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- 绪季 高
- 7 years ago
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Transcription
1 ( ( H *
2
3 AH11,501,700,000 AH ,645,391, ,817,845,
4 A
5 H 1.00 Haitong Bank, S.A
6 IPO QDII QFII
7 RQFII 571 (i) (ii) (iii) (iv) (v) (vi) (vii) 6
8 Haitong Securities Co., Ltd. Haitong Securities 11,501,700, ,501,700, ,292,211, ,663,534, [2001]3 2. [2001] [2001] [2002] [2002] [2005] [2005] [2006]3 9. [2007] ( ) 7
9 11. [2008] [2008] [2010] [2008] [2009] [2009]1 17. [2010] [2010] ( ) 20. [2010] [2011] [2011]512[2011] [2011]1821 H 24. [2011] [2012] [2012] [2012] [2012] (SC201307) 30. [2014] [2013] [2013] [2013] [2013] [2013] ( ) 37. [2014] T [2014]4 8
10 40. [2014] [2015] ETF[2015] [2015] NO.G [2015] [2015] [2015] ( ) 49. [2016] ( )
11 X A H
12 19881,000 [1994] ,000 [2000] ,
13 [2001] ,006,093,000 [2002] ,734,438, [2007] ,389,272, [2007] ,389,272,9104,113,910,590 12
14 ,113,910, ,113,910,590 8,227,821, ,229,400,000H ,940,000 H1,352,340,000 H H 127,500,000 H H10% 12,750,000 AH A 2015HH [2015]8111,916,978, H H1,916,978,820 1,048,141,220H ,837,600H H11,501,700,000 A 8,092,131,180 H 3,409,568,820H HAITONG SEC H
15 1. 2. (1) % (2) %
16 (3) A % (4) % (5) %
17 (6) % (7) N % (8) %
18 (9) , %
19 ,324,502 42,492, % 55,285,553 12,889,397 11,161, % 21,118,869 8,618,423 8,043, % 15,838,851-37,213,456-19,268,426-33,989, , , % 695, % % 1.48 (%) ,706, ,865, % 576,448, ,012, ,907, % 459,521,221 83,774, ,059, % 129,026, ,755, ,130, % 107,694,545 11,501,700 11,501,700 11,501, % 9.36 (%) (1)
20 19 6, , , , , , , , , , , ,101.30
21 ,324,502 42,492,256 55,285,553 23,666,866 12,802,734 29,143,592 31,530,964 34,648,129 13,413,806 7,464,926 12,889,397 11,161,727 21,118,869 10,420,394 5,454,748 8,618,423 8,043,334 15,838,851 7,710,623 4,035, ,706, ,865, ,448, ,622, ,123, ,012, ,907, ,521, ,357, ,018,445 83,774, ,059, ,026,336 80,766,843 40,429, ,755, ,130, ,694,545 68,364,431 61,506,991 11,501,700 11,501,700 11,501,700 9,584,721 9,584, (%) (%) (1)
22 , , , , , , , , , , , , , , % 16.00% 14.00% 12.00% 10.00% 8.00% 6.00% 4.00% 2.00% 0.00% 17.56% 11.88% 6.70% 7.39% 7.56% % 70% 60% 50% 40% 30% 20% 10% 0% 73.42% 73.87% 73.30% 71.24% 50.19% 21
23 ,292,211 78,663, ,859, ,244, % % 27.06% 27.64% % % % % 70.46% 77.70% 50.16% 52.56% 71.20% 67.65% 30.78% 29.66% 57.72% 80.98% 22
24 1. QDII QDII (PE) 23
25 % 11% A 22911% 4.2% % % % ABS % 24
26 2017 5%30% 4 148,608,587, % A+H 2017 ABS 25
27 ,
28 IPO 20 FTUFT 27
29 PC e PC IPAD
30 2017 IT , , % % 7.56% ,229,434 9,438, % % -3.34% ,405,479 1,024, % 25.88% 3.75% ,556,698 5,571, % % % ,226,619 1,062, % 0.32% 4.95% ,455, , % % 35.37% ,273,218 2,711, % 28.24% 22.39% ,877,318 7,138, % 0.81% 0.51%
31 1. (1) % , % % (%)
32 (2) e e 1,900AppAnniee (3) , , , ,
33 (4) (5) % % % IPO31 IPO
34 2017 IPO ,
35 , , % ETF % 34
36 ,783 (1) ,273 24% , , , , , , , , , ,
37 (2) FOF ETF 20172, % ,285 (3) 2017PE IPO % 36
38 IPO % IDC TMT PPP 2017AAA % 37
39 IPO %
40 1. (1) % %11.69% %6.53% %52.71% %24.62% ,225, % 12,711, % -1,486, % 15,124, % 16,180, % -1,056, % 9,327, % 6,107, % 3,219, % 5,647, % 7,492, % -1,845, % 41,324, % 42,492, % -1,167, % 39
41 (2) % % % % 40
42 ,400,066 6,168, , % 11,458,392 12,340, , % 980,583 1,036,089-55, % 688, ,195-21, % 485, , , % 9,130,913 10,896,614-1,765, % 29,143,592 31,530,964-2,387, % ,877 9,877 41
43 (1) (2) (3) , % 4, % 20.07% 24.72% 11.51%14.09% 0.54% 42
44 ,531, ,564,897-8,033, % 22,212, % 22,035, % 176, % 31,725, % 45,269, % -13,544, % 8,098, % 5,684, % 2,414, % 10,062, % 8,749, % 1,312, % 21,204, % 20,922, % 281, % 2,862, % 1,615, % 1,246, % 4,086, % 5,141, % -1,054, % 3,863, % 4,118, % -255, % 423,175, ,300,949-18,125, % 99,358, % 119,217, % -19,859, % 7,982, % 12,191, % -4,209, % 98,904, % 92,347, % 6,556, % 61,560, % 63,212, % -1,651, % 7,442, % 6,929, % 512, % 75,345, % 63,600, % 11,744, % 21,323, % 14,519, % 6,804, % 9,503, % 12,758, % -3,255, % 7,180, % 7,359, % -178, % 2,610, % 3,935, % -1,324, % 21,147, % 32,787, % -11,639, % 534,706, ,865,846-26,159, % 43
45 ,410, ,705,387-36,294, % 83,774, % 104,059, % -20,284, % 32,645, % 43,638, % -10,992, % 45,511, % 46,659, % -1,147, % 5,450, % 3,210, % 2,239, % 20,031, % 38,063, % -18,032, % 3,495, % 2,594, % 901, % 17,457, % 19,866, % -2,409, % 29,426, % 19,864, % 9,562, % 3,750, % 4,757, % -1,006, % 2,198, % 1,748, % 449, % 14,739, % 11,103, % 3,635, % 163,764, ,595,562 18,169, % 145,601, ,202,058 2,399, % 115,419, % 117,191, % -1,772, % 15,810, % 14,489, % 1,321, % 400, % 93, % 306, % 712, % 575, % 136, % 6,361, % 5,598, % 762, % 405,012, ,907,445-33,895, % 129,694, ,958,401 7,735, % * 44
46 20171, % , , %
47 , ,158, ,295,192 61,321,990 61,148,555 29,426,762 19,864, ,907, ,307, ,
48 5. 8, % 23 (1) % 790, ,664-1, (2) (3)
49 1. 351% % % % % , % %
50 % ,000100% Haitong UT Leasing Irish Holding Corporation Limited 5 Haitong Unitrust No. 2 Limited Haitong Unitrust No. 3 Limited Haitong Unitrust No. 4 Limited Haitong Unitrust No. 5 Limited Haitong Unitrust No. 6 Limited 5 Haitong UT Leasing Irish Holding Corporation Limited
51
52 , ,018 22,977 1,542,293445,438 97, (1) FOFFOF 20 51
53 (2) PPP (3) 52
54 IT 2018 IT PE 53
55 1. (1) 54
56 (2) A % % % 16.73%10.67%2017 (ivix) % (VaR) 55
57 B % % % DV01 C 56
58 (3) 57
59 (4) 58
60 2017 (5) 59
61 60
62 2. (1) (2) (3) (4) (5) (1) (2) (3) (4) (5) 61
63 (1) % % % AA96.98% 2017 (CAMEL)
64 (2) % 0.2%
65 (3) (4) (5) 64
66 1. T , % 27.06% % % 65
67 [2017]208 66
68 67
69
70 % 8. 5%
71 (1) A [2012]85 [2015] % %10% 1 11 [2012]85 70
72 QFIIQFII 2009[47] 10% QFII (2) H [1993]045 [2011]348 10% 10% 10% (1)10% (2) 10%20% (3) 20% H [2008]897H % 71
73 (3) H H H H H [2014]81 HH20% H (4) H H H H H [2016]127 HH 20% H 72
74 (5) A 10% 10%
75 % % 54.71% 63.14% 74
76 ,501,700, ,530,374, A 8,092,131,180 A 1,780,268,859.60H 3,409,568,820 H855,874, ,618,423, ,187,564, % 618,756, ,856,269, ,662,316, ,530,374, ,463,236, ,189,625, AH11,501,700,000 AH ,645,391, ,817,845, AH
77 H (%) ,645,391, ,618,423, ,530,374, ,043,334, ,175,765, ,838,850,
78
79
80
81 ,511 80
82 1,000 10% 5% [2017]
83 5% (1) (2)5 (3) ,327, (1)110% (2)5 (3) ,350,0001,951,274 82
84 ,812, ,878, ,350, ,040, % 5,812, ,000 15,483, % 29,228,100 2,923, ,438,
85 ,321, ,980, A 14A 14A A 84
86 BE % % % 31, , , % 1, % 85
87 % , % 3, % 86
88 % 12, % 8, % 23, % 10, % 1,632, , , , % % 87
89 0 (A) 0 2,997,984,000 (B) 29,684,423,852 (A+B) 29,684,423,852 (%) 25.2% (C) 0 70%(D) 22,243,097,800 50%(E) 0 (C+D+E) 22,243,097,800 88
90 AH 50% 89
91 Haitong International Finance Holdings 2015 Limited % Haitong International Finance Holdings 2015 Limited % % 50% 10% 90
92 Haitong Investment Ireland Public Limited Company7.5 Novo Banco, S.A. NBBanco Espírito Santo de Investimento, S.A.Haitong Bank S.A.7.5 NB 8 5 NB NBNB NB Banco Espírito Santo de Investimento, S.A.Haitong Bank, S.A. NB Haitong Investment Ireland Public Limited Company Haitong International Finance Holdings 2015 Limited % 91
93 Haitong International Finance Holdings Limited [2013]
94 1. (1) % % (2) ,000 7,
95 (3) (4) (1) Haitong Internatonal (BVI) LimitedHaitong Internatonal (BVI) Limited Haitong (UK) Limited Haitong Securities USA LLC 100% Haitong (UK) Limited Haitong Securities USA LLC (2) Haitong International Financial Services (Singapore) Pte Limited G. K. Goh Financial Services (Singapore) Pte Limited 1,2496,798 94
96 (3) Haitong UT Leasing Irish Holding Corporation Limited 3. (1) (2) H A1H H 25% % % 95
97 (3) Unican Limited (4) AAA Unican Limited PPN 8 (5)
98
99 2. (1) IPO ( OC) 98
100 (2) ,408 3,000 27,00 3,
101 (3) (4)
102
103
104 ,
105 1 2 A 8,092,131,180H 3,409,568,
106 % % % % % % % % % * % * % % % % * % * 105
107 [2013] [2017]
108 AH 200% C % [2016]
109 [2016] ,638 A 245,485 H ,401 A 249,249 H
110 480,799 3,408,867, % ,516, ,548, % ,150, % ,709, % ,162, % ,787, ,298, % ,247, % ,471, % ,402, % ,959, ,702, %
111 3,408,867,562 3,408,867, ,548, ,548, ,150, ,150, ,709, ,709, ,162, ,162, ,298, ,298, ,247, ,247, ,471, ,471, ,402, ,402, ,702, ,702, H 2. H A 3. A
112 XV (%) A H (%) Maunakai Capital Partners H 272,590, (Hong Kong) Limited 2. BSA Strategic Fund I H 272,590, Insight Capital Management H 223,415, (Hong Kong) Limited 4. Insight Phoenix Fund H 223,415, H 268,000, Wickhams Cay Trust Company H 1 268,000, Limited 7. Abhaya Limited H 1 268,000, Vogel Holding Group Limited H 1 248,000, BlackRock, Inc. H 175,859, H 3,785, Vogel Holding Group Limited248,000,000 HAbhaya Limited Vogel Holding Group Limited Union Sky Holding Group Limited 248,000,000 H20,000,000 H268,000,000 HAbhaya Limited Wickhams Cay Trust Company LimitedAbhaya Limited Abhaya LimitedWickhams Cay Trust Company LimitedAbhaya Limited 268,000,000 H 2 (i)(ii) (iii)(iv) 3 (i)(ii) (iii)(iv) 111
113 XV XV A 2 H (%) (%) 1. H 1,000, (i)(ii) (iii)(iv) 2 (i)(ii) (iii)(iv) 112
114 % H 113
115 114
116
117
118 , , ,
119 SMI
120
121
122
123
124 CC SK STT GDC Pte.Ltd
125
126 1959(MPP)
127 (TMT)
128 Asia-Pacific Strategic Investments Limited 5RA Rowsley Limited A50 Top Global Limited 519 Singapore edevelopment Limited 40V Sunwah International Limited SWH Vietnam Equity Holding 3MS AustChina Holdings Limited AUH Coalbank Limited Adamas Finance Asia Limited ADAM 127
129
130
131
132
133
134
135 Shanghai International Shanghai Growth Investment Limited
136
137
138
139 Credit Suisse First Boston Credit Suisse Group AG Deutsche Genossenschaftsbank AG Deutsche Zentral- Genossenschaftbank AG J.P. Morgan Nikko (Citi) Asset Management Co., Ltd
140
141 IT
142 IT
143 PE
144
145
146 IT
147
148
149
150
151
152 OUE Hospitality Trust 2013 Management Pte. Ltd. OUE Hospitality REIT 2013 Management Pte. Ltd STTGDC Pte.Ltd
153 Hong Kong Casin Holdings Limited 2017 PT Purimas Sasmita 2017 (Sinar Mas Group Adamas Finance Asia Limited 2017 Asia-Pacific Strategic Investments Limited 2017 AustChina Holdings Limited 2013 Coalbank Limited
154 Rowsley Limited 2002 Singapore edevelopment Ltd 2017 Sunwah International Limited Top Global Limited 2010 Vietnam Equity Holding (VEH) 2007 Vietnam Property Holding (VPH) (VEH)
155
156 Shanghai International Shanghai Growth 2015 Investment Limited
157
158
159 5,
160 [2015] [2016]127 HOMS
161 [2017] ,718 4,366 10, ,036 4, , ,
162 159 3,239 5,641 1,045 10,084 10,084 5,718 4,
163 ,462 3, [2009]2 [2009] ,217 6,
164
165
166 (a) (b) (c) (d) (e) 165
167 A H A H H AH
168 A 2017 H 1 H (1) (2)3.10(A)
169
170 % 101,916,
171 AH 2017 <> <> < > < > < > H A 2017H
172 <> < ><> < ><>
173 1. 172
174
175 SFC issued Guidance Note on directors' duties regarding corporate transactions and independent valuations SFC Guidance Note Summary- ValuationsSFC Guidance Note-Directors Duties on Valuation Lovable International Holdings Limited SFC Elaborates on the Liabilities of Directors and Senior Executives LexOmnibus ( (CPD 3 LexOmnibus LexOmnibus (CPD 3 LexOmnibus 174
176 LexOmnibus LexOmnibus 15 (CPD Adamas Finance Asia Limited The key implications of being on AIM LexOmnibus LexOmnibus (CPD LexOmnibus LexOmnibus (CPD LOEB & LOEB
177 <> < > <> < > 176
178 <> < >< > < > <> 3/3 3/3 2/3 3/3 3/3 3/
179
180 (A+H) 2017 (A+H) < > 5/5 5/5 5/5 5/5 5/5 2/2 3/3 3/3 0/2 179
181 < > H
182 2/2 2/2 2/2 2/2 2/2 2/2 0/0 1/
183 <> <> /2 2/2 2/2 2/2 0/0 2/2 1/1 0/1 2/2 182
184
185 <> <>
186 185
187 < ><>
188
189
190 189
191
192
193
194 193
195 194
196 195
197
198
199 A H 198
200 2017 E [2017]
201 [2013] [2017] cn /11/ /11/ % /11/ /11/ % /07/ /07/14 200
202 /07/ /07/ % /07/ /07/ % /08/ /08/ % /08/ /08/ % /09/ /09/ % /10/ /10/ %
203 C (3+2) 2015/04/ % 15C (2+1) 2015/06/ /06/12 15C (3+2) 2015/06/ % 16C /11/ /11/ % 16C /11/ /11/ % 17C /03/ /03/ % (3+1) 2016/05/ % /05/ /05/ % [2016]
204 C % C C1 16 C C1 203
205 [2007] (ZPJ001) [2013] AAA [2017]Z
206 AA+ [2017]G105-F AAA [2017]G047-F1G047-F2G047-F AAA [2017] AA+ [2017] AA+ [2017] AAA [2017]
207
208 (%) 24,550,691, ,536,376, (%) EBITDA EBITDA (%) (%) = =
209 C /04/ /04/08 15C /06/ /06/12 15C /06/ /06/12 16C /11/ /11/17 16C /11/ /11/ /05/ /05/ /05/ /05/ C
210 5,000 3, [2017] )
211 2017H H H 210
212 211
213 D A
214 A
215 E (2-1) S
216 [2017] [2017] [2017] [2017] [2017] [2017] [2017]
217 (K) /E0001 AM SZP [2017]00125-A02 [2017]00550-A A AA
218 217 IT PE
219 B B C 2009 D E D
220 #
221 , E C A
222 A S109A B # A
223 B B F
224 A F a# 2-4b#
225 A 1310A
226 D
227
228 CBD A 6 227
229
230 A1009-A
231 (1)
232
233 B
234 D
235 B 12 B P ,
236 B B
237 D 1902F A 810A B B 236
238 A
239 263 Aa2-11 Aa
240 A
241
242 ,
243
244 ,
245
246 245
247
248 ,225,083 12,711, ,124,317 16,180, ,327,622 6,107,923 35,677,022 34,999, ,647,480 7,492,492 41,324,502 42,492,256 9 (485,337) (379,089) 10 (6,400,066) (6,168,040) (688,301) (710,195) 11 (980,583) (1,036,089) 12 (11,458,392) (12,340,937) (9,130,913) (10,896,614) (29,143,592) (31,530,964) 708, , ,889,397 11,161, (3,013,794) (2,231,209) 9,875,603 8,930,518 8,618,423 8,043,334 1,257, ,184 44,880 32,295 9,875,603 8,930,
249 ,875,603 8,930,518 3,838 3,838 4,148,546 1,073,293 (2,524,774) (1,724,041) 247, ,546 (475,647) 123,540 (227,373) 493,983 (23,825) 74,262 (354,999) 789, , , ,583 10,669,332 9,212,101 10,136,216 7,648, ,116 1,563,475 44,880 32,295 10,669,332 9,212,
250 ,862,370 1,615, ,864 18, ,863,520 4,118, , , ,062,370 8,749, ,212,628 22,035, ,725,358 45,269, ,086,897 5,141, , ,851,450 2,773, ,098,697 5,684, ,204,776 20,922, , ,347,701 1,592, , , ,076, , ,531, ,564, ,560,953 63,212, ,442,000 6,929, ,323,548 14,519, ,544,270 10,228, ,503,398 12,758, , , , ,147,878 32,787, ,345,093 63,600, , , ,904,357 92,347, ,610,612 3,935, ,180,974 7,359, ,982,729 12,191, ,445, , , , ,358, ,217, ,175, ,300, ,706, ,865,
251 ,511,447 46,659, ,733 14, ,426,762 19,864, ,450,000 3,210, ,774, ,059, ,750,621 4,757, ,739,105 11,103, ,457,987 19,866, , ,622 2,198,613 1,748, ,031,099 38,063, ,495,454 2,594, ,645,727 43,638, , ,410, ,705, ,764, ,595, ,295, ,160, ,501,700 11,501,700 56,357,980 56,338,470 2,071, ,435 (445,275) (675,698) 57 17,971,724 15,849, ,297,545 26,331, ,755, ,130,127 11,938,825 11,828,274 1,264,427 1,256, ,694, ,958,
252 , , ,419, ,191, ,810,543 14,489, ,813,699 3,539, ,000 93, , , , ,361,639 5,598, ,216, , ,601, ,202, ,295, ,160,
253 a 57 b ,501,700 56,338, ,435 (675,698) 15,849,581 26,331, ,130,127 10,509,748 61,800 1,256,726 11,828, ,958,401 8,618,423 8,618,423 1,212,300 44,880 1,257,180 9,875,603 1,287, ,423 1,517,793 (724,064) (724,064) 793,729 1,287, ,423 8,618,423 10,136, ,236 44, ,116 10,669, , , ,125 (2,474) (2,474) (1,848) 175 (1,673) (4,147) 2,122,143 (2,122,143) (470,667) (37,354) (508,021) (508,021) 21,798 21,798 (28,810) (28,810) (7,012) 61 (2,530,374) (2,530,374) (2,530,374) ,501,700 56,357,980 2,071,805 (445,275) 17,971,724 30,297, ,755,479 10,641,408 32,990 1,264,427 11,938, ,694,304 (a) (i) (ii) 252
254 a 57 b ,501,700 56,375,749 1,054,746 (551,301) 13,993,667 25,319, ,694,545 9,208,309 24,817 9,233, ,927,671 8,043,334 8,043, , ,184 8,930,518 (270,311) (124,397) (394,708) 676, , ,583 (270,311) (124,397) 8,043,334 7,648,626 1,563,475 1,563,475 9,212, , , ,965 (37,279) (37,279) 9,981 9,981 (27,298) b 1,197,170 1,197,170 1,197,170 1,855,914 (1,855,914) (336,426) (336,426) (336,426) 36,983 36,983 36, (5,175,765) (5,175,765) (5,175,765) ,501,700 56,338, ,435 (675,698) 15,849,581 26,331, ,130,127 11,766,474 61,800 11,828, ,958,401 (b) ,256,7261 3,713 27,2622) ,229,
255 ,889,397 11,161,727 11,458,392 12,340,937 (708,487) (200,435) 485, ,089 (614,120) (950,026) 9,111 1,193 (7,012) 25, ,472 (10,728) (3,109,382) (2,558,598) 247,963 (240,546) 1,438,695 1,178,947 22,315,366 21,127, ,356 (1,393,402) 404,397 1,712,987 (1,006,952) 1,938, ,877 16, , ,582 1,527,042 13,049,204 (6,160,407) (6,936,400) (7,374,095) (9,448,482) (12,190,855) (7,095,274) 26,756 (521,514) (1,924,656) 15,597,243 (317,196) 112,407 19,001,084 29,456,075 (21,006,819) (19,370,717) (17,896,132) 3,895,903 (10,686,000) (54,844,809) 3,002,177 1,549,110 42,721 64,011 (31,266,814) (10,530,495) (2,898,507) (4,620,367) (3,048,135) (4,117,564) (37,213,456) (19,268,426) 254
256 , ,647 (1,825,444) (452,431) 6,383 31,536 (2,180,386) (4,267,946) 1,077, ,377 21,627,919 (11,174,808) (746,965) (1,442) 16,748,763 (16,611,192) 7,019 34,893,952 (31,577,798) (2,894,357) (5,456,657) (233,431) 20,036 1,268,470 42,535,412 33,801,217 (2,813,172) (2,316,886) 3,441,379 (4,088) (1,673) 102,211, ,531,669 (109,090) (80,638) (5,493,849) (5,813,329) (39,828) (32,295) 8,275 10,256 (129,450,084) (91,760,791) 3,973,223 33,354,876 1,653,719 (17,491,348) 34,330,647 51,744,586 (4,163,503) 77, ,820,863 34,330,647 (11,394,984) (12,284,162) 255
257 H (
258 (i)(ii) (iii)(iv)(v)
259 ( (
260 IFRS
261 (1) (2)
262 [1]% 9 261
263
264
265
266
267 (1) (2)
268
269
270
271
272
273 (i) (ii) (iii) (iv) (v) (vi) (vii) (viii) (ix) 272
274
275
276
277
278
279
280 % % % % % % 303%-5% 279
281
282
283
284
285 (a) (b) (c) 284
286
287
288
289
290 (a) (b) 289
291
292
293 IAS
294
295
296 )2) 3) ,958,296 6,406, , ,135 1,140,135 1,460,984 2,467,057 2,619,300 2,098,349 1,641, ,775 30,828 11,225,083 12,711,
297 ,897,113 3,164,933 4,135,956 5,047, , ,180 4,265,941 4,743,989 2,675,752 2,401, , ,119 15,124,317 16,180, ,109,382 2,558,598 6,820,343 2,766,728 (1,329,411) (231,334) 727,308 1,013,931 9,327,622 6,107, , ,029 99,589 21,623 13,832 14,369 4,899,379 6,902,840 5,647,480 7,492,
298 , ,748 1,195 1, ,158 96,643 17, , , ,266,101 5,124, , , , ,784 6,400,066 6,168, ,070, ,735,000 72,552, ,349,
299 , ,559 32,293 47, ,583 1,036, ,395,041 2,768, , ,147 1,804,899 2,627, , ,377 91,976 24,382 5,957,070 6,038, , ,822 11,458,392 12,340,
300 ,707 24,248 6,600 7,300 15,107 16, , ,546 52,287 (23,044) 393, , ,876 62, ,162 57, , , ,587 70, , ,778 9,111 1, ,472 (10,728) 165, ,686 4,210,657 5,863, , ,
301 ,886,612 2,113, , ,379 3,366,655 2,437,207 23,265 (15,495) (41,646) (30,686) (18,381) (46,181) (337,546) (159,416) 3,066 (401) 3,013,794 2,231, % 16.5% 300
302 ,889,397 11,161,727 25% 3,222,349 2,790,432 (160,108) (53,111) 764, ,132 (521,840) (986,765) (15,315) (46,582) (246,222) (164,853) (29,250) 24,956 3,013,794 2,231,
303 ,618,423 8,043,334 i ii) (135,636) (22,810) 8,482,787 8,020,524 11,501,700 11,501, (i) 55 (ii)
304 ,107, ,242 1,053, , ,538 32,817 3,678, ,394 53, ,746 1,166,215 21,588 51,396 1,611,123 (5,125) (74,928) (16,596) (17,722) (418) (114,789) 4,898 18,474 17, (41,497) (4,430) (3,284) (3,953) (1,865) (4,848) (1,786) (20,166) ,246, ,216 1,166,343 1,603, ,224 40,512 5,154, , , , , ,721 2,032,498 34,182 69, ,796 39,192 22, ,561 (70,401) (15,381) (14,972) (100,754) (35) (3,139) (4,102) (266) (1,628) (9,170) , , , , ,716 2,262, ,382 30, , , ,456 1,458,384 61,508 40,512 2,862,
305 ,102, , , , ,198 25,364 3,191,392 4,378 45, , ,208 26,398 52, ,989 (4,692) (1,250) (91,040) (8,654) (17,626) (4,986) (128,248) ,160 15, (37,322) 4,666 4,275 7,065 (8,923) 6,665 (3,162) 10, ,107, ,242 1,053, , ,538 32,817 3,678, , , , , ,407 1,843,832 32,050 63, ,138 17,389 21, ,748 (83) (1,096) (84,331) (7,602) (14,085) (107,197) 111 2,121 5, ,861 15, , , , , ,721 2,032, ,382 30, , , , ,175 67,817 32,817 1,615, ,430, ,867 24, ,406, ,
306 ,863 36, ,610 37,610 37,610 37,610 19,551 18,356 1,195 1,195 20,746 19,551 16,864 18, , ,
307 ,118,734 3,757, ,618 95,568 (259,832) 265,569 3,863,520 4,118, , ,335 98,489 14,744 1,102,699 1, ,450 10,714 9, ,838 (29,042) (290) (29,332) 11,825 (11,825) (387) 10,926 (2,996) (4,130) 3, , , ,917 8,063 1,237, , ,543 45, , ,243 5, ,158 (27,665) (208) (27,873) 9,760 (429) 9, , ,881 50, , , ,613 55,633 8, ,
308 , ,924 92,836 45, ,237 95,925 2,800 14, ,978 (6,891) (50) (9,452) (16,393) 40,181 (40,181) ,196 2,903 4,404 27, , ,335 98,489 14,744 1,102, , ,827 41, ,951 93,554 3,089 96,643 (4,665) (50) (4,715) 13, , , ,543 45, , , ,792 53,483 14, ,
309 AB CD EF A 5,896 5,896 B 656, ,173 C 2,093,268 2,240,013 D 979,981 1,038,404 E -Haitong International Holdings (UK) Limited Japaninvest Group plc) 123, ,248 F G. K. Goh Financial Services (Singapore) Pte. Ltd. 4,618 3,863,520 4,118, A B C D E F A B C D E F A B C D E F 3.025% 15.00% % 15.22%) 308
310 A B C D E F ,022,222 25,266,
311 % 51% 300,000, % 67% 100,000, % 100% 10,650,000, % 100% 8,850,000, % % 1,300,000, % 61.78% 550,085, % 100% 3,500,000, % 100% 2,200,000, % 100% 4,146,162, % 100% 844,769, % N/A 10,000,
312 /12/ /12/ /12/ /12/ /12/ /12/ % 38.22% 951, ,458 7,966,818 7,675,
313 /12/ /12/31 92,922,345 97,083,831 15,933,063 20,548,928 74,377,418 84,321,463 13,272,726 13,230,420 21,205,264 20,080,876 7,966,818 7,675, ,014,390 4,786,359 (3,482,679) (3,283,381) 2,531,711 1,502, , ,517 2,637,002 1,607, , , , ,554 (4,415,869) (2,935,590) 5,706,545 (11,600,540) (3,492,758) 15,220,614 (2,202,082) 684,
314 ,917,811 8,272, ,090,020 1,000, ,053,890 4,028, , ,638 4,880,669 4,794,869 5,210,136 4,132,921 (28,435) (178,198) 5,181,701 3,954,723 10,062,370 8,749,
315 HT Freedom Multi-Tranche Bond Fund i 38.63% 28.65% ii 40% % % 35.71% 37.51% 37.06% 37% 42.83% 42.83% 33.68% 33.68% 34.71% 34.71% 314
316 % 28.67% 33.96% 33.96% 27.76% 27.76% 27.02% 27.02% 50.00% 50.00% 35.72% 35.72% 315
317 (i) Haitong Freedom Multi-Tranche Bond Fund % 50% 4,440, ,186,000 (ii) ,227,516 4,289,660 1,383,135 1,835,146 2,844,381 2,454,514 2,367,618 2,469, , , , ,
318 ,844,381 2,454, % % 790, , ,822 (8,406) (22,103) 86, ,719 78,072 9,272,343 8,067,
319 ,240,968 42,203,604 (4,222,749) (4,336,324) 45,018,219 37,867,280 (1,482,043) (1,312,060) 43,536,176 36,555,220 21,323,548 14,519,336 22,212,628 22,035,884 43,536,176 36,555, ,140,952 16,758, ,036,034 25,433, ,982 11,645 49,240,968 42,203,604 (4,222,749) (4,336,324) 45,018,219 37,867,280 (1,482,043) (1,312,060) 43,536,176 36,555,
320 , ,685 1,312, , , , , , , , , ,887 18,657 18,657 (241,813) (241,813) (11,409) (11,409) 340,730 1,141,313 1,482, , ,685 1,312,
321 ,959,363 12,563,689 7,756,085 11,639,952 5,018,028 7,339,981 ii 23,495,280 26,485,216 41,228,756 58,028,838 56, ,025 4,661,374 10,831,690 36,511,267 46,427,123 41,228,756 58,028,838 i 2,315,782 5,277,291 5,440,303 6,362,661 7,756,085 11,639,952 9,503,398 12,758,905 31,725,358 45,269,933 41,228,756 58,028,
322 i ,732,080 1,646,561 ii , ,165 5,383,646 6,179, , ,
323 , ,800 5,074,361 25,552,523 11,906,618 7,269,300 10,776,874 3,954,006 1,207, ,677 (341,475) (145,887) 29,246,575 38,471,419 21,147,878 32,787,054 8,098,697 5,684,365 29,246,575 38,471, ,718 83,509 78,718 83,509 78,718 83, , , % %) 322
324 ,099 51, ,519 14, , ,713 1,076, , ,883,598 63,410,640 (322,645) (197,720) 61,560,953 63,212,920 61,560,953 63,212,920 61,560,953 63,212, , , ,876 62,843 (5,951) , ,
325 ,005, ,238, ,383, ,179, , ,699 6,021,541 5,512,817 22,787 3, , , , ,004 7,558,068 7,003,741 (116,068) (74,204) 7,442,000 6,929, ,204 65,440 48,317 (1,376) 10,140 (6,453) 116,068 74,
326 ,746,631 5,776, ,884 51, , , , ,152 7,442,000 6,929, ,703,899 7,422,060 3, i 2,302,664 3,268,530 6,010,177 10,690,611 ii (465,907) (461,809) 5,544,270 10,228, , ,187 4,098 (21,668) 300 (10) 465, ,809 i. ii. 440, , , ,
327 ,442,210 54,215,365 20,101,753 13,303, ,000 17,183,460 (344,314) (180,103) 96,549,869 84,523,225 81,599,830 55,630,973 14,944,353 11,888, ,000 17,183,460 (344,314) (180,103) 96,549,869 84,523,225 75,345,093 63,600,363 21,204,776 20,922,862 96,549,869 84,523, ,170, ,201,058121,271, ,014, ,587, ,968,
328 , , ,886,954 49,811,132 12,637,664 13,749,786 12,589,073 5,478, , ,444 79,656,640 69,326,091 9,279,810 3,521,754 3,221,188 3,305,157 1,908,295 9,058,906 5,790,762 7,135,585 20,200,055 23,021,042 63,166,764 53,332,885 15,858,853 14,537,635 14,497,368 17,054,943 6,333,710 7,422,031 99,856,695 92,347,494 10,634,259 5,309,887 48,845,711 42,743,537 i ii 40,376,725 44,294,070 99,856,695 92,347,494 98,904,357 92,347,494 ii 952,338 99,856,695 92,347,
329 i. ii , ,
330 , ,579 76,223 85,285 4,200 2,662 1,254 1, , ,868 2,545,406 2,166,039 1,681, , , ,596 1,552,040 3,340,775 31,173 7,665 8,754 6, ,240,906 1,527,605 7,397,768 8,116,725 24,155 23,864 22,741 30, , ,761 21,126 15,740 5,914 76,375 49, ,120 55, , ,438 8,528,675 8,952,031 7,180,974 7,359,343 1,347,701 1,592,688 8,528,675 8,952,
331 ,870 2,866,007 7,607,859 9,325,892 7,982,729 12,191, ,820,328 32,492,200 i 70,213,569 87,496, ,033, ,988,820 ii (675,568) (771,029) 99,358, ,217,791 i. 47 ii. 330
332 ,820,328 32,492,200 (2,106,384) (1,789,188) 316, ,628 3,415, ,870 2,866,007 31,820,863 34,330, ,415, ,201 29,781 14,102 3,445, , , ,628 3,761,830 1,035,
333 ,756,475 7,475,938 (17,038) (21,194) (901,165) (1,842,455) 4,838,272 5,612, , ,655 4,086,897 5,141,634 4,838,272 5,612, ,733 14, , ,728 2,425,291 4,376,874 1,885 1, , ,075 3,750,621 4,757,573 3,750,621 4,757,573 3,750,621 4,757,
334 ,995,954 9,957,771 21,657,134 20,650,430 25,716,876 28,606,996 8,952,026 1,933,358 61,321,990 61,148,555 30,712,830 38,564,767 14,798,617 8,094,346 45,511,447 46,659,113 15,810,543 14,489,442 61,321,990 61,148, /2 100%
335 i 5,595,758 ii 23,831,004 19,864,117 29,426,762 19,864,117 i % % % % 334
336 % % ii % % % UNICAN LIMITED % UNICAN LIMITED % ,811,639 7,509,462 5,000,000 1,300,000 11,811,639 8,809,462 5,450,000 3,210,521 6,361,639 5,598,941 11,811,639 8,809,
337 ,383,646 6,179, i 4,890,342 4,722, , ,793 19,198 7, , ,505 3,961,916 4,028, , ,450 32,111 18,917 1,118, ,989 80,067 50,192 3,376,692 3,568, , , ,223 3,376,787 1,054,351 ii 3,070,954 1,437,264 18,674,834 20,584,437 17,457,987 19,866,992 i 1,216, ,445 18,674,834 20,584,
338 i 508, ii ,622 60,611 82, ,622 (39,296) (60,611) 167, , i ii iii 68,037 iv 1,532,748 1,602,469 2,717,683 1,827,642 v 63, ,272 22, ,880 93, , , ,974 vi 532,825 1,528, , , , , ,978 18,990 6,597 41,788 52,558 34,771 2,432 66,534 44,686 2,610,612 3,495,454 3,935,071 2,594,
339 i ,927 3, , ii T ,175 (232) T ,902 (97) TF1803 4,315,418 (11,497) 4,505,495 (11,826) 11, TF , TF1703 1,023,357 16,963 TF1706 4,927 (55) 1,207,123 17,123 (17,123) 338
340 iii , ,925 68, ,925 68, AU , , (326) iv ,790, ,547, ,634, ,210,
341 iv ,790,000 (7,433) 36,634,430 1,532,748 (1,602,469) 47,424,430 1,532,748 (1,609,902) 7,433 1,532,748 (1,602,469) ,547,000 (9,536) 46,210,884 2,717,683 (1,827,642) 70,757,884 2,717,683 (1,837,178) 9,536 2,717,683 (1,827,642) v ,038, ,137,820 vi ,659, ,380,766471,132 45,770 10,879,819 67,846, , ,
342 ,739,121 8,492,151 1,342,318 12,655,009 i 10,260,931 13,058,951 ii 327,600 4,433,520 iii 1,073,529 20,743,499 38,639,631 20,031,099 38,063, , ,770 20,743,499 38,639,631 i ii iii 341
343 ,504,889 17,264,988 32,995,727 9,900,000 10,736,000 4,375,850 33,045,727 43,731,727 3,732,338 8,876,743 13,532,650 24,118,984 15,780,739 10,736,000 33,045,727 43,731,727 32,645,727 43,638, ,000 93,202 33,045,727 43,731,
344 ,981,730 2,446,013 10,414, ,529 7,975,151 43,600,223 14,719,892 1,693,275 9,900, ,161 5,972,399 33,045,727 7,261, , ,800 22,368 2,002,752 10,554, ,246,049 1,427,026 5,609,655 6,366,163 3,999,542 46,648,435 28,079,631 1,151,866 5,520,000 5,377,050 3,603,180 43,731,727 1,166, ,160 89, , ,362 2,916,
345 A H ,092,131 8,092,131 3,409,569 3,409,569 11,501,700 11,501, ,851,450 2,773,812 (867,320) (557,472) 1,984,130 2,216,
346 (213,577) (17,233) 67,555 1,016,320 (256,750) 139, , ,431 1,850, ,965 1,834 (124,381) (62,431) 3,130 (102,121) 80, , , , , (1,161) 4,599 4,434 4,417 62,013 8,150 82, (30,315) (16,560) (52,227) 958,323 (125,663) 37,739 1,139, ,895 2,216,340 (41,242) (2,630) 49,004 (7,738) 5,547 (4,425) 305,995 29, ,480 (475,647) (475,647) (72) 1,081 3,043 (4,734) (2,008) (68,390) (19,963) (91,043) (71,629) (18,109) (180) 945,851 (597,771) 33,314 1,376, ,901 1,984, i 3,231,864 3,401,402 ii 73,616,916 69,445,196 iii 31,844,619 41,875,847 iv 7,470,071 3,008,084 v 13,994,799 10,564, ,158, ,295,192 14,739,105 11,103, ,419, ,191, ,158, ,295,
347 i , , ,864 29,718, ,541,666594,180, ,649,988 ii % 56.15% % % 55.45% % % 5 3.8% % 54.80% %10 346
348 ii % % %33.9% Haitong International Finance 2014 Limited Haitong International Finance 2015 Limited Haitong International Finance Holdings Limited Haitong International Finance Holdings Limited Haitong International Finance Holdings 2015 Limited Haitong International Finance Holdings 2015 Limited % Unican Limited %3 347
349 ii % % % Unican Limited64,000, ,189,000) 2924,000, ,820,000) 2.90% 40,000, ,370, % % iii % % C %
350 iii % % % % %6 iv % % % % % %37 349
351 v [2014] % % ,779,786 3,000, , , , ,275 4,813,699 3,539, (a) (b) (c) 350
352 (c) 10% 50% 10% 10% ,856, ,717, ,703, ,085, , ,111 (d) (i)(ii) 351
353 ,360,846 1,607,648 1,360,846 1,607, , , , ,
354 , , , , ,703 20, , , ,688 12, ,912 25, ,599 4,921 1,103,199 41,
355 ,390 79, ,000 90, , ,530,374 5,175,
356 (a) (b) , , , , , , , , ,446 4,423 6,594 1,752 14,
357 (a) (b) , , , , , , , , ,111 13,940 1,463 16,
358 (a) (b)
359 ,522 3,863 61,720 70,462 1, ,002 75, ,000,001 13,000, ,000,001 15,000, ,000,001 17,000, ,000,001 19,000, ,000,001 21,000,
360 % % 10% % % 0.1%
361 (i) (ii) 5 (iii) , , (3,328) 3.25 (3,524) 3.36 (11) , ,
362 , , ,812, ,131,657) 0.11% %)
363 ,924, % ,292, (i) 10%(ii) 1% % % 362
364 % (i) 110% (ii)5 (iii) ,100,00018,000,
365 HK$4.25 HK$ % % 5.176% ,400,00013,350, HK$4.58 HK$ % % 3.849% ,910, ,673,000)
366 , , , (1,951) (200) , , , , , , ,228, ,806, % % 365
367 % 12 1% 366
368 (c) HK$ ,865,506 2,457, ,591 4,565,564 (a) 31,383, ,246, ,921 3,976,313 (b) 19,320,000 (a) (b) (c) 367
369 HK$ 000 HK$ ,020 21,724, ,020 21,724,000 (14,481) (2,457,261) ,539 19,266, ,020 21,724, ,321, ,980,375 11,341,
370 BE (ASIA) 10% 10% 10% 10% 10% 10% 10% 10% 10% 10% 10%
371 ,725 60,252 18,887 30,095 19,878 21,158 31,929 38,122 23,814 53,007 5,550 5,659 18,890 19, , , , ,306 6,465 1,203 1,877 22,230 a 10,415 15,914 a) BE (ASIA) 370
372 ,000 1,624, , , ,120 12,187 (17,282) (27) (97) (122) (1,465) 371
373 ,200 2,133 3,734 (10,146) (268) (20) (30,868) (3,579) (2,015) (56) (33) (18) (3) (10) (670,000) (14,000) (14,000) (15,050) (49,000) ,863 75,999 5,025 3,721 84,888 79,
374 ,183,209 1,110,031 16,864 18, , , ,022,222 25,266, , ,741 17,446,144 19,914, ,000 1,036,787 1,173,164 13,998 41,487 21,204,776 16,919,234 68,141,578 65,326,969 47,877,760 44,591, , ,281 1,592,123 1,677,902 1,547,320 1,742,531 3,290,939 4,686, ,000 14,700,000 67,653,138 49,533,072 48,977,872 45,896, , ,485 8,090,798 12,149,685 59,257,478 76,058, ,135, ,906, ,277, ,233,
375 ,137,412 34,479 21,897,221 18,434,617 5,450,000 1,900,000 51,295,045 65,239,234 6,425,263 7,859,810 30,184 28, , ,982 2,276,176 4,195, , ,340 21,054,364 28,230,549 6,135,789 5,673, ,145, ,682, ,989, ,224, ,131, ,551,578 11,501,700 11,501,700 56,486,199 56,486,199 1,296,284 (660,702) 17,111,739 15,255,470 20,463,236 18,662, ,859, ,244, ,833 66,258 82,311,178 81,145, ,780 1,211, , , , ,890 84,272,401 83,306, ,131, ,551,
376 a ,501,700 56,486,199 (660,702) 15,255,470 18,662, ,244,982 6,187,564 6,187,564 1,956,986 1,956,986 1,956,986 6,187,564 8,144,550 1,856,269 (1,856,269) 61 (2,530,374) (2,530,374) ,501,700 56,486,199 1,296,284 17,111,739 20,463, ,859, ,501,700 56,486,199 (237,093) 13,538,067 19,830, ,119,681 5,724,675 5,724,675 (423,609) (423,609) (423,609) 5,724,675 5,301,066 1,717,403 (1,717,403) 61 (5,175,765) (5,175,765) ,501,700 56,486,199 (660,702) 15,255,470 18,662, ,244,982 (a) 375
377 (a) (b) (c) (d) (e) (f) (g) (h) 376
378
379 ,881,958 2,350,223 3,298,983 2,215,681 1,898,049 2,734,511 3,203,841 8,093,776 35,677,022 35,677,022 1,180, , ,348 5,919, ,938 7,785,706 (7,785,706) 166,972 55,194 4,257,630 1,593 30, ,343 1,069,377 (365,396) 5,712,990 (65,510) 5,647,480 13,229,434 2,405,479 7,556,698 2,226,619 2,455,674 9,151,278 4,273,218 7,877,318 49,175,718 (7,851,216) 41,324,502 9,438,391 1,024,475 5,571,438 1,062, ,611 8,102,312 2,711,021 7,138,042 35,415,923 (6,272,331) 29,143,592 3,791,043 1,381,004 1,985,260 1,163,986 2,088,063 1,048,966 1,562, ,276 13,759,795 (1,578,885) 12,180,910 89, , , , ,487 3,791,043 1,381,004 1,985,260 1,163,986 2,178,037 1,250,631 1,562,197 1,156,124 14,468,282 (1,578,885) 12,889, ,046,483 9,174,514 49,547, ,444 10,814, ,803,093 61,543, ,991, ,716,558 (33,924,045) 521,792,513 10,062,370 2,851, ,706,333 69,842,332 2,175,331 15,048, ,941 2,814, ,643,944 50,413, ,788, ,351,950 (7,207,241) 404,144, , ,012, ,098 16,987 5,328 6,665 3, ,258 8, , , ,337 (82,539) 95,351 45, , , , ,600 34,346 (12,883) 45 13, , ,478 1,442,541 (3,846) 1,438,695 7,061, , , ,739 2,276,121 3,116,890 2,288,609 15,124,317 15,124, ,165 4, ,206 99,120 5,283,199 1,585,425 2,987,420 11,458,392 11,458,
380 ,535,152 1,861,378 2,999,613 2,162,600 1,032,355 3,366,837 2,553,733 7,488,096 34,999,764 34,999,764 1,473,861 (86) 100,852 56,080 43,770 3,002,891 (26,348) 4,651,020 (4,651,020) (67,358) 49,610 5,932, , , , ,016 7,423,615 68,877 7,492,492 14,941,655 1,910,902 9,033,411 2,219,593 1,082,125 6,740,714 3,332,235 7,813,764 47,074,399 (4,582,143) 42,492,256 9,764, ,431 6,878,209 1,012, ,560 7,625,486 2,215,050 7,102,068 35,856,997 (4,326,033) 31,530,964 5,176, ,471 2,155,202 1,207, ,565 (884,772) 1,117, ,696 11,217,402 (256,110) 10,961,292 (52) 24, ,841 (32,401) 200, ,435 5,176, ,419 2,155,202 1,207, ,612 (675,931) 1,117, ,295 11,417,837 (256,110) 11,161, ,762,028 18,415,373 47,389, ,787 11,712, ,519,754 48,127, ,952, ,746,254 (39,403,812) 549,342,442 8,749,592 2,773, ,865, ,094,778 10,436,209 21,132,849 1,665,598 2,464, ,662,691 37,957, ,314, ,729,328 (9,379,355) 438,349, , ,907, ,537 18,453 5,211 5, ,058 4,207 82, , ,089 92, , , ,545 35, , (23,513) 563, ,540 1,178,947 1,178,947 7,095, , , ,819 2,831,500 2,451,386 2,753,141 16,180,548 16,180,548 2,398,375 27, , ,247 4,355,088 1,250,864 3,506,229 12,340,937 12,340,937 10% 379
381 ,560,953 63,212,920 7,442,000 6,929,537 5,741,974 10,228,802 29,246,575 38,471,418 78,718 83,509 43,536,176 36,555,221 4,959,363 12,563,689 96,549,869 84,523, , ,848 63,166,764 53,332,885 8,528,675 8,952,031 7,982,729 12,191,899 99,358, ,217, , ,029 3,445, , , ,628 4,838,272 5,612,289 2,610,612 3,935, ,717, ,322,759 1,360,846 1,716, , ,901 1,469,602 1,840,
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385 ,410,730 15,300,746 6,349,088 65,060, , ,408 14,586 14, ,625 1,338,708 2,531,139 1,105,366 22,052 5,133, ,059, ,059,287 3,412, ,638 5,361, ,784 10,040,492 35,108,688 8,721,705 93,247 43,923,640 6,036,524 1,817,715 3,313, ,802 67,838 11,650,882 8,940,379 11,900,779 20,841,158 1,093,680 10,771, ,603,219 3,633, ,101,726 20,857, ,627 17,063, ,046 38,815, , , , ,381 1,330,799 2,594,009 3,521,003 18,518 3,539, ,333,646 95,543,362 70,257, ,137,512 5,941, ,213,
386 % 10% % 1,211, ,636 10% (1,211,927) (933,636) 10% 44, ,860 10% (44,405) (268,860) 385
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392 ) 1,586,509 2,826,005 () () ( 1,611,497 1,924,886 ) () () 7) 86 73,045 () () 8) 48,678 22,927 () () 236, ,880 () () 9) 68,037 () 391
393 ) ( 28,267,897 21,657,821 ) 200,021 21,536,767 27,964,860 3,771,826 2,103,830-1,829, ,126 31,318 41,547 1,997,549-3,014,969-77,496 2,147 2,924,764 6,272, ,748 3,682, ,
394 ) 954, ,956 () 344,023 - i ii iii 480, ,313-3,166,
395 ,518 1,607,954 4,803,297 44,284 1,043 12) 5,226,316 1,013,346 17,236,440 18,662, , , ,380 8,127,478 61, ,
396 ,398,625 4,877, , , ,700 () 13) 10,409,472 13,686,104 4,554,965 7,067, , ,
397 ), 6,333,710 7,422,031 ( ) 23,045,095 23,835, , ,601 15) 1,731,046 1,646, ) 17) 1,342,318 12,655,010 9,908,780 11,046,
398 ,655 1,909,546 18) 327,600 4,433,520 19) 1,073,529 ( ) 20) - 1,655,531 (). 397
399 ,022,968 6,264,036 4,361, ,468 1,183,850 (1,218,923) (3,022,987) (423,617) (401,931) 7,521,547 4,022, ,634,383 4,780, , ,018 (3,188,027) (194,207) (1,637,755) 815,704 3,634, ,909,546 3,540, ,220 73,095 (1,721,563) (126,548) (1,703,755) 274,655 1,909,
400 <> 125 [2016] % %2 3. 8% % % %6 7. 8%7 399
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402 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 50 2,613,863 3,251 2,610,612 2,610, ,792,616 3,771,075 6,021, , ,302 5,579, ,560,953 61,560,953 56,177,307 5,383, ,528,675 8,528,675 76,375 8,452, (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 50 3,952,520 17,449 3,935,071 3,935, ,887,737 2,374,920 5,512,817 8,200 55,426 5,449, ,212,920 63,212,920 57,033,724 6,179, ,952,031 8,952,031 33,548 8,918,
403 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 50 3,514,713 19,259 3,495,454 3,495, ,732,991 3,771,075 3,961, ,475 3,494, ,864,074 6,864,074 3,849,105 3,014, (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 50 2,604,351 10,342 2,594,009 2,594, ,403,075 2,374,920 4,028, ,048 3,854, ,900,050 18,900,050 2,812,094 16,087,
404 ,148, ,159,309 3,434,556 7, ,749,956 2,716,981 12,470,810 (8,307,021) (2,894,357) 3,986,413 77, ,639 8,057,337 8,352,111 (2,620,681) (1,262,727) (3,883,408) 2,913,226 2,913,226 (7,207) (7,207) ,321, ,585,031 3,184,872 19, ,111,
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6837 2015 12 31 2015 12 31 2015 (www.hkexnews.hk) (www.htsec.com) H2015 2016 3 30 * 3 8 23 28 62 84 92 93 129 160 170 171 172 13 11 2015 12 31AH11,501,700,000AH 104.505,175,765,000.00 14,655,043,372.86
2016 中 期 報 告 02 03 06 11 14 52 66 72 73 78 87 88 89 2016H 02 2016 2016 03 2016H A 1.00 H 1.00 Haitong Bank, S.A 2016H 04 665 05 2016H IPO QFII 2016 1 12016 6 30 RQFII 571 2016H 06 Haitong Securities Co.,
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目錄 董事長致辭 HAR1402017_C_Haitong Securities()F_.indb 1 3 第一節 釋義及重大風險提示 4 第二節 公司簡介 7 第三節 會計數據和財務指標摘要 18 第四節 董事會報告 24 第五節 重要事項 71 第六節 股份變動及股東情況 77 第七節 董事 監
6837 20131231 201312312013 (www.hkexnews.hk) (www.htsec.com) H2013 2014328 * 目錄 董事長致辭 HAR1402017_C_Haitong Securities()F_.indb 1 3 第一節 釋義及重大風險提示 4 第二節 公司簡介 7 第三節 會計數據和財務指標摘要 18 第四節 董事會報告 24 第五節 重要事項 71
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書冊C_ indb
38D 1933 0440 36.89 32,533,8312.00 8 1 8 10 (i)(ii) (iii) (i)(ii) (iii) i 6D 6D 6D 6D 6D 708 707 6D 6D ii Capital Markets and Services Act 2007 CMSA CMSA 229(1)(b) 230(1)(b) 6 7 iii CMSA 5 Securities Act
書冊C_ _2356.indb
38D 1933 2356 9.00 111,175,886 1.00 101 7 9 (i)(ii) (i)(ii) i 6D 6D 6D 6D 6D 708 707 6D 6D ii S S iii iv ... 1... 6... 7... 10... 12... 44... 53... 54... 58 v 32 1 2356 0440 2.00 1 2 45 6 155 2 82,416,917
IMAGI INTERNATIONAL HOLDINGS LIMITED * 585 18 24 2402 12 14 28 26 (48) * .............................................................. 1........................................................ 3...............................
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2012 19841120051028 20061027 39 17,1253831,771 4383.93 2 3 5 7 10 13 17 17 22 39 63 82 84 86 88 92 94 102 114 133 136 141 145 148 150 2012 293 297 HIBOR Hong Kong Interbank Offered Rate LIBOR London Interbank
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2013 10 1.50 2 5 6 16 20 22 62 65 80 88 106 141 290 291 292 298 299 2013 12 24 2 2013 CLSA BV 2013 7 31 2013 12 2 2013 2013 CASA BV Crédit Agricole Securities Asia BV 3 A 1.00 600030 H 1.00 6030 A A H
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409918 (Minshing A share).indb
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665 2014 2 4 6 10 14 22 42 48 57 74 76 205 206 207 12 31 2014 2013 2,713,291 1,646,814 65 1,018,269 529,152 92 % 1 15.71 12.57 25 56.17 41.07 37 50.42 39.15 29 5.85 4.21 39 3.74 2.99 25 2014 12 31 2013
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AR C_Longyuan_.pdf
( 於中華人民共和國註冊成立的股份有限公司 ) 股份代號 00916 2 015 年度 報 告 僅供識別 2015 年度報告 僅供識別 ... 2... 4... 8... 14... 22 2015... 24... 26... 66... 83... 94... 110... 115... 119... 140... 143... 145... 147... 150... 152... 155...
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2 3 6 13 17 25 31 44 48 49 51 52 54 116 1 Cricket Square, Hutchins Drive P.O. Box 2681 Grand Cayman KY1-1111 Cayman Islands B 9-A 1 36 SMP Partners (Cayman) Limited 3rd Floor, Royal Bank House 24 Shedden
中 国 外 运 股 份 有 限 公 司 ( 住 所 : 北 京 市 海 淀 区 西 直 门 北 大 街 甲 43 号 金 运 大 厦 A 座 ) 公 开 发 行 2016 年 公 司 债 券 ( 第 一 期 ) 募 集 说 明 书 ( 面 向 合 格 投 资 者 ) 牵 头 主 承 销 商 / 债
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EMPOWER YOUR INSURANCE BY EXPERTISE 3 4 6 9 12 14 50 65 87 98 100 109 117 233 236 2016 2015 % 2014 2013 2012 1 211,207 328,993 (35.8) 189,675 154,829 148,029 1 139,067 258,036 (46.1) 135,040 108,941 103,759
2015 3 30 17 11 1 1 2014 10 1.10 2014
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KONG SUN HOLDINGS LIMITED 295 44.587% 44.587% 347,800,000 10,000,000 337,800,000 1 25% 100% (i) (ii)676,020,000 6.9% 60,000,000 35.331% (i) (ii) (iii)(iv) 44.587% 2 (1) (2) 371044.587% (3) (4) 44.587%
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( 於中華人民共和國註冊成立的股份有限公司 ) 股份代號.. 6178 2017 中期報告 3 7 13 17 40 51 56 61 66 1. 2. 1111 3. 4. 5. 6. 7. 8. 2017 9. 2017 2 165 70% 30% 3 20172017 1 12017 6 30 PB OTC PPP FICC QFII IPO ABS 2017 4 571 5 A 1.00 H
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中國銀行股份有限公司 H 股 股 份 代 號 3988 2011 年 年 度 報 告 2012 年 4 月 本 行 2011 年 年 度 報 告 之 印 刷 版 本 將 取 代 此 版 本 3 4 6 7 9 11 13 14 14 34 52 63 66 67 68 75 90 108 115 120 124 126 372 377 378 382 383 390 1 1912 2 19121949
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2 3 4 7 14 18 20 29 30 31 32 33 34 72 1 , FCPA, FCCA, ACIS ACS, FCPA, FCCA, ACIS ACS 4th Floor P.O. Box 2804 George Town Grand Cayman Cayman Islands 18 28 2805 Butterfield Fund Services (Cayman) Limited
XIAOMI CORPORATION 小米集團 2,179,585,000 1,434,440,000 B 745,145, ,980,000 2,070,605,000 1,325,460,000 B 745,145, % % 0.005%
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CHINA MERCHANTS BANK CO., LTD. 03968 2010 2010 12 31 2010 2010 2011 4 H www.hkex.com.hk www.cmbchina.com www.cmbchina.com www.hkex.com.hk www.cmbchina.comwww.sse.com.cn 2011 3 31 2 3 8 12 16 22 88 97 113
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