一天一美元的合规 与道德计划 : Joseph E. Murphy, CCEP 6500 Barrie Road, Suite 250, Minneapolis, MN 55435, United States +1 952 933 4977 或 888 277 4977 www.corporatecompliance.org 企业合规与道德协会 :2010 年 8 月发布

前言 Roy Snell, 首席执行官, 企业合规与道德协会, 卫生保健合规协会 / www.corporatecompliance.org 1

Joe Murphy, SCCE Joe - Joe Joe 2 www.corporatecompliance.org

一天一美元的合规与道德计划 : Joseph E. Murphy, CCEP 500 500 什么是合规与道德计划? www.corporatecompliance.org 3

您为什么要有合规与道德计划? 95% 32 OECD 6 38 4 www.corporatecompliance.org

5-6% 合规与道德计划是少数人的独享领域吗? 500 www.corporatecompliance.org 5

从哪里开始呢? OECD OECD 6 www.corporatecompliance.org

您需要高收费的专家来制订有效的计划吗? SCCE $295 SCCE www.corporatecompliance.org $5.89 $0.85 www.corporatecompliance.org 7

迈向勤勉合规与道德计划的步骤 OECD 1. www.corporatecompliance.org $0 2. SCCE http://community. corporatecompliance.org/ $0 3. $0 8 www.corporatecompliance.org

4. Rotary $0 5. $0 1. $0 www.corporatecompliance.org 9

2. $0 3. $0 4. $0 5. $0 6. $0 10 www.corporatecompliance.org

1. $0 2. $0 3. 5 [ ] $5.89 4. 20 100 $23.56 www.corporatecompliance.org 11

/ / 5. CECO $0 6. $0 7. $0 12 www.corporatecompliance.org

8. $0 9. $0 1. CECO $0 2. CECO CECO $0 3. www.corporatecompliance.org/codeethics SCCE CECO $0 www.corporatecompliance.org 13

4. CECO $0 5. CECO $0 6. $0 7. CECO $0 8. CECO CEO $0 9. CECO $0 14 www.corporatecompliance.org

10. $0 11. $0 1. CECO $0 2. $0 3. CECO $0 4. $0 5. $0 www.corporatecompliance.org 15

1. $0 2. $0 3. SCCE $0 4. / CECO $0 5. $0 6. $0 7. $30 8. $0 16 www.corporatecompliance.org

1. $0 2. $0 3. $0 4. $0 5. $0 6. EEOC FTC www. justice.gov/criminal/fraud/fcpa/docs/lay-persons-guide.pdf) $0 www.corporatecompliance.org 17

7. FTC $0 8. $0 9. CECO $0 10. $0 18 www.corporatecompliance.org

11. / $0 12. $0 13. $0 1. $0 www.corporatecompliance.org 19

2. $0.85 3. / SCCE $0 4. $0 5. CECO $0 6. $0 20 www.corporatecompliance.org

7. / $2.00 8. CECO $0 9. $0 10. SCCE $0 11. $0 12. $0 www.corporatecompliance.org 21

13. CECO CECO $0 14. $0 1. $0 2. $0 3. $0 4. CECO $0 22 www.corporatecompliance.org

1. SCCE Murphy SCCE 2009 1 www.corporatecompliance.org/incentivespdf $0 2. $0 3. SCCE $0 4. CECO $0 5. $0 www.corporatecompliance.org 23

1. CECO $0 2. / $0 3. EPA $0 4. $0 5. $0 6. $0 24 www.corporatecompliance.org

1. $0 2. SCCE http://community.corporatecompliance.org $0 3. $0 4. $0 可选开支 CECO SCCE www.corporatecompliance.org 25

1. 501 Murphy, 501 Ideas for Your Compliance and Ethics Program SCCE 2008 SCCE $50 $60 2. SCCE $295 SCCE SCCE www. corporatecompliance.org SCCE SCCE 3. Kaplan Murphy Thomson/West; 1993 & ann l supp $408 4. 5. 26 www.corporatecompliance.org

如果不花太多的钱, 您的计划可以做到严肃认真吗? 11 CECO www.corporatecompliance.org 27

Joe Murphy 501 SCCE: 2008 Jemurphy@voicenet.com 856 429-5355 Joe Joe Integrity Interactive 28 www.corporatecompliance.org

SCCE SCCE 企业合规与道德协会 6500 Barrie Road, Suite 250 Minneapolis, MN 55435, United States +1 952 933 4977 or 888 277 4977 (p) +1 952 988 0146 (f) helpteam@corporatecompliance.org www.corporatecompliance.org