中国北京 发言人 : Ninette DODOO, 高伟绅律师事务所, 中国北京金浩, 江苏金盛集团, 中国北京 Paul MARQUARDT, 佳利律师事务所, 美国华盛顿特区 Scott A. SHER, 威尔逊 桑西尼 古奇 罗沙迪律师事务所, 美国华盛顿特区 Sandy WALKER, 信安国际律师事务所, 加拿大多伦多 发言人 : Nicholas BANASEVIC, 欧盟委员会竞争总司, 信息产业, 信息技术, 网络及电子消费反托拉斯部门负责人, 比利时, 布鲁塞尔, Philippe CHAPPATTE, Slaughter & May 律所, 英国伦敦, Renata Hesse, 美国司法部反托拉斯局代理局长, 美国华盛顿特区 ; 刘烨, 国家工商管理总局反垄断与反不正当竞争执法局副局长, 中国北京 ; 朱理, 最高人民法院知识产权庭法官, 中国北京 下午 5:30 7:00 宴会 厅 CD 酒会酒会委员会主席 : 许蓉蓉, 君合律师事务所, 中国北京 Sandy WALKER, 信安国际律师事务所, 加拿大多伦多 下午 3:30 3:45 茶歇 宴会 厅门厅 赞助者 : 下午 7:00 9:00 国贸饭店 下午 3:45-5:15 宴会大厅 AB 中国及其他法域的反垄断与知识产权近年来, 反垄断法及知识产权法的相互影响已成为了一个全球性的议题, 对于中国而言, 也不例外 2012 年, 中国工商管理总局公布了最新的知识产权和反垄断法指南的草案征求公众意见 同年, 商务部也在执法中体现了其对知识产权问题的关注, 如其在经营者集中审查的决定中会涉及知识产权许可行为, 比较典型的案件为谷歌收购摩托罗拉案, 商务部批准时所附的条件中包含知识产权的许可行为 这些在知识产权和反垄断法领域的新近进展对于企业在中国开展业务有哪些影响? 反垄断法在中国正在进行的创新政策的发展中将会扮演哪些角色? 相对于美国及欧盟, 中国的知识产权和反垄断法执法机构对诸如交易 ( 许可 ) 义务, 关键设施, 在标准化背景下知识产权许可保证中竞争法的应用等议题有哪些看法? 在中国开展业务的中国公司及外企, 作为许可方或被许可方, 需要了解的关于中国竞争法及知识产权政策有哪些? 本项目将邀请来自美国 欧盟及中国的反垄断法及知识产权法的专家, 包括从业律师及政府官员, 共同讨论上述议题 专题讨论组委会主席 : 许蓉蓉, 君合, 中国北京专题讨论组委会主席及主持人 : Greg S. SLATER, 英特尔公司, 美国华盛顿特区 宴会晚宴将于国贸饭店举行 为单独售票项目 宴会委员会主席 : 刘观霖, 美国盛智律师事务所, 中国北京任勇, 管理合伙, 天地和律师事务所, 中国北京赞助者 : 星期, 2013 年 9 17 上午 7:30 8:30 宴会 厅门厅注册上午 8:30 10:00 宴会大厅 A 海外投资的挑战 : 东道国法律体系和国际法的角色进行境外投资的投资者们总是要面对各种政治风险的困扰, 例如汇兑限制 东道国违约 征收 内乱或战争, 中国投资者们也不能例外 此外, 投资者们还要遵守东道国的其他政策规定, 包括可持续发展, 以及有关劳务 环境保护和贸易的法律法规 这些政治风险和法律规定经常会导致投资者和东道国之间的争端 本节嘉宾将对中国向海外投资所面临的上述风险和挑战做一全新的阐述和分析 本节将重点研讨国际和国内法框架下的投资保护机制

14 , 包括双边及区域投资协定和多边投资担保机构, 以及如何处理非商业风险 ( 例如环境保护问题 ) 本节嘉宾将提供在非洲和拉美等发展中国家处理政治风险和法律政策因素的解决方案和成功案例, 同时也会讨论在发达国家的相关问题处理 ( 如最近美国投资者在加拿大魁北克省遭遇的禁止以水压力破碎法钻探石油的案件 ) 专题讨论组委会主席 : Sandy WALKER, 信安国际律师事务所, 加拿大多伦多专题讨论组委会主席及主持人 : Adejoké BABINGTON-ASHAYE, 世界银行行政法庭, 美国华盛顿特区林忠, 瑛明律师事务所, 中国上海 James H. JEFFS, 美国英特尔公司, 中国香港 ; Donald KLAWITER, 美国盛智律师事务所, 美国华盛顿特区 ; 卢延纯, 国家发展与改革委员会价格监督检查与反垄断局副局长, 中国北京 ; Toshiyuki NAMBU, 日本公平交易委员会, 日本东京 ; Charles F. Rick RULE 鲁睿, 美国凯威莱德国际律师事务所, 美国华盛顿特区 上午 10:00 10:15 宴会 厅续厅茶歇 上午 10:15 11:45 宴会大厅 A 发言人 : Karel DAELE, Mishcon de Reya 律师事务所, 英国伦敦 Mark FELDMAN, 北京大学国际法学院副教授, 中国北京 Kalidou GADIO, 非洲发展银行总顾问, 突尼斯亚, 突尼斯李詠箑, 商务部条约法律司, 中国北京张伟华, 法务部总监, 中国海洋石油总公司上午 8:30 10:00 多司法辖区的卡特尔调查 举报 以及私人执行 宴会厅 B 竞争法中的主要经济分析经济分析是成功解决竞争纠纷的法律战略的关键 本专题将讨论并购审查, 反垄断调查, 以及反垄断诉讼中所常用的经济原则和分析手段 正确地界定相关反垄断市场是大多数反垄断分析的起点 此专题将展示界定相关产品和相关地域市场的几种常用方法, 以及如何计算反竞争行为所造成的非法所得的基本方法 本论坛将汇集来自美国和中国的经济学家, 政府官员及从业律师 讨论组成员将和大家分享中国面临的特殊挑战以及他们个人的经验和方法 专题讨论组委会主席 : 王晓茹博士, Charles River Associates, 美国波斯顿 赞助者 :: 发改委开始其国际卡特尔执法是全球卡特尔执法增长的一个反映 近期, 欧盟 美国和日本的执法行为都是针对亚洲公司的 最近的几次执法针对的是日本汽车零部件供应商, 以及台湾和韩国的液晶面板供应商 全球执法机构对公司处以罚金的风险, 以及部分司法辖区对公司高管处以监禁处罚的风险, 加快了在多司法辖区中运用宽恕制度的普及 当从业者需要为面临多个司法辖区调查的客户提供法律意见时, 这一情况对从业者而言意味着什么? 这一情况对执法机构调查技术和合作方面的一体化意味着什么? 同样的, 个人诉讼也在增加 正在美国法院进行的维他命 C 卡特尔案凸显了中国企业在向海外扩张时所面临的合规挑战, 也检验了外国主权强制辩护制度的局限 本次座谈将讨论中国 欧盟 日本 新西兰和美国的卡特尔调查和宽恕制度的运用, 用比较和对照的方法对这些司法辖区进行探讨 鉴于美国的维他命 C 卡特尔案涉及中国制造商, 本次座谈会还将探讨国家支持的行为在反竞争效应下可以被豁免的范围专题讨论组委会主席 : Ninette DODOO, 高伟绅律师事务所, 中国, 北京专题讨论组委会主席及主持人 : 宁宣凤, 金杜律师事务所, 中国北京发言人 : Mark BERRY 博士新西兰商务委员会主席, 新西兰威灵顿 ; 专题讨论组委会主席及主持人 : 王晓晔教授, 中国社会科学院法学所, 中国北京发言人 : George Cary, 佳利律师事务所, 美国华盛顿特区 Kenneth Heyer 博士, 美国联邦贸易委员会, 经济局副主任, 美国华盛顿特区李青, 国家发展和改革委员会, 价格监督检查与反垄断局副局长, 中国北京 Glenn Mitchell 博士, Compass Lexecon, 美国加州, 帕萨迪纳任勇博士, 天地和律师事务所, 中国北京王晓茹博士, Charles River Associates, 美国波斯顿上午 10:15 11:45 宴会大厅 B 热点问题此环节将讨论三个中国竞争法的热点问题 (1) 滥用市场支配地位 以两起热点案件 ( 奇虎诉腾讯 华为诉 InterDigital) 的判决为背景, 专家将讨论在中国起诉和辩护滥用市场支配案件的策略, 还有企业面临涉嫌滥用市场支配地位的调查和诉讼风险时的最佳实践, 包括 (a) 相关市场的界定,(b) 市场支配地位的确定 ( 包括如何解读知识产权的作用 ), 以及 (c) 如何确定某行为是否构成滥用等

15 (2) 少数股东权益和集团内部 / 合营协议 反垄断法对少数股东权益和集团内部 / 合营协议的态度如何? 此类协议的常见禁止是什么? 此类禁止可能涉及产品价格, 可能被认为是垂直垄断 反垄断法是否应该应该针对上述情况进行特别规定? 什么时候少数股东权益和集团内部 / 合营协议包含可能反击涉嫌垂直价格或其他禁止的起诉的内容? (3) 产业反垄断的排除适用和豁免 反垄断法第 15 条规定了排除适用的情况, 但是反垄断法没有明确规定豁免条款 航空公司为了可能的航空联盟, 近来一直积极倡导反垄断法豁免, 航空公司此举引起了关于反垄断法豁免基本问题的讨论 反垄断法豁免是否是一个好主意, 如果是, 反垄断法豁免是否应有条件? 如何处理反垄断法和产业政策之间的潜在冲突, 特别是在国有企业拥有该产业支配地位的时候? 专题讨论组委会主席及主持人 : 陈懿华, Ingram Yuzek Gainen Carroll & Bertolotti LLP, 美国纽约 Becky KOBLITZ, 美国盛智律师事务所, 中国北京主持人 : 许蓉蓉, 君合律师事务所, 中国北京余昕刚, 中伦律师事务所, 中国北京发言人 : 邓飞博士, Edgeworth Economics, 美国旧金山市杨东教授, 中国人民大学法律学院反垄断法高峰论坛, 中国北京张一哲,, 中国北京专家 : 丁亮, 德恒律师事务所, 中国北京 Sébastien EVRARD,, 中国北京 Mark JEPHCOTT, Herbert Smith Freehills, 中国北京 Dr. Gregory K. LEONARD, Edgeworth, Economics, 美国三藩市 Munesh MAHTANI, 谷歌, 英国伦敦薛熠, 中伦律师事务所, 中国北京中午 12:00 下午 1:30 宴会 厅 CD 午餐主旨演讲 :: Mark BERRY 博, 新 兰商务委员会主席, 新 兰威灵顿赞助者 : 发起者 : 对于无论是在中国从事商业活动的公司, 还是在海外从事商业活动的中国公司来说, 反垄断纠纷会越来越多地通过庭审的方式来解决 在中国, 法院依据反垄断法已经谨慎地进行相关工作, 但是全国范围内已经有一些案件被提交到了法院, 包括曾经被媒体广泛关注的 诉腾讯案 尽管法院庭审的可能性在增加, 中国的司法制度现在仍然在考虑合适的庭审结构以及发展适用的程序和法律 许多海外的司法辖区对于刑事或者民事的反垄断审判工作都有很多的经验 在美国, 判决经常由普通人组成的陪审团来决定, 陪审团成员以投票的方式决定责任和损害赔偿方面的问题 在欧洲和其他地方, 反垄断案件的判决通常由法官做出 在任何一种情况中, 反垄断案件的审判工作基本上都是涉及范围很广的长期复杂的过程, 其中包含大量的证据收集 经济学家所出具的复杂的专家证言以及对高度发展的法律的适用等 本项目会进行一次民事反垄断案件的模拟庭审 双方庭审队伍都会由两名律师组成, 一名来自中国, 一名来自美国 庭审会依照美国一般的陪审团形式进行, 并且会涉及陈述以及对于事实和专家证人的交叉询问 ( 互相质证 ) 环节 一位美国联邦法院法官将会作为主审法官 模拟庭审结束之后, 由主审法官 一位中国法官和一位欧洲律师组成的小组会进行评论, 主要关注不同的制度下反垄断案件的庭审会如何开展 专题讨论组委会主席 : 白瑞福, 美国凯威莱德律师事务所, 美国华盛顿特区胡铁, 德恒律师事务所, 中国北京 Michael KENDALL, McDermott Will & Emery, 美国马萨诸塞州波士顿祁放, 方达律师事务所, 中国北京王晓茹博士, Charles River Associates, 美国马萨诸塞州波士顿 原告 : 首席律师 : 白瑞福第二律师 : 胡铁一般证人 : 杨咪咪, 美国瑞格律师事务所 (Ropes & Gray), 中国上海专家证人 : David STALLIBRASS, 上海交通大学, 中国上海 被告 : 首席律师 : Michael KENDALL 第二律师 : 祁放一般证人 : 彭诗灵博士,Charles River Associates, 美国华盛顿特区专家证人 : Janusz ORDOVER 教授, 纽约大学和 Compass Lexecon, 美国纽约 下午 1:30 4:45 反垄断模拟法庭 宴会大厅 AB 法庭 : 法官 : Richard STEARNS

16 0 陪审团 : 六位成员 下午 4:45 5:00 宴会大厅 AB 讨论组 : Richard STEARNS 法官, 美国联邦地区法院, 马萨诸塞地区, 美国马萨诸塞州波士顿丁文联法官, 上海人民法院知识产权庭, 中国上海 Jon LAWRENCE, 英国富而德律师事务所, 英国伦敦 下午 3:00 3:15 茶歇 宴会 厅门厅 闭幕词 发言人 : 王晓茹博士, Charles River Associates, 美国马萨诸塞州波士顿王晓晔教授, 中国社会科学院法学所, 中国北京 For all other information on the program, including registration and conference materials, please visit the conference website:

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20 中国 - 境内和境外 反垄断 知识产权和其他规章在启动和运营境内 外投资中的问题 美国律师协会 (ABA) 首次在中国的国际盛会 北京中国大饭店 2013 年 9 月 日 详情请访问