06881 13.10B 2016 2016 2017 6 23
2016 2
... 4 2016... 8... 23... 24... 25... 26... 27... 27... 29... 30 3
1 2016 2 16 F1 135858 3 35 5 100 6 3 2 7 2 3.18% 2 1 2 / 1 1 8 9 10 11 2016 9 19 12 2017 2019 9 19 4
2018 9 19 13 2019 9 19 2018 9 19 14 AAA AAA 15 16 17 200 18 19 20 21 22 2016 10 17 2015 3 19 5
2015 < > 1 2 700% 3 / 4 5 2013 9 25 2013 250% 60% 40% 50% 100% 2015 3 26 2015 6
350% 60% 40% 60% 2015 6 15 2015 7 17 20 3 2015 12 1 2015 2388 7
2016 1 China Galaxy Securities Co., Ltd 2 3 35 2-6 4 100033 5 2007 1 26 6 10,137,258,757 7 91110000710934537G 8 601881.SH/ 06881.HK 9 010-66568587 66568062 10 010-66568704 11 www.chinastock.com.cn 12 2005 12 22 [2005]163 8
2006 1 25 2007 1 24 07 B001 2007 1 26 1000001004069 60 2007 1 30 Z10111000 % 599,300 99.89 200 0.03 200 0.03 200 0.03 100 0.02 600,000 100.00 1. 2007 9 6 2. 2008 5 9 2013 5 150,000 H 2013 5 22 06881.HK 2013 6 13 37,258,757 H H 1,537,258,757 5.30 81.48 153,725,876 84,380,133 H 69,345,743 H 7,537,258,757 2013 6 28 13 0130 H 2013 8 2015 5 20 H 95.37 9
2016 5,217,743,240 54.71% 633,071,601 8.92% H H 3,686,443,916 36.37% 9,537,258,757 100% 2016 1 5,217,743,240 54.71% 2 3,686,443,916 36.37% 3 114,381,147 1.20% 4 110,000,000 1.15% 5 90,514,398 0.95% 6 60,000,000 0.63% 7 38,804,706 0.41% 8 28,983,000 0.30% 9 19,454,230 0.20% 10 13,617,961 0.14% H 2017 1 11 600,000,000 A 2017 1 23 A 6.81 408,600.00 A 10,137,258,757 2016 2016 2016 A, 10
2016 12 A IPO 2017 1 A IPO A+H IPO 1. 1 99.51 2015 52.23% 2016 A 2016 A 130.31 0.53 2015 50.41% 2016 9,392 2015 20.02% 2016 1.29 85.52% 2016 2016 QFII 11
CA(certificate Authority) FOF/MOM(Fund of Funds/Manager of Managers) 1.81 30 360 1 2016 2015 126,010.60 271,621.83-53.61% 877.00 750.92 16.79% 529.25 23.46% 5.63% 5 30.59 5.94% 7.11% 1.33 70.58% 5.75% 2, 12
226 2015 29 21 4 210 2016 4 23 24 28 4 QFII 1 QFII RQFII 12 2 2016 147.62 1.035 5.12 7.37 2015 15.42% 13
A AA 3 11.39 2015 65.43% 2016 2016 12.31% 19.64% -12.27% -14.66%,, 1.28% 1 44 90.17 14
ETF ETF ETF 13 75,081 26.70 12.43 2015 368.49% 92 4.04 2. 10.64 2015 30.46% 1 2016 IPO IPO 6 IPO, 36.45 10 209.21 1 299.41 14 1 100 2 ABS Asset-backed Securities 24.64 2016 4 2016 2016 2016 2016 12 13 2016 A 15
2016 2015 % 299.41 287.87 4.01% 17 12 41.7% Wind 2 2016 36.36 56.73% 9,964 9.44 26.36% 69 826.91 2016 2015 231.84 23 154.88 18 406.88 38 99.50 10 130.00 4 454.30 12 - - 42.00 2 7.00 1 7.00 1 9.50 1 25.30 3 35.00 1 - - 6.69 1 - - 826.91 69 782.98 46 Wind 38 406.88 280% 308.92% 16
23 231.84 27.78% 49.69% 3 2016 1 2015 2016 4 1 5 27 2016 4 12 44 20 20.27 32 2016 2015 44 30 47% 20 29-31% 20.27 10.85 87% 32 32 0% 3. 1 2016 17
6.92 2015 48.39% T+0 QDII 2,214.71 2015 83.13% 416.89 1,744.23 53.59 276 74 197 5 2016 2015 416.89 402.9 74 317.74 319.05 46 1744.23 1699.25 197 865.96 872.30 93 53.59 58.43 5 25.67 28.55 2 2 PE Private Equity PE PE 18
1.41 2015 15.41% 9 3 3 2016 IT 0.11 19 3.54 4. 2016 22,000.56 2015 0.4% 2016 669 2015 37% 2016 1,948 2015 26% 3.50 2015 6.77% 2016 10 17 19
2016 2016 2015 2,458.81 3,006.56-18.22% 1,875.27 2,434.06-22.96% 579.89 569.14 1.89% 583.54 572.49 1.93% 95.37 95.37 0.00% 2016 2,458.81 2015 3,006.56 18.22% 1,875.27 2015 2,434.06 22.96% 579.89 2015 569.14 1.89% 583.54 2015 572.49 1.93% 95.37 2015 95.37 2016 1,014.98 41.28% 684.83 27.85% 2016 2016 62.47% 2015 68.66% 6.19 = / 2.68 2016 3.21 16.46% = / 20
2016 2015 132.40 262.60-49.58% 66.91 131.37-49.07% 65.49 131.23-50.09% 65.77 131.34-49.93% 51.85 98.77-47.50% 51.54 98.36-47.61% -9.48 3.85 42.37 102.62-58.71% 8.97% 21.33% -57.95% 2016 2016 132.40 49.58% 51.54 47.61% 0.54 51.35% 8.97% 12.36 2016 2015-148.10 108.01-237.12% -79.54-233.20-65.89% -115.85 508.79-122.77% 2.71 2.70 0.51% / -340.78 386.30-188.22% 2016-148.10 2015 21
108.01 256.11 2016-79.54 2015-233.20 153.66 2016-115.85 2015 508.79 642.64 2016-340.78 2015 386.30 727.08 22
2015 2388 2016 9 13 2016 9 19 35 2016 35 2016 9 19 35 35 10.90 23.10 0.16 0.84 23
2016 9 19 2017 2019 9 19 2018 9 19 2019 9 19 2018 9 19 24
25
26
2017 5 26 2017 1 2 3 4 1 2016 2 AAA 16 F1 AAA 27
28
29
2016 12 31 2 1,000 1,000 1 2016 1 27 2016 2 2013 4 9 1.6 2014 4 25 2014 5 16 9 2.19 2016 12 31 2 2016 3 7 30
2013 2014 2015 1 2015 11 16 2015 12 11 1,608.3383 2016 7 19 2016 8 11 2016 12 20 2016 12 31 2015 2013 3 12 14 8 2013 4 15 861.4 2015 6 10 2015 7 16 2015 11 19 2016 1 26 2016 8 25 2016 9 27 2016 12 31 31
2016 2016-34.35-40.30 5.95 2015 20% 2017 1-4 140.59 2016 24.09% 20% -1.21-0.21% 186.1 31.89% 38.7 6.63% -83-14.22% 32