Yunnan Integrated Road Network Development Project

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Social Monitoring Report Semi-Annual Report January 2014 PRC: Yunnan Integrated Road Network Development Project Prepared by Beijing Zhongkehongce Consulting Company for the People s Republic of China and the Asian Development Bank.

Table of Contents I. INTRODUCTION... 1 II. OVERALL PROGRESS ON RP IMPLEMENTATION... 1 A. LAR PROGRESS REPORTED BY LREC... 1 B. OTHER PROGRESS PER RP SCHEDULE... 2 III. MONITORING RESULTS... 3 A. LAR PROGRESS IN FIVE ROAD SECTIONS... 3 B. LAR PROGRESS IN 17 NATURAL VILLAGES... 3 a. LAR in Revisited Natural Villages... 3 b. LAR in Newly Visited Natural Villages... 5 C. INCOME RESTORATION OF LAND LOSS HHS... 6 D. LIVELIHOOD RESTORATION OF RELOCATION HHS... 6 E. TECHNICAL TRAINING ON AGRICULTURAL PRODUCTION... 6 F. EMPLOYMENT OF APS... 7 G. SATISFACTORY STATUS AND COMPLAINTS OF APS... 8 IV. CHANGES IN INSTITUTIONAL ARRANGEMENT... 8 V. CONCLUSION... 8 ANNEX 1: SURVEY RESULTS OF SAMPLE HHS... 9 ANNEX 2: LISU WOMEN WORKING ON SLOPE PROTECTION... 13 ANNEX 3: ON SITE TRAINING IN MANGSHI TOWNSHIP... 13 ANNEX 4: SAMPLE LIST OF HIRED LOCALS (CONTRACTOR NO. 14)... 14 ii

I. Introduction 1. This semi-annual report, presents the status and quality of RP implementation in 2013. 2. The consultants visited the project area in Dec 2013 -Jan 2014 and had met/interviewed about 180 persons, including APs in 17 natural villages, 5 contractors, staff of LREC, staff of prefecture and county/city coordination offices, as well as township officials. The visited natural villages, including 10 revisited ones and 7 newly visited ones, and the contractors are listed in the table below. Table 1: Villages and Contractors Surveyed Target Longling Mangshi Ruili Contractor C01: Yunnan No.3Road and Bridge Engineering Co. Ltd Newly visited natural villages Manwan Xiaomidi C05: China Yunnan Highway & Construction Co., Ltd C10: Yunnan Highway & Bridge Co., Ltd C12: China Railway No.12 group Co., Ltd Manghong Batuo Chudonggua C20: Yunnan Yunqiao Construction Group Co. Ltd Kanan Huoma Revisited villages natural Baijiazhai Laolvshu Dunjiazhai Tengmiechang Shuicaozi Nongnong Nongmen Layuan Jiele Mangling Sample land loss HHs 11 17 2 Sample relocation HHs 3. Given that land acquisition and resettlement (LAR) was basically completed by September 2013, the major focus of this monitoring report is on quality of LAR, technical training, income restoration status of sample households, extent of satisfaction on LAR of APs, and etc. 4. To initially assess the income restoration status of land loss HHs, questionnaire survey of 30 severely affected HHs were carried out. These 30 HHs were also targeted by the baseline survey that was carried out in 2012. In addition, 9 relocation households from Ruili City were visited for rapidly assessing their livelihood restoration status. II. Overall Progress on RP Implementation A. LAR Progress Reported by LREC 5. Tables 1~2 presents the progress of land acquisition and resettlement in 2013. As indicated: (i) Over 75% of the land was acquired in 2012 and the remaining land was acquired by July 2013, including additional land acquisition of about 180mu resulted from design variations and construction of replacement roads for local residents. 1 (ii) Relocation of affected HHs started in Jan 2013 and was completed by Sept 2013. The relocation HHs increased to 295 from 164, and LERC had submitted a due diligence report to ADB to explain the increase in Dec 2013. 1 Details of additional land acquisition are presented in LREC s Progress Report (No.6, July 2013) 9 1

Table 1: Progress on Land Acquisition County Land Acquisition (mu) Accumulative total Plan (RP) By 2012 2013 Area (mu) % of RP Jan-March Apr-July July-Sep Oct-Dec total Longling 1,346.5 1,250.0 105.0 120.5 0 0 225.5 1,475.5 109.6% Mangshi 6,809.6 4,945.0 1,732.0 302.9 0 0 2,034.9 6,979.9 102.5% Ruili 3,323.1 2,500.0 633.1 13.0 0 0 646.1 3,146.1 94.7% Total 11,479.2 8,695.0 2,470.1 620.2 0 0 2,906.5 11,601.5 101.1% Source: LREC s Progress Report No. 8 Table 2: Progress on Relocation County Relocation (HH) Accumulative total /city RP Relocation Jan- Apr-June July- Oct- Relocation % of in 2012 March 2013 Sept Dec HHs RP Original Revised 2013 2013 2013 Longling 16 50 0 38 6 6 0 50 100% Mangshi 85 185 0 74 58 53 0 185 100% Ruili 63 60 0 60 0 0 0 60 100% Total 164 295 0 172 64 59 0 295 100% Source: LREC s Progress Report No. 8 B. Other Progress per RP Schedule 6. Other progress per RP schedule is given in Table 3: (i) Completion of land acquisition was ahead of schedule by 6 months. (ii) Construction of relocation HHs was behind schedule for about 5 months. Relocation of affected consequently delayed for 5 months. (iii) LREC had prepared 8 quarterly progress reports per RP requirement (iv) LREC plans to prepare completion report in Jan 2015, which will be 14 month ahead of schedule. (v) The external monitor had submitted the baseline survey report and three semi-annual monitoring reports per RP schedule. Table 3: Progress on Relocation No. Resettlement Tasks RP Defined Deadline Actual/Plan Note 4. Resettlement Implementation 4.1 Commence land acquisition 1 Jul 2012 onwards As plan procedures 4.2 Agreements with villages 1 Jul 2012 onwards As plan and APs 4.3 Payment of compensation 15 Jul 2012 onwards As plan to APs 4.4 Completion of land 31 Dec 2013 31 July 2013 Mistyped as 31 Dec acquisition 4.5 Preparation of housing plots for relocation HHs 2014 in the RP Jul-Sep 2012 July-Dec 2013 Mistyped as 2012 in RP Increased to 295 HHs 2

No. Resettlement Tasks RP Defined Deadline Actual/Plan Note from 164 HHs 4.6 House demolition Oct 2012 onwards As plan 452 HHs 4.7 Construction of relocation Sep 2012-30 Apr Sep 2012-30 Sep 2013 houses 2013 4.8 Move into new houses May 2013 Jan-Sept 2013 5. Monitoring & Evaluation 5.1 Internal monitoring reports Attach to Quarterly Progress Reports As plan 8 QPRs 5.2 Contracting external monitor Done in May 2012 As plan 5.3 Baseline survey July-Aug 2012 As plan 5.4 External monitoring report 4 weeks after each half year, starting from Jul 2012 As plan 5.5 Resettlement completion report 31 Mar 2016 Jan. 2015 By LREC 4 semi-annual report followed by 2 annual evaluation reports III. Monitoring Results A. LAR Progress in Five Road Sections 7. The consultants visited 5 contractors and learnt that they are basically happy with the LAR progress as the timely transfer of land enabled them to complete civil works by mid-2014 or so. As given in the table below, the final dates of land transfer from the local coordination offices were in May for four sections/contractors and in July for one section/contractor, this is in line with the LAR progress reported by LERC. Table 4: Completion of LAR of Five Sections Contractor Land Acquisition Chainage /Section (mu) Final date of land transfer 01 K0+000- K6+180 550 07 May 2013 05 K23+180- K26+100 167.5 30 May 2013 10 K45+900- K55+195 826 25 May 2013 12 K63+000- K69+800 680 25 July 2013 20 K117+240- K126+400 665 22 May 2013 Source: Contractors B. LAR Progress in 17 Natural Villages a. LAR in Revisited Natural Villages 8. In July, in the process of preparing the semi-annual report #3, the consultant visited 10 natural villages and found that land acquisition was fully completed, but some affected HHs were not relocated. To check the relocation status of the remaining HHs, the consultant revisited these 10 natural villages and learnt that relocation indeed was fully completed before Sept 2013. 9. Tengmiechang natural village, Mangshi Township, Mangshi City. It is a natural village of Yunmao village and it has 33 households with 119 people who are all Han ethnic group. Out of the 33 HHs, 8 and 18 HHs were affected by land acquisition and by relocation respectively. The natural village has 2,566mu of land resource after being acquisitioned of 31.1mu of land by Dec 3

2012 by the project (loss of less than 1%). Among the eight relocation HHs (821.7m 2 ): (i) 2 HHs had moved in their new houses before June 2013; (ii) 3 HHs moved in their new houses in August 2013, same as what was reported in the previous report of the consultant 2 ; and (iii) the remaining 2 HHs moved in their new houses in September 2013-one month later than the estimated date in the previous report. 10. Shuicaozi natural village, Mangshi Township, Mangshi City. Land of 56.37mu (6.3% of the total land area 889.3 mu) were acquired by May 2013 and houses of 785.3m 2 were demolished by the project by June 2013. The village has 88 households of 359 people who are mostly Dai ethnic minority (350 persons). Land acquisition affected 48 HHs and demolishment of house and structures affected 20 HHs. Of the 20 HHs affected by demolishment of houses and structures, 7HHs with 785.3m 2 of houses and structures, need to be relocated. All the 7 households moved to their new houses by July 2013. 11. Nongnong natural village, Zhefang Township, Mangshi City. It is a Dai Ethnic Minority village with 96 HHs of 468 people. It has a farmland area of 1,180mu that are all paddy land after 133.57mu being acquired from 57 HHs by May 2013. Among the 14 HHs affected by demolishment of house and structures, 11 HHs need to be relocated. The total demolishment area of houses and structures is 2,543.1 m 2. All 11 relocation HHs have relocated by June 2013. 12. Nongmen natural village, Zhefang Township, Mangshi City. It has 82 Dai and 3 Han HHs. It has a land resource of 883.5mu after land acquisition of 56.37mu from 46 HHs by June 2013. Besides the land acquisition, there were 20 HHs affected by house; demolishment, including 7 relocation HHs. One of the 7 relocation HHs, one relocated in May 2013 and the rest relocated in August- September 2013. 13. Layuan natural village, Fengping Township, Mangshi City. Layuan is mixed village of 46 HHs with 219 persons including 130 Jingpo, 74 Dai and 15 Han. It has rich land resource that totals to 1,155mu after 83.35mu being acquired before March 2013. There are 27 and 2 HHs affected by land acquisition and by relocation. Of the two relocation HHs, one moved in his new house in May 2013 and the other one in August 2013. 14. Jiele natural village, Mengmao Township, Ruili City. Jiele Dai village has 174HHs with 808 persons. There are 81 HHs (46.6% of total) and 4 HHs (2.3% of total) affected by land acquisition and house relocation respectively. The village has the land area of 2,596mu after acquisition of 141.2mu (5.4% of total) by May 2013. The demolishment area of the 4 HHs is 729.97m 2. All 4 HHs completed relocation by late March 2013. 15. Mangling natural village, Mengmao Township, Ruili City. It is a Dai natural village where there are 126 HHs with 611 persons. It has a land area of 1,704mu after 96mu of 77 HHs being acquired by June 2013. In addition, there are 11 HHs with 1,944.96m 2 of houses being demolished. The 11 HHs were relocated by March 2013. 16. Baijiazhai natural village, Longshan Township, Longling County. It is a Han village in Longshan Township of Longling County, where there are 62 households of 237 persons. The area of land resource is 304.6mu after 133.2mu (30.5% of total) being acquired before March 2013. Of the 62 HHs, 36 (58.1%) and 5 (8.1%) are affected by land acquisition and house demolishment respectively. Among the 5HHs affected by house demolishment, 3 are relocation HHs (312.6m 2 ). All 3 relocated households moved in their new houses before May 2013. 17. Laolvshu natural village, Longshan Township, Longling County. It is in Longshan Township where the project acquired 17 HHs land of 88.9mu and affected 4 HHs houses. Two HHs relocated in June 2013 and the remaining two relocated in September 2013 (reported to 2 #3 Semiannual External Monitoring Report on LAR, submitted in July 2013. 4

relocated in Oct 2013 during last visit). 18. Duanjiazhai natural village, Longxin Township, Longling County. It is a natural village (or sub-village) of Huangcaoba village. Duanjiazhai has 53 HHs with 175 persons, all are Han. The natural village has 1,166.7mu of land after being acquired 90.7mu from 31 HHs. There are 6 relocation HHs in Duanjiazhai; of which 4 relocated in June 2013 and the remaining 2 relocated in August 2013. b. LAR in Newly Visited Natural Villages 19. Apart from revisiting the 10 natural villages, 7 more natural villages were visited for preparing this monitoring report. Similarly, all land acquisition and resettlement were completed before September 2013, affected HHs in these natural villages confirmed that they received all compensations timely. 20. Huoma natural village, Mengmao Township, Ruili City. It is a Jingpo natural village of Mangling Village. It has 43 Jingpo HHs with 156 persons. The project only acquired 13.8mu or 4.6% of the village s total farmland of 299.4mu, plus 33.3mu forestland out of 4,020mu by April 2013. No one was severely affected by land acquisition. However, the project resulted in the relocation of 9 HHs, Of the 9 relocation HHs, 6 relocated in May 2013 and 2 relocated in August 2013, and the remaining one relocated in an unused house of his mother since April 2013. This HH, however, should not be counted as in transition because it intends to build a luxury 2-storey house in a few years once it could afford for the cost. All HHs confirmed that they received all compensations timely. 21. Kanan natural village, Mengmao Township, Ruili City. It is another Jingpo natural village of the above mentioned Mangling Village. It has 47 Jingpo HHs with 287 persons. The project acquisitioned 28.26mu farmland out of a total 287mu and affected 35 HHs by April 2013. In addition, the project resulted in the relocation of 2 HHs, and both relocated in May 2013. 22. Chudonggua natural village, Santaishan De ang Township, Mangshi City. It is a mountainous De ang natural village of Chudonggua village. It has 136 De ang HH with 593 persons. The project acquisitioned 80mu farmland and out of a total of 3,530mu by March 2013, affecting 123 HHs with 556 persons. There is no relocation in this natural village. 23. Batuo natural village, Zhefang Township, Mangshi City. It is a Dai natural village with 190HHs and 886 persons. The project acquisitioned 180.59mu and 24.7mu of farmland and forestland out of 3,071mu and 9,504mu respectively. Farmland acquisition affected 18 HHs. 24. Manghong natural village, Fengping Township, Mangshi City. It is Dai natural village of Mangshai Village in Fengping Township. This natural village has 222 HHs with 1,133 persons, exclusively Dai people. Out of the 2,459.1mu of farmland, 119.5mu or 4.9% was acquisitioned by the project by May 2013. Of the 4,680mu of forestland, 87.1mu or 1.9% was acquisitioned by the project. The project did not affect any house 25. Manwan natural village, Longxin Township, Longling County. It is a Han natural village of Huangcaoba village. It has 66 HHs with 300 persons. The village has 261mu of farmland after 21 mu of 14 HHs being acquisitioned before March 2013. All HHs confirmed that they received land compensation timely. This natural village also has 3,459mu forest land, but not affected. 26. Xiaomidi natural village, Longxin Township, Longling County. It is a Lisu natural village of the above mentioned Huangcaoba village. It has 67 HHs with 306 persons. 66 of the 67 HHs are Lisu. The village has 303.4mu of farmland after 19.6 mu of 22 HHs being acquisitioned before March 2013. Of the 3,482mu of forestland in Xiaomidi,19.7mu of 6 HHs were acquired. Land s 5

were acquisitioned before March 2013, again, all HHs confirmed that they received land compensation timely. C. Income Restoration of Land Loss HHs 27. To initially assess the income restoration of land loss HHs, the consultant surveyed 30 sample HHs that were also targeted by the baseline survey. The survey results, in comparison with baseline survey results, are presented in Annex 1. Of the 30 sample HHs, the farmland loss ranges from 2% to 71%. The survey results of 29 valid HHs, are summarized as follows: (i) (ii) 21 HHs or 72.2% of total reported having net loss from cropping, ranging from CNY 410 to over CNY 12,000 in 2013, about one year after land acquisition. All affected HHs reported that income from livestock is similar before and after the project. 3 HHs or 10.3% of total have not yet restored their overall income. (iii) 26 HHs or 89.7% of sample HHs have restored their income. The income loss from cropping was mostly covered by working as unskilled labors for the project. 27 HHs (93.1%) had worked for the project and each HH earned CNY 1,500~5,000. Annex 2 shows that Lisu women from Xiaomidi natural village working on slope protection and each woman can earn CNY 100 a day. If deducting the income from working for the project, only 16HHs (55%) had restored their income. D. Livelihood Restoration of Relocation HHs 28. The 9 relocation HHs without losing farmland in Huoma natural village of Mengmao Township in Ruili City, except the one who resettled in his mother's unused house, considered that the living conditions improved and livelihood basically restored. E. Technical Training on Agricultural Production 29. A large number of technical trainings on agricultural technologies were carried out in the project affected villages by township technical stations. Apart from trainings organized by township stations, county level line agencies also carried out a series of training in the project townships and villages. Table 5 lists the trainings carried by the agricultural department of Ruili City in 2013. APs in the visited villages confirmed that there were at least two trainings in each village, and they believe that they could significantly benefit from the trainings soon. The consultant encountered witnessed such a training organized by Mangshi Township on 05 January 2013. The training was on Oriental Tobacco management (see Annex 3). Table 5: Training Organized by Line Agencies of Ruili City Content Location Participants (person-times) Reading material distributed (No.) Lemon cultivation Whole Ruili 5,007 9,000 Sweet corn cultivation 1. Nuanbo Village, Jiexiang Township 2. Xinjian Village, Jiegao Township 170 140 250 200 200 3. Hansha Village, Township 120 Transplanting of Oriental Jeixiang Township 150 200 Tobacco Corn and lemon intercropping Huddao Village, Mengxiu 60 100 6

Establishment of HH lemon Yuhu village, Yuhu Township 56 100 plantation Intercropping of corn with Mingjia Village, Huyu Township 70 100 pommel Dendrobe cultivation Nongxian Village, Huyu Township 100 100 Intercropping of coffee with rubber trees Sugarcane cultivation Humin Cooperative, Mengfaba village, Yuhu Township Eluo Village, Jiexiang Township Dengxiu Village, Nongdao Township 90 100 Rubber tree disease control Jiexiang Township 100 300 Application of rainhat for Mengfuba cooperative, Yuhu 120 20, 000 hats rubber trees Township Rice-fish culture 3 times in 2013 150 Banling Village, Yuhu Township Walnut management Nongxian Village, Yuhu Township 100 200 techniques Source: City Government F. Employment of APs 30. All contractors were advised to give priority to APs to work as unskilled labors for the project, and they do follow this advice. As indicated in the Table below, 12,756 person-months of locals were hired in 2013 by the 22 contractors, of which 58.9% or 7,510 person months are APs. This generated an income of over CNY 18 millions for APs. 3 31. Almost all interviewed HHs had worked for the project. The five contractors, listed in Table 1, hire local by local contacts: (i) Contractors No.1. No. 12 and No. 20. Contractors initially contacted village heads who then organized the labors for the first time. After a couple of times, the contractors then directly contact the dependable APs for employments. The consultant leant that most of the contractors hire locals in this manner. (ii) Contractor No.5. A local woman is hired as cook and this woman acts as the contact person for organizing APs for employment. (iii) Contractor No. 10. Initially, some Dai women directly contacted the contractor for employment, and gradually more contacts were established. 120 120 200 200 32. To safeguard the benefits of construction workers, including APs working as unskilled labors, contractors has signed liability agreements with LREC for timely payment of wages. Yet, contractors need to submit to LREC the list of employed persons with detailed personal information, and a sample list is given in Annex 4. 33. Interesting is that contractors are in favor of ethnic monitory women than men for unskilled labors, even for laborious jobs (Annex 2). 4 3 It is CNY 100 per day, 24 days a month. 4 Ethnic minority men in the project area, unfortunately, are considered a bit too lazy. 7

Mo nth Table 6: Employment of APs for Project Construction Total (person- month) Qty (person month) % APs EM Women APs EM Women Jan 1,139 914 385 340 80.2% 33.8% 29.9% Feb 1,013 772 346 293 76.2% 34.2% 28.9% March 1,218 974 445 380 80.0% 36.5% 31.2% April 842 566 529 421 67.2% 62.8% 50.0% May 883 570 490 417 64.6% 55.5% 47.2% June 897 570 455 398 63.5% 50.7% 44.4% July 1,086 446 457 416 41.1% 42.1% 38.3% Aug 1,062 545 464 402 51.3% 43.7% 37.9% Sept 1,115 576 487 434 51.7% 43.7% 38.9% Oct 1,194 451 562 455 37.8% 47.1% 38.1% Nov 1,175 566 500 467 48.2% 42.6% 39.7% Dec 1,132 560 667 575 49.5% 58.9% 50.8% Total 12,756 7,510 5,787 4,998 58.9% 45.4% 39.2% Source: contractors G. Satisfactory Status and Complaints of APs 34. All interviewed households are satisfactory with the land acquisition and resettlement, and there was no complaints heard. IV. Changes in Institutional Arrangement 35. Given that land acquisition and resettlement was completed by September 2013, LREC had adjusted the staffing of its Resettlement Division in December 2013 and 2 full time staff remained (used to have 7 staff) to take charge of land acquisition and resettlement related issues, if any. Similarly, the Dehong Prefecture Coordination Office had reduced its full time staff from four to one since January 2014. It is believed, the remaining staff are sufficient to handle resettlement related social safeguard issues, if any. V. Conclusion 36. The project has completed its land acquisition and resettlement, and APs are basically satisfactory with the RP implementation. 37. Thanks to the employment opportunities of the project, 89.7% of sample HHs had restored their income in 2013. However, as the project's employment opportunities are temporary and will no longer be available in late 2014 when civil works of project will be mostly completed, the income restoration might not be true. Therefore, sustainable measure will still be sought for land loss households to restore their income in the coming years. 8

Annex 1: Survey Results of Sample HHs A: Basic Information Type of Impact 影响类型 Labor 劳动力人口 Ethnic Group 民族 A: Land Acquisition; ( 人 ) A: Han 汉 ; No. County Township Village 只征地 ; HH head HH size Male Female B: Dai 傣 ; 组编号县 / 市乡镇村 / 社区 B: Relocation only 户主家庭人口男女 C: Jingpo 景 只拆迁 ; M 男 F 女 T 合计 D: De'ang 德 C: Both E: Lisu 傈既征地又拆迁 ; F: Others 其他 1 Longling Longxin Huangcaoba Wantang A 杨元昌 4 2 2 1 1 2 A 2 龙陵 龙新乡 黄草坝 湾塘 A 许万存 1 1 0 1 1 A 3 A 周永发 5 2 3 1 1 2 A 4 A 杨顺昌 5 2 3 2 2 4 A 5 A 李升从 4 2 2 1 1 2 A 6 Xiaomidi A 余枝明 4 1 3 1 1 2 E 7 小米地 A 余长新 6 3 3 3 2 5 E 8 A 杨春朝 5 3 2 2 1 3 E 9 A 麻金海 5 3 2 2 2 4 E 10 A 麻金树 5 2 3 1 2 3 E 11 A 麻广荣 4 3 1 1 1 2 E 12 Mangshi Fengping Mangshai Manghong A 冯叶旺帕 9 4 5 3 3 6 B 13 芒市 风平 芒赛 芒烘 A 冯岩旺 4 2 2 1 1 2 B 14 A 莫岩过 4 3 1 2 1 3 B 15 A 线岩哏旺 6 3 3 2 2 4 B 16 Zhefang Humen Batuo A 金所板 3 2 1 1 1 2 B 17 遮放 户闷 坝托 A 金二史 5 2 3 2 2 4 B 18 A 莫小全 6 3 3 2 3 5 B 19 A 莫老三 6 4 2 2 2 4 B 20 A 金岩喊凹 6 4 2 3 2 5 B 21 Santaishan Chudongua No.1 A 蒋金亮 3 2 1 1 2 3 D 22 三台山 出冬瓜 第一组 A 李二极 0 0 D 23 A 李岩板伍 4 2 2 1 1 2 D 24 A 李腊果 3 2 1 1 1 2 D 25 No.3 A 赵腊恩 3 1 2 1 2 3 D 26 第三组 A 赵腊三 4 1 3 1 1 2 D 27 A 嚯洪拽 6 3 3 3 3 6 D 28 A 赵腊团 6 2 4 1 1 2 D 29 Ruili Mengmao Mangling Kanan C 何茂红 4 2 2 2 2 4 A 30 瑞丽 勐卯 芒令 卡南 C 排腊 5 4 1 2 1 3 C 9

No. 编号 Paddy land 水田 Farmland before project (mu) 征前耕地 ( 亩 ) Dry land 旱地 Total 合计 Paddy land 水田 B: Land Acqusition Data Farmland acquisition (mu) 耕地征用量 ( 亩 ) Dry land 旱地 Total 合计 Farmland after acquisition (mu) 征地后耕地 ( 亩 ) Dry land 旱地 Paddy land 水田 Farmland loss 耕地征收比 (%) 1 1.8 2 3.8 0.8 1.49 2.29 1.0 0.51 1.5 60% 2 1 1.5 2.5 1.02 1.02 1.0 0.48 1.5 41% 3 2 0.3 2.3 1.4 1.4 0.6 0.3 0.9 61% 4 1.05 2 3.05 0.05 0.05 1.0 2.0 3.0 2% 5 2 1.5 3.5 0.5 0.5 2.0 1.0 3.0 14% 6 3 4 7 1.288 1.288 1.7 4.0 5.7 18% 7 2 3 5 2.4 2.4 2.0 0.6 2.6 48% 8 2 1.5 3.5 0.5 0.5 1.5 1.5 3.0 14% 9 2 4 6 3.2 3.2 2.0 0.8 2.8 53% 10 2 2 4 0.7 1.5 2.2 1.3 0.5 1.8 55% 11 3 6 9 6 6 3.0 3.0 67% 12 8 3 11 3 3 6 5.0 5.0 55% 13 13 3 16 2 2 13.0 1.0 14.0 13% 14 3.2 1 4.2 3 3 0.2 1.0 1.2 71% 15 11 6 17 4.134 4.134 11.0 1.9 12.9 24% 16 4.32 10 14.32 4.32 4.32 30% 17 5.13 12 17.13 5.13 5.13 30% 18 8.1 14 22.1 6.83 6.83 1.3 15.27 31% 19 8 2.9 10.9 2.96 0.8 3.76 5.0 2.1 7.1 34% 20 6.4 11 17.4 2.68 2.68 3.7 14.7 15% 21 3.9 7 10.9 3.9 3.9 7.0 7.0 36% 22 12.55 40 52.55 12.55 12.55 40.0 40.0 24% 23 7 36 43 6.73 6.73 0.3 36.0 36.3 16% 24 4 17 21 3.44 3.44 0.6 17.0 17.6 16% 25 6.58 20 26.58 6.58 6.58 20.0 20.0 25% 26 2.46 15 17.46 2.46 2.46 15.0 15.0 14% 27 5.6 20 25.6 5.6 5.6 20.0 20.0 22% 28 4 20 24 0.58 0.58 3.4 20.0 23.4 2% 29 5 3.6 8.6 1.7 1.7 5.0 1.9 6.9 20% 30 7 5 12 2.3 2.3 7.0 2.7 9.7 19% Total 合计 10

No. 编号 C: Income from Agriculture of Land Loss APs (2013 vs. 2011) Income from cropping (CN) 种植业收入 ( 元 ) Income from livestock (CNY) 养殖业收入 ( 元 ) 2013(survey results of this monitoring) 2011 (Baseline survey) 2011 年 ( 基线调查 ) Difference 2013 年 ( 本次监测调查 ) 差别 Paddy land Dry land Others Total Paddy land Dry land Others Total (=2013-2011) 水田旱地其他小计水田旱地其他小计 2011 2013 1 3600 2500 0 6100 2400 800 2000 5200-900 1500 1000 60% 2 2000 1800 0 3800 2400 700 1520 4620 820 1000 1000 41% 3 4000 300 0 4300 1440 450 2000 3890-410 1000 1000 61% 4 2100 2500 0 4600 2400 2000 1500 5900 1300 2000 2000 2% 5 4000 1800 0 5800 4800 1500 2000 8300 2500 2000 2000 14% 6 6000 4800 0 10800 4109 6000 0 10109-691 3000 3000 18% 7 4000 3600 1200 8800 4800 3500 8300-500 1000 1000 48% 8 4000 1800 4500 10300 3600 2250 7750 13600 3300 2000 2000 14% 9 4000 4500 1000 9500 4800 1200 1000 7000-2500 5000 5000 53% 11 6000 7200 1000 14200 7200 0 4000 11200-3000 1000 1000 67% 12 16000 3600 3000 22600 6000 0 12000 18000-4600 1000 1000 55% 13 23000 3600 6000 32600 31200 1500 8000 40700 8100 5000 5000 13% 14 5000 1200 2000 8200 480 1500 3000 4980-3220 1000 1000 71% 15 18000 7200 5000 30200 15000 2800 11000 28800-1400 2000 2000 24% 16 7000 12000 2000 21000 0 15000 0 15000-6000 2000 2000 30% 17 10260 14000 0 24260 0 18000 0 18000-6260 5000 6000 30% 18 15000 16000 4000 35000 3000 21000 0 24000-11000 2000 2000 31% 19 14000 3500 3000 20500 10000 3150 4850 18000-2500 1000 1000 34% 20 12800 13000 1000 26800 9000 16500 500 26000-800 5000 5000 15% 21 7800 8500 2000 18300 0 10000 2000 12000-6300 2000 2300 36% 22 25100 48000 5000 78100 0 60000 6000 66000-12100 6000 6000 24% 23 14000 43000 0 57000 648 54000 352 55000-2000 6000 8000 16% 24 8000 20000 1000 29000 1300 25500 1200 28000-1000 2000 2500 16% 25 13160 24000 0 37160 0 30000 0 30000-7160 2000 2000 25% 26 4920 18000 0 22920 0 22000 0 22000-920 5000 5000 14% 27 10000 24000 3000 37000 0 30000 1000 31000-6000 3000 3000 22% 28 8000 24000 1000 33000 8200 30000 800 39000 6000 5000 5000 2% 29 8000 4500 3000 15500 10000 2900 3100 16000 500 2000 2000 20% 30 8000 6000 7500 21500 10000 4000 8000 22000 500 1000 1000 19% Farmland loss 损失耕地 (%) 11

No. 编号 Short-term migration 临时工 Long term migration 长期 Transport 运输 D: Income from Non-agriculture and Total HH Income of Land Loss APs (2013 vs. 2011) Non-agri Income (CNY) 打工及副业收入 ( 元 / 年 2011 2013 Former Business Land Total Long Processi Former Short-term job/pension 生意 / 买 leasing 小计 term Dendrobe job/pension migration 上班 / 退休卖租地收 migration 编织石斛上班 / 退休临时工工资入长期枫斗工资 Business 生意 / 买卖 Transport 运输 Land leasing 租地收入 Total 小计 Total HH Income (CNY) 家庭总年收入 ( 元 ) 2011 2013 1 20000 20000 25000 25000 27600 31200 3600 2 8000 8000 3000 10000 4000 17000 12800 22620 9820 3 15000 15000 4000 15000 2000 21000 20300 25890 5590 4 15000 15000 3000 2000 15000 20000 21600 27900 6300 5 12000 12000 3000 12000 2000 17000 19800 27300 7500 6 0 4000 4000 13800 17109 3309 7 0 5000 5000 9800 14300 4500 8 0 4000 2000 6000 12300 21600 9300 9 0 3500 3500 14500 15500 1000 11 3000 3000 8000 8000 18200 20200 2000 12 0 4000 3000 7000 23600 26000 2400 13 0 2000 2000 37600 47700 10100 14 50000 2000 52000 3000 60000 2000 65000 61200 70980 9780 15 0 4000 10000 14000 32200 44800 12600 16 0 4500 8000 12500 23000 29500 6500 17 0 1000 13000 14000 29260 38000 8740 18 3000 3000 2000 17000 19000 40000 45000 5000 19 0 4000 4000 21500 23000 1500 20 0 2000 8000 10000 31800 41000 9200 21 0 3000 7000 10000 20300 24300 4000 22 0 4000 4000 84100 76000-8100 23 0 2000 2000 63000 65000 2000 24 0 3000 3000 31000 33500 2500 25 0 3000 3000 39160 35000-4160 26 0 1500 1500 27920 28500 580 27 0 4000 4000 40000 38000-2000 28 0 2000 2000 38000 46000 8000 29 10000 10000 15000 15000 27500 33000 5500 30 4000 4000 2000 5000 7000 26500 30000 3500 Difference (2013-2011) 12

Annex 2: Lisu Women Working on Slope Protection Annex 3: On-site Training in Mangshi Township 13

Annex 4: Sample List of Hired Locals (Contractor No. 14) Name ID No. Add. Contact No. Month of First Employment Ethnic Group 民族姓名身份证号家庭住址联系方式初次工作月份 1. 张思洁 Jingpo 景颇 533123198803021810 盈江县芒璋乡宝石村委会白岩村民小组 2013.05 2. 多小五 Dai 傣 533121197011080233 潞西市遮放镇户弄村民委员会棒哈村民小组 2013.05 3. 多小二 Dai 傣 533103199112170218 潞西市遮放镇户弄村民委员会棒哈村民小组 2013.05 4. 闷保眯 Han 汉 533103199404300213 芒市遮放镇户弄村民委员会户弄村民小组 2013.02 5. 咩信保 Han 汉 533103197205060369 潞西市遮放镇户弄村民委员会遮告村民小组 2013.02 6. 唐勒卖 Jingpo 景颇 533103198506011610 潞西市 2013.03 7. 唐勒团 Jingpo 景颇 533103198405091615 潞西市西山乡营盘村民委员会杏欢村民小组 2013.03 8. 杨洪季 Han 汉 533103198405071411 潞西市江东乡李子坪村委会空竹林村民小组一社 2013.03 9. 范卫昌 Han 汉 533122196105041050 梁河县九保乡勐宋村委会麻粟坝村民小组 2013.03 10. 尹可祖 Han 汉 533122198212090818 梁河县遮岛镇水箐村委会下三巷村民小组 2013.03 11. 董旬诗 Han 汉 533024197411182259 龙陵县龙山镇董华村委会大窝子组 026 号 2013.03 12. 姚昌龙 Han 汉 533024195509102211 龙陵县龙山镇董华村委会姚家寨组 047 号 2013.03 13. 姚昌鹏 Han 汉 533024197205282216 龙陵县龙山镇董华村委会姚家寨组 075 号 2013.03 14. 姚昌彩 Han 汉 533024197507252231 龙陵县龙山镇董华村委会姚家寨组 052 号 2013.03 15. 赵勒定 Jingpo 景颇 533121197404121614 潞西市西山乡邦角村民委员会项丘村民小组 2013.03 16. 李勒弄 Jingpo 景颇 533103198810231618 潞西市西山乡营盘村民委员会杏欢村民小组 2013.03 17. 杨岩亮 Dai 傣 533103198501050215 潞西市遮放镇户闷村民委员会芒棒村民小组 2013.03 18. 排早乱 Jingpo 景颇 533103198512131651 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 19. 排早都 Jingpo 景颇 53310319751211163X 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 20. 排早弄 Jingpo 景颇 533121196807201614 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 21. 李勒干 Jingpo 景颇 53312119600816161X 潞西市西山乡弄丙村民委员会吕折村民一小组 2013.03 22. 李勒南 Jingpo 景颇 53310319890222161X 潞西市西山乡弄丙村民委员会吕折村民一小组 2013.03 23. 王昆翁 Jingpo 景颇 53310319880403161X 潞西市西山乡弄丙村民委员会吕折村民一小组 2013.03 24. 李成保 Jingpo 景颇 533103198702221615 潞西市西山乡弄丙村民委员会吕折村民一小组 2013.03 25. 唐勒栽 Jingpo 景颇 533103198209201610 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 26. 杨丛位 Han 汉 533103197901071619 潞西市西山乡弄丙村民委员会新寨村民小组 2013.03 27. 张德坤 Han 汉 533103196612062412 潞西市五岔路乡芒蚌村民委员会外寨村民小组一社 2013.03 28. 张自留 Han 汉 533121196205141415 潞西市江东乡仙仁洞村民委员会崩龙寨小组二社 2013.03 29. 唐洪贤 Han 汉 533121196903231434 潞西市江东乡花拉厂村民委员会花拉厂三村三社 2013.03 30. 何勒朋 Jingpo 景颇 533103198602281637 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 31. 排南叁 Jingpo 景颇 533103198306184429 潞西市遮放镇翁角村民委员会下翁角村民小组 2013.03 32. 唐洪跃 Han 汉 533121196606131410 潞西市江东乡花拉厂村民委员会花拉厂二村二社 2013.03 33. 封焊才 Han 汉 53312119620601141X 芒市东河头村 2013.03 34. 杨思永 Han 汉 533121196907211415 芒市轩岗均竹园村 2013.03 35. 康定通 Han 汉 533103198411251413 芒市江东李子坪村 2013.03 36. 刘会菊 Dai 傣 533121197407081412 芒市江东仙仁洞村 2013.03 37. 高超 Han 汉 533103199105290617 芒市城效上东村 2013.03 38. 段玉国 Han 汉 533121197408171453 芒市三台山帮强村 2013.03 39. 叶超文 Han 汉 533121198407171441 芒市江东李子坪村 2013.03 40. 番进昌 Han 汉 533121197409101453 芒市江东李子坪村 2013.03 41. 黄帮强 Dai 傣 533121198504251417 芒市江东李子坪村 2013.03 42. 刘永全 Han 汉 533103198910101141 芒市轩岗均竹园村 2013.03 43. 康定和 Han 汉 533103197210071541 芒市江东李子坪村 2013.03 44. 刘安文 Han 汉 533103198504271557 芒市轩岗均竹园村 2013.03 45. 李继善 Han 汉 533103198704171411 芒市城效下东村 2013.03 46. 李连清 Han 汉 533103198904171415 芒市江东李子坪村 2013.03 47. 左明山 Han 汉 533103198811121417 芒市轩岗均竹园村 2013.03 48. 吴秋青 Han 汉 533103197901031413 芒市轩岗均竹园村 2013.03 49. 李国佑 Han 汉 533103198202241417 芒市轩岗均竹园村 2013.03 50. 杨大继 Han 汉 533024198806091014 龙陵县河头麦地村 2013.03 51. 晏详回 Han 汉 533103198910052413 芒市江东河头村 2013.03 52. 岩路 Han 汉 53310319910520212 芒市遮放镇户弄村菲海二社 2013.09 53. 郎岩回 Han 汉 533121196807260219 芒市遮放镇户弄村菲海二社 2013.03 54. 板二朵 Han 汉 533103198304200210 芒市遮放镇户弄村菲海一社 2013.03 55. 杨立湘 Han 汉 533024195908101013 龙陵县龙江乡 2013.03 56. 卢家本 Han 汉 533024197611011032 龙陵县龙江乡 2013.03 57. 范彩仙 Han 汉 533024198211191024 龙陵县龙江乡 2013.04 58. 王兴华 Han 汉 533024197609161031 龙陵县龙江乡 2013.03 59. 卢申豪 Han 汉 53302419810801103X 龙陵县龙江乡 2013.03 60. 王兴升 Han 汉 533024198312281010 龙陵县龙江乡 2013.03 61. 王尚传 Han 汉 533024196812271039 龙陵县龙江乡 2013.04 62. 王正望 Han 汉 533024197307011011 龙陵县龙江乡 2013.03 63. 杨家晓 Han 汉 533024198702051034 龙陵县龙江乡 2013.05 64. 王树生 Han 汉 533024197002091073 龙陵县龙江乡 2013.03 65. 杨立云 Han 汉 533024196305181013 龙陵县龙江乡 2013.03 66. 郎二里 Han 汉 533120197104250238 潞西市遮放镇 2013.03 14