Microsoft Word - 101年報0527(竹風)---fish

3363 FOCI Fiber Optic Communications, Inc. : (1)http://newmops.tse.com.tw (2)http://www.FOCI.com.tw

(03)577-0099 ir@mailsrv.foci.com.tw (03)577-0099 ir@mailsrv.foci.com.tw 03-577-0099 86-21-5763-2828 96 B1 (02)2504-8125 www.taishinbank.com.tw 156 12 (02)2545-9988 http://www.deloitte.com.tw http://www.foci.com.tw

... 3... 6... 9... 9... 12... 22... 33... 33... 33... 34... 35... 36... 37... 37... 41... 41... 41... 42... 42... 42... 43... 43... 51... 59... 59... 60... 61... 62... 62... 66... 70 (101 )... 71 (101 )... 71 1

... 71... 72... 72... 72... 73... 74... 74... 74... 78... 79... 79... 79... 79... 79... 79... 80 101... 81 101... 132 2

101 101 101 () 101 1,498,174 114,093 (PLC Splitter) 1.95 101 (FTTX) AOC () 101 () 101 101 100 17.84 20.88 (3.04) 589.99 568.66 21.33 (%) 336.14 238.08 98.06 (%) 313.95 211.95 102 9.22 10.53 (1.31) 11.42 13.16 (1.74) (%) 9.26 12.08 (2.82) () 1.95 1.92 0.03 3

() C/DWDM Coupler Angle Isolater Chip Mini QSFP (SBIR) USB 3.0 102 () 1 2. 3. 4. () 101 250K pcs() 600K pcs (J)12,000K pcs /(P)9,000 K pcs () 1. 2. 3. 4. AOC LTE-4G (AOC) 4

(Data Center) (AOC)! 5

84 6 14 : 1995 1996 79,130 152,161 SGS Yarsley ICS. ISO9001 178,500 199,800 1997 1998 3 5 567,200 1998 1999 689,844 2000 6

2001 2002 16 2002 OFC ISO9001-2000 2003 482,891 40 140nm 140nm 532,891 2004 SGS ISO-14001 (SiOB WDM) (Bi-Directional Transceiver Module Based on Silicon Optic Bench) 2 2 2005 (SiOB WDM) (SiOB WDM) (Bi-Directional Transceiver Module Based on Silicon Optic) 2006 NEBS FOC ITL 2007 MPO 2xN (PLC splitter) 2008 IECQ HSPM QC080000() (8CH Mini-CWDM) (Reflective WDM) ISO/IEC 17025:2005 FOC ITL GR-1435 Scope Extension 7

GR-326 0.9mm Singlemode Fiber Optic SC APC Connectors and Jumper Assemblies PFOC 2009 / Light peak 2009 PLC Light peak Intel IDF 2009 2010 GR-326 2.0/ 3.0mm Singlemode Fiber Optic SC/APC Connectors and Jumper AssembliesNEBS FOC Witness Test PLC (TLC) Light Peak 2011 AOC CeBit OFC Light peak 2012 AOC USB 3.0 SBIR 8

() 9

() (1) (2) (3) (4) (5) (6) (7) (1) (2) (3) (1)/ (2) (3) (4) (5)/ (6) (7) (1) (2) 10

(3) (4) (1) (2)/ (3) (4) (5) (6) (7) (8) (9) (1) (2) (3) (4)/ (1) (2) (3) (2) (1) (2) (3) (4) (5) 11

() 1. () () () (%) () (%) () (%) () (%) 99.05.20 3 91.11.11 4,100,367 7.69 4,122,367 6.81 940,000 1.55 1,000 0 99.05.20 3 91.11.11 4,461,780 8.37 4,461,780 7.37 170,000 0.28 0 0 99.05.20 3 91.11.11 4,065,677 7.63 3,865,677 6.39 1,696,000 2.80 0 0 99.05.20 3 99.05.20 50,000 0.09 37,000 0.06 0 0 0 0 12 Ph.D. of Applied Physics, University of Princeton, USA Allied Signal 102 4 22 (101 6 )

() () () (%) () (%) () (%) () (%) 99.05.20 3 99.05.20 0 0 0 0 0 0 0 0 99.05.20 3 99.05.20 0 0 0 0 0 0 0 0 99.09.03 3 99.09.03 0 0 0 0 0 0 0 0 99.05.20 3 99.05.20 763,000 1.43 763,000 1.26 0 0 0 0 99.05.20 3 99.05.20 381,500 0.72 381,500 0.63 0 0 0 0 99.05.20 3 93.06.18 0 0 0 0 0 0 0 0 2 3. 13 ()

4. ( 1) 1 1 2 3 4 5 6 7 8 9 10 0 0 0 0 0 0 1 0 0 0 1 (1) (2)( ) (3) (4) (5) (6) (7) (8) (9) 30 (10) 27 14

() 98.7.1 775,065 1.28% 0 0% 0 0% 88.3.12 3,865,677 6.39% 1,696,000 2.8% 0 0% 98.7.1 187,150 0.31% 1,000 0% 0 0% 96.3.5 87,000 0.14% 0 0% 0 0% 100.12.1 10,300 0.02% 0 0% 0 0% Ph.D. of Applied Physics, University of Princeton, USA Allied Signal ; () 102 4 22 101.10.1 0 0% 0 0% 0 0% 97.2.1 361,850 0.60% 0 0% 0 0% 97.9.1 110,000 0.18% 0 0% 0 0% 99.7.1 25,150 0.04% 0 0% 0 0% ( 1) 95.6.20 3,000 0.00% 0 0% 0 0% 94.6.24 0 0% 0 0% 0 0% 1 101 3 1 MIS MBA of Wichta State University, U.S.A ; 15

()(101): (1) (A) (B) ( 2) (C)( 1) (D) 4,547 4,547 75 75 1,800 1,800 33 33 AB C D 5.66 % 5.66 % (E) (F) (G) ( 9) 101 12 31 / (H) 1,655.7 1,655.7 80 80 ( 9) ABCD EF G 7.18 % 7.18 % 1 101 2,520 2 100 101 0 179.6 16

(A+B+C+D) (A+B+C+D+E+F+G) (I) (J) 2,000,000 2,000,000 5,000,000 100,000,000 0 0 0 0 5,000,000 10,000,000 0 0 0 0 10,000,000 15,000,000 0 0 0 0 15,000,000 30,000,000 0 0 0 0 30,000,000 50,000,000 0 0 0 0 50,000,000 100,000,000 0 0 0 0 7 7 7 7 17

(2) 101 12 31 / (A) (B) ( 1) (C) AB C 360 360 720 720 27 27 0.97% 0.97% 1 101 2,520 (A+B+C) D 2,000,000 2,000,000 5,000,000 0 0 5,000,000 10,000,000 0 0 10,000,000 15,000,000 0 0 15,000,000 30,000,000 0 0 30,000,000 50,000,000 0 0 50,000,000 100,000,000 0 0 100,000,000 0 0 3 3 18

(3) (A) (B) ( 2) (C) (D)( 1) AB C D 101 12 31 / 11,879.9 11,879.9 501 501 0 0 1,302.9 1,302.9 11.99 % 11.99 % (3) 1 101 5,600 2 100 99 0 521.2 3 101 3 1 19

2,000,000 2,000,000 5,000,000 5,000,000 10,000,000 0 0 10,000,000 15,000,000 0 0 15,000,000 30,000,000 0 0 30,000,000 50,000,000 0 0 50,000,000 100,000,000 0 0 100,000,000 0 0 7 7 20

(4) ( 2) ( 3) ( 1) 102 5 30 0 1,960 1,960 1.72% 1 2 101 3 1 3 () 1. (1) 101 7.2%100 7.2% (2) 101 0.97%100 0.98% (3) 101 11.99%100 10.66% 2. 21

() (101 ) 5 (A) ( ) ( ) (B) (%)/ 5 0 100% 5 0 100% 5 0 100% 5 0 100% 4 0 80% 4 0 80% 5 0 100% 14 3 1. 2. 3. () (101 ) 5 A (%)/ 2 40% 5 100% 3 60% ( ) ( ) 1. 2. 22

23 () () () () ()2 () ()( www.foci.com.tw) (newmops.tse.com.tw) () 100 3181000009747 1001028

1. 2. 3. 4. 5. 6. 101 3 3 3 3 3 3 3 3 3 3 7. 8. 9. 24

CG6008 2012 010120121231 6 25

() 1. 1 2 1 2 3 4 5 6 7 8 3 1 0 0 1 2 1 2 3 4 5 6 7 8 30 3 6 5 2. (1) 3 (2)100 11 18 102 5 19 3 () () (%)(/)() 3 0 100% 2 0 66.7% 3 0 100% 26

27 ( ) () 1. 2. 3. 1. 2. 3. 4. 5. 6. 7.

28 1. 2. 3. 24 4.: 5. 6. 7. 8. RoHS 9. 10. 11

1. 2. 101 3. 101 4. 101 SGSRoHS () () () () 29

30 () () () () ()1001118 () () 1.- 2.-

() () () 1. 2. () () 1. 2. 101.1.6 101 100 101.3.16 101.6.22 100 101.7.20 31

101.8.17 101.12.14 3 102 1 102.3.15 102.4.26 32

101.01.01~101.12.31 1 2,000 2 2,000 4,000 2,500 745 3,245 3 4,000 6,000 4 6,000 8,000 5 8,000 10,000 6 10,000 2 2,500 0 286 219 240 (TP) 3,245 101/1 ~ 101/12 33

1. 101 102 5 30 0 0 0 0 0 0 0 350,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 15,000 500,000 0 0 50,000 0 40,000 0 0 0 0 0 0 0 0 0 0 0 0 0 25,000 0 75,000 0 0 0 0 0 0 0 0 0 ( 1) Source Photonics, Inc. (3,403,000) 0 ( 2) 112,000 0 1 Source Photonics, Inc. 101 10 18 2 101 3 1 34

2. 3. 101.12.24 102.03.13 102 5 30 / (%) 500 1.28 % 350 7.37 % (%) 0.06 % 7.84 % 7,500 4,000 102 4 22 ( ) 4,461,780 7.37% 170,000 0.28% 0 0 4,122,367 6.81% 940,000 1.55% 1,000 0 3,865,677 6.39% 1,696,000 2.80% 0 0 2,500,000 4.13% 0 0 0 0 0 0 : 0 0 0 2,500,000 4.13% 0 0 0 0 0 0 : 0 0 0 0 1,696,000 2.80% 3,865,677 6.39% 0 0 800,000 1.32% 4,262,367 7.04% 0 0 775,065 1.28% 0 0 0 0 763,000 1.26% 0 0 0 0 486,000 0.80% 0 0 0 0 35

( 1) FIOPTEC Inc. (Cayman) ( 2) 101 12 31 /% 10,050 100% 0 0 10,050 100% 0 100% 0 0 0 100% 1 2 FIOPTEC Inc. (Cayman) 36

() 102 5 30 / 84 06 10 20,000 200,000 7,913 79,130 84 10 10 20,000 200,000 15,216 152,161 85 07 10 20,000 200,000 17,850 178,500 85 12 10 20,000 200,000 19,980 199,800 86 03 20 35,000 350,000 35,000 350,000 87 05 30 10 110,000 1,100,000 56,720 567,200 88 09 10 110,000 1,100,000 68,894 689,844 92 03 10 110,000 1,100,000 48,289 482,891 92 09 13 110,000 1,100,000 53,289 532,891 100 2 35 110,000 1,100,000 59,952 599,521 100 9 10 110,000 1,100,000 60,027 600,270 101 4 10 110,000 1,100,000 60,139 601,391 101 9 10 110,000 1,100,000 60,404 604,041 84.6.14 08538 84.10.30 16433 85.8.5 12662 86.1.14 00388 86.3.31 05155 87.6.9 013418 88.10.1 021177 92.3.18 920006306 92.9.30 920027902 100.3.10 1000006159 100.9.1 1000025884 101.4.17 1010011623 102.1.9. 102001429 102 5 30 58,899,080() 51,100,920 110,000,000-60,529,080 1,630,000 () 102 4 22 0 1 14 4,417 2 4,434 0 45,000 7,447,400 52,936,680 100,000 60,529,080 0.00% 0.07% 12.30% 87.46% 0.17% 100.00% 37

() 1. 102 4 22 (%) 1 999 126 26,951 0.04% 1,000 5,000 3,054 6,700,116 11.07% 5,001 10,000 627 5,269,086 8.71% 10,001 15,000 171 2,231,913 3.69% 15,001 20,000 147 2,805,111 4.63% 20,001 30,000 111 2,892,295 4.78% 30,001 40,000 40 1,419,060 2.34% 40,001 50,000 44 2,016,839 3.33% 50,001 100,000 51 3,771,000 6.23% 100,001 200,000 36 5,376,070 8.88% 200,001 400,000 16 4,420,750 7.30% 400,001 600,000 1 486,000 0.80% 600,001 800,000 3 2,338,065 3.86% 800,001 1,000,000 0 0 0.00% 1,000,001 7 20,775,824 34.32% 4,434 60,529,080 100.00% 2. () 102 4 22 \ 4,461,780 7.37% 4,122,367 6.81% 3,865,677 6.39% 2,500,000 4.13% 2,500,000 4.13% 1,696,000 2.80% 800,000 1.32% 775,065 1.28% 763,000 1.26% 486,000 0.80% 38

() / 100 101 70.00 42.00 20.50 20.10 47.14 28.49 16.68 16.88 ( 1) 15.12 ( 1) 53,498 58,592 ( 2) 1.92 1.95 1.2 1.3( 1) 0 0 0 0 ( 3) 0 0 ( 4) 24.55 14.61 ( 5) 39.28 21.92( 1) ( 6) 2.55% 0.05( 1) 1 2 3 4 5 6 7 8 () 1. (1) (2) (3) 39

2. : $117,489,905 101 114,093,029 231,582,934 11,409,303 1,295,225 12,704,528-47,119,264 47,119,264 171,759,142 () () 1. (1) (2) 2. 101 100 5,600 2,520 5,600 2,520 3. (1) 5,600 2,520 40

(2) (3) 101 8,120 1.95 4. 1. 2. 1. 2. 5,600,000 2,520,000 1.95 1.95 5,600,000 2,520,000 1.95 1.95 0 0 () 100/8/17~100/10/14 20 ~35 1,630,000 39,434,029 0 1,630,000 % 2.7 41

() 102 4 22 93 93 1 1 93.01.05 93.01.05 93.01.15 93.06.08 1,040,000 200,000 1.72% 0.33% 95.01.15~103.01.14 95.06.08~103.06.07 % 2 50% 3 75% 4 100% 2 50% 3 75% 4 100% 440,000 137,000 4,812,000 1,644,000 600,000 63,000 10.8 10.8 % 0.99% 0.1% () 102 4 22 / ( 2) () (%) ( 1) 1 102 4 22 60,529,080 2 101 3 1 ( ) () () (%) ( ) () () (%) 380 0.63 317 12 3,588 0.52 63 10.8 680 0.1 42

1. (1) FC / SC / ST / LC / MU / SMA MT-RJ / MPO Fiber Stub Pigtail/ / / (PLC Splitter) AOC (Active Optic Cable) (2) % 100 101 % % 83,899 9.01 80,223 6.51 474,703 51.00 752,676 61.07 (CO) 214,821 23.08 220,420 17.89 22,344 2.40 52,466 4.26 (MW) 127,874 13.74 117,089 9.50 7,159 0.77 9,520 0.77 (3)() 930,800 100.00 1,232,394 100.00 PLC AOC (4)() 43

(/) 2. (1) Triple Play ( Video Voice Data) DSL (Passive Optical NetworkPON) Fiber To The DeskFTTD FTTx PIDA2011 271.7 2010 8% FTTH FTTH (Fiber To The Home)(Fiber To The BuildingFTTB) FTTx 2011 80 2014 153 91.25% 2010 2,000 FTTx 2013 Cable 2015 2010 28 2011 Netflix Yahoo! Connect TVGoogle TV Free IPTV 2007-2012 Apple TV 2012 2015 FTTH 80% Triple Play 44

(2) (Corning Inc.) 2000 (3) A. FTTx FTTx 2006 ITU-T Corning FTTx 1 B. IPTVHDTVIP Phone FTTX C. PC/NB ipad App 45

Google D. 2009 (Intel) (Intel Development Forum, IDF) Light Peak 100 USB 3.0 (AOC) 101 (4) BackboneWide Area NetworkWAN Metropolitan Area Network MANLocal Area NetworkLAN 1020 xdsl /WLAN 3GLTEWiMAX 46

HDTVFTTx WLAN3GWiFi WiMAX MobilityWLAN 20092010Light Peak (NAB)Thunderbolt AOC 3. (1) 24 4 7 17 47

9 (2) % 97 98 99 100 101 102 27,994 28,244 27,438 33,260 41,005 12,917 689,044 666,867 865,180 930,800 1,232,394 182,590 4.06% 4.24% 3.17% 3.57% 3.33% 7.07% (3) 98 FTTH 3C USB USB 5Gbs RFoG 99 Light Peak Jumper and Cable Isolator 100 FIC (FTTH) (FTTH) Light Peak Light Peak 101 Mini QSFP 102 C/DWDM&Coupler Angle isolater chip 48

4. (1) A. B. a. b. c. d. e.(lean Manufacturing) C. a. b. c. D. a. b. (2) A. a. b. ODM/OEM 49

c. d. B. a. b. c. d C. a. b. c./ d. e. Telcordia GR TL-9000 D. a. b. c. E. a. b. c. 50

1. (1)()() 51 100 101 : 455,850 48.97% 556,899 45.19% 77,562 8.33% 78,183 6.34% 158,903 17.07% 313,879 25.47% 238,427 25.62% 283,323 22.99% 8 0.00% 19 0.00% 50 0.01% 91 0.01% 930,800 100.00% 1,232,394 100.00% (2) ONE STOP SHOPPING (PIDA)2011 12 100 237 165 100 12.9 7.8% (Splitter) (3) A. Triple Play Internet Protocol Television IPTVVoice over Internet ProtocolVoIP High Definition TVHDTVPeer to PeerP2P 2011 271 7,100 2010 251 600 8 2010 2014 9 FTTH 2011 6 FTTx FTTH FTTB 8,800 2007

FTTx 21 2014 FTTx 1 6,000 (National Broadband Plan) 2015 50Mbps 2013 85% 50~100Mbps 2015 100% 100Mbps 80% 100Mbps 3~5 B. PC/NBiPad App Google (4) A. VerizonAT&T Independent Test LaboratoryITL Underwriters LaboratoriesUL (NEBS FOC ITL) 52

Telcodia GR-326 Verizon NYSE B. 20 C. D. (5) A. B. OLT 53

ONUFTTx () spliter FOCI FOCI GR-326 ONU Verizon C. D. AT&TVerizonSprint FTTH Underwriters LaboratoriesUL NEBS FOC ITL 54

Telcordia GR-326 (PLC Splitter) CTTL E. FTTH MAN LAN 20Mbps 84 WDM FCSCLC STMUMPOMTRJE2000 A. a. b. c. Telcordia GR-326 Telcordia GR-326GR-1435 ITL 55

d. B. a. b. c. d. Telcordia GR e. C. a. b. 2. (1) / (2) 56

3. () (Ferrule) F Z (Optical Parts) E B EmeraldHOYA CD (TO-can) ( ) 57 H K US Conner 4. (1) 100 101 100 101 (%) 13,287 15.84% 15,375 19.17% 21.02 97,204 20.48% 161,487 21.46% 4.79 48,426 22.54% 46,162 20.94% (7.10) - 5,100 22.82% 6,221 11.86% (48.03) 28,668 22.42% 15,500 13.24% (40.95) - 2,601 36.33% 2,504 26.30% (27.61) 195,286 20.98% 247,249 20.06% (4.39) (3) 20% 101 100 20% --

5. (1) 1 58 100 101 102 558,968 79.23 734,578 78.49 125,454 83.70 146,539 20.77-201,356 21.51-24,432 16.3-705,507 100.00-935,934 100.00-149,886 100.00-1 2 I II (2) 100 101 102 (%) 178,063 19.13 II 52,888 5.68 I (%) 151,294 12.28 49,174 3.99 II 30,471 16.69 24,084 13.19 (%) 699,849 75.19-1,032,456 83.73-128,035 70.12-930,800 100.00-1,232,924 100.00-182,590 100.00-6. 100 101 / 6,512 4,162 213,000 4,000 3,378 182,744 500 400 10,000 1,000 740 80,389 7,012 4,562 223,000 5,000 4,118 263,133

1 2 7. 100 101 / 7,086 442,840 5,322 458,280 7,478 553,151 6,144 669,724 280 13,010 788 16,670 223 3,748 1,142 5,771 7,366 455,850 6,110 474,950 7,701 556,899 7,286 675,495 102 4 30 % 100 101 102430 8 8 8 17 21 22 43 43 45 () 13 16 19 81 88 94 40.28 39.49 38.76 9.75 9.49 8.10 (%) 1.23 2.27 2.12 22.22 25 25.53 64.2 61.36 60.63 12.35 11.36 10.63 0 0 1.06 1. 2. 3. 4.( )() ( 59

) 5. 1. (1) (2) 101 () () 27 160 36,000 12 36 0 47 188 0 65 190 0 151 574 36,000 (3) 94 7 1 94 7 1 6% (4) 2. () 60

85.03.15 105.03.14 1. 2. 61

() (1) 97 98 99 100 101 392,178 394,323 423,849 599,678 724,808 144,758 141,294 178,478 214,174 216,974 165,766 159,409 155,794 173,061 173,886 0 0 0 0 0 227,923 218,341 143,880 249,101 125,865 930,625 913,367 902,001 1,236,014 1,241,533 231,919 184,336 155,819 251,879 215,626 247,906 210,981 227,761 181,668 168,507 69,000 63,000 6,357 0 0 9,522 8,019 9,154 6,156 5,885 310,441 255,355 171,330 258,035 221,511 326,428 282,000 243,272 187,824 174,392 532,891 532,891 532,891 600,271 604,041 18,269 18,269 18,269 185,000 185,436 67,929 106,051 186,856 227,364 271,246 51,942 79,406 114,914 157,153 224,127 578 528 3,639 0 0 517 273 (10,984) 4,750 (1,295) 0 0 0 0 0-1,630 0 0 0 (39,406) (39,406) 620,184 658,012 730,671 977,979 1,020,022 604,197 631,367 658,729 907,768 972,903 97~101 62

101 102 3 31 1 918,477 856,482 328,445 328,759 157,477 155,561 1,404,399 1,340,802 383,247 296,721 9,201 9,201 392,448 305,922 2 2 604,041 605,391 185,436 185,436 267,925 282,659 (6,045) 800 (39,406) (39,406) 1,011,951 1,034,880 2 2 1 2101 63

() (1) 1 97 98 99 100 101 689,044 666,867 875,639 930,800 1,232,394 126,418 113,066 156,762 195,286 247,249 38,699 23,557 51,491 77,399 128,358 35,622 49,895 74,779 57,164 37,741 10,810 10,513 15,554 5,647 13,991 63,511 62,939 110,716 128,916 152,108 53,041 54,109 107,450 112,450 114,093 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 53,041 54,109 107,450 112,450 114,093 ( 2 ) 1.00 1.02 2.02 1.92 1.95 197~101 2 64

(2) 101 102 3 31 1 1,517,509 232,782 352,491 59,490 150,966 8,698 (2,642) 9,387 148,324 18,085 114,324 14,734 114,324 14,734 (6,361) 6,845 107,963 21,579 1.95 0.25 1 () 101 100 99 98 97 65

(1) ( 197~101 97 98 99 100 101 33.36 27.96 18.99 20.88 17.84 415.76 452.30 473.08 568.66 589.99 169.10 213.92 272.01 238.08 336.14 154.9 204.98 254.59 211.95 313.95 13.45 32.82 80.23 668.82 1,035.75 3.85 4.51 4.4 3.45 4.27 95.00 81.00 83 106 85 52.81 41.70 58.66 48.26 58.26 4.34 5.73 9.65 5.38 5.41 7 9 6 8 6 4.16 4.18 5.55 5.38 7.09 0.74 0.73 0.96 0.75 0.99 6.00 6.03 11.96 10.53 9.22 8.69 8.47 15.48 13.16 11.42 7.26 4.42 9.66 12.89 21.25 11.92 11.81 20.78 21.48 25.18 7.70 8.11 12.42 12.08 9.26 1.00 1.02 2.02 1.92 1.95 20.58 6.34 80.96 29.3 90.36 170.15 282.13 303.54 159.73 181.21 3.24 2 12.06 0.18 11.49 0.90 1.30 1.16 1.06 9.02 1.15 1.09 1.03 1 1.00 66

2: 1. (1) (2) 2. (1) (2) (3) 3. (1)() () (2)365 (3) (4)() () (5)365 (6) (7) 4. (1) (2) (3) (4) 2 5. (1) (2)( ) (3)()( )( 3) 6. (1)() ( 4) (2) () 3 1. 2. 3. 4. 4 1. 2. 3. 4. 5. 5 67

(2) 1 101 102 3 31 27.94 22.82 310.91 317.58 239.66 288.65 199.04 228.81 63.88 27.91 4.30 3.46 85 105 7.75 5.02 4.99 3.91 47 73 4.62 2.83 1.08 0.69 8.37 4.46 11.54 5.76 24.99 5.75 24.56 11.95 7.53 6.33 1.95 0.25 15.36 19.84 124.18 124.18 4.38 4.26 7.83 24.88 1.02 1.08 1 68

2 1. (1) (2) 2. (1) (2) (3) 3. (1)() () (2)365 (3) (4)() () (5)365 (6) (7) 4. (1) (2) (3) (4) 4 5. (1) (2)( ) (3)()( )( 5) 6. (1)() ( 6) (2) () 3 1. 2. 3. 4. 4 1. 2. 3. 4. 5. 5 7 69

70

(101 ) 71

% 101 100 724,808 599,678 125,130 20.87 173,886 173,061 825 0.48 125,865 249,101 (123,236) (49.47) 1,241,533 1,236,014 5,519 0.45 215,626 251,879 (36,253) (14.39) - 0 0 0.00 221,511 258,035 (36,524) (14.15) 604,041 600,271 3,770 0.63 185,436 185,000 436 0.24 271,246 227,364 43,882 19.30 1,020,022 977,979 42,043 4.30 1. 2. 3. 5. 6. 7. 8. () % 101 100 $1,235,038 $ 939,504 $ 295,534 31.46 2,644 8,704 (6,060) (69.62) 1,232,394 930,800 301,594 32.40 985,145 735,514 249,631 33.94 66 1,308 (1,242) (94.95) 247,315 196,594 50,721 25.80 118,957 119,195 (238) (0.20) 128,358 77,399 50,959 65.84 72

37,741 57,164 (19,423) (33.98) 13,991 5,647 8,344 147.76 152,108 128,916 23,192 17.99 38,015 16,466 21,549 130.87 $ 114,093 $ 112,450 $ 1,643 1.46 1. 2. 3. 4. 5. 100 101 6. 7. () () % 101 100 90.36 29.3 61.06 181.21 157.07 24.14 11.49 0.18 11.31 1. 2. 3. (1) (2)( ) (3)()( ) 73

() () () () FIOPTEC Inc. USD 10,050 NTD14,845 100 USD10,050 USD525 () 102 () 15,000 103 () 1. 2. 100 101 (1) 11,329 (4,630) (2) 930,800 1,232,394 (3) 77,399 128,358 (1)/(2) 1.22 (0.38%) (1)/(3) 14.64 (3.61%) 74

() (1) (2) (3) (4) 3. () 1. 2. 2,000 3. 1,500 4. () Light Peak 75

USB3.0 5Gbps AOC (IDC) ()101 () (1) (FTTH) B&C type FIC (2) GR-1209GR-1221 (3) (High power in-line Isolator) (4) (Silicon Photonics Technology)(/ ) Intel Light Peak (5) I/O AOC Paralle Optics Technology I/O 76

3C 100 101 102 (A) 33,260 41,005 12,917 (B) 930,800 1,232,394 182,590 (A)/(B) 3.57 3.33 7.07 3% () () () () (1) 100% 77

(2) 30% () () () 1. 2. 3. () 78

() 1. FIOPTEC Inc.(Cayman Islands) 2. FIOPTEC Inc.(Cayman Islands) () USD 10,050 USD 10,050 102 3 31 () () 10,050 100% () 100% () O () 100% FIOPTEC Inc. 100% 79

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0980032818 0920123784 81

1100 $ 392,946 32 $ 200,597 16 2140 $ 37,230 3 $ 39,925 3 1320 50,005 4 - - 2150 128,159 10 159,124 13 1140 212,995 17 308,933 25 2180 1150 23,829 2 31,163 3 - - 255-1210 12,761 1 21,060 2 2160 17,382 1 8,577 1 1180 23,798 2 29,551 3 2170 24,735 2 35,878 3 1260 6,187-3,589-2219 1286 1,972-4,785-8,120 1 8,120-1291 315 - - - 21XX 215,626 17 251,879 20 11XX 724,808 58 599,678 49 2820 2,801-2,801-1421 214,490 18 205,690 16 2888 3,084 1 3,355 1 1480 28XX 5,885 1 6,156 1 2,484-8,484 1 14XX 216,974 18 214,174 17 2XXX 221,511 18 258,035 21 3110 10 110,000 1521 214,746 18 213,699 17 60,404 1531 3,431-2,986-60,027 604,041 48 600,271 49 1545 13,811 1 8,720 1 1561 239-239 - 3210 185,178 15 184,742 15 232,227 19 225,644 18 3240 258-258 - 15X9 ( 60,135 ) ( 5 ) ( 53,227 ) ( 4 ) 1670 1,794-644 - 3310 39,662 3 28,417 2 15XX 173,886 14 173,061 14 3320 - - 7,345 1 3350 231,584 19 191,602 15 3420 ( 1,295 ) - 4,750-1800 117,083 9 120,297 10 3450 - - - - 1810 - - - - 3510 1,630 ( 39,406 ) ( 3 ) ( 39,406 ) ( 3 ) 1820 6,734 1 3,183-3XXX 1,020,022 82 977,979 79 1850 - - 125,621 10 1880 2,048 - - - 18XX 125,865 10 249,101 20 1XXX $ 1,241,533 100 $ 1,236,014 100 $ 1,241,533 100 $ 1,236,014 100 82

4110 $ 1,235,038 $ 939,504 4170 2,644 8,704 4100 1,232,394 100 930,800 100 5110 985,145 80 735,514 79 5910 247,249 20 195,286 21 5930 66-1,308-247,315 20 196,594 21 6100 32,376 3 33,540 4 6200 45,576 4 52,395 6 6300 41,005 3 33,260 3 6000 118,957 10 119,195 13 6900 128,358 10 77,399 8 7210 18,759 2 17,530 2 7121 14,845 1 21,072 2 7330 2,460 - - - 7140 1,076-1,694-83

7110 $ 342 - $ 525-7160 - - 11,329 1 7250 - - 3,500 1 7480 259-1,514-7100 37,741 3 57,164 6 7630 6,000 1 1,110-7560 4,630 - - - 7620 3,214-3,245-7530 - - 870-7650 - - 255-7510 147-167 - 7500 13,991 1 5,647-7900 152,108 12 128,916 14 8110 ( 38,015 ) ( 3 ) ( 16,466 ) ( 2 ) 9600 $ 114,093 9 $ 112,450 12 9750 $ 2.60 $ 1.95 $ 2.20 $ 1.92 9850 $ 2.57 $ 1.93 $ 2.18 $ 1.90 84

53,289 $ 532,891 $ 18,011 $ 258 $ 18,269 $ 17,672 $ - $ 169,184 $ 186,856 ( $ 10,984 ) $ 3,639 $ - $ 730,671 6,663 66,630 166,575-166,575 - - - - - - - 233,205 - - - - - 10,745 - ( 10,745 ) - - - - - - - - - - - 7,345 ( 7,345 ) - - - - - 12% - - - - - - - ( 71,942 ) ( 71,942 ) - - - ( 71,942 ) - - 6-6 - - - - - - - 6 - - - - - - - 112,450 112,450 - - - 112,450 - - - - - - - - - - ( 3,639 ) - ( 3,639 ) - - - - - - - - - 15,734 - - 15,734 75 750 150-150 - - - - - - - 900 - - - - - - - - - - - ( 39,406 ) ( 39,406 ) 60,027 600,271 184,742 258 185,000 28,417 7,345 191,602 227,364 4,750 - ( 39,406 ) 977,979 - - - - - 11,245 - ( 11,245 ) - - - - - 12% - - - - - - - ( 70,211 ) ( 70,211 ) - - - ( 70,211 ) - - - - - - ( 7,345 ) 7,345 - - - - - - - - - - - - 114,093 114,093 - - - 114,093 377 3,770 436-436 - - - - - - - 4,206 - - - - - - - - - ( 6,045 ) - - ( 6,045 ) 60,404 $ 604,041 $ 185,178 $ 258 $ 185,436 $ 39,662 $ - $ 231,584 $ 271,246 ( $ 1,295 ) $ - ( $ 39,406 ) $ 1,020,022 85

$ 114,093 $ 112,450 10,122 9,503-6 - 56-255 ( 14,845 ) ( 21,072 ) ( 66 ) ( 1,308 ) - 870 ( 1,076 ) ( 1,694 ) 6,000 1,110 2,813 7,945 ( 255 ) - 95,938 ( 125,671 ) 7,334 ( 14,746 ) 8,299 ( 11,636 ) 5,753 ( 22,885 ) ( 2,598 ) ( 715 ) ( 2,695 ) 7,607 ( 30,965 ) 117,192 8,805 8,076 ( 11,813 ) 8,187-270 194,844 73,800 ( 139,001 ) ( 30,000 ) 90,072 33,567 ( 7,063 ) ( 10,850 ) - 900 ( 3,551 ) ( 1,372 ) 125,621 ( 125,621 ) ( 2,363 ) 3,100 ( 205 ) ( 1,411 ) 63,510 ( 131,687 ) 86

$ - ( $ 52,071 ) - ( 279 ) - 233,205 ( 70,211 ) ( 71,942 ) 4,206 900 - ( 39,406 ) ( 66,005 ) 70,407 192,349 12,520 200,597 188,077 $ 392,946 $ 200,597 $ 147 $ 193 $ 23,634 $ 445 $ 7,733 $ 11,037 ( 670 ) ( 187 ) $ 7,063 $ 10,850 $ - $ 36,556 $ - $ 14,314 87

88 84 ( ) 88

( ) ( ) ( ) ( ) 89

( ) ( ) 1. 2. 3. ( ) 90

( ) ( ) 91

() () () 92

() 0990006370 0960065898 () 93

() ( ) ( )() ( ) () () ( ) ( ) ( )() ( ) 94

$ 253,964 $ 107,836 138,650 92,289 2,363-282 422 395,259 200,547 50 50 ( 315 ) - ( 2,048 ) - $ 392,946 $ 200,597 $ - $ 255 101.03.05 USD 500 255 $ 50,005 $ - 95

$ 215,470 $ 311,408 ( 2,475 ) ( 2,475 ) $212,995 $ 308,933 $ 2,475 $ 6,102 - ( 3,500 ) - ( 127 ) $ 2,475 $ 2,475 $ 9,061 $ 13,261 702 1,396 2,998 6,403 $ 12,761 $ 21,060 9,529 14,953 985,145 735,514 3,300 482 FIOPTEC Inc. (Cayman Island)FIOPTEC Inc. $ 214,490 100 $ 205,690 100 96

FIOPTEC Inc. $ 14,845 $ 21,072 Great Wall BVI FIOPTEC Inc.Great Wall BVI FIOPTEC Inc. 2,000 10,050 FIOPTEC Inc. 5,000 $ 2,121 $ 8,121 APEX BVI 155 363 363 $ 2,484 $ 8,484 6,000 1,110 97

$ 213,699 $ 2,986 $ 8,720 $ 239 $ 644 $ 226,288 1,047 445 5,091-1,150 7,733 214,746 3,431 13,811 239 1,794 234,021 51,276 416 1,488 47-53,227 4,090 693 2,085 40-6,908 55,366 1,109 3,573 87-60,135 $ 159,380 $ 2,322 $ 10,238 $ 152 $ 1,794 $ 173,886 $ 197,558 $ 15,734 $ 8,993 $ 152 $ 56 $ 222,493-2,438 7,868 87 644 11,037 ( 2,146 ) ( 15,186 ) ( 8,141 ) - - ( 25,473 ) 18,287 - - - ( 56 ) 18,231 213,699 2,986 8,720 239 644 226,288 45,201 13,600 7,881 17-66,699 4,117 684 1,427 30-6,258 ( 2,015 ) ( 13,868 ) ( 7,820 ) - - ( 23,703 ) 3,973 - - - - 3,973 51,276 416 1,488 47-53,227 $ 162,423 $ 2,570 $ 7,232 $ 192 $ 644 $ 173,061 $180,134 $ 130,629-49,505 180,134 180,134 42,675 28,590 3,214 3,110-10,975 45,889 42,675 17,162 15,188-1,974 17,162 17,162 $117,083 $ 120,297 98

$ 67,792 ( 67,792 ) - 14,813 135 ( 14,948 ) - 1,974 ( 1,974 ) - $ - $ 4,143 $ 4,375 2,228 1,988 2,000 7,745 1,781 6,635 991 2,426 13,592 12,709 $ 24,735 $ 35,878 99

( ) ( ) ( ) 5,600 2,520 7% 3% 25% 100

$ 11,245 $ 10,745 $ - $ - ( 7,345 ) 7,345 - - 70,211 71,942 1.2 1.2 $ 74,111 $ 90,032 $ 5,600 $ - $ 5,330 $ - 2,520-2,520 - $ 5,600 $ 2,520 $ 5,330 $ 2,520 ( 5,600 ) ( 2,520 ) ( 5,330 ) ( 2,520 ) $ - $ - $ - $ - $ 11,409 1,295 47,119 $ 0.8 $ 59,823 0.5 29,450 101

$ - $ 3,639 - ( 3,639 ) $ - $ - $ 4,750 ( $ 10,984 ) ( 6,045 ) 15,734 ( $ 1,295 ) $ 4,750 2,000 2,000 665 $ 12 740 $ 12 ( 377 ) 10.8~12 ( 75 ) 12 ( 63 ) - - - 225 10.8 665 12 102

$ 10.8 225 1.04~1.43 $ 10.8 225 $ 10.8 6,663 10 35 599,521 - $ - 667 35 ( 667 ) 35 - - $ 0.01 Black-Scholes $ 30.57 $ 35 37.96% 9-0.18% 103

6 1,630 - - 1,630-1,630-1,630 2,000 20.00 35.00 3,106 3,115 255 201 ( ) $ - $ - 635 567 ( 540 ) ( 489 ) 160 123 $ 255 $ 201 104

( ) $ - $ - 22,655 22,463 22,655 22,463 11,015 10,984 33,670 33,447 ( 28,934 ) ( 28,432 ) 4,736 5,015 - - ( 5,142 ) ( 5,426 ) ( $ 406 ) ( $ 411 ) $ - $ - ( ) 1.75% 1.90% 3.00% 3.00% 1.75% 1.90% ( ) $ 251 $ 190 ( ) $ - $ - ( ) $ 25,858 $ 21,916 ( 1,348 ) ( 3,388 ) 200 ( 3,990 ) $ 24,710 $ 14,538 105

( ) $ 24,710 $ 14,538 10% 3,834 1,742 ( 3,905 ) ( 7,759 ) 24,639 8,521 4,892 4,653 ( 2,079 ) 3,292 10,563 - $ 38,015 $ 16,466 ( ) $ - $ 4,892 1,972 ( 107 ) $ 1,972 $ 4,785 ( ) $ 11,449 $ 5,655 10.61% 9.91% ( ) ( ) $ 3,905 $ - 106

( ) $ 152,108 $ 114,093 $ 152,108 $ 114,093 58,592 $ 2.60 $ 1.95 - - 312 - - 318 $ 152,108 $ 114,093 59,222 $ 2.57 $ 1.93 $ 128,916 $ 112,450 $ 128,916 $ 112,450 58,498 $ 2.20 $ 1.92 - - 274 - - 396 $ 128,916 $ 112,450 59,168 $ 2.18 $ 1.90 107

$ 12,412 $ 47,914 $ 60,326 $ 12,721 $ 46,674 $ 59,395 631 2,730 3,361 621 2,695 3,316 460 1,203 1,663 437 1,119 1,556 449 914 1,363 342 671 1,013 1,067 4,132 5,199 1,061 4,073 5,134 4,465 12,310 16,775 3,435 8,864 12,299 $ 19,484 $ 69,203 $ 88,687 $ 18,617 $ 64,096 $ 82,713 $ 2,141 $ 4,767 $ 6,908 $ 2,169 $ 4,089 $ 6,258 $ - $ - $ - $ - $ - $ - ( ) FIOPTEC Inc. ( ) $ 734,578 78 $ 558,968 79 $ 101 1 $ - - $ 2,376 - $ 1,460 - $ 5,253 1 $ 6,723 1 1,792-1,732 - $ 7,045 1 $ 8,455 1 $ 35 - $ 55-108

$ 205 8 $ 1,411 93 $ 23,464 98 $ 30,768 99 385 2 442 1 ( 20 ) - ( 47 ) - $ 23,829 100 $ 31,163 100 $ 23,778 100 $ 29,455 100 FIOPTEC Inc. - - 49-20 - 47 - $ 23,798 100 $ 29,551 100 $ - - $ 125,621 100 $ 128,159 100 $ 159,124 100 $ 237 1 $ 150 - $ - - $ 31 1 128,649 83,723 FIOPTEC Inc. 109

$ 20 $ - $ - $ 47 $ - $ - ( ) USD 4,500 USD 4,500 USD 1,500 USD 1,500 ( ) $ 16,051 $ 18,699 5,129 4,265 $ 21,180 $ 22,964 110

$ 315 $ - 2,048 - $ 2,363 $ - ( ) Light Peak 3,000 3,000 ( ) USB3.0 7,480 1,600 9,600 4,500 130,635 ( ) 2,854 111

$ 2,854 2,854 2,854 714 $ 9,276 ( ) $ 14,060 7,080 7,080 $ 28,220 $ 11,007 29.03 $ 8,835 30.27 7,495 0.3361 1,222 0.3899 29 38.46 24 39.20 7,410 29.03 6,795 30.27 4,874 29.03 5,428 30.27 24 38.46 33 39.20 668 0.3361 512 0.3899 112

( ) ( ) 1. 0 $ 190,147 $ - - $ - $ - ( USD 6,550 ) 2. 2 $ 306,007 $ 130,635 ( USD 4,500 ) $ 130,635 $ - 13.2% $ 510,011 1. 2. 3. 130,635 USD4,500 3. 2,571 $ 30,000 - $ 30,012 963 10,005-10,140 912 10,000-10,310 FIOPTEC Inc. 10,050 214,490 100 214,490 1,299 2,121 4 2,121 APEX BVI 155 363 2 363 FIOPTEC Inc. - USD 7,410 100 USD 7,410 4. 5. 113

6. $ 734,578 78 90 ($ 128,159 ) 100 7. FIOPTEC Inc. USD 10,050 USD 10,050 10,050 100 $ 214,490 $ 14,845 $ 14,845 FIOPTEC Inc. USD 10,050 USD 10,050-100 USD 7,410 USD 525 USD 525 8. (1) (2) FIOPTEC Inc. FIOPTEC Inc. 101.05.07~103.05.07 USD 1,000 FIOPTEC Inc. 683 101.03.05 USD 500 336 114

(3) $ 392,946 $ 392,946 $ 200,597 $ 200,597 50,005 50,005 - - 212,996 212,996 308,933 308,933 23,829 23,829 31,163 31,163 23,798 23,798 155,172 155,172 2,363 - - - 2,484-8,484 - - - 255 255 37,230 37,230 39,925 39,925 128,159 128,159 159,124 159,124 A. B. C. D. 115

(4) $ 392,946 $ 200,597 $ - $ - 50,005 - - - - - 212,996 308,933 - - 23,829 31,163 - - 23,798 155,172 2,363 - - - - - - 255 - - 37,230 39,925 - - 128,159 159,124 (5) 0 255 (6) 282 422 394,977 200,125 (7) 342 525 147 167 (8) A. B. 116

( ) C. 1. USD10,050 USD 10,050 ( $ 291,752 ) $ - $ - USD 10,050 ( $ 291,752 ) 100% USD 525 ( $ 15,528 ) USD 7,410 ( $ 215,112 ) $ - USD10,050 USD15,050 $612,013 ($291,752) ($436,902) 2. 117

118

$ 253,964 4,691 US$1 138,650 NT$29.03 7,307 1NT$0.3361 2,363 282 395,259 50 ( 315 ) ( 2,048 ) $ 392,946 119

2,571 10 $ 30,000 11.67 $ 30,012 963 10 10,005 10.53 10,140 912 10 10,000 11.30 10,310 $ 50,005 $ 50,462 120

$ 52,789 13,958 13,405 13,319 12,069 11,089 98,841 215,470 ( 2,475 ) $ 212,995 3 121

$ 9,061 $ 9,869 702 1,139 2,998 4,693 $ 12,761 $ 15,701 14,000 122

FIOPTEC Inc. 10,050 $ 205,690 - $ - - $ - $ 14,845 ( $ 6,045 ) 10,050 100 $ 214,490 $ 214,490 123

1,299 $ 8,121 - $ - - $ - $ 6,000 1,299 4 $ 2,121 $ 2,121 APEX BVI 155 363 - - - - - 155 2 363 363 $ 8,484 $ - $ - $ 6,000 $ 2,484 $ 2,484 124

$ 213,699 $ 1,047 $ 214,746 2,986 445 3,431 8,720 5,091 13,811 239-239 644 1,150 1,794 226,288 $ 7,733 234,021 51,276 $ 4,090 55,366 416 693 1,109 1,488 2,085 3,573 47 40 87 53,227 $ 6,908 60,135 $ 173,061 $ 173,886 291,000 125

$ 180,134 $ - $ 180,134 42,675 $ 3,214 45,889 17,162 $ - 17,162 $ 120,297 $ 117,083 126

$ 8,567 4,069 24,594 $ 37,230 127

$ 4,143 2,228 2,000 1,781 14,583 $ 24,735 128

6,736 $ 754,593 332 117,091 197 220,452 6,121 80,898 236 52,471 1,365 9,533 1,235,038 ( 2,644 ) $ 1,232,394 129

$ 6,403 187,737 ( 2,998 ) 191,142 3,792 37,119 232,053 1,396 ( 702 ) 232,747 13,261 748,198 ( 9,061 ) $ 985,145 130

$ 8,163 $ 21,573 $ 18,178 4,266 - - 5,237 1,305 783 3,924 4,383 3,543 2,801 2 243 227 1,155 3,385 2,964 3,988 2,454 - - 4,658 36 2,633 238 4,758 10,537 7,523 $ 32,376 $ 45,576 $ 41,005 131

132

0980032818 0920123784 133

1100 $ 414,179 29 $ 266,819 19 2100 $ 131,707 9 $ 45,136 3 1310 2140 165,081 12 255,362 19 - - 81-2150 11,533 1 14,064 1 1320 2160 20,669 1 13,254 1 50,005 4 - - 2170 1140 43,844 3 58,318 4 297,996 21 406,557 30 2180 1150 626-650 - 622 - - - 1210 126,153 9 174,336 13 2219 1260 8,120 1 8,120 1 29,203 2 34,240 2 21XX 381,576 27 394,254 29 1286 12,929 1 10,776 1 1291 2820 2,801-2,801-315 - - - 11XX 931,406 66 893,459 65 2XXX 384,377 27 397,055 29 1480 3110 10 2,484-8,484 1 110,000 60,404 60,027 604,041 43 600,271 44 3210 185,178 13 184,742 13 1521 400,956 29 393,114 29 3240 258-258 - 1531 155,946 11 117,267 9 1545 13,811 1 8,720 1 3310 39,662 3 28,417 2 1551 3,278-2,868-3320 - - 7,345 1 1561 72,581 5 74,048 5 3350 231,584 17 191,602 14 1681 5,151 1 4,293-3420 ( 1,295 ) - 4,750-651,723 47 600,310 44 3450 - - - - 15X9 ( 323,278 ) ( 23 ) ( 269,828 ) ( 20 ) 3480 1,630 ( 39,406 ) ( 3 ) ( 39,406 ) ( 3 ) 1670 1,892-644 - 3XXX 1,020,022 73 977,979 71 15XX 330,337 24 331,126 24 1800 117,193 8 123,874 9 1810 - - - - 1820 6,734 1 3,183-1880 14,197 1 14,908 1 1890 2,048 - - - 18XX 140,172 10 141,965 10 1XXX $ 1,404,399 100 $ 1,375,034 100 $ 1,404,399 100 $ 1,375,034 100 134

4110 $ 1,500,818 $ 1,299,737 4170 2,644 8,704 4100 1,498,174 100 1,291,033 100 5110 1,161,796 78 998,252 77 5910 336,378 22 292,781 23 6100 55,070 3 50,316 4 6200 76,274 5 80,555 6 6300 70,412 5 68,372 6 6000 201,756 13 199,243 16 6900 134,622 9 93,538 7 7210 19,335 1 18,898 2 7280 4,967 1 - - 7330 2,460 - - - 7140 1,076-1,694-7110 515-734 - 7160 - - 15,061 1 7250 - - 3,823 1 7310 - - 81-7480 3,695-3,573-7100 32,048 2 43,864 4 135

7630 $ 6,000 1 $ 1,110-7560 5,319 - - - 7620 3,222-3,245 1 7510 2,359-1,699-7650 683 - - - 7530 75-2,388-7880 919-694 - 7500 18,577 1 9,136 1 7900 148,093 10 128,266 10 8110 ( 34,000 ) ( 2 ) ( 15,816 ) ( 1 ) 9600 $ 114,093 8 $ 112,450 9 9750 $ 2.53 $ 1.95 $ 2.19 $ 1.92 9850 $ 2.50 $ 1.93 $ 2.17 $ 1.90 136

53,289 $ 532,891 $ 18,011 $ 258 $ 18,269 $ 17,672 $ - $ 169,184 $ 186,856 ( $ 10,984 ) $ 3,639 $ - $ 730,671 6,663 66,630 166,575-166,575 - - - - - - - 233,205 - - - - - 10,745 - ( 10,745 ) - - - - - - - - - - - 7,345 ( 7,345 ) - - - - - 12% - - - - - - - ( 71,942 ) ( 71,942 ) - - - ( 71,942 ) - - 6-6 - - - - - - - 6 - - - - - - - 112,450 112,450 - - - 112,450 - - - - - - - - - - ( 3,639 ) - ( 3,639 ) - - - - - - - - - 15,734 - - 15,734 75 750 150-150 - - - - - - - 900 - - - - - - - - - - - ( 39,406 ) ( 39,406 ) 60,027 600,271 184,742 258 185,000 28,417 7,345 191,602 227,364 4,750 - ( 39,406 ) 977,979 - - - - - 11,245 - ( 11,245 ) - - - - - 12% - - - - - - - ( 70,211 ) ( 70,211 ) - - - ( 70,211 ) - - - - - - ( 7,345 ) 7,345 - - - - - - - - - - - - 114,093 114,093 - - - 114,093 377 3,770 436-436 - - - - - - - 4,206 - - - - - - - - - ( 6,045 ) - - ( 6,045 ) 60,404 $ 604,041 $ 185,178 $ 258 $ 185,436 $ 39,662 $ - $ 231,584 $ 271,246 ( $ 1,295 ) $ - ( $ 39,406 ) $ 1,020,022 137

$ 114,093 $ 112,450 30,994 28,651 ( 1,076 ) ( 1,694 ) 75 2,388-6 683 ( 81 ) - 56 1,033 1,110 ( 2,153 ) 1,954 81-108,561 ( 144,721 ) 24 999 48,183 ( 54,098 ) 5,037 ( 49 ) ( 90,281 ) 61,642 ( 2,531 ) 5,271 7,415 4,725 ( 15,144 ) 13,862-270 204,994 32,741 ( 139,001 ) ( 30,000 ) 90,072 33,567 ( 22,176 ) ( 30,191 ) - 900 ( 3,551 ) ( 1,372 ) ( 2,363 ) 3,100 ( 77,019 ) ( 23,996 ) 138

$ 86,571 ( $ 42,593 ) - ( 52,071 ) - ( 279 ) - 233,205 ( 70,211 ) ( 71,942 ) 4,206 900 - ( 39,406 ) 20,566 27,814 148,541 36,559 ( 1,181 ) 1,998 266,819 228,262 $ 414,179 $ 266,819 $ 2,359 $ 1,726 $ 28,733 $ 9,137 $ 22,846 $ 30,378 ( 670 ) ( 187 ) $ 22,176 $ 30,191 $ - $ 36,556 $ 4,967 $ 14,314 139

FIOPTEC Inc. (Cayman Islands) FIOPTEC Inc. Great Wall BVI FIOPTEC Inc. Great Wall BVI 100% FIOPTEC Inc. FIOPTEC Inc. Great Wall BVI FIOPTEC Inc.Great Wall BVI 140

100% FIOPTEC Inc. 100% FIOPTEC Inc. 883 946 ( ) FIOPTEC Inc. 141

( ) ( ) ( ) ( ) 142

( ) ( ) ( ) 143

1. 2. 3. ( ) ( ) () 144

() () () 145

() 0990006370 0960065898 () 146

() ( ) ( )() ( ) () () ( ) ( ) ( )() ( ) 147

$ 274,009 $ 126,658 139,400 139,344 2,363-282 422 416,054 266,424 488 395 ( 315 ) - ( 2,048 ) - $ 414,179 $ 266,819 $ 622 $ - $ - $ 81 101.05.07~103.05.07 USD 1,000 100.03.05~101.03.05 USD 500 100.03.05~101.03.05 USD 500 683 81 148

$ 50,005 $ - $ 300,727 $ 409,090 ( 2,731 ) ( 2,533 ) $ 297,996 $ 406,557 $ 2,533 $ 6,468 201 ( 3,823 ) - ( 127 ) ( 3 ) 15 $ 2,731 $ 2,533 $ 19,994 $ 30,533 27,127 38,680 79,032 105,123 $ 126,153 $ 174,336 36,788 39,751 1,161,796 998,252 2,461 1,314 149

$ 2,121 $ 8,121 APEX BVI 155 363 363 $ 2,484 $ 8,484 6,000 1,110 $ 393,114 $ 117,267 $ 8,720 $ 2,868 $ 74,048 $ 4,293 $ 644 $ 600,954 3,648 10,520 5,091 497 1,031 811 1,248 22,846 - ( 61 ) - - ( 336 ) ( 67 ) - ( 464 ) 9,513 32,254 - - - 243-42,010 ( 5,319 ) ( 4,034 ) - ( 87 ) ( 2,162 ) ( 129 ) - ( 11,731 ) 400,956 155,946 13,811 3,278 72,581 5,151 1,892 653,615 145,710 54,386 1,488 2,528 62,819 2,897-269,828 12,398 10,591 2,085 80 1,802 295-27,251 - ( 23 ) - - ( 305 ) ( 61 ) - ( 389 ) 4,363 29,086 - - - 220-33,669 ( 2,838 ) ( 2,239 ) - ( 75 ) ( 1,842 ) ( 87 ) - ( 7,081 ) 159,633 91,801 3,573 2,533 62,474 3,264-323,278 $ 241,323 $ 64,145 $ 10,238 $ 745 $ 10,107 $ 1,887 $ 1,892 $ 330,337 $ 359,220 $ 111,744 $ 8,993 $ 2,641 $ 68,421 $ 3,502 $ 56 $ 554,577 3,605 16,352 7,868-1,414 495 644 30,378 ( 2,146 ) ( 20,423 ) ( 8,141 ) - ( 1,658 ) ( 32 ) - ( 32,400 ) 18,287 - - - - - ( 56 ) 18,231 14,148 9,594-227 5,871 328-30,168 393,114 117,267 8,720 2,868 74,048 4,293 644 600,954 125,061 57,022 7,881 2,208 57,609 2,499-252,280 11,399 9,901 1,427 123 1,716 205-24,771 ( 2,015 ) ( 17,759 ) ( 7,820 ) - ( 1,486 ) ( 32 ) - ( 29,112 ) 3,973 - - - - - - 3,973 7,292 5,222-197 4,980 225-17,916 145,710 54,386 1,488 2,528 62,819 2,897-269,828 $ 247,404 $ 62,881 $ 7,232 $ 340 $ 11,229 $ 1,396 $ 644 $ 331,126 150

$ 186,645 $ 136,625 ( 6,143 ) 49,505 ( 152 ) 515 180,350 186,645 45,609 31,049 3,222 3,359 ( 2,769 ) 10,975 ( 67 ) 226 45,995 45,609 17,162 15,188-1,974 17,162 17,162 $ 117,193 $ 123,874 $ 36,238 $ 101,597 - ( 484 ) ( 35,179 ) ( 67,792 ) ( 1,059 ) 2,917-36,238 7,440 21,710-135 - ( 53 ) ( 7,222 ) ( 14,948 ) ( 218 ) 596-7,440 151

$ 28,798 $ 28,882 - ( 432 ) ( 27,957 ) ( 1,974 ) ( 841 ) 2,322-28,798 $ - $ - 4,967 $ 20,088 $ 20,443 ( 5,891 ) ( 5,535 ) $ 14,197 $ 14,908 1.977%~2.318% 2.07% $ 43,901 $ 45,136 1.87%~2.22%A 87,806 - $ 131,707 $ 45,136 152

1,500 1,500 1,500 1.977%~ 2.318% 1,500 160,000 A $160,000 $ - 2.10%~ 2.19% $160,000 3,000 $ - 3,000 1.65%~ 1.73% 1.87%~ 2.22% A 160,000 3,000 $ 12,902 $ 17,470 8,086 12,992 2,228 6,635 20,628 21,221 $ 43,844 $ 58,318 153

( ) ( ) ( ) 5,600 2,520 7% 3% 154

25% $ 11,245 $ 10,745 $ - $ - ( 7,345 ) 7,345 - - 70,211 71,942 1.2 1.2 $ 74,111 $ 90,032 $ 5,600 $ - $ 5,330 $ - 2,520-2,520 - $ 5,600 $ 2,520 $ 5,330 $ 2,520 ( 5,600 ) ( 2,520 ) ( 5,330 ) ( 2,520 ) $ - $ - $ - $ - 155

$ 11,409 1,295 47,119 $ 0.8 $ 59,823 0.5 29,450 $ - $ 3,639 - ( 3,639 ) $ - $ - $ 4,750 ($ 10,984 ) ( 6,045 ) 15,734 ( $ 1,295 ) $ 4,750 2,000 2,000 156

665 $ 12 740 $ 12 ( 377 ) 10.8~12 ( 75 ) 12 ( 63 ) - - - 225 10.8 665 12 $ 10.8 225 1.04~1.43 $ 10.8 225 $ 10.8 6,663 10 35 599,521 - $ - 667 35 ( 667 ) 35 - - $ 0.01 157

Black-Scholes $ 30.57 $ 35 37.96% 9-0.18% 6 1,630 - - 1,630-1,630-1,630 2,000 20.00 35.00 3,106 3,115 158

255 201 ( ) $ - $ - 635 567 ( 540 ) ( 489 ) 160 123 $ 255 $ 201 ( ) $ - $ - 22,655 22,463 22,655 22,463 11,015 10,984 33,670 33,447 ( 28,934 ) ( 28,432 ) 4,736 5,015 - - ( 5,142 ) ( 5,426 ) ( $ 406 ) ( $ 411 ) $ - $ - ( ) 1.75% 1.90% 3.00% 3.00% 1.75% 1.90% ( ) $ 251 $ 190 ( ) $ - $ - 159

( ) $ 24,710 $ 14,538 3,309 5,933 ( 3,905 ) ( 7,759 ) 3,834 1,742 27,948 14,454 2,813 7,945 ( 5,173 ) ( 5,678 ) 8,412 ( 905 ) $ 34,000 $ 15,816 ( ) $ 12,929 $ 5,884-4,892 $ 12,929 $ 10,776 ( ) $ 11,449 $ 5,655 10.61% 9.91% 160

( ) ( ) $ 3,905 $ - ( ) $ 148,093 $ 114,093 $ 148,093 $ 114,093 58,592 $ 2.53 $ 1.95 - - 312 - - 318 $ 148,093 $ 114,093 59,222 $ 2.50 $ 1.93 $ 128,266 $ 112,450 $ 128,266 $ 112,450 58,498 $ 2.19 $ 1.92 - - 274 - - 396 $ 128,266 $ 112,450 59,168 $ 2.17 $ 1.90 161

$ 152,828 $ 62,642 $ 215,470 $ 138,430 $ 60,211 $ 198,641 631 2,730 3,361 621 2,695 3,316 5,193 1,550 6,743 5,845 1,578 7,423 988 2,910 3,898 408 3,214 3,622 29,010 6,358 35,368 19,294 6,573 25,867 4,465 12,446 16,911 3,444 8,930 12,374 $ 193,115 $ 88,636 $ 281,751 $ 168,042 $ 83,201 $ 251,243 $ 15,229 $ 12,022 $ 27,251 $ 14,926 $ 9,845 $ 24,771 $ 432 $ 89 $ 521 $ - $ 386 $ 386 ( ) ( ) $ 2,376 - $ 1,460 - $ 54,046 5 $ 53,441 5 1,792-1,732 - $ 55,838 5 $ 55,173 5 162

$ 385 62 $ 442 68 241 38 208 32 $ 626 100 $ 650 100 $ 11,533 100 $ 14,064 100 $ 237 - $ 150 - ( ) $ 16,051 $ 18,699 5,129 4,265 $ 21,180 $ 22,964 $ 315 $ - 2,048 - $ 2,363 $ - ( ) Light Peak 3,000 3,000 163

( ) USB3.0 7,480 1,600 9,600 4,500 130,635 ( ) 2,854 $ 2,854 2,854 2,854 714 $ 9,276 ( ) $ 14,060 7,080 7,080 $ 28,220 164

$ 24,195 4.6564 $ 9,870 4.7965 10,199 29.03 7,877 30.27 7,307 0.3361 748 0.3899 22 38.46 17 39.20 46,350 4.6564 65,251 4.7965 1,307 29.03 5,385 30.27 - - 26 39.20 - - 38 0.3899 ( ) ( ) 1. 0 $ 190,147 $ - - $ - $ - ( USD 6,550 ) 2. 2 $ 306,007 $ 130,635 ( USD 4,500 ) $ 130,635 $ - 13.2% $ 510,011 1. 2. 3. 130,635 USD4,500 165

3. 2,571 $ 30,000 - $ 30,012 963 10,005-10,140 912 10,000-10,310 FIOPTEC Inc. 10,050 214,490 100 214,490 1,299 2,121 4 2,121 APEX BVI 155 363 2 363 FIOPTEC Inc. - USD 7,410 100 USD 7,410 4. 5. 6. $ 734,578 78 90 ($ 128,159 ) 100 7. FIOPTEC Inc. USD 10,050 USD 10,050 10,050 100 $ 214,490 $ 14,845 $ 14,845 FIOPTEC Inc. USD 10,050 USD 10,050-100 USD 7,410 USD 525 USD 525 166

8. (1) (2) $ 414,179 $ 414,179 $ 266,819 $ 266,819 - - 81 81 50,005 50,005 - - 297,996 297,996 406,557 406,557 626 626 650 650 2,363 2,363 - - 2,484 2,484 8,484 8,484 131,707 131,707 45,136 45,136 165,081 165,081 255,362 255,362 11,533 11,533 14,064 14,064 622 622 - - A. B. C. 167

D. (3) $ 414,179 $ 266,819 $ - $ - - 81 - - 50,005 - - - - - 297,996 406,557 - - 626 650 2,363 - - - - - 131,707 45,136 - - 165,081 255,362 - - 11,533 14,064 622 - - - (4) 683 81 (5) 282 422 415,772 266,002 131,707 45,136 (6) 515 734 2,359 1,699 168

(7) A. B. ( ) C. D. 1% 1,317 1. USD10,050 USD 10,050 ( $ 291,752 ) $ - $ - USD 10,050 ( $ 291,752 ) 100% USD 525 ( $ 15,528 ) USD 7,410 ( $ 215,112 ) $ - 169

USD10,050 USD15,050 $612,013 ($291,752) ($436,902) 2. ( ) ( ) ( ) $ 1,498,174 $ 1,291,033 ( ) $ 544,269 $ 457,134 $ 290,969 $ 293,358 398,759 425,648 156,561 161,642 317,734 152,906 - - 237,412 255,345 - - $ 1,498,174 $ 1,291,033 $ 447,530 $ 455,000 170

( ) 10% $151,294 10 $178,063 14 ( ) IFRSs IFRSs 1. 2. IFRSs 3. IFRSs 4. IFRSs 5. IFRS 1 171

6. 7. 8. IFRSs 9. IFRS 1 10. IFRSs 11. IFRSs 2012 12. ( ) IFRSs 1. $ 266,819 $ - $ - $ 266,819 81 - - 81 406,557 - - 406,557 650 - - 650 174,336 - - 174,336 34,240 - - 34,240 10,776 - ( 10,776 ) - 1 893,459 - ( 10,776 ) 882,683 8,484 - - 8,484 331,126 - ( 644 ) 330,482 2 - - 123,874 123,874 3 - - 644 644 2 123,874 - ( 123,874 ) - 3 3,183 - - 3,183 - - 10,776 10,776 1 14,908 - ( 14,908 ) - 4 - - 14,908 14,908 4 141,965 - ( 112,454 ) 29,511 $ 1,375,034 $ - $ - $ 1,375,034 172

$ 45,136 $ - $ - $ 45,136 255,362 - - 255,362 14,064 - - 14,064 13,254 - - 13,254 58,318 1,747-60,065 5 8,120 - - 8,120 394,254 1,747-396,001-6,174-6,174 6 2,801 - - 2,801 2,801 6,174-8,975 397,055 7,921-404,976 600,271 - - 600,271 184,742 - - 184,742 258 - - 258 185,000 - - 185,000 28,417 - - 28,417 7,345 - - 7,345 191,602 ( 3,171 ) - 188,431 227,364 ( 3,171 ) - 224,193 4,750 ( 4,750 ) - - 7 ( 39,406 ) - - ( 39,406 ) ( 34,656 ) ( 4,750 ) - ( 39,406 ) 977,979 ( 7,921 ) - 970,058 $ 1,375,034 $ - $ - $ 1,375,034 2. $ 414,179 $ - $ - $ 414,179 50,005 - - 50,005 297,996 - - 297,996 626 - - 626 126,153 - - 126,153 29,203 - - 29,203 12,929 - ( 12,929 ) - 1 315 - - 315 1 931,406 - ( 12,929 ) 918,477 2,484 - - 2,484 330,337 - ( 1,892 ) 328,445 2 - - 117,193 117,193 3 - - 1,892 1,892 2 117,193 - ( 117,193 ) - 3 6,734 - - 6,734 - - 12,929 12,929 1 14,197 - ( 14,197 ) - 4 2,048 - - 2,048 - - 14,197 14,197 4 140,172 - ( 102,372 ) 37,800 $ 1,404,399 $ - $ - $ 1,404,399 173

$ 131,707 $ - $ - $ 131,707 165,081 - - 165,081 622 - - 622 11,533 - - 11,533 20,669 - - 20,669 - - - - 43,844 1,671-45,515 5 8,120 - - 8,120 381,576 1,671-383,247-6,400-6,400 6 2,801 - - 2,801 2,801 6,400-9,201 384,377 8,071-392,448 604,041 - - 604,041 185,178 - - 185,178 258 - - 258 185,436 - - 185,436 39,662 - - 39,662 231,584 ( 3,321 ) - 228,263 271,246 ( 3,321 ) - 267,925 ( 1,295 ) ( 4,750 ) - ( 6,045 ) 7 ( 39,406 ) - - ( 39,406 ) ( 40,701 ) ( 4,750 ) - ( 45,451 ) 1,020,022 ( 8,071 ) - 1,011,951 $ 1,404,399 $ - $ - $ 1,404,399 3. $ 1,498,174 $ - $ 19,335 $ 1,517,509 8 1,161,796-3,222 1,165,018 8 336,378-16,113 352,491 55,070 - - 55,070 76,274 ( 231 ) - 76,043 4 6 70,412 - - 70,412 201,756 ( 231 ) - 201,525 134,622 231 16,113 150,966 19,335 - ( 19,335 ) - 8 4,967 - - 4,967 2,460 - - 2,460 1,076 - - 1,076 515 - - 515 3,695 - - 3,695 32,048 - ( 19,335 ) 12,713 6,000 - - 6,000 5,319 - - 5,319 3,222 - ( 3,222 ) - 8 2,359 - - 2,359 174

$ 683 $ - $ - $ 683 75 - - 75 919 - - 919 18,577 - ( 3,222 ) 15,355 148,093 231-148,324 4 6 ( 34,000 ) - - ( 34,000 ) $ 114,093 ( $ 763 ) $ - 114,324 ( 6,045 ) ( 381 ) 6 65 $ 107,963 4. IFRSs 1 IFRSs IFRSs 4,750 IFRSs 3,171 5. 1 1 IFRSs IFRSs IFRSs 175

IFRSs 3 IFRSs IFRSs IFRSs 4 6. IFRSs IFRSs (1) IFRSs IFRSs 176

10,776 12,929 (2) IFRSs 644 1,892 (3) 123,874 117,193 (4) 17 14,908 14,197 177

(5) IFRSs 1,747 1,671 1,747 1,671 76 (6) IFRSs 19 IFRSs 19 19 1 6,174 6,400 178

155 381 (7) IFRSs IFRSs 4,750 (8) 19,335 3,222 ( ) IFRSs IFRSs IFRSs 179

0 1 $ 739,831 49% $ 565,691 43% 101 - - - 66-1,308-35 - 55-205 - 1,411-23,444 2% 30,721 2% 23,798 2% 155,123 11% 128,159 9% 159,124 12% - - 31 - FIOPTEC Inc. 1 - - 49-1. 180

FOCI Fiber Optic Communications, Inc. 300 18, Properity Rd.II Science-Based Industrial Park, Hsinchu, 300,Taiwan, R.O.C. Tel:886-3-577-0099 Fax:886-3-579-9766 http://www.foci.com.tw