HENGTOU SECURITIES 恒泰證券股份有限公司 HENGTOU SECURITIES 1476 2015 12 31 5,676.19 150.11% 1,700.77 160.02% 0.72 140.00% 24.21% 10.99 10 1.00 2015 12 31 2014 1
2015 2015 2014 2 3,244,923 1,106,555 3 918,789 341,031 4 1,440,526 800,523 5,604,238 2,248,109 5 71,952 21,344 5,676,190 2,269,453 (300,496) (95,971) (754,749) (203,299) (1,384,204) (664,588) (63,738) (58,267) (277,271) (91,320) (686,278) (311,860) (26,650) (21,966) (3,493,386) (1,447,271) 2,182,804 822,182 12,466 15,152 2,195,270 837,334 6 (483,824) (183,229) 1,711,446 654,105 2
2015 2014 1,711,446 654,105 1,700,772 654,105 10,674 (199,462) 182,861 (567) 615 (200,029) 183,476 1,511,417 837,581 1,499,528 837,581 11,889 8 0.72 0.30 3
2015 12 31 2015 2014 445,455 333,675 19,941 20,768 43,739 13,135 87,838 53,952 10,000 169,300 2,187,322 268,158 119,400 173,130 875,415 308,694 7 103,819 2,726 290,886 41,595 4,183,815 1,385,133 6,217,332 5,093,571 639,762 252,088 557,186 1,485,927 164,215 496,325 9,871,588 3,805,977 13,784,064 7,438,648 868,540 414,698 2,881,171 1,445,151 34,983,858 20,432,385 39,167,673 21,817,518 4
2015 2014 2,043,460 1,400,000 565,000 1,635,000 13,977,558 7,555,457 749,435 275,904 2,487,577 1,167,889 210,457 69,671 6,732,913 2,979,550 22,276 52,914 26,788,676 15,136,385 8,195,182 5,296,000 12,378,997 6,681,133 2,629,093 1,300,000 2,472 13,746 7 14,400 92,390 2,645,965 1,406,136 9,733,032 5,274,997 5
2015 2014 2,604,567 2,194,707 1,661,236 813,953 1,500,000 3,765,865 2,266,337 9,531,668 5,274,997 201,364 9,733,032 5,274,997 6
1 25% 5% 17% 5%-7% 2%-3% 2 2015 2014 2,329,246 811,862 553,022 129,495 209,757 98,552 58,425 38,032 81,892 24,566 12,581 4,048 3,244,923 1,106,555 7
3 2015 2014 548,400 185,444 329,202 142,440 40,133 11,348 1,054 1,799 918,789 341,031 4 2015 2014 438,614 99,402 44,975 56,458 960,678 661,598 (3,741) (16,935) 1,440,526 800,523 5 2015 2014 33,919 73 4,641 2,397 1,764 1,932 (195) (94) 16,129 31,823 907 71,952 21,344 8
6 (a) 2015 2014 589,445 145,423 (105,621) 37,806 483,824 183,229 (b) 2015 2014 2,195,270 837,334 548,818 209,334 4,957 4,329 (72,463) (30,208) 2,512 (226) 483,824 183,229 9
7 2015 1 1 12,041 68,728 (50,462) (85,000) (34,971) (89,664) 989 (729) 6,715 6,975 6,140 104,719 (31,622) 26,384 105,621 66,487 66,487 2015 12 31 18,181 174,436 (82,084) (19,242) (1,872) 89,419 2014 1 1 6,558 10,510 5,380 (24,046) 10,694 9,096 5,483 58,218 (55,842) (45,665) (37,806) (60,954) (60,954) 2014 12 31 12,041 68,728 (50,462) (85,000) (34,971) (89,664) 10
7 (a) 2015 2014 103,819 2,726 (14,400) (92,390) 89,419 (89,664) (b) 2015 12 31 2014 12 31 8 2015 2014 1,700,772 654,105 (51,978) 2,278,339 2,194,707 0.72 0.30 2015 12 31 2014 11
9 2016 3 24 2015 12 31 101260 2015 12 31 2014 4 2220132014 5 30 219,471 10 1 10 (a) 2015 12 31 2015 12 31 2014 12 31 142,500 247,320 422,858 361,847 565,358 609,167 12
(b) 2015 12 31 2015 12 31 2014 12 31 1 1 46,178 43,300 1 2 2 26,184 22,706 2 3 3 17,669 9,937 3 13,275 11,947 103,306 87,890 (c) 2015 12 31 13,260,000 2014 12 31 1,300,000 11 2015 12 31 2014 12 31 ) 13
. 2015 6.9%2014 0.4 2015 2015 5 20159.41% 14.98% 2015 6 6 2015 1,429,402.44 1,273,834.72 2,703,237.16 2014 242.35%. 5,676.19 150.11% 1,711.45 161.65% 3,237.90 179.25% 14
1. 8746 104%1,290.67 88.14% 2,045.86 172.77% 2016 2016 2. 76.88 48.02% 10 IB IB 15
2016 2016 3. 140 99.25 113.3% 28.40 585.99% 2016 2016 4. 1,086.75206.58% 1,048.58 38.17 201561.95 45 16
2016 288.83 92.81% IPO 15 898,331 40% 3 2 35.83 900% 6 454 17% 150 1.5 19 10 17
2016 2016 1. 999.95 179.61%2015 414.0249.52 109.5 239.6 9.69 20 2015 32 19 239.6 2015 2015 8 18
2016 2016 2. 31 344147 75% 98 188.05 19
2016 2016 3. 2015 6 2.05 3 2.63 2011 5 2016 2016 4. 1.10 20
2016 2016 2015 A 1,019.09 75.76% 532.60 375.19 2015 111.30 2015 60 2016 2016 21
1. 2016 2016 2. 2015 8 2015 55 21 5.76 16 2016 2016 22
. 5,676.19 150.11% 1,700.77160.02% 0.72140% 24.21% 10.99 39,167.67 2014 21,817.52 79.52%29,434.64 201416,542.52 77.93% 9,531.67 2014 5,275.00 80.70% H 1,260.50 18,409.19 47%6,500.95 16.6%12,626.10 32.2% 1,631.44 4.2% 15,457.08 6,470.02 71.99%61.36% 2014 63.0% 1.64 = 23
2.64 2014 2.70 2.25% = 2015 10 15 12.6 2015 10 19 23.1022.95 2 2015 2015-1,941.86 2014-1,371.85 570.01 2015 24
-1,046.31 2014 33.63 1,079.94 2015 4,508.322014 2,463.51 2,044.81 2015 1,554.072014 1,125.37 428.70 1. 2,195.27 162.18% 2015 2014 3,244.92 1,106.56 2,138.36 193.24% 918.79 341.03 577.76 169.42% 1,440.53 800.52 640.01 79.95% 71.95 21.34 50.61 237.16% 5,676.19 2,269.45 3,406.74 150.11% 3,493.39 1,447.27 2,046.12 141.38% 12.466 15.152 (2.686) (17.73)% 2,195.27 837.33 1,357.94 162.18% 483.82 183.23 300.59 164.05% 1,711.45 654.11 1,057.34 161.65% 1,700.77 654.11 1,046.66 160.01% 25
5,676.19 150.11% 57.17%8.41 16.19% 1.16 25.38% 9.9 2015 2014 2013 2012 57.17% 48.76% 56.1% 61.6% 16.19% 15.03% 12.1% 12.6% 25.38% 35.27% 30.3% 25.0% 1.27% 0.94% 1.5% 0.7% 100.00% 100.00% 100.0% 100.0% 26
2015 2014 2,329.25 811.86 1,517.39 186.90% 553.02 129.50 423.52 327.04% 209.76 98.55 111.21 112.85% 58.43 38.03 20.40 53.64% 81.89 24.57 57.32 233.29% 12.58 4.05 8.53 210.62% 3,244.92 1,106.56 2,138.36 193.24% 300.50 95.97 204.53 213.12% 2,944.42 1,010.59 1,933.83 191.36% 27
6% 2% 3% 0% 9% 4% 2% 0% 17% 12% 72% 73% 2,944.42 191.36% 1,517.39 186.90%2015 423.52 327.04% 2015 111.21 112.85%IPO 57.32233.29% 28
20.40 53.64% 164 19.1%2015 2015 2014 329.20 142.44 186.76 131.11% 548.40 185.44 362.96 195.73% 40.13 11.35 28.78 253.57% 1.05 1.80 (0.75) (41.67)% 918.79 341.03 577.76 169.42% 754.75 203.30 551.45 271.25% 164.04 137.73 26.31 19.10% 186.76 131.11% 28.78 253.57% 362.96 195.73% 29
551.45 271.25% 1,440.53 79.95% 2015 2015 2014 438.61 99.40 339.21 341.26% 44.98 56.46 (11.48) (20.33)% 960.68 661.60 299.08 45.21% (3.74) (16.94) 13.20 (77.92)% 1,440.53 800.52 640.01 79.95% 30
2,438.14 112.38% 2015 2014 1,384.20 664.59 719.61 108.28% 63.74 58.27 5.47 9.39% 963.55 403.18 560.37 138.99% 26.65 21.97 4.68 21.30% 2,438.14 1,148.01 1,290.13 112.38% 719.61 108.28% 2015 5.479.39% 560.37 138.99% H 31
26.65 4.68 2015 2014 8.53 19.59 (11.06) (56.46)% 16.00 16.00 (1.05) 2.25 (3.30) (146.67)% 3.17 0.14 3.03 2,164.29% 26.65 21.97 4.68 21.30% 16.00 8.53 32
2. 39,167.67 79.52% 18,409.19 91.62%6,500.95 12.80%12,626.10 120.38%1,631.44 127.24% 2015 2014 12 31 12 31 18,409.19 9,607.19 8,802.00 91.62% 6,500.95 5,763.03 737.92 12.80% 12,626.10 5,729.36 6,896.74 120.38% 1,631.44 717.94 913.50 127.24% 39,167.67 21,817.52 17,350.15 79.52% 33
4% 3% 32% 47% 26% 44% 17% 27% 8,802.00 91.62%47% 2015 2014 12 31 12 31 16,665.24 8,883.80 7,781.44 87.59% 868.54 414.70 453.84 109.44% 875.42 308.69 566.73 183.59% 18,409.19 9,607.19 8,802.00 91.62% 34
737.92 12.8%16.6% 2015 12 31 2014 12 31 6,217.33 5,093.57 1,123.76 22.06% 283.62 669.46 (385.84) (57.63)% 6,500.95 5,763.03 737.92 12.80% 6,217.3322.06% 6,896.74 120.38%32.24% 2015 12 31 2014 12 31 10.00 169.30 (159.30) (94.09)% 2,744.51 1,754.09 990.42 56.46% 9,871.59 3,805.98 6,065.61 159.37% 12,626.10 5,729.36 6,896.74 120.38% 35
990.4256.46% 7.01% 2015 12 31 2014 12 31 213.09 684.54 (471.45) (68.87)% 523.17 763.44 (240.27) (31.47)% 1,940.42 250.61 1,689.81 674.28% 3.00 (3.00) (100.00)% 56.83 56.83 52.50 (52.50) (100.00)% 2,733.51 1,754.09 979.42 55.84% 11.00 11.00 2,744.51 1,754.09 990.42 56.46% 6,065.61159.37% 25.20% 2015 12 31 2014 12 31 7,172.29 2,521.54 4,650.75 184.44% 1,116.72 565.12 551.60 97.61% 1,369.05 689.13 679.92 98.66% 11.08 30.20 (19.12) (63.31)% 202.45 202.45 9,871.59 3,805.98 6,065.61 159.37% 36
1,631.44 913.50 127.24% 4.17% 2015 2014 12 31 12 31 465.40 354.44 110.95 31.30% 43.74 13.14 30.60 232.88% 87.84 53.95 33.89 62.81% 103.82 2.73 101.09 3,702.93% 930.65 293.68 636.97 216.89% 1,631.44 717.94 913.50 127.24% 37
3. 29,434.64 12,892.12 77.93% 13,977.56 85.00%6,732.91 125.97% 5,237.55 20.82% 2015 2014 12 31 12 31 13,977.56 7,555.45 6,422.11 85.00% 6,732.91 2,979.55 3,753.36 125.97% 5,237.55 4,335.00 902.55 20.82% 3,486.62 1,672.51 1,814.11 108.47% 29,434.64 16,542.52 12,892.12 77.93% 38
12% 10% 18% 47% 26% 46% 23% 18% 2015 2014 12 31 12 31 565.00 1,635.00 (1,070.00) (65.44)% 4,672.55 2,700.00 1,972.55 73.06% 5,237.55 4,335.00 902.55 20.82% 565 65.44% 1,972.55 39
2015 2014 12 31 12 31 749.44 275.90 473.54 171.63% 2.47 13.75 (11.28) (82.04)% 2,487.58 1,167.89 1,319.69 113.00% 210.46 69.67 140.79 202.08% 14.40 92.39 (77.60) (84.35)% 22.28 52.91 (30.63) (57.89)% 3,486.62 1,672.51 1,814.11 108.47% 473.54 171.63% 1,460.47 118.01% 1. 2. 40
4. 9,733.03 84.51%1,500.00 H 1,260.5 2015 2014 12 31 12 31 2,604.57 2,194.71 409.86 18.67% 1,661.24 813.95 847.29 104.10% 1,500.00 1,500.00 3,765.87 2,266.34 1,499.53 66.17% 201.36 201.36 9,733.03 5,275.00 4,458.03 84.51% 5. (i)(ii) (iii) (iv)(v) 41
2015 2014 3,237.90 57.04% 1,159.48 51.09% 288.83 5.09% 149.80 6.60% 1,019.09 17.95% 579.81 25.55% 999.95 17.62% 357.62 15.76% 130.42 2.30% 22.74 1.00% 5,676.19 100.00% 2,269.45 100.00% 2015 2014 1,946.04 55.71% 783.53 54.14% 220.31 6.31% 102.58 7.09% 205.40 5.88% 165.39 11.43% 703.95 20.15% 140.57 9.71% 417.69 11.96% 255.21 17.63% 3,493.39 100.00% 1,447.27 100.00% 42
2015 2014 1,291.86 59.18% 375.95 45.73% 68.52 3.14% 47.23 5.74% 813.69 37.28% 414.42 50.41% 296.01 13.56% 217.05 26.39% (287.27) (13.16)% (232.47) (28.27)% 2,182.80 100% 822.18 100% 11 10. 1. (1) 7 [2014]28 [2015]4 37 [2015]8 16 [2015]10 14 43
[2015]12 56 20 56 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 44
17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 45
38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 46
(2) 8 1 2 3 4 5 6 3 3 K18 301 302 303 9 B9 61-2 9 711 47
7 8 3 A5 171 3 2. 1. 2015 6 301 1.25 資有限責任公司 ( ) 5,000 21 80% 20% 2015 9 16 48
2. 2015 7 29 9,775 57,500,000 14.87% 43.75% 58.62% 2015 9 28 2015 5 272,0005,000 1,000 100% 60% 3. 1,000 2015 4 8 1,000 2015 4 17 2015 11 27 1,000 2015 7 16 49
51% 200 2015 8 7 4. 12015 5 4 51% 3,000 2015 11 2 51% 300 2015 6 24 1. 56 42.35 0.11 50
2. 3. 43.75%58.62% 188.56 183.26 23.29 4. 25.71 2.16 5. 0.98 2.49. 2015 9 9 [2015]2089 H 2015 10 15 H 450,846,000 3.921,767,316,320 51
14.47 H 1,260,497,124.36 1. 2015 [2014]123 2015 3 19 15 CP001 15 CP002 15 CP003 5 5.0% 92 2015 2 10 7 5.15% 92 2015 3 24 7 4.65% 90 2015 4 20 2015 5 12 2015 6 23 2015 7 18 52
2. 2015 2015 22.9525 2015 12 31 20.9525 1 2.4483 6.9% 539 2015 4 2 2 0.2816 6.9% 538 2015 4 3 3 0.3672 6.9% 539 2015 4 9 4 1.5166 6.9% 538 2015 4 10 5 0.2974 6.9% 546 2015 4 15 7 3.0414 6.9% 544 2015 4 17 8 2.0 7.1% 90 2015 4 22 9 3.0 6.55% 730 2015 5 6 11 2.0 6.65% 538 2015 5 20 12 3.0 6.0% 731 2015 6 30 13 5.0 4.9% 732 2015 9 18 2016 9 21 2016 9 21 2016 9 28 2016 9 28 2016 10 11 2016 10 11 2015 7 20 2017 5 4 2016 11 7 2017 6 29 2017 9 18 53
3. 2015 2015 1 15 2015 12 3115 2015 15 6.8% 1,827 2015 6 29 2020 6 29 4. 2015 2015 2 10 2015 12 31 10 2015 2015 5.0 4.8% 365 2015 10 30 5.0 4.6% 365 2015 12 18 2016 10 28 2016 12 16 54
5. 2014 15 2015 1 2 2014 2.0 6.7% 1,827 2015 1 30 2020 1 30 1. 2015 1 8 1.70 97,750,000 57,500,000 14.87% 2. 2015 4 24 2 3. 2015 12 17 3.5 2015 12 28 55
.. 2015 P2P 2015 56
2016 1. 2. 57
3. 2015 4. 5. REITS. 58
1. 2. 3. 4. 59
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2015 12 31 125 51411657 2015 4620 2015 2015 23,542.682014 5,836.73 303.35%242.32% 61% 562,073.95 201443% 1,290.67 686.02604.65 88.14% 64
169.49 82.74 86.75 104.85% CN-ABS 2015 211 2,041.67 19 239.60 PE 65
. 2016 A 2015 12 31.. 息 66
. 1. 2016 1 14 8 2 10 2016 1 29 2. 2015 9 29 [2015]2213 15 2 3 3 3.42% 15 2016 2 2 2016 2 29 15 2016 3 1 136215 67
5,000 2016 2 5.... 2015 12 31 10 2015 12 31 68
2015 12 31 2015 12 31 2015 12 31 H2,604,567,412 2016 6 7 H 10101.0 2016 7 25 260,456,741.20 2008 1 1 H 10% H H 2015 H H 10% 10% 69
H 10% 10% H H H 10% 20% H 20% 20% 2016 5 27 2016 4 272016 5 27 2016 4 26 33 C 5 509 H H 183 17 1712-1716 2016 6 7 2016 6 2 2016 6 7 2016 6 1 33 C 5 509 70
H H 183 17 1712-1716 2016 5 27 (www.hkexnews.hk) http://www.cnht.com.cn (www.hkexnews.hk) http://www.cnht.com.cn 2015 12 31 2016 3 24 71