100 Annual Report 2011 熱誠. 專業. 效率. 創新 中華民國證券商業同業公會 Taiwan Securities Association
中華民國證券商業同業公會 Taiwan Securities Association 目 錄 CONTENTS 02 06 09 13 14 16 26 27 29 31 37 100 100 1-12
理事長的話FOREWORD (2011 ) 8,000 EPS 0.60 8,9727,07221.2% 1439335.0% ( )25.7920.64 5.15 19.97% 84 171.5320101.020 0.505 75.6 95.93 EPS 0.283 2,000 ROE9.33%10
> > > > > Taiwan Securities Association 2011 92012 2 24 ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) // ( ) 45 ( ) ( ) ( ) ( ) ( ) ( )
> > > > > Taiwan Securities Association ( ) ()()100 7 1 ( ) ( ) ( ) (EEB) ( ) ( ) ( ) (KYC) ( ) ( )
(OBU) (IFRS) 2012
壹 ( ) 87 1 26 87 23 87 2 27 ( ) 87 4 4 ( ) 88 7 3112 31 100 12 31 151 1,050 ( 一 ) 宗旨 1. 2. 3. 4. ( 二 ) 任務 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 6 中華民國證券商業同業公會 100 年年報
本公會簡介 Taiwan Securities Association ( 一 ) 第五屆理事會成員 1 5510 2 7000 3 9600 4 8150 5 5270 6 9700 7 1040 8 9200 9 6460 10 8770 11 5850 12 6380 13 6480 14 6530 15 6910 16 1360 17 9300 18 7030 19 5720 20 5600 21 5920 22 1470 23 5380 24 5260 25 3030 中華民國證券商業同業公會 100 年年報 7
26 8840 27 5180 28 0830 29 1260 30 1520 31 8450 32 6160 33 6450 34 3020 ( 二 ) 第五屆監事會成員 1 9800 2 7070 3 8490 4 7080 5 1650 6 6950 7 1110 8 5050 9 7670 10 3090 11 8850 12 3010 101 2 29 8 中華民國證券商業同業公會 100 年年報
9 中華民國證券商業同業公會 100 年年報 本公會組織 9 中華民國證券商業同業公會 100 年年報 Taiwan Securities Association 貳 行政管理部 業務服務組教育訓練組國際事務組會員大會理事會理事長秘書長副秘書長監事會業務發展部高雄辦事處秘書組財務組企劃組電腦資訊組 本公會簡介
( ) 1 ( ) 1 ( ) 1 ( ) 23 23 ( ) 1 100 12 31 271 113 1 24 3311 1 100 10 中華民國證券商業同業公會 100 年年報
本公會組織 Taiwan Securities Association 委員會召集人 中華民國證券商業同業公會 100 年年報 11
1 2-3 ( 一 ) 行政管理部 : ( 三 ) 高雄辦事處 : ( 二 ) 業務發展部 : ( 四 ) 會務部門主管名錄 : ( ) 12 中華民國證券商業同業公會 100 年年報
本公會組織 秘書組與財務組報告 Taiwan Securities Association 參 100 3 29 100 3 29 52 100 7 4 100 2 2254 99100 10 1857 101 100 2 15 100 1 99 100 10 12 100 3 101 10099 100 9 28 中華民國證券商業同業公會 100 年年報 13
肆 () 0.5720.52 0.65 0.5854.2 () ( )80 64( 30 34)28 20( 416) 24(16 8) 100 9 2 18 100 7 1101 12 31 0.0285 0.0185 6,000 100 12 1 99 14 中華民國證券商業同業公會 100 年年報
降低證券商經營成本 Taiwan Securities Association 99 ( ) ( ) 100 1 26( ) ( ) 1,500 ( ) 8 1,500 3,000 ( ) 7 3,000 ( ) 6 ( ) 1( ) 100 2 12( )15,150 ( ) 2.2 100 10 4( ) ( ) ( ) ( ) 3,400 101 1 85 95 中華民國證券商業同業公會 100 年年報 15
伍 100 1 10 100 3 30 33 100 5 3 99 12 22 100 5 65 10100 11 10 100 7 27 / / 100 8 24 16 中華民國證券商業同業公會 100 年年報
提升證券市場運作效率 Taiwan Securities Association 100 3 7 99 100 9 9 13 100 10 17 4 9 11 100 10 6 T T+1 T+2 943 100 10 26 () 中華民國證券商業同業公會 100 年年報 17
833 100 12 5 (134) (923) (425S) 100 11 17 T48 T32 (T48)1,000 (T32) 100 7 22 () 100 12 19 791 ( ) 100 8 26( ) ( ) ( ) 100 12 19 100 3 3 ( ) ( ) 1,000 3 7 100 9 1 18 中華民國證券商業同業公會 100 年年報
提升證券市場運作效率 Taiwan Securities Association 300 300 300 300 100 9 23 3 5 100 3 7 100 11 14 100 4871 100 11 17 100 8 22 311 ETF ( ) 100 9 30 中華民國證券商業同業公會 100 年年報 19
( ) 31 1 361 2 100 11 17 100 1 6 100 1 18 18 ( ) 100 11 28 20 中華民國證券商業同業公會 100 年年報
提升證券市場運作效率 Taiwan Securities Association 100 2 1 IPO 99 12 22( ) 30% ( ) 100 100 1 28 IPO TDR 99 12 22( ) IPO 30% 60% (TDR) 100 6 1 ( ) IPO 75% ( )() 100 2 14 TDR 100 5 20 ( ) 100 9 5 35% 50% 中華民國證券商業同業公會 100 年年報 21
100 9 23 156 100 10 18 100 7 12 100 10 11 ( ) ( ) 100 10 20 100 4 1 ( ) 22 中華民國證券商業同業公會 100 年年報
提升證券市場運作效率 Taiwan Securities Association QDII 100 11 23 100 12 30 101 1 1 ( ) ( ) ( ) 100 7 217 22 ( ) ( ) ( ) 321 30 中華民國證券商業同業公會 100 年年報 23
100 11 4 100 8 24 100 ( ) ( ) 311 ( ) 100 11 7 311 24 中華民國證券商業同業公會 100 年年報
提升證券市場運作效率 Taiwan Securities Association 101 4 1 45 ( ( )) 45 ( )1 100 10 31 102 (IFRSs) 100 1 21 19 10 20 250% 8% 100% 250% 200% 100 10 24 100 11 1 101 中華民國證券商業同業公會 100 年年報 25
陸 () () 100 6 1 ()() 100 7 1 (EEB) 100 9 30 100 12 100 2100 25 100 2 21 (CMB) (TSPAKB) 78 26 中華民國證券商業同業公會 100 年年報
擴大證券商業務範圍 強化證券業自律功能 Taiwan Securities Association 柒 100 6 29 12 30 ( ) ( 4 ) ( ) ( 8 ) ( ) ( 9 ) ( ) ( 10 ) ( ) ( 135 143 2 3 ) ( ) ( 182 23 1 )100 12 12 12 30 99 9 3 100 3 28 (KYC) () 100 12 KYC 29100 12 28 中華民國證券商業同業公會 100 年年報 27
( ) () 56 ( IB) 100 2 16 ( ) 100 119 ( ) 100 () ( 56 ) 28 中華民國證券商業同業公會 100 年年報
強化證券業自律功能 積極參與國際活動 Taiwan Securities Association 捌 100 10 4 (ASSOSIM) (MOU) 4 17-21 36 (IOSCO) 5 22-24 24 (ICSA) 7 31-8 8 (LSE) 8 18 (WFE) 9 28-30 2011 16 (ASF) 10 2-11 (ASSOSIM) (MOU) 10 24 Monext 10 27-28 (TSPAKB) 10 31-11 2 4 IOSCO SROCC 11 9-13 2 (AFIE) 中華民國證券商業同業公會 100 年年報 29
3 26-28 2011 6 7 6 22 7 25-8 1 10 26 11 13-15 (ICSA) (ASF)(IFIE) (IOSCO) (AFIE) (AFIE) 96 9 26 13 100 9 28 10 1 16 (ASF) 100 8 2 30 中華民國證券商業同業公會 100 年年報
積極參與國際活動 加強對從業人員與投資人的教育訓練 Taiwan Securities Association 玖 1. 2. 3. 4. ( 一 ) 辦理從業人員教育訓練, 全年共開辦 299 班, 培訓 22,979 人 98 99 100. 131 12,872 88 8,412 123 12,051 3 327 2 220 2 218 117 11,263 76 6,989 110 10,475 ( ) 70 7,079 42 4,043 67 6,435 ( ) 3 309 2 183 3 327 ( ) 3 305 2 166 2 284 ( ) 3 258 2 114 1 108 ( ) 0 0 0 0 1 32 ( ) 0 0 1 63 0 0 ( ) 0 0 0 0 1 28 ( ) (7) 74 (11) 155 2(9) 157 ( ) 1 11 0 0 0 0 ( ) 37 3,227 27 2,265 33 3,104 11 1,282 10 1,203 11 1,358 ( ) 10 1,109 9 1,034 10 1,158 ( ) 1 173 1 169 1 200. 4 69 4 111 3 65 中華民國證券商業同業公會 100 年年報 31
98 99 100. 42 2,366 32 2,070 75(2) 4,231 25 1,463 24 1,428 36 1,672 17 903 8 642 9 824 0 0 0 0 14 385 0 0 0 0 2(2) 152 0 0 0 0 14 1,198. 31 2,862 20 1,766 18 1,366 31 2,862 20 1,766 16 1,276 0 0 0 0 2 90. 6 247 30 2,624 20 2,041. 0 0 0 0 11 1,241. 1 100 1 80 1 45. 29 1,027 30 519 21 235. 13 680 2 109 5 247. - -- -- 23 1,657 19 1,392. - 5 3,950 5 2,070 0 0. 0 0 0 0 3 65 262 24,173 235 19,418 299 22,979 100 12 17 100 32 中華民國證券商業同業公會 100 年年報
加強對從業人員與投資人的教育訓練 Taiwan Securities Association ( 二 ) 委託證券暨期貨市場發展基金會辦理證券商業務人員資格測驗 : (%) (%) 9,670 6,416 3,254 66.35 2,010 31.33 13,014 10,825 2,189 83.18 3,990 36.86 2,909 2,488 421 85.53 1,659 66.68 25,593 19,729 5,864 77.09 7,659 38.82 7,262 5,303 1,959 73.02 2,035 38.37 6,314 5,247 1,067 83.10 1,819 34.67 1,547 1,378 169 89.08 679 49.27 15,123 11,928 3,195 78.87 4,533 38.00 14 14 0 100.00 13 92.86 0 0 0 0.00 0 0.00 14 14 0 100.00 13 92.86 40,730 31,671 9,059 77.76% 12,205 38.54 ( 三 ) 辦理證券商財富管理業務人員到任前訓練 : (%) (%) (%) 168 137 146 88 86.90 64.23 95.95 75.56 178 163 161 116 90.44 71.16 92.53 80.8 190 186 162 134 85.26 72.04 95.65 73.65 215 144 190 111 88.37 77.08 96.03 82.73 751 630 659 449 87.74 71.26 95.04 79.50 中華民國證券商業同業公會 100 年年報 33
(%) (%) (%) 21 42 9 22 42.86 52.38 96.41 47.62 16 25 7 12 43.75 48.00 90.29 45.88 18 60 11 31 61.11 51.67 95.55 56.39 21 55 5 22 23.81 40.00 96.74 31.91 76 182 32 87 42.10 47.80 94.75 44.95 ( 一 ) 補助大專院校非財金系所辦理個人投資理財通識課程 100 1-12 51 22 (4 2 )19 1,392 ( 二 ) 贊助大學社團理財研習活動 10 ( 四 ) 出版投資理財宣導手冊 ( )2,500 ( 三 ) 參加國際投資理財教育相關會議 1. AFIE 100 8 31 2. (AFIE) 100 11 8 ( 一 ) 權證業務 100 7 128 21 34 中華民國證券商業同業公會 100 年年報
加強對從業人員與投資人的教育訓練 Taiwan Securities Association 100 11 19 ( )100 20 2,000 ( 二 ) 金融消費者保護 100 12 30 100 12 15 100 12 27 800 ( ) 2011 100 5 1 2011 171 中華民國證券商業同業公會 100 年年報 35
100 100 5 1 171 ( ) 25 100 10 2925 320 ( ) 100 11 19 ( ) 100 12 17 ( ) 100 3,700 36 中華民國證券商業同業公會 100 年年報
加強對從業人員與投資人的教育訓練 附錄 Taiwan Securities Association 116 268 384 0 13 13 7 149 156 1 13 14 1 35 36 0 18 18 4 75 79 2 18 20 7 115 122 1 39 40 1 10 11 1 25 26 1 4 5 1 21 22 2 81 83 5 129 134 0 2 2 0 20 20 0 6 6 1 7 8 0 2 2 0 0 0 151 1,050 1,201 中華民國證券商業同業公會 100 年年報 37
1 0160 02-27302200 02-23784874 2 207 15 2 0180 02-81615000 02-87738565 3 0190 02-27558989 02-27024676 88 92 10 2 71 17 71 1 4 0200 02-87583399 02-81011903 5 7 51 5 0210 6 0500 02-66027743 02-66027788 168 4 02-27638800 02-27664739 5 125 8 7 0540 02-87527000 02-26596420 2 99 5 8 0550 02-21924666 02-27552810 4 296 10 9 0570 02-87869888 02-87869800 5 2 12 10 0590 02-29629170 02-29550335 2 68 ( ) 11 0600 02-87583101 02-27152027 5 7 7172 721 12 0610 02-23703358 02-23888498 1 66 26 27 28 30 13 0630 02-23713111 02-23119154 1 38 9 14 0650 02-81618888 02-87720661 2 306 5 15 0660 02-21731958 02-27554212 3 224 5 16 0670 02-21736680 02-23801918 1 66 8 17 0680 02-21751313 02-27133813 3 115 117 18 0690 02-27189999 02-27190494 3 158 19 0700 20 0710 02-27777530 02-87722610 1 15 02-25633156 02-25235002 100 9 21 0720 02-87225000 02-87225071 7 18 ; 5 7 10F 22 0730 02-27259800 02-27255832 5 106 38 9108 38 23 0740 02-27716699 02-27782869 4 169 15 16 24 0750 02-23481111 02-23894700 1 30 20 38 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 25 0760 02-87226666 02-87891041 7 2 26 0790 () 02-87269337 02-87255087 1 1 2 12~16 27 0800 () 02-27257763 02-27257986 1 333 13 1301 28 0810 02-23805100 02-23805253 71 3 29 0820 02-87227585 02-87227540 7 513 2223 30 0830 06-2139171 06-2130895 1 506 31 0840 02-87221800 02-87221801 5 108 5 32 0860 02-27525252 02-27711495 2 246 33 0870 02-23494562 02-23818773 1 120 34 0880 02-66128980 02-66383707 32 36 15 16 17 35 0890 02-23765684 02-23765693 2 207 26 36 0900 02-28208166 02-28201549 1 88 4 37 0910 02-81011288 02-27289812 5 7 4343-1 4848-1 38 0920 02-27312798 02-27312366 4 325 5 39 1020 02-27312798 02-87717193 40 1030 02-23483948 02-23891864 4 325 2 6 81 ;: 53 2 41 1040 02-23882188 02-23822045 1 58 1~5 42 1090 02-26561111 02-26561212 2 99 7 43 1110 02-25597171 02-25509987 30 4 44 1160 02-25048888 02-25068070 2 111 7 45 1230 02-25362951 02-25217855 68 2.3 46 1260 02-27008899 02-27844659 4 236 3-7 47 1360 02-27347500 02-87721500 1 2 55 1 中華民國證券商業同業公會 100 年年報 39
48 1380 02-23268188 02-23268188 2 95 27 49 1400 02-87223000 02-87223059 5 7 76 C D 50 1440 02-23763666 02-23763777 2 207 9 51 1470 52 1480 53 1520 54 1530 55 1560 02-27302888 02-27302834 2 207 22 02-27304000 02-27304380 2 207 11 02-27156388 02-27156373 3 109 5 02-21922888 02-37078450 4 296 13 02-21769999 02-21769900 1 17 56 1570 02-27150800 02-25467376 3 109 6 57 1590 02-87269000 02-27237203 1 1415 58 1650 02-87227200 02-87227300 7 5 59 2180 02-23618600 02-23811061 1 86 2-5 60 2230 61 2240 02-25817111 02-25677014 1 2 3 02-27222002 02-27229866 3 5 62 3000 02-23268888 02-25117746 4 118 10 63 3010 02-23831616 02-23822878 91 2-5 64 3020 02-27021177 02-27051977 2 99 4 65 3030 02-25181688 02-25159050 2 167 9~11 66 3040 02-87802801 02-87890349 4 560 11 67 3090 02-25623577 02-25623874 88 4,41,4 2 43 68 3100 02-25167968 02-25043544 2 123 3 69 3130 02-25816666 02-25817777 152 14 40 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 70 3160 02-25221656 02-23889366 2 85 87 14 71 4010 02-21736833 02-27721101 1 66 68 7 72 4990 02-23921310 02-23584043 2 55 73 5050 02-25551234 02-25554200 1 17 17 74 5110 02-25631168 02-25622391 3 287 3 75 5180 02-27771111 02-27810967 102 41 76 5260 02-25084888 02-25066545 2 176 4 77 5320 03-4224243 03-4225738 96 78 5380 02-27413434 02-27720900 1 27 629 7 79 5460 04-22309377 04-22010465 43 12 80 5510 02-23123866 02-23823593 81 5600 02-23218200 02-23576239 1 2 78 () 18 () 20 23 82 5660 037-332266 037-335228 426 4 83 5690 04-25277150 04-25261151 220 3.4.5 84 5720 02-23148800 02-23142206 17 3 85 5850 02-27478266 02-27463737 8 12 3 86 5860 07-2888516 07-2882914 38 87 5870 03-8352181 03-8353447 26 4.5.6 88 5920 02-23255818 02-23259407 1 209 1~3 89 5960 049-2353266 049-2357216 1020 2 90 6010 犇 02-27180101 02-27180202 99 3101 13 91 6110 04-22236021 04-22212298 45 1 92 6160 02-87808867 02-27224555 3 10 93 6210 07-2118888 07-2512518 11 1 94 6380 04-8886500 04-8886626 166 3.4 95 6450 03-3352155 03-3350711 82 1 7 96 6460 02-29689685 02-29658473 30 2 21 中華民國證券商業同業公會 100 年年報 41
97 6480 02-23966555 02-33225522 1 51 3 98 6530 02-27790866 02-27551844 1 2 3 10 99 6620 03-3353359 03-3363302 3 317 3.4 100 6640 03-5725988 03-5269443 106 6 101 6660 02-29229797 02-29225700 455 3 102 6910 02-23939988 02-23567722 1 50 3 103 6950 02-26251818 02-26251705 63 3.4.5 104 7000 02-23278988 02-33938696 2 95 7 105 7020 05-3700988 05-3700909 37.3.4 106 7030 06-2219777 06-2286201 3 10 B1 1 2 3 4 7 107 7070 04-25281000 04-25253100 669 108 7080 03-4927373 03-4932903 184 1 109 7120 04-22020208 04-22025920 234 1.2 110 7530 02-29818889 02-29718111 1 73 3 111 7670 07-7253922 07-7133579 93 3 112 7690 037-266666 037-266660 51 113 7750 02-29283456 02-29282797 2 116 3 114 7780 05-6334888 05-6334700 1 4 5 115 7790 02-25288988 02-25921161 5 188 15 116 7900 04-25282808 04-25282306 481 117 8150 02-21815888 02-25232016 2 44 2 118 8380 07-8122789 07-8315419 36 119 8440 02-87862288 02-27253009 5 106 3 120 8450 02-87871888 02-87876899 1 176 1 2 121 8490 05-2289911 05-2273459 193 122 8520 04-26572801 04-26571964 157 1 2-4 123 8560 02-23118181 02-23714293 1 66 1 5 124 8580 02-25040066 02-25171241 2 137 2 125 8660 02-25156655 02-25026363 126 8700 02-87269679 02-87807978 301 21 2 3 1 1415 42 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 127 8710 02-28288585 02-28213444 5 165 2 128 8750 07-5573008 07-5565276 168 6 129 8770 03-9566999 03-9532669 154 3.4 130 8800 02-87739666 02-87739799 4 300 7 131 8840 02-55561313 02-27188913 3 117 1 132 8850 02-25538000 02-25548064 104 51 133 8880 02-23269888 02-27003670 134 8890 02-27239698 02-23453638 4 296 17 18 1 200 13 131 14141 135 8900 02-21757000 02-81012168 5 7 72 136 8910 02-66384500 02-66384501 5 106 11 137 8960 02-27228458 02-27222056 1 333 13 1301 138 9100 02-87898888 02-87800077 101 4 139 9200 02-21818888 02-85011867 698 3 140 9300 02-25456888 02-25457679 4 54 5 141 9600 02-66366636 02-66383877 1 108 10 () 1 142 9700 02-87918899 02-87922644 339 1 143 9800 02-27181234 02-27170743 3 225 11 13 14 144 F004 02-23619889 02-23712867 35 7 8 145 F008 02-27488338 02-27488336 8 11 146 F013 02-23891888 02-23885300 1 100 13 14 147 F020 02-87800099 02-87805795 97 4 148 F021 02-27008989 02-27008382 2 65 67 6971 10 149 F029 02-27171339 02-87871888 143 56 150 F030 02-87878080 02-27684728 4 563 4 151 F039 02-29601066 02-29657707 30 2 92 中華民國證券商業同業公會 100 年年報 43
100 100 1.28 852 100 1.31 2.14 100 6 1IPO TDR 3.28 3.29 4.9 5.20 22285 2100 7.21 48 44 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 7.12 100 9.28 10099 10.13 5013 29 (ASSOSIM)MOU 11.4 11.16 3 5 100 11.19 2,000 11.23 12.17 100 1,700 12.28 29 中華民國證券商業同業公會 100 年年報 45
100 ( ) ( ) % 1 900 12 10,800,000 100.01.04 1.97 2 360 57 20,520,000 100.01.04 0.32 3 942 28 26,376,000 100.01.05 0.77 4 1,275 35 44,625,000 100.01.05 1.38 5 789 120 94,680,000 100.01.05 0.65 6 1,455 64 93,120,000 100.01.05 1.22 7 1,083 19 20,577,000 100.01.06 1.41 8 2,550 10 25,500,000 100.01.07 4.31 9 2,700 10 27,000,000 100.01.10 4.20 10 425 115.80 49,215,000 100.01.10 0.56 11 510 62 31,620,000 100.01.11 0.43 12 2,700 70 189,000,000 100.01.18 1.70 13 TDR 8,550 11.20 95,760,000 100.01.18 8.31 14 1,530 16 24,480,000 100.01.20 1.60 15 1,700 16.50 28,050,000 100.01.20 1.78 16 595 58 34,510,000 100.02.01 0.47 17 3,400 58.50 198,900,000 100.02.10 1.81 18 340 53 18,020,000 100.02.14 0.52 19 2,550 30 76,500,000 100.02.14 3.95 20 2,210 26 57,460,000 100.02.17 2.08 21 828 52 43,056,000 100.02.17 0.71 22 1,700 21.50 36,550,000 100.02.17 1.92 23 1,180 36 42,480,000 100.02.17 1.41 46 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association ( ) ( ) % 24 850 20 17,000,000 100.02.18 1.59 25 TDR 19,000 21.30 404,700,000 100.02.21 18.19 26 1,800 35 63,000,000 100.02.21 1.16 27 TDR 10,800 11.70 126,360,000 100.02.21 8.69 28 1,041 36 37,476,000 100.02.22 0.91 29 1,563 78 121,914,000 100.02.22 1.27 30 TDR 12,350 18.65 230,327,500 100.03.03 11.57 31 2,610 40 104,400,000 100.03.10 1.70 32 33 720 80 57,600,000 100.03.10 0.47 1,659 68 112,812,000 100.03.15 1.26 34 1,590 45 71,550,000 100.03.15 1.15 35 837 23.10 19,334,700 100.03.18 4.71 36 1,275 49 62,475,000 100.03.21 8.20 37 8,500 12.31 104,635,000 100.03.23 43.09 38 678 31.80 21,560,400 100.03.23 1.04 39 327 150 49,050,000 100.03.29 0.32 40 850 235 199,750,000 100.03.31 1.15 41 1,700,000 100 170,000,000 100.04.06 2.34 42 1,360,000 15 20,400,000 100.04.06 2.23 43 () 1,962,000 56 109,872,000 100.04.15 1.98 44 (TDR) 13,063,000 11.95 156,102,850 100.04.19 22.34 中華民國證券商業同業公會 100 年年報 47
( ) ( ) % 45 46 () () 459,000 58 26,622,000 100.04.25 0.56 840,000 36 30,240,000 100.04.25 1.21 47 2,373,000 35 83,055,000 100.04.26 2.85 48 双 1,815,000 15.50 28,132,500 100.04.26 2.41 49 25,500,000 25 637,500,000 100.05.12 5,.69 50 626,000 34 21,284,000 100.05.12 0.61 51 1,290,000 36.50 47,085,000 100.05.12 1.42 52 () 2,978,000 32 95,296,000 100.05.12 3.74 53 680,000 50 34,000,000 100.05.16 0.59 54 2,250,000 60 135,000,000 100.05.31 2.91 55 984,000 50 49,200,000 100.06.02 0.92 56 558,000 110 61,380,000 100.06.06 0.47 57 10,000 15 150,000,000 100.06.13 5.32 58 5,100,000 13 66,300,000 100.06.20 8.42 59 HISAKA (TDR) 5,700,000 11.9 67,830,000 100.06.20 22.58 60 4,410,000 52 229,320,000 100.06.21 6.28 61 510,000 112 57,120,000 100.06.24 0.58 62 4,250 12 51,000,000 100.07.05 6.88 63 638 42.5 27,115,000 100.07.11 0.88 64 4,250 9 38,250,000 100.07.12 3.94 48 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association ( ) ( ) % 65 TDR 2,592 13 33,696,000 100.07.13 7.01 66 1,700 105 178,500,000 100.07.13 1.51 67 944 60 56,640,000 100.07.13 0.93 68 1,800 32.3 58,140,000 100.07.14 1.50 69 1,008 45 45,360,000 100.07.21 1.73 70 ( ) 4,146 50 207,300,000 100.07.22 6.66 71 2,280 78 177,840,000 100.07.25 3.01 72 1,488 39 58,032,000 100.07.27 2.27 73 1,422 60 85,320,000 100.07.28 1.49 74 1,700 62.5 106,250,000 100.08.03 1.09 75 1,296 27 34,992,000 100.08.05 1.28 76 1,216 16 19,456,000 100.08.10 6.02 77 3,570 21.5 76,755,000 100.08.10 7.32 78 4,309 95 409,355,000 100.08.11 7.34 79 595 18.87 11,227,650 100.08.18 0.53 80 833 43 35,819,000 100.08.19 11.73 81 1,485 16.5 24,502,500 100.08.22 7.77 82 () 2,125 110 233,750,000 100.08.25 6.62 83 1,992 35.5 70,716,000 100.08.25 5.65 84 850 48 40,800,000 100.08.29 4.53 85 19,000 6.4 121,600,000 100.08.31 100 86 42,500 15 637,500,000 100.09.01 20.18 中華民國證券商業同業公會 100 年年報 49
( ) ( ) % 87 2,040 12.15 24,786,000 100.09.02 42.23 88 1,800 31 55,800,000 100.09.05 2.06 89 2,685 130 349,050,000 100.09.06 6.28 90 2,700 42 113,400,000 100.09.06 2.92 91 68,100 20.5 1,396,050,000 100.09.09 57.26 92 1,623 30.5 49,501,500 100.09.13 6.98 93 1,140 17.1 19,494,000 100.09.13 8.82 94 298 130 38,740,000 100.09.14 35.18 95 900 20 18,000,000 100.09.15 41.28 96 506 70 35,420,000 100.09.16 1.28 97 1,448 20 28,960,000 100.09.19 10.82 98 538 60 32,280,000 100.09.20 1.57 99 100 () (TDR) 1,020 11.5 1,173,000 100.09.20 37.96 2,850 14.7 41,895,000 100.09.23 16.74 101 1,470 29 42,630,000 100.09.23 2.77 102 2,025 17 34,425,000 100.09.23 11.62 103 5,550 46 255,300,000 100.09.23 6.41 104 1,063 53 56,339,000 100.09.26 25.01 105 568 52 29,536,000 100.09.28 9.23 106 3,756 170 638,520,000 100.09.29 6.74 107 1,029 35 36,015,000 100.09.29 18.24 108 () 2,100 87 182,700,000 100.09.29 6.72 50 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association ( ) ( ) % 109 1,955 25.5 49,852,500 100.09.29 100 110 2,520 12.25 30,870,000 100.09.29 35.77 111 3,564 55 196,020,000 100.09.29 6.21 112 1,700 13.2 22,440,000 100.10.03 10.59 113 1,700 47 79,900,000 100.10.11 8.64 114 115 () () 700 28 19,600,000 100.10.12 10.74 1,704 98 166,992,000 100.10.12 6.91 116 13,500 11.8 159,300,000 100.10.12 100 117 783 28 21,924,000 100.10.12 12.97 118 1,878 25.5 47,889,000 100.10.14 3.78 119 1,039 10 10,390,000 100.10.14 100 120 2,000 15.7 31,400,000 100.10.18 24.21 121 () 1,173 24 28,152,000 100.10.18 10.06 122 2,989 30.1 89,968,900 100.10.18 6.63 123 638 40 25,520,000 100.10.20 75.95 124 11,400 10 114,000,000 100.10.20 100 125 2,027 37 74,999,000 100.10.24 100 126 Kingcan Holdings 1,013 70 70,910,000 100.10.26 9.39 127 3,000 18 54,000,000 100.10.26 8.48 128 1,409 22 30,998,000 100.10.26 8.29 129 11,700 45 526,500,000 100.10.27 8.68 130 1,800 20 36,000,000 100.10.31 47.29 中華民國證券商業同業公會 100 年年報 51
( ) ( ) % 131 3,834 65 249,210,000 100.11.02 3.65 132 6,354 10 63,540,000 100.11.03 100 133 39,150 10 391,500,000 100.11.03 100 134 900 75 67,500,000 100.11.03 1.64 135 1,704 63 107,352,000 100.11.08 3.69 136 950 10.5 9,975,000 100.11.09 46.43 137 1,275 13 16,575,000 100.11.10 11.52 138 489 70 34,230,000 100.11.11 0.70 139 391 86.5 33,821,500 100.11.15 0.52 140 19,800 28 554,400,000 100.11.15 6.44 141 2,770 23 63,710,000 100.11.17 7.70 142 6,000 60 360,000,000 100.11.17 7.57 143 2,700 23 62,100,000 100.11.21 100 144 2,370 22.5 53,325,000 100.11.23 5.09 145 765 10 7,650,000 100.11.23 11.72 146 528 23 12,144,000 100.11.25 8.77 147 510 12 6,120,000 100.11.28 51.61 148 () 816 62 50,592,000 100.11.28 6.22 149 1,330 10 13,300,000 100.11.29 100 150 151 KY () () () 1,856 46 85,376,000 100.11.30 5.93 2,250 76 171,000,000 100.11.30 6.85 52 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association ( ) ( ) % 152 1,700 21 35,700,000 100.12.6 26.52 153 317 20 6,340,000 100.12.6 19.87 154 () 850 35 29,750,000 100.12.6 6.57 155 5,100 35 178,500,000 100.12.7 4.13 156 () 2,040 50 102,000,000 100.12.7 4.74 157 1,416 155 219,480,000 100.12.7 2.50 158 1,000 26 26,000,000 100.12.7 47.66 159 () 4,050 25 101,250,000 100.12.7 10.26 160 2,652 166 440,232,000 100.12.9 4.49 161 765 21.5 1,644,750 100.12.12 48.11 162 333 23.8 7,925,400 100.12.13 12.35 163 47,500 10 475,000,000 100.12.15 100 164 1,700 20 34,000,000 100.12.19 18.16 165 KY () 710 39.8 28,258,000 100.12.20 10.88 166 850 36 30,600,000 100.12.20 4.81 167 () 2,000 52 104,000,000 100.12.20 28.62 168 108,000 16.67 1,800,360,000 100.12.21 100 169 170 KY () () TDR 1,050 38 39,900,000 100.12.22 7 2,025 10.5 21,262,500 100.12.23 100 171 3,400 13 44,200,000 100.12.26 2.45 中華民國證券商業同業公會 100 年年報 53
100 1 3,023 2,234 99/12/29~100/01/03 115~125 2 4,450 3,175 99/12/29~100/01/03 30~40 3 3,611 2,669 99/12/29~100/01/03 26~29 4 5,509 4,054 99/12/29~100/01/03 60~68 5 4,142 3,059 99/12/30~100/01/04 18.80~22 6 6,000 5,400 100/01/03~100/01/04 101~110% 7 50,000 45,000 100/01/03~100/01/04 101~115% 8 6,000 5,700 100/01/04~100/01/05 101~105% 9 1,740 1,230 100/01/04~100/01/07 55~62 10 8,000 7,050 100/01/05~100/01/07 101~110% 11 15,000 14,250 100/01/05~100/01/07 101~110/% 12 12,000 10,800 100/01/05~100/01/07 101~105% 13 3,000 2,603 100/01/10~100/01/11 101~110/% 14 2,000 1,800 100/01/10~100/01/11 101~110/% 15 3,500 3,100 100/01/10~100/01/12 101~105% 16 1,500 1,350 100/01/11~100/01/12 101~110/% 17 ( ) 8,000 6,917 100/01/11~100/01/12 103~110/% 18 ( ) 4,000 3,600 100/01/11~100/01/12 101~110% 19 9,100 6,400 100/01/11~100/01/14 65~80 20 TDR 90,000 76,950 100/01/11~100/01/14 10~12 21 5,000 4,283 100/01/14~100/01/17 101~110% 22 5,000 4,600 100/01/17~100/01/18 101~105% 23 3,500 3,325 100/01/21~100/01/25 101~105% 24 7,500 6,750 100/01/24~100/01/25 101~110% 25 2,500 2,250 100/01/24~100/01/26 101~110% 26 3,000 2,598 100/01/26~100/01/28 101~110/% 27 5,000 4,250 100/02/08~100/02/09 101~110/% 54 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 28 3,174 2,346 100/02/10~100/02/15 48~54 29 TDR 80,000 61,200 100/02/14~100/02/17 11~13 30 TDR 200,000 171,000 100/02/14~100/02/17 19.50~26 31 6,596 4,796 100/02/14~100/02/17 34.11~35 32 ( ) 3,000 2,700 100/02/15~100/02/16 101~110/% 33 6,000 5,300 100/02/15~10002/16 101~110/% 34 5,367 3,804 100/02/15~100/02/18 75~80 35 3,991 2,950 100/02/15~100/02/18 32~40 36 3,000 2,684 100/02/16~100/02/16 101~110% 37 ( ) 5,000 4,500 100/02/16~100/02/17 101~110% 38 25,000 21,250 100/02/16~100/02/18 105~125% 39 TDR 130,000 11,150 100/02/23~100/03/01 18.50~20 40 10,000 8,500 100/03/01~100/03/02 101~110% 41 9,099 6,489 100/03/03~100/03/08 39~45 42 33,120 30,470 100/03/04~100/03/09 57.70~63.30 43 10,000 8,500 100/03/08~100/03/09 110~115% 44 5,800 4,141 100/03/08~100/03/11 68~90 45 5,829 4,239 100/03/08~100/03/11 42~45 46 3,000 2,550 100/03/10~100/03/14 101~110% 47 2,200 1,980 100/03/11~100/03/14 101~110% 48 9,364 8,527 100/03/11~100/03/16 23.10~35 49 ( ) 4,000 3,700 100/03/16~100/03/17 101~105% 50 ( ) 1,000 900 100/03/17~100/03/18 101~105% 51 2,596 1,918 100/03/16~100/03/21 31.20~38 52 1,252 925 100/03/22~100/03/25 148~155 53 () 7,511 5,549 100/04/08~100/04/13 50~56 中華民國證券商業同業公會 100 年年報 55
54 45,000 38,250 100/04/08~100/04/12 110%~125% 55 (TDR) 137,500 124,437 100/04/12~100/04/15 11.78~12.30 56 3,500 3,150 100/04/13~100/04/14 101%~110% 57 2,000 1,800 100/04/15~100/04/18 101%~110% 58 59 () () 1,759 1,300 100/04/18~100/04/21 57~62 3,220 2,380 100/04/18~100/04/21 35~42 60 10,906 8,533 100/04/19~100/04/22 35~38 61 双 6,950 5,135 100/04/19~100/04/22 15.50~18.00 62 8,000 7,500 100/04/25~100/04/26 101~105% 63 () 11,000 9,900 100/04/26~100/04/28 101~110% 64 () 3,000 2,580 100/04/27~100/04/29 101~110/% 65 2,000 1,800 100/05/04~100/05/05 101~110% 66 5,000 4,305 100/05/05~100/05/06 101~110% 67 3,500 3,150 100/05/05~100/05/09 101~125/% 68 () 22,827 19,849 100/05/05~100/05/10 30~35 69 4,942 3,652 100/05/05~100/05/10 36~40 70 71 () () 7,500 6,750 100/05/06~100/05/10 101~110% 7,500 6,750 100/05/09~100/05/11 101~105% 72 10,000 9,500 100/05/09~100/05/10 101~110/% 73 2,000 1,900 100/05/10~100/05/11 101~110/% 74 18,000 16,200 100/05/11~100/05/13 24.50 ~30.00 75 6,000 5,400 100/05/12~100/05/13 101~105% 76 3,000 2,850 100/05/13~100/05/17 101~110/% 77 4,000 3,450 100/05/13~100/05/16 101~110/% 78 ( ) 10,000 8,882 100/05/16~100/05/17 101~110% 56 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 79 ( ) 10,000 8,786 100/05/16~10005/17 101~110% 80 9,000 6,450 100/05/18~100/05/23 56~66 81 4,000 3,567 100/05/23~100/05/25 101~110% 82 3,000 2,700 100/05/25~100/05/26 101~110% 83 3,766 2,782 100/05/26~100/05/31 48~52 84 2,135 1,557 100/05/27~100/06/01 100~110 85 8,000 6,800 100/06/01~100/06/03 101~110% 86 23,000 20,300 100/05/31~100/06/02 1~1.50% 87 8,000 7,600 100/06/01~100/06/02 101~110% 88 5,000 4,375 100/05/31~100/06/02 101~110% 89 15,000 13,200 100/06/02~100/06/02 101~120% 90 4,000 3,400 100/06/02~100/06/03 101~110% 91 1,800 1,620 100/06/02~100/06/03 101~110% 92 HISAKA(TDR) 60,000 54,300 100/06/13~100/06/16 10.5~12.5 93 13,990 9,580 100/06/14~100/06/17 50~54 94 3,000 2,550 100/06/13~100/06/15 101~105% 95 60,000 54,000 100/06/14~100/06/16 110~125% 96 2,000 1,780 100/06/21~100/06/23 101~110% 97 1,000 900 100/06/29~100/06/30 101~110% 98 10,000 8,500 2011/07/01~2011/07/05 105%~115% 99 3,000 2,700 2011/07/04~2011/07/06 101%~110% 100 1,500 1,350 2011/07/05~2011/07/07 101%~110% 101 TDR 28,800 26,208 2011/07/06~2011/07/11 13~14 102 3,000 2,775 2011/07/07~2011/07/08 101%~110% 103 20,000 19,000 2011/07/08~2011/07/11 101%~120% 104 3,000 2,612 2011/07/11~2011/07/13 101%~110% 105 2,000 1,780 2011/07/11~2011/07/13 101%~110% 106 10,000 9,192 2011/07/12~2011/07/14 101%~110% 中華民國證券商業同業公會 100 年年報 57
107 5,000 4,500 2011/07/12~2011/07/13 101%~110% 108 3,000 2,700 2011/07/13~2011/07/13 101%~105% 109 () 15,887 11,741 2011/07/15~2011/07/20 48~52 110 4,361 2,081 2011/07/18~2011/07/21 78~85 111 2,000 1,796 2011/07/21~2011/07/25 101%~110% 112 3,000 2,550 2011/07/21~2011/07/25 101%~110% 113 3,000 2,850 2011/07/21~2011/07/22 101%~110% 114 2,563 1,141 2011/07/21~2011/07/26 57~65 115 10,000 8,839 2011/07/26~2011/07/28 101%~110% 116 3,200 3,040 2011/08/01~2011/08/02 100.1%~107% 117 1,200 1,049 2011/08/02~2011/08/02 101%~110% 118 8,000 7,120 2011/08/03~2011/08/05 105%~120% 119 13,682 10,112 2011/08/03~2011/08/08 21.5~23 120 2,541 1,325 2011/08/03~2011/08/08 15~18 121 () 14,154 9,845 2011/08/04~2011/08/09 92~99 122 2,000 1,800 2011/08/09~2011/08/10 101%~110% 123 8,545 7,712 2011/08/12~2011/08/17 41~55 124 6,000 5,400 2011/08/16~2011/08/18 110%~125% 125 3,815 1,823 2011/08/18~2011/08/23 35.5~40 126 () 4,523 2,398 2011/08/18~2011/08/23 110~118 127 2,000 1,820 2011/08/22~2011/08/23 101%~105% 128 8,500 7,650 2011/08/25~2011/08/26 101%~110% 129 20,407 18,367 2011/08/26~2011/08/31 12.15~16 130 10,000 8,500 2011/08/30~2011/08/31 101%~110% 131 () 8,811 6,126 2011/08/30~2011/09/02 130~154 132 10,000 9,410 2011/09/05~2011/09/06 101%~110% 133 6,549 5,409 2011/09/05~2011/09/08 17.10~21.50 58 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 134 6,216 4,593 2011/09/05~2011/09/08 29~33 135 7,000 6,650 2011/09/05~2011/09/06 101%~110% 136 6,470 5,500 2011/09/05~2011/09/06 101%~110% 137 3,000 2,700 2011/09/08~2011/09/13 101%~115% 138 3,000 2,800 2011/09/08~2011/09/09 101%~105% 139 2,000 1,700 2011/09/09~2011/09/13 101%~105% 140 11,095 9,647 2011/09/09~2011/09/15 18~20 141 TDR 30,000 27,150 2011/09/16~2011/09/21 14~15.60 142 2,809 1,339 2011/09/16~2011/09/21 25~29 143 23,287 21,262 2011/09/16~2011/09/21 17~21 144 21,275 15,707 2011/09/16~2011/09/21 43.50~50 145 20,000 18,000 2011/09/20~2011/09/22 101%~125% 146 10,328 6,572 2011/09/22~2011/09/27 165~180 147 3,260 2,962 2011/09/21~2011/09/26 52~60 148 10,785 9,756 2011/09/22~2011/09/27 32~40 149 7,100 5,000 2011/09/22~2011/09/27 85~90 150 28,000 25,480 2011/09/22~2011/09/27 10.98~12.75 151 7,542 3,978 2011/09/22~2011/09/27 55~58 152 10,000 9,500 2011/09/29~2011/09/30 101%~105% 153 10,000 9,002 2011/09/30~2011/10/03 101%~105% 154 155 156 () () () 4,896 3,192 2011/10/04~2011/10/07 92~98 8,222 7,439 2011/10/04~2011/10/07 28~32 4,025 3,325 2011/10/04~2011/10/07 25~28 157 10,000 8,700 2011/10/06~2011/10/07 101%~120% 158 3,130 1,252 2011/10/06~2011/10/12 25.5~30 159 3,500 3,150 2011/10/07~2011/10/12 101%~110% 160 20,000 18,290 2011/10/11~2011/10/11 103%~115% 中華民國證券商業同業公會 100 年年報 59
161 3,000 2,550 2011/10/11~2011/10/12 101%~110% 162 23,000 21,000 2011/10/11~2011/10/14 15~18 163 () 7,865 6,692 2011/10/11~2011/10/14 24~30 164 9,822 6,893 2011/10/11~2011/10/14 26.5~31.5 165 6,000 5,400 2011/10/12~2011/10/14 101%~115% 166 4,000 3,600 2011/10/19~2011/10/20 101%~110% 167 Kingcan Holdings Limited () 7,050 6,037 2011/10/19~2011/10/24 70~80 168 23,000 20,000 2011/10/19~2011/10/24 15~18 169 10,790 9,381 2011/10/19~2011/10/24 22~25 170 63,750 57,375 2011/10/21~2011/10/25 90%~93% 171 3,000 2,790 2011/10/25~2011/10/25 101%~110% 172 2,500 2,375 2011/10/26~2011/10/26 101%~105% 173 6,384 2,550 2011/10/26~2011/10/31 56~65 174 1,500 1,350 2011/10/27~2011/10/27 101%~105% 175 2,835 1,131 2011/11/01~2011/11/04 60~68 176 11,379 8,609 2011/11/10~2011/11/15 22~25 177 23,000 17,000 2011/11/10~2011/11/15 55~62 178 4,542 2,172 2011/11/16~2011/11/21 21~25 179 7,650 6,885 2011/11/16~2011/11/21 10~11 180 4,037 3,509 2011/11/18~2011/11/23 22~26 181 ( ) 2,676 1,860 2011/11/21~2011/11/24 60~70 182 2,700 2,430 2011/11/21~2011/11/22 101%~110% 183 3,000 2,775 2011/11/21~2011/11/24 101%~110% 184 2,000 1,800 2011/11/22~2011/11/22 101%~110% 185 () 5,327 3,471 2011/11/23~2011/11/28 43~5 0 60 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 186 () () 9,450 7,200 2011/11/23~2011/11/28 74~82 187 3,000 2,730 2011/11/24~2011/11/28 101%~110% 188 2,000 1,820 2011/11/24~2011/11/28 101%~110% 189 () 3,740 2,890 2011/11/29~2011/12/02 32~38 190 3,482 3,165 2011/11/29~2011/12/02 19~25 191 192 () KY () 28,350 24,300 2011/11/30~2011/12/05 24~25 3,910 1,870 2011/11/30~2011/12/05 48~58 193 11,500 10,500 2011/11/30~2011/12/05 25~30 194 2,507 1,091 2011/11/30~2011/12/05 150~160 195 3,000 2,700 2011/12/01~2011/12/05 101%~110% 196 4,862 2,210 2011/12/02~2011/12/07 165~170 197 3,829 3,496 2011/12/06~2011/12/09 23.5~26 198 1,000 860 2011/12/12~2011/12/14 101%~105% 199 200 201 202 () () () () Multi Sports Holdings Ltd(TDR) 20,000 18,000 2011/12/13~2011/12/16 52~60 4,881 4,171 2011/12/13~2011/12/16 38~42 3,450 2,400 2011/12/15~2011/12/20 38~43 22,500 20,475 2011/12/16~2011/12/21 10~11 203 6,000 5,400 2011/12/22~2011/12/26 101%~110% 204 2,000 1,750 2011/12/28~2011/12/29 101%~115% 100 ( ) 1 2011 4,154,000,000 100.11.22-1124 中華民國證券商業同業公會 100 年年報 61
100 1 100 2 100 3 100 4 100 5 100 6 1 0160 30,983,061,791 21,906,757,994 36,097,304,108 36,536,510,527 21,192,873,025 18,536,727,619 2 0180 518,561,450 290,217,917 593,072,644 642,071,127 619,024,751 720,705,448 3 0190 10,225,863,408 7,417,100,808 7,425,690,965 7,588,926,429 5,009,341,983 5,542,180,698 4 0200 5,677,804,222 3,157,583,524 5,028,656,213 5,506,243,829 5,154,512,414 4,323,918,649 5 1090 14,708,065 1,110,630 15,771,758 16,753,387 2,276,369 0 6 1160 2,428,793,171 2,083,203,785 2,162,919,566 2,153,845,169 2,120,327,524 1,624,311,344 7 1260 0 0 0 360,154 0 0 8 1360 0 0 0 0 0 0 9 1440 794,961,883 349,886,883 585,242,811 498,395,879 476,632,917 333,761,542 10 1470 11 1480 12 1530 13 1650 248,511,628 1,407,796,272 1,238,580,876 1,093,959,534 1,087,583,957 909,329,025 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 14 2180 0 0 0 0 0 0 15 5050 0 0 0 0 0 0 16 5180 3,186,192 30,875 790,753 937,175 1,236,848 664,137 17 5260 0 0 0 0 0 0 18 5380 37,930,480 16,431,672 21,690,766 15,934,563 28,602,604 18,248,925 19 5510 3,646,910,740 2,403,938,985 6,309,244,003 4,093,189,322 3,092,660,234 2,004,721,034 20 5720 257,592,572 279,660,137 583,029,760 800,508,951 536,122,099 575,355,284 (5 ) 55,752,857 51,584,140 45,846,027 32,384,957 0 0 62 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 100 7 100 8 100 9 100 10 100 11 100 12 29,779,388,599 32,429,161,262 27,706,815,998 24,457,761,394 17,101,013,690 16,292,788,173 313,020,164,180 1,191,166,874 1,977,586,056 1,759,764,653 1,783,702,690 1,629,680,427 1,918,571,862 13,644,125,899 6,722,671,723 10,052,746,113 10,136,913,045 8,706,628,631 7,699,148,965 7,497,042,977 94,024,255,745 3,690,578,431 6,502,595,023 5,110,983,232 4,420,552,350 3,801,055,062 3,124,218,646 55,498,701,595 12,014,073 27,758,591 31,074,813 29,703,013 4,249,434 8,376,184 163,796,317 1,297,780,905 1,731,850,474 1,783,001,921 1,665,034,220 2,617,680,083 1,514,128,377 23,182,876,539 0 0 0 0 0 0 360,154 0 0 0 0 0 0 0 429,441,281 377,376,577 349,360,749 537,453,385 243,020,881 192,626,004 5,168,160,792 462,524,040 2,723,073,099 3,299,775,220 1,034,648,613 1,248,941,532 1,219,788,988 15,974,512,784 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 11,920,799 87,499,894 0 0 22,135,196 121,555,889 0 0 0 0 0 0 0 0 0 0 0 0 0 0 148,338 1,716,060 91,363 96,720 0 21,252 8,919,713 0 0 0 0 0 0 0 25,032,670 37,974,289 19,804,140 14,173,185 15,688,042 12,410,890 263,922,226 2,718,891,598 3,102,012,156 2,064,574,776 1,831,008,627 1,538,372,116 1,277,435,542 34,082,959,133 677,514,544 511,721,850 467,154,962 696,597,960 448,344,023 450,398,707 6,284,000,849 0 0 0 0 0 0 185,567,981 中華民國證券商業同業公會 100 年年報 63
100 1 100 2 100 3 100 4 100 5 100 6 21 5850 81,188,023 34,644,200 38,950,851 22,246,339 12,690,198 19,270,290 22 5920 1,874,745,087 1,441,483,015 4,135,892,386 4,735,002,594 1,706,861,430 1,246,910,355 23 6010 犇 0 0 0 0 0 0 24 6460 220,104 0 3,517,844 696,773 84,118 91,719 25 6480 0 0 0 0 0 0 26 6530 766,562 514,504 4,649,026 534,133 1,345,734 946,731 27 7000 267,467,923 128,134,453 258,523,560 227,767,721 181,733,024 229,799,805 28 7030 0 0 0 0 0 38,100 29 7750 0 0 0 0 0 0 30 7790 33,178,863 47,506,280 77,715,501 39,969,681 61,382,550 50,480,028 31 8150 0 0 0 33,480 138,017 0 32 8440 0 0 0 0 0 0 33 8450 3,189,256 1,232,435 3,644,778 2,891,557 4,959,587 21,845,106 (8 ) 0 0 0 0 0 0 34 8700 5,507,309,021 1,068,521,359 1,228,178,353 1,045,062,137 680,342,649 1,900,837,769 35 8840 6,206,423 5,224,988 7,595,414 83,505,820 38,212,296 46,054,212 36 8890 37 9100 0 0 0 0 0 0 5,969,522,749 3,483,449,689 4,829,427,060 6,144,217,904 5,550,030,250 3,743,640,619 38 9200 5,774,948,013 3,923,544,842 6,118,953,489 6,230,183,191 5,502,736,007 4,522,879,879 39 9300 15,173,206 26,816,285 8,638,155 8,078,842 68,294,179 4,895,072 40 9600 4,378,082,973 2,600,606,078 4,408,539,537 4,355,639,810 4,872,702,756 3,653,583,905 41 9700 3,971,560,422 2,722,065,829 3,697,868,422 3,596,074,917 3,327,701,787 2,113,326,969 42 9800 8,027,881,829 5,482,216,867 6,711,151,375 6,018,947,265 6,070,687,008 3,757,138,276 42 90,805,078,913 60,331,264,446 91,641,086,001 91,490,873,167 67,401,096,315 55,901,662,540 64 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 100 7 100 8 100 9 100 10 100 11 100 12 70,245,333 60,002,184 67,650,726 133,190,447 82,188,629 89,217,939 711,485,159 1,632,873,404 648,580,352 2,756,530,333 2,120,514,174 852,729,974 271,984,264 23,424,107,368 155,370 217,890 0 0 0 0 373,260 388,486 558,615 381,575 283,568 119,124 264,629 6,606,555 0 0 0 0 0 0 0 1,500,764 825,764 1,267,785 698,617 709,760 6,685,316 20,444,696 213,034,261 288,209,673 149,294,933 136,516,871 142,498,894 93,195,425 2,316,176,543 19,356 0 0 0 0 0 57,456 0 0 0 0 0 0 0 103,741,101 257,661,632 287,652,564 148,982,488 333,574,175 280,058,786 1,721,903,649 18,804,868 80,758,252 57,033,203 79,860,635 40,182,093 73,360,019 350,170,567 0 0 0 0 0 0 0 30,390,213 39,578,923 3,204,923 7,388,126 5,985,260 2,729,267 127,039,431 0 0 0 0 0 0 0 1,208,477,650 2,139,273,713 868,304,347 1,200,848,824 553,744,162 269,575,452 17,670,475,436 38,300,497 22,533,778 21,719,182 16,558,489 6,844,391 3,760,236 296,515,726 0 0 0 0 0 1,403 1,403 3,003,301,917 4,615,862,910 4,527,529,590 3,787,163,365 3,819,636,781 3,924,888,699 53,398,671,533 4,870,452,696 5,635,461,508 4,381,709,381 6,254,063,548 4,555,483,333 3,620,008,868 61,390,424,755 7,907,900 3,930,448 8,026,844 2,043,699 6,739,757 427,572 160,971,959 4,076,125,028 5,226,429,596 4,338,585,614 3,400,525,045 3,525,012,710 2,166,533,302 47,002,366,354 2,568,601,121 3,959,740,608 2,481,184,858 2,257,177,110 2,057,000,604 1,704,633,165 34,456,935,812 6,977,776,491 10,246,447,952 6,771,771,535 7,998,078,827 6,802,985,392 5,342,595,518 80,207,678,335 71,829,249,532 92,713,566,147 79,538,662,159 72,721,254,621 59,132,629,294 51,379,862,658 884,886,285,793 中華民國證券商業同業公會 100 年年報 65
100 ETF 39,878,335,079 3,579,526,045 6,229 14,570,638,529 10,710,756,428 7,399,201,005 27,187,829 17,083,028,522 60,540,866,053 988,336,830 0 93,965,067,605 111,129,957,560 11,967,063,881 27,194,058 125,618,734,657 799,137 26,849,803 0 0 0 58,337,381 0 0 2,435,060,707 0 0 17,763,901 2,435,859,845 85,187,184 0 17,763,901 348,469,272 2,362,104,239 0 12,220,842 12,338,591 4,855,255,183 99,443,625 17,964,138 4,777,580,006 796,177,130 0 681,161,643 5,138,387,866 8,013,536,549 99,443,625 711,346,624 0 389,926 0 0 4,588,042 0 0 0 3,939,659 0 0 0 8,527,701 389,926 0 0 0 2,835,017 0 0 0 23,748,991 0 0 0 0 0 0 0 26,584,008 0 0 148,948,619 2,206,713 0 220,593 80,598,368 34,353,254 0 0 2,029,339,370 224,081,540 0 114,172,834 2,258,886,358 260,641,505 0 114,393,427 37,157,129 61,113,595 0 4,506,069 51,974,051 158,773,258 0 372,788 4,205,453,930 230,133,936 0 370,855,499 4,294,585,109 450,020,791 0 375,734,357 146,846,365 36,202,350 0 0 16,046,128 3,960,602 0 0 3,108,244,888 733,120,893 0 0 3,271,137,381 773,283,844 0 0 0 0 0 0 0 0 0 0 0 5,988,552 0 0 0 5,988,552 0 0 66 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 53,953,332 19,974,412 2,100,404,370 1,887,782 60,204,725,777 52,217,058 315,984 151,949,000 9,689,042 35,434,344,868 8,910,034 477,225,045 1,635,844,018 0 157,616,249,585 115,080,424 497,515,441 3,888,197,386 11,576,824 253,255,320,232 0 0 0 0 27,648,940 0 0 0 0 58,337,381 0 0 0 0 2,357,342,538 0 0 0 0 2,538,810,929 14,295,423 0 0 0 2,737,089,774 0 0 0 0 4,985,001,537 0 0 113,138,849 0 6,368,057,629 14,295,423 0 113,138,849 0 14,090,148,938 1,225,651,122 0 0 0 1,226,041,048 704,853,027 0 0 0 709,441,070 138,563,713 0 0 0 142,503,372 2,069,067,862 0 0 0 2,077,985,489 202,378,127,778 0 0 0 202,380,962,794 565,821,211 0 0 0 589,570,202 114,905,603,366 0 0 0 114,905,603,366 317,848,536,484 0 0 0 317,875,120,492 10,984,302 0 0 0 162,360,228 0 0 0 0 114,951,622 0 0 3,226,880 0 2,370,820,624 10,984,302 0 3,226,880 0 2,648,132,475 0 0 0 0 102,776,793 0 0 0 0 211,120,096 0 0 0 0 4,806,443,365 0 0 0 0 5,120,340,256 0 0 0 0 183,048,714 0 0 0 0 20,006,730 0 0 0 0 3,841,365,779 0 0 0 0 4,044,421,226 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5,988,552 0 0 0 0 5,988,552 中華民國證券商業同業公會 100 年年報 67
ETF 31,304,023,083 84,581,596 0 8,395,174,067 1,539,550,059 31,281,867 0 244,473,761 101,140,853,559 4,906,958,604 0 14,621,956,222 133,458,475,491 5,022,822,067 0 23,261,604,052 537,033,284 0 0 7,336,025 80,568,945 0 0 581,262 3,614,542,037 6,046,538 0 6,336,020 4,232,144,266 6,046,538 0 14,253,307 36,511,922 0 0 0 35,385,777 0 0 0 10,692,460,617 643,030,962 0 0 10,764,358,316 643,030,962 0 0 1,229,048,200 79,291,927 0 2,460,272 41,033,550 0 0 0 3,124,041,437 39,923,942 0 45,940,066 4,386,505,028 119,215,870 0 48,400,338 58,745,843 4,726,098 0 0 0 4,802,326 0 0 4,930,223,719 173,334,695 0 0 4,988,969,563 182,863,119 0 0 0 0 0 0 0 0 0 0 409,610,020 0 0 0 409,610,020 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 287,310,973,887 27,556,674,797 126,637,683 150,162,230,659 73,725,917,939 6,239,827,310 6,229 22,992,556,396 12,572,839,942 12,569,713,865 126,631,454 17,346,420,472 201,012,216,006 8,747,133,622 0 109,823,253,791 100 12 31 729,524 1,020 1,892 732,436 68 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 36,471,084,845 1,123,097,459 0 4,162,687 77,382,123,741 1,330,705,173 11,948,038 0 17,755,187 3,175,714,085 55,909,642,572 257,887,056 82,125 6,104,526 176,843,484,665 83,485,569,182 1,392,932,553 82,125 28,022,400 247,173,288,760 0 0 0 0 542,044,044 0 0 0 0 75,915,678 0 0 0 0 3,586,555,122 0 0 0 0 4,252,444,110 0 0 0 0 36,511,922 0 0 0 0 35,385,777 0 0 0 0 11,181,726,034 0 0 0 0 11,407,389,278 0 140,391 0 0 1,310,940,790 0 0 0 0 41,033,550 0 0 0 0 3,209,905,445 0 140,391 0 0 4,561,879,788 0 0 0 0 63,471,941 0 0 0 0 4,802,326 0 0 0 0 5,103,558,414 0 0 0 0 5,171,832,682 0 0 0 0 0 0 0 0 0 0 0 0 0 0 409,610,023 0 0 0 0 409,610,023 2,659,606 0 0 0 2,659,606 21,863,355 0 0 0 21,863,355 0 0 0 0 0 24,522,961 0 0 0 24,522,961 413,794,935,915 1,890,588,384 4,004,645,242 39,599,224 884,886,285,793 240,156,756,408 1,143,212,262 2,100,404,369 6,050,469 346,364,731,383 2,675,459,823 12,264,021 151,949,000 27,444,229 45,482,722,807 170,962,719,684 735,112,101 1,752,291,873 6,104,526 493,038,831,603 中華民國證券商業同業公會 100 年年報 69
(100 1-12 ) (%) EPS ( ) ROE (%) (%) ( ) 84 444,919 427,766 17,153 339,370 472,230 3.86 0.505 3.63 100.00 13.915 48 436,630 421,761 14,869 326,356 446,586 3.41 0.456 3.33 98.14 13.684 36 8,289 6,005 2,284 13,014 25,644 27.56 1.755 8.91 1.86 19.705 66 419,465 406,758 12,707 318,224 429,600 3.03 0.399 2.96 94.28 13.500 34 416,550 404,081 12,469 308,580 414,261 2.99 0.404 3.01 93.62 13.425 32 2,915 2,677 238 9,644 15,339 8.16 0.247 1.55 0.66 15.905 17 25,454 21,008 4,446 21,146 42,630 17.47 2.102 10.43 5.72 20.160 13 20,080 17,680 2,400 17,776 32,325 11.95 1.350 7.42 4.51 18.184 4 5,374 3,328 2,046 3,370 10,305 38.08 6.072 19.86 1.21 30.579 20 20 399,212 385,205 14,007 278,390 379,238 3.51 0.503 3.69 89.73 13.623 70 中華民國證券商業同業公會 100 年年報
附錄 Taiwan Securities Association 151 84 100 1-12 101IMF 3.3% 1. (100) FED QE2 IMF (101) 3.3% 2. 100 8,9727,072 21.2%( ) 25.8 20.6 20.0% (TSE:1,093/OTC:161)99 (TSE: 1,151/OTC:224) 3. 10084EPS +0.505 99+1.020 5034 EPS +0.456 EPS +1.755 EPS +2.102 EPS +0.399 20 EPS +0.503 1 0 1 3.91% (100) GDP4.03% 2 (101) GDP3.91% 100 中華民國證券商業同業公會 100 年年報 71
證券商累積營業收入比較 500,000 400,000 300,000 200,000 100,000 0 100 99 444,919 424,191 385,280 364,314 322,899 267,148 347,880 224,298 307,707 184,907 277,434 250,795 143,657 218,854 108,096 185,940 69,334 157,779 138,483 39,631 105,638 79,313 37,570 61,734 100 4,449.19 993,478.80 8 證券商累積經營損益比較 40,000 30,000 20,000 10,000 0-10,000 34,994 100 99 29,849 24,993 26,580 22,018 23,972 19,678 20,123 10,542 17,985 18,344 20,267 7,239 4,301 4,623 14,407 17,884 17,153 4,794 7,778 7,029 8,232-852 -840 100 171.53 99349.94 100 0.50991.02 證券商累積股東權益報酬比較 10.00 100 99 8.00 6.00 4.00 2.00 0.00-2.00 7.29 6.31 5.17 5.17 5.65 4.59 4.05 4.20 2.12 3.94 1.46 3.85 4.24 0.87 0.94 3.18 3.78 3.63 1.70 1.54 1.84 1.05-0.19-0.19 100 3.63% 997.29% ROE 9611.22% 證券商每股淨值比較 16.00 100 99 15.00 14.00 13.00 14.33 14.34 14.42 14.40 14.55 13.68 13.71 13.70 13.75 13.64 14.20 14.31 14.12 14.01 14.05 13.94 13.66 13.72 13.80 13.29 13.40 13.44 13.99 13.92 100 13.929913.99 100 14 12.00 72 中華民國證券商業同業公會 100 年年報
中華民國證券商業同業公會 臺北市復興南路二段 268 號 6 樓 6FL., NO. 268, Fu-Shin South Rd., Section 2, Taipei, Taiwan, R.O.C Tel: 886-2-2737-4721 Fax: 886-2-2732-1307 http://www.twsa.org.tw