longitudinal micro - level data 100872 niehuihua@ 263. net econjiang@ gmail. com rudaiyang@ gmail. com 09&ZD020 5 142
Chinese industrial enterprises database 1 American Economic Review Song 2011 Quarterly Journal of Economics Hsieh Klenow 2009 1 China Annual Survey of Industrial Firms China Annual Survey of Manufacturing Firms 5 143
90% 500 2011 2000 1998 1999 ~ 2007 30 GB / T4754-2002 13 ~ 43 38 1999 ~ 2007 1999 ~ 2007 200 1999 16 2007 33 1 9 55 46 000 8% 2004 218 442. 81 195 600 89. 5% 2 1 1999 ~ 2007 1999 2 /3 2007 1 /10 20% 70% 1 2 5 144
130 2004 1 % % % % 1999 52 817 32. 86 53 507 33. 29 27 757 17. 27 26 652 16. 58 160 733 2000 44 665 27. 66 49 383 30. 58 39 192 24. 27 28 240 17. 49 161 480 2001 36 781 21. 67 42 528 25. 06 59 208 34. 89 31 178 18. 37 169 695 2002 31 570 17. 55 38 237 21. 25 75 884 42. 18 34 208 19. 02 179 899 2003 25 157 12. 93 32 334 16. 62 98 698 50. 74 38 318 19. 70 194 507 2004 27 403 9. 89 26 896 9. 70 165 864 59. 85 56 976 20. 56 277 139 2005 18 520 6. 86 23 875 8. 84 171 603 63. 53 56 112 20. 77 270 110 2006 16 209 5. 40 20 983 6. 99 202 417 67. 43 60 585 20. 18 300 194 2007 11 724 3. 50 19 355 5. 78 236 823 70. 68 67 174 20. 05 335 076 9 200 2006 30 5 145
1998 2008 11 2006 12 1200 1991 ~ 2006 1 Krugman 1997 1 5 146
Y K L total factors productivity TFP TFP TFP Solow residual TFP 2008 Hsieh Klenow 2009 OP Olley Pakes 1996 2009 2010 2011 2011 Brandt LP Levinsohn Petrin 2003 2007 SFA 2008 1 Melitz 2003 2009 1999 ~ 2003 TFP 2010 1998 ~ 2007 TFP 2011 TFP Lu 2010 2010 TFP 2011 2011 WTO 10 FDI 2008 1998 ~ 2001 TFP 2008 2000 2002 1 2011 TFP 5 147
2008 1998 ~ 2005 Du Xu Sheng Sheng 2011 FDI Chen 2011 R&D R&D R&D R&D 2008 2001 ~ 2005 U Hu 2009 FDI 2011 2005 ~ 2006 U Chesbrough Liang 2007 R&D R&D R&D Tong 2009 1998 ~ 2003 FDI Bai 2009 Dougherty 2007 5 148
Lu 2010 Cai Liu 2009 2000 ~ 2005 Cull 2009 loan trade credit 2010 2004 ~ 2007 Guariglia 2011 / 1998 ~ 2005 Lu Tao 2009 EG Li 2011 Lin U Yang He 2011 2009 DID 2004 2011 DID 2003 ~ 2005 2010 2000 ~ 2007 Song 2011 5 149
1998 ~ 2007 2010 1999 ~ 2005 GMM 2010 1998 ~ 2006 Dong Xu 2009 ID Brandt 5 150
XX XX XX XX XX 10% 20 2002 2002 GB /T 4754-1994 2002 GB /T 4754-2002 2011 2011 1994GB 2002GB 1 2004 2004 1 HS 2008 5 151
2004 2004 2003 2001 1999 ~ 2003 = - = - + 2004 = - + - + 2008 2005 ~ 2007 2 270 110 300 194 335 076 2 2005 2006 2007 26 229. 8 29 875. 86 34 447. 48 26 206 29 849. 54 34 401. 34 1 Dai 2011 2 130 1 2 Yu 2011 30% Tang 2011 70% Yang He 2011 60% 5 152
Cai Liu 2009 1000 1000 30 1 0. 5% 1999 ~ 2007 2048 833 5900 0. 3% 2008 8 28 000 1% 200 500 176 500 9% 20 10% Bai 2009 0. 1% 99% 43 23% 0 11 000 6% 3 3 % 5912 2048 833 0. 29 8 28 307 2048 833 1. 38 2832 2048 833 0. 14 500 201 540 2048 833 9. 84 0. 1% 99% 570 157 2048 833 27. 83 0 33 026 2048 833 1. 61 1 500 5 153
2001 ~ 2007 2004 140 0 120 89% 0 3 1 0 2 0 3 0 1 2 3 28 000 0 20 000 70% Tobit 2008 OLS 2 3 Cai Liu 2009 = - - - - - 2000 ~ 2005 0. 1431 0. 0515 2 /3 2005 ~ 2007 1999 ~ 2007 1 /5 40 6% 0 5 154
XX 94% Lu Tao 2009 1999 ~ 2007 200 8% 22% 500 I 50% II 1999 ~ 2007 I 245 376 II 252 629 3% I 84% 15% 5 155
1 25% 1 /5 10% 25% 25% 2008 I it = K it - 1 - " K it - 1 I K " 1 5% 10% 15% Brandt 2011 9 2011 2 2010 8 2010 7 2008 2000 2004 3 2008 6 2008 2 2008 7 5 2009 2011 7 1 6 5 156
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