國立中山大學學位論文典藏.pdf



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Transcription:

The study of contemporary civil Servant Recruit/Appointment System of our Nation Key wordsexamination Recruit Promotion Government reform Administration neutrality i

ii

Abstract It is important and urgent for government s discretion to make good use of Recruit /appointment system to introduce new blood into the government to cope with the needs of the society. This essay tried to analyze the problems that our civil servants recruiting system has encountered. The similar systems of other developed countries were also discussed. This essay made several suggestions concerning government reforms in accordance with the latest world trend and the way to help civil servants realize their roles in democratic administration. This essay also tried to make clear what government can do to review and revise personnel laws as well as civil service systems, so as to recruit competent individuals into the government to provide better services to the people. Because the reform of civil servant personnel system is a part of government reform plan, and the reform of recruit/appointment system is a crucial link of civil servant personnel system, while present recruit/appointment system still has some flaws to be corrected, this essay made some suggestions on the issues of examination, appointment and promotion. A. Examination: 1. To abolish the prerequisite qualifications in all kinds of national examinations. 2. To increase the number of extra list of passers of both common and higher national examinations. 3. To widen the range of recruits from those who have passed profession and technician examinations to serve in the public section. iii

4. To adopt examinations with diversity and elasticity. B. Appointment system: 1. To reasonably raise the ranking paradigm of local civil servants. 2. To modify the rules of deputizing. 3. To allow the interchanges of persons of public and private sections. 4. To give elasticity to the laws of personnel appointment according to different geography locations. C. Promotion: 1. To increase the weight of performance and potential of development in the evaluation for promotion. 2. To limit the chief s authority in the evaluation for promotion. 3. To develop a fast promotion mechanism. The goal of civil servant system reform is Government Reform and Elastic Recruit. Therefore, this essay suggested that related governmental departments should play a more active role in government reform and to engage in a brand new innovation of civil servant recruit/appointment system. iv

The Study of Contemporary Civil Servant Recruit/Appointment System of our Nation.

1 4 6 8 15 25 52 71 76 90 95 107 115 119 122 131 135 147 157 163 171 177

79 81 81 82 83 84 28 59 63 64 64 78 86 111

1 1 38 1992 448 1

2 legitimate good effective 3 2 3 1998 13 2

3

4

5

6

7

8

1 9

2 3 4 (1) (2) (3) (4) (5) (6) (7) 10

A B C 4 5 () 4 1999 6 189-195 5 11

( ) management of human resources career development management by motivation means () favoritism spoils the merit principle () 6 6 1998 10 97-98 12

() () () () 7 8 () () 7 1988 10 37-38 8 1991 1 11-50 13

14 () () 1 2 3 () () (1) () (2)

Personnel Administration 1 2 W..Willoughby 3 H.A. Simon 4 O.Glen Stahl 5 1 1989 5 2 1989 6 3 W.F. Willoughby, The Principles of Public Administration(Baltimore:John s Hopkins Press,1927),p.221. 4 Herbert A. Simon, Donald W. Smithburege and Victor A. Thomson, Public Administration (New York: Afred A. Knopf, 1950),p.342. 5 O. Glenn Stahl, Public Personnel Administration (New York: Harper, and Row Publishers, 15

M.E. Dimock staff function 6 F.A. Nigro 7 8 9 10 11 1962),p.15. 6 Marshall E. Dimock, and Gladys O. Dimock, ed., Public Administration, (New York: Holt, Rinehart & Winston Inc., 1969),p.216. 7 Felix A. Nigro, Public Personnel Administration.(New York: Holt, Rinehart & Winston, 1959),p36. 8 1979 6 9 1991 6 10 1993 7-8 11 1993 2-3 16

12 13 () () () 12 2002 35 13 1999 6 9-10 17

() D.E. Klingner public organization 14 1 2 3 4 5 14 Klingner. Donald E. Public Personnel Management Context and Stragies (New Jersev: Englwood Cliffs. Prentice Hall Inc.,1998) p135. 18

15 ( ) 16 () () () 17 15 1959 37 16 1982 19 17 1983 3 19

macro micro () 1 2 3 18 19 (1) (2) 18 () 1971 5 19-1999 6 122 20

(3) () 20 manpower projection 20 1967 226 21

21 1 2 3 4 5 (1) (2) (3) 21 1987 56 22

(4) (5) 23

22 22 2001 33-41 24

25

(1) (2) (1) (2) (3) (4) (1) (2) (3) 26

Permanent post in the Civil Service (4) Career Development (1) Administrative Group (2) Senior appointment selection committee 27

Promotion Board 23 1994 6 36 23 1994 6 33-36 28

impartiality, permanence, anonymity specialists 1855 24 24 1992 159-160 29

1968 1981 1987 1992 1995 1998 1855-1968 1968 25 1980 1994 26 CSC 25 2000 126 26 1994 61-62 30

27 28 competitive services exceted services Federal Service Entrance Examination 1955-1973 27 1992 222-228 28 F.A. Nigro, Public Personnel Administration, N.Y. Henry Haltdud co.,1956,p.161. 31

32 professional and Administrative Carer Examination, PACE assembled unassembled performance examinations written exam oral exam assessment validation reliability merit examinations Veterans Preference Act, 1943 recruitment selection Federal J OB Information Center Lists of eligibles rule of three probation, conditional appointment temporary limited appointments, term appointment, part-time employment

employment in the excepted service cooperative education selective placement presidential management intern program 29 Career promotion reassignment demotion transfer reinstatement high-level talent 30 31 Senior Civil Service SES SES 29 1987 8 217 30 The difficulty of attracting and retain talented people has been a persistent and often discouraging our public service. See J.M. Pfiffner &R. Presthus, Public Administration, N.Y. The Ronald Press Company, 5 th. Ed.,1967,p.329. 31 M.E. Dimock & G. Dimock, op. cit., p.231. 33

32 SES SES SES (1) (2) D.J. Devine 33 1883 CSC 1978 Civils Service Reform Act 32 46 1989 8 62-84 33 46 1989 8 62-84 34

34 1902 35 (1) (2) (3) (4) (5) (6) 36 34 2000 14 35 1992 199-200 36 1988 217-224 35

ABCD ABCD A B C D A A B 36

C D ABCD (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) A BCD 37

4 A (1) (2) (3) 38

CD ABCD A 37 ABCD A B CD 37 1999 221-240 39

40 Established posts Unestablished Posts ABCD Corps A

38 38 2000 46-47 41

42

competence integrity and earned with high prestige 43

39 40 39 1992 316-320 40 1992 339 44

45

46

(1) 47

(2) (3) 41 42 41 1988 289-296 42 1999 299-302 48

1947 10 1950 12 43 43 1999 302 49

1996-2001 1990 44 44 ( 2002 75-76) 50

51

45 (1) (2) (3) (4) (1) (2) 45 207-234 52

(3) (4) (5) (1) (2) (3) (4) (1) (2) (3) (4) (5) 53

(1) (2) (3) (4) (5) (1) (2) (3) (4) (5) 54

55

(1) : (2) ( ) 56

(1) ( ) (2) ( ) 57

58

2 1990.1 227 59

Career Honorary Title 60

61

62

63 1990.1 232

64 1990.1 233 1990.1 234

65

66

67

68

69

70

1 () () 1 1996 9 71

1 2 3 4 ( ) (Merit Principle) (competence) (Neutrality) (equality of opportunity) 2 (Favoritism) (spoils system) 2 (Herbert A. Simon) 1982 339-349 72

3 4 () (legitimacy) (co optation) () 3 2002 25-27 4 1994 23-27 73

(vertical social mobility) () (J. S. Mill ) (sunk cost) () 5 5 1995 4-13 74

6 6 R. W. Cox III,et al., Public Administration in British,( N. J. Prentice-Hall, 1994), p68-69 75

7 7 76

8 9 8 9 77

78 ( 1999.6 259

20 16 12 8 4 0 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 2002 8 8 79

4 1 588 3.57% 15,730 14,848 882 12,758 81.11% 8,473 66.41% 4,285 33.59% 9.95% 9.92% 0.03 ; 11.04% 7.79% 0.03 1,269 554 715 1.29 11 292 103 21.21% 20% 18.18% 0.97% 3.23% 61 32 27 50% 31.76% 20% 1.73% 3.10% 86 90 14.63% 13.56% 13.28% 24.23% 18.38% 18.18 ( ) 80

30 126 308 63 95 12 ( ) 14.63 % 13.56 13.28 24.23 18.38 18.18 86-90 2002.8 9 22,248 14,687 66% 7,561 34% 21,165 1,083 18,359 82.5% 6.51% 0.47% 6.15% 7.20% 4.33 1,195 81

474 721 1.52 21 193 172 132 7.96% 7.74% 7.35% 1.79% 1.95% 2.08% 32 82 82 44 29.79% 27.45% 24.76% 2.41% 2.70% 2.78% 86 90 6.85% 6.42% 4.96% 18.86% 9.35% 6.83% % 15 12 9 6 3 0 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 2002.8 10 82

2002.8 10 15 93,675 83

28,164 22,491 150 4,049 121 2 1,244 21.05% 1,187 8.27% 880 6.39% 7.20% 1.68 85-90 10% 30 % 25 28 26 24 22 20 18 16 14 12 10 8 6 4 2 20 15 10 5 0 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 2002.8 12 84

85 17 38,505 7,063 24.76% 4,560 638 85.95% 70.83% 86 90 9,294 1,871 45% 32 8,987 796 15.78% 268 55 50% 25% 32 1,051 38.89% 2,258 21.82% 86 90 22,579 41.06% 45.24% 21 14 23,429 14,754 62.97% 2,916 19.76%14 1,069 498 494 100% 50% 33.33%

205 433,399 366,333 141,726 38.69% 20,915 16,599 4,347 2,582 1,765 26.19% 4.83 10 39-90 153,162 39.00 39-60 11,436 43.28 61-90 141,726 38.69 60 1,830 29.13 65 3,842 67.14 70 2,667 58.81 75 2.956 60.04 80 4,265 36.13 85 2,534 31.23 88 7,862 25.21 89 4,999 31.02 90 4,347 26.19 20028 13 10 2002 8 8-15 86

87

11 165 0.8 11 2% 88

12 12 2002 11 27-29 89

90

91

13 14 (1) (2) 13 1994 11 438 14 1 2 3 4 5 6 7 8 9 92

(1) (2) (3) 15 15 1999 338 93

(1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) 94

16 16 2002 63-64 95

96

( ) ( ) 97

98

99

100

101

17 17 1996 7 29-30 102

18 18 103

104

105

106

107

108

109

110

111

112

113

1 114

2 1997 6 271 115

116

117

3 2001 12 1139.1143 118

119

4 1997 6 272-274 120

121

5 6 5 2001 9 63 2 6 1992 9 124-125 122

123

7 (1) (2) (3) (4) (5) 7 2000 5 47 41-42 124

A B 125

126

8 8 2002 11 77 7-9 127

128

129

9 9 2001 7 61 27-30 130

10 10 2002 7 140 10 131

132

133

134

135

136

1 1 (1995 12 ) 137

138

139

140

(1) 141

(2) (3) (4) (5) (6) 2 2 (1) ( ) (2) (3) 142

3 3 2002 8 16 143

144

4 4 1999 12 165 145

5 5 146

Next Step Program 2010 Agenda 2010 2005 Public Service 2005 Public Service Reform Act Reshaping Administrative Culture 2010 Path to 2010 6 6 147

7 7 2003 10 92-95 148

8 10% 8 149

(1) (2) (3) 1 150

151

30% 40% 152

5% 153

154

155

9 9 86 2003 8 39 156

10 10 1999 6 659-660 157

158 0920055386

159

() () 160

161

162

1 2 1 1996 5 7 1 2 163

3 3 2003 11 7 A6 164

4 5 4 1995 9 35-38 5 1999 11 114 165

166

6 7 6 2002 8 71-72 7 2002 7 73 2 167

168

40% 40% 20% 20% 169

170

171

8 8 2002 11 9 172

173

9 20% 10% 9 6 9 174

175

176

2002 7 1 2002 8 2001 1988 1982 1997 1998 1993 1992 1987 1991 1994 1994 11 1979 1993 1990 (Herbert A.Simon)1982 1998 1999 1989 1995 177

1967 1995 1995 447 2002 140 1996 5 7 2002 73 1996 2002 140 2003 36 1 2003 86 1996 2002 77 1994 18 5 1989 46 2000 47 1992 102 1992 38 2001 2001 61 178

2001 2002 1999 2002 1969 1999 2002 1987 1996 1991 2003 2002 179

2003 2002 2000 2000 2002 1995 1971 2003 11 7 A6 Cox, R.W.1994. Public Administration in British N. J. Prentice-Hall. Dimock, Marshall E.and Gladys O. Dimock 1969.Public Administration, New York: Holt, Rinehart & Winston Inc. Donald E, Klingner. 1998. Public Personnel Management Context and Stragies.New Jersev: Englwood Cliffs. Prentice Hall Inc Nigro, Felix A.1959.Public Personnel Administration.New York:Holt,Rinehart & Winston. 180

Nigro, F.A.1956.Public Personnel Administration. N.Y. Henry Haltdud Co. Pfiffner, J.M. & R. Presthus,1967. The difficulty of attracting and retain talented people has been a apersistent and often discouraging our public service. See Public Administration. N.Y. The Ronald Press Company. Simon, Herbert A. Donald W.Smithburege and Victor A. Thomson.1950.Public Administration New York: Afred, A knopf. Stahi, O.Glenn 1962 Public Personnel Administration. New York: Harper, and Row Publishers Willoughby, W.F. 1927. The Principles of Public Administration. Baltimore:John s Hopkins Press 181