China CNR Corporation Limited 6199 4 16 2015 5 18 9 30 15 103 AGM-1 AGM-4 (www.hkexnews.hk) (www.chinacnr.com) H 20 2015 4 28 H 183 17M 24 H 183 17M 2015 4 1
... 1... 4... I-1......... II-1 III-1 IV-1... V-1............ VI-1 VII-1 VIII-1 IX-1... X-1.................. XI-1 XII-1 XIII-1 XIV-1 XV-1 XVI-1 A... A-1 B... B-1 C... C-1 D... D-1... AGM-1 i
A 1.0 2015 5 18 9 30 15 103 H A H A 1
H H H 1.00 2015 3 30 2014 12 30 AGM-1 AGM-4 2015 4 1 2
571 2012 10 26 A A H % 3
China CNR Corporation Limited 6199 15 15 28 18 4
I. (1) 2014 (2) 2014 (3) 2014 A 2014 H (4) 2014 (5) 2014 (6) 2015 (7) 2015 (8) (9) 2014 2015 (10) 2014 (11) (12) 5
(13) (14) (15) (16) (17) (18) II. (1) 2014 2014 (2) 2014 2014 (3) H (www.hkexnews.hk) A (www.sse.com.cn) (4) 2014 6
(5) 2014 (6) 2015 (7) 2015 (8) (9) 2014 2015 2014 2014 2014 2014 17.15 15.30 1.85 2015 2015 7
(10) 2014 (11) (12) (13) (14) (15) (16) (17) 8
(18) III. 2015 5 18 9 30 15 103 AGM-1 AGM-4 (www.hkexnews.hk) (www.chinacnr.com) IV. H 2015 4 18 2015 5 18 H H 2015 4 17 4 30 H H 183 17 1712-1716 2015 4 28 H 183 17M (852) 2862 0990 24 H 183 17M V. 13.39(4) 13.39(5) 9
VI. VII. 2015 4 1 10
2014 12 31 2014 2014 2014 1042.9 7.2% 66.1 29.7% 54.9 33.0% 2014 H 3 7 2014 4 I-1
125 68 A 76 H 49 H NECT CRH5 NECT UIC 250 1 10 30t HXD2F 1.2 HXN3 4400 80t 200km/h 350km/h A 160 2014 5 22 H 100 I-2
1507 66% SOC 465 16 3 15 5 I-3
2014 2014 15 112 2 16 I-4
6 11 6 21 3 4 3 5 1. 2. (UNIFE) 2015 I-5
3% 1000 11.2 1.6 1.2 2015 1.9 50 2014 8088 8,427 2015 8000 8,000 3. 2014 2014-2020 I-6
5-10 2015 40 85 2700 4. 5. 2014 H I-7
2014-2020 2015 I-8
1. (1) (2) (3) I-9
(1) (2) (3) 2. (1) (2) (1) I-10
(2) 3. (1) BT BT (2) (1) (2) 2015 I-11
2014 12 31 2014 1. 2014 2014 8 2014 3 11 2 2014 3 28 2013 17 2014 4 28 < 2014 > 2014 6 24 H 3 2014 8 29 < 2014 > 7 2014 10 28 < 2014 > II-1
2014 12 18 2014 12 29-30 5 2. 2014 2013 2014 2014 15 24 II-2
2014 2014 12 31 2014 II-3
2014 2014 2014 12 31 2015 II-4
2014 12 31 2014 2014 12 31 2014 1 1 2014 12 31 2014 12 31 2014 III-1
2014 2014 54.92 12,259,780,303 0.45 2014 2,794,110,745.14 2013 2,064,011,260.60 2014 481,258,619.15 549,235 2014 1,211,358,103.69 48,125,861.92 1,163,232,241.77 2015 2015 2014 2014 2014 IV-1
2015 2015 2015 2015 4,000 5,900 20,800 16,500 12,600 4,600 5,600 42,000 28,000 2015 42,000 2014 9,324 32,676 350.45% 2015 28,000 2014 14,197 13,803 97.22% 2015 2014 1. 2. V-1
3. 4. V-2
2014 12 31 15 400 10 63 63 22 12,595,123,379.93 16,546,307,812.38 1,572,813,115.40 300,000,000.00 294,573,841.61 2,037,336.61 207,070,920.17 81,309,944.33 391,922.51 57,335,924.54 28,402,985.23 23,275.95 199,447,387.11-12,790,801.58-4,894,906.23 10,000,000.00 6,705,687.83-726,521.26 135,450,709.54-29,679,712.53-1,948,607.51 V-3
2014 12 31 73 36 51 1-1 12 87,327,415.57-26,282,099.39 1,734,266.52 186,447,940.18 43,153,286.86-7,030,026.59 309,105,922.77 296,624,355.21 4,791,585.34 18,328,561.95 29,320,478.34 2,985,463.44 603,513.00 15,710,698.43 4,760,738.30 200,000.00 9,226,732.25 4,182,013.64 38 100,000.00 166,795.61 9,265.18 V-4
2014 12 31 1 1 52 52 224,566,681.83 83,607,807.25 105,936.94 49,274,223.61-2,024,579.36 119,201.01 27,175,463.92 68,079,198.50-2,366,247.86 6,758,143.53 49,498,927.50 38,001.65 435 193,552,357.17 30,589,574.67-7,488,278.02 584 585 10 192,218,935.93 122,688,978.09-6,982,874.00 120,000,000.00-121,676,434.22-75,576,188.03 259,222,298.94 135,553,718.56 265,863.53 V-5
2014 12 31 3 18 15 1101 231-2 1690 3 105 107 248,232,216.44 5,464,300.92-5,588,638.93 231,852,364.93-5,182,909.31-4,583,749.85 815,073,661.68 889,161,319.89 107,923,979.59 100,000,000.00 96,404,960.10-3,595,039.90 60,000,000.00 27,186,252.62-10,773,752.28 100,000,000.00 61,200,952.26-2,588,993.60 V-6
2014 12 31 2,000,000.00 1,415,006.83-584,993.17 15 20,000,000.00 17,643,171.62-1,848,559.25 46 20,000,000.00 14,526,926.20-3,699,103.04 416 30,000,000.00 17,091,653.72-9,097,193.47 5 8,000,000.00-14,421,052.74-16,961,301.63 19 30,000,000.00 23,778,731.68-4,196,503.50-11 V-7
2014 12 31 3,000,000.00 3,001,760.05 4,458.91 90 20,000,000.00 17,481,119.58-841,092.63 10 10,000,000.00 18,320,821.77-920,004.05 5 4-5 2,000,000.00 1,250,734.78-189,520.40 41 8,000,000.00 28,975,865.21-14,250,975.88 41 15 15 100,000,000.00 100,685,921.55 987,709.90 1,800,000.00 6,404,787.81 2,924,614.94 V-8
1. 2. 3. 4. 5. V-9
2015 2015 350 1. 2. 350 3. 4. 5. 6. 7. 2014 2015 VI-1
1. 2. 3. 4. 5. 6. VI-2
1 964 2 382.05 2015 1 340,000 510,802 2 130,000 150,583 3 60,000-9,407 4 28,000 43,971 5 1,000,000 1,072,765 6 600,000 687,520 7 5,000 56,928 8 255,000 417,733 9 40,000 98,144 10 160,000 189,516 11 50,000 58,663 VII-1
2015 12 70,000 81,829 13 160,000 190,964 14 10,000 6,438 15 10,000 12,583 16 30,000 210,520 17 20,000 51,410 18 300,000 31,628 19 7,500-9,600 20 50,000 105,794 21 150,000 46,087 22 50,000 16,390 23 2,000 2,135 24 13,000 39,982 25 100,000 156,645 26 120,000 128,391 27 20,000 50,610 28 20,000-1,082 29 20,000 126 3,820,500 4,398,194 2014 2015 382.05 VII-2
3 2014 12 31 1 1,459,806 950,064 65.08% 2 640,800 490,645 76.57% 3 386,950 398,771 103.05% 4 237,375 193,618 81.57% 5 3,647,177 2,502,600 68.62% 6 2,459,845 1,780,686 72.39% 7 207,072 95,408 46.07% 8 879,564 467,109 53.11% 9 235,715 135,551 57.51% 10 571,154 382,517 66.97% 11 379,181 320,646 84.56% 12 320,060 239,678 74.89% 13 686,747 495,143 72.10% 14 89,214 88,011 98.65% 15 164,797 156,458 94.94% 16 378,270 168,067 44.43% 17 121,405 70,195 57.82% 18 529,668 492,068 92.90% 19 90,512 109,645 121.14% 20 676,032 582,025 86.09% 21 245,720 198,686 80.86% 22 77,857 68,396 87.85% 23 9,877 5,640 57.10% VII-3
24 65,410 25,329 38.72% 25 182,701 26,488 14.50% 26 2,431,016 2,290,936 94.24% 27 50,879 245 0.48% 28 72,041 73,395 101.88% 1 2015 2. 14 2014 2015 3. 2014 12 31 3 VII-4
2014 2014 1. [2009]328 2. 7.90 15.60 7.70 14.30 2014 1-12 [2009]328 8 10 3000 2000 2014 7 1. 2013 [2014]135 VIII-1
2. 25.00 62.42 87.42 25.00 62.42 87.42 21.75 4.53 26.28 2013 12 2014 12 2013 1 12 2014 68.35 61.73 56.49 VIII-2
CNR Rolling Stock South Africa Proprietary Limited MTU South Africa Proprietary Limited MTU 10% MTU 2 MTU MTU 89.2 945.52 1,034.72 1. 2. 51 3. 1981 1 1 4. 2015 3 22 5. 1. CNR Rolling Stock South Africa Proprietary Limited 2. 3rd Floor, 95 Grayston Drive Sandton 2196 Johannesburg South Africa 3. 2014 1 27 4. 2015 3 22 5. IX-1
MTU 1. 2015 4 MTU 89.2 10% 2018 12 31 2. 2015 12 MTU 945.52 10% 2021 12 31 3. MTU MTU MTU 30 MTU MTU BEE 70% 2014 12 31 70% IX-2
2014 6 1 2014 12 31 140.0 140.0 2014 28.7% IX-3
2014 12 30 A X-1
B XI-1
C XII-1
D XIII-1
1954 2008 6 2010 11 2010 11 1955 XIV-1
2007 12 2012 10 2012 10 1962 2007 12 2011 9 2011 9 2012 10 2012 10 1963 2008 6 2010 11 2010 11 863 1963 2007 12 2014 6 2014 6 1957 XIV-2
2 2013 8 2014 6 2014 8 1952 2014 6 2014 9 1946 333 2008 6 2012 4 1950 XIV-3
2014 6 2014 9 1958 Solomon Systech (International) Limited 2012 2 2014 10 1951 2000 2003 2014 6 2014 11 XIV-4
A A 281,400 125,000 A 281,400 125,000 XV 13.51(2)(h) (v) XIV-5
1963 2 2013 11 2014.08 1960 2008 7 2012 6 2012 6 XV-1
XV 13.51(2)(h) (v) XV-2
XVI-1
A [ ] [ ] A-1
A 300,000 184,00024,000 250,000 209,438 27,318 CRRC Corporation Limited CRRC 16 100036 27,288,758,333 A-2
A A-3
A (1) H H A-4
A 1 1.10 A A 1.10 A H H 1.10 H 27,288,758,333 22,917,692,29383.98% 4,371,066,040 16.02% 7,796,321,142 28.57% 6,990,001,869 25.61%380,172,012 1.39%93,085,715 0.34% (15) A-5
A (10) (30)(30) (45) A-6
A (10) (6) (5%) (1) A-7
A (1) A-8
A (2) (1) (2) (3) A-9
A (4) (2) (1) (1) (25%) (1) A-10
A (5%) (6) (6) (5%) (6) (30) A-11
A A-12
A [ ] [ ] [ ] A-13
A A-14
A (30)(5) A-15
A (90)(30) (1) 1 (90) 2 (90) A-16
A (4) A-17
A 1 2 (1) (2) (a) (b) (c) (d) (e) (3) (4) (5) (6) (7) A-18
A 2. (1) (7) (60) (180) (1%) (30) A-19
A (5%) A-20
A A-21
A (3%) (20%) (20%) (20%) 3,000 (2.5%) A-22
A (25%) (15%) (70%) (5%) (6) (2) 2/3 1/3 (10%) 1/2 A-23
A (45) (20) (3%) (3%) (10) (2) A-24
A (20) 1/2 (5) A-25
A (7) (45) (50) A-26
A (2) A-27
A (24) (24) (1) (1) A-28
A 10% (10) (5) A-29
A (10) (10%) (5) (90) (10%) (1) 1/2 (10) (5) (10) A-30
A (5) (10) (1) (1) (10%) A-31
A (1) A-32
A (10) (7) 1/2 A-33
A 2/3 (1) (1) (1) A-34
A (1) (1) (1) (1) (10%) A-35
A (1) A-36
A (30%) A-37
A (2) A-38
A A-39
A 2/3 (45) (20) 1/2 (5) A-40
A (12) (20%) (15) (3) (3) A-41
A (3%) (7) (7) 1/2 (2) A-42
A 2/3 (2) A-43
A (5) A-44
A (1%) (10) (5%) (5) (3) 1/3 (1%) A-45
A (6) A-46
A 1/2 1. 2. 3. 4. A-47
A 5. 6. (2) (2) (5) A-48
A (9)(13)1 (1) (2)1/3 (1) A-49
A 2/3 (20%) A-50
A (20%) (20%) (20%) 3000 (2.5%) (0.5%) (0.5%) (0.5%) A-51
A (4) (33%) (3) (2) A-52
A (4) (14) (3) (10) 1/10 1/3 1/2 (3) A-53
A (14) A-54
A 1/4 (2) A-55
A 3 A-56
A (10) (1) A-57
A A-58
A (1) (3) A-59
A (1) (1) (3) A-60
A A-61
A (3) (3%) (1) A-62
A (3) (5) (3) (1) 2/3 (1) (6) (1) (3) (10) (1) A-63
A 2/3 A-64
A (10) A-65
A (5) (3) (3) A-66
A (5) A-67
A 1. 2. 3. A-68
A A-69
A A-70
A A-71
A A-72
A (4) (6)(2) (3)(9) (1) A-73
A (20) (21) (6) (60)(120) A-74
A (10%) (50%) (25%) A-75
A (80%) (40%) (20%) (15%) (45%) (70%) A-76
A (20%) A-77
A 2/3 1 2 3 A-78
A (2) (12) (3) (12) A-79
A (1) A-80
A (1) (1) 1 2 A-81
A 1 2 3 1 2 (14) 2 A-82
A A-83
A (10) (30) (30) (45) (10)(30) A-84
A 2/3 A-85
A (12) (1) (10) (60) (30) (45) A-86
A (30) A-87
A A-88
A A-89
A (48) A-90
A 1 2 (30%) (30%) 3 (30%) 4 A-91
A A-92
B B-1
B B-2
B % % % %, % B-3
B 6 B-4
B 1 1 1 1 % 1 B-5
B 1 1 % 9 1 % B-6
B 1 4 B-7
B 4 B-8
B 7 B-9
B B-10
B 9 B-11
B 4 4 B-12
B B-13
B B-14
B B-15
B % B-16
B B-17
B B-18
B B-19
B B-20
B B-21
B 1 B-22
B B-23
B B-24
B 4 1 1 B-25
B 6 B-26
C (9)(13) (1) (1) (2) (3) C-1
C 2/3 C-2
C (20%) (20%) (20%) (20%) 3,000 (2.5%) C-3
C (0.5%) (0.5%) (0.5%) 4 33% 4 10% C-4
C 4 2% 3 2 C-5
C 3 4 6 60 150 6 14 10 3 C-6
C 3 10 C-7
C 3 3 C-8
C C-9
C 22 C-10
C C-11
C 3 C-12
C 10 C-13
C C-14
D 1 D-1
D D-2
D D-3
D 6 1 1 D-4
D 1 D-5
D D-6
D 1 D-7
D D-8
D 1 D-9
China CNR Corporation Limited 6199 2015 5 18 9 30 15 103 2015 4 1 1. 2014 2. 2014 3. 2014 A H 4. 2014 5. 2014 6. 2015 7. 2015 AGM-1
8. 9. 2014 2015 10. 2014 11. 12. 13. 14. 15. 16. 16.1 16.2 16.3 16.4 16.5 16.6 16.7 AGM-2
16.8 16.9 16.10 16.11 17. 17.1 17.2 18. 2015 4 1 1. H H 2. 24 H 183 17M H AGM-3
3. 2015 4 18 2015 5 18 H 2015 4 17 4 30 H H 183 17 1712-1716 4. H 20 2015 4 28 H 183 17M 5. 6. H A (www.chinacnr.com) (www.sse.com.cn) AGM-4