ANNUAL REPORT 105 http://www.tcfhc.com.tw http://mops.twse.com.tw

022311-8811 tch@tcfhc.com.tw 022311-8811 tch@tcfhc.com.tw 77 8 022311-8811 http://www.tcfhc.com.tw 77 022311-8811 http://www.tcb-bank.com.tw 325 2 6 9 11 022731-9987 http://www.tcfhc-sec.com.tw 8587 14 022522-1656 http://www.tcb-bills.com.tw 325 7 028772-0868 http://www.coamc.com.tw 85 87 13 022181-5999 http://www.tcb-am.com.tw 325 13 028772-6718 http://www.tcfhc.com.tw/servicesloc/pages/.aspx 325 10 022772-6772 http://www.tcb-life.com.tw 210 1 022586-5859 http://www.yuanta.com.tw 7 49 028722-5800 : Standard & Poor's Ratings Services : Unit 1, Level 69, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong : + 852-2533-3500 105 眾 156 12 http://www.deloitte.com.tw 022545-9988

CONTENTS 02 10 12 54 60 102 230 252 258

02 / Letter to Shareholders Letter to Shareholders 03 06 08 08 09 105 106

2016 ANNUAL REPORT 105 105 105 IMF1061105 3.11043.298106 IMF1061053.13.4 105 1062 1051.50104 0.720.78 1061.601.92 105 105141.39104 6.775.03103 111056 1.16 7.270.43 105 廖燦昌 03

04 / Letter to Shareholders 1. 1 125.35121.403.95 3.25 2 5.213.521.8 7.410.6 1046.4310411105 0.20.037 2. 1 105 53 2 10550105 12.919.609.60 3. 1 105 449.44114.58122.0110479.9129.3682.18 2 105179.181044.84 4. 1 105255 60.09104 120.666105120.811 2 94.863.95 5. 1 105OBU 43.5929.97 2 10516 78 22 6. 1 ACH 105ACH ACH

2016 ANNUAL REPORT 2 10512 7. 1 2 1057 3 1053 8. 1 105100 2 8 3 1. 105 % (%) 33,411 35,493 94.13 9,173 8,618 106.44 42,584 44,111 96.54 ( 3,971 ) ( 3,057 ) 70.10 2,003 3,749 53.43 ( 24,390 ) ( 27,774 ) 112.18 16,226 17,029 95.28 ( 2,087 ) ( 2,572 ) 118.86 14,139 14,457 97.80 () 1.16 1.19 97.48 05

06 / Letter to Shareholders 2. 105 % (%) 13,981 14,497 96.44 ( 240 ) ( 347 ) 130.84 13,741 14,150 97.11 () 24 ( 18 ) 333.33 13,765 14,132 97.40 () 1.16 1.19 97.48 3. 105 % () (%) (%) (%) 16,226 14,139 1.16 33.20 0.43 7.27 13,741 13,765 1.16 98.85 6.68 7.22 14,546 12,524 1.48 30.67 0.40 6.72 199 180 0.38 22.97 1.08 3.46 530 521 1.47 90.46 1.25 10.57 385 352 1.25 45.35 6.66 10.74 771 741 1.23 50.46 0.55 10.17 20.41 20.41 0.67 10.40 5.45 5.92 3.45 3.19 0.03 16.68 0.32 0.32 1. 2. 3. 4. 105 105 105 106 1. 5. 2. 6. 3. 7. 4. 8.

2016 ANNUAL REPORT 106 2,640,000 2,094,730 112,000 466,500 4,201 20 25 193,450 39,000 21,000 27,000 938 28,928 () 69,971 500 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. Bank 3.0 13. 14. 07

08 / Letter to Shareholders 15. 16. 106 1051648.0910445.53 5.62%3.012.855.61% 1052,6701043,01211.35 ROEROA IFRS 9 106IFRSs 1041231 (1) (2) (3)

2016 ANNUAL REPORT 105 1062105 1.501040.720.78 141.391046.775.0310311 1056 BBB- A-3 106.1.23 twa+ twa-1 106.1.23 A- A-2 106.1.23 twaa twa-1+ 106.1.23 AA+(twn) F1+(twn) 106.3.9 AA+(twn) F1+( twn) 106.3.9 AA(twn)AA+(twn) 09

10 / Bank Profile Company Profile 11 11

2016 ANNUAL REPORT 100121 105 106 4 18 100121 51 51 103422 1041011041111 105624 105106418 105 106 4 18 105 106 4 18 105 106 4 18 林士朗 11

12 / Report of Corporate Governance Report of Corporate Governance 14 16 24 49 50 50 50 53 53 105106418

2016 ANNUAL REPORT 13

1. / Report of Corporate Governance 14

2. 105.12.31 100 165,138,388 100 5,012,313 51 2,732,374 100 4,059,739 100 185,460 100 2,235,707 100 502,451 90.02 1,812,388 100 1,000,000 15 2016 ANNUAL REPORT

16 / Report of Corporate Governance () (%) (%) 103.6.23 106.6.19 103.6.23 2,617,589,967 30.39 3,087,905,443 26.06 122,151 (%) (%) 0.0010 0 0 106418 () () 103.6.23 106.6.19 103.6.23 2,617,589,967 30.39 3,087,905,443 26.06 28,039 103.6.20 106.6.19 100.8.2 2,617,589,967 30.39 3,087,905,443 26.06 0 0 0 0 103.6.20 106.6.19 101.5.21 3,123,182 0.04 4,214,247 0.04 0 0 0 0 103.6.20 106.6.19 102.4.1 117,479,335 1.36 183,527,220 1.55 737,672 0.0002 0 0 NYU 0.0062 0 0 104.4.14 106.6.19 104.4.14 117,479,335 1.36 183,527,220 1.55 0 0 0 0 103.6.20 106.6.19 103.6.20 2,617,589,967 30.39 3,087,905,443 26.06 0 0 0 0 4 1314 1213 UCLA ()

2016 ANNUAL REPORT () 着 (%) (%) (%) 104.10.22 106.6.19 104.10.22 2,617,589,967 30.39 3,087,905,443 26.06 0 0 0 0 104.1.21 106.6.19 104.1.21 2,617,589,967 30.39 3,087,905,443 26.06 38,828 (%) 0.0003 0 0 103.6.20 106.6.19 103.6.20 0 0 0 0 0 0 0 0 () () - () 103.6.20 106.6.19 103.6.20 0 0 0 0 0 0 0 0 () 103.6.20 106.6.19 103.6.20 0 0 0 0 0 0 0 0 () 103.6.20 106.6.19 100.6.24 1,786,102 0.02 2,586,943 0.02 109,732 0.0009 0 0 103.6.20 106.6.19 103.6.20 117,479,335 1.36 183,527,220 1.55 0 0 0 0 105.2.18 106.6.19 105.2.18 117,479,335 1.36 183,527,220 1.55 511,845 105.2.18 0.0043 0 0 17

18 / Report of Corporate Governance 1. 106418 13.18%10.49% 8.53%7.04%6.25% 5.67%5.09%4.94% 4.17%3.81% 2. 106418

2016 ANNUAL REPORT 3. 106418 2 (1) 1 2 3 4 5 6 7 8 9 10 着 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 1 2 1 2 3 4 5 6 7 8 9 30 10 27 19

20 / Report of Corporate Governance () (%) (%) (%) 103.6.23 28,039 0.0002 0 0 0 0 102.9.2 101,667 0.0009 0 0 0 0 103.12.2 297,026 0.0025 0 0 0 0 EMBA 104.9.24 275,743 0.0023 0 0 0 0 104.1.29 362,077 0.0031 0 0 0 0 106418 () () 103.12.2 185,546 0.0016 233,026 0.0020 0 0 106.1.26 95,893 0.0008 0 0 0 0 104.2.5 0 0 0 0 0 0 104.8.31 172,154 0.0015 0 0 0 0 104.9.30 437,185 0.0037 95,934 0.0008 0 0 104.4.30 970,858 0.0082 0 0 0 0 103.5.7 38,585 0.0003 0 0 0 0 104.1.29 133,435 0.0011 0 0 0 0 105.4.29 35,436 0.0003 0 0 0 0 104.6.29 143,010 0.0012 104,924 0.0009 0 0 104.10.2 0 0 0 0 0 0 () ()

2016 ANNUAL REPORT 105 1. 1051231 A B C D AB CD % E F G ABC DEFG % () () () () 着 () () 4,920 11,026 0 0 76,005 76,005 72 2,276 0.59 0.65 6,612 9,650 0 0 0 0 293 0 0.64 0.72 108 ( ) () () () () () () * 1105218 2DE1,802,562 3 21

22 / Report of Corporate Governance 2,000,000 2,000,000 5,000,000 5,000,000 10,000,000 着 A+B+C+D 着 A+B+C+D+E+F+G 着 着 10,000,000 15,000,000 15,000,000 30,000,000 30,000,000 50,000,000 50,000,000 100,000,000 100,000,000 18 19 19 20 2. 1051231 A B C D ABC D 5,281 12,842 0 0 4,119 10,167 229 0 1,082 0 0.07 0.18 396 1C4,132,570 2

2016 ANNUAL REPORT 2,000,000 2,000,0005,000,000 5,000,00010,000,000 10,000,00015,000,000 15,000,00030,000,000 30,000,00050,000,000 50,000,000100,000,000 100,000,000 2 5 3. 1051231 0 555 555 0.004 4. 105 1051231 1 2 3 4 5 6 0 1,559 1,559 7 8 9 10 1. 104105 0.88%0.85% 23

24 / Report of Corporate Governance 2. 1 2 1.25 3 4 10510641817A () () () () () () () 着 () () % / 17 0 100 16 1 94.1 17 0 100 16 1 94.1 10 6 58.8 5 11 29.4 16 1 94.1 16 1 94.1 16 1 94.1 17 0 100 17 0 100 15 2 88.2 ( 17 0 100 ) () 8 9 47.1 () () 1 0 100 11 5 68.8 105218 1 105218 16

2016 ANNUAL REPORT 14 3 1. 105 1 25 2 21 104 1 14 2. 105 2 22 2 22 6 9 6 3. 105 3 28 2 23 105 2 4. 105 3 28 2 23 104 1 14 5. 105 3 28 2 23 2 13 着 6. 105 5 23 2 25 105 53 50 5 6 9 6 7. 105 6 27 2 26 6 1 9 6 8. 105 10 24 2 30 15 3 12 206 2 9. 105 11 28 2 31 106 15 1 14 10. 105 12 26 2 32 100 2 15 1 14 11. 106 1 23 2 33 105 15 1 14 12. 106 3 27 2 35 105 15 1 14 1. www.tcfhc.com.tw / 2. 103 6 20 2 15 3 1 3. 100 10 5 103 6 20 2 1 3 1 2 1% 2 % 25

26 / Report of Corporate Governance 10510641817 % / 17 0 100 17 0 100 16 1 94.12 ( ) 14 5 ( ) ( ) ( ) ( ) ( ) ( ) 106 ( ) ( ) ( ) ( ) (%) (%) 14-5 2/3 1 21 105.2.3 104 1 22 105.3.16 1. 104 2. 104 3. 104

2016 ANNUAL REPORT 14-5 2/3 4. 104 1 Bank3.0 2 1 24 105.5.11 1 26 105.7.13 1 27 105.8.16 1 30 105.11.16 1 31 105.12.14 105 1. 105 3 31 2. 105 105 2 1. 2. 106 1. 2. 3. 眾 106 27

28 / Report of Corporate Governance 14-5 2/3 1 34 106.3.15 1. 105 2. 105 1 106 3 2 3 3. 105 4. 105 5. 105 1 2 3 4 6. 1 35 106.3.24 眾 106

2016 ANNUAL REPORT 105.1.13 1. 2. 105.2.3 1. 2. 3. 104 104 1. 2. 105.3.16 1. 2. 105.4.13 1. 2. 105.5.11 1051 1. 2. 105.6.15 105.7.13 105.8.16 1. 2. 1. 2. 1. 1052 2. 105.9.7 105.9.26 1. 104 2. 104 9 105 8 3. 29

30 / Report of Corporate Governance 105.10.13 105.11.16 1. 2. 1053 1. 2. 3. 106 105.12.14 http://www.tcfhc.com.tw/corporate_governance 1. 2. 25 16 4516 1. 2.

2016 ANNUAL REPORT 47 1. 2. 106 2 20 1. 眾 2. 1. 2. : 3. 105 4. 102 9 1 5. 6. :1 30 2 30 345 6 31

32 / Report of Corporate Governance 105/10/26 105/10/26 3.0 105/09/08 105/09/08 6.0 105/11/14 105/11/14 3.0 105/10/26 105/10/26 3.0 105/07/13 105/07/13 3.0 105/06/16 105/06/16 3.0 105/11/23 105/11/23 3.0 105/11/14 105/11/14 3.0 105/10/26 105/10/26 3.0 105/08/02 105/08/02 3.0 105/10/13 105/10/13 3.0 105/05/17 105/05/17 3.0 105/12/07 105/12/07 3.0 105/11/14 105/11/14 3.0 105/12/23 105/12/23 3.0 105/10/26 105/10/26 3.0 105/11/23 105/11/23 3.0 105/10/26 105/10/26 3.0 105/10/20 105/10/20 6.0 105/11/23 105/11/23 3.0 105/10/28 105/10/28 2.0 着 105/10/26 105/10/26 3.0 105/08/05 105/08/05 3.0 105/07/29 105/07/29 3.0 105/11/23 105/11/23 3.0 105/11/14 105/11/14 3.0 105/10/28 105/10/28 2.0 105/10/26 105/10/26 3.0 105/09/13 105/09/13 105 5.0 105/09/12 105/09/12 105 4.5 105/06/01 105/06/01 3.0 105/05/25 105/05/25 3.0 105/11/14 105/11/14 3.0 105/10/26 105/10/26 3.0 105/09/23 105/09/23 3.0 105/11/14 105/11/14 3.0 105/10/26 105/10/26 3.0 105/06/17 105/06/17 3.0 105/01/26 105/01/26 105-3.0

2016 ANNUAL REPORT 105/11/23 105/11/23 3.0 105/10/26 105/10/26 3.0 105/11/23 105/11/23 3.0 105/10/26 105/10/26 3.0 105/01/06 105/01/06 3.0 105/11/23 105/11/23 3.0 105/11/14 105/11/14 3.0 105/12/01 105/12/01 3.0 105/11/23 105/11/23 3.0 105/11/14 105/11/14 3.0 105/10/28 105/10/28 2.0 105/10/26 105/10/26 3.0 105/11/14 105/11/14 3.0 105/10/26 105/10/26 3.0 105/07/13 105/07/13 3.0 105/06/16 105/06/16 3.0 105/03/03 105/03/03 ~ 3.0 105/04/12 105/04/12 3.0 105/07/20 105/07/20 3.0 105/08/30 105/08/30 3.0 105/11/25 105/11/25 3.0 105/03/21 105/03/21-3.0 105/11/25 105/11/25 3.0 105/05/03 105/05/04 12.0 105/08/30 105/08/30 3.0 105/09/06 105/09/06 2016 3.0 105/12/21 105/12/21 3.0 105/05/27 105/05/27 4.0 105/07/07 105/07/07 6.0 105/07/08 105/07/08 6.0 105/08/31 105/08/31 3.0 105/10/05 105/10/05 6.5 105/10/06 105/10/07 13.0 105/12/21 105/12/21 3.0 105/05/04 105/05/04 3.0 105/06/20 105/06/20 3.0 105/08/23 105/08/23 IFRSIASB 3.0 105/11/10 105/11/10 3.0 33

34 / Report of Corporate Governance 1. 21057 1 2 3 4 5 6 7 8 1 0 0 1 2 3 4 5 6 7 8 30 2. 1 3 2 1036201066197 / 7 0 100 7 0 100 7 0 100

2016 ANNUAL REPORT 1. 2. 12 CSR 1. 100 2. 3. 1. LED 2. 3. 4. 35

36 / Report of Corporate Governance 1. 65 2. http://www.tcfhc.com.tw : 104 GRI4.0 105 http://www.tcfhc.com.tw 1. 2.

2016 ANNUAL REPORT 1. 2. 1. 2. 1 1 1. 2. 3. 1. 2. http://www.tcfhc.com.tw/corporate_governance http://www.tcfhc.com.tw 37

38 / Report of Corporate Governance 1.

2016 ANNUAL REPORT : 1051231 106 12 31 NDF / - BSA/ AML 314a BSA - KYC 72 2 2 39

40 / Report of Corporate Governance 106 1 26 28 1 65 106 3 7 66 1 56 106 3 104 171 1 4 5 149 11202 2. 106 4 18 1. 2. 1: 103310434 1052520

2016 ANNUAL REPORT 1059132 10 1061231 2 104424180 i. ii. iii. iv. 1041210180 i. ii. iii. : i. ii. iii. 41

42 / Report of Corporate Governance 1059101202 i. ii. iii. iv. : i. ( ) ii. 105 iii. iv. 3 : 104 5 21 12 : 敍 : 3. 1 : 104 6 3 i. ii.

2016 ANNUAL REPORT 104 11 12 105 12 27 : 106 2 18 : i. 72 2 ii. 2 i. 72 2 ii. 2 : 104 1243 3 : 281 106126 106317 43

44 / Report of Corporate Governance 4. 5. 6. 105 106 4 18 1. 105222222 1 2 2. 105328223 1 2 104 3 104 4 104 5 104 6 7 105 8 9 10104 3. 105425224 1 2 3 4. 105523225 1 1051 2 3 4 10553505

2016 ANNUAL REPORT 5. 105627226 1 2 3 4 5 6. 105725227 1 2 3 4 105 5 104 6 104332,1668,713 775,05633077,5056,033105816 7. 105829228 1 2 106 3 1052 8. 105926229 1 2 3 4 5 9. 1051024230 1 2 3 4 5 45

46 / Report of Corporate Governance 10.1051128231 1 1053 2 2016RP 3 4 106 11. 1051226232 1 106 2 106 3 4 106 5 眾 106 12. 105123026 13. 106123233 1 106 2 3 4 14. 1062627 俤 10626 15. 106220234 1 2 3 106 16. 106327235 1 2 3 4 105 5 105

2016 ANNUAL REPORT 6 105355,4185,5203 5,5418,552 7 105 8 9 105 10 1063 11 106 12 106 13 3 14 106 15 105 16 眾 106 17 105 17. 105 1. 104 2. 104 0.30.7 92 92.39 105816 105914( 0.30.7) 105 624 3. 92.08 4. 77 5,05633077,505 6,033 92.35 5. 着 87.17 91.72 105816 105824 105624 47

48 / Report of Corporate Governance 105 106 4 18 14-3 2 23 105.3.28 2 25 105.5.23 2 26 105.6.27 2 27 105.7.25 2 30 105.10.24 2 32 105.12.26 2 35 106.3.27 1. 104 2. 105 1. 2. 105 3. 104 眾 106 1. 2. 105 3. 眾 106

2016 ANNUAL REPORT 105 106 4 18 眾 105.1.1-105.12.31 1 2,000 1,550 115 1,665 2 2,0004,000 - - - 3 4,0006,000 - - - 4 6,0008,000 - - - 5 8,00010,000 - - - 6 10,000 - - - 眾 1,550 0 20 0 95 115 105-905 105 1,550 104 1,870 320 (-17.11%) ( ) 280 40 49

50 / Report of Corporate Governance ( ) 1031222 1041 V 眾 1031222 105106418

2016 ANNUAL REPORT 1 () () () () () () () () () () () (103.6.23) (103.6.23) (101.5.21) (102.4.1) (104.4.14)) (103.6.20) 着 (104.10.22) (104.1.21) (103.6.20) (103.6.20) (105.2.18) (105.2.18) 202,012,505 7,991 202,012,505 1,834 202,012,505 0 275,698 0 12,006,453 48,258 12,006,453 0 202,012,505 0 202,012,505 0 202,012,505 2,540 238,303 7,178 12,006,453 0 12,006,453 0 12,006,453 0 105 0 0 0 0 0 0 0 0 0 0 106418 106418 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 (103.6.20) 0 0 0 0 (103.6.20) 0 0 0 0 (103.6.20) 0 0 0 0 103.6.23 1,834 0 0 0 102.9.2 6,651 0 0 0 103.12.2 19,431 0 0 0 104.9.24 18,039 0 0 0 104.1.29 23,687 0 0 0 103.12.2 104.10.30 (106.1.26) 106.1.26 0 0 0 0 0 0 --- 12,138 0 0 0 26,995 0 --- --- --- --- 0 0 104.2.5 (26,205) 0 0 0 104.8.31 11,262 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 --- 0 51

52 / Report of Corporate Governance 1 105 106418 104.9.30 28,600 0 0 0 104.4.30 63,514 0 0 0 103.5.7 2,524 0 0 0 104.1.29 8,729 0 0 0 102.1.2 (105.4.29) 0 0 --- --- 105.4.29 2,318 0 0 0 104.6.29 9,355 0 0 0 104.10.2 0 0 0 0 1 2 3 106418 1 2 --- --- 1 2 106418 1 2 --- --- 1 2

2016 ANNUAL REPORT 106418 1 3 ( ) ( ) 3,087,905,443 26.06 0 0 0 0 434,102,438 3.66 0 0 0 0 286,114,300 2.42 0 0 0 0 183,527,220 1.55 0 0 0 0 155,126,397 1.31 0 0 0 0 121,217,634 1.02 0 0 0 0 115,951,971 0.98 0 0 0 0 111,878,905 0.94 0 0 0 0 105,006,986 0.89 0 0 0 0 95,215,321 0.80 0 0 0 0 1 2 3 1051231 (2) 1 () () () 8,586,300,000 100 8,586,300,000 100 282,528,000 100 282,528,000 100 354,726,941 100 354,726,941 100 472,420,000 100 472,420,000 100 306,000,000 51 306,000,000 51 30,300,000 100 30,300,000 100 100,000,000 100 100,000,000 100 2,639,659 90.02 2,639,659 90.02 100 100 1 2. 53

54 / Capital Raising Capital Raising 55 59 59 59 59 59 59 59

2016 ANNUAL REPORT 106418 : 100.12 $10 12,000,000 120,000,000 6,596,825 65,968,254 6,596,825 101.08 $10 12,000,000 120,000,000 6,926,666 69,266,667 3,298,413 329,841 101.09 $10 12,000,000 120,000,000 8,126,666 81,266,667 1,200,000 101828 10101174930 101 10 8 10101208610 102.08 $10 12,000,000 120,000,000 8,614,266 86,142,667 3,250,667 325,067 1,625,333 162,533 10295 10201183440 103.08 $10 12,000,000 120,000,000 9,044,980 90,449,800 4,307,133 430,714 104.03 $10 12,000,000 120,000,000 10,544,980 105,449,800 1,500,000 103915 10301189740 10448 10401060140 104.08 $10 12,000,000 120,000,000 11,072,229 110,722,290 4,217,992 421,799 1,054,498 105,450 104910 10401189840 105.08 $10 12,000,000 120,000,000 11,847,285 118,472,850 7,750,560 775,056 105 8 24 10501209060 106418 : 11,847,285,075 152,714,925 12,000,000,000 106418 1 12 998 196,011 667 197,689 3,087,905,443 256,059,231 2,839,495,204 3,455,557,376 2,208,267,821 11,847,285,075 26.06% 2.16% 23.98% 29.16% 18.64% 100% 55

56 / Capital Raising 1. 106418 1999 53,497 12,685,725 0.11 1,0005,000 67,350 166,007,242 1.40 5,00110,000 25,219 182,740,893 1.54 10,00115,000 12,685 154,702,451 1.30 15,00120,000 7,291 127,949,372 1.08 20,00130,000 8,454 207,465,507 1.75 30,00150,000 8,028 310,080,178 2.62 50,001100,000 7,313 511,774,342 4.32 100,001200,000 4,069 561,301,702 4.74 200,001400,000 2,161 595,723,786 5.03 400,001600,000 576 277,255,513 2.34 600,001800,000 225 155,482,276 1.31 800,0011,000,000 130 116,846,337 0.99 1,000,001 691 8,467,269,751 71.47 197,689 11,847,285,075 100 2. 106418 3,087,905,443 26.06 434,102,438 3.66 286,114,300 2.42 183,527,220 1.55 155,126,397 1.31 121,217,634 1.02 115,951,971 0.98 () 111,878,905 0.94 105,006,986 0.89 95,215,321 0.80

2016 ANNUAL REPORT 105 104 106 3 31 7 15.15 16.80 15.20 1 12.70 12.55 14.00 14.06 15.25 14.65 2 16.43 16.85 16.72 8 15.78 11,847,285 10,718,393 11,847,285 3-1.16 1.22 0.29-8 1.13 1.14 0.75 8 0.3 3 0.3 8 0.7 4 12.12 12.50 50.52 5 18.75 8 50.83 6 % 5.33 8 1.97 1 2 3 4 5 6100 7 8105106 57

58 / Capital Raising 1. 106 2. 1 0.758,885,463,806 2 3%303,554,185,520 106 1. 2. 105 3. 1

2016 ANNUAL REPORT 1052,031,40476,004,914105 2 105 4. 105104 1,897,21370,984,1471041,897,213 70,984,1470 1051064183 : 1. 2. 59

60 / Operations Overview Operations Overview 61 78 78 85 90 93 93 100 101 101

2016 ANNUAL REPORT 1. 1 2 105 104 13,979,121 99.98 13,333,107 99.97 2,177 0.02 3,540 0.03 13,981,298 100.00 13,336,647 100.00 3 10667 2. 1 61

62 / Operations Overview (2) 105.12.31 104.12.31 46,844 40,520 6,324 15.61 523,232 513,583 9,649 1.88 796,974 744,683 52,291 7.02 1,367,050 1,298,786 68,264 5.26 528,106 522,423 5,683 1.09 669,212 683,101-13,889-2.03 1,197,318 1,205,524-8,206-0.68 2,564,368 2,504,310 60,058 2.40 54,743 52,802 1,941 3.68 77,951 79,326-1,375-1.73 132,694 132,128 566 0.43 2,697,062 2,636,438 60,624 2.30 85.89 86.68-0.79 A. 105.12.31 104.12.31 398,192 405,087-6,895-1.7 600,786 601,513-727 -0.12 974,355 979,515-5,160-0.53 1,625 2,005-380 -18.95 1,974,958 1,988,120-13,162-0.66 62.90 65.27-2.37 B. 105.12.31 104.12.31 2,850 2,361 489 20.71 7,699 9,190-1,491-16.22 47,096 44,543 2,553 5.73 1,088 1,942-854 -43.98 20,206 18,197 2,009 11.04 78,939 76,233 2,706 3.55 105 104 2,651 3,259-608 -18.66 6,076 7,921-1,845-23.29 92,826 94,821-1,995-2.10 101,553 106,001-4,448-4.20 DBUOBU

2016 ANNUAL REPORT 105.12.31 104.12.31 NCDCD 423,307 447,884-24,577-5.49 91,898 67,677 24,221 35.79 90,267 84,033 6,234 7.42 61,312 40,424 20,888 51.67 6,666 5,790 876 15.13 673,450 645,808 27,642 4.28 105 104 1,109 1,359-250 -18.40 () 2,452 2,190 262 11.96 13 13 0 0 15 6 9 150.00 AUM 705,700* 700,481* 5,219 0.75 1231 105 104 71,437 64,257 7,180 11.17 EDI 5,798,064 4,934,470 863,594 17.50 659,705 619,146 40,559 6.55 ATM 443,728 448,305-4,577-1.02 ACH 153,579 144,250 9,329 6.47 105 104 51,635 74,834-23,199-31.00 35,718 39,826-4,108-10.31 32,802 20,219 12,583 62.23 514 659-145 -22.00 61,773 47,979 13,794 28.75 182,442 183,517-1,075-0.59 () 177,759 165,503 12,256 7.41 105 104 30,629 27,077 3,552 13.12 VISA 63

64 / Operations Overview 105 104 105104 (%) (%) 31,402,402 76.90 29,906,851 75.84 1,495,551 5.00 6,267,528 15.35 6,410,138 16.26 ( 142,610 ) ( 2.22 ) ( 592,346 ) ( 1.45 ) 455,847 1.16 ( 1,048,193 ) ( 229.94 ) 1,202,764 2.94 633,063 1.60 569,701 89.99 1,407,642 3.45 1,243,147 3.15 164,495 13.23 () 6,351 0.02 ( 5,730 ) ( 0.01 ) 12,081 210.84 107,183 0.26 112,492 0.28 ( 5,309 ) ( 4.72 ) 285,035 0.70 240,159 0.61 44,876 18.69 748,415 1.83 437,030 1.11 311,385 71.25 40,834,974 100.00 39,432,997 100.00 1,401,977 3.56 3 10668 3. 1 ()

2016 ANNUAL REPORT 2 105 104 % % 233,536 28 244,421 35 92,509 11 76,330 11 201,803 24 148,469 22 253,807 30 207,653 30 31,782 4 16,060 2-1,717 0-11,680-2 768 0 0 0 2,061 0 0 0 () 5,041 1 0 0 8,021 1 5,775 1 () 2,093 0-1,497 0 8,596 1 6,966 1 838,300 100 692,497 100 3 106(70) 4. 1 2 105 104 483,216 52.23 676,760 74.29 144,810 15.65 152,479 16.74 64,117 6.93 60,046 6.59 230,457 24.91 15,423 1.69 1,608 0.17 2,803 0.31 968 0.11 3,492 0.38 925,176 100.00 911,003 100.00 65

66 / Operations Overview 3 106(71) 5. 1 2 105 104 % % 38,607 20 20,936 14 130,943 67 121,960 79 26,202 13 10,695 7 489 0 0 0 196,241 100 153,591 100 3 10672 6. 1 2 105 104 % % 20,606,902 50.61 19,631,064 46.26 14,803,853 36.36 17,678,585 41.66 5,309,460 13.03 5,128,984 12.08 40,720,215 100.00 42,438,633 100.00

2016 ANNUAL REPORT 105 104 % % 342,718 48.61 361,036 55.34 366,253 51.95 258,244 39.59-3,965-0.56 33,091 5.07 705,006 100.00 652,371 100.00 3 10673 7. 1 2 105 104 18,743 79.3 28,429 90.2 2,383 10.1 653 2.1 1,958 8.3 1,997 6.3 538 2.3 443 1.4 23,622 100.0 31,522 100.0 3 106(73) 8. 1 2 10561.89 18.9% 3 106(73) 106 1. 1 2 3 4 5 眾 67

68 / Operations Overview 6 7 8 9 10 11 12 Bank 3.0 13 (14) (15) (16) 2. 1 OBU AO 2

2016 ANNUAL REPORT 3 Winner-- e 4 5 e 69

70 / Operations Overview 6 Bank 3.0(EDI ) e 3. 1 2 眾 IPO 3 ETF 4

2016 ANNUAL REPORT / 5 ETF 4. 1 2 3 4 ( ) 71

72 / Operations Overview 5. 1 105126 337.291049.64%1061( ) 105 4.61 56.93 3.44 19.92 242.76 9.63 2 105431.9510413.66% 105 3 66 25 4 105106 400

2016 ANNUAL REPORT 6. 1 (FRCP) 2 3 4 7. 1 2 3 IT 4 5 8. 1 73

74 / Operations Overview 2 105106 3-1. 105 Big data Open data3.0 眾 2. 1 105104391043,442 3,430 2 105 31056 105910512 10512341.401.371.371.37104 1.421.431.461.44 3 1050.271040.230.04105 502.93104555.4352.50 4 5 眾 3. 8435 99224

2016 ANNUAL REPORT 4. 105910 - - 101/12 37 120 1,031 38 109 102/12 34 121 993 38 103 103/12 33 119 964 15 37 96 104/12 33 120 965 17 37 89 105/12 32 116 910 17 38 88 5. 9410 101 10279 100%102103 1047 6. 10523176 8 1 12,7051047.1% 2 1056,55952% 42% 3 1059,26673% 4 1056,864 54% 75

76 / Operations Overview 7. 10512387252.12 503344461.28 8. 104227 1,456.67 65%35%70%IT 9% 1. 1 105104206()347 3.0 2 2. 1 () 104 12,164 105 19,203 104 14 1. 2. (LGD) 3. 4. 5. 6. 105 12 1. 2. 3. 4. 5. 6.

2016 ANNUAL REPORT 2 10643,333 106 3. 1041051,0591,134 4. 105104165199 5. 3,547 105 104 2,856 2,651 580 433 1,120 785 142 76 25 12 ()105 6. 1041051,3301,350 7. 77

78 / Operations Overview 1066 8 101 6 105 255 105 60.09% 104 12 0.666% 105 12 0.811% 105 94.80% 105 63.95% 105 153 71.8% 4 40% ( ) 1. ()() 105272 14() 2. 1 2 眾

2016 ANNUAL REPORT 3. 106 2,640,000 () 2,094,730 () 112,000 4. 1 1061.52.0% 2 1. 106413 2. 1 ETF ETFETF ETF 79

80 / Operations Overview 2 (ETF) 3. 106 568 151 184 130 142 4. 1 255 2 1. ()() 2. 1 10512 2 10512106

2016 ANNUAL REPORT 105 1125106GDP1.87%105GDP1.35%106 0.75% 106 3 3. 106 195,850 193,450 1,025,000 525,000 21,000 4. 1 IFRS 2 3 81

82 / Operations Overview 1. ()() 2. 3. 106 938 4. 1 1047 2 3% ( ) 1. ()() 1 105 236 2 2. 1 2

2016 ANNUAL REPORT 3. 106 28,928 4. 1 2 1. ()() 2. 105 3. 106 57,171 12,800 4. 1 83

84 / Operations Overview 2 1. ()() 2. 1 10418102 2 3. 106 500 4. 1 2

2016 ANNUAL REPORT 105 104 106418 17 16 17 53.04 52.42 52.24 2.61 2.21 2.63 (%) 0 0 0 58.82 56.25 64.71 41.18 43.75 35.29 0 0 0 0 0 0 6 5 5 7 6 7 8 8 7 //// 2 2 4 8 7 8 50 22 11 (105123169106041868) 5 (e-learning) 85

86 / Operations Overview 105 104 106418 0 1,405 1,405 1,414 1,408 9 6,842 6,851 6,747 6,772 9 8,247 8,256 8,161 8,180 49.67 46.01 46.01 45.75 46.31 15.33 19.62 19.61 19.47 19.91 (%) 22.22 0.05 0.07 0.02 0.05 77.78 15.90 15.97 14.77 15.92 0 73.17 73.09 73.94 73.10 0 9.90 9.89 10.29 9.93 0 0.98 0.98 0.98 1.00 2 1,991 1,993 1,932 1,992 2 1,895 1,897 1,793 1,893 3 6,650 6,653 6,625 6,610 1 2,591 2,592 2,605 2,587 5 5,337 5,342 5,384 5,308 1 6,945 6,946 6,932 6,919 //// 10 3,790 3,800 3,511 3,871 1 6,054 6,055 5,935 6,027 0 6,310 6,310 6,198 6,284 0 2,015 2,015 2,030 2,012 / 1 2,587 2,588 2,567 2,579 2 6,194 6,196 6,124 6,154 2 5,001 5,003 4,923 4,972 0 13,888 13,888 11,584 4,936 0 3,108 3,108 1,447 338 105 104 106418 392 352 389 41.90 41.48 42.30 3.67 2.43 3.85 0.26 0 0.26 20.91 19.60 20.57 (%) 70.41 71.88 70.69 8.42 8.52 8.48 0 0 0 314 260 311 81 77 80 288 254 283 216 214 219 177 179 176

2016 ANNUAL REPORT 105 104 106418 49 50 48 5 5 5 54 55 53 48.53 48.43 48.64 6.71 5.95 6.89 (%) 0 1.82 0 18.52 16.36 20.75 72.22 70.91 69.81 9.26 10.91 9.43 0 0 0 42 39 43 32 31 34 26 25 26 1 1 1 24 24 24 19 18 20 12 12 13 13 13 13 14 13 14 13 12 14 7 7 8 7 7 8 18 15 19 5 5 5 1 1 1 2 2 2 1 1 1 4 3 4 1 1 1 2 2 2 2 1 2 OMG-Certified Professional Fundamental 1 1 1 0 0 1 0 0 1 105 104 106418 31 44 75 81 83 32.20 41.93 37.91 34.81 37.28 2.22 5.06 3.89 2.88 3.52 0 0 0 0 0 16.13 15.91 16.00 13.58 18.07 (%) 83.87 81.82 82.67 85.19 79.52 0 2.27 1.33 1.23 2.41 0 0 0 0 0 0 0 0 1 0 0 7 7 7 7 0 2 2 1 2 0 0 0 1 0 1 4 5 4 6 () 4 0 4 1 4 87

88 / Operations Overview 105 104 106418 45 43 46 42.30 41.52 42.46 2.53 2.40 2.78 (%) 0 0 0 51.11 48.84 52.17 48.89 51.16 47.83 0 0 0 0 0 0 6 6 6 30 24 30 21 20 21 11 9 11 24 24 25 2 2 2 6 5 6 1 1 1 3 3 3 1 1 1 105 104 106418 6 6 5 41.50 40.67 44.80 0.94 0.18 1.20 0 0 0 66.67 66.67 60.00 (%) 33.33 33.33 40.00 0 0 0 0 0 0 3 3 2 2 3 1 2 2 1 3 1 2 3 3 2 3 2 2 1 1 0 3 3 2 2 3 1 2 2 1 2 3 1 2 3 1 2 2 1 2 2 1 2 2 1 2 2 1 2 1 1 3 3 2 1 0 1 //// 1 2 0

2016 ANNUAL REPORT 105 104 106418 216 192 215 39.2 38.40 39.10 3.43 3.24 3.43 0 0 0 21.30 27.08 21.86 (%) 66.20 60.94 66.04 9.72 9.90 11.63 2.78 2.08 0.47 102 87 100 30 34 29 37 40 36 13 20 13 13 15 13 8 11 8 5 6 5 LOMA 5 2 5 7 8 9 4 5 4 7 7 7 / 5 8 5 4 4 4 2 2 2 CFP 2 2 2 LOMAARA 1 1 1 1 1 1 6 8 6 1 1 1 1 1 1 2 2 2 1 1 1 1 1 1 1 1 1 RFC 1 1 1 2 2 2 1 1 1 1 1 1 FRM 1 1 1 LOMA ACS 3 4 3 CISA 2 1 2 1 1 1 89

90 / Operations Overview 65 1. 2. 100 3. 4. 5. 6. () 1. LED 2. () 3.

2016 ANNUAL REPORT 105 1. 眾 105 339,527 5 14 3 2. 1051316 3. 105 4. 105-3 5. 105 6. 7. 105 0.3 8. 105 9. 105 e 10. 105 2016 11. 担 12. 91

92 / Operations Overview 13. 10516 744 14. 2016 105 15. 92 2016 GO! 16. 0-6 (http://www.tcfhc.com.tw) 1. 2.

2016 ANNUAL REPORT 105 104 105 104 6 5 1,648,367 1,719,278-4.12% 6,178 6,232 1,404,988 1,398,072 0.49% 313 284 756,930 676,988 11.81% 35 37 977,022 936,487 4.33% 31 27 863,633 909,813-5.08% 33 31 1,432,820 1,389,891 3.09% 2 2 852,253 168,011 407.26% 182 164 987,677 708,545 39.40% 110427909,8131041,377,428 2104311,389,8911041,642,904 31041011041111104 1. 1 NT SANNBU 2 WINDOWS SQL DBSharePoint 3 2. 1 A. B. AS/400R6 ServerNT Server SANNASNBU 2 IBM Z/OSLINUXUNIXOS/400AIXWINDOWSVMWARE WASMQDB2IMSCICSComm SvrADSQL DB 3 93

94 / Operations Overview 3. 1 AS/400 NT : EMC VNXe3100Synology-RS3617RPxIBM TS3100 : 2 WINDOWSLINUXOS/400 SQL DBDB2 3 4. 1 NT Hitachi HUS 110 2 WINDOWS SQL DBBorland Delphi 3 5. 1 NT IBM DS3524IBM V3700 2 WINDOWS SQL DB 3 6. 1 NT IBM TS3200IBM DS5020 2 WINDOWS SQL DB 3

2016 ANNUAL REPORT 7. 1 NT 2 WINDOWS i-sam 3 8. 1 NT NetAPPNAS 2 WINDOWSLINUX SQL DBORACLE 3 1. 1 2 3 2. 1 2 BANK3.0 3 4 5 6 7 8 THIN CLIENTPC 9 95

96 / Operations Overview 3. 1 2 3 4. 1 2 3 4 5. 1 2 3 VPN 6. () 7. 8. 1 2 3 4 Rule Engine 5 6 7 8

2016 ANNUAL REPORT 9 Windows 10 Windows 7 10 11 APP APP 1. 1 2 2. 1 2 3. 1 :ISP 97

98 / Operations Overview 2 Websense DLP BlueCoat ProxySGProxyAV Symantec Endpoint Protection 24OP 4. 1 DoubleTake 2 IP Guard FortiGate Palo Alto Symatec Endpoint ProtectionISP DDoS UPS 5. 1 2 VPN

2016 ANNUAL REPORT 6. 1 DR Site DR Drill 2 7. 1 2 8. 1 VM WAREVM GUESTStorageReplicationSymantec backup exec 2 Cacti CheckPoint x7asa x 1 HP TP-PointerN2600 McAfee 24 99

100 / Operations Overview 1. 1 2 3 4 3 2. 1 2 3 3. 4. 1 2 105 106 4 18 10310354 54,49830,500( )105413

2016 ANNUAL REPORT 105 104 103 102 101 103 102 101 0.43 0.43 0.34 0.28 0.26 - - 0.26 6.68 7.12 6.41 5.67 5.63 - - 5.54 0.40 0.41 0.35 0.28 0.26 - - 0.27 (1) 6.66 6.04 - - - 5.66 5.05 2.62 1.25 1.21 0.96 0.84 0.70 - - 0.74 1.08 1.52 0.17 0.68 ( 1.26 ) - - ( 1.74 ) 0.55 0.59 0.32 0.23 ( 0.19 ) - - ( 0.19 ) 5.45 ( 5.59 ) ( 18.31 ) ( 24.37 ) ( 27.39 ) - - ( 27.39 ) (2) 0.32 ( 0.21 ) - - - - - - 7.27 7.72 6.70 5.78 5.62 - - 5.52 7.22 7.65 6.72 5.85 5.71 - - 5.61 6.72 7.28 6.99 5.94 6.19 - - 6.07 (1) 10.74 10.82 - - - 8.04 6.39 3.75 10.57 10.21 7.31 6.23 5.75 - - 5.75 3.46 4.15 0.48 1.64 ( 2.29 ) - - ( 2.23 ) 10.17 11.22 6.39 4.18 ( 3.46 ) - - ( 3.45 ) 5.92 ( 6.06 ) ( 19.76 ) ( 26.20 ) ( 29.78 ) - - ( 29.78 ) (2) 0.32 ( 0.21 ) - - - - - - 132.60 137.55 132.88 126.43 130.02 - - 130.02 12.91 12.64 12.74 12.26 12.63 - - 12.63 16.31 15.76 16.44 19.07 15.46 - - 15.46 421.28 691.10 758.08 809.30 984.20 - - 984.20 1,015.54 887.02 695.92 566.45 447.96 - - 447.96 107.02 107.44 105.42 103.40 101.94 - - 101.87 0.37 0.34 0.38 0.65 0.72 - - 0.72 321.27 312.30 310.26 165.55 143.61 - - 143.61 1104(IFRSs) 2104101 3 101

Financial Status 103 106 121 122 229 105 105 1051064 18

2016 ANNUAL REPORT ( ) 1 105 104 103 102 101 350,876,090 750,210,096 730,456,372 749,165,110 742,646,676 54,427,847 37,138,694 62,603,553 56,218,820 67,985,175-178,645,924 152,087,557 126,818,812 115,688,301 110,705,524 1,298,413 1,346,831 2,322,745 417,288 2,067,432-26,034,155 23,484,726 24,735,185 25,289,967 27,424,160 1,292,964 1,217,277 1,676,447 1,626,802 1,427,673-1,966,819,818 1,981,115,609 1,860,748,281 1,905,442,305 1,867,116,105-8,034 27,088 18,056 1,057 10,109 512,635,209 45,199,348 22,066,804 10,565,019 14,462,544 121,381 122,023 115,905 106,127 99,556-199,782,619 191,284,181 196,758,103 159,529,468 104,538,650-3,739,784 3,570,167 2,714,707 2,750,709 1,152,374-38,233,003 39,485,980 40,312,130 38,909,695 39,842,832 3,616,843 3,683,142 3,765,773 3,801,728 3,788,452 1,114,522 1,328,980 1,142,191 1,129,579 1,146,942-2,680,479 3,793,581 5,910,142 2,434,725 2,339,667 3,341,327,085 3,235,095,280 3,082,165,206 3,073,076,700 2,986,753,871 234,035,185 204,595,814 182,820,696 245,541,110 236,448,850 15,131,105 15,513,219 6,730,193 2,307,488 3,592,769 44,139,415 51,141,231 46,390,229 50,441,240 51,380,691-16,515,191 15,557,051 12,177,863 7,120,706 1,821,456 48,439,269 38,665,035 45,499,471 39,756,520 49,250,269 248,785 1,349,570 104,927 328,318 766,758 2,562,587,776 2,502,775,090 2,396,440,749 2,338,512,889 2,273,480,798 74,610,000 69,610,000 92,110,000 97,880,000 110,080,000 1,328,384 851,606 922,008 150,000 3,783,000 50,334,071 54,947,799 59,454,738 66,060,582 64,268,634 90,127,625 84,646,193 75,942,974 67,710,055 42,077,539 3,313,792 3,529,676 3,598,327 3,489,088 3,507,794 2,035,626 1,591,110 1,386,405 1,412,651 1,755,221 3,142,846,224 3,044,773,394 2,923,578,580 2,920,710,647 2,842,213,779 (2) 3,048,095,063 2,928,851,070 2,925,017,780 2,845,464,446 194,677,998 186,594,431 155,351,323 149,305,746 141,268,096 118,472,850 110,722,290 90,449,800 86,142,667 81,266,667 (2) 118,472,850 95,722,290 90,449,800 86,142,667 57,964,343 57,964,343 51,818,091 56,125,224 57,853,927 (2) 57,964,343 50,763,593 51,818,091 56,228,594 18,864,961 16,218,733 13,247,885 7,371,713 8,282,021 (2) 5,146,504 3,757,403 3,064,580 1,780,687 (624,156) 1,689,065 ( 164,453 ) ( 333,858 ) 1,001,491 - - - - ( 7,136,010 ) 3,802,863 3,727,455 3,235,303 3,060,307 3,271,996 198,480,861 190,321,886 158,586,626 152,366,053 144,540,092 (2) 187,000,217 153,314,136 148,058,920 141,289,425 1101103104105 2105 103

104 / Financial Status (2) 105 104 103 102 101 52,349,758 53,415,061 52,927,408 49,143,883 49,410,679 ( 18,938,566 ) ( 21,340,692 ) ( 23,156,579 ) ( 21,725,000 ) ( 21,540,499 ) 33,411,192 32,074,369 29,770,829 27,418,883 27,870,180 9,172,541 6,248,325 5,715,644 7,435,801 7,930,509 42,583,733 38,322,694 35,486,473 34,854,684 35,800,689 ( 3,970,570 ) ( 2,224,992 ) ( 6,426,454 ) ( 3,476,057 ) ( 3,500,637 ) 2,002,856 4,343,586 6,319,674 585,998 ( 1,003,607 ) ( 24,389,933 ) ( 24,829,668 ) ( 23,314,285 ) ( 21,949,795 ) ( 22,502,468 ) 16,226,086 15,611,620 12,065,408 10,014,830 8,793,977 ( 2,086,923 ) ( 2,149,909 ) ( 1,651,340 ) ( 1,432,169 ) ( 1,400,969 ) 14,139,163 13,461,711 10,414,068 8,582,661 7,393,008 ( 2,623,699 ) 1,345,289 268,558 ( 1,246,831 ) 686,303 11,515,464 14,807,000 10,682,626 7,335,830 8,079,311 13,764,795 13,079,052 10,237,424 8,496,667 7,417,442 374,368 382,659 176,644 85,994 ( 24,434 ) 11,405,236 14,314,848 10,372,542 7,547,519 7,830,879 110,228 492,152 310,084 ( 211,689 ) 248,432 ()(2) 1.16 1.14 1.01 0.85 0.84 1101103104105 2 ( ) - 1 (1) 101 742,646,676 68,153,168 2,067,432 110,605,494-26,610,993-1,867,116,105 14,462,544 99,556-2 37,167,520 3,788,452-104,572,208-6,301,015 2,983,591,163 236,448,850-1,821,456 2,273,480,798 3,592,769

2016 ANNUAL REPORT (1) 101 51,380,691 47,447,331 110,080,000 42,077,539 56,002,619 3,783,000 2,683,081 4,896,654 2,833,694,788 2,836,945,455 81,266,667 86,142,667 57,853,927 56,228,594 7,587,747 1,086,413 ( 84,551 ) 3,272,585 149,896,375 146,645,708 1101 2101315647,363 2 - (1) 101 26,300,348 9,199,322 ( 4,634,193 ) ( 20,891,839 ) ( 1,003,607 ) 8,970,031 ( 1,434,021 ) 7,536,010-7,536,010 7,561,380 ( 25,370 ) ()(2) 0.86 ()(3) 0.86 1101 2 396052 105

106 / Financial Status ( ) 2 1 105 104 103 102 101 () 0.013 0.012 0.012 0.012 0.012 (%) 77.63 79.97 78.57 82.33 82.84 (%) 0.37 0.34 0.38 0.64 0.72 (%) 0 0 0 0 0 () 4,684 4,251 3,881 3,860 3,929 () 1,555 1,493 1,139 950 811 (%) 0.43 0.43 0.34 0.28 0.26 (%) 7.27 7.72 6.70 5.78 5.62 (%) 33.20 35.13 29.35 24.62 20.65 () 1.16 1.14 1.01 0.85 0.84 (%) 94.06 94.12 94.85 95.04 95.16 (%) 1,583.45 1,599.80 1,843.52 1,916.90 1,966.38 (%) 107.02 107.44 105.42 103.40 101.94 41(%) - - - - - (%) 250.31 259.05 293.23 319.17 355.88 (%) 100.41 100.53 100.40 100.29 100.16 (%) 3.28 4.96 0.30 2.89 6.91 (%) 3.94 29.39 20.48 13.88 - (%) - 41.31-9.80 4.89 (%) - 223.46-428.59 455.44 (%) - 4,821.48-309.36 135.14 (%) 6.95 7.11 7.38 7.97 8.40 (%) 5.91 6.08 5.35 5.82 5.95 (%) 6.53 6.67 7.15 7.42 7.70 (%) 6.86 7.09 6.96 7.54 7.81 20% 1. 105104104 2. 105104103 3. 105103 1 101105 2 1. (1) (2) (3) (4) (5) 2. (1) (2) (3) (4) () (3) 3. (1) (2) (3) 3637 4. (1) () (2) (+) 5. (1) () (2) ()

2016 ANNUAL REPORT 6. (1) ( ) (2) ( ) (3) 7. (1) (2) (3) (4) 8. 3 1. 2. 3. 4. () ( ) - 1 2 101 () 0.012 (%) 82.84 (%) 0.72 (%) 0 () 3,896 () 827 (%) 0.26 (%) 5.52 (%) 21.23 () 0.86 (%) 94.98 (%) 1,890.44 (%) 101.87 41(%) - (%) 332.91 (%) 100.15 (%) 7.02 (%) 2,176.40 (%) ( 8.81 ) (%) ( 162.01 ) (%) ( 25.78 ) (%) 8.45 (%) 6.13 (%) 7.70 (%) 7.81 1 101 2 1. (1) (2) (3) (4) (5) 2. (1) (2) (3) (4) ()(3) 3. (1) (2) (3) 3637 107

108 / Financial Status 4. (1) () (2) (+) 5. (1) () (2) () 6. (1) ( ) (2) ( ) (3) 7. (1) (2) (3) (4) 8. 3 1. 2. 3. 4. () ( ) : 105 104 103 102 101 12.91% 12.64% 12.74% 12.26% 12.63% 16.31% 15.76% 16.44% 19.07% 15.46% 421.28% 691.10% 758.08% 809.30% 984.20% 1,015.54% 887.02% 695.92% 566.45% 447.96% 237,632,243 229,564,943 213,963,528 210,163,324 203,386,952 5,187,936 4,914,554 4,507,880 4,314,041 3,306,735 4,702,452 4,526,871 2,570,035 2,517,505 2,464,603 3,387,679 3,177,251 2,888,241 4,559,662 4,276,966 7,441,805 6,929,967 6,071,315 5,467,363 4,843,345 355,016 334,606 353,887 309,440 402,749 1,007,757 997,861 221,478,754 210,340,852 187,258,115 180,797,368 175,686,248 158,731,816 145,277,688 134,361,382 137,172,233 128,793,957 2,545,028 2,494,769 2,193,065 1,809,355 1,711,011 1,674,345 982,532 508,529 466,610 375,626 2,623,819 2,671,546 2,760,839 2,464,953 2,989,395 1,465,588 1,562,528 1,744,820 1,930,398 2,162,414 194,043 180,369 191,878 165,645 216,759 505,700 499,772 375,375,388 353,383,758 304,697,839 297,380,857 284,494,632 132.60% 137.55% 132.88% 126.43% 130.02% 46 1. 2. + 3.

2016 ANNUAL REPORT 1051231 1051231 432,845,000 222.34 FEDERAL HOME LOAN MORTGAGE CORP. 4,798,398 2.46 147,829,606 75.94 4,729,821 2.43 83,531,219 42.91 4,626,512 2.38 62,968,985 32.35 4,532,300 2.33 48,605,978 24.97 4,470,752 2.30 26,767,907 13.75 EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,438,576 2.28 21,468,706 11.03 4,271,891 2.19 10,598,616 5.44 4,073,589 2.09 8,766,256 4.50 FORMOSA GROUP(CAYMAN) LTD. 3,866,400 1.99 7,682,018 3.95 3,660,795 1.88 7,641,430 3.93 3,497,073 1.80 7,138,394 3.67 BANK OF AMERICA N.A. 3,348,459 1.72 6,910,000 3.55 3,348,196 1.72 6,479,890 3.33 3,269,392 1.68 5,821,942 2.99 3,189,150 1.64 5,811,904 2.99 3,179,856 1.63 5,659,458 2.91 3,121,150 1.60 5,600,000 2.88 US TREASURY 3,077,527 1.58 GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 5,094,631 2.62 3,007,000 1.54 4,807,000 2.47 3,003,000 1.54 10,761,716 5.53 3,853,023 1.98 8,554,035 4.39 3,853,023 1.98 4,228,089 2.17 3,853,023 1.98 4,101,759 2.11 3,665,559 1.88 4,098,660 2.11 3,657,528 1.88 3,858,384 1.98 17,620,038 9.05 CHINA STEEL CORPORATION INDIA PRIVATE LTD. 13,145,719 6.75 FORMOSA HA TINH (CAYMAN) LTD. 16,712,124 8.58 CSE TRANSPORT CORP. 13,145,719 6.75 16,601,886 8.53 13,140,719 6.75 16,601,886 8.53 12,879,902 6.62 CLEVO (CAYMAN ISLANDS) HOLDING COMPANY 16,310,019 8.38 12,684,440 6.52 EVERGREEN MARINE (UK) LTD. 16,230,662 8.34 12,480,487 6.41 15,862,967 8.15 12,480,487 6.41 13,399,435 6.88 12,480,487 6.41 13,325,674 6.84 12,390,056 6.36 13,145,719 6.75 12,238,925 6.29 109

110 / Financial Status 12,023,634 6.18 5,975,052 3.07 11,971,041 6.15 5,925,275 3.04 11,887,589 6.11 5,811,904 2.99 11,779,493 6.05 5,664,458 2.91 11,520,646 5.92 5,644,664 2.90 10,703,309 5.50 5,600,000 2.88 10,633,026 5.46 5,543,090 2.85 10,538,589 5.41 5,536,837 2.84 10,401,041 5.34 5,421,997 2.79 10,394,064 5.34 5,322,683 2.73 10,389,279 5.34 5,239,040 2.69 10,082,696 5.18 5,199,856 2.67 9,245,600 4.75 5,151,268 2.65 8,847,353 4.54 5,147,775 2.64 8,747,360 4.49 KUANG MING (LIBERIA) CORP. 5,147,775 2.64 8,701,061 4.47 5,070,545 2.60 8,550,471 4.39 5,054,079 2.60 8,393,481 4.31 5,046,775 2.59 8,371,471 4.30 5,038,755 2.59 8,371,471 4.30 5,028,920 2.58 8,197,538 4.21 5,015,947 2.58 8,147,268 4.18 4,703,671 2.42 YIEH PHUI (HONG KONG) HOLDINGS LTD. 8,043,803 4.13 4,653,671 2.39 7,741,423 3.98 4,602,991 2.36 7,582,129 3.89 4,561,946 2.34 7,582,129 3.89 4,533,300 2.33 7,335,856 3.77 4,521,269 2.32 6,926,268 3.56 WAN HAI LINE (SINGAPORE) PTE LTD. 4,521,269 2.32 6,916,268 3.55 EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,438,576 2.28 6,857,692 3.52 4,432,636 2.28 6,777,463 3.48 4,349,592 2.23 6,777,370 3.48 4,280,791 2.20 6,479,890 3.33 4,252,777 2.18 6,374,922 3.27 4,218,541 2.17 6,261,989 3.22 4,192,926 2.15 6,198,728 3.18 4,188,291 2.15 6,120,202 3.14 4,148,589 2.13 6,105,054 3.14 4,148,589 2.13 6,069,861 3.12 4,148,589 2.13 6,045,396 3.11 4,058,384 2.08 6,043,776 3.10 4,016,748 2.06 5,975,052 3.07 4,000,172 2.05

2016 ANNUAL REPORT 3,946,280 2.03 3,646,217 1.87 3,911,338 2.01 3,520,950 1.81 3,900,246 2.00 3,463,634 1.78 DA LI DEVELOPMTNE LLC 3,892,701 2.00 3,435,096 1.76 3,890,212 2.00 3,433,984 1.76 3,838,367 1.97 3,388,196 1.74 SPINNAKER PESCADORES S. A. PANAMA 3,838,367 1.97 3,372,099 1.73 3,788,562 1.95 BANK OF AMERICA N.A. 3,348,459 1.72 DA LI INTERNATIONAL LLC 3,784,842 1.94 3,348,196 1.72 3,775,842 1.94 3,339,558 1.72 3,775,842 1.94 3,338,722 1.71 (OTC-15-0007) 3,774,066 1.94 3,287,663 1.69 3,771,700 1.94 DONG LIEN MARITIME S.A. PANAMA 3,237,793 1.66 3,766,724 1.93 3,196,828 1.64 TCC INTERNATIONAL HOLDINGS LTD. 3,765,629 1.93 3,196,828 1.64 TCC INTERNATIONAL LTD. 3,765,629 1.93 3,195,156 1.64 3,763,312 1.93 ABN AMRO BANK N.V. 3,167,978 1.63 3,757,911 1.93 3,141,405 1.61 3,724,758 1.91 3,139,602 1.61 3,724,758 1.91 3,136,639 1.61 3,709,412 1.91 3,087,148 1.59 CHAILEASE HOLDING CORP., LTD. 3,709,412 1.91 3,060,037 1.57 3,662,302 1.88 3,029,146 1.56 3,662,302 1.88 3,006,687 1.54 3,661,000 1.88 1041231 1041231 443,715,000 237.80 9,688,017 5.19 101,602,695 54.45 8,989,884 4.82 85,111,282 45.61 8,046,085 4.31 55,502,774 29.75 7,489,444 4.01 53,209,426 28.52 6,906,728 3.70 31,279,902 16.76 6,600,000 3.54 14,480,000 7.76 6,260,063 3.35 13,334,885 7.15 5,821,942 3.12 11,269,097 6.04 5,482,929 2.94 9,950,700 5.33 5,222,220 2.80 111

112 / Financial Status 4,907,796 2.63 3,409,484 1.83 EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,891,671 2.62 3,406,220 1.83 4,807,000 2.58 BANK OF COMMUNICATIONS COMPANY LTD. 3,361,794 1.80 4,688,644 2.51 3,270,765 1.75 4,529,851 2.43 FORMOSA GROUP(CAYMAN) LTD. 3,235,392 1.73 3,915,000 2.10 US TREASURY 3,203,545 1.72 3,860,000 2.07 3,177,800 1.70 3,696,229 1.98 3,111,306 1.67 BANK OF AMERICA N.A. 3,662,158 1.96 3,063,051 1.64 3,624,505 1.94 3,050,381 1.63 3,507,772 1.88 3,001,430 1.61 3,449,331 1.85 11,444,478 6.13 4,776,834 2.56 9,690,731 5.19 3,101,764 1.66 4,879,057 2.61 18,488,968 9.91 10,251,769 5.49 EVERGREEN MARINE (UK) LTD. 17,579,787 9.42 10,251,769 5.49 17,265,832 9.25 9,953,746 5.33 17,265,832 9.25 9,901,026 5.31 CLEVO (CAYMAN ISLANDS) HOLDING COMPANY 16,386,181 8.78 9,813,613 5.26 15,892,981 8.52 9,596,440 5.14 14,662,825 7.86 9,565,651 5.13 14,096,381 7.55 9,067,016 4.86 13,838,065 7.42 8,860,063 4.75 13,456,034 7.21 8,801,176 4.72 13,423,814 7.19 8,784,568 4.71 CHINA STEEL CORPORATION INDIA PRIVATE LTD. 13,423,814 7.19 8,737,977 4.68 CSE TRANSPORT CORP. 13,423,814 7.19 8,547,142 4.58 13,383,814 7.17 8,457,380 4.53 13,166,368 7.06 AUO SUNPOWER SDN.BHD. 8,440,645 4.52 13,066,172 7.00 YIEH PHUI (HONG KONG) HOLDINGS LTD. 8,410,078 4.51 12,275,178 6.58 8,128,004 4.36 12,232,796 6.56 8,053,319 4.32 11,872,610 6.36 8,046,104 4.31 11,269,097 6.04 7,986,011 4.28 10,985,198 5.89 7,986,011 4.28 10,935,836 5.86 7,964,180 4.27 10,536,863 5.65 7,901,047 4.23 10,523,938 5.64 7,872,313 4.22 10,279,720 5.51 7,851,790 4.21

2016 ANNUAL REPORT 7,426,626 3.98 4,870,536 2.61 7,251,065 3.89 4,785,528 2.56 TCC INTERNATIONAL LTD. 7,179,678 3.85 4,759,286 2.55 7,101,730 3.81 GREENCOMPASS MARINE S.A. 4,749,051 2.55 7,081,066 3.79 4,630,421 2.48 6,906,728 3.70 4,566,855 2.45 6,782,904 3.64 4,558,624 2.44 6,600,000 3.54 4,532,207 2.43 6,265,563 3.36 4,532,207 2.43 6,175,943 3.31 INTEPLAST GROUP INC. 4,323,322 2.32 6,092,944 3.27 4,314,576 2.31 6,028,878 3.23 4,232,366 2.27 6,023,599 3.23 4,230,887 2.27 KUANG MING (LIBERIA) CORP. 6,023,599 3.23 4,208,078 2.26 5,989,600 3.21 4,208,078 2.26 5,796,504 3.11 4,168,443 2.23 5,767,009 3.09 4,120,381 2.21 5,752,987 3.08 4,118,334 2.21 5,734,745 3.07 4,101,032 2.20 5,734,745 3.07 4,054,624 2.17 5,600,574 3.00 4,035,953 2.16 5,495,008 2.94 4,025,161 2.16 5,458,211 2.93 SPINNAKER PESCADORES S. A. PANAMA 4,025,161 2.16 WAN HAI LINE (SINGAPORE) PTE. LTD. 5,458,211 2.93 3,997,731 2.14 5,405,329 2.90 3,984,601 2.14 5,383,055 2.88 3,904,567 2.09 5,318,217 2.85 3,868,229 2.07 5,239,758 2.81 3,858,404 2.07 5,223,220 2.80 3,851,127 2.06 5,178,961 2.78 3,846,668 2.06 5,178,961 2.78 3,846,668 2.06 5,149,970 2.76 3,840,073 2.06 5,096,015 2.73 3,825,721 2.05 5,078,586 2.72 3,784,460 2.03 5,075,358 2.72 3,770,812 2.02 4,947,796 2.65 3,674,243 1.97 4,944,290 2.65 CHAILEASE HOLDING COMPANY LTD. 3,674,243 1.97 4,935,197 2.64 3,674,083 1.97 4,915,632 2.63 BANK OF AMERICA N.A. 3,662,158 1.96 4,908,132 2.63 3,611,624 1.94 4,906,320 2.63 3,606,474 1.93 4,906,220 2.63 3,604,757 1.93 EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,891,671 2.62 3,550,274 1.90 113

114 / Financial Status GENERAL INTERFACE SOLUTION LTD. 3,468,045 1.86 3,292,399 1.76 3,461,504 1.86 (OTC-15-0007) 3,280,664 1.76 3,420,929 1.83 3,225,051 1.73 3,413,748 1.83 3,177,800 1.70 3,382,438 1.81 3,160,186 1.69 3,382,422 1.81 3,143,813 1.68 DONG LIEN MARITIME S.A. PANAMA 3,378,236 1.81 3,140,700 1.68 3,377,705 1.81 3,124,621 1.67 3,373,546 1.81 3,116,206 1.67 3,358,595 1.80 3,076,051 1.65 3,334,889 1.79 3,066,831 1.64 3,324,760 1.78 ABN AMRO BANK N.V. 3,032,338 1.63 3,304,515 1.77 3,006,892 1.61 1031231 1031231 461,665,000 297.17 4,807,000 3.09 93,662,946 60.29 4,500,000 2.90 89,437,588 57.57 4,384,543 2.82 55,351,408 35.63 EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,358,187 2.81 53,394,981 34.37 4,332,220 2.79 30,597,285 19.70 4,304,895 2.77 12,109,720 7.79 4,065,000 2.62 10,986,566 7.07 4,025,738 2.59 10,500,241 6.76 3,935,349 2.53 10,000,000 6.44 3,777,956 2.43 8,597,517 5.53 3,595,952 2.31 8,253,474 5.31 3,564,277 2.29 7,499,133 4.83 3,492,218 2.25 6,941,406 4.47 3,417,000 2.20 6,765,857 4.36 3,415,408 2.20 6,079,877 3.91 3,358,243 2.16 5,560,792 3.58 8,601,455 5.54 3,877,956 2.50 4,639,011 2.99 EVERGREEN MARINE (UK) LTD. 18,968,581 12.21 17,269,402 11.12 18,472,862 11.89 17,269,402 11.12

2016 ANNUAL REPORT 15,667,297 10.08 YIEH PHUI (HONG KONG) HOLDINGS LTD. 7,543,296 4.86 15,038,655 9.68 7,499,133 4.83 13,169,522 8.48 7,294,192 4.70 12,742,958 8.20 TCC INTERNATIONAL LTD. 7,268,850 4.68 12,519,103 8.06 6,946,906 4.47 12,519,103 8.06 6,741,882 4.34 CHINA STEEL CORPORATION INDIA PRIVATE LTD. 12,519,103 8.06 6,730,918 4.33 CSE TRANSPORT CORP. 12,519,103 8.06 KUANG MING (LIBERIA) CORP. 6,405,251 4.12 12,512,307 8.05 6,232,066 4.01 11,835,297 7.62 6,232,066 4.01 CSEI TRANSPORT (PANAMA) CORP. 11,463,437 7.38 6,169,431 3.97 11,441,406 7.36 WAN HAI LINE (SINGAPORE) PTE. LTD. 6,169,431 3.97 11,406,431 7.34 6,122,337 3.94 10,820,509 6.97 5,873,679 3.78 10,401,354 6.70 5,873,679 3.78 9,913,471 6.38 5,843,700 3.76 9,913,471 6.38 5,828,788 3.75 9,817,526 6.32 5,633,789 3.63 9,534,676 6.14 5,593,922 3.60 9,499,622 6.11 5,532,000 3.56 AUO SUNPOWER SDN.BHD. 9,013,554 5.80 5,444,667 3.50 8,979,223 5.78 5,422,737 3.49 8,934,049 5.75 5,223,964 3.36 M.SETEK CORP.,LTD. 8,801,274 5.67 5,122,440 3.30 8,765,196 5.64 5,108,883 3.29 8,753,474 5.63 5,108,883 3.29 8,707,872 5.61 5,083,620 3.27 8,689,438 5.59 4,974,330 3.20 8,648,218 5.57 4,968,828 3.20 8,617,490 5.55 4,959,407 3.19 8,425,445 5.42 4,938,543 3.18 8,343,313 5.37 4,936,925 3.18 8,207,413 5.28 4,925,270 3.17 8,187,695 5.27 4,822,440 3.10 8,134,764 5.24 4,708,149 3.03 8,039,031 5.17 4,658,328 3.00 8,037,772 5.17 4,594,021 2.96 7,762,696 5.00 4,562,888 2.94 7,742,337 4.98 4,493,937 2.89 7,715,957 4.97 NAN YA PLASTICS (HONG KONG) CORP. LTD. 4,416,669 2.84 LEADTEK GLOBAL GROUP LTD. 7,715,957 4.97 EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,358,187 2.81 115

116 / Financial Status 4,326,614 2.79 3,575,276 2.30 4,311,691 2.78 3,566,277 2.30 4,269,000 2.75 FORMOSA PLASTICS CORP. USA 3,550,642 2.29 4,251,757 2.74 INTEPLAST GROUP INC. 3,537,493 2.28 4,247,645 2.73 TCC INTL HOLDINGS LTD. 3,476,051 2.24 4,235,422 2.73 3,339,595 2.15 4,219,581 2.72 CAYMAN PRESIDENT HOLDINGS LTD. 3,311,778 2.13 4,171,897 2.69 3,276,913 2.11 4,141,615 2.67 3,245,593 2.09 4,141,615 2.67 3,221,234 2.07 4,133,317 2.66 3,213,934 2.07 4,121,818 2.65 3,195,177 2.06 4,121,818 2.65 ABN AMRO BANK N.V. 3,184,956 2.05 3,928,682 2.53 RBS. LONDON 3,184,956 2.05 3,852,340 2.48 3,174,934 2.04 3,845,759 2.48 3,164,483 2.04 3,798,252 2.44 3,161,852 2.04 SPINNAKER PESCADORES S. A. PANAMA 3,798,252 2.44 3,124,353 2.01 3,792,751 2.44 DONG LIEN MARITIME S.A. PANAMA 3,109,542 2.00 3,718,648 2.39 3,095,289 1.99 YOSUN HONG KONG CORP. LTD. 3,692,020 2.38 3,093,859 1.99 3,686,849 2.37 3,070,730 1.98 YOSUN SINGAPORE PTE. LTD. 3,682,524 2.37 3,042,752 1.96 3,643,655 2.35 3,042,728 1.96 SMART IDEA HOLDINGS LTD. 3,612,788 2.33 3,016,081 1.94 3,610,664 2.32 3,013,521 1.94 3,610,664 2.32 3,001,357 1.93 3,607,605 2.32 1021231 1021231 484,850,000 324.74 9,129,680 6.11 123,791,936 82.91 8,044,175 5.39 86,860,200 58.18 7,875,466 5.27 55,741,670 37.33 7,706,623 5.16 55,001,962 36.84 7,437,799 4.98 40,080,191 26.84 7,072,689 4.74 12,109,720 8.11 6,846,811 4.59 11,210,000 7.51 6,603,405 4.42 9,851,973 6.60 5,985,487 4.01 9,481,644 6.35 5,599,000 3.75

2016 ANNUAL REPORT 5,000,000 3.35 3,555,200 2.38 4,973,419 3.33 3,554,676 2.38 4,961,502 3.32 3,496,749 2.34 4,807,000 3.22 3,392,457 2.27 4,644,215 3.11 3,339,277 2.24 4,500,000 3.01 3,142,812 2.10 4,153,952 2.78 EVERGREEN MARINE 3,019,692 2.02 (SINGAPORE) PTE.LTD. 4,069,500 2.73 3,000,000 2.01 7,710,790 5.16 4,537,705 3.04 31,200,483 20.90 10,327,118 6.92 29,069,598 19.47 10,156,512 6.80 26,638,313 17.84 M.SETEK CORP.,LTD. 10,066,880 6.74 26,272,488 17.60 9,999,530 6.70 24,273,287 16.26 9,958,168 6.67 24,262,528 16.25 AUO SUNPOWER SDN.BHD. 9,915,872 6.64 21,117,190 14.14 9,516,820 6.37 20,917,418 14.01 9,199,178 6.16 19,418,244 13.01 9,053,640 6.06 18,767,423 12.57 8,965,270 6.00 18,620,444 12.47 8,899,480 5.96 18,333,602 12.28 8,879,727 5.95 CHINA STEEL CORPORATION INDIA 18,333,602 12.28 NAN YA PLASTICS (HONG KONG) 8,798,502 5.89 PRIVATE LTD. CORP. LTD. CSE TRANSPORT CORP. 18,333,602 12.28 8,758,694 5.87 18,323,602 12.27 8,703,146 5.83 18,233,206 12.21 8,677,163 5.81 CSEI TRANSPORT (PANAMA) 16,198,376 10.85 8,618,683 5.77 CORP. 15,921,422 10.66 8,597,689 5.76 PACIFIC CHINA HOLDINGS LTD. 15,523,974 10.40 8,592,666 5.76 EVERGREEN MARINE (UK) LTD. 14,352,333 9.61 8,592,666 5.76 13,427,330 8.99 8,546,567 5.72 12,869,396 8.62 8,403,187 5.63 12,848,885 8.61 8,398,533 5.63 12,756,591 8.54 8,162,075 5.47 12,649,083 8.47 8,026,011 5.38 12,649,083 8.47 7,932,350 5.31 11,937,799 8.00 7,708,972 5.16 11,659,440 7.81 7,555,270 5.06 11,313,082 7.58 7,516,581 5.03 11,284,974 7.56 7,442,999 4.99 10,963,305 7.34 7,358,113 4.93 10,797,434 7.23 7,264,277 4.87 10,769,937 7.21 7,146,617 4.79 LEADTEK GLOBAL GROUP LTD. 10,747,294 7.20 6,494,982 4.35 10,690,002 7.16 6,378,468 4.27 10,608,136 7.10 6,262,471 4.19 10,350,231 6.93 6,098,382 4.08 117

118 / Financial Status 5,893,221 3.95 FORMOSA PLASTICS CORP. USA 3,757,565 2.52 5,849,972 3.92 3,751,823 2.51 KUANG MING (LIBERIA) CORP. 5,849,972 3.92 SPINNAKER PESCADORES S. A. 3,751,823 2.51 PANAMA 5,790,223 3.88 3,676,482 2.46 5,789,156 3.88 TCC INT'L HOLDINGS LTD. 3,675,967 2.46 5,727,778 3.84 3,633,216 2.43 5,713,763 3.83 3,590,265 2.40 5,703,757 3.82 NI-PRESIDENT SOUTHEAST ASIA 3,578,636 2.40 HOLDINGS LTD. 5,551,745 3.72 3,489,273 2.34 5,457,097 3.65 3,475,281 2.33 5,376,674 3.60 3,472,457 2.33 5,341,645 3.58 3,465,505 2.32 5,319,507 3.56 ABN AMRO BANK N.V. 3,417,330 2.29 5,251,858 3.52 3,389,411 2.27 WAN HAI LINE (SINGAPORE) PTE. 5,251,858 3.52 3,369,377 2.26 LTD. 5,073,814 3.40 3,339,277 2.24 CAYMAN PRESIDENT HOLDINGS 5,047,692 3.38 RBS. LONDON 3,324,187 2.23 LTD. 5,011,462 3.36 3,316,605 2.22 4,983,419 3.34 3,311,586 2.22 4,973,010 3.33 3,243,221 2.17 CHAILEASE HOLDING CORP., LTD. 4,788,978 3.21 3,232,966 2.17 4,746,856 3.18 3,190,793 2.14 4,746,160 3.18 3,189,391 2.14 4,508,616 3.02 3,167,705 2.12 4,508,431 3.02 3,152,812 2.11 4,423,431 2.96 3,139,278 2.10 4,300,872 2.88 LITE-ON MOBILE PTE. LTD. 3,139,278 2.10 4,300,872 2.88 3,133,334 2.10 4,219,852 2.83 3,128,755 2.10 4,219,852 2.83 3,128,755 2.10 4,145,112 2.78 UNI-PRESIDENT CHINA HOLDINGS 3,105,985 2.08 LTD. 4,079,916 2.73 3,076,656 2.06 4,073,314 2.73 3,076,656 2.06 4,037,345 2.70 3,076,656 2.06 4,030,747 2.70 3,076,656 2.06 4,003,617 2.68 DONG LIEN MARITIME S.A. 3,045,476 2.04 PANAMA SMART IDEA HOLDINGS LTD. 4,001,545 2.68 3,041,827 2.04 3,990,127 2.67 3,025,480 2.03 3,973,767 2.66 3,025,480 2.03 3,971,929 2.66 3,025,273 2.03 3,952,000 2.65 EVERGREEN MARINE 3,019,692 2.02 (SINGAPORE) PTE.LTD. 3,880,120 2.60

2016 ANNUAL REPORT 1011231 1011231 455,875,000 322.70 5,220,457 3.70 125,352,223 88.73 5,198,648 3.68 107,132,818 75.84 5,059,050 3.58 56,214,317 39.79 4,820,605 3.41 43,060,281 30.48 4,797,615 3.40 26,061,000 18.45 4,500,000 3.19 16,029,960 11.35 4,427,616 3.13 15,998,528 11.32 4,418,572 3.13 10,929,918 7.74 4,074,050 2.88 9,140,000 6.47 3,817,046 2.70 8,824,926 6.25 50 3,443,200 2.44 7,826,710 5.54 3,430,467 2.43 7,821,064 5.54 WAN HAI LINE (SINGAPORE) PTE. LTD. 3,286,762 2.33 7,421,716 5.25 3,280,512 2.32 7,337,969 5.19 3,120,934 2.21 7,112,720 5.03 3,110,863 2.20 6,481,348 4.59 3,000,000 2.12 6,243,757 4.42 3,000,000 2.12 5,799,869 4.11 3,000,000 2.12 5,365,197 3.80 5,729,328 4.06 3,082,715 2.18 3,653,499 2.59 34,424,359 24.37 13,544,813 9.59 28,955,054 20.50 EVERGREEN MARINE (UK) LTD. 13,155,800 9.31 26,346,893 18.65 12,135,584 8.59 25,958,510 18.38 12,083,946 8.55 23,546,220 16.67 M.SETEK CORP.,LTD. 12,038,718 8.52 18,491,981 13.09 11,867,238 8.40 18,491,981 13.09 11,821,470 8.37 CSE TRANSPORT CORP. 18,289,868 12.95 AUO SUNPOWER SDN. BHD. 11,800,968 8.35 18,182,981 12.87 11,223,668 7.94 17,582,030 12.45 11,100,543 7.86 LEADTEK GLOBAL GROUP LTD. 17,481,710 12.37 10,981,348 7.77 17,242,669 12.21 10,794,926 7.64 16,931,330 11.99 10,794,926 7.64 16,862,982 11.94 10,474,886 7.41 CSEI TRANSPORT 16,761,495 11.87 9,899,233 7.01 16,584,382 11.74 9,778,112 6.92 16,506,153 11.68 9,671,426 6.85 16,432,859 11.63 9,559,962 6.77 15,932,859 11.28 9,211,931 6.52 14,190,604 10.05 NAN YA PLASTICS (HONG KONG) CORP. LTD. 9,125,552 6.46 119

120 / Financial Status 9,109,570 6.45 4,240,415 3.00 8,901,491 6.30 4,223,332 2.99 8,819,266 6.24 4,176,596 2.96 8,744,160 6.19 YOSUN SINGAPORE PTE. LTD. 4,107,695 2.91 8,709,341 6.17 4,063,336 2.88 8,668,303 6.14 SPINNAKER PESCADORES S. A. PANAMA 4,063,336 2.88 8,352,014 5.91 4,000,424 2.83 NAN YA PCB (HK) CORP., LTD. 8,242,745 5.83 QUANTA INTERNATIONAL LTD. 4,000,424 2.83 7,849,554 5.56 3,982,797 2.82 7,754,961 5.49 3,904,679 2.76 7,522,316 5.32 3,904,151 2.76 7,237,209 5.12 DONG LIEN MARITIME S.A. PANAMA 3,887,748 2.75 6,964,416 4.93 3,887,434 2.75 6,958,742 4.93 3,858,928 2.73 6,830,542 4.84 3,846,591 2.72 6,661,834 4.72 3,802,641 2.69 6,597,542 4.67 3,802,641 2.69 6,488,148 4.59 3,731,005 2.64 6,429,129 4.55 3,710,935 2.63 5,989,072 4.24 SMART IDEA HOLDINGS LTD. 3,684,130 2.61 5,988,178 4.24 3,662,992 2.59 5,885,383 4.17 3,657,684 2.59 5,839,048 4.13 3,657,684 2.59 5,823,208 4.12 FORMOSA PLASTICS CORP. USA 3,643,697 2.58 5,810,700 4.11 3,639,154 2.58 5,794,350 4.10 3,517,633 2.49 WAN HAI LINE (SINGAPORE) PTE. LTD. 5,794,350 4.10 3,516,920 2.49 5,712,288 4.04 3,456,018 2.45 5,510,761 3.90 3,351,103 2.37 5,375,896 3.81 LITE-ON MOBILE PTE. LTD. 3,351,103 2.37 5,308,577 3.76 3,279,601 2.32 5,153,104 3.65 WALSIN LIHWA HOLDINGS LTD. 3,259,559 2.31 5,145,880 3.64 3,252,176 2.30 5,106,615 3.61 3,248,218 2.30 5,070,918 3.59 3,226,447 2.28 5,059,050 3.58 3,204,748 2.27 5,007,208 3.54 3,161,500 2.24 5,007,037 3.54 3,161,500 2.24 4,867,299 3.45 3,159,375 2.24 4,822,823 3.41 3,147,820 2.23 4,763,616 3.37 3,126,854 2.21 4,723,590 3.34 3,121,365 2.21 4,533,409 3.21 3,120,934 2.21 4,451,267 3.15 3,120,863 2.21 4,428,008 3.13 3,120,863 2.21 4,260,119 3.02 3,051,386 2.16

2016 ANNUAL REPORT 105 121

122 / Financial Status 105

2016 ANNUAL REPORT 105 104 12 31 105 104 1 1 12 31 105 104 12 31 105 104 1 1 12 31 105 105 105 12 31 1,990,835,083 60% 123

124 / Financial Status 1. 2. 3. 4. 1. 2. 3. 1. 2. 3.

2016 ANNUAL REPORT 1. 2. 3. 4. 1. 2. 3. 1 2 4. 1 2 3 4 125

126 / Financial Status 1. 2. 3. 4. 5. 6.

2016 ANNUAL REPORT 105 眾 0920123784 0920123784 1 0 6 3 2 7 127

128 / Financial Status 1051041231 1051231 1041231 11000 $ 55,452,824 2 $ 43,753,654 1 11500 295,423,266 9 706,456,442 22 12000 54,427,847 2 37,138,694 1 12100 178,645,924 5 152,087,557 5 12500 1,298,413-1,346,831-13000 26,034,155 1 23,484,726 1 13200 1,292,964-1,217,277-13500 1,966,819,818 59 1,981,115,609 61 13700 8,034-27,088-14500 512,635,209 15 45,199,348 2 15000 121,381-122,023-15500 199,782,619 6 191,284,181 6 18000 3,739,784-3,570,167-18500 38,233,003 1 39,485,980 1 19000 3,616,843-3,683,142-19300 1,114,522-1,328,980-19500 2,680,479-3,793,581-19999 $ 3,341,327,085 100 $ 3,235,095,280 100 21000 $ 234,035,185 7 $ 204,595,814 6 22000 15,131,105-15,513,219-22500 44,139,415 1 51,141,231 2 22600 16,515,191 1 15,557,051 1 23000 48,439,269 1 38,665,035 1 23200 248,785-1,349,570-23500 2,562,587,776 77 2,502,775,090 77 24000 74,610,000 2 69,610,000 2 24400 1,328,384-851,606-24600 50,334,071 2 54,947,799 2 25500 90,127,625 3 84,646,193 3 29300 3,313,792-3,529,676-29500 2,035,626-1,591,110-29999 3,142,846,224 94 3,044,773,394 94 31101 118,472,850 3 110,722,290 3 31500 57,964,343 2 57,964,343 2 32001 3,643,188-2,356,575-32003 996,026-996,026-32011 14,225,747 1 12,866,132 1 32000 18,864,961 1 16,218,733 1 32500 ( 624,156 ) - 1,689,065-31000 194,677,998 6 186,594,431 6 39500 3,802,863-3,727,455-39999 198,480,861 6 190,321,886 6 $ 3,341,327,085 100 $ 3,235,095,280 100

2016 ANNUAL REPORT 105104111231 105 104 41000 $ 52,349,758 123 $ 53,415,061 140 ( 2 ) 51000 ( 18,938,566 ) ( 45 ) ( 21,340,692 ) ( 56 ) ( 11 ) 49600 33,411,192 78 32,074,369 84 4 49800 6,510,206 15 6,285,788 16 4 49810 ( 1,187,162 ) ( 3 ) ( 3,650,516 ) ( 10 ) ( 67 ) 49820 289,576 1 182,950 1 58 49825 230,523 1 15,422-1,395 49830 1,632,313 4 1,153,146 3 42 49870 729,164 2 1,836,226 5 ( 60 ) 49880 6,351 - ( 5,730 ) - 211 49890 5,383-13,432 - ( 60 ) 49905 288,231 1 240,995 1 20 49913 170,590-41,635-310 49999 497,366 1 134,977-268 49700 9,172,541 22 6,248,325 16 47 4xxxx 42,583,733 100 38,322,694 100 11 58100 ( 3,970,570 ) ( 10 ) ( 2,224,992 ) ( 6 ) 78 58300 $ 2,002,856 5 $ 4,343,586 12 ( 54 ) 58501 ( 15,856,028 ) ( 37 ) ( 16,152,203 ) ( 42 ) ( 2 ) 58503 ( 1,180,102 ) ( 3 ) ( 1,306,831 ) ( 4 ) ( 10 ) 58599 ( 7,353,803 ) ( 17 ) ( 7,370,634 ) ( 19 ) - 58500 ( 24,389,933 ) ( 57 ) ( 24,829,668 ) ( 65 ) ( 2 ) 61000 16,226,086 38 15,611,620 41 4 61003 ( 2,086,923 ) ( 5 ) ( 2,149,909 ) ( 6 ) ( 3 ) 69005 14,139,163 33 13,461,711 35 5 69561 ( 46,338 ) - ( 617,722 ) ( 1 ) ( 92 ) 69565 32,330-2,168-1,391 69560 ( 14,008 ) - ( 615,554 ) ( 1 ) ( 98 ) 69571 ( 384,191 ) ( 1 ) 29,731 - ( 1,392 ) 69572 ( 2,310,865 ) ( 5 ) 1,921,311 5 ( 220 ) 69575 ( 299 ) - ( 111 ) - 169 69579 85,664-9,912-764 69570 ( 2,609,691 ) ( 6 ) 1,960,843 5 ( 233 ) 69500 ( 2,623,699 ) ( 6 ) 1,345,289 4 ( 295 ) 69700 $ 11,515,464 27 $ 14,807,000 39 ( 22 ) 69901 $ 13,764,795 32 $ 13,079,052 34 5 69903 374,368 1 382,659 1 ( 2 ) 69900 $ 14,139,163 33 $ 13,461,711 35 5 69951 $ 11,405,236 27 $ 14,314,848 38 ( 20 ) 69953 110,228-492,152 1 ( 78 ) 69950 $ 11,515,464 27 $ 14,807,000 39 ( 22 ) 70000 $ 1.16 $ 1.14 71000 $ 1.16 $ 1.14 129

130 / Financial Status 105104111231 A1 10411 9,044,980 $ 90,449,800 $ 51,818,091 $ 1,332,940 $ 996,026 $ 10,918,919 $ 264,792 ( $ 429,245 ) $ - $ 3,235,303 $ 158,586,626 103 B1 - - - 1,023,635 - ( 1,023,635 ) - - - - - B5 - - - - - ( 5,272,490 ) - - - - ( 5,272,490 ) B9 421,799 4,217,992 - - - ( 4,217,992 ) - - - - - C13 105,450 1,054,498 ( 1,054,498 ) - - - - - - - - E1 1043 1,500,000 15,000,000 6,870,000 - - - - - - - 21,870,000 N1 - - 330,750 - - - - - - - 330,750 D1 104 - - - - - 13,079,052 - - - 382,659 13,461,711 D3 104 - - - - - ( 617,722 ) 35,623 1,815,727 2,168 109,493 1,345,289 D5 104 - - - - - 12,461,330 35,623 1,815,727 2,168 492,152 14,807,000 Z1 1041231 11,072,229 110,722,290 57,964,343 2,356,575 996,026 12,866,132 300,415 1,386,482 2,168 3,727,455 190,321,886 104 B1 - - - 1,286,613 - ( 1,286,613 ) - - - - - B5 - - - - - ( 3,321,669 ) - - - - ( 3,321,669 ) B9 775,056 7,750,560 - - - ( 7,750,560 ) - - - - - O1 - - - - - - - - - ( 34,820 ) ( 34,820 ) D1 105 - - - - - 13,764,795 - - - 374,368 14,139,163 D3 105 - - - - - ( 46,338 ) ( 309,700 ) ( 2,035,851 ) 32,330 ( 264,140 ) ( 2,623,699 ) D5 105 - - - - - 13,718,457 ( 309,700 ) ( 2,035,851 ) 32,330 110,228 11,515,464 Z1 1051231 11,847,285 $118,472,850 $ 57,964,343 $ 3,643,188 $ 996,026 $ 14,225,747 ( $ 9,285 ) ( $ 649,369 ) $ 34,498 $ 3,802,863 $198,480,861

2016 ANNUAL REPORT 105104111231 105 104 A00010 $ 16,226,086 $ 15,611,620 A20010 A20100 981,214 1,035,803 A20200 198,888 271,028 A20300 3,994,024 2,481,579 A20400 ( 289,576 ) ( 182,950 ) A20900 18,938,566 21,340,692 A21200 ( 52,349,758 ) ( 53,415,061 ) A21300 ( 575,448 ) ( 533,262 ) A21400 ( 2,414,258 ) ( 4,936,524 ) A21700 ( 23,454 ) ( 256,587 ) A21900-330,750 A22300 ( 5,383 ) ( 13,432 ) A22500 1,359 4,090 A22700 ( 230,523 ) ( 15,423 ) A23100 ( 1,515,686 ) ( 904,776 ) A23500-7,857 A23600 ( 6,351 ) - A23800 - ( 2,127 ) A24100 733,100 ( 453,249 ) A71110 88,256,056 70,094,536 A71120 ( 2,639,748 ) 39,984,832 A71130 ( 29,185,046 ) ( 22,674,340 ) A71160 ( 1,619,797 ) 712,288 A71170 11,270,202 ( 122,168,566 ) A71180 9,591 ( 792 ) A71190 ( 467,882,798 ) ( 23,398,183 ) A71200 1,165,377 15,785,698 A71990 451,603 2,560,799 A72110 29,439,371 21,775,118 A72120 ( 14,264,944 ) ( 18,825,741 ) A72140 ( 7,001,816 ) 4,751,002 A72160 8,688,473 ( 6,076,103 ) A72170 59,812,686 106,334,341 A72180 ( 2,212,883 ) 60,538 A72200 ( 4,621,279 ) ( 1,956,423 ) A72990 494,076 142,546 A33000 ( 346,178,076 ) 47,471,578 A33100 52,452,445 53,996,151 A33200 627,778 562,741 A33300 ( 19,111,990 ) ( 21,953,438 ) 131

132 / Financial Status 105 104 A33500 ( $ 3,175,689 ) ( $ 681,061 ) AAAA ( 315,385,532 ) 79,395,971 B02700 ( 374,135 ) ( 1,087,331 ) B02800 378 - B03700 ( 219,363 ) ( 1,036,553 ) B03800 612,122 743,078 B04500 ( 107,926 ) ( 188,224 ) B04700-2,127 B04800 ( 455 ) ( 100,694 ) B05400 ( 2,303 ) - B05500 672,689 28,208 B06700 ( 27,457 ) ( 14,516 ) B06800 9,113 7,193 BBBB 562,663 ( 1,646,712 ) C00700 53,926,000 114,630,000 C00800 ( 52,965,000 ) ( 111,251,000 ) C01400 5,000,000 12,516,000 C01500 - ( 22,500,000 ) C01800 25,215,178 6,676,897 C01900 ( 24,705,099 ) ( 6,775,849 ) C03000 141,962 636,133 C03100 ( 597,419 ) ( 11,412 ) C04300-49,540 C04400 ( 37,093 ) - C04500 ( 3,321,669 ) ( 5,272,490 ) C04600-21,870,000 C05800 ( 34,820 ) - CCCC 2,622,040 10,567,819 DDDD 778,541 851,189 EEEE ( 311,422,288 ) 89,168,267 E00100 430,685,493 341,517,226 E00200 $ 119,263,205 $ 430,685,493 1051231 1041231 E00210 $ 55,452,824 $ 43,753,654 E00220 62,511,968 385,289,088 E00230 1,298,413 1,346,831 E00240-295,920 E00200 $ 119,263,205 $ 430,685,493

105104111231 100121 1051231 9551 100122 () ()()() ()() 87513 () ()() () ()() () ()() ()() 941018 103121 941125 105425 105624 81 1223 100 1211,524,390101 43 51%103421 151,70449% 51%100% 993 1004 ()() ()() 104101 ()()() 1051041231 9,0929,014 133 2016 ANNUAL REPORT

134 / Financial Status 106327 106 IFRSIASIFRICSIC 1050026834106 IASB106IFRSIASIFRICSICIFRSs 2010-2012 2011-2013 2012-2014 IFRS 10IFRS 12IAS 28 IFRS 11 IFRS 14 IAS 1 IAS 16IAS 38 IAS 16IAS 41 IAS 19 IAS 27 IAS 36 IAS 39 IFRIC 21 IASB1 2014712 201471 2016113 201611 201611 201611 201611 201611 201611 201471 201611 201411 201411 201411 1 2 201471IFRS 2201471IFRS 3IFRS 13 201471 3 IFRS 5201611201611 106IFRSs 106IFRSsIFRSs 106 IASB IFRSs IASBIFRSsIFRS 9 IFRS 15107

2016 ANNUAL REPORT 2014-2016 IFRS 2 IFRS 4IFRS 4IFRS 9 IFRS 9 IFRS 9IFRS 7 IFRS 10IAS 28 IFRS 15 IFRS 15IFRS 15 IFRS 16 IAS 7 IAS 12 IAS 40 IFRIC 22 IASB1 2 201811 201811 201811 201811 201811 201811 201911 201711 201711 201811 201811 1 2 IFRS 12201711IAS 28201811 1. IFRS 9 IAS 39 1 2 IFRS 9 IFRS 15 12 IFRS 9 135

136 / Financial Status 2. IFRS 15 IFRS 15 IAS 18IAS 11 IFRS 15 1 2 3 4 5 IFRS 15 3. IFRS 16 IFRS 16 IAS 17 IFRS 16 IAS 17 IFRS 16 4. IAS 40 IAS 40 ( ) IFRSs ( ) 13 1. 1 2. 21 3. 3 ( )

2016 ANNUAL REPORT ( ) ( ) 12 12 12 12 ( ) IAS 7 ( ) 1. 1 A. B. C. 2 137

3 4 2. 1 2 3 / Financial Status 138

2016 ANNUAL REPORT 104 12311051231 3. 1. 1 A. B. C. 2 A. IAS 37 B. 2. 139

140 / Financial Status ( ) 6 ( ) ( ) ( ) ( )

2016 ANNUAL REPORT ( ) ( ) ( ) ( ) 1. 2. 141

142 / Financial Status 10 ( ) ( ) 1. 2. 3. ( ) ( ) IFRS 4 ( ) ( )

2016 ANNUAL REPORT 852367814 1. 12 2. 3. 1 2 4. 5. IFRS 4 1024 304 6. 7. 1 2 3 101 4 143

144 / Financial Status 5 6 ( ) IAS 18 ( ) ( ) ( ) 1. 2. 3. IAS 19

2016 ANNUAL REPORT 4. ( ) ( ) 1. 2. 3. ( ) ( ) 145

146 / Financial Status 1. 2. 3. ( ) ( ) ( ) ( )

2016 ANNUAL REPORT ( ) ( ) ( ) ( ) 1051231 1041231 $ 21,108,703 $ 21,451,458 21,179,639 9,279,476 13,164,482 13,022,720 $ 55,452,824 $ 43,753,654 1051041231 1051231 1041231 $ 34,750,975 $ 39,790,008 67,264,263 64,299,766 54,742,220 52,801,642 354,002 318,069 39,200,000 39,200,000 4,100,000 4,500,000 1,435,000 443,715,000 8,958,457 8,815,848 4,246,259 3,156,360 80,372,090 49,859,749 $ 295,423,266 $ 706,456,442 105 1051231 1041231 $ 39,422,368 $ 29,281,435 4,167,596 506,660 2,811,549 1,515,920 1,265,263 262,273 973,415-864,983-570,826 416,618 499,666 799,623 96,347 52,106 2,135 921 3,126,729 3,590,561 256,258 209,482 193,117 42,602 81,509 122,685 147

148 / Financial Status 1051231 1041231 73,155 66,725 13,294 225,100 9,478 5,888 159-54,427,847 37,098,599-40,095 $ 54,427,847 $ 37,138,694 $ 193,154 $ - 1,923,092 1,748,423 240,021 38,488 181,780 617,155 160,751 330,601 74,734 66,958 17,372-3,773-393 - - 8,531 2,795,070 2,810,156 12,336,035 12,703,063 $ 15,131,105 $ 15,513,219 1051041231 19,348,96523,189,614 1051041231 1051231 1041231 $ 383,022,590 $ 435,783,946 21,618,774 27,179,346 14,928,007 15,152,000 6,939,285 11,907,017 6,718,188 11,907,017 1,387,092 6,639,328 1,162,522 5,198,399 1051041231 1051231 () ETF 201701 320 $ 50,740 $ 50,656 201701 22 5,925 5,927 FHETF 201701 19 3,795 3,800 A50 ETF 201701 44 7,102 7,110 H201701 1 1,927 1,952 201701 1 903 913 201702 14 24,286 24,255 A50 201701 8 2,570 2,570 S&P 500 201703 3 10,860 10,818 201702 4 14,899 14,857 201701 3 1,539 1,584 201701 12 190 190 201701 5 846 845 50 ETF 201701 91 23,674 23,624 100 ETF 201701 139 13,079 13,024 201701 5 9,245 9,262 H201701 6 11,559 11,711 H201701 1 387 390 201712 36 64,219 66,247 CBOE 201701 41 19,368 19,999 CBOE 201702 27 14,142 14,433 A50 201701 6 1,908 1,928 201701 60 408 393 1041231 () 201601 24 $ 39,655 $ 39,720 10 201603 15 61,880 61,993

2016 ANNUAL REPORT 1051231 1051231 $ 170,500 1051041231 1051231 1041231 $ 267,675 $ 261,440 2,090,000-67 1051231 $ 627,433 ( 272,367 ) 355,066 590,352 ( 239,059 ) 351,293 $ 3,773 1051041231 1051231 1041231 $ 12,520,950 $ 8,554,600 2,094,300 3,452,400 1051231 1041231 $ 101,708,465 $ 91,849,779 36,569,650 33,386,562 30,234,436 17,042,247 5,115,171 4,536,688 5,018,202 5,272,281 $ 178,645,924 $ 152,087,557 105104 3,2213,178 1051041231 22,196,686 25,513,538 1051041231 980,720551,655 1051041231 1,298,4131,346,831 1,298,9581,347,169 1051231 1041231 $ 7,205,814 $ 6,598,400 3,485,942 3,405,659 3,289,300 3,305,845 2,932,579 2,652,085 2,153,693 2,636,903 1,615,075 1,551,057 1,361,874 898,997 1,005,396 867,216 693,721 557,158 631,566 328,600 611,988-561,785 216,084 543,573 345,098 480,911 372,903 468,946 475,799 272,993 272,993 449,551 446,144 27,764,707 24,930,941 1,618,858 1,319,773 111,694 126,442 $ 26,034,155 $ 23,484,726 149

150 / Financial Status 1051041231077 1051231 1041231 $ 1,645,621 $ 929,595 $ 1,753,808 $ 737,281 115,996 37,125 163,022 62,206 26,003,090 652,138 23,014,034 520,286 27,764,707 1,618,858 24,930,864 1,319,773 105 104 $ 1,319,773 $ 1,054,454 362,910 200,203 ( 76,087 ) ( 33,789 ) 15,103 99,135 ( 2,841 ) ( 230 ) $ 1,618,858 $ 1,319,773 1051231 1041231 $ 1,624,550 $ 2,004,757 144,492 161,789 89,017 111,712 581,716 542,432 222,846,953 242,899,521 560,979 608,195 174,550,850 161,485,690 298,972,980 301,683,991 309,946,717 307,329,399 29,959,231 34,629,232 944,395,557 944,885,625 6,768,785 6,371,809 377,800 332,794 15,456 7,062 1,990,835,083 2,003,054,008 23,554,791 21,461,997 460,474 476,402 $ 1,966,819,818 $ 1,981,115,609 1051041231105104 118,803139,404 1051041231 1051231 1041231 $ 19,082,451 $ 4,833,355 $ 14,581,806 $ 4,597,960 10,715,491 1,817,649 11,167,720 2,418,484 1,961,037,141 16,903,787 1,977,304,482 14,445,553 1,990,835,083 23,554,791 2,003,054,008 21,461,997

2016 ANNUAL REPORT 105 104 $ 21,461,997 $ 22,270,721 3,382,247 1,990,276 ( 3,630,920 ) ( 3,793,034 ) 2,415,490 882,611 ( 74,023 ) 111,423 $ 23,554,791 $ 21,461,997 105104 105 104 $ 3,382,247 $ 1,990,276 362,910 200,203 248,867 291,100 ( 23,454 ) ( 256,587 ) $ 3,970,570 $ 2,224,992 1051041231 104 104 1051231 1041231 $ 431,410,000 $ - 52,658,934 19,746,164 22,173,288 18,756,957 5,594,463 6,390,443 498,878-299,646 305,784 $ 512,635,209 $ 45,199,348 105 1043,130 4,679 1051041231 2,198,8601,883,182 1051231 1051231 1041231 眾 $ 121,381 30.00 $ 122,023 30.00 105 104 $ 5,383 $ 13,432 ( 299 ) ( 111 ) $ 5,084 $ 13,321 105104 眾 5,7267,203 105104 1051231 1041231 $ 603,505 $ 405,199 560,868 329,294 42,637 75,905 89,326,692 94,584,846 18,429,346 15,317,401 260,094-4,255,259 4,101,660-295,920 87,468,591 76,908,449 $ 199,782,619 $ 191,284,181 1051231 1041231 $ 72,829,255 $ 76,365,142 16,497,437 17,890,904-328,800 $ 89,326,692 $ 94,584,846 151

152 / Financial Status 1051231 1041231 $ 2,370,934 17.03 $ 2,370,934 17.03 669,600 1.63 669,600 1.63 631,153 0.24 631,153 0.24 135,405 2.89 135,405 2.89 101,125 5.88 101,125 5.88 347,042 193,443 $ 4,255,259 $ 4,101,660 3 1051231 1041231 $ 2,864,226 $ 2,679,194 875,558 890,973 $ 3,739,784 $ 3,570,167 10511 $ 2,679,194 $ 1,240,554 $ 3,919,748-2,303 2,303 ( 307,935 ) ( 157,007 ) ( 464,942 ) 492,967 296,834 789,801 - ( 21,931 ) ( 21,931 ) 1051231 $ 2,864,226 $ 1,360,753 $ 4,224,979 10411 $ 2,091,412 $ 876,319 $ 2,967,731 ( 6,066 ) ( 7,887 ) ( 13,953 ) 593,848 372,122 965,970 1041231 $ 2,679,194 $ 1,240,554 $ 3,919,748 10511 $ - $ 349,581 $ 349,581 - ( 22,776 ) ( 22,776 ) - 34,293 34,293-129,212 129,212 - ( 5,115 ) ( 5,115 ) 1051231 $ - $ 485,195 $ 485,195 10411 $ - $ 253,024 $ 253,024 - ( 1,168 ) ( 1,168 ) - 24,048 24,048-73,677 73,677 1041231 $ - $ 349,581 $ 349,581 5505 1051041231 8,531,9328,765,688 105 104 $ 181,070 $ 169,110 ( 62,601 ) ( 55,165 ) $ 118,469 $ 113,945 1051231 1041231 $ 24,330,673 $ 24,823,697 7,864,023 8,349,213 755,917 1,027,241 98,383 115,670 165,167 185,048 144,048 181,756 4,874,792 4,803,355 $ 38,233,003 $ 39,485,980

2016 ANNUAL REPORT 10511 $ 24,838,874 $ 14,652,896 $ 5,268,011 $ 640,796 $ 1,305,373 $ 901,563 $ 4,803,355 $ 52,410,868-17,221 75,995 17,599 43,780 38,651 180,889 374,135 - ( 860 ) ( 565,568 ) ( 23,051 ) ( 41,027 ) ( 21,872 ) - ( 652,378 ) - 19,973 49,009 1,470 1,654 3,320 ( 83,063 ) ( 7,637 ) ( 492,967 ) ( 296,674 ) - - - - ( 160 ) ( 789,801 ) - 21,931 - - - - - 21,931 - - - - - - ( 26,229 ) ( 26,229 ) ( 57 ) ( 119 ) ( 2,745 ) ( 517 ) ( 1,110 ) ( 2,547 ) - ( 7,095 ) 1051231 $ 24,345,850 $ 14,414,368 $ 4,824,702 $ 636,297 $ 1,308,670 $ 919,115 $ 4,874,792 $ 51,323,794 10411 $ 25,160,810 $ 14,784,145 $ 5,587,271 $ 665,216 $ 1,319,596 $ 870,490 $ 4,576,352 $ 52,963,880 51,551 85,496 64,077 19,278 42,070 79,912 744,947 1,087,331 - - ( 523,067 ) ( 43,738 ) ( 56,458 ) ( 53,656 ) - ( 676,919 ) 12,508 49,192 136,909 - - 5,447 ( 204,056 ) - ( 386,098 ) ( 266,156 ) - - - - ( 313,716 ) ( 965,970 ) - - - - - - ( 172 ) ( 172 ) 103 219 2,821 40 165 ( 630 ) - 2,718 1041231 $ 24,838,874 $ 14,652,896 $ 5,268,011 $ 640,796 $ 1,305,373 $ 901,563 $ 4,803,355 $ 52,410,868 10511 $ 15,177 $ 6,303,683 $ 4,240,770 $ 525,126 $ 1,120,325 $ 719,807 $ 12,924,888 - - ( 564,890 ) ( 22,996 ) ( 40,883 ) ( 21,872 ) ( 650,641 ) - 370,832 394,969 37,940 65,010 78,170 946,921 - ( 129,212 ) - - - - ( 129,212 ) - 5,115 - - - - 5,115 - ( 73 ) ( 2,064 ) ( 2,156 ) ( 949 ) ( 1,038 ) ( 6,280 ) 1051231 $ 15,177 $ 6,550,345 $ 4,068,785 $ 537,914 $ 1,143,503 $ 775,067 $ 13,090,791 10411 $ 15,177 $ 5,994,575 $ 4,320,183 $ 526,631 $ 1,107,113 $ 688,071 $ 12,651,750 - - ( 520,061 ) ( 43,515 ) ( 55,895 ) ( 53,358 ) ( 672,829 ) - 382,658 438,939 40,945 66,158 83,055 1,011,755 - ( 73,677 ) - - - - ( 73,677 ) - 127 1,709 1,065 2,949 2,039 7,889 1041231 $ 15,177 $ 6,303,683 $ 4,240,770 $ 525,126 $ 1,120,325 $ 719,807 $ 12,924,888 6887961001011051231 2,596,230 153

154 / Financial Status 3750 1015 310 410 320 210 1051041231 1051041231 8.84%8.78% 1051231 1041231 $ 3,170,005 $ 3,170,005 446,838 513,137 $ 3,616,843 $ 3,683,142 10511 $ 3,170,005 $ 513,137 $ 3,683,142-107,926 107,926 - ( 198,847 ) ( 198,847 ) - 26,229 26,229 - ( 1,607 ) ( 1,607 ) 1051231 $ 3,170,005 $ 446,838 $ 3,616,843 10411 $ 3,170,005 $ 595,768 $ 3,765,773-188,224 188,224 - ( 270,940 ) ( 270,940 ) - 172 172 - ( 87 ) ( 87 ) 1041231 $ 3,170,005 $ 513,137 $ 3,683,142 310 1051231 1041231 $ 1,377,805 $ 1,797,748 286,562 658,317 648,314 632,766 262,506 262,051 105,292 442,699 $ 2,680,479 $ 3,793,581 104 2,127 1041231 323,205 1051231 1041231 $ 127,052,418 $ 116,665,130 91,385,406 72,030,073 9,482,741 857,336 5,815,108 14,531,307 299,512 511,968 $ 234,035,185 $ 204,595,814 1051041231 44,139,41551,141,231 44,156,10951,162,708 1051041231 16,525,00015,564,000 0.650%-0.888%0.658%-1.068% 1061026105341051231 43,452,467 1051041231

2016 ANNUAL REPORT 1051231 1041231 $ 21,179,639 $ 9,279,476 5,919,674 6,009,108 4,810,225 4,507,153 3,763,243 3,375,115 3,396,401 3,321,956 1,441,353 5,201,546 1,225,453 739,927 1,143,804 999,988 856,710 273,798 533,563 1,693,053 486,461 547,210 392,215 215,834 385,123 114,474 362,651 213,499 265,515 79,345 244,503 242,035 2,032,736 1,851,518 $ 48,439,269 $ 38,665,035 1051231 1041231 $ 46,824,959 $ 40,477,016 479,896,040 484,984,597 796,973,550 744,683,401 476,827,373 472,293,325 1,622,800 3,543,000 669,211,936 683,100,935 90,797,579 73,374,578 433,539 318,238 $ 2,562,587,776 $ 2,502,775,090 1051231 1041231 99-110.25%106621 $ 8,000,000 $ 8,000,000 99-230.15% 1061025 3,000,000 3,000,000 99-21.45%1061025 1,000,000 1,000,000 100-130.15% 107525 7,300,000 7,300,000 100-11.65%107525 2,700,000 2,700,000 100-230.25% 107728 1,200,000 1,200,000 100-21.70%107728 3,410,000 3,410,000 101-11.65%111628 11,650,000 11,650,000 101-21.43%1081225 1,000,000 1,000,000 101-21.55%1111225 7,350,000 7,350,000 102-130.43% 109328 4,000,000 4,000,000 102-11.48%109328 3,500,000 3,500,000 155

156 / Financial Status 1051231 1041231 102-21.72%1091225 $ 900,000 $ 900,000 102-230.45% 1121225 4,600,000 4,600,000 103-11.70%110526 1,500,000 1,500,000 103-11.85%113526 2,700,000 2,700,000 103-1900.43% 113526 5,800,000 5,800,000 105-11.09%112926 950,000-105-11.20%115926 4,050,000 - $ 74,610,000 $ 69,610,000 104217 96-1130104428 104 12210 1043301041 431 0%23 134330 1051231 1041231 1041 $ 9,253,296 $ 9,515,762 3,082,739 3,187,301 $ 12,336,035 $ 12,703,063 1051231 1041231 $ 1,328,384 0.870-4.785 $ 851,606 0.878-2.386 1051231 1041231 $ 30,554,508 $ 32,743,854 11,511,953 11,735,236 6,501,792 8,668,086 1,415,708 1,439,421 350,110 361,202 $ 50,334,071 $ 54,947,799 ( ) 1051231 $ 9,216,662 $ 9,026,171 $ 18,242,833 267,141-267,141-11,995,256 11,995,256 49,278-49,278 9,533,081 21,021,427 30,554,508 - - - $ 9,533,081 $ 21,021,427 $ 30,554,508 1041231 $ 7,304,700 $ 12,202,679 $ 19,507,379 169,512-169,512-13,035,184 13,035,184 31,779-31,779 7,505,991 25,237,863 32,743,854 - - - $ 7,505,991 $ 25,237,863 $ 32,743,854

2016 ANNUAL REPORT 105 104 $ 7,505,991 $ 25,237,863 $ 32,743,854 $ 5,585,297 $ 31,769,505 $ 37,354,802 2,244,980 1,920,042 4,165,022 2,099,475 481,608 2,581,083 ( 217,890 ) ( 6,136,478 ) ( 6,354,368 ) ( 178,781 ) ( 7,013,250 ) ( 7,192,031 ) 9,533,081 21,021,427 30,554,508 7,505,991 25,237,863 32,743,854 - - - - - - $ 9,533,081 $ 21,021,427 $ 30,554,508 $ 7,505,991 $ 25,237,863 $ 32,743,854 ( ) 1051231 1041231 $ 30,554,508 $ 32,743,854 143,392 93,548 45,576 64,980 15,155 31,463 $ 30,758,631 $ 32,933,845 $ 27,664,036 $ 30,205,201 $ - $ - 1051041231 1051041231 ( ) 1051231 1041231 $ 11,511,953 $ 11,735,236 105 104 $ 11,735,236 $ 12,136,190 - - ( 411,402 ) ( 592,938 ) 188,119 191,984 $ 11,511,953 $ 11,735,236 ( ) 1. 2. 105 104 $ 171,211 $ 115,688 9,165 6,828 63,571 135,915 72,736 142,743 ( 97,960 ) ( 87,220 ) $ 145,987 $ 171,211 3. 105 $ 14,113,939 $ 14,139,163 $ 25,224 1.16 1.16 - - 145,987 145,987 198,626,848 198,480,861 ( 145,987 ) 104 $ 13,517,234 $ 13,461,711 ( $ 55,523 ) 1.14 1.14 - - 171,211 171,211 190,493,097 190,321,886 ( 171,211 ) ( ) 105 104 $ 19,768,584 $ 25,050,183 5,512,892 3,781,215 ( 19,768,584 ) ( 25,050,183 ) ( 6,515,842 ) ( 7,324,021 ) ( 125,921 ) ( 77,437 ) ( 58,291 ) ( 30,273 ) ( $ 1,187,162 ) ( $ 3,650,516 ) 157

158 / Financial Status ( ) 105 104 ( $ 2,189,346 ) ( $ 4,610,948 ) 188,119 191,984 ( 1,629 ) 75,378 ( $ 2,002,856 ) ( $ 4,343,586 ) ( ) 1051231 1041231 $ 2,531,665 $ 4,658,134 3,970,127 4,009,952 $ 6,501,792 $ 8,668,086 ( ) 105 104 $ 1,439,421 $ 1,695,541 ( 23,454 ) ( 256,587 ) ( 259 ) 467 $ 1,415,708 $ 1,439,421 ( ) 105104 161,094147,677 ( ) 6 3 1051231 1041231 $ 12,376,091 $ 11,813,451 ( 9,850,773 ) ( 7,161,392 ) 2,525,318 4,652,059 6,347 6,075 $ 2,531,665 $ 4,658,134 104 1 1 $ 11,131,975 ( $ 7,032,582 ) $ 4,099,393 851,231-851,231 186,681 ( 121,004 ) 65,677 1,037,912 ( 121,004 ) 916,908 - ( 61,011 ) ( 61,011 ) 499,961-499,961 178,772-178,772 678,733 ( 61,011 ) 617,722 - ( 981,964 ) ( 981,964 ) ( 1,035,169 ) 1,035,169-104 12 31 11,813,451 ( 7,161,392 ) 4,652,059 851,378-851,378 158,008 ( 114,591 ) 43,417 1,009,386 ( 114,591 ) 894,795-50,629 50,629 64,627-64,627 ( 68,918 ) - ( 68,918 ) ( 4,291 ) 50,629 46,338 - ( 3,067,874 ) ( 3,067,874 ) ( 442,455 ) 442,455-105 12 31 $ 12,376,091 ( $ 9,850,773 ) $ 2,525,318

2016 ANNUAL REPORT 1. 2 2. 3. 1051231 1041231 1.30% 1.35-1.45% 2.00% 2.00% 1.30% 1.35-1.45% 1051231 1041231 0.25% ( $ 317,456 ) ( $ 316,200 ) 0.25% $ 330,197 $ 329,320 0.25% $ 313,859 $ 313,868 0.25% ( $ 303,521 ) ( $ 303,139 ) 1051041231 927,1342,871,100 1051041231 10.5311.231112.4 ( ) 105 12 31 104 12 31 $ 3,970,127 $ 4,009,952 105 104 $ 4,009,952 $ 3,884,422 152,392 152,379 624,670 760,838 ( 816,887 ) ( 787,687 ) $ 3,970,127 $ 4,009,952 105 104 $ 152,392 $ 152,379 624,670 760,838 $ 777,062 $ 913,217 101315 10110000850 1051231 1041231 4.00% 4.00% 2.00% 2.00% 1.00% 1.00% 50.00% 50.00% 1051231 1041231 1% ( $ 285,210 ) ( $ 293,925 ) 1% $ 328,890 $ 339,856 1% ( $ 765,126 ) ( $ 748,637 ) 1% $ 765,126 $ 748,637 1% ( $ 301,428 ) ( $ 310,616 ) 1% $ 343,079 $ 354,540 20% ( $ 1,558,051 ) ( $ 1,603,981 ) 20% $ 1,558,051 $ 1,603,981 159

160 / Financial Status 1051231 1041231 $ 1,208,004 $ 5,422,591 1,096,352 1,553,783 354,678 761,370 87,468,591 76,908,449 $ 90,127,625 $ 84,646,193 1051041231 1051231 1041231 $ 663,440 $ 477,400 86,381,356 75,932,515 423,795 498,534 $ 87,468,591 $ 76,908,449 $ 86,987,680 $ 76,535,546 480,911 372,903 $ 87,468,591 $ 76,908,449 105 104 $ 16,618,871 $ 24,812,996 2,822,130-327,583 237,187 $ 19,768,584 $ 25,050,183 $ 10,876,511 $ 9,747,390 5,379,652 5,631,922 2,590,206 2,051,144 393,068 268,859 337,162 1,249,820 191,985 137,047-5,964,001 $ 19,768,584 $ 25,050,183 1051231 1041231 $ 1,962,888 $ 1,473,390 72,738 117,720 $ 2,035,626 $ 1,591,110 105 104 $ 39,742,615 $ 40,592,700 7,366,190 4,751,972 3,604,642 6,267,199 1,636,311 1,803,190 52,349,758 53,415,061 ( 16,455,852 ) ( 18,737,090 ) ( 967,582 ) ( 1,197,324 ) ( 759,317 ) ( 596,930 ) ( 519,820 ) ( 423,188 ) ( 152,595 ) ( 241,938 ) ( 26,965 ) ( 92,149 ) ( 56,435 ) ( 52,073 ) ( 18,938,566 ) ( 21,340,692 ) $ 33,411,192 $ 32,074,369 105 104 $ 1,901,546 $ 1,215,478 1,093,896 1,355,148 654,644 535,767 652,926 701,715 549,112 555,590 486,921 433,599 317,548 366,280 252,459 244,214 233,534 243,302 198,912 140,504 195,815 153,593 175,621 158,372 137,294 135,637 115,844 120,170 540,449 846,098 7,506,521 7,205,467 ( 278,749 ) ( 255,417 ) ( 194,469 ) ( 176,804 ) ( 175,459 ) ( 150,443 ) ( 120,298 ) ( 130,617 ) ( 227,340 ) ( 206,398 ) ( 996,315 ) ( 919,679 ) $ 6,510,206 $ 6,285,788

2016 ANNUAL REPORT 105 $ 330,598 $ 15,005,376 ( $ 865,868 ) $ 46,604 $ 14,516,710 282 - ( 95 ) - 187 - ( 14,150,232 ) 410,367 - ( 13,739,865 ) ( 558,154 ) - 70,698 - ( 487,456 ) ( $ 227,274 ) $ 855,144 ( $ 384,898 ) $ 46,604 $ 289,576 104 $ 490,125 $ 18,534,012 ( $ 3,934,851 ) $ 27,263 $ 15,116,549 9,290 ( 7,529 ) 10,874-12,635 - ( 17,628,362 ) 2,640,124 - ( 14,988,238 ) ( 404,765 ) - 446,769-42,004 $ 94,650 $ 898,121 ( $ 837,084 ) $ 27,263 $ 182,950 105 104 $ 8,305,249 $ 8,525,217 3,006,386 2,857,197 1,205,494 1,343,384 1,086,927 1,404,343 403,527 401,967 1,848,445 1,620,095 981,214 1,035,803 198,888 271,028 1045105624 105104 2,0311,897 76,00570,984 1045105328 105104845,561 711,078 106327105328 105104 105 104 $ 2,031 $ 1,897 76,005 70,984 104612103 103 $ 1,843 64,489 104 161

162 / Financial Status ( ) 105 104 $ 1,998,160 $ 2,393,449 10% 26,287 - ( 19,867 ) 2,267 2,004,580 2,395,716 82,343 ( 245,807 ) $ 2,086,923 $ 2,149,909 105 104 $ 16,226,086 $ 15,611,620 17% $ 2,758,435 $ 2,653,975 23,359 103,845 ( 851,088 ) ( 599,388 ) 20,378 43,883 10% 26,287 - ( 147,945 ) ( 217,063 ) 277,364 162,390 ( 19,867 ) 2,267 $ 2,086,923 $ 2,149,909 ( ) 105 104 ( $ 63,433 ) $ 7,297 ( 22,231 ) ( 17,209 ) ( $ 85,664 ) ( $ 9,912 ) ( ) 1051231 1041231 $ 1,111,980 $ 1,108,886 180,984 108,391 $ 1,292,964 $ 1,217,277 $ 128,762 $ 1,289,153 120,023 60,417 $ 248,785 $ 1,349,570

2016 ANNUAL REPORT ( ) 105 $ 5,520 $ - $ 9,695 $ - $ 15,215 14,194 ( 14,194 ) - - - 9,994 ( 547 ) - - 9,447 68,789 4,289 - ( 37 ) 73,041 374,255 ( 348,186 ) - - 26,069 681,692 ( 6,770 ) - - 674,922 6,355 ( 1,135 ) - - 5,220 - - 9,383-9,383 77,156 199 - ( 1,869 ) 75,486 316 - - - 316 597 3,371 - - 3,968 1,002 ( 104 ) - - 898 3,060 ( 1,020 ) - - 2,040 68,810 94,886 - - 163,696 17,240 37,581 - - 54,821 $ 1,328,980 ( $ 231,630 ) $ 19,078 ( $ 1,906 ) $ 1,114,522 $ 415,781 ( $ 148,033 ) $ - $ - $ 267,748 12,601 - ( 12,536 ) - 65 364,322 - - - 364,322 2,596,230 - - - 2,596,230 73,394 - ( 54,050 ) - 19,344 4,897 2,033 - - 6,930 397 - - - 397 4,570 338 - - 4,908 218 ( 118 ) - ( 11 ) 89 51,761 ( 8,345 ) - - 43,416 5,505 4,838 - - 10,343 $ 3,529,676 ( $ 149,287 ) ( $ 66,586 ) ( $ 11 ) $ 3,313,792 104 $ 1,454 $ - $ 4,066 $ 5,520 31,034 ( 16,840 ) - 14,194 10,541 ( 547 ) - 9,994 70,471 ( 1,682 ) - 68,789 295,341 78,914-374,255 660,352 21,340-681,692 6,113 242-6,355 61,610 15,546-77,156 316 - - 316 879 ( 879 ) - - - 597-597 - 1,002-1,002 4,080 ( 1,020 ) - 3,060 163

164 / Financial Status - 68,810-68,810 $ - $ 17,240 $ - $ 17,240 $ 1,142,191 $ 182,723 $ 4,066 $ 1,328,980 $ 543,486 ( $ 127,705 ) $ - $ 415,781 25,744 - ( 13,143 ) 12,601 364,322 - - 364,322 2,596,230 - - 2,596,230 66,097-7,297 73,394 2,051 2,846-4,897 397 - - 397-4,570-4,570-218 - 218-51,761-51,761-5,505-5,505 $ 3,598,327 ( $ 62,805 ) ( $ 5,846 ) $ 3,529,676 ( ) 1051231 1041231 $ 1,670,063 $ 2,818,315 $ 1,385,408 $ 1,514,030 ( ) 1051231 $ 1,644,782 $ 30,914 $ 116 $ 7,137 $ 3,729 $ 123,475 $ - $ 2,946 1041231 1,422,676 140,889 987 16,506 5,274 110,703 - - 105 12.48% 0.15% 0.03% 0.84% 2.07% 13.77% - 20.48% 104 13.70% 0.63% 0.22% 2.07% 3.32% 20.48% - - 105 ( ) 105 104 12 31 86 19,985 86 ( ) 100 100 100 100 100 103 103 104 (102) 95100

2016 ANNUAL REPORT 105 () $ 13,764,795 11,847,285 $ 1.16-176 $ 13,764,795 11,847,461 $ 1.16 104 $ 13,079,052 11,468,681 $ 1.14-192 $ 13,079,052 11,468,873 $ 1.14 104 $ 1.22 $ 1.14 $ 1.22 $ 1.14 ( ) 1051231 1041231 12,000,000 12,000,000 $ 120,000,000 $ 120,000,000 11,874,285 11,072,229 $ 118,472,850 $ 110,722,290 10 104612103 4,217,9921,054,498 527,249 105624104 7,750,560775,056 ( ) 1031222 104 330,750 1051231 $ 27,783,766 15,799,245 195,968 10,410,804 54,189,783 3,861,434 148,857 12,642,000 618,750 71,460,824 101 ( 6,360,660 ) 102 ( 1,625,333 ) ( 148,857 ) 103 ( 4,307,133 ) 104 ( 1,054,498 ) $ 57,964,343 165

166 / Financial Status ( ) 102IFRSs IFRS 1 IFRSs IFRSs IFRSs IFRSs 10211IFRSs 1,086,876 IFRSs 105 104 $ 996,026 $ 996,026 - - $ 996,026 $ 996,026 105 6 24 105 6 24 0.1 1045 105104 104103 IFRSs 105624104612 104103 104 103 104 103 $ 1,286,613 $ 1,023,635 3,321,669 5,272,490 $ 0.3 $ 0.5 7,750,560 4,217,992 0.7 0.4 106327105 $ 1,376,480 8,885,463 $ 0.75 3,554,186 0.3 10411 105 104 $ 3,727,455 $ 3,235,303 374,368 382,659 ( 11,058 ) ( 13,189 ) ( 253,082 ) 122,682 ( 34,820 ) - $ 3,802,863 $ 3,727,455

2016 ANNUAL REPORT IAS 24 ( ) 眾 1051015 ( ) 1051231 1041231 1. $ - $ 47,965 2. 105 $ 3,500,000 $ 3,500,000 $ 9,436 0.280-0.560 104 $ 7,880,660 $ - $ 783 0.010-0.400 9,000,000 1,000,000 21,276 0.280-0.600 $16,880,660 $ 1,000,000 $ 22,059 3. 105 104 $ 160,638 $ 1,219 $ 167,114 $ 2,620 25,122,312 263,701 24,747,119 304,369 $25,282,950 $ 264,920 $24,914,233 $ 306,989 4. 104 $ 18,779,577 $ 1,532,092 $ 10,103 0.100-3.000 3,000,000-32 0.388 $21,779,577 $ 1,532,092 $ 10,135 5. 105 $ 155,972 $ 132,988 $ 1,975 1.260-2.428 118,063 66,814 985 1.260-2.360 $ 274,035 $ 199,802 $ 2,960 104 $ 192,304 $ 126,978 $ 2,030 1.470-2.708 99,024 78,959 1,457 1.500-2.700 $ 291,328 $ 205,937 $ 3,487 6. 105 $ - $ 1,025 0.290-0.410 104 $ - $ 2,652 0.370-0.630 569,223 2,291 0.370-0.600 $ 569,223 $ 4,943 7. 105 $ 173,263 $ 519 0-1.130 438,049 9,877 0-13.000 10,868,943 50,662 0-13.000 $ 11,480,255 $ 61,058 104 $ 189,203 $ 866 0-1.130 534,878 10,910 0-13.000 10,923,024 34,821 0-13.000 $ 11,647,105 $ 46,597 1051231 1041231 8. $ 15,940 $ 14,279 9. $ 549 $ 85 10. $ - $ 2,113 11. $ - $ 18,339-891 $ - $ 19,230 167

168 / Financial Status 12. 105 104 $ 45 $ 65 173 350 195,524 153,538 13. $ 195,742 $ 153,953 $ 26 $ 155,959 7,893 11,471 14. $ 7,919 $ 167,430 $ 12,228 $ 12,708 15. $ - $ 24 5,092 2,950 16. $ 5,092 $ 2,974 $ 2,900 $ 2,000 17. 105 $ - $ - $ 7,942,182 $ - 104 $ - $ 449,850 $12,886,480 $ - - - 20,416,647 - $ - $ 449,850 $33,303,127 $ - 18. 105 105.12.28~106.02.10 USD 7,000 $ 790 $ 790 105.12.19~106.01.19 USD 2,020 520 520 105.12.28~106.02.10 USD 1,000 113 113 105.12.30~106.02.10 USD 4,000 ( 161 ) ( 161 ) 104 104.11.27~105.01.27 USD 2,000 $ 742 $ 742 104.12.16~105.01.19 USD 7,300 - - 104.12.16~105.01.19 USD 2,200 - - 104.12.16~105.01.19 USD 730 - - 104.12.16~105.01.19 USD 3,000 - - 104.12.16~105.01.19 USD 520 ( 271 ) ( 271 ) 104.10.22~105.01.26 USD 500 240 240 104.10.30~105.02.03 USD 500 169 169 104.11.09~105.02.16 USD 500 118 118

2016 ANNUAL REPORT 104 104.11.16~105.02.18 USD 200 $ 15 $ 15 104.11.27~105.02.01 USD 500 147 147 104.12.02~105.03.07 USD 300 55 55 104.12.31~105.03.04 USD 500 22 22 105 104 ( $ 3,127 ) $ 41,353 19. 1051231 44 $ 108,562 $ 66,599 $ 66,599 $ - 34 165,474 133,203 133,203-1041231 48 $ 151,434 $ 95,322 $ 95,322 $ - 28 139,894 110,615 110,615 - ( ) 1. (1) 1051231 1041231 $ 560,413 $ 582,372-1 $ 560,413 $ 582,373 (2) 105 $ 8,319,902 $ 7,194,172 $ 22,689 0.001-2.800 4,900,000 3,500,000 12,831 0.280-0.560 3,500,000 3,500,000 9,436 0.280-0.560 $ 16,719,902 $14,194,172 $ 44,956 (3) 105 104 $ 2,552 $ - $ 2,753 $ 1 160,638 1,219 165,233 2,620 25,122,312 263,701 24,747,119 304,369 $ 25,285,502 $ 264,920 $24,915,105 $ 306,990 (4) 104 $ 17,905,250 $ 657,764 $ 7,845 0.100-3.000 3,000,000-32 0.388 $ 20,905,250 $ 657,764 $ 7,877 104 $ 101,116,861 $ 6,435,789 $ 40,407 0.020-3.320 4,400,000 3,500,000 14,560 0.350-0.650 7,880,660-783 0.010-0.400 9,000,000 1,000,000 21,276 0.280-0.600 $ 122,397,521 $10,935,789 $ 77,026 169

170 / Financial Status (5) 105 $ 84,120 $ - $ 24 2.265-2.405 155,972 132,988 1,975 1.260-2.428 118,063 66,814 985 1.260-2.360 $ 358,155 $ 199,802 $ 2,984 104 $ 12,697 $ - $ 6 2.475-2.545 192,304 126,978 2,030 1.470-2.708 99,024 78,959 1,457 1.500-2.700 $ 304,025 $ 205,937 $ 3,493 (6) 105 $ - $ 6,139 0.300-0.460 104 $ 199,597 $ 4,280 0.440-0.810 (7) 105 $ 33,612 $ 97 0-0.110 2,328,509 21,631 0-1.360 173,263 519 0-1.130 438,049 9,877 0-13.000 10,868,943 50,662 0-13.000 $ 13,842,376 $ 82,786 (8) 1051231 1041231 $ 62,675 $ 102,298-300 $ 62,675 $ 102,598 (9) 1051231 1041231 $ 951,196 $ 744,306 (10) 1051231 1041231 $ 129,356 $ 1,251,673 (11) 105 104 $ 933,912 $ 1,182,324 45 65 173 350 340 626 $ 934,470 $ 1,183,365 (12) 105 $ 1,498,666 $ - $ - $ 34,070,318 104 $ - $ - $ 1,093,873 $ - - - - 17,117,728 $ - $ - $ 1,093,873 $ 17,117,728 104 $ 34,739 $ 1,139 0-0.170 4,405,864 6,261 0-1.360 189,203 866 0-1.130 534,878 10,910 0-13.000 10,923,024 34,821 0-13.000 $ 16,087,708 $ 53,997

2016 ANNUAL REPORT (13) 105 105.12.22~106.02.22 USD 4,936 $ 1,317 $ 1,317 105.12.22~106.02.22 USD 10,033 2,677 2,677 105.12.22~106.02.22 USD 13,000 3,469 3,469 105.07.06~106.01.06 USD 3,187 242 242 105.11.14~106.01.17 USD 6,981 5,077 5,077 105.04.11~106.04.11 USD 3,499 ( 360 ) ( 360 ) 105.11.14~106.01.17 USD 1,699 1,236 1,236 105.07.15~106.01.17 USD 3,129 336 336 105.07.15~106.01.17 USD 4,850 521 521 105.07.15~106.01.17 USD 3,129 336 336 105.03.15~106.03.15 USD 10,488 ( 5,367 ) ( 5,367 ) 105.12.14~106.03.14 USD 5,030 1,597 1,597 105.12.14~106.03.14 USD 5,001 1,588 1,588 105.12.14~106.03.14 USD 10,012 3,179 3,179 105.12.14~106.03.14 USD 9,989 3,172 3,172 105.12.14~106.03.14 USD 5,006 1,590 1,590 105.12.14~106.03.14 USD 10,483 3,329 3,329 105.12.14~106.03.14 USD 1,920 610 610 105.12.28~106.02.10 USD 7,000 790 790 105.12.19~106.01.19 USD 2,020 520 520 105.12.28~106.02.10 USD 1,000 113 113 105.12.30~106.02.10 USD 4,000 ( 161 ) ( 161 ) 104 104.12.22~105.03.22 USD 4,935 $ 146 $ 146 104.12.22~105.03.22 USD 10,033 296 296 104.12.22~105.03.22 USD 13,000 383 383 104.05.06~105.05.06 USD 3,187 6,744 6,744 104.11.09~105.01.11 USD 6,981 3,672 3,672 104.10.13~105.01.13 USD 9,989 3,201 3,201 104.12.31~105.01.29 USD 11,219 842 842 104.11.09~105.01.11 USD 3,499 1,841 1,841 104.12.31~105.01.29 USD 10,897 817 817 104.11.09~105.01.11 USD 1,699 894 894 104.10.15~105.01.15 USD 11,386 4,890 4,890 104.12.31~105.01.29 USD 6,722 504 504 104.12.31~105.01.29 USD 3,000 225 225 104.12.31~105.01.29 USD 5,000 375 375 104.04.07~105.04.07 USD 10,259 16,125 16,125 171

172 / Financial Status 104 104.04.15~105.04.15 USD 3,129 $ 5,194 $ 5,194 104.04.15~105.04.15 USD 3,129 5,194 5,194 104.04.15~105.04.15 USD 4,850 8,051 8,051 104.05.08~105.05.09 USD 20,579 43,673 43,673 104.05.13~105.05.13 USD 10,443 22,640 22,640 104.10.13~105.01.13 USD 1,920 615 615 104.09.15~105.03.15 USD 10,488 5,124 5,124 104.11.27~105.01.27 USD 2,000 742 742 104.12.16~105.01.19 USD 7,300 - - 104.12.16~105.01.19 USD 2,200 - - 104.12.16~105.01.19 USD 730 - - 104.12.16~105.01.19 USD 3,000 - - 104.12.16~105.01.19 USD 520 ( 271 ) ( 271 ) 104.10.22~105.01.26 USD 500 240 240 104.10.30~105.02.03 USD 500 169 169 104.11.09~105.02.16 USD 500 118 118 104.11.16~105.02.18 USD 200 15 15 104.11.27~105.02.01 USD 500 147 147 104.12.02~105.03.07 USD 300 55 55 104.12.31~105.03.04 USD 500 22 22 105 104 $ 60,439 $ 181,029 ( 3,127 ) 41,353 $ 57,312 $ 222,382 (14) 1051231 44 $ 108,562 $ 66,599 $ 66,599 $ - 34 165,474 133,203 133,203-84,120 - - - 1041231 48 $ 151,434 $ 95,322 $ 95,322 $ - 28 139,894 110,615 110,615-12,697 - - -

2016 ANNUAL REPORT (15) 1021230 962,000 17,792580,423 104 154,779 2. (1) 1051231 1041231 $ 751 $ 277,079 (2) 1,500,000105 1041231105104 105 $ 84,120 $ - $ 24 2.265-2.405 104 $ 12,697 $ - $ 6 2.475-2.545 (3) 1051231 $ 499,611 $ 52 $ 224 0.710 1041231 $ - $ 279 $ 157 0.800-1.000 3. (1) () 1051231 $ 303,214 $ 75,479 0.010-1.345 $ 18 1041231 972,407 55,478 0.020-1.345 22 (2) () 1051231 $ 4,900,000 $ 3,500,000 0.280-0.560 $ 12,831 1041231 4,400,000 3,500,000 0.350-0.650 14,560 (3) 1051231 $ 868,003 0.270-0.560 $ 7,145-0.290-0.410 1,025 1041231-0.540 6 299,539 0.370-0.810 6,110-0.370-0.630 2,652 569,223 0.370-0.600 2,291 (4) 105 $ 500,000 $ - 0.360-0.642 $ 45 500,000-0.710 52 $ 1,000,000 $ - $ 97 104 $ 500,000 $ - 0.640-0.650 $ 249 - - 0.800-1.000 279 $ 500,000 $ - $ 528 4. (1) 1051231 1041231 $ 2,016,984 46 $ 2,007,078 55 - - 47,895 1 $ 2,016,984 46 $ 2,054,973 56 (2) 105 $ 868,003 $ 11,104,506 0.270-0.560 104 $ 99,942 $ 14,261,690 0.370-0.590 173

174 / Financial Status (3) 105 105.03.11~106.04.11 USD 13,988 $ 5,727 $ 5,727 105.07.04~106.03.14 USD 98,384 ( 30,276) ( 30,276) 104 104.04.01~105.05.13 USD 166,344 ( $ 131,446) ( $ 131,446) 10510460,439 149,099 (4) 1051231 1041231 $ 63,090 $ 102,204-17,533 $ 63,090 $ 119,737 (5) 105 104 $ 910,384 $ 1,144,498-150,366 $ 910,384 $ 1,294,864 5. 105 104 $ 194,543 $ 152,458 ( ) 105104 105 104 $ 144,308 $ 138,014 6,334 6,391 1,845 3,022 $ 152,487 $ 147,427 ( ) 1051231 1041231 $ 40,000,000 $ 40,000,000 31,510,000 31,110,000 11,000,000 11,000,000 2,312,000 3,994,400 1,180,700 730,600 900,000 900,000 500,000 500,000 367,308 305,784 355,000 345,000 227,400 227,400 200,000 180,000 43,497 36,168 91,400 94,400 $ 88,687,305 $ 89,423,752 RTGS ( ) Federal Reserve Bank of San Francisco Discount Window Account 1051231 $ 304,786 $ 5,000 $ 309,786 $ 234,525 1041231 $ 316,666 $ 22,000 $ 338,666 $ 227,840

2016 ANNUAL REPORT ( ) 1051231 29,153 12,227 ( ) 1. 1051231164,874 1051231 1041231 1 $ 631,700 $ 592,570 15 1,312,200 1,016,771 5 112,219 36,656 $ 2,056,119 $ 1,645,997 105 104 $ 658,976 $ 648,987 1,103 1,199 $ 660,079 $ 650,186 2. 1051231 27,200 1051231 1041231 1 $ 118,213 $ 117,718 15 224,664 313,913 5 18,372 - $ 361,249 $ 431,631 3. 1051231 5,703,782 1,018,288 4. 99413 105624 5. 95100 3,170,005 3,105,522 103123095100 103228,990 105851042 254995100 95100 705,861 1051231 1041231 1 $ 2,501 $ 3,914 15 11,317 16,865 5 13,755 - $ 27,573 $ 20,779 1051231 1051231 $ 21,487,800 $ 3,900,000 1. 1051231 24,702 13,581 2. 1015 103410 1033 105318 1034 175

176 / Financial Status 2530.5 105413 831 120 1051231 8,922 1051231 1041231 1 $ 53,504 $ 54,014 15 166,521 164,405 5 598,677 640,251 $ 818,702 $ 858,670 1051231 1041231 $ 512,635,209 $ 512,107,900 $ 45,199,348 $ 46,084,422 89,326,692 90,664,298 94,584,846 95,581,253 74,610,000 75,636,377 69,610,000 70,258,774 1051231 $ 512,107,900 $ 6,173,804 $ 505,934,096 $ - 90,664,298 413,784 90,250,514-1041231 $ 46,084,422 $ - $ 46,084,422 $ - 95,581,253 406,048 95,175,205-70,258,774-70,258,774 - ( ) Black Scholes model Bloomberg 105104 1231 0.7325%1.3754% 0.7361%1.0960% 75,636,377-75,636,377 -

2016 ANNUAL REPORT ( ) 105 104 12 31 1051231 1041231 $ 8,523,386 $ 5,416,146 $ 3,107,240 $ - $ 2,439,198 $ 2,439,198 $ - $ - 1,265,263 1,263,589 1,674-262,273 260,881 1,392-40,885,499 961,330 39,924,169-30,133,164 52,106 30,081,058 - - - - - 40,095-40,095-5,115,171 5,115,171 - - 4,536,688 3,985,033 551,655-168,512,551 35,229,298 133,283,253-142,278,588 46,341,353 95,937,235-5,018,202 4,748,835 269,367-5,272,281 5,272,281 - - ( 12,529,189 ) ( 193,154) ( 12,336,035 ) - ( 12,703,063 ) - ( 12,703,063 ) - 3,753,699 193,276 3,560,423-4,263,964 42,602 4,221,362 - ( 2,601,916 ) ( 4,166 ) ( 2,597,750 ) - ( 2,810,156 ) - ( 2,810,156 ) - 1051231 1041231 $ - $ - 105 $ - 104 $ 6,311 1051231 $ - 1041231 $ - 1051231 1041231 $ 12,336,035 $ 12,703,063 12,888,000 13,152,000 ( $ 551,965 ) ( $ 448,937 ) 105 $ 32,330 104 $ 2,168 1051231 $ 34,498 1041231 $ 2,168 177

1. 2. 3. 4. 1. / Financial Status 178

2. 1 5P 5P 2 3 179 2016 ANNUAL REPORT

180 / Financial Status The Banker 1051231 1041231 $ 101,561,712 $ 101,337,530 41,895,556 37,667,998 21,152,739 17,365,650 78,348,294 75,846,447 10% 1051231 1041231 $ 809,134,142 39 $ 811,865,538 39 327,044,724 16 322,834,983 16 1 1051231 (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 2,832,619 $ 38,059 $ 61,942 $ 2,932,620 $ 25,376 $ 17,420 $ 2,889,824 12,036,744 24,406 548,325 12,609,475 367,917 292,974 11,948,584 1,953,094,604 7,549,281 29,797,942 1,990,441,827 6,651,004 16,903,787 1,966,887,036

2016 ANNUAL REPORT 1041231 (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 2,549,807 $ 27,980 $ 74,336 $ 2,652,123 $ 34,983 $ 18,435 $ 2,598,705 10,828,753 26,551 519,669 11,374,973 323,002 220,344 10,831,627 1,968,578,879 8,385,747 25,749,526 2,002,714,152 7,016,444 14,445,553 1,981,252,155 2 1051231 1041231 $ 1,407,436,657 $ 1,393,174,736 545,657,947 575,404,143 1,953,094,604 1,968,578,879 3 1051231 (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 119,127,606 $ - $ - $ 119,127,606 $ - $ 119,127,606 4,230,764 - - 4,230,764-4,230,764 282,576 - - 282,576-282,576 77,851,299 - - 77,851,299 10,859 77,840,440 432,208,524 - - 432,208,524-432,208,524 80,049,395 - - 80,049,395-80,049,395 4,092,383 - - 4,092,383-4,092,383 17,133,396 - - 17,133,396-17,133,396 1041231 (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 91,593,863 $ - $ - $ 91,593,863 $ 3,288 $ 91,590,575 3,975,015 - - 3,975,015-3,975,015 319,261 - - 319,261-319,261 42,106,395 - - 42,106,395 14,802 42,091,593 305,784 - - 305,784-305,784 84,539,585 - - 84,539,585-84,539,585 4,092,383 - - 4,092,383-4,092,383 14,030,137 - - 14,030,137-14,030,137 90 181

182 / Financial Status 1051231 1 13 $ 25,302 $ 12,757 $ 38,059 13,000 11,406 24,406 4,878,706 1,446,303 6,325,009 975,989 248,283 1,224,272 - - - - - - - - - - - - - - - - - - 1041231 1 13 $ 22,337 $ 5,643 $ 27,980 16,298 10,253 26,551 5,879,070 1,356,697 7,235,767 902,419 247,561 1,149,980 - - - - - - - - - - - - - - - - - - 3.

2016 ANNUAL REPORT 1051231 1041231 100 ( $ 338,493 ) ( $ 25,435 ) 100 363,546 25,524 USD/NTDEUR/NTD3% ( 132,789 ) ( 86,027 ) USD/NTDEUR/NTD3% 132,789 86,027 /NTD5% 220,149 ( 18,673 ) /NTD5% ( 220,149 ) 18,673 15% 120,054 12,369 15% ( 120,054 ) ( 12,369 ) 1 105 104 $ 26,939,023 1.82 $ 32,145,426 2.35 363,032,312 0.54 602,415,776 0.75 120,352,203 0.96 82,635,880 1.17 19,652,234 0.50 31,818,557 0.76 - - 140,102 5.99 1,945,294 0.34 1,894,914 0.46 1,964,562,393 2.01 1,908,703,823 2.12 101,153,901 2.07 79,494,683 1.80 478,884,429 0.48 31,668,410 1.81 81,841,417 2.07 81,837,519 1.79 212,433,189 0.55 223,584,339 0.40 12,887,847 4.33 9,686,723 4.18 105 104 12,526,955 0.27 21,520,863 0.45 487,840,156 0.12 441,434,653 0.14 766,805,420 0.32 718,931,183 0.39 491,914,674 1.04 459,583,913 1.18 677,825,139 1.15 695,132,173 1.33 82,155,852 0.70 73,684,825 0.85 4,834,141 0.31 1,739,192 0.39 4,347,486 0.62 6,623,598 1.39 70,935,137 1.36 76,956,575 1.56 2 105 104 $ 56,981 0.11 $ 478,676-150,594 0.01 156,856 0.03 - - 28,446 0.01 8,778,097 2.14 7,478,201 2.22 1,725,446 0.89 2,104,437 1.33 8,291,258 0.41 8,008,106 0.60 43,651-74,404-85,414 0.87 88,023 0.57 183

184 / Financial Status 1051231 $ 10,154,784 32.2200 $ 327,187,132 11,012,099 4.6240 50,919,947 810,265 23.3450 18,915,634 410,380 33.9800 13,944,703 45,466,810 0.2771 12,598,853 1,363,517 4.1540 5,664,050 109,134 39.6100 4,322,797 1,530,864 2.3700 3,628,149 127,698 23.9200 3,054,547 29,023 22.4600 651,851 8,722 31.6050 275,669 5,439 22.3100 121,342 2,920 3.5500 10,368 7,357 0.9042 6,652 736,959 0.0080 5,869 4,412 0.6510 2,872-7.1840-1041231 $ 9,438,349 32.8800 $ 310,332,926 9,443,309 4.9930 47,150,444 431,528 35.9200 15,500,469 627,564 23.9750 15,045,854 48,863,783 0.2730 13,339,813 1,465,852 4.2420 6,218,146 972,188 2.1200 2,061,039 28,763 48.7500 1,402,194 27,447 23.7200 651,032 19,499 22.5000 438,733 3,627 33.2350 120,544 2,417 23.2500 56,207 4,358 3.9100 17,040 10,234 0.9168 9,383 751,603 0.0081 6,068 2,581 0.7007 1,809 7 7.6510 54 $ 11,024,482 32.2200 $ 355,208,823 10,097,452 4.6240 46,690,618 829,527 23.3450 19,365,308 38,008,073 0.2771 10,532,037 221,157 33.9800 7,514,916 2,773,328 2.3700 6,572,788 833,999 4.1540 3,464,432 67,639 39.6100 2,679,161 88,911 22.4600 1,996,935 69,130 23.9200 1,653,596 16,146 22.3100 360,211 8,466 31.6050 267,562 18,496 3.5500 65,662 14,106 0.9042 12,754 1,573 0.6510 1,024 2,888 0.0080 23-7.1840 2 10,105,448 32.8800 332,267,122 9,190,733 4.9930 45,889,329 678,335 23.9750 16,263,088 32,415,488 0.2730 8,849,428 157,243 48.7500 7,665,610 186,511 35.9200 6,699,476 2,568,244 2.1200 5,444,677 593,004 4.2420 2,515,523 85,355 22.5000 1,920,493 69,632 23.7200 1,651,680 5,251 33.2350 174,523 6,124 23.2500 142,383 14,172 3.9100 55,413 11,050 0.9168 10,131 133 0.7007 93 2,885 0.0081 23-7.6510 3

2016 ANNUAL REPORT 4. 10510412 25.51%23.48% 1051231 0-30 31-90 91-180 181-1 1 $ 156,187,361 $ 58,923,389 $ 10,704,636 $ 819,799 $ - $ 226,635,185 - - - - 12,888,000 12,888,000 7,099,872 2,993,323 1,765,115 142,521-12,000,831 35,207,271 1,437,366 3,875,128 1,793,774 1,361,129 43,674,668 252,988,803 358,055,936 351,438,916 595,404,501 1,006,397,207 2,564,285,363 - - 8,000,000 4,000,000 62,610,000 74,610,000 2,229,703 61,082 12,886 44,146 266,308 2,614,125 1041231 0-30 31-90 91-180 181-1 1 $ 129,943,568 $ 61,620,412 $ 499,880 $ 8,181,954 $ - $ 200,245,814 - - - - 13,152,000 13,152,000 11,324,769 4,138,888 1,961,817 27,006-17,452,480 26,641,525 1,250,741 3,724,904 1,642,602 1,574,763 34,834,535 238,906,777 349,548,292 356,297,049 608,264,851 951,494,918 2,504,511,887 - - - - 69,610,000 69,610,000 6,944,010 51,121 28,891 76,156 609,190 7,709,368 10510412310-301,332,990,997 1,265,775,142 185

186 / Financial Status 1 1051231 0-30 31-90 91-180 181-1 1 $ 12 $ 1,104 $ 512 $ 328 $ - $ 1,956 ( 2,597 ) - ( 2,572 ) ( 4,433 ) ( 7,996 ) ( 17,598 ) 1041231 0-30 31-90 91-180 181-1 1 $ 1,452 $ 3,668 $ 2,279 $ 1,360 $ - $ 8,759 ( 2,141 ) ( 435 ) ( 2,810 ) ( 4,510 ) ( 11,384 ) ( 21,280 ) 2 1051231 0-30 31-90 91-180 181-1 1 $ 100,614,110 $ 48,649,694 $ 10,212,981 $ 5,547,481 $ 6,320 $ 165,030,586 101,570,350 49,045,790 10,199,070 5,596,383 6,347 166,417,940-75,283 446,818 21,048 2,218,577 2,761,726-594,624 419,155-30,163,544 31,177,323 100,614,110 48,724,977 10,659,799 5,568,529 2,224,897 167,792,312 101,570,350 49,640,414 10,618,225 5,596,383 30,169,891 197,595,263 956,240 915,437 ( 41,574 ) 27,854 27,944,994 29,802,951 1041231 0-30 31-90 91-180 181-1 1 $ 121,940,698 $ 61,218,639 $ 8,332,811 $ 6,721,102 $ 139,693 $ 198,352,943 122,438,787 61,450,896 8,404,151 6,782,455 139,717 199,216,006 136,070 1,887,838 1,394,754 140,160 851,454 4,410,276 136,452 1,754,559 1,321,384 136,070 1,026,649 4,375,114 122,076,768 63,106,477 9,727,565 6,861,262 991,147 202,763,219 122,575,239 63,205,455 9,725,535 6,918,525 1,166,366 203,591,120 498,471 98,978 ( 2,030 ) 57,263 175,219 827,901 1051231 0-30 31-90 91-180 181-1 1 $ 2,456,708 $ 6,528,417 $ 7,806,476 $ 8,640,285 $ 76,129,826 $ 101,561,712 28,740 215,260 905,725 1,189,421 39,556,410 41,895,556 4,003,758 11,034,135 2,257,950 887,836 2,969,060 21,152,739 3,236,388 6,495,515 4,815,740 9,304,642 54,496,009 78,348,294

2016 ANNUAL REPORT 1041231 0-30 31-90 91-180 181-1 1 $ 1,175,415 $ 6,237,551 $ 7,763,379 $ 11,348,130 $ 74,813,055 $ 101,337,530 13,900 128,504 755,729 1,347,700 35,422,165 37,667,998 4,430,340 8,766,697 2,230,412 483,024 1,455,177 17,365,650 3,023,999 6,402,251 6,562,665 9,228,210 50,629,322 75,846,447 1. 1 2 3 VaR 4 i 105104 123199% 445,220 503,473 ii A. 1051041231 1 20,69020,491 B. 1051041231 1% 18,966 21,220 C. 187

188 / Financial Status 1% 105104186,802 189,257 1051041231 1051231 1041231 $ 7,099 32.19 $ 228,515 $ 11,160 32.89 $ 367,068 4,112 23.28 95,728 1,704 23.99 40,877 477 33.88 16,162 96 35.90 3,463 5,573 32.19 179,387 6,046 32.89 198,842 2,849 4.62 13,160 2,832 4.99 14,132 326,726 32.19 10,517,323 288,921 32.89 9,502,601 30,687 4.62 141,745 29,716 4.99 148,283 241,341 32.19 7,768,778 256,847 32.89 8,447,713 240,999 4.62 1,113,173 239,998 4.99 1,197,591-32.19-12,450 32.89 409,480 430 32.19 13,842-32.89 - iii stress loss 1051041231 97 1,958,9551,971,268100 311 180,906 289,939 2. 1 2 i ii iii

2016 ANNUAL REPORT iv 1051231 1041231 $ 21,025,750 $ 21,025,750 51% $ 23,385,286 $ 23,385,286 54% (twaaatwaa) 597,327 606,527 2% 399,957 406,048 1% 6,188 6,188 - - - - (Aa2A2) 14,414,689 14,503,263 35% 12,834,215 12,931,069 30% (A3) 1,249,735 1,259,464 3% 3,903,283 3,922,062 9% (Baa1Ba1) 3,596,421 3,612,572 9% 2,558,690 2,556,565 6% $ 40,890,110 $ 41,013,764 100% $ 43,081,431 $ 43,201,030 100% 1 2 3. 1 2 3 i ii 1051231 1 13 35 5 ( $ 131,528 ) ( $ 46,673 ) $ - $ - ( 129,137 ) - - - ( $ 260,665 ) ( $ 46,673 ) $ - $ - 1041231 1 13 35 5 ( $ 191,899 ) ( $ 225,351 ) $ - $ - ( 554,934 ) - - - ( $ 746,833 ) ( $ 225,351 ) $ - $ - ( ) 09802512072 1. 189

190 / Financial Status 2. 1231 1 1 2 3 4 5 6 7 99 3 35 35 35 35 35 35-100 4,170 7,263 7,786 7,854 7,854 8,034 8,034-101 12,366 20,155 21,177 21,070 21,110 21,150 21,150 40 102 19,586 27,531 27,762 28,666 28,705 28,705 28,705 39 103 25,862 28,357 28,977 29,390 29,425 29,425 29,425 448 104 35,899 42,080 43,610 44,561 44,646 44,646 44,646 2,566 105 26,485 33,061 33,946 34,240 34,262 34,262 34,262 7,777 10,870 4,285 15,155 2 1 2 3 4 5 6 7 99 3 35 35 35 35 35 35-100 4,170 7,263 7,786 7,854 7,854 8,034 8,034-101 10,307 18,108 19,129 19,023 19,063 19,103 19,103 40 102 19,497 26,841 27,071 27,975 28,009 28,009 28,009 34 103 25,174 27,659 28,278 28,637 28,667 28,667 28,667 389 104 31,538 37,711 38,897 39,484 39,534 39,534 39,534 1,823 105 25,929 32,367 33,234 33,522 33,543 33,543 33,543 7,614 9,900 3,980 13,880

2016 ANNUAL REPORT 3. Lock-in IFRS 4 1051231 0.25% $ 69,605 $ 57,772 ( 0.25% ) ( 67,760 ) ( 57,901 ) 10% ( 15,025 ) ( 12,471 ) ( 10% ) 15,025 12,471 30% 2,472 2,052 ( 30% ) ( 3,909 ) ( 3,245 ) 15% ( 12,234 ) ( 10,154 ) 10% ( 65,622 ) ( 54,466 ) 1041231 0.25% $ 73,972 $ 61,397 ( 0.25% ) ( 74,137 ) ( 61,534 ) 10% ( 11,622 ) ( 9,638 ) ( 10% ) 11,622 9,638 30% 424 352 ( 30% ) ( 2,288 ) ( 1,899 ) 15% ( 10,155 ) ( 8,429 ) 10% ( 56,689 ) ( 47,052 ) 1 2 3 4 4. 1 IFRS 4 2 3 ( ) 191

192 / Financial Status 1051231 $ 19,348,965 $ 19,417,805 $ 19,348,965 $ 19,417,805 ( $ 68,840 ) 22,196,686 22,524,538 22,196,686 22,524,538 ( 327,852 ) 2,198,860 2,197,072 2,259,831 2,197,072 62,759 1041231 $ 23,189,614 $ 23,168,529 $ 23,189,614 $ 23,168,529 $ 21,085 25,513,538 26,092,702 25,513,538 26,092,702 ( 579,164 ) 1,883,182 1,880,000 1,913,869 1,880,000 33,869 ( ) 1051231 $ 1,298,413 $ - $ 1,298,413 ( $ 1,298,413 ) $ - $ - $ 44,139,415 $ - $ 44,139,415 ( $ 43,430,840 ) $ - $ 708,575 1041231 $ 1,346,831 $ - $ 1,346,831 ( $ 1,346,831 ) $ - $ - $ 51,141,231 $ - $ 51,141,231 ( $ 50,367,675 ) $ - $ 773,556

2016 ANNUAL REPORT 8% 105104123116.31%15.76% 1051041231 421%691% 105 10412311,015.54%887.02% ( ) ( ) 1. 1 2 1 A 2 B 3 C 4 D 5 E 6 F 7 G 8 H 9 I 10 J 1051231 3 2 47,985,202 25.22 A 24,452,532 12.85 B 20,117,499 10.57 C 12,475,052 6.56 D 10,468,922 5.50 E 9,800,372 5.15 J 8,507,430 4.47 H 8,473,972 4.45 F 8,156,172 4.29 I 7,990,876 4.20 K 1041231 3 52,676,426 28.82 23,325,210 12.76 21,666,561 11.86 13,234,917 7.24 11,241,157 6.15 10,795,986 5.91 9,763,984 5.34 8,991,608 4.92 8,856,290 4.85 6,177,585 3.38 193

194 / Financial Status 2. 1 2 1 A 2 B 3 C 4 D 5 E 6 F 7 G 8 H 9 I 10 J 1051231 3 1041231 2 3 900,000 18.13 A 650,000 13.09 K 640,000 12.89 I 630,000 12.69 H 600,000 12.08 F 600,000 12.08 L 550,000 11.08 C 515,000 10.37 J 500,000 10.07 M 480,000 9.67 N 960,000 19.59 750,000 15.30 700,000 14.28 670,000 13.67 600,000 12.24 537,000 10.96 485,000 9.90 480,000 9.79 480,000 9.79 469,000 9.57 1 2 3 ( ) 1. 1051231 190 91180 1811 1 2,226,291,870 78,409,769 20,003,190 212,280,065 2,536,984,894 875,078,103 1,270,111,617 123,230,949 56,522,353 2,324,943,022 1,351,213,767 ( 1,191,701,848 ) ( 103,227,759 ) 155,757,712 212,041,872 179,884,108 109.12 117.88 1041231 190 91180 1811 1 2,224,055,786 87,672,073 11,322,931 159,928,135 2,482,978,925 909,691,528 1,199,678,568 122,411,693 52,746,552 2,284,528,341 1,314,364,258 ( 1,112,006,495 ) ( 111,088,762 ) 107,181,583 198,450,584 172,638,090 108.69 114.95 1. 2. 3. 4.

2016 ANNUAL REPORT 1051231 190 91180 1811 1 11,048,057 880,553 339,015 889,296 13,156,921 13,248,760 613,323 660,986 10,000 14,533,069 ( 2,200,703 ) 267,230 ( 321,971 ) 879,296 ( 1,376,148 ) 321,380 90.53 ( 428.20 ) 1041231 190 91180 1811 1 10,149,865 698,630 151,491 565,159 11,565,145 10,403,374 993,494 1,109,895 15,000 12,521,763 ( 253,509 ) ( 294,864 ) ( 958,404 ) 550,159 ( 956,618 ) 307,844 92.36 ( 310.75 ) 1. 2. 3. 4. 2. 1051231 190 91180 1811 1 270,858 71,519 - - 342,377 175,459 90,769 9,042-275,270 95,399 ( 19,250 ) ( 9,042 ) - 67,107 60,677 124.38 110.60 1041231 190 91180 1811 1 267,543 72,167 - - 339,710 186,779 77,691 9,684-274,154 80,764 ( 5,524 ) ( 9,684 ) - 65,556 59,218 123.91 110.70 1. 2. 3. 4. ( ) 1. 1051231 1041231 0.49 0.49 0.43 0.43 8.35 8.95 7.27 7.72 33.20 35.13 2. 1051231 1041231 6.67 7.11 6.68 7.12 7.21 7.63 7.22 7.65 98.85 98.75 3. 5 1051231 1041231 0.47 0.47 0.40 0.41 7.80 8.48 6.72 7.28 30.67 30.76 195

196 / Financial Status 4. 1051231 1041231 1.27 1.22 1.25 1.21 10.74 10.23 10.57 10.21 90.46 100.74 5. 1051231 1041231 1.20 1.74 1.08 1.52 3.81 4.75 3.46 4.15 22.97 24.51 6. 1051231 1041231 0.57 0.66 0.55 0.59 10.59 12.63 10.17 11.22 50.46 52.73 1. 2. 3. 4. 1 5. 105624 ( ) 1. 1051231 010 1130 3190 91180 1811 1 2,912,579,303 445,925,958 325,498,497 154,386,789 168,278,402 326,999,582 1,491,490,075 3,411,972,205 220,472,557 179,964,509 430,399,837 414,230,546 658,707,019 1,508,197,737 ( 499,392,902 ) 225,453,401 145,533,988 ( 276,013,048 ) ( 245,952,144 ) ( 331,707,437 ) ( 16,707,662 ) 1041231 010 1130 3190 91180 1811 1 2,874,376,823 459,449,410 337,684,146 143,910,031 189,898,631 301,915,264 1,441,519,341 3,383,426,314 201,323,422 196,212,659 423,094,927 423,237,179 685,429,837 1,454,128,290 ( 509,049,491 ) 258,125,988 141,471,487 ( 279,184,896 ) ( 233,338,548 ) ( 383,514,573 ) ( 12,608,949 ) 1051231 030 3190 91180 1811 1 21,063,564 8,535,847 3,495,230 2,346,722 1,023,083 5,662,682 24,305,052 12,029,919 4,509,979 2,179,696 3,191,626 2,393,832 ( 3,241,488 ) ( 3,494,072 ) ( 1,014,749 ) 167,026 ( 2,168,543 ) 3,268,850

2016 ANNUAL REPORT 1041231 030 3190 91180 1811 1 19,969,621 7,751,534 3,450,908 2,294,517 1,535,694 4,936,968 24,145,661 10,778,451 4,407,558 2,491,497 3,621,382 2,846,773 ( 4,176,040 ) ( 3,026,917 ) ( 956,650 ) ( 196,980 ) ( 2,085,688 ) 2,090,195 2. 1051231 030 3190 91180 1811 1 342,377 45,694 1,500 16,632 14,830 263,721 281,700 78,076 97,383 90,818 9,042 6,381 60,677 ( 32,382 ) ( 95,883 ) ( 74,186 ) 5,788 257,340 1041231 030 3190 91180 1811 1 339,710 39,047 5,020 8,900 44,693 242,050 280,492 80,737 106,042 77,691 9,683 6,339 59,218 ( 41,690 ) ( 101,022 ) ( 68,791 ) 35,010 235,711 ( ) 1051231 130 3190 91180 1811 1 11,001,228 8,978,219 646,349 - - - - 46,180 838,540 13,691,647 4,699,499 120,000 200 - - 15,700,727 9,098,219 692,729 838,540 13,691,647 10,900,000 - - - - 19,918,074 4,098,843 - - - 30,818,074 4,098,843 - - - ( 15,117,347 ) 4,999,376 692,729 838,540 13,691,647 ( 15,117,347 ) ( 10,117,971 ) ( 9,425,242 ) ( 8,586,702 ) 5,104,945 197

198 / Financial Status 1041231 130 3190 91180 1811 1 10,045,674 9,212,792 350,693 - - - - 200,000 800,000 16,301,720 4,678,915 120,000 200 - - - - 20,033-20,062 14,724,589 9,332,792 570,926 800,000 16,321,782 7,850,000 - - - - 25,645,298 3,046,983 50,210 - - 33,495,298 3,046,983 50,210 - - ( 18,770,709 ) 6,285,809 520,716 800,000 16,321,782 ( 18,770,709 ) ( 12,484,900 ) ( 11,964,184 ) ( 11,164,184 ) 5,157,598 ( ) 1051041231 1051231 1041231 1051231 1041231 $ 2,403,263 $ 1,459,189 $ 4,250 $ 3,238 153,234,175 155,580,004 2,477 2,403 1,735,287 1,628,673 200-1,364,377-6,927 5,641 300,778-156,634,617 157,208,677 75,487,067 67,632,891 833,745 804,036 8,844 6,377 157,272,789 157,015,238 46,493,613 31,454,680 55,568,875 35,583,450 12,192 15,948 2,432,186 2,219,984 9,255,459 4,287,799 275,144 176,070 55,761,264 35,758,427 215,548,994 194,994,742 75,487,067 67,632,891 140,587 252,803 ( 161,502 ) ( 60,145 ) 106,727 43,665 85,812 236,323 $ 291,128,800 $ 262,869,597 $ 291,128,800 $ 262,869,597

2016 ANNUAL REPORT 1051041231 1051231 1041231 $ 2,403,263 $ 1,459,189 153,234,175 155,580,004 1,735,287 1,628,673 1,364,377-300,778-833,745 804,036 3,353 2,623 200-5,291 3,754 46,493,613 31,454,680 12,192 15,948 9,255,459 4,287,799 75,487,067 67,632,891 $ 291,128,800 $ 262,869,597 105104111231 105 104 $ 5,117 $ 4,193 69,127 42,705 18,077 14,373 237,500 354,349 59 576 1,606 1,284 27,840 9,929 5-359,331 427,409 8,848 3,674 52 335 751 318 28 11 202,939 163,465 18 465 4,395 5,069 1,713 1,269 218,744 174,606 140,587 252,803 - - $ 140,587 $ 252,803 ( ) () 15 () ()2,000 1051041231 2,2452,690105 1047,044 7,060 1051041231 2,4192,111105 104 32,09026,219 199

200 / Financial Status 105 1041231244,503 242,035 1041231 6 ( ) ( ) 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. ( ) ( ) ( ) ( )

2016 ANNUAL REPORT 105104 105 $ 31,402,402 $ 2,008,790 $ 33,411,192 $ - $ 33,411,192 9,432,572 13,995,453 23,428,025 ( 14,255,484 ) 9,172,541 40,834,974 16,004,243 56,839,217 ( 14,255,484 ) 42,583,733 ( 3,802,662 ) ( 167,908 ) ( 3,970,570 ) - ( 3,970,570 ) - 2,002,856 2,002,856-2,002,856 ( 22,486,079 ) ( 2,084,762 ) ( 24,570,841 ) 180,908 ( 24,389,933 ) $ 14,546,233 $ 15,754,429 $ 30,300,662 ( $ 14,074,576 ) $ 16,226,086 104 $ 29,906,851 $ 2,167,358 $ 32,074,209 $ 160 $ 32,074,369 9,526,146 10,484,468 20,010,614 ( 13,762,289 ) 6,248,325 39,432,997 12,651,826 52,084,823 ( 13,762,129 ) 38,322,694 ( 2,158,168 ) ( 66,824 ) ( 2,224,992 ) - ( 2,224,992 ) - 4,343,586 4,343,586-4,343,586 ( 23,156,083 ) ( 1,855,020 ) ( 25,011,103 ) 181,435 ( 24,829,668 ) $ 14,118,746 $ 15,073,568 $ 29,192,314 ( $ 13,580,694 ) $ 15,611,620 201

202 / Financial Status 1051041231 1051231 1041231 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 51.00 51.00 100.00 100.00 90.02 90.02-100.00 100.00 100.00 105624 1051231 1041231 - - 1051041231 1051231 $ 194,675,669 $ 208,353,187 100 237,632,243 158,731,816 100 5,187,936 2,545,028 100 4,702,452 1,674,345 100 3,387,679 2,623,819 51 3,795,321 747,450 100 355,016 194,043 100 1,007,757 505,700 ( 229,265,319 ) ( 208,347,429 ) 221,478,754 167,027,959 132.60% 1041231 $ 186,588,779 $ 200,480,193 100 229,564,943 145,277,688 100 4,914,554 2,494,769 100 4,526,871 982,532 100 3,177,251 2,671,546 51 3,534,283 796,889 100 334,606 180,369 100 997,861 499,772 ( 223,298,296 ) ( 200,468,265 ) 210,340,852 152,915,493 137.55% 1 2

2016 ANNUAL REPORT 1051231 1041231 $ 118,472,850 $ 110,722,290 - - - - - - 57,964,343 57,964,343 3,643,188 2,356,575 996,026 996,026 14,225,747 12,866,132 ( 624,156 ) 1,689,065 2,329 5,652 194,675,669 186,588,779 1051231 176,691,923 177,630,492 - - 60,940,320 62,002,796 237,632,243 239,633,288 1,749,949,669 1,751,849,566 - - 2,525,003 2,525,003 - - 67,055,930 68,376,295 - - 20,838,284 20,846,475 - - 1,840,368,886 1,843,597,339 12.91 13.00 9.60 9.63 9.60 9.63 5.33 5.35 203

204 / Financial Status 1041231 $ 169,179,043 $ 170,222,272 - - 60,385,900 61,546,641 229,564,943 231,768,913 1,737,278,354 1,739,194,177 - - 750,679 750,679 - - 63,325,942 65,270,944 - - 14,616,127 14,634,941 - - 1,815,971,102 1,819,850,741 12.64 12.74 9.32 9.35 9.32 9.35 5.25 5.28 1 2 1. 2. 12.5 3. 4. 5. 6.

2016 ANNUAL REPORT 1051041231 1051231 1041231 3 2 1 3 2 1 2,967,322 678,321,953 0.44 6,272,474 211.39 3,362,084 666,713,093 0.50 6,133,312 182.43 2,668,904 525,514,607 0.51 7,160,343 268.29 1,753,741 551,608,460 0.32 7,008,984 399.66 4 979,710 502,456,117 0.19 7,609,102 776.67 1,031,851 508,940,536 0.20 5,857,699 567.69 - - - - - - - - - - 5 11,904 12,499,705 0.10 148,551 1,247.91 47,115 12,544,692 0.38 204,713 434.50 613,546 254,588,889 0.24 2,015,897 328.56 592,128 245,391,020 0.24 1,896,174 320.23 6 25,980 8,926,735 0.29 141,177 543.41 18,278 9,442,950 0.19 151,983 831.51 7,267,366 1,982,308,006 0.37 23,347,544 321.27 6,805,197 1,994,640,751 0.34 21,252,865 312.30 3 2 1 3 2 1 5,566 2,937,838 0.19 56,009 1,006.27 8,207 2,660,556 0.31 74,750 910.81 7-561,785-6,351 - - 216,084-3,552-2,363 15,462 8 12,487 17,085 8 19,918 22,322 9 53,335 61,678 9 1 94760944000378 2 == 3 == 4 5 94121909440010950 6 7 9471909450004943 8 9542509510001270 9 9791509700318940 205

206 / Financial Status 105104111231 1051041231 1051231 1041231 1051231 1041231 $ 33,611 $ 33,317 $ 13,520,863 $ 13,773,685 161 175 165,623 155,317 1,049,081 2,082,043 1,066,367 2,072,032 208,347,429 200,468,265 196 285 1,864 8,251 7,161 5,455 2,138 5,466 14,760,210 16,006,774 191 186 3,733 3,502 118,472,850 110,722,290 57,964,343 57,964,343 18,864,961 16,218,733 ( 624,156 ) 1,689,065 194,677,998 186,594,431 $ 209,438,208 $ 202,601,205 $ 209,438,208 $ 202,601,205

2016 ANNUAL REPORT 105104111231 105 104 $ 13,979,121 $ 13,333,107 2,177 3,540 13,981,298 13,336,647-22,998 183,665 197,806 56,594 69,594 240,259 290,398 13,741,039 13,046,249 23,756 32,803 13,764,795 13,079,052 ( 2,359,559 ) 1,235,796 $ 11,405,236 $ 14,314,848 $ 1.16 $ 1.14 $ 1.16 $ 1.14 207

208 / Financial Status 105104111231 10411 9,044,980 $ 90,449,800 $ 51,818,091 $ 1,332,940 $ 996,026 $ 10,918,919 $ 264,792 ( $ 429,245 ) $ - $ 155,351,323 103 - - - 1,023,635 - ( 1,023,635 ) - - - - - - - - - ( 5,272,490 ) - - - ( 5,272,490 ) 421,799 4,217,992 - - - ( 4,217,992 ) - - - - 105,450 1,054,498 ( 1,054,498 ) - - - - - - - 1043 1,500,000 15,000,000 6,870,000 - - - - - - 21,870,000 - - 330,750 - - - - - - 330,750 104 - - - - - 13,079,052 - - - 13,079,052 104 - - - - - ( 617,722 ) 35,623 1,815,727 2,168 1,235,796 104 - - - - - 12,461,330 35,623 1,815,727 2,168 14,314,848 1041231 11,072,229 110,722,290 57,964,343 2,356,575 996,026 12,866,132 300,415 1,386,482 2,168 186,594,431 104 - - - 1,286,613 - ( 1,286,613 ) - - - - - - - - - ( 3,321,669 ) - - - ( 3,321,669 ) 775,056 7,750,560 - - - ( 7,750,560 ) - - - - 105 - - - - - 13,764,795 - - - 13,764,795 105 - - - - - ( 46,338 ) ( 309,700 ) ( 2,035,851 ) 32,330 ( 2,359,559 ) 105 - - - - - 13,718,457 ( 309,700 ) ( 2,035,851 ) 32,330 11,405,236 1051231 11,847,285 $ 118,472,850 $ 57,964,343 $ 3,643,188 $ 996,026 $ 14,225,747 ( $ 9,285 ) ( $ 649,369 ) $ 34,498 $ 194,677,998

2016 ANNUAL REPORT 105104111231 105 104 $ 13,741,039 $ 13,046,249 ( 13,979,121 ) ( 13,310,109 ) 9,737 9,917 56,594 69,594 ( 97 ) ( 2,409 ) - 587 14 ( 130 ) 22 ( 190 ) 10,306 33,429 1,706 1,905 ( 159,800 ) ( 151,157 ) 97 2,409 9,040,903 7,325,836 ( 59,416 ) ( 69,611 ) 51,048 ( 37,909 ) 8,872,832 7,069,568 ( 5,300,505 ) ( 29,146,088 ) ( 22 ) ( 83 ) ( 253 ) ( 80 ) ( 5,300,780 ) ( 29,146,251 ) - 5,490,000 ( 250,000 ) - 870,000 1,000,000 ( 870,000 ) ( 1,000,000 ) 119 357 ( 208 ) ( 1,526 ) ( 3,321,669 ) ( 5,272,490 ) - 21,870,000 ( 3,571,758 ) 22,086,341 294 9,658 33,317 23,659 $ 33,611 $ 33,317 209

210 / Financial Status 1051041231 1051231 1041231 1051231 1041231 $ 54,064,826 $ 42,442,571 $ 225,668,911 $ 198,372,977 302,017,438 711,892,231 14,631,011 14,706,922 27,866,137 14,936,076 12,000,831 17,452,480-209,592 44,120,225 35,350,986 14,808,694 13,405,350 328,375 1,351,013 1,187,408 987,343 2,564,157,192 2,504,386,291 1,958,508,412 1,972,923,223 74,610,000 69,610,000 123,640,946 95,884,851 2,614,125 7,709,368 510,048,964 42,397,377 7,171,678 9,286,765 1,882,267 1,880,899 3,261,164 3,453,496 99,887,733 101,187,401 1,170,965 1,185,632 37,962,847 39,291,595 2,949,734,477 2,862,865,930 2,886,363 2,269,500 3,545,312 3,628,906 954,971 1,227,279 85,863,000 83,493,000 711,131 1,061,737 55,985,497 53,054,992 49,140,179 45,153,797 ( 749,704 ) 1,058,212 190,238,972 182,760,001 $ 3,139,973,449 $ 3,045,625,931 $ 3,139,973,449 $ 3,045,625,931 105624 1051041231 1051231 1041231 1051231 1041231 $ 4,179,619 $ 4,559,035 $ 10,900,000 $ 7,850,000 20,606,902 19,671,159 24,009,038 28,733,678 12,217,608 14,670,128 68,356 64,553 168,636 162,360 745,822 820,742 2,586,245 2,801,971 31,385 68,337 79,755 85,572 35,754,601 37,537,310 649,477 249,477 12,849 14,571 7,761 1,624 3,547,270 3,547,270 211,363 222,736 3,240 3,240 1,391,660 1,189,310 23,444 161,503 4,965,614 4,901,323 $ 40,720,215 $ 42,438,633 $ 40,720,215 $ 42,438,633

2016 ANNUAL REPORT 1051041231 1051231 1041231 1051231 1041231 $ 19,509,596 $ 12,594,062 $ 14,865,117 $ 7,924,771 31,809 43,046 1,506 3,233 99-7,137 9,322 74,728 62,893 14,873,760 7,937,326 48,577 42,414 10,055 5,588 416,716 390,230 4,724,200 4,724,200 294,440 294,440 227,794 158,673 ( 28,614 ) 23,594 5,217,820 5,200,907 $ 20,091,580 $ 13,138,233 $ 20,091,580 $ 13,138,233 1051041231 1051231 1041231 1051231 1041231 $ 41,122 $ 22,591 $ 1,825,267 $ 2,132,378 2,309,329 2,111,623 9,122 12,429 878,249 954,873 25,570 21,033 4,598 1,975 1,859,959 2,165,840 1,520,427 1,881,250 2,431 2,056 111,598 78,162 2,825,280 2,616,000 115,015 26,147 2,553 2,553 264,869 264,414 605,655 546,176 ( 45,809 ) 12,522 3,387,679 3,177,251 $ 5,247,638 $ 5,343,091 $ 5,247,638 $ 5,343,091 211

212 / Financial Status 1051041231 1051231 1041231 1051231 1041231 $ 3,751,573 $ 3,186,146 $ 607,847 $ 432,542 1,029,934 1,124,544 314,356 937,076 165,145 216,151 30,758,631 32,933,845 45,579,644 47,774,049 11,511,953 11,735,236 8,034 27,088 145,987 171,211 75,490 83,732 41,910 60,301 8,845-850,195 341,065 974,948 1,408,860 87,468,591 76,908,449 87,468,591 76,908,449 131,699,470 123,519,725 6,000,000 6,000,000 9,310 9,310 1,020,438 350,506 332,986 849,478 7,362,734 7,209,294 $ 139,062,204 $ 130,729,019 $ 139,062,204 $ 130,729,019 1051041231 1051231 1041231 1051231 1041231 $ 355,498 $ 328,723 $ 29,278 $ 22,141 3,000-3,835 4,599 348 2,576 33,113 26,740 3,020 1,499-2,310 26,263 26,238 303,000 303,000 72,860 72,860 ( 20,844 ) ( 41,254 ) 355,016 334,606 $ 388,129 $ 361,346 $ 388,129 $ 361,346

2016 ANNUAL REPORT 1051041231 1051231 1041231 1051231 1041231 $ 858,705 $ 996,653 $ 3,381 $ 1,513 150,500-439 191 2,044 2,564 3,820 1,704 85 113 243 235 1,000,000 1,000,000 1,053 ( 2,139 ) 6,704 1,007,757 997,861 $ 1,011,577 $ 999,565 $ 1,011,577 $ 999,565 105104111231 105 104 $ 50,110,097 $ 50,960,772 ( 18,707,695 ) ( 21,053,921 ) 31,402,402 29,906,851 9,432,572 9,526,146 40,834,974 39,432,997 ( 3,802,662 ) ( 2,158,168 ) ( 22,486,079 ) ( 23,156,083 ) 14,546,233 14,118,746 ( 2,022,632 ) ( 1,989,265 ) 12,523,601 12,129,481 ( 1,854,505 ) 954,167 $ 10,669,096 $ 13,083,648 $ 1.48 $ 1.52 105624 213

214 / Financial Status 105104111231 105 104 $ 305,405 $ 287,826 270,929 187,470 576,334 475,296 81,847 133,295 ( 128,233 ) ( 128,622 ) 529,948 479,969 ( 8,595 ) ( 1,143 ) 521,353 478,826 ( 137,808 ) 154,080 $ 383,545 $ 632,906 $ 1.47 $ 1.35 105104111231 105 104 $ 838,300 $ 692,497 ( 22,876 ) ( 23,578 ) ( 47,643 ) ( 29,348 ) ( 355,650 ) ( 287,488 ) ( 230,259 ) ( 213,248 ) 16,678 55,904 198,550 194,739 ( 18,363 ) ( 24,305 ) 180,187 170,434 ( 52,208 ) 16,518 $ 127,979 $ 186,952 $ 0.38 $ 0.44

2016 ANNUAL REPORT 105104111231 105 104 $ 799,718 $ 754,685 ( 392,343 ) ( 351,720 ) 407,375 402,965 ( 22,463 ) ( 7,480 ) 384,912 395,485 ( 32,440 ) ( 67,249 ) 352,472 328,236 ( 58,332 ) ( 16,657 ) $ 294,140 $ 311,579 $ 1.25 $ 1.16 105104111231 105 104 $ 26,942,178 $ 30,745,687 ( 25,473,629 ) ( 29,318,301 ) ( 697,259 ) ( 580,245 ) 771,290 847,141 ( 30,297 ) ( 94,551 ) 740,993 752,590 ( 516,492 ) 250,370 $ 224,501 $ 1,002,960 $ 1.23 $ 1.25 215

216 / Financial Status 105104111231 105 104 $ 196,241 $ 153,593 ( 178,622 ) ( 178,834 ) 17,619 ( 25,241 ) 2,791 4,382 20,410 ( 20,859 ) - - 20,410 ( 20,859 ) - - $ 20,410 ( $ 20,859 ) $ 0.67 ( $ 0.69 ) 1051112311041011231 105 1041011231 $ 15,665 $ - ( 15,689 ) ( 3,555 ) ( 24 ) ( 3,555 ) 3,477 1,416 3,453 ( 2,139 ) ( 261 ) - 3,192 ( 2,139 ) 6,704 - $ 9,896 ( $ 2,139 ) $ 0.03 ( $ 0.02 )

2016 ANNUAL REPORT 105104111231 105 $ 31,575,828 $ 130,263 $ 990,087 $ 715,014 $ 33,411,192 8,325,542 465,952 ( 711,911 ) 1,092,958 9,172,541 39,901,370 596,215 278,176 1,807,972 42,583,733 ( 3,807,805 ) 81,847 - ( 244,612 ) ( 3,970,570 ) - - 2,002,856-2,002,856 ( 22,540,814 ) ( 119,646 ) ( 652,897 ) ( 1,076,576 ) ( 24,389,933 ) 13,552,751 558,416 1,628,135 486,784 16,226,086 ( 2,022,632 ) ( 8,595 ) ( 30,297 ) ( 25,399 ) ( 2,086,923 ) 11,530,119 549,821 1,597,838 461,385 14,139,163 104 $ 30,038,002 $ 103,059 $ 1,060,103 $ 873,205 $ 32,074,369 6,141,907 392,297 ( 2,534,421 ) 2,248,542 6,248,325 36,179,909 495,356 ( 1,474,318 ) 3,121,747 38,322,694 ( 2,148,273 ) 133,295 - ( 210,014 ) ( 2,224,992 ) - - 4,343,586-4,343,586 ( 22,906,425 ) ( 120,074 ) ( 538,014 ) ( 1,265,155 ) ( 24,829,668 ) 11,125,211 508,577 2,331,254 1,646,578 15,611,620 ( 1,952,033 ) ( 1,143 ) ( 94,551 ) ( 102,182 ) ( 2,149,909 ) 9,173,178 507,434 2,236,703 1,544,396 13,461,711 217

218 / Financial Status 1051041231 $ 432,845,000 222.34% FEDERAL HOME LOAN MORTGAGE CORPORATION $ 4,798,398 2.46% 147,829,606 75.94% 4,729,821 2.43% 83,531,219 42.91% 4,626,512 2.38% 62,968,985 32.35% 4,532,300 2.33% 48,605,978 24.97% 4,470,752 2.30% 26,767,907 13.75% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,438,576 2.28% 21,468,706 11.03% 4,271,891 2.19% 10,598,616 5.44% 4,073,589 2.09% 8,766,256 4.50% FORMOSA GROUP (CAYMAN) LIMITED 3,866,400 1.99% 7,682,018 3.95% 3,660,795 1.88% 7,641,430 3.93% 3,497,073 1.80% 7,138,394 3.67% BANK OF AMERICA N.A. 3,348,459 1.72% 6,910,000 3.55% 3,348,196 1.72% 6,479,890 3.33% 3,269,392 1.68% 5,821,942 2.99% 3,189,150 1.64% 5,811,904 2.99% 3,179,856 1.63% 5,659,458 2.91% 3,121,150 1.60% 5,600,000 2.88% US TREASURY 3,077,527 1.58% GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 5,094,631 2.62% 3,007,000 1.54% 4,807,000 2.47% 3,003,000 1.54% 10,761,716 5.53% 3,853,023 1.98% 8,554,035 4.39% 3,853,023 1.98% 4,228,089 2.17% 3,853,023 1.98% 4,101,759 2.11% 3,665,559 1.88% 4,098,660 2.11% 3,657,528 1.88% 3,858,384 1.98% 17,620,038 9.05% EVERGREEN MARINE (UK) LIMITED 16,230,662 8.34% FORMOSA HA TINH (CAYMAN) LIMITED 16,712,124 8.58% 15,862,967 8.15% 16,601,886 8.53% 13,399,435 6.88% 16,601,886 8.53% 13,325,674 6.84% CLEVO (CAYMAN ISLANDS) HOLDING COMPANY 16,310,019 8.38% 13,145,719 6.75%

2016 ANNUAL REPORT CHINA STEEL CORPORATION INDIA PRIVATE LT $ 13,145,719 6.75% $ 6,857,692 3.52% CSE TRANSPORT CORPORATION 13,145,719 6.75% 6,777,463 3.48% 13,140,719 6.75% 6,777,370 3.48% 12,879,902 6.62% 6,479,890 3.33% 12,684,440 6.52% 6,374,922 3.27% 12,480,487 6.41% 6,261,989 3.22% 12,480,487 6.41% 6,198,728 3.18% 12,480,487 6.41% 6,120,202 3.14% 12,390,056 6.36% 6,105,054 3.14% 12,238,925 6.29% 6,069,861 3.12% 12,023,634 6.18% 6,045,396 3.11% 11,971,041 6.15% 6,043,776 3.10% 11,887,589 6.11% 5,975,052 3.07% 11,779,493 6.05% 5,975,052 3.07% 11,520,646 5.92% 5,925,275 3.04% 10,703,309 5.50% 5,811,904 2.99% 10,633,026 5.46% 5,664,458 2.91% 10,538,589 5.41% 5,644,664 2.90% 10,401,041 5.34% 5,600,000 2.88% 10,394,064 5.34% 5,543,090 2.85% 10,389,279 5.34% 5,536,837 2.84% 10,082,696 5.18% 5,421,997 2.79% 9,245,600 4.75% 5,322,683 2.73% 8,847,353 4.54% 5,239,040 2.69% 8,747,360 4.49% 5,199,856 2.67% 8,701,061 4.47% 5,151,268 2.65% 8,550,471 4.39% 5,147,775 2.64% 8,393,481 4.31% KUANG MING (LIBERIA) CORP. 5,147,775 2.64% 8,371,471 4.30% 5,070,545 2.60% 8,371,471 4.30% 5,054,079 2.60% 8,197,538 4.21% 5,046,775 2.59% 8,147,268 4.18% 5,038,755 2.59% YIEH PHUI (HONG KONG) HOLDINGS LIMITED 8,043,803 4.13% 5,028,920 2.58% 7,741,423 3.98% 5,015,947 2.58% 7,582,129 3.89% 4,703,671 2.42% 7,582,129 3.89% 4,653,671 2.39% 7,335,856 3.77% 4,602,991 2.36% 6,926,268 3.56% 4,561,946 2.34% 6,916,268 3.55% 4,533,300 2.33% 219

220 / Financial Status $ 4,521,269 2.32% $ 3,757,911 1.93% WAN HAI LINE (SINGAPORE) PTE LTD. EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,521,269 2.32% 3,724,758 1.91% 4,438,576 2.28% 3,724,758 1.91% 4,432,636 2.28% 3,709,412 1.91% 4,349,592 2.23% CHAILEASE HOLDING CO., LTD. 3,709,412 1.91% 4,280,791 2.20% 3,662,302 1.88% 4,252,777 2.18% 3,662,302 1.88% 4,218,541 2.17% 3,661,000 1.88% 4,192,926 2.15% 3,646,217 1.87% 4,188,291 2.15% 3,520,950 1.81% 4,148,589 2.13% 3,463,634 1.78% 4,148,589 2.13% 3,435,096 1.76% 4,148,589 2.13% 3,433,984 1.76% 4,058,384 2.08% 3,388,196 1.74% 4,016,748 2.06% 3,372,099 1.73% 4,000,172 2.05% BANK OF AMERICA N.A. 3,348,459 1.72% 3,946,280 2.03% 3,348,196 1.72% 3,911,338 2.01% 3,339,558 1.72% 3,900,246 2.00% 3,338,722 1.71% Da Li Development LLC 3,892,701 2.00% 3,287,663 1.69% 3,890,212 2.00% DONG LIEN MARITIME S.A. PANAMA 3,237,793 1.66% 3,838,367 1.97% 3,196,828 1.64% SPINNAKER PESCADORES S.A. PANAMA 3,838,367 1.97% 3,196,828 1.64% 3,788,562 1.95% 3,195,156 1.64% DA LI INTERNATIONAL LLC 3,784,842 1.94% ABN AMRO BANK N.V. 3,167,978 1.63% 3,775,842 1.94% 3,141,405 1.61% 3,775,842 1.94% 3,139,602 1.61% (OTC-15-0007) 3,774,066 1.94% 3,136,639 1.61% 3,771,700 1.94% 3,087,148 1.59% 3,766,724 1.93% 3,060,037 1.57% TCC INTERNATIONAL HOLDINGS LIMITED 3,765,629 1.93% 3,029,146 1.56% TCC INTERNATIONAL LIMITED 3,765,629 1.93% 3,006,687 1.54% 3,763,312 1.93%

2016 ANNUAL REPORT 1041231 $ 443,715,000 237.80% $ 4,807,000 2.58% 101,602,695 54.45% 4,688,644 2.51% 85,111,282 45.61% 4,529,851 2.43% 55,502,774 29.75% 3,915,000 2.10% 53,209,426 28.52% 3,860,000 2.07% 31,279,902 16.76% 3,696,229 1.98% 14,480,000 7.76% BANK OF AMERICA N.A. 3,662,158 1.96% 13,334,885 7.15% 3,624,505 1.94% 11,269,097 6.04% 3,507,772 1.88% 9,950,700 5.33% 3,449,331 1.85% 9,688,017 5.19% 3,409,484 1.83% 8,989,884 4.82% 3,406,220 1.83% 8,046,085 4.31% BANK OF COMMUNICATIONS COMPANY LTD. 3,361,794 1.80% 7,489,444 4.01% 3,270,765 1.75% 6,906,728 3.70% FORMOSA GROUP(CAYMAN) LTD. 3,235,392 1.73% 6,600,000 3.54% US TREASURY 3,203,545 1.72% 6,260,063 3.35% 3,177,800 1.70% 5,821,942 3.12% 3,111,306 1.67% 5,482,929 2.94% 3,063,051 1.64% 5,222,220 2.80% 3,050,381 1.63% 4,907,796 2.63% 3,001,430 1.61% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,891,671 2.62% 11,444,478 6.13% 4,776,834 2.56% 9,690,731 5.19% 3,101,764 1.66% 4,879,057 2.61% 18,488,968 9.91% 13,456,034 7.21% EVERGREEN MARINE (UK) LTD. 17,579,787 9.42% 13,423,814 7.19% 17,265,832 9.25% CHINA STEEL CORPORATION INDIA PRIVATE LTD. 13,423,814 7.19% 17,265,832 9.25% CSE TRANSPORT CORP. 13,423,814 7.19% CLEVO (CAYMAN ISLANDS) HOLDING COMPANY 16,386,181 8.78% 13,383,814 7.17% 15,892,981 8.52% 13,166,368 7.06% 14,662,825 7.86% 13,066,172 7.00% 14,096,381 7.55% 12,275,178 6.58% 13,838,065 7.42% 12,232,796 6.56% 221

222 / Financial Status $ 11,872,610 6.36% $ 6,600,000 3.54% 11,269,097 6.04% 6,265,563 3.36% 10,985,198 5.89% 6,175,943 3.31% 10,935,836 5.86% 6,092,944 3.27% 10,536,863 5.65% 6,028,878 3.23% 10,523,938 5.64% 6,023,599 3.23% 10,279,720 5.51% KUANG MING (LIBERIA) CORP. 6,023,599 3.23% 10,251,769 5.49% 5,989,600 3.21% 10,251,769 5.49% 5,796,504 3.11% 9,953,746 5.33% 5,767,009 3.09% 9,901,026 5.31% 5,752,987 3.08% 9,813,613 5.26% 5,734,745 3.07% 9,596,440 5.14% 5,734,745 3.07% 9,565,651 5.13% 5,600,574 3.00% 9,067,016 4.86% 5,495,008 2.94% 8,860,063 4.75% 5,458,211 2.93% 8,801,176 4.72% WAN HAI LINE (SINGAPORE) PTE. LTD. 5,458,211 2.93% 8,784,568 4.71% 5,405,329 2.90% 8,737,977 4.68% 5,383,055 2.88% 8,547,142 4.58% 5,318,217 2.85% 8,457,380 4.53% 5,239,758 2.81% AUO SUNPOWER SDN.BHD. 8,440,645 4.52% 5,223,220 2.80% YIEH PHUI (HONG KONG) HOLDINGS LTD. 8,410,078 4.51% 5,178,961 2.78% 8,128,004 4.36% 5,178,961 2.78% 8,053,319 4.32% 5,149,970 2.76% 8,046,104 4.31% 5,096,015 2.73% 7,986,011 4.28% 5,078,586 2.72% 7,986,011 4.28% 5,075,358 2.72% 7,964,180 4.27% 4,947,796 2.65% 7,901,047 4.23% 4,944,290 2.65% 7,872,313 4.22% 4,935,197 2.64% 7,851,790 4.21% 4,915,632 2.63% 7,426,626 3.98% 4,908,132 2.63% 7,251,065 3.89% 4,906,320 2.63% TCC INTERNATIONAL LTD. 7,179,678 3.85% 4,906,220 2.63% 7,101,730 3.81% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,891,671 2.62% 7,081,066 3.79% 4,870,536 2.61% 6,906,728 3.70% 4,785,528 2.56% 6,782,904 3.64% 4,759,286 2.55%

2016 ANNUAL REPORT GREENCOMPASS MARINE S.A. $ 4,749,051 2.55% CHAILEASE HOLDING COMPANY LTD. $ 3,674,243 1.97% 4,630,421 2.48% 3,674,083 1.97% 4,566,855 2.45% BANK OF AMERICA N.A. 3,662,158 1.96% 4,558,624 2.44% 3,611,624 1.94% 4,532,207 2.43% 3,606,474 1.93% 4,532,207 2.43% 3,604,757 1.93% INTEPLAST GROUP INC. 4,323,322 2.32% 3,550,274 1.90% 4,314,576 2.31% GENERAL INTERFACE SOLUTION LTD. 3,468,045 1.86% 4,232,366 2.27% 3,461,504 1.86% 4,230,887 2.27% 3,420,929 1.83% 4,208,078 2.26% 3,413,748 1.83% 4,208,078 2.26% 3,382,438 1.81% 4,168,443 2.23% 3,382,422 1.81% 4,120,381 2.21% DONG LIEN MARITIME S.A. PANAMA 3,378,236 1.81% 4,118,334 2.21% 3,377,705 1.81% 4,101,032 2.20% 3,373,546 1.81% 4,054,624 2.17% 3,358,595 1.80% 4,035,953 2.16% 3,334,889 1.79% 4,025,161 2.16% 3,324,760 1.78% SPINNAKER PESCADORES S.A. PANAMA 4,025,161 2.16% 3,304,515 1.77% 3,997,731 2.14% 3,292,399 1.76% 3,984,601 2.14% (OTC-15-0007) 3,280,664 1.76% 3,904,567 2.09% 3,225,051 1.73% 3,868,229 2.07% 3,177,800 1.70% 3,858,404 2.07% 3,160,186 1.69% 3,851,127 2.06% 3,143,813 1.68% 3,846,668 2.06% 3,140,700 1.68% 3,846,668 2.06% 3,124,621 1.67% 3,840,073 2.06% 3,116,206 1.67% 3,825,721 2.05% 3,076,051 1.65% 3,784,460 2.03% 3,066,831 1.64% 3,770,812 2.02% ABN AMRO BANK N.V. 3,032,338 1.63% 3,674,243 1.97% 3,006,892 1.61% 223

224 / Financial Status 1051231 105111231 1 1 1 1 1 2 2 2 2 2 $ 150,000 $ 150,000 $ 150,000 3%-8% $ - $ 1,545 $ 208,281 $ 338,768 3 100,000 98,490 98,490 3%-8% - 1,028 121,900 338,768 3 120,000 119,290 119,290 3%-8% - 1,234 146,450 338,768 3 50,000 50,000 50,000 3%-8% - 514 101,380 338,768 3 106,352 106,352 106,352 10% - 1,595 1,911,327 131,737 4 87,856 87,856 87,856 7% - 1,318 - - 131,737 4 27,282 27,282-10.61% - - 51,302 131,737 4 46,240 46,240-8% 116,414-48,136 131,737 4 1 (1) 0 (2) 1 2 310%40%10512313,387,679 415%40%1051231 878,249 $ 1,355,072 3 1,355,072 3 1,355,072 3 1,355,072 3 351,300 4 351,300 4 351,300 4 351,300 4 1 1 2 105111231 $ 4,391,245 $ 773,280 ( USD 24,000 ) 3 2 $ 773,280 $ - $ - 22.83% $ 1,355,072 1 (1) 0 (2) 1 2 40% 1051231878,249 3

2016 ANNUAL REPORT 1051231 () 997 $ 10,029 - $ 10,029-878,249 100.00 878,249 300 3,000 0.86 2,439 300 45,609 0.16 45,609 1,253 32,829 0.09 32,829 1,200 27,600 0.01 27,600 239 24,856 0.01 24,856 240 24,360-24,360 233 19,619-19,619 358 14,392 0.01 14,392 640 11,776 0.01 11,776 635 10,926 0.01 10,926 175 6,983 0.05 6,983 152 6,870 0.12 6,870 411 6,676-6,676 8 139-139 250 40,000 0.24 17,448 1,300 39,000 2.16 47,034 2,000 36,000 2.45 26,280 500 27,500 3.58 6,995 500 8,000 1.29 2,505 105111231 8,349,300 $ 182,179,578 237,000 $ 17,856,436 12 - $ - $ 10,377,465 12 $ - 8,586,300 $ 189,658,549 2 1 5,300,50512,523,601 32,3308,490,630251,3681,588,878 46,589 2 225

226 / Financial Status 105 105.06.13 100.06.01 $ 228,040 $ 339,660 $ 109,763 100 112118136 333,281 6 105 $ 461,938 $ 228,402 $ 7,399 $ 5,326 1.60% 2.33% 105 1 105.01.21 $ 6,627 $ 8,700 $ 2,073 105.12.02-4,500 4,500 105.12.02-3,600 3,600 1

2016 ANNUAL REPORT 10 1051231 $ 951,196 - $ - $ - $ - 129,356 - - - - 1051231 1 2 100.00 $ 189,658,549 $ 12,523,601 8,586,300-8,586,300 100.00 3 100.00 5,217,820 180,187 472,420-472,420 100.00 3 100.00 4,965,614 521,353 354,727-354,727 100.00 3 100.00 3,387,679 352,472 282,528-282,528 100.00 3 100.00 355,016 20,410 30,300-30,300 100.00 3 51.00 3,754,994 377,906 306,000-306,000 51.00 3 100.00 1,007,757 3,192 100,000-100,000 100.00 3 1 2(1) (2) (3) 3 227

228 / Financial Status 105111231 $ 4,547,235 ( USD 154,395 ) 1 2,947,314 ( USD 97,387 ) 1 2,950,882 ( USD 97,549 ) 1 $ 4,547,235 ( USD 154,395 ) 1 2,947,314 ( USD 97,387 ) 1 2,950,882 ( USD 97,549 ) 1 $ - $ - $ 4,547,235 ( $ 54,615 ) 100% ( $ 54,615 ) $ 5,129,713 $ - ( USD 154,395 ) 1 - - 2,947,314 ( 30,069 ) 100% ( 30,069 ) 2,937,881 - ( USD 97,387 ) 1 - - 2,950,882 ( 44,055 ) 100% ( 44,055 ) 2,878,968 - ( USD 97,549 ) 1 2 $ 10,445,431 ( USD 349,331 ) 1 $ 10,445,431 ( USD 349,331 ) 1 $ 114,260,457 $ 910,980 ( CNY 185,460 ) 1 $ 910,980 ( CNY 185,460 ) 1 $ - $ - $ 910,980 ( $ 6,344 ) 100% ( $ 6,344 ) $ 878,249 $ - ( CNY 185,460 ) 1 3 $ 910,980 ( CNY 185,460 ) 1 $ 910,980 ( CNY 185,460 ) 1 $ 2,032,607 1 260% 360%

5880 2016 ANNUAL REPORT 105111231 1 2 35 0 1 $ 129,356 4-1 2 129,356 4-0 1 951,196 4 0.03 1 2 951,196 4 0.03 1 1 560,375 4 0.02 2 2 560,375 4 0.02 1 1 7,194,172 4 0.22 2 2 7,194,172 4 0.22 1 3 1,348,925 4 0.04 3 3 1,348,925 4 0.04 1 3 877,429 4 2.06 3 3 877,429 4 2.06 1 3 3,500,000 4 0.10 4 3 3,500,000 4 0.10 3 3 868,003 4 0.03 4 3 868,003 4 0.03 1 3 383,282 4 0.01 1 3 580,423 4 1.36 5 3 963,705 4 0.03 1 1. 0 2. 1 2 1. 2. 3. 3 4 5 105106418 229

230 / Financial Conditions and Operating Results Financial Conditions and Operating Results 231 232 232 233 233 233 251 251 105

2016 ANNUAL REPORT 105 104 55,452,824 43,753,654 11,699,170 26.74 295,423,266 706,456,442 ( 411,033,176 ) ( 58.18 ) 54,427,847 37,138,694 17,289,153 46.55-178,645,924 152,087,557 26,558,367 17.46 1,298,413 1,346,831 ( 48,418 ) ( 3.59 ) - 26,034,155 23,484,726 2,549,429 10.86 1,292,964 1,217,277 75,687 6.22-1,966,819,818 1,981,115,609 ( 14,295,791 ) ( 0.72 ) - 8,034 27,088 ( 19,054 ) ( 70.34 ) 512,635,209 45,199,348 467,435,861 1,034.17 121,381 122,023 ( 642 ) ( 0.53 ) - 199,782,619 191,284,181 8,498,438 4.44-3,739,784 3,570,167 169,617 4.75-38,233,003 39,485,980 ( 1,252,977 ) ( 3.17 ) 3,616,843 3,683,142 ( 66,299 ) ( 1.80 ) 1,114,522 1,328,980 ( 214,458 ) ( 16.14 ) - 2,680,479 3,793,581 ( 1,113,102 ) ( 29.34 ) 3,341,327,085 3,235,095,280 106,231,805 3.28 234,035,185 204,595,814 29,439,371 14.39 15,131,105 15,513,219 ( 382,114 ) ( 2.46 ) 44,139,415 51,141,231 ( 7,001,816 ) ( 13.69 ) - 16,515,191 15,557,051 958,140 6.16 48,439,269 38,665,035 9,774,234 25.28 248,785 1,349,570 ( 1,100,785 ) ( 81.57 ) 2,562,587,776 2,502,775,090 59,812,686 2.39 74,610,000 69,610,000 5,000,000 7.18 1,328,384 851,606 476,778 55.99 50,334,071 54,947,799 ( 4,613,728 ) ( 8.40 ) 90,127,625 84,646,193 5,481,432 6.48 3,313,792 3,529,676 ( 215,884 ) ( 6.12 ) 2,035,626 1,591,110 444,516 27.94 3,142,846,224 3,044,773,394 98,072,830 3.22 194,677,998 186,594,431 8,083,567 4.33 118,472,850 110,722,290 7,750,560 7.00 57,964,343 57,964,343 - - 18,864,961 16,218,733 2,646,228 16.32 ( 624,156 ) 1,689,065 ( 2,313,221 ) ( 136.95 ) 3,802,863 3,727,455 75,408 2.02 198,480,861 190,321,886 8,158,975 4.29 1. 2. 3. 4. -- 5. 6. - 7. 8. 9. 10. 11. 231

232 / Financial Conditions and Operating Results 105 104 52,349,758 53,415,061 ( 1,065,303 ) ( 1.99 ) ( 18,938,566 ) ( 21,340,692 ) 2,402,126 11.26 33,411,192 32,074,369 1,336,823 4.17 9,172,541 6,248,325 2,924,216 46.80 42,583,733 38,322,694 4,261,039 11.12 ( 3,970,570 ) ( 2,224,992 ) ( 1,745,578 ) ( 78.45 ) 2,002,856 4,343,586 ( 2,340,730 ) ( 53.89 ) ( 24,389,933 ) ( 24,829,668 ) 439,735 1.77 16,226,086 15,611,620 614,466 3.94 ( 2,086,923 ) ( 2,149,909 ) 62,986 2.93 14,139,163 13,461,711 677,452 5.03 ( 2,623,699 ) 1,345,289 ( 3,968,988 ) ( 295.03 ) 11,515,464 14,807,000 ( 3,291,536 ) ( 22.23 ) 1. 2. 3. 4. 5. 105 104 () - 41.31 - () - 223.46 - () - 4,821.48-105 () 119,263,205 16,245,937 13,291,419 122,217,723 - - 1,083,79214,375,211

2016 ANNUAL REPORT 105 1. 2. 1 105653 22.365858.63 2 10582.1 28.25 105104105 139.9104 3.73% 1. 1 2 3 233

234 / Financial Conditions and Operating Results 2. 1. 1 A. B.

2016 ANNUAL REPORT 2 A. B. C. D. 3 A. B. 4 A. A B B. A B C D 1 2 3 235

236 / Financial Conditions and Operating Results 4 1 2 VaR 3 4 1 2 3 4 //

2016 ANNUAL REPORT 2. 1 A. B. C. D. E. F. G. H. 2 : A. B. C. 3 A. B. C. D. E. F. 4 A. 237

238 / Financial Conditions and Operating Results B. A a. b. B C 1 2 3 4 1 2 3 4

2016 ANNUAL REPORT 3. 1 A. B. 2 A. B. A B 3 A. A B C B. A 239

240 / Financial Conditions and Operating Results B DVO1 C 4 A. B. 1 2 3 4 1 2 3 4 1

2016 ANNUAL REPORT 2 3 4 4. 1 A. B. C. D. 2 241

242 / Financial Conditions and Operating Results 3 A. B. C. D. 4 A. B. 1 2 3 4 1 2 3 4

2016 ANNUAL REPORT 1 A. B. C. 2 3 1 2 3 4 1 2 ETF 3 4 243

244 / Financial Conditions and Operating Results 1 2 3 4 5. 1 1051231 106331 783,801,339 147,133 780,910,392 152,781 124,755,522 1,996,088 110,556,447 1,768,903 195,964,084 6,597,819 189,171,413 6,561,720 1,011,486,764 72,842,352 1,001,986,487 72,145,695 475,409,982 29,840,458 472,710,249 29,638,037 500,438,776 23,446,583 489,873,169 22,998,240 4,861,905 1,303,349 5,338,624 1,421,050 89,387,076 3,768,481 85,804,381 4,094,518 3,186,105,448 139,942,263 3,136,351,162 138,780,944 106331

2016 ANNUAL REPORT 2 1051231 (2) (3) (4) (5)=(1)+(3) (6)=(2)+(4) (1) 817,002 817,002 21,000 817,002 21,000 11,312,532 11,312,532 181,000 11,312,532 181,000 12,129,534 12,129,534 202,000 12,129,534 202,000 12,129,534 12,129,534 202,000 12,129,534 202,000 106331 (1) (2) (3) (4) (5)=(1)+(3) (6)=(2)+(4) 763,920 763,920 19,545 763,920 19,545 15,651,498 15,651,498 250,424 15,651,498 250,424 16,415,418 16,415,418 269,969 16,415,418 269,969 16,415,418 16,415,418 269,969 16,415,418 269,969 106331 245

246 / Financial Conditions and Operating Results 3 1051231 106331 1,178,497 995,644 145,607 144,500 342,959 314,132 0 0 1,667,063 1,454,276 106331 4 1051231 103 36,291,141 104 38,385,024 105 39,200,245 113,876,410 5,364,474 5 1051231 010 1130 3190 91180 1811 1 2,912,579,303 445,925,958 325,498,497 154,386,789 168,278,402 326,999,582 1,491,490,075 3,411,972,205 220,472,557 179,964,509 430,399,837 414,230,546 658,707,019 1,508,197,737 ( 499,392,902 ) 225,453,401 145,533,988 ( 276,013,048 ) ( 245,952,144 ) ( 331,707,437 ) ( 16,707,662 ) 106331 010 1130 3190 91180 1811 1 2,870,414,611 344,971,348 374,748,831 158,698,143 226,950,012 268,146,869 1,496,899,408 3,364,637,213 217,949,852 177,086,265 372,315,951 414,183,083 690,591,430 1,492,510,632 ( 494,222,602 ) 127,021,496 197,662,566 ( 213,617,808 ) ( 187,233,071 ) ( 422,444,561 ) 4,388,776

2016 ANNUAL REPORT 1051231 030 3190 91180 1811 1 21,063,564 8,535,847 3,495,230 2,346,722 1,023,083 5,662,682 24,305,052 12,029,919 4,509,979 2,179,696 3,191,626 2,393,832 ( 3,241,488 ) ( 3,494,072 ) ( 1,014,749 ) 167,026 ( 2,168,543 ) 3,268,850 106331 030 3190 91180 1811 1 21,391,801 8,492,962 3,672,572 2,327,682 1,222,054 5,676,531 25,608,423 11,624,313 4,370,439 2,933,462 3,752,937 2,927,272 ( 4,216,622 ) ( 3,131,351 ) ( 697,867 ) ( 605,780 ) ( 2,530,883 ) 2,749,259 1-1051231 0% - 0% - 20% - 50% - 100% - 150% - - 0% - 20% 63,902 50% 1,233 100% - 150% - 65,135 50% 19,261 100% 37,497 150% - 56,758 100% 48,068 48,068 247

248 / Financial Conditions and Operating Results 106331 0% - 0% - 20% - 50% - 100% - 150% - - 0% - 20% 62,178 50% 1,186 100% - 150% - 63,364 50% 24,277 100% 34,577 150% 58,854 100% 53,887 53,887 1051231 21,136,472 561,408 21,697,880 106331 21,064,451 534,038 21,598,489 2 1051231 707,737-30,594-738,331

2016 ANNUAL REPORT 106331 870,478-29,362-899,840 % 1051231 106331 421.28% 378.22% 4,702,452 4,750,372 840,398 894,863 185,725 249,985 90,106 111,144 1051231 : C0-- 21,548 1.06% C1-- 1,312,385 64.79% C1o-- 429,294 21.19% C1c-- 94,941 4.69% C1s-- 788,150 38.91% C2 73,754 3.64% C3 172,976 8.54% C4 444,859 21.96% 2,025,522 100.00% 732,794 7,441,805 1,015.54% 249

250 / Financial Conditions and Operating Results 106331 : C0-- 18,353 0.91% C1-- 1,209,309 60.01% C1o-- 414,263 20.56% C1c-- 69,422 3.44% C1s-- 725,623 36.01% C2 77,059 3.82% C3 217,080 10.77% C4 493,464 24.49% 2,015,264 100.00% 739,613 7,558,803 1,021.99% 105 ETF

2016 ANNUAL REPORT 1. 84 OO 284,250 85914OO129 284,25010512 4284,2505 2. 97122 2695,300 251

252 / Special Items Special Items 253 257 257 257 257 105106418 105106418 105106418

2016 ANNUAL REPORT 1. 15 2. 1051231 90.01.01 77 85,863,000 94.10.18 3257 2,825,280 87.05.13 858714 3,547,269 100.12.02 32526 911 4,724,200 99.01.28 32510 6,000,000 100.02.01 858713 303,000 104.10.01 32513 1,000,000 81.12.23 7F,Boulevard du Regent 45/46, 1000 Brussels, Belgium 56,254 102.07.01 23 1618-10 185,460 3. 3693 4. 253

254 / Special Items 5. 1051231 () () () () 啟 鵾 1 啟 俤 2 3 8,586,300,000 100 282,528,000 100 354,726,941 100 472,420,000 100

2016 ANNUAL REPORT 1051231 306,000,000 51 () () () (+) 294,000,000 49 4 30,300,000 100 100,000,000 100 2,639,659 90.02 146,250 4.99 146,250 4.99 100 11061110615 2 俤已於 10626 310611 410611 255

256 / Special Items 6. 105 () () 85,863,000 3,139,973,449 2,949,734,477 190,238,972 40,834,974 12,523,601 1.48 2,825,280 5,247,638 1,859,959 3,387,679 777,255 352,472 1.25 3,547,270 40,720,215 35,754,601 4,965,614 576,334 521,353 1.47 4,724,200 20,091,580 14,873,760 5,217,820 838,300 180,187 0.38 6,000,000 139,062,204 131,699,470 7,362,734 26,942,178 740,993 1.23 303,000 388,129 33,113 355,016 196,241 20,410 0.67 1,000,000 1,011,577 3,820 1,007,757 19,142 3,192 0.03 2,062,873 10,821,223 8,865,214 1,956,009 173,429 113,080 38.57 910,980 1,280,012 401,763 878,249 99,226 ( 6,344 ) ( 0.07 ) 10

2016 ANNUAL REPORT 105106418 105106418 105106418 257

258 / Directory of Head Office & Branches Directory of Head Office & Branches