俤

Transcription

1 ANNUAL REPORT 中華民國102年年報 一〇二年年報 中華民國一〇三年四月二十二日刊印 查詢本年報之網址 本公司網址 公開資訊觀測站網址

2 俤 (02) (02) Standard & Poor's Ratings Services Unit 1, Level 69, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong 眾 (02)

3 CONTENTS

4 02 壹 致 股 東 報 告 書 / Letter to Shareholders 壹 致股東報告書 Letter to Shareholders 03 一 集團102年度營業結果 05 二 集團103年度營業計畫概要 06 三 未來公司發展策略 06 四 受到外部競爭環境 法規環境及總體經營 環境之影響 07 五 信用評等結果及評等日期

5 2013 ANNUAL REPORT QE IMF 沈 臨 龍 03

6 04 / Letter to Shareholders 啟 (%) 27,419 27, ,436 12, ,855 40, ,476 3, , ,950 24, ,015 9, ,432 1, ,583 7, , ,336 7, ()() () 8,717 7, ,484 7, () ,497 7, ,548 7, ()()

7 2013 ANNUAL REPORT () % % () 10,015 8, ,484 8, ,415 8, e ,269,376 1,901,094 95,199 05

8 06 / Letter to Shareholders ,500 1,364,500 16, , ,179 54,353 10, OBU ,0472, ,734

9 2013 ANNUAL REPORT 18.05ROE ROA 10211FATCAFATCA FATCA 啟 BBB A twa twa A- A twaa twa AA(twn) F1+(twn) AA(twn) F1+(twn)

10 08 / Bank Profile Company Profile 09 09

11 2013 ANNUAL REPORT 尤 錦 堂 09

12 10 參 公 司 治 理 報 告 / Report of Corporate Governance 參 公司治理報告 Report of Corporate Governance 12 一 組織系統 14 二 董事 監察人 總經理 副總經理 協理及各部門及分支機 23 三 公司治理運作情形 35 四 會計師公費資訊 36 五 更換會計師資訊 36 六 公司之董事長 總經理 負責財務或會計事務之經理人 最 構主管資料 近一年內曾任職於簽證會計師所屬事務所或其關係企業者 37 七 102年度及截至103年4月22日止 董事 監察人 經理人及 依同一人或同一關係人持有同一金融控股公司已發行有表決 權股份總數超過一定比率管理辦法第十一條規定應申報股權 者 其股權移轉及股權質押變動情形 39 八 持股比例占前十名之股東 其相互間之關係資料 39 九 本公司及子公司 本公司之董事 監察人 經理人及本公司 直接或間接控制之事業對同一轉投資事業之持股數 並合併 計算綜合持股比例

13 2013 ANNUAL REPORT 11

14 1. / Report of Corporate Governance 12

15 ,391, ,012, ,732, ,059, , , ,235, , ,812, , ANNUAL REPORT

16 14 / Report of Corporate Governance () (%) (%) (%) (%) ,218,710, ,617,589, , () ,218,710, ,617,589, ,139 13, ,175, ,479, , , ,123, NYU ,218,710, ,617,589, () ,218,710, ,617,589, ,218,710, ,617,589, ,218,710, ,617,589,

17 2013 ANNUAL REPORT () (%) (%) (%) (%) ,218,710, ,617,589, ,018, ,786, ,298 35, ,018, ,786, , ,175, ,479, ,005, ,175, ,479, ,175, ,479, , , , , , , ,714, ,968, ,254, ,575, (110333)5 3 15

18 () (12.32%)(9.80%) (7.97%)(6.58%)(6.56%) (5.84%)(5.29%)(4.76%) (4.62%)3.90% () (15.70%)(14.23%) (12.92%)(10.00%)(9.67%) (8.23%)(3.25%) (3.25%)(3.25%)(3.25%) (3.25%)(3.25%)(3.25%) (3.25%)(3.25%) () () () () () () () () () () () () () () () () () () () () () () () () () () / Report of Corporate Governance 16

19 2013 ANNUAL REPORT (1) (2) () (3) (4) (5) (6) (7) (8) (9) 30 (10)

20 18 / Report of Corporate Governance () (%) (%) (%) , , 謝 昌 俤 , , 胡 光 華 , ( , ) , , , , , , , , , , , , , ,

21 2013 ANNUAL REPORT (A) B C D AB C D (E) F (G) (H) ABC DEF G ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) 3,360 8, ,462 38, , ,754 8, ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )

22 20 / Report of Corporate Governance 2,000,000 A+B+C+D A+B+C+D+E+F+G 2,000,000 5,000,000 5,000,000 10,000,000 10,000,000 15,000,000 15,000,000 30,000,000 30,000,000 50,000,000 50,000, ,000, ,000, () ( ) ( ) ( ) ( ) ( ) ( ) A B C D ABCD % 1,320 1, ,312 11,

23 2013 ANNUAL REPORT A+B+C+D 2,000,000 2,000,000 5,000,000 5,000,000 10,000,000 10,000,000 15,000,000 15,000,000 30,000,000 30,000,000 50,000,000 50,000, ,000, ,000, () 謝 昌 俤 A B (C) D ABC D ,323 10, ,566 5,127 7, "(C)" ,000,000 林 鴻 琛 謝 昌 俤 胡 光 華 吳 大 維 2,000,000 5,000,000 林 鴻 琛 謝 昌 俤 5,000,000 10,000,000 10,000,000 15,000,000 15,000,000 30,000,000 30,000,000 50,000,000 50,000, ,000, ,000,

24 22 / Report of Corporate Governance () () () ()

25 2013 ANNUAL REPORT ()() / () (1) 俤

26 24 / Report of Corporate Governance () / GRIGlobal Reporting Initiative (BSI) (1) (2)

27 2013 ANNUAL REPORT 眾

28 26 / Report of Corporate Governance /05/03 102/05/ /09/17 102/09/ /04/18 102/04/ /11/15 102/11/ /10/23 102/10/ /06/14 102/06/ /01/23 102/01/ /04/02 102/04/02 IFRS( ) /11/20 102/11/20 102/06/26 102/06/ /07/01 102/07/ /11/06 102/11/ /05/17 102/05/ /09/16 102/09/ /07/01 102/07/01 3.0

29 2013 ANNUAL REPORT 102/07/01 102/07/ /10/23 102/10/ /10/22 102/10/ /10/02 102/10/ /07/01 102/07/ / 102/09/17 102/09/ /04/18 102/04/ 俤 102/05/27 102/05/ /06/26 102/06/ /09/23 102/09/ /06/26 102/06/ /09/23 102/09/ /06/26 102/06/ /09/23 102/09/ /06/24 102/06/ /05/27 102/05/ /06/26 102/06/ /06/24 102/06/ /05/27 102/05/ /09/23 102/09/ /02/18 102/02/ /05/15 102/05/ /07/19 102/07/ /07/19 102/07/ /12/13 102/12/ /05/27 102/05/ /09/23 102/09/ /01/22 102/02/ /07/09 102/07/ /11/05 102/11/

30 28 / Report of Corporate Governance () (%) (/) ()

31 2013 ANNUAL REPORT LED ( ) ; ( ) 3. 眾 眾 29

32 30 / Report of Corporate Governance ( ) ( ) Pages/index.aspx ( ) tw/corporate_governance

33 2013 ANNUAL REPORT

34 32 / Report of Corporate Governance () ()

35 2013 ANNUAL REPORT

36 34 / Report of Corporate Governance 眾 249% () ,444 1, , ,0666, ,533 3, , ,

37 2013 ANNUAL REPORT 蔡 武 烈 眾 ,000 1, , ,0004, ,0006, ,0008, ,00010, ,

38 36 / Report of Corporate Governance ( ) () V 眾

39 () ( ) 148,165, , ,165,469 2, () 6,611,566 18, ( ) 176, ( ) 148,165, ,165, ,165, ,165, ( ) 148,165, ,165, ,212 10, ,212 3, ( )( ) 6,611, , ( ) 6,611,566 56, ( )( ) 6,611, , ( )( ) 6,611, , ( ) 6,611, , ( ) 6,611, , , , , ANNUAL REPORT

40 38 / Report of Corporate Governance ( )( ) ( ) , , , , ( ) ( )( ) 20, 謝 昌 俤 39, ( ) ( ) ( ) 16, ( )( ) ( ) ( )( ) ( ) 17, , ( ) ( ) ( ) 17, ( ) ( ) 3, ( ) ( ) 7, ( ) 10, ( )( ) ( ) 14, ( ) 17, ( ) 11, ( ) 147,

41 2013 ANNUAL REPORT () 2,617,589, ,000, ,872, ,479, ,852, ,746, ,086, ,362, ,883, ,806, % (2) 6,843,252, ,843,252, ,250, ,250, ,726, ,726, ,000, ,000, ,000, ,000, (3) 19,737, ,737, ,639, ,639, ,000, ,000, ,000, ,000,

42 40 / Capital Raising Capital Raising

43 2013 ANNUAL REPORT : $10 12,000, ,000,000 6,596,825 65,968,254 6,596, $10 12,000, ,000,000 6,926,666 69,266,667 3,298, , $10 12,000, ,000,000 8,126,666 81,266,667 1,200, $10 12,000, ,000,000 8,614,266 86,142,667 3,250, ,067 1,625, , ,614,266,705 3,385,733,295 12,000,000, , ,857 2,617,589, ,292,940 1,804,864,438 2,449,091,649 1,367,427,711 8,614,266, % ,770 11,658, ,0005,000 55, ,209, ,00110,000 19, ,504, ,00115,000 10, ,702, ,001 20,000 4,795 84,018, ,00130,000 6, ,879, ,00150,000 5, ,867,

44 42 / Capital Raising % 50,001100,000 4, ,008, ,001200,000 3, ,738, ,001400,000 1, ,298, ,001600, ,383, ,001800, ,727, ,0011,000, ,587, ,000, ,222,683, ,857 8,614,266, % 2,617,589, ,000, ,872, ,479, ,852, ,746, ,086, ,362, ,883, ,806,

45 2013 ANNUAL REPORT (7) 1 2 () () () () () (8) () 8,463,381 7,456,231 8,614,266 () ()-(3) ()-(8) () 0.5(8) 0.4 (3) () 0.4 () 0.5(8) (8) (%) 3.01(8) / 5/ 6/ (IFRSs) ,307,133,353 25%(50)4,307,133,350 43

46 44 / Capital Raising ,521,16649,549, () ,062,33454,441, ,062,35954,441,

47 2013 ANNUAL REPORT (1) % % % % ) 2,493,057 8,582,661 7,393, ,533 ) () 2,397,700 8,036,630 7,397,120 7,593,

48 46 / Operations Overview Operations Overview

49 2013 ANNUAL REPORT (%) (%) 8,711, ,730, , , ,717, ,734,

50 48 / Operations Overview ,134 44,710 4, , ,367 39, , ,547 40, ,128,982 1,053,624 75, , ,295 15, , ,940 1, ,210,888 1,224,235 13, ,339,870 2,277,859 62, ,817 44,101 3, ,769 79, , ,862 2, ,466,456 2,401,721 64, A , ,198 7, , ,034 34, , ,081 1, ,729 2, ,907,281 1,866,603 40, B ,084 2, ,571 10, ,737 41,656 3, ,632 2, ,454 24,171 2, ,478 81,246 1, ,560 3, ,015 8, ,970 89,471 2, , ,247 2, DBUOBU()

51 2013 ANNUAL REPORT NCDCD 446, ,486 39, ,565 37,891 2, ,212 34,507 24, ,165 30,470 2, ,702 6, , ,978 68, , AUM ,128* 452,077* 62, EDI 4,077,923 3,723, , , ,119 60, ATM 421, ,165 13, ACH 150, ,089 1, ,785 32, ,656 38,790 13, ,611 18,362 3, ,362 1, ,738 30,992 23, , ,495 35, () 124,437 95,022 29, ,883 22,768 1, ,651 66,045 4, VISA 49

52 50 / Operations Overview (%) (%) 25,377, ,375, ( 997,870 ) ( 3.78 ) 4,516, ,883, , ( 332,276 ) ( 1.00 ) 3,584, ( 3,916,465 ) ( ) 328, , ( 105,342 ) ( ) 1,962, ( 1,966,766 ) ( 5.91 ) 3,928, , , ( 91,671 ) ( ) 241, , , , , ( 25,883 ) ( 9.05 ) 53, , ( 92,994 ) ( ) 240, , , , , , ,160, ,255, ( 94,242 ) ( 0.28 ) (%) (%) 259, , , , , , , ,

53 2013 ANNUAL REPORT , , , , , , , , , , , , , , , , , , , , , , , , , ,

54 52 / Operations Overview , , , , , , , (%) (%) 62, , , , , , OBU 7 8

55 2013 ANNUAL REPORT e 2 3 5P Winner-- 4 TMU 5 53

56 54 / Operations Overview 3. 1 ()(FRCP) TCRI ~

57 2013 ANNUAL REPORT 3 () () B2BB2C IPO 55

58 56 / Operations Overview () ,4163,

59 2013 ANNUAL REPORT , , , ,

60 58 / Operations Overview 2 The Trans-Pacific PartnershipTPP Regional Comprehensive Economic PartnershipRCEP , ,38716 (VaR) -ETF , 眾

61 2013 ANNUAL REPORT

62 60 / Operations Overview ,269,376 1,901,094 95, OBU QE QE

63 2013 ANNUAL REPORT QE103 QE104QE GDP ,500 () 184, , ,500 16, IFRS

64 62 / Operations Overview 2. 1 眾 , ,179

65 2013 ANNUAL REPORT ()() , ,242 63

66 64 / Operations Overview 4. 1 QFII //// ( ) 3 (e-learning) ,482 1,504 1,476 7,051 6,940 6,910 8,533 8,444 8,

67 2013 ANNUAL REPORT ,749 1,839 1,816 1,567 1,671 1,655 5,711 5,929 5,868 2,421 2,540 2,509 5,373 5,472 5,198 5,604 6,085 6,038 //// 2,154 2,802 2,836 3,395 3,810 3,793 3,634 3,790 3,759 1,843 1,948 1,919 / 2,226 2,368 2,339 4,761 5,083 5,049 3,115 3,417 3,405 15,380 11,967 3,444 1,150 2, % OMG-Certified Professional Fundamental

68 66 / Operations Overview % % % LOMA

69 2013 ANNUAL REPORT % CFA LED 2. () ;

70 68 / Operations Overview 4. () , , LPGA

71 2013 ANNUAL REPORT 10. QE III (

72 70 / Operations Overview IT 6. (CRM) ()

73 2013 ANNUAL REPORT BNP Paribas Investment Partners % (1) 0.68 ( 1.26 ) - ( 1.74 ) ( 0.88 ) (2) (3) 0.23 ( 0.19 ) - ( 0.19 ) - (4) ( ) ( ) - ( ) (1) 1.64 ( 2.29 ) - ( 2.23 ) ( 0.93 ) (2) (3) 4.18 ( 3.46 ) - ( 3.45 ) - (4) ( ) ( ) - ( ) , (3) (IFRSs)

74 Financial Status

75 2013 ANNUAL REPORT ,165, ,646, ,249,449 56,218,820 67,985,175 58,672, ,688, ,705, ,972, ,288 2,067,432 1,601,368-25,289,967 27,424,160 25,381,055 1,626,802 1,427,673 1,530,730-1,905,442,305 1,867,116,105 1,923,737,584-1,057 10, ,565,019 14,462,544 14,241, ,127 99, , ,529, ,538, ,207,551-2,750,709 1,152,374 2,745,234-38,909,695 39,842,832 39,111,250 3,801,728 3,788,452 3,823,241 1,129,579 1,146,942 1,146,013-2,434,725 2,339,667 2,899,975 3,073,076,700 2,986,753,871 3,115,428, ,541, ,448, ,684,805 2,307,488 3,592,769 2,570,734 50,441,240 51,380,691 42,790,743-7,120,706 1,821,456 7,765,949 39,756,520 49,250,269 38,583, , , ,700 2,338,512,889 2,273,480,798 2,381,519,678 97,880, ,080,000 97,880, ,000 3,783, ,000 66,060,582 64,268,634 64,583,776 67,710,055 42,077,539 68,170,233 3,489,088 3,507,794 3,589,777 1,412,651 1,755,221 1,502,916 2,920,710,647 2,842,213,779 2,960,343,753 ( 2 ) 2,845,464, ,305, ,268, ,994,774 86,142,667 81,266,667 86,142,667 ( 2 ) 86,142,667-56,125,224 57,853,927 56,125,224 ( 2 ) 56,228, ,371,713 8,282,021 9,804,125 ( 2 ) 1,780,687 - ( 333,858 ) 1,001,491 ( 77,242 ) - ( 7,136,010 ) - 3,060,307 3,271,996 3,090, ,366, ,540, ,085,108 ( 2 ) 141,289,

76 74 / Financial Status (2) ,143,883 49,410,679 12,817,010 : ( 21,725,000 ) ( 21,540,499 ) ( 5,776,714 ) 27,418,883 27,870,180 7,040,296 7,435,801 7,930,509 1,723,802 34,854,684 35,800,689 8,764,098 ( 3,476,057 ) ( 3,500,637 ) ( 2,001,229 ) 585,998 ( 1,003,607 ) 1,333,122 ( 21,949,795 ) ( 22,502,468 ) ( 5,215,996 ) 10,014,830 8,793,977 2,879,995 () ( 1,432,169 ) ( 1,400,969 ) ( 386,938 ) 8,582,661 7,393,008 2,493,057 () ( 1,246,831 ) 686, ,998 7,335,830 8,079,311 2,719,055 8,496,667 7,417,442 2,432,412 85,994 ( 24,434 ) 60,645 7,547,519 7,830,879 2,689,028 ( 211,689 ) 248,432 30,027 ()(2) (1) (1) ,646, ,246,346 68,153,168 29,683,803 2,067, ,605,494 55,865,511-26,610,993 26,711,626-1,867,116,105 1,943,392,930 14,462,544 8,716,618 99,556 1,572, ,167,520 35,457,864 3,788,452 3,859, ,572,208 49,326,551-6,301,015 5,933,086 2,983,591,163 2,787,765, ,448, ,380,002-1,821, ,696 2,273,480,798 2,212,922,547 3,592,769 4,218,801

77 2013 ANNUAL REPORT (1) ,380,691 61,834,898 47,447,331 43,360, ,080,000 90,080,000 42,077,539 12,947,680 56,002,619 1,633,693 3,783, ,000 2,683,081 2,391,743 4,896,654 5,052,214 2,833,694,788 2,664,671,778 2,836,945,455 2,667,970,191 81,266,667 65,968,254 86,142,667 69,266,667 57,853,927 58,051,217 56,228,594 51,690,557 7,587, ,533 1,086,413 26,367 ( 84,551 ) ( 1,356,923 ) 3,272, , ,896, ,093, ,645, ,795, ,108, ,363 (2) - (1) ,300,348 2,175,706 9,199, ,128 ( 4,634,193 ) ( 492,154 ) ( 20,891,839 ) ( 2,183,218 ) ( 1,003,607 ) - 8,970, ,462 ( 1,434,021 ) ( 70,202 ) 7,536, ,260-71,588 7,536, ,848 7,561, ,533 ( 25,370 ) ( 1,685 ) ()(2) ()(3)

78 76 / Financial Status () () () () () 3,860 3, () () () 1, , , () () () () () () () () () () () () () (2) 8.02 (2) IFRS (1) (2) (3) (4) (5) 2. (1) (2) (3) (4) 3 3. (1) (2) (3) = (1) () (2) (+) 5. (1) =()

79 2013 ANNUAL REPORT (2) = 6. (1) (2) (3) 7. (1) (2) (4) (3) ( ) () () () 0 0 () 3, () () () 1, , () () - - () () () () 2, () () , () () () () ()

80 78 / Financial Status (1) (2) (3) (4) (5) 2. (1) (2) (3) (4) 3 3. (1) (2) (3) = (1) () (2) + 5. (1) =() (2) = 6. (1) (2) (3) 7. (1) (2) (3) (4) ( ) ,163, ,386, ,603, ,940,196 4,314,041 3,306,735 3,098,123 4,271,321 2,517,505 2,464,603 2,494,870 2,546,832 4,559,662 4,276,966 4,238,805 4,605,115 5,467,363 4,843,345-5,452, , , , ,797, ,686, ,816, ,631, ,172, ,793, ,018, ,065,664 1,809,355 1,711,011 1,369,764 1,899, , , , ,342 2,464,953 2,989,395 2,941,645 2,868,549 1,930,398 2,162,414-1,669, , , , ,380, ,494, ,538, ,236,

81 2013 ANNUAL REPORT ,850, ,985, ,791, ,599, ,860, ,000, ,741, ,973, ,001, ,961, ,080, ,807, ,109, ,644, ,210, ,500, ,851, ,153, ,481, ,069, ,129, ,555, ,044, ,554, ,875, ,496, ,706, ,392, ,437, ,339, ,072, ,142, ,846, EVERGREEN MARINE (SINGAPORE) PTE.LTD. 3,019, ,603, ,000, ,710, ,537, ,200, ,869, ,069, ,848, ,638, ,756, ,272, ,649, ,273, ,649, ,262, ,937, ,117, ,659, ,917, ,313, ,418, ,284, ,767, ,963, ,620, ,797, ,333, ,769, CHINA STEEL CORPORATION INDIA PRIVATE LTD. CSE TRANSPORT CORPORATION 18,333, LEADTEK GLOBAL GROUP LIMITED 10,747, ,333, ,690, ,323, ,608, ,233, 啟 10,350, CSEI TRANSPORT (PANAMA) CORP 16,198, ,327, ,921, ,156, PACIFIC CHINA HOLDINGS LTD. 15,523, M.SETEK CO.,LTD. 10,066, EVERGREEN MARINE (UK) LIMITED 14,352, ,999, ,427, ,958,

82 80 / Financial Status AUO SUNPOWER SDN.BHD. 9,915, CAYMAN PRESIDENT HOLDINGS LTD. 5,047, ,516, ,011, ,199, ,983, ,053, ,973, ,965, CHAILEASE HOLDING CO., LTD. 4,788, ,899, ,746, ,879, ,746, NAN YA PLASTICS (HONG KONG) CORP. LTD. 8,798, ,508, ,758, ,508, ,703, ,423, ,677, ,300, ,618, ,300, ,597, ,219, ,592, ,219, ,592, ,145, ,546, ,079, ,403, ,073, ,398, ,037, ,162, ,030, ,026, ,003, ,932, SMART IDEA HOLDINGS LIMITED 4,001, ,708, ,990, ,555, ,973, ,516, ,971, ,442, ,952, ,358, ,880, ,264, Formosa Plastics Corp USA 3,757, ,146, ,751, ,494, SPINNAKER PESCADORES S.A. PANAMA 3,751, ,378, ,676, ,262, TCC INT'L HLDS LTD 3,675, ,098, ,633, ,893, ,590, ,849, NI-PRESIDENT SOUTHEAST ASIA HOLDINGS LTD 3,578, KUANG MING (LIBERIA) CORP. 5,849, ,489, ,790, ,475, ,789, ,472, ,727, ,465, ,713, ABN AMRO BANK N.V. 3,417, ,703, ,389, ,551, ,369, ,457, ,339, ,376, RBS. LONDON 3,324, ,341, ,316, ,319, ,311, ,251, ,243, WAN HAI LINE (SINGAPORE) PTE LTD 5,251, ,232, ,073, ,190,

83 2013 ANNUAL REPORT 3,189, ,076, ,167, ,076, ,152, ,076, ,139, DONG LIEN MARITIME S.A. PANAMA 3,045, LITE-ON MOBILE PTE LTD. 3,139, ,041, ,133, ,025, ,128, ,025, ,128, ,025, UNI-PRESIDENT CHINA EVERGREEN MARINE 3,105, HOLDINGS LTD. (SINGAPORE) PTE.LTD. 3,019, ,076, $455,875, ,220, ,352, ,198, ,132, ,059, ,214, ,820, ,060, ,797, ,061, ,500, ,029, ,427, ,998, ,418, ,929, ,074, ,140, ,817, ,824, ,443, ,826, ,430, ,821, WAN HAI LINE (SINGAPORE) PTE. LTD. 3,286, ,421, ,280, ,337, ,120, ,112, ,110, ,481, ,000, ,243, ,000, ,799, ,000, ,365, ,729, ,082, ,653, ,424, ,346, ,955, ,958,

84 82 / Financial Status 23,546, ,958, ,491, ,830, ,491, ,661, CSE TRANSPORT 18,289, ,597, ,182, ,488, ,582, ,429, LEADTEK GLOBAL GROUP LIMITED 17,481, ,989, 啟 17,242, ,988, ,931, ,885, ,862, ,839, CSEI TRANSPORT 16,761, ,823, ,584, ,810, ,506, ,794, ,432, WAN HAI LINES (SINGAPORE) PTE. LTD. 5,794, ,932, ,712, ,190, ,510, ,544, ,375, EVERGREEN MARINE (UK) LTD. 13,155, ,308, ,135, ,153, ,083, ,145, M SETEK CO., LTD. 12,038, ,106, ,867, ,070, ,821, ,059, AUO SUNPOWER SDN. BHD. 11,800, ,007, ,223, ,007, ,100, ,867, ,981, ,822, ,794, ,763, ,794, ,723, ,474, ,533, ,899, ,451, ,778, ,428, ,671, ,260, ,559, ,240, ,211, ,223, NAN YA PLASTICS (HK) CO., LTD. 9,125, ,176, ,109, YOSUN SINGAPORE PTE. LTD. 4,107, ,901, ,063, ,819, SPINNAKER PESCADORES S.A. PANAMA 4,063, ,744, ,000, ,709, QUANTA INTERNATIONAL LIMITED 4,000, ,668, ,982, ,352, ,904, NAN YA PCB (HK) CO., LTD. 8,242, ,904, ,849, DONG LIEN MARITIME S. A. PANAMA 3,887, ,754, ,887, ,522, ,858, ,237, ,846, ,964, ,802,

85 2013 ANNUAL REPORT 3,802, WALSIN LIHWA HOLDINGS LIMITED 3,259, ,731, ,252, ,710, ,248, SMART IDEA HOLDINGS LIMITED 3,684, ,226, ,662, ,204, ,657, ,161, ,657, ,161, FORMOSA PLASTICS CORP. USA 3,643, ,159, ,639, ,147, ,517, ,126, ,516, ,121, ,456, ,120, ,351, ,120, LITE-ON MOBILE PTE. LTD. 3,351, ,120, ,279, ,051, $119,986, ,444, ,299, ,300, ,366, ,234, ,283, ,182, ,892, ,137, ,498, ,086, ,817, ,014, ,418, ,969, ,441, ,854, ,206, ,593, ,000, ,473, ,700, ,349, ,571, ,320, ,400, ,272, ,731, ,246, ,157, ,126, ,976, ,123, ,529, ,120, ,696, ,110, ,500, ,092, ,302, ,072, ,500, ,025, ,473, ,000, ,543, ,459, ,637, ,860,

86 84 / Financial Status 19,792, ,554, 啟 17,895, ,554, ,551, NI-PRESIDENT SOUTHEAST ASIA HOLDINGS LTD 5,549, ,827, ,504, ,466, ,502, ,831, ,421, ,588, ,239, ,633, ,197, ,530, ,006, ,030, ,920, M.SETEK CO.,LTD. 12,544, ,903, ,485, ,853, ,348, ,833, AUO SUNPOWER SDN.BHD. 12,327, ,722, ,872, ,706, ,717, ,674, ,689, ,674, ,657, ,651, ,141, Inteplast Group Ltd 4,641, ,141, ,588, ,204, ,552, ,836, ,517, FORMOSA CHEMICALS INDUSTRIES (NINGBO) LIMITED 9,480, ,517, FORMOSA PS (NINGBO) LTD CO 9,268, ,450, ,219, ,268, ,000, ,192, ,632, ,190, NAN YA PLASTICS (HONG KONG) CORP. LTD. 8,331, QUANTA INTERNATIONAL LIMITED 4,115, ,190, ,115, ,786, ,910, ,684, ,880, ,684, ,820, ,669, TODAY'S III INC 3,803, ,547, ,669, ,388, ,625, ,247, ,620, ,164, WALSIN LIHWA HOLDINGS LIMITED 3,560, ,038, WAN HAI LINE (SINGAPORE) PTE LTD 3,554, ,896, ,548, ,778, ,358, ,713, SMART IDEA HOLDINGS LIMITED 3,313, ,530, LITE-ON MOBILE PTE LTD. 3,286, ,530, ,286, ,196, ,133, ,875, ,121, Formosa Plastics Corp USA 5,867, ,113, CAYMAN PRESIDENT HOLDINGS LTD. 5,669, ,113, ORIENTAL TEXTILE (HOLDING) LIMITED 5,605, ,034,

87 2013 ANNUAL REPORT 眾

88 86 / Financial Status

89 2013 ANNUAL REPORT 眾

90 88 / Financial Status $ 40,655,599 1 $ 59,384,522 2 $ 52,877, ,509, ,262, ,368, ,218, ,985, ,693, ,688, ,705, ,823, ,288-2,067,432-50, ,289, ,424, ,128, ,626,802-1,427,673-1,778, ,905,442, ,867,116, ,943,392, ,057-10, ,565, ,462,544-8,716, ,127-99,556-1,571, ,529, ,538, ,292, ,750,709-1,152,374-1,204, ,909, ,842, ,495, ,801,728-3,788,452-3,859, ,129,579-1,146, , ,434,725-2,339,667-1,458, $ 3,073,076, $ 2,986,753, $ 2,793,665, $ 245,541,110 8 $ 236,448,850 8 $ 228,380, ,307,488-3,592,769-4,218, ,441, ,380, ,547, ,120,706-1,821, , ,756, ,250, ,165, , ,758-88, ,338,512, ,273,480, ,212,922, ,880, ,080, ,080, ,000-3,783, , ,060, ,268, ,048, ,710, ,077, ,947, ,489,088-3,507,794-3,493, ,412,651-1,755,221-2,183, ,920,710, ,842,213, ,674,924, ,142, ,266, ,968, ,125, ,853, ,051, ,391-26, ,083, ,505,489-8,255,768-1,352, ,371,713-8,282,021-1,352, ( 333,858 ) - 1,001, , ( 7,136,010 ) - ( 7,136,010 ) ,305, ,268, ,572, ,060,307-3,271, , ,366, ,540, ,740,821 4 $ 3,073,076, $ 2,986,753, $ 2,793,665,

91 2013 ANNUAL REPORT $ 49,143, $ 49,410, ( 1 ) ( 21,725,000 ) ( 62 ) ( 21,540,499 ) ( 60 ) ,418, ,870, ( 2 ) ,526, ,572, ( 788,591 ) ( 2 ) 989,998 3 ( 180 ) ( 427,438 ) ( 1 ) 3,769, ( 111 ) , ,898 3 ( 11 ) ,293,412 6 ( 2,206,944 ) ( 6 ) , ,505 - ( 65 ) ,402 - ( 76,205) , ,723 1 ( 9 ) , ,599 - ( 63 ) , , , , ,435, ,930, ( 6 ) 4xxxx 34,854, ,800, ( 3 ) ( 3,476,057 ) ( 10 ) ( 3,500,637 ) ( 9 ) ( 1 ) ,998 2 ( 1,003,607 ) ( 3 ) ( 15,049,929 ) ( 43 ) ( 15,770,617 ) ( 44 ) ( 5 ) ( 1,281,563 ) ( 4 ) ( 1,227,295 ) ( 4 ) ( 5,618,303 ) ( 16 ) ( 5,504,556 ) ( 15 ) ( 21,949,795 ) ( 63 ) ( 22,502,468 ) ( 63 ) ( 2 ) ,014, ,793, ( 1,432,169 ) ( 4 ) ( 1,400,969 ) ( 4 ) ,582, ,393, ,179 - ( 156,473 ) ( 1,811,209 ) ( 5 ) 864,784 2 ( 309 ) ,047 1 ( 252,229 ) ( 1 ) ,325 1 ( 100 ) ,152 - ( 177,104 ) ( 1,246,831 ) ( 4 ) 686,303 2 ( 282 ) $ 7,335, $ 8,079, ( 9 ) $ 8,496, $ 7,417, ,994 - ( 24,434 ) $ 8,582, $ 7,393, ,547, ,830, ( 4 ) ( 211,689 ) ( 1 ) 248,432 1 ( 185 ) $ 7,335, $ 8,079, ( 9 ) $ 1.00 $ $ 1.00 $

92 90 / Financial Status A ,596,825 $ 65,968,254 $ 58,051,217 $ - $ - $ 1,352,974 $ - $ 335,825 ($ 7,136,010 ) $ 168,561 $ 118,740, B ,253 - ( 26,253 ) B ( 236,166 ) ( 236,166 ) C13 329,841 3,298,413 ( 3,298,413 ) C ( 3,062,247 ) ( 3,062,247 ) E ,200,000 12,000,000 5,772, ,772,000 N , ,000 T , ,370 O ,855,003 2,855,003 D ,417, ( 24,434 ) 7,393,008 D ( 252,229 ) ( 127,103 ) 792, , ,303 D ,165,213 ( 127,103 ) 792, ,432 8,079,311 Z ,126,666 81,266,667 57,853,927 26,253-8,255,768 ( 127,103 ) 1,128,594 ( 7,136,010 ) 3,271, ,540,092 B ,086,876 ( 1,086,876 ) B ( 3,043 ) 3, B ,138 - ( 756,138 ) B ( 3,250,667 ) ( 3,250,667 ) B9 325,067 3,250, ( 3,250,667 ) C13 162,533 1,625,333 ( 1,625,333 ) T , ,487 L7 - - ( 148,857 ) - - ( 3,235,688 ) - ( 56,154 ) 7,136,010-3,695,311 D ,496, ,994 8,582,661 D , ,316 ( 1,450,511 ) - ( 297,683 ) ( 1,246,831 ) D ,826, ,316 ( 1,450,511 ) - ( 211,689 ) 7,335,830 Z ,614,266 $ 86,142,667 $ 56,125,224 $ 782,391 $ 1,083,833 $ 5,505,489 $ 44,213 ($ 378,071 ) $ - $ 3,060,307 $ 152,366,053

93 2013 ANNUAL REPORT A00010 $ 10,014,830 $ 8,793,977 A20010 A , ,841 A , ,454 A ,429,279 3,532,063 A ,438 ( 3,769,197 ) A ,725,000 21,540,499 A21200 ( 49,143,883 ) ( 49,410,679 ) A21300 ( 519,546 ) ( 583,299 ) A ,007,613 4,237,418 A ,778 ( 31,426 ) A ,000 A22300 ( 11,402 ) 76,205 A22500 ( 233,524 ) ( 43,155 ) A22700 ( 740 ) ( 3,175 ) A23100 ( 609,227 ) ( 716,016 ) A ,719 8,259 A23800 ( 55,553 ) ( 148,764 ) A24100 ( 339,869 ) 240,784 A24400 ( 53,605 ) ( 146,599 ) A ,806 ( 66,054,102 ) A ,414,128 ( 23,288,431 ) A71130 ( 5,929,573 ) ( 2,651,718 ) A ,441,596 2,428,580 A71170 ( 41,594,766 ) 73,173,498 A ,465 ( 5,968 ) A ,943,238 ( 6,021,844 ) A71200 ( 35,604,149 ) ( 21,841,621 ) A71990 ( 62,930 ) ( 148,886 ) A ,092,260 8,068,848 A72120 ( 13,897,524 ) ( 12,300,520 ) A72140 ( 939,451 ) ( 13,167,038 ) A72160 ( 9,183,747 ) 2,447,119 A ,032,091 60,558,251 A , ,546 A ,475,022 ( 4,310,534 ) A72990 ( 334,739 ) ( 1,001,593 ) A33000 ( 4,631,991 ) ( 18,423,223 ) A ,928,816 50,263,421 A , ,863 A33300 ( 22,390,763 ) ( 21,282,465 ) A33500 ( 2,009,839 ) ( 552,096 ) AAAA 21,441,309 10,595,500 91

94 92 / Financial Status B00300 ( $ 13,615,461 ) ( $ 15,219,806 ) B ,231,322 8,583,761 B00600 ( 6,611,809 ) ( 362,938 ) B ,712,238 - B02700 ( 1,876,543 ) ( 1,294,545 ) B , ,564 B03700 ( 196,931 ) ( 193,471 ) B , ,952 B04500 ( 232,671 ) ( 147,595 ) B04800 ( 18,341 ) - B , ,967 B05400 ( 12,636 ) - B ,487 11,102 B06700 ( 10,008 ) ( 13,352 ) B ,886 32,942 BBBB ( 6,930,955 ) ( 7,840,419 ) C ,144,000 14,218,522 C00800 ( 48,841,000 ) ( 13,276,515 ) C ,000,000 20,000,000 C01500 ( 25,200,000 ) - C ,381,000 16,187,000 C01900 ( 11,014,000 ) ( 13,374,000 ) C ,895 12,435 C03100 ( 13,969 ) ( 40,882 ) C ,413 C04400 ( 9,044 ) - C04500 ( 3,192,459 ) ( 3,195,043 ) C ,772,000 C ,695,311 - C ,127,000 C ,231,806 CCCC ( 9,923,266 ) 47,670,736 DDDD 751, ,803 EEEE 5,338,096 51,363,620 E ,269, ,905,970 E00200 $ 414,607,686 $ 409,269, E00210 $ 40,655,599 $ 59,384,522 E ,534, ,817,636 E ,288 2,067,432 E00200 $ 414,607,686 $ 409,269,590

95 () ()()() ()() () ()() () ()() () ()() ()() ,524, % ,0309, IASBIFRS IASIFRICSIC IFRSIASIFRICSICIFRSs 2013IFRSsIFRS IFRSs ANNUAL REPORT

96 94 / Financial Status 2013IFRSs 2013IFRSs IASB1 IFRSs IFRSsIAS IAS IFRSs IFRSs IFRSs IFRSs IFRS 1 IFRS IFRS IFRS IFRS IFRS IFRS IFRS IFRS IFRS 10IFRS 11IFRS IFRS 10IFRS 12IAS IFRS IAS IAS IAS IAS IAS IAS IFRIC IFRSs IASB1 IFRSs IFRSs IFRSs IFRSs IFRS 9 3 IFRS 9IFRS 7 3 IFRS IAS IAS IAS IFRIC IFRS IFRS 3IFRS IASBIFRS

97 2013 ANNUAL REPORT IFRS 9 IAS 39 IFRS 13 IFRS 13 IFRS 13 IAS 1 (1)(2) IAS 19 IAS 36 IASBIFRS 13 IAS 36 IAS IFRS 10 IAS 27 SIC 12 (1) (2) (3) 2. IFRS IFRSs 102IFRSs IFRSs10111 IFRSs 95

98 IFRSs IFRSs IFRS 1 IFRSs IFRSs IFRSs IAS 7 / Financial Status 96

99 2013 ANNUAL REPORT 1. (1) A. B. (2) (3) (4) 2. (1) (2) (3) 97

100 (1) / Financial Status 98

101 2013 ANNUAL REPORT A. B. (2) A. IAS 37 B

102 1. 2. / Financial Status 100

103 IFRS ANNUAL REPORT

104 102 / Financial Status (1) (2) IFRS IFRS 18

105 IAS ANNUAL REPORT

106 / Financial Status 104

107 2013 ANNUAL REPORT $ 22,356,726 $ 21,265,264 $ 21,506,058 9,085,911 25,025,281 22,976,933 9,212,962 13,093,977 8,394,585 $ 40,655,599 $ 59,384,522 $ 52,877, $ 52,877,576 IAS 7 304,978,354 IAS 7 50,040 $ 357,905,

108 106 / Financial Status $ 13,370,212 $ 27,411,042 $ 23,517,685 60,442,100 59,877,974 57,495,186 47,817,503 44,101,453 41,674, , , ,421 39,200,000 39,200,000 39,200,000 4,900,000 1,600,000 1,400, ,850, ,875, ,300,000 3,642,952 3,532,481 1,529,037 1,731,788 1,040,877 1,399,827 52,289,188 50,410,170 73,629,139 $ 708,509,511 $ 683,262,154 $ 574,368, $ 51,604,229 $ 62,204,357 $ 24,487, ,967 1,892, , , , , ,189 38, , , ,003 20, ,000 1,614,942 1,120,781 2,486, , , , , ,236 63, ,952 29,496 34,904 50,585 16,877 45,474 29,698 49,983 5, ,910 61, , ,915,499 67,207,315 28,026, ,291 50,036-94, , , , , , ,860 1,666,739 $ 56,218,820 $ 67,985,175 $ 29,693,396 $ 1,059,113 $ 893,800 $ 1,846, , , , , , , ,080 31,791 36,038 16,924 34,059 85, , ,847 49, ,307,488 1,784,566 2,391,284-1,808,203 1,827,517 $ 2,307,488 $ 3,592,769 $ 4,218, ,118,53518,580,180 21,798, $ 265,316,582 $ 254,303,390 $ 318,546,096 49,071,868 29,853,292 9,045,552 35,636,424 33,990,416 28,867,794 19,436,818 8,482,047 13,507,086 19,061,590 7,768,509 12,750,211 3,309,340 4,877,455 6,299,075 2,229, ,607 1,220,940-69, ,499

109 2013 ANNUAL REPORT $ 16,809 $ 17, ,766 26, $ 444 $ $ 6,849,400 $ 7,926,555 5,838,261 1,963, $ 77,829,376 $ 76,520,329 $ 43,717,559 19,829,932 18,310,037 3,283,618 7,346,728 5,311,454 5,278,650 6,548,879 7,165, ,627 ( ) 4,133,386 3,398,643 3,086,189 $ 115,688,301 $ 110,705,524 $ 55,823, ,324,57630,858,10037,896, ,288 2,067,43250, ,4762,068,37450, $ 5,300,345 $ 5,312,839 $ 5,007,560 4,015,986 5,352,053 6,339,276 3,816,586 3,133,615 1,917,531 3,686,964 2,820,282 3,217,811 2,382,781 2,332,027 2,529,160 1,609,233 5,190,967 5,783,390 1,477, , ,150 1,139, , , , , , , , , , , , , , , , , , ,440 2,828,861-9, , , , ,382 26,583,236 29,223,637 31,521,041 1,293,269 1,799,477 2,392,951 $ 25,289,967 $ 27,424,160 $ 29,128, ,4151,054 1, $ 2,873,645 $ 811,130 $ 4,160,210 $ 1,059,734 $ 6,510,784 $ 1,608, ,732 77, ,369 75, ,111 99,132 23,543, ,341 24,863, ,782 24,798, ,454 26,581,821 1,293,269 29,222,583 1,799,477 31,519,140 2,392,

110 108 / Financial Status $ 1,799,477 $ 2,392,951 ( 32,332 ) 226,265 ( 522,642 ) ( 1,431,431 ) 48,581 53, , ( 51,608 ) $ 1,293,269 $ 1,799, $ 2,728,681 $ 2,290,263 $ 1,935, , , , ,055 1,841,794 1,080, , , , ,752, ,405, ,221, ,233 1,062, , ,895, ,233, ,734, ,407, ,850, ,464, ,159, ,488, ,197,803 42,412,651 48,479,342 52,381, ,318, ,602, ,247,969 12,233,431 13,632,743 12,433, , , ,926,660,549 1,887,211,703 1,962,803,502 20,776,250 19,753,074 19,202, , , ,157 $ 1,905,442,305 $ 1,867,116,105 $ 1,943,392, ,124336, $ 29,786,253 $ 9,614,331 $ 38,861,381 $ 10,215,158 $ 27,055,855 $ 7,669,800 10,714,887 2,884,549 11,417,355 2,809,460 13,563,852 3,407,593 1,886,159,409 8,277,370 1,836,932,967 6,728,456 1,922,183,795 8,125,022 1,926,660,549 20,776,250 1,887,211,703 19,753,074 1,962,803,502 19,202,415

111 2013 ANNUAL REPORT $ 19,753,074 $ 19,202,415 3,450,324 3,348,045 ( 3,491,489 ) ( 3,848,903 ) 1,002,031 1,145,774 62,310 ( 94,257 ) $ 20,776,250 $ 19,753, $ 3,450,324 $ 3,348,045 ( 32,332 ) 226,265 11,287 ( 42,247 ) 46,778 ( 31,426 ) $ 3,476,057 $ 3,500, $106, $ 99, $ 95, $ 720,054 $ 340,539 $ 446,217 $ 366,297 $ 8,685 $ 128, $ 80,510 $ 72,225 $ 38,005 $ 29,659 $ 11,402 $ 8, $ - - $ - - $1,379, $ 6,736,333 $ 5,853,651 $ 5,493,870-5,462,664-2,000,000 2,000,000 2,000,000 1,243, , , , , , , , ,872 $ 10,565,019 $ 14,462,544 $ 8,716, ,7195, $ 106,127 $ 99,556 $ 95, ,476,310 $ 106,127 $ 99,556 $ 1,571, , $ - $ - $1,476, ,524,390 1,798, $ - $ - $ 32,085,768 $ - $ - $ 30,609, $ - $ 3,448,195 $ - $ 3,533,297 $ - $ 407,

112 110 / Financial Status $ 298,116 $ 415,469 $ 296, , , ,869 19, ,727 14,120 96,498,916 66,717,062 45,080,654 3,433,505 4,203,021 4,198,105 48,513,408 33,468,840-11,064, $ 159,529,468 $ 104,538,650 $ 49,292, $ 75,171,578 $ 47,959,831 $ 28,853,692 19,369,538 18,757,231 15,922,463 1,660, , , ,858 $ 96,498,916 $ 66,717,062 $ 45,080, ,122, , $ 2,370, $ 3,120, $ 3,120, , , , , , , , , , , , ,488 $ 3,433,505 $ 4,203,021 $ 4,198, $ 2,111,996 $ 471,386 $ 473, , , ,334 $ 2,750,709 $ 1,152,374 $ 1,204, $ 471,386 $ 886,178 $ 1,357,564 8,170 4,466 12,636 ( 1,451 ) ( 365 ) ( 1,816 ) 1,633,891 25,613 1,659,504 - ( 45,722 ) ( 45,722 ) $ 2,111,996 $ 870,170 $ 2,982, $ 473,722 $ 914,073 $ 1,387,795 ( 2,336 ) ( 6,366 ) ( 8,702 ) - ( 21,529 ) ( 21,529 ) $ 471,386 $ 886,178 $ 1,357, $ - $ 205,190 $ 205,190 - ( 69 ) ( 69 ) - 12,884 12,884 - ( 7,505 ) ( 7,505 ) - 20,957 20, $ - $ 231,457 $ 231, $ - $ 183,739 $ 183,739 - ( 775 ) ( 775 ) - 22,226 22, $ - $ 205,190 $ 205, ,711, ,505, ,530,425

113 2013 ANNUAL REPORT $ 134,250 $ 133,155 ( 67,979 ) ( 69,753 ) $ 66,271 $ 63, $ 25,941,156 $ 27,642,047 $ 27,687,125 8,980,039 9,218,563 9,485,468 1,329,070 1,192,622 1,187, , , , , , , , , ,450 2,116,283 1,201, ,229 $ 38,909,695 $ 39,842,832 $ 39,495, $ 27,657,224 $ 14,510,888 $ 5,689,907 $ 695,752 $ 1,354,878 $ 867,267 $ 1,201,296 $ 51,977,212 63,700 79,424 78,252 22,762 46,776 27,337 1,558,292 1,876,543 ( 130,763 ) ( 36,306 ) ( 366,520 ) ( 64,459 ) ( 52,830 ) ( 33,218 ) - ( 684,096 ) - 45, ,722 ( 1,633,891 ) ( 25,613 ) ( 1,659,504 ) - 68, , ,193 ( 568,999 ) ( 74,306 ) ( 74,306 ) ( 295 ) ( 81 ) ( 1,720 ) - ( 1,097 ) $ 25,956,333 $ 14,643,001 $ 5,859,325 $ 653,760 $ 1,348,913 $ 902,859 $ 2,116,283 $ 51,480, $ 27,702,302 $ 14,421,628 $ 5,625,196 $ 684,617 $ 1,330,337 $ 840,711 $ 624,229 $ 51,229, ,725-84,353 24, ,016-59, ,647 24,553 52,789 48, ,887 1,294,545 ( 48,266 ) ( 51,471 ) ( 338,806 ) ( 45,600 ) ( 111,990 ) ( 71,009 ) - ( 667,142 ) - 21, ,529 3,293 60, ,463 32, ,750 ( 338,301 ) ( 34,519 ) ( 34,519 ) ( 105 ) ( 224 ) ( 2,318 ) ( 297 ) ( 655 ) ( 1,638 ) - ( 5,237 ) $ 27,657,224 $ 14,510,888 $ 5,689,907 $ 695,752 $ 1,354,878 $ 867,267 $ 1,201,296 $ 51,977,

114 112 / Financial Status $ 15,177 $ 5,292,325 $ 4,497,285 $ 566,740 $ 1,112,612 $ 650,241 $ 12,134,380 - ( 8,305 ) ( 361,707 ) ( 63,119 ) ( 51,897 ) ( 32,871 ) ( 517,899 ) - 7, ,505 - ( 12,884 ) ( 12,884 ) - 384, ,191 39,183 62,998 78, , ( 76 ) 305 ( 315 ) $ 15,177 $ 5,662,962 $ 4,530,255 $ 542,728 $ 1,124,018 $ 695,639 $ 12,570, $ 15,177 $ 4,936,160 $ 4,438,161 $ 567,808 $ 1,145,949 $ 630,261 $ 11,733, ,961-17,675 9,507 33,143 - ( 19,937 ) ( 328,997 ) ( 45,142 ) ( 111,243 ) ( 70,749 ) ( 576,068 ) - 376, ,534 44,239 60,732 79, ,615 - ( 93 ) ( 374 ) ( 165 ) ( 501 ) 1, $ 15,177 $ 5,292,325 $ 4,497,285 $ 566,740 $ 1,112,612 $ 650,241 $ 12,134, ,811, %10.44% 11.08% $ 3,170,005 $ 3,170,005 $ 3,170, , , ,002 $ 3,801,728 $ 3,788,452 $ 3,859, $ 3,170,005 $ 618,447 $ 3,788, , ,671 - ( 292,336 ) ( 292,336 ) - 74,306 74,306 - ( 1,365 ) ( 1,365 ) $ 3,170,005 $ 631,723 $ 3,801, $ 3,170,005 $ 689,002 $ 3,859,007-5,531 5, , ,595 - ( 257,785 ) ( 257,785 ) - 34,519 34,519 - ( 415 ) ( 415 ) $ 3,170,005 $ 618,447 $ 3,788,

115 2013 ANNUAL REPORT $ 1,338,523 $ 1,319,984 $ 495, , , , , , , , , ,393 96,709 11,800 9,274 $ 2,434,725 $ 2,339,667 $ 1,458, ,553148, $ 102,428,876 $ 95,145,306 $ 92,229, ,549, ,099, ,348,794 21,874,974 28,210,034 30,927,392 1,506, , ,019 1,181, , ,080 $ 245,541,110 $ 236,448,850 $ 228,380, $ 9,085,911 $ 25,025,281 $ 22,976,933 5,701,526 6,243,306 4,153,082 5,621, ,687 1,880,942 4,108,587 4,191,806 4,095,917 3,852,299 2,840,103 3,247,054 3,729,840 4,381,913 4,081,862 1,581, , ,380 1,373,803 1,036, ,170 1,246, , , , ,280 59, , , , , , , , ,858 82, , ,083 72, ,569 58, , , ,026 1,877,117 2,014,638 1,920,362 $ 39,756,520 $ 49,250,269 $ 45,165, ,441,240 51,380,69164,547,729 50,465,67451,412,78364,578, ,125,0001,822, , % % % ,775, $ 40,056,831 $ 44,641,275 $ 42,974, ,032, ,213, ,546, ,694, ,546, ,211, ,423, ,320, ,364,047 2,208,700 2,266,600 2,137, ,771, ,939, ,292,669 69,973,539 69,224,834 71,132, , , ,923 $ 2,338,512,889 $ 2,273,480,798 $ 2,212,922,

116 114 / Financial Status ,000, % 3,200, % $ - $ 18,200,000 $ 18,200, Fixing Rate0.235% ,000,000 7,000, Fixing Rate0.7% % 13,000,000 13,000,000 13,000, Fixing Rate0.34% ,360,000 1,360,000 1,360, Fixing Rate0.85% % 5,810,000 5,810,000 5,810, Fixing Rate0.43% ,000,000 1,000,000 1,000, % ,500,000 4,500,000 4,500, Fixing Rate0.95% % 4,500,000 4,500,000 4,500, % ,100,000 4,100,000 4,100, % ,000,000 4,000,000 4,000, % ,000,000 8,000,000 8,000, Fixing Rate0.15% ,000,000 3,000,000 3,000, % ,000,000 1,000,000 1,000, Fixing Rate0.15% ,300,000 7,300,000 7,300, % ,700,000 2,700,000 2,700, Fixing Rate0.25% ,200,000 1,200,000 1,200, % ,410,000 3,410,000 3,410, % ,650,000 11,650, % ,000,000 1,000, % ,350,000 7,350, Fixing Rate0.43% ,000, % ,500, % , Fixing Rate0.45% ,600, $ 97,880,000 $ 110,080,000 $ 90,080, % $ - $ 1,800,000 $ 1,800,000-8,203 27,517 $ - $ 1,808,203 $ 1,827,517

117 2013 ANNUAL REPORT % % % $ 150, $ 3,783, ~1.277 $ 970, ~ $ 43,914,815 $ 44,977,073 $ - 12,446,412 9,567,641-8,004,378 8,266,262 7,414,435 1,463,216 1,416,410 1,633, ,761 41,248 - $ 66,060,582 $ 64,268,634 $ 9,048, $ 4,185,060 $ 15,481,125 $ 19,666,185 33,530-33,530-24,209,386 24,209,386 5,714-5,714 4,224,304 39,690,511 43,914, $ 4,224,304 $ 39,690,511 $ 43,914, $ 3,243,857 $ 15,552,319 $ 18,796,176 6,683-6,683-26,152,229 26,152,229 21,985-21,985 3,272,525 41,704,548 44,977, $ 3,272,525 $ 41,704,548 $ 44,977, $ 3,272,525 $ 41,704,548 $ 44,977,073 1,033,690 3,808,307 4,841,997 ( 81,911 ) ( 5,822,344 ) ( 5,904,255 ) 4,224,304 39,690,511 43,914, $ 4,224,304 $ 39,690,511 $ 43,914, $ 1,195,152 $ 40,890,068 $ 42,085,220 2,120,537 6,020,538 8,141,075 ( 43,164 ) ( 5,206,058 ) ( 5,249,222 ) 3,272,525 41,704,548 44,977, $ 3,272,525 $ 41,704,548 $ 44,977, $ 43,914,815 $ 44,977,073 24,954 14,068 19,909 1,656 75,383 14,656 $ 44,035,061 $ 45,007,453 $ 41,334,960 $ 44,563,104 $ - $ $ 12,446,412 $ 9,567, $ 9,567,641 $ 4,854,494 2,602,592 4,467,732 ( 8,981 ) ( 7,530 ) 285, ,945 $ 12,446,412 $ 9,567,

118 116 / Financial Status $ 10,868 $ - 158,544 63, ,412 63,929 ( 57,897 ) ( 53,061 ) $ 111,515 $ 10, $ 8,683,308 $ 8,582,661 ( $ 100,647 ) , , ,477, ,366,053 ( 111,515 ) 101 $ 7,403,876 $ 7,393,008 ( $ 10,868 ) ,868 10, ,550, ,540,092 ( 10,868 ) ( $ 1,062,258 ) $ 762, , , ,100 30,599 ( $ 585,998 ) $ 1,003, ,238125, % 1.50% % % 1.50% % 2.00% 2.00% 2.00% $ 1,043,276 $ 1,048, , ,128 ( 89,191 ) ( 85,776 ) 1,072 1,072 $ 1,100,585 $ 1,106, $ 252,229 $ - ( 330,047 ) 252,229 ( $ 77,818 ) $ 252, $ 10,313,513 $ 9,806,133 $ 8,801,750 ( 6,291,901 ) ( 5,612,115 ) ( 5,115,424 ) 4,021,612 4,194,018 3,686,326 ( 3,216 ) ( 4,288 ) ( 5,360 ) 4,018,396 4,189,730 3,680,966 6,835 5,074 5,981 $ 4,025,231 $ 4,194,804 $ 3,686,947

119 2013 ANNUAL REPORT $ 9,806,133 $ 8,801,750 1,043,276 1,048, , ,128 ( 345,266 ) 217,816 ( 336,058 ) ( 404,322 ) $ 10,313,513 $ 9,806, $ 5,612,115 $ 5,115,424 89,191 85,776 ( 15,219 ) ( 34,413 ) 941, ,650 ( 336,058 ) ( 404,322 ) $ 6,291,901 $ 5,612, IFRSs $ 10,313,513 $ 9,806,133 $ 8,801,750 $ 6,291,901 $ 5,612,115 $ 5,115,424 $ 4,021,612 $ 4,194,018 $ 3,686,326 $ 20,695 $ 31,774 $ - $ 15,219 $ 34,413 $ , % 4.00% 4.00% 2.00% 2.00% 2.00% 1.00% 1.00% 1.00% 50.00% 50.00% 50.00% $ 155,127 $ 143, ,075 1,003,823 $ 679,202 $ 1,147, $ 3,979,147 $ 4,071,458 $ 3,727, $ 4,071,458 $ 3,727, , , ,075 1,003,823 ( 771,513 ) ( 803,770 ) $ 3,979,147 $ 4,071, $ 16,968,755 $ 6,362,824 $ 9,937,568 1,034,555 1,165,464 1,901,254 1,193,337 1,080,411 1,108,858 48,513,408 33,468,840 - $ 67,710,055 $ 42,077,539 $ 12,947,

120 118 / Financial Status $ 662,434 $ 506,568 47,620,496 32,005, , ,777 $ 48,513,408 $ 33,468,840 $ 48,105,345 $ 33,285, , ,432 $ 48,513,408 $ 33,468, $ 25,415,074 $ 20,846, ,230 18, ,729 17, ,908 $ 25,747,033 $ 21,680,564 $ 13,644,480 $ 16,779,712 10,084,087 4,596,673 1,248, , ,512 73,408 26,015 68,542 27,652 $ 25,747,033 $ 21,680, $ 1,396,868 $ 1,730,064 $ 2,122,862 15,783 25,157 60,440 $ 1,412,651 $ 1,755,221 $ 2,183, $ 37,824,790 $ 39,042,999 5,835,043 6,137,432 3,505,942 2,904,314 1,978,108 1,325,934 49,143,883 49,410,679 ( 18,057,759 ) ( 18,051,464 ) ( 1,862,298 ) ( 1,696,461 ) ( 478,064 ) ( 506,848 ) ( 742,487 ) ( 693,479 ) ( 356,000 ) ( 411,528 ) ( 198,339 ) ( 148,341 ) ( 30,053 ) ( 32,378 ) ( 21,725,000 ) ( 21,540,499 ) $ 27,418,883 $ 27,870, $ 1,179,078 $ 850, , , , , , , , , , , , , ,468 83, , , , , , ,275 5,673,514 4,650,379 ( 435,747 ) ( 445,063 ) ( 240,156 ) ( 235,733 ) ( 140,779 ) ( 111,176 ) ( 117,971 ) ( 101,980 ) ( 212,438 ) ( 183,461 ) ( 1,147,091 ) ( 1,077,413 ) $ 4,526,423 $ 3,572,966

121 2013 ANNUAL REPORT 102 $ 514,190 $ 7,887,949 $ 3,740,370 $ 20,709 $ 12,163,218 12, ,756 - ( 9,199,935 ) ( 3,401,738 ) - ( 12,601,673 ) ( 9,942 ) - 8,203 - ( 1,739 ) $ 516,314 ( $ 1,311,911 ) $ 347,450 $ 20,709 ( $ 427,438 ) 101 $ 364,718 $ 10,967,118 $ 3,961,476 $ 2,005 $ 15,295,317 26,954-27,046-54,000 - ( 7,301,416 ) ( 4,257,622 ) - ( 11,559,038 ) ( 40,396 ) - 19,314 - ( 21,082 ) $ 351,276 $ 3,665,702 ( $ 249,786 ) $ 2,005 $ 3,769, $ 7,955,503 $ 8,130,263 2,779,397 2,754,369 1,129,017 1,635,579 1,243,974 1,423, , ,793 1,544,207 1,427, , , , , $ 1,288,786 $ 1,359,667 10% 155, ,791 ( 31,167 ) 30,217 1,413,434 1,747,675 18,735 ( 346,706 ) $ 1,432,169 $ 1,400, $ 10,014,830 $ 8,793,977 17% $ 1,702,521 $ 1,494,976 21,529 89, ( 467,175 ) ( 419,697 ) 10% 155, ,791 ( 52,797 ) ( 228,632 ) 103,443 76,389 ( 31,167 ) 30,217 $ 1,432,169 $ 1,400, $ 35,213 ( $ 26,157 ) ( 50,365 ) 203,261 ( $ 15,152 ) $ 177, $ 1,554,636 $ 1,373,807 $ 1,714,310 72,166 53,866 63,853 $ 1,626,802 $ 1,427,673 $ 1,778,163 $ 277,871 $ 716,167 $ 22,956 50,447 50,591 65,383 $ 328,318 $ 766,758 $ 88,

122 120 / Financial Status 102 $ 3,855 $ - ( $ 2,625 ) $ 1,229 14,267 31,664-45,931 11,636 ( 547 ) - 11,089 92,785 ( 28,312 ) - 64, , , ,148 ( 15,693 ) - 676,455 3,275 ( 2,728 ) ,191 - ( 14,191 ) - 19,128 14,735-33, $ 1,146,942 ( $ 546 ) ( $ 16,817 ) $ 1,129,579 $ 14,686 $ 17,425 $ - $ 32, ,991 - ( 52,991 ) 85, , ,901 2,816,216 ( 4,822 ) - 2,811, ,918 20, $ 3,507,794 $ 13,367 ( $ 32,073 ) $ 3,489, $ 69,125 $ - ( $ 65,270 ) $ 3,855 80,278 ( 66,011 ) - 14,267 14,760 ( 3,124 ) - 11,636 91,294 1,491-92, , , ,673 58, ,148 29,646 ( 26,371 ) - 3, ,191 14,191 35,131 ( 16,003 ) - 19, ( 18 ) - - $ 954,241 $ 243,780 ( $ 51,079 ) $ 1,146,942 $ 117,612 ( $ 102,926 ) $ - $ 14, , , , ,901 2,824,881 ( 8,665 ) - 2,816,216 11,863 - ( 11,863 ) - $ 3,493,257 ( $ 111,591 ) $ 126,128 $ 3,507,794

123 2013 ANNUAL REPORT $ 1,789,304 $ 2,025,870 $ 2,032,759 $ 1,370,288 $ 1,219,609 $ 2,879, $ 1,173,916 $ 1,121,278 $ 19,114 $ 8,809 $ 55,581 $ 3,893 $ 36,176 $ ,135 1,899, ,332 9,463 83, , ,582, ,281 9, ,018-4, % 6.83% 5.69% 20.63% 10.36% % 13.37% % 18.32% % 13.38% 35.65% IFRSs IFRSs , ,170,005 3,105, $ 8,496,667 $ 8,463,381 $ 1.00 $ 1.05 $ 0.99 $ 1.05 $ $ 8,496,667 $ 8,463,560 $ $ 7,417,442 $ 7,456,231 $ $ 7,417,442 $ 7,456,429 $

124 122 / Financial Status ,000,000 12,000,000 12,000,000 $ 120,000,000 $ 120,000,000 $ 120,000,000 8,614,266 8,126,666 6,596,825 $ 86,142,667 $ 81,266,667 $ 65,968, ,298,413329, ,200, ,250,6671,625, , ,307,133430, , $ 27,783,766 15,799, ,968 10,410,804 54,189,783 3,861, ,857 5,772, ,000 64,260, ( 6,360,660 ) 102 ( 1,625,333 ) ( 148,857 ) $ 56,125, IFRSs IFRS 1 IFRSs IFRSs IFRSs IFRSs 10211IFRSs 1,086,876 IFRSs

125 2013 ANNUAL REPORT $ 1,086,876 ( 3,043 ) $ 1,083, ,5213,062 49,54954, IFRSs $ 756,138 $ 26,253 3,250, ,166 $ 0.4 $ ,250, $ 3,062 $ ,442 2, $ 550,549 4,307,133 $ ,076 6, , ,739 10, ,

126 124 / Financial Status $ 3,271,996 $ 168,561-2,855,003 85,994 ( 24,434 ) 12,650 ( 3,213 ) ( 310,333 ) 276, $ 3,060,307 $ 3,271,996 IAS 24 眾 $ 7,173 $ 22,003 $ $ 10,959,220 $ - $ 9, ,000,000 1,000,000 8, $ 16,959,220 $ 1,000,000 $ 18, $ 11,056,528 $ 1,451,750 $ 38, $ 1,919,244 $ 16,790 $ 2,322,810 $ 20,453 32,021, ,716 30,370, ,032 $ 33,940,606 $ 383,506 $ 32,693,179 $ 277, $ 4,318,100 $ 153,600 $ 1, $ 3,629,375 $ 435,525 $ 1, $ 176,430 $ 127,895 $ 1, ,893 86,445 1, $ 337,323 $ 214,340 $ 2, $ 103,227 $ 83,483 $ 1, ,941,193 97,055 2, $ 2,044,420 $ 180,538 $ 4,382

127 2013 ANNUAL REPORT $ - $ 5, $ - $ $ - $ $ 130,704 $ ,008 10, ,678,517 14, $ 7,483,229 $ 25, $ 105,538 $ ,603 10, ,279 3, $ 1,331,420 $ 15, $ - $ - $ 66,666 4,904 8,684 - $ 4,904 $ 8,684 $ 66, $ 198 $ 421 $ 9, $ 241 $ 21 $ 1, $ 29,560 $ 30,061 $ 33,900 1, $ 31,173 $ 30,061 $ 33, $ - $ - $ 2, $ - $ 201, ,908 92,538 $ 85,045 $ 293, $ 426,782 $ 441,428 8,645 4,316 $ 435,427 $ 445, $ - $ 2, $ 96 $ ,887 - $ 2,983 $ $ 2,000 $ 2, $ - $ 1,451,229 $ - $ ,716,117 - $ - $ 1,451,229 $ 4,716,117 $ $ - $ - $ 19,997 $ , ,019,971 - $ - $ - $ 8,547,833 $ - 125

128 126 / Financial Status ~ USD 3,000 ( $ 196 ) ( $ 196 ) ~ USD 10,000 ( 654 ) ( 654 ) ~ USD 5,000 ( 327 ) ( 327 ) $ - $ 4,095 10,977 ( 8,557 ) $ 10,977 ( $ 4,462 ) $ 159,738 $ 84,998 $ 84,998 $ , , , $ 148,302 $ 119,541 $ 119,541 $ ,118 60,997 60,997-1,800, (1) 102 $ 6,187,768 $ 5,792,067 $ 57, ,000,000 1,500, ,959,220-9, ,000,000 1,000,000 8, $ 25,146,988 $ 8,292,067 $ 76, $ 5,902,338 $ 5,627,198 $ 65, , ,056,528 1,451,750 38, $ 17,258,866 $ 7,078,948 $ 104, (2) $ 8,046 $ - $ 3,340 $ - 1,917,948 16,790 2,321,598 20,453 32,021, ,716 30,370, ,032 $ 33,947,356 $ 383,506 $ 32,695,307 $ 277,485

129 2013 ANNUAL REPORT (3) 102 $ 4,318,100 $ 153,600 $ 1, $ 385,851 $ - $ ,629, ,525 1, $ 4,015,226 $ 435,525 $ 1,964 (4) 102 $ 176,430 $ 127,895 $ 1, ,893 86,445 1, $ 337,323 $ 214,340 $ 2, $ 103,227 $ 83,483 $ 1, ,941,193 97,055 2, $ 2,044,420 $ 180,538 $ 4, (6) $ 146,452 $ 73,022 $ 60,349 1,346 2, ,479 $ 147,798 $ 75,229 $ 61,828 (7) $ 174,938 $ 716,051 (8) $ 1,006,464 $ 829,846 56,311 45,233-12, $ 1,063,130 $ 888,200 (5) 102 $ 25,625 $ , ,693,779 26, , ,008 10, ,678,517 14, $ 10,302,794 $ 52, $ 13,356 $ 3, , ,201,710 19, , ,603 10, ,279 3, $ 6,681,296 $ 38,440 (9) 102 $ 2,163,354 $ - $ - $ ,144 - $ 2,163,354 $ - $ 620,144 $ $ - $ - $ 1,197,451 $ , , ,569,931 - $ - $ - $ 5,482,022 $ - 127

130 128 / Financial Status (10) ~ USD 5,000 $ 1,280 ( $ 1,051 ) ~ USD 5,000 1,311 ( 619 ) ~ USD 5, , ~ USD 10,036 1,321 1, ~ USD 4, ~ USD 10,029 1,320 1, ~ USD 10,033 1,321 1, ~ USD 13,000 1,711 1, ~ USD 3, ~ USD 3,155 ( 703 ) ( 703 ) ~ USD 6,981 1,809 1, ~ USD 9,973 2,584 2, ~ USD 9,989 2,495 2, ~ USD 11,219 ( 4,087 ) ( 4,087 ) ~ USD 3, ~ USD 10,897 1,696 1, ~ USD 5,000 ( $ 5,238 ) ( $ 2,331 ) ~ USD 5,000 ( 6,150 ) ( 1,930 ) ~ USD 5,000 ( 6,214 ) 1, ~ USD 10,036 ( 2,045 ) ( 2,045 ) ~ USD 4,935 ( 1,006 ) ( 1,006 ) ~ USD 10,029 ( 519 ) ( 519 ) ~ USD 10,033 ( 519 ) ( 519 ) ~ USD 13,000 ( 1,258 ) ( 1,258 ) ~ USD 3,187 ( 778 ) ( 778 ) ~ USD 3,000 ( 196 ) ( 196 ) ~ USD 10,000 ( 654 ) ( 654 ) ~ USD 5,000 ( 327 ) ( 327 )

131 2013 ANNUAL REPORT 2. (1) $ 42,012 $ 88,732 $ 140,763 (2) $ - $ - $ 200,000 (3) , (1) % 102 $ 1,075,553 $ 81, $ ,369 76, (2) % 102 $ 2,000,000 $ 1,500, ( $ 926 ) , ( 113 ) (3) % 102 $ 49,921 $ ( $ 27 ) 7,441, ( 2,220 ) 101 1,099, ( 247 ) 419, ( 124 ) 405, ( 48 ) 4. (1) $ 2,067, $ 3,914, $ 1,604, ,172-21,972-5,161 - $ 2,074, $ 3,936, $ 1,609, (2) $ 67,325 $ 90,781 14,132 82, $ 81,855 $ 172,815 (3) $ 819,835 $ 918, $ 820,573 $ 918,586 (4) 102 $ 7,441,403 $ $ 1,134,321 $

132 130 / Financial Status (5) USD 10,000 ( $ 2,590 ) $ 1, USD 5,000 ( 152 ) ( 1,447 ) USD 14,374 4,790 4, USD 92,559 ( 16,716 ) ( 16,716 ) USD 10,000 $ 11,389 $ 4, USD 5,000 6,215 ( 1,295 ) USD 51,220 6,125 6, ,9783, $ 31,841 $ 914,066 $ 14, $ 86,951 $ 112, $ 112,094 $ 105,246 6,855 4,921 3,093 1,562 $ 122,042 $ 111, $ 73,000,000 $ 73,000,000 $ - 40,000,000 40,000,000 40,000,000 30,100,000 30,200,000 30,700, , , , , , , , , , , , , , , , , , ,000,000 29,400 29,400 29,400 $ 145,853,298 $ 145,875,094 $ 74,383,503 RTGS

133 2013 ANNUAL REPORT Federal Reserve Bank of San Francisco Discount Window Account $ 298,154 $ 105,400 $ 403,554 $ 327, $ 197,862 $ 98,400 $ 296,262 $ 241, $ 137,559 $ 81,900 $ 219,459 $ 170,084 16,9719, , $ 612,005 $ 577,175 $ 578, ,224,395 1,013, , ,966 26,997 56,320 $ 1,854,366 $ 1,617,476 $ 1,601, $ 634,191 $ 621,974 1, $ 635,538 $ 622, , $ 86,296 $ 104,519 $ 116, , , ,924 5 $ 220,300 $ 268,399 $ 341, ,638,218 3,721, $ 3,466 $ 2,966 $ 2, ,935 12,780 11,659 5 $ 18,401 $ 15,746 $ 14, % 250,00095% % , % , % 131

134 132 / Financial Status % $ 16,041,800 $ 3,600, $ 10,565,019 $ 10,578,466 $ 14,462,544 $ 14,470,832 $ 8,716,618 $ 8,668,433 96,498,916 96,205,489 66,717,062 67,113,715 45,080,654 45,022,008 97,880,000 98,090, ,080, ,483,151 90,080,000 90,774,667 Black Scholes model Bloomberg % %0.907%1.275%0.80%1.10%

135 2013 ANNUAL REPORT $ 216,678 $ 211,417 $ 5,261 $ - $ 271,189 $ 271,189 $ - $ - $ 38,361 $ 38,361 $ - $ - 974, ,361 9,900-2,248,753 1,601, , , , ,824,727 20,422 51,804,305-62,604, ,604,436-24,799, ,000 24,599, ,321 94, , , , ,852 50,036 1,666, , ,040-4,133,386 4,133, ,398,643 3,398, ,086,189 3,086, ,006,036 42,072,339 62,933, ,141,820 58,304,724 41,837,096-52,279,827 13,952,874 38,326,953-6,548,879 6,548, ,165,061 7,165, , , ( 49,442 ) - ( 49,442 ) - ( 1,808,203 ) - ( 1,808,203 ) - ( 1,827,517 ) - ( 1,827,517 ) - 2,899,833 29,698 2,870,135-2,082,753 50,381 2,032,372-3,041,597 5,086 3,036,511 - ( 2,258,046 ) - ( 2,258,046 ) - ( 1,784,566 ) - ( 1,784,566 ) - ( 2,391,284 ) - ( 2,391,284 ) - 1. (1)(2) (3) $ 50,036 ( 745 ) 240,000 ( 80,000 ) ( 209,291 ) $ $ 94,030 $ 384,405 $ 1,353, $ 1, $ 136, ( $ 989 ) ( $ 2,325 ) ( $ 138,819 ) 133

136 134 / Financial Status $ - $ 1,808,203 $ 1,827,517-1,800,000 1,800,000 $ - $ 8,203 $ 27, ( $ 30,561 ) 101 ( $ 45,767 ) $ $ 30, $ 76,

137 1. 2. (1) 5P 5P (2) ANNUAL REPORT

138 136 / Financial Status (3) The Banker $ 81,342,153 $ 99,069,624 $ 62,975,538 37,729,532 38,348,164 37,032,511 23,274,577 22,330,528 24,234,763 79,200,105 80,850,844 83,741,401 10% $ 755,168, $ 765,656, $ 807,266, ,331, ,983, ,001,601 19

139 2013 ANNUAL REPORT (1) (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 2,250,930 $ 24,308 $ 107,543 $ 2,382,781 $ 61,195 $ 12,325 $ 2,309,261 11,612,844 35, ,661 12,319, ,946 66,490 11,854,245 1,877,081,321 8,958,993 40,501,140 1,926,541,454 12,498,880 8,277,370 1,905,765, (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 2,176,477 $ 28,000 $ 127,550 $ 2,332,027 $ 55,485 $ 48,938 $ 2,227,604 14,754,764 47, ,666 15,601, , ,970 14,894,029 1,824,254,646 12,539,696 50,278,736 1,887,073,078 13,024,618 6,728,456 1,867,320, (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 2,358,472 $ 35,589 $ 135,099 $ 2,529,160 $ 75,386 $ 13,635 $ 2,440,139 15,189,199 48,943 1,268,030 16,506, , ,263 15,403,757 1,910,249,950 11,933,845 40,619,707 1,962,803,502 11,077,393 8,125,022 1,943,601,087 (2) $ 1,256,814,480 $ 1,233,474,879 $ 1,256,723, ,266, ,779, ,526,555 1,877,081,321 1,824,254,646 1,910,249,950 (3) (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 48,904,209 $ - $ - $ 48,904,209 $ - $ 48,904,209 3,593, ,593,941-3,593, , , ,254 8,058, ,058,784 12,233 8,046,551 2,419, ,419,898-2,419,898 91,253, ,253,254 2,978 91,250,276 3,424, ,424,228-3,424,228 11,064, ,064,355-11,064, (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 43,880,001 $ - $ - $ 43,880,001 $ - $ 43,880,001 3,124, ,124,840-3,124, , , ,

140 138 / Financial Status (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) 6,595, ,595,719 5,233 6,590,486 7,872, ,872,058-7,872,058 66,357, ,357,029 2,904 66,354,125 4,188, ,188,828-4,188, (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 43,452,010 $ - $ - $ 43,452,010 $ - $ 43,452,010 3,069, ,069,820-3,069, , , ,627 6,441, ,441,115-6,441,115 2,275, ,275,503-2,275,503 45,147, ,055 45,781, ,735 45,080,654 4,188, ,188,828-4,188, $ 19,710 $ 4,598 $ 24,308 19,631 15,545 35,176 5,614,125 1,987,246 7,601,371 1,057, ,561 1,357, $ 22,246 $ 5,754 $ 28,000 27,673 19,361 47,034 8,735,373 2,381,217 11,116,590 1,262, ,390 1,423,

141 2013 ANNUAL REPORT $ 30,149 $ 5,440 $ 35,589 26,682 22,261 48,943 7,919,579 2,770,181 10,689,760 1,017, ,013 1,244, ( $ 136,471 ) ( $ 232,836 ) ( $ 26,689 ) , ,205 26,755 USD/NTDEUR/NTD3% ( 84,727 ) ( 95,333 ) ( 11,581 ) USD/NTDEUR/NTD3% 79,312 89,788 7,041 15% 3,452 12,521 2,353 15% ( 3,452 ) ( 12,521 ) ( 2,353 ) 139

142 140 / Financial Status $ 9,646, $ 287,281,212 $ 9,063, $ 263,172,406 $ 8,989, $ 272,149, , ,942, , ,804, , ,205,228 39,800, ,303,340 35,195, ,825,760 48,571, ,928, , ,637, , ,884, , ,176,668 2,288, ,787,149 1,732, ,490,176 1,670, ,509,656 4,972, ,430,882 1,171, ,457, , ,301,859 22, ,098 15, ,502 16, ,145 12, ,522 6, ,921 8, ,124 14, ,401 26, ,876 14, ,160 11, ,814 1, ,348 46, ,148,204 2, ,865 2, ,996 4, ,655 53, ,492,446 1, ,002 20, ,503 7, ,045 2, ,952 2, ,165 5, ,874 8, ,732 7, ,429 2, ,878 1, ,146 2, , , , ,261, ,600,726 8,872, ,605,885 8,429, ,212,962 2,793, ,989,367 2,744, ,412,798 2,431, ,020, , ,592, , ,148, , ,436, , ,166, , ,820, , ,820,223 41,508, ,788,355 18,564, ,237,774 30,278, ,799,473 1,642, ,305,713 1,105, ,142,761 1,040, ,056,616 4,935, ,247, , ,418, , ,826 23, ,150,180 41, ,953,499 83, ,883,451 61, ,518,803 73, ,753, , ,769, , ,067,152 51, ,495,943 76, ,271,043 3, ,378 4, ,044 4, ,835 7, ,466 4, ,383 6, ,583 2, ,425 4, ,990 6, ,090 7, ,908 5, ,765 8, , , (1) $ 12,625, $ 7,835, ,275, ,743, ,380, ,801, ,718, ,011, , , ,828,872, ,883,993, ,374, ,328, ,503, ,572, ,854, ,932,

143 2013 ANNUAL REPORT $ 225,699, $ 228,291, ,800, ,800, ,933, ,239, ,386, ,016, ,038, ,101, ,228, ,829, ,904, ,512, ,099, ,650, ,298, ,243, ,952, ,122, ,903, ,192, (2) $ 53, $ 29, , , , , ,471, ,675, ,076, ,683, ,551, ,658, ,290-54, , , %22.18% $ 145,645,141 $ 58,004,681 $ 21,287,505 $ 15,453,783 $ - $ 240,391,110 26,851,422 3,143,975 2,119, ,525-32,366,468 26,513, ,738 1,734,549 6,018, ,651 35,858, ,521, ,455, ,133, ,373, ,781,993 2,340,266, ,460,000 92,420,000 97,880,000 11,940,871 6,221, , , ,900 19,197,

144 142 / Financial Status $ 156,288,377 $ 47,693,486 $ 15,622,096 $ 15,334,891 $ - $ 234,938, ,800, ,800,000 24,580,266 4,033,704 2,542,045 4,212-31,160,227 29,062,990 1,313,456 3,930,402 9,631,781 2,258,922 46,197, ,371, ,923, ,574, ,831, ,486,496 2,278,187, ,200,000 7,000,000 84,880, ,080,000 6,370,190 74,510 44, ,528 1,998,498 8,606, $ 95,889,914 $ 97,054,260 $ 15,979,286 $ 18,856,686 $ 299,856 $ 228,080, ,800,000 1,800,000 35,109,129 5,823,528 2,547,320 12,659-43,492,636 28,920,718 1,338,229 3,264,719 5,871,909 3,920,407 43,315, ,920, ,446, ,132, ,275, ,663,095 2,213,438, ,080,000 90,080,000 10,397,257 84,646 71, ,022 2,220,000 12,951, ,008,501,374932,100,332903,145,775 (1) $ 63,873 $ 38,198 $ 7,599 $ 9,611 $ - $ 119, ,431 ( 1,355 ) 888, , ,324 1,919, $ 18,599 $ 5,406 $ 5,816 $ 4,788 $ - $ 34,609 ( 1,212 ) ( 777 ) 18, ,419 1,924,352 2,083, $ 20,475 $ 48,474 $ 24,869 $ 4,206 $ - $ 98,024 ( 619 ) ( 1,500 ) 19,415 ( 6,671 ) 2,414,189 2,424,814

145 2013 ANNUAL REPORT (2) $ 73,173,559 $ 67,040,313 $ 19,930,169 $ 11,484,281 $ 7,775,072 $ 179,403,394 74,857,295 34,794,804 7,382,841 11,584,474 8,130, ,750, ,304 22,802,175 5,520, ,782 20,579,267 49,870, ,439 22,783,036 5,517, ,858 20,589,293 49,864,892 73,713,863 89,842,488 25,450,240 11,913,063 28,354, ,273,993 75,397,734 57,577,840 12,900,107 12,019,332 28,720, ,615,286 1,683,871 ( 32,264,648 ) ( 12,550,133 ) 106, ,934 ( 42,658,707 ) $ 56,993,932 $ 52,705,727 $ 20,982,945 $ 13,740,736 $ 7,982,607 $ 152,405,947 82,402,756 49,110,237 6,660,141 6,202,115 8,336, ,711,616 81,790 73,775 15,945 2,538,129 27,967,126 30,676,765 82,115 74,889 18,299 2,544,132 27,960,474 30,679,909 57,075,722 52,779,502 20,998,890 16,278,865 35,949, ,082,712 82,484,871 49,185,126 6,678,440 8,746,247 36,296, ,391,525 25,409,149 ( 3,594,376 ) ( 14,320,450 ) ( 7,532,618 ) 347, , $ 51,576,262 $ 78,256,093 $ 23,569,915 $ 21,231,955 $ 1,118,625 $ 175,752,850 64,453,275 92,728,427 12,172,475 7,470,910 1,533, ,358,703 3,142, ,748 1,765,593 2,430, ,254 8,806,000 3,143, ,290 1,742,776 2,434, ,329 8,805,042 54,718,350 78,902,841 25,335,508 23,662,272 1,939, ,558,850 67,596,770 93,344,717 13,915,251 9,905,062 2,401, ,163,745 12,878,420 14,441,876 ( 11,420,257 ) ( 13,757,210 ) 462,066 2,604, $ 1,905,850 $ 10,634,694 $ 6,792,454 $ 19,171,941 $ 42,837,214 $ 81,342,153 7, ,237 1,172,771 7,787,797 28,292,047 37,729,532 5,552,221 13,078,066 2,827, , ,916 23,274,577 6,214,305 3,661,542 4,909,937 15,406,954 49,007,367 79,200,

146 144 / Financial Status $ 3,120,926 $ 3,496,569 $ 10,651,182 $ 44,344,368 $ 37,456,579 $ 99,069,624 71, ,889 2,823,430 1,698,661 33,402,534 38,348,164 5,503,842 11,785,396 2,943,654 1,293, ,007 22,330,528 4,337,116 4,545,787 4,984,094 12,746,503 54,237,344 80,850, $ 1,084,549 $ 2,671,357 $ 4,845,499 $ 17,899,045 $ 36,475,088 $ 62,975, , , ,316 5,422,495 30,406,592 37,032,511 5,414,053 13,118,074 2,717,798 1,316,809 1,668,029 24,234,763 5,244,891 4,881,505 4,345,067 12,614,432 56,655,506 83,741, (1) (2) (3) VaRQuantitative Impact Study QIS Solvency Capital Requirements, SCR (4) i % 651,071720,788 ii A ,10527,120 B % 26,863

147 2013 ANNUAL REPORT C. 1% ,635129, $ 6, $ 200,947 $ 12, $ 358, , , , , , , , , ,517 5, , , ,493, , ,108, , ,188,700 12, , , iii stress loss ,665,881943, ,244230, (twaa- twaaa) (A2Aa3) (A3) (Baa1) (1) (2) i ii iii iv $ 32,851,902 $ 32,851,902 66% $ 33,158,640 $ 33,158,640 71% 399, ,252 1% 1,162,433 1,162,433 2% 12,745,152 12,707,531 25% 11,271,379 11,270,907 24% 2,802,699 2,802,699 6% 1,229,730 1,229,730 3% 1,134,151 1,134,122 2% $ 49,933,843 $ 49,894, % $ 46,822,182 $ 46,821, % 145

148 146 / Financial Status 3. (1) (2) (3) i ii ( $ 125,521 ) ( $ 100,153 ) ( $ 17,214 ) $ - ( 67,503 ) ( $ 193,024 ) ( $ 100,153 ) ( $ 17,214 ) $ ( $ 143,279 ) ( $ 38,595 ) ( $ 17,407 ) $ 17,619 20, ( $ 123,129 ) ( $ 38,595 ) ( $ 17,407 ) $ 17, (1) (2) 4. (3) (4)

149 2013 ANNUAL REPORT (1) ,170 7,263 7,786 7, ,366 17,154 18,350 18, , ,585 29,699 32,075 32, ,490 13,684 6,225 19,909 (2) ,170 7,263 7,786 7, ,366 15,824 17,018 17, , ,585 29,699 32,075 32, ,490 13,684 6,225 19, IFRS 4 147

150 148 / Financial Status % $ 102,231 $ 84,852 ( 0.25% ) ( 102,460 ) ( 85,042 ) 10% ( 11,330 ) ( 9,404 ) ( 10% ) 11,330 9,404 30% 4,065 3,374 ( 30% ) ( 5,135 ) ( 4,262 ) 15% ( 9,116 ) ( 7,566 ) 10% ( 43,483 ) ( 36,091 ) (3) % $ 107,463 $ 89,194 ( 0.25% ) ( 107,705 ) ( 89,395 ) 10% ( 8,363 ) ( 6,941 ) ( 10% ) 8,363 6,941 30% 10,658 8,846 ( 30% ) ( 10,874 ) ( 9,025 ) 15% ( 6,427 ) ( 5,334 ) 10% ( 36,800 ) ( 30,544 ) 4. (1) (2) 8% %15.46% %984% %447.96%

151 2013 ANNUAL REPORT A B C D E F G H I J 3 53,741, ,836, ,624, ,726, ,653, ,981, ,947, ,745, ,171, ,657, A B F E C G D I K J 3 54,214, ,296, ,592, ,162, ,935, ,492, ,636, ,207, ,032, ,621, A B F E G C K D L M 3 54,299, ,592, ,542, ,323, ,368, ,571, ,275, ,126, ,043, ,728, A B C D E F G H I J ,126, , , , , , , , , , B J K E F C A L H D 3 610, , , , , , , , , , B F C L M E K J H N 3 575, , , , , , , , , ,

152 150 / Financial Status () 91180() 1811() 1 2,218,457,951 81,251,062 12,205, ,556,474 2,431,470,811 1,010,671,037 1,062,202, ,202,261 54,830,675 2,252,906,907 1,207,786,914 ( 980,951,872 ) ( 112,996,937 ) 64,725, ,563, ,288, () 91180() 1811() 1 2,143,040, ,945,792 43,524,855 78,686,901 2,391,198,065 1,110,669, ,098, ,074,198 54,831,219 2,266,673,083 1,032,371,367 ( 865,152,724 ) ( 66,549,343 ) 23,855, ,524, ,484, () 91180() 1811() 1 2,098,595, ,340,697 8,479,526 56,601,685 2,277,016,972 1,157,662, ,436,710 73,087,785 34,592,209 2,191,779, ,932,747 ( 813,096,013 ) ( 64,608,259 ) 22,009,476 85,237, ,463, () 91180() 1811() 1 11,289, , , ,755 13,106,798 12,380, , ,464 48,900 13,855,423 ( 1,090,799 ) 194,591 ( 186,272 ) 333,855 ( 748,625 ) 277, ( ) () 91180() 1811() 1 8,986, , , ,695 10,465,434 9,533, , ,599 27,650 10,642,647 ( 546,752 ) 302,289 ( 261,795 ) 329,045 ( 177,213 ) 212, ( ) () 91180() 1811() 1 9,854,237 1,116, , ,268 11,372,099 9,864, , ,191 9,900 10,826,214 ( 9,786 ) 516,045 ( 63,742 ) 103, , ,

153 2013 ANNUAL REPORT () 91180() 1811() 1 251,522 47, , ,809 24,004 1, ,879 52,713 23,235 ( 1,066 ) - 74,882 67, () 91180() 1811() 1 269,407 22, , ,637 51, ,724 96,770 ( 28,266 ) ,504 59, () 91180() 1811() 1 206,455 35,992-8, , ,000 50, ,956 81,455 ( 14,964 ) - 8,281 74,772 55, ( 1.24 ) 0.68 ( 1.26 ) 1.64 ( 2.25 ) 1.64 ( 2.29 ) ( ) ( 0.19 ) 0.23 ( 0.19 ) 4.18 ( 3.46 ) 4.18 ( 3.46 ) ( )

154 152 / Financial Status ,713,172, ,540, ,445, ,541, ,517, ,651,551 1,370,475,646 2,732,075, ,326, ,591, ,873, ,587, ,287,071 1,074,409,136 ( 18,903,031 ) 189,213, ,854,073 ( 249,331,760 ) ( 144,070,000 ) ( 292,635,520 ) 296,066, ,716,369, ,469, ,804, ,017, ,219, ,472,031 1,351,385,902 2,762,980, ,207, ,101, ,393, ,658, ,170, ,449,030 ( 46,611,344 ) 135,262, ,703,442 ( 252,376,117 ) ( 175,439,061 ) ( 310,698,781 ) 412,936, ,610,099, ,694, ,114, ,848, ,004, ,964,428 1,282,472,660 3,354,841, ,908, ,552, ,433, ,492, ,465,635 1,143,988,661 ( 744,742,407 ) 59,785,923 ( 12,437,446 ) ( 168,585,278 ) ( 251,488,398 ) ( 510,501,207 ) 138,483, ,463,000 8,251,132 3,493,859 1,793,630 1,084,940 4,839,439 20,128,294 13,772,847 3,309,713 1,026, ,513 1,076,647 ( 665,294 ) ( 5,521,715 ) 184, , ,427 3,762, ,364,114 7,449,880 2,625,164 1,271, ,799 4,152,835 16,656,710 13,110,856 1,507, , , ,052 ( 292,596 ) ( 5,660,976 ) 1,118, , ,666 3,502, ,108,648 7,354,452 4,151,248 1,701,610 1,143,336 2,758,002 14,062,734 11,636,384 1,055, , , ,052 3,045,914 ( 4,281,932 ) 3,095,741 1,255, ,945 2,107,950

155 2013 ANNUAL REPORT ,761 14,344 10,000 21,793 17, , , ,773 66,036 24,005 1,066 7,511 67,370 ( 118,429 ) ( 56,036 ) ( 2,212 ) 16, , ,228 14,650 10,555 10,231 33, , ,661 68, ,140 51,087-6,298 59,567 ( 53,486 ) ( 96,585 ) ( 40,856 ) 33, , ,728 26,051 11,039 21,982 24, , ,982 65,861 59,140 50,956-19,025 55,746 ( 39,810 ) ( 48,101 ) ( 28,974 ) 24, , ,037,172 6,486, , , , ,605 9,559,109 4,983, , ,432-20,050 60,203 49,606 12,260,123 7,431, , ,808 9,608,715 6,650, ,822,801 1,241,971-10,000-49, ,522,243 1,241,971-10,000 - ( 11,262,120 ) 6,189, , ,808 9,608,715 ( 11,262,120 ) ( 5,072,817 ) ( 4,952,522 ) ( 4,776,714 ) 4,832,

156 154 / Financial Status ,341,766 5,599,321 1,023, , , ,053 1,506,347 9,001,484 1,478, , , ,170,077 6,560,839 1,174,532 1,506,347 9,001,484 1,510, ,954,234 2,191,230 75, ,547,270 19,464,234 2,191,230 75,000-2,547,270 ( 12,294,157 ) 4,369,609 1,099,532 1,506,347 6,454,214 ( 12,294,157 ) ( 7,924,548 ) ( 6,825,016 ) ( 5,318,669 ) 1,135, ,519,255 5,861, , , ,928 7,768,275 1,421, , , ,990,678 6,293, , ,928 7,768, , ,455,700 3,584,384 15, ,071,682 17,755,700 3,584,384 15,009-3,071,682 ( 10,765,022 ) 2,708, , ,928 4,696,593 ( 10,765,022 ) ( 8,056,151 ) ( 7,298,502 ) ( 6,570,574 ) ( 1,873,981 )

157 2013 ANNUAL REPORT $ 3,394,335 $ 2,220,932 $ 1,562,707 $ 2,284 $ 2,171 $ 2,468 2,225 4,450 2, ,830, ,773, ,216,256 14,400 6, , , , ,744 88, ,929 69,145 10,853 6, ,576, ,289, ,935,652 88,840 24,798 11,431 94,909 13,485 2,433 61,727,588 55,662,385 61,981,985 23,075,131 29,198,464 26,447, ,030, ,537, ,518,822 11,178 18,940 18,363 22,928,840 29,065,728 26,329,417 23,086,309 29,217,404 26,465,516 11, , ,846 61,727,588 55,662,385 61,981, , ,020 94, ,120, ,829, ,068,915 ( 34,207 ) ( 108,941 ) ( 137,223 ) ( 12,991 ) ( 11,617 ) ( 19,887 ) ( 10,541 ) 7,957 43,072 ( 57,739 ) ( 112,601 ) ( 114,038 ) $ 213,879,399 $ 211,403,776 $ 209,948,293 $ 213,879,399 $ 211,403,776 $ 209,948, $ 3,394,335 $ 2,220,932 $ 1,562, ,830, ,773, ,216, , , , ,744 88, ,929 2,741 1,511 1,507 89,317 7, , ,491 3,800-23,075,131 29,198,464 26,447,153 11,178 18,940 18,363 61,727,588 55,662,385 61,981,985 $ 213,879,399 $ 211,403,776 $ 209,948, $ 6,054 $ 4,148 12,586 16,516 33,381 10,305 23,786 32,049 28,206 17,599 26,913 36, , ,149 12,219 11, ,

158 156 / Financial Status $ 52,449 $ 3,781 9,073 55,522 18,937 7,831 6,259 16,230-14,109 22,137 34,824 42,650 81, , ,090 ( 34,207 ) ( 108,941 ) - - ( $ 34,207 ) ( $ 108,941 ) ( ) () 123 () () 2, ,8182, ,664 2, , ,848 3,

159 2013 ANNUAL REPORT $ 25,377,214 $ 1,999,483 $ 27,376,697 $ 42,186 $ 27,418,883 7,783,644 8,724,530 16,508,174 ( 9,072,373 ) 7,435,801 33,160,858 10,724,013 43,884,871 ( 9,030,187 ) 34,854,684 ( 3,281,119 ) ( 194,938 ) ( 3,476,057 ) - ( 3,476,057 ) - 585, , ,998 ( 20,499,272 ) ( 1,577,612 ) ( 22,076,884 ) 127,089 ( 21,949,795 ) $ 9,380,467 $ 9,537,461 $ 18,917,928 ( $ 8,903,098 ) $ 10,014, $ 26,375,084 $ 1,461,663 $ 27,836,747 $ 33,433 $ 27,870,180 6,880,016 9,007,105 15,887,121 ( 7,956,612 ) 7,930,509 33,255,100 10,468,768 43,723,868 ( 7,923,179 ) 35,800,689 ( 3,215,965 ) ( 285,456 ) ( 3,501,421 ) 784 ( 3,500,637 ) - ( 1,001,675 ) ( 1,001,675 ) ( 1,932 ) ( 1,003,607 ) ( 21,303,863 ) ( 1,333,859 ) ( 22,637,722 ) 135,254 ( 22,502,468 ) $ 8,735,272 $ 7,847,778 $ 16,583,050 ( $ 7,789,073 ) $ 8,793,

160 158 / Financial Status IFRSs 102IFRSs IFRS 1 IFRSs IFRSs $ 52,877,576 $ - $ - $ 52,877, ,368, ,368,770 29,683,803-9,593 29,693, ,040 50,040 5.(1) 26,711,626 ( 412,396 ) 2,828,860 29,128,090 5.(1),(7),(11) - 1,778,163-1,778,163 5.(11) 1,943,392, ,943,392,930 55,865,511 - ( 41,868 ) 55,823,643 5.(1),(2) 8,716, ,716,618 1,572,078 - ( 552 ) 1,571,526 49,326,551 - ( 33,672 ) 49,292,879 5.(2) 35,457,864 3,199, ,222 39,495,504 5.(8) - 1,204,056-1,204,056 5.(8) 3,859, ,859,007 5,933,086 ( 4,475,314 ) 1,179 1,458,951 5.(5),(7),(8),(11) - 187, , ,241 5.(3),(4),(6) $ 2,787,765,420 $ 1,481,375 $ 4,418,595 $ 2,793,665,390 5.(1) $ 228,380,002 $ - $ - $ 228,380, , ,696 4,218, ,218,801 61,834,898-2,712,831 64,547,729 5.(1) 43,360,504 1,205, ,996 45,165,088 5.(1),(4),(7),(11) - 88,339-88,339 5.(11) 2,212,922, ,212,922,547 90,080, ,080, , ,000 2,391,743 ( 7,414,435 ) 5,022,692-5.(5),(6),(11) 12,947, ,947,680 1,633,693 7,414,435-9,048,128 5.(11) - 3,230, ,509 3,493,257 5.(3),(8) 5,052,214 ( 3,043,300 ) 174,388 2,183,302 5.(3), (11) 2,664,671,778 1,481,375 8,771,416 2,674,924,569 65,968, ,968,254 58,051, ,051, ,533-1,090,441 1,352,974 5.(1),(9) ( 1,356,923 ) 7,136,010 ( 5,443,262 ) 335,825 5.(1),(2), (8),(9) - ( 7,136,010 ) - ( 7,136,010 ) 122,925,081 - ( 4,352,821 ) 118,572,260 5.(1)

161 2013 ANNUAL REPORT 168, , ,093,642 - ( 4,352,821 ) 118,740,821 $ 2,787,765,420 $ 1,481,375 $ 4,418,595 $ 2,793,665, $ 59,384,522 $ - $ - $ 59,384, ,262, ,262,154 68,153,168 - ( 167,993 ) 67,985,175 2,067, ,067,432 26,610, , ,785 27,424,160 5.(1),(7),(11) - 1,427, ,427,673 5.(1),(11) 1,867,116, ,867,116,105-10,109-10,109 5.(11) 110,605, , ,705,524 5.(1),(2) 14,462, ,462,544 99, , ,572,208 - ( 33,558 ) 104,538,650 5.(1),(2) 37,167,520 2,779,658 ( 104,346 ) 39,842,832 5.(8) - 1,152,374-1,152,374 5.(8) 3,788, ,788,452 6,301,015 ( 3,997,556 ) 36,208 2,339,667 5.(5),(7),(8),(11) - 347, ,844 1,146,942 5.(3),(4),(6) $ 2,983,591,163 $ 2,184,646 $ 978,062 $ 2,986,753,871 5.(1) $ 236,448,850 $ - $ - $ 236,448,850 1,821, ,821,456 3,592, ,592,769 51,380, ,380,691 47,447,331 1,070, ,117 49,250,269 5.(1),(4),(7),(11) - 766, ,758 5.(1),(11) 2,273,480, ,273,480, ,080, ,080,000 3,783, ,783,000 2,683,081 ( 8,266,262 ) 5,583,181-5.(5),(6) 42,077, ,077,539 56,002,619 8,266,262 ( 247 ) 64,268,634 4,896,654 ( 3,160,696 ) 19,263 1,755,221 5.(3),(11) - 3,507,794-3,507,794 5.(3) 2,833,694,788 2,184,646 6,334,345 2,842,213,779 81,266, ,266,667 57,853, ,853,927 7,587, ,274 8,282,021 5.(9) ( 84,551 ) 7,136,010 ( 6,049,968 ) 1,001,491 5.(1),(2), (8),(9) - ( 7,136,010 ) - ( 7,136,010 ) 146,623,790 - ( 5,355,694 ) 141,268,096 3,272,585 - ( 589 ) 3,271, ,896,375 - ( 5,356,283 ) 144,540,092 $ 2,983,591,163 $ 2,184,646 $ 978,062 $ 2,986,753,

162 160 / Financial Status $ 49,172,852 $ 195,109 $ 42,718 $ 49,410,679 5.(10),(11) ( 22,872,504 ) 40,396 1,291,609 ( 21,540,499 ) 5.(6),(10) 26,300, ,505 1,334,327 27,870,180 3,417, ,124 3,572, , ,998 3,417, , ,769, ,258-8, ,898 ( 75,170 ) - ( 1,035 ) ( 76,205 ) 5.(1),(10) ( 2,206,944 ) - - ( 2,206,944 ) 585,990 ( 585,990 ) (10),(11) 1,176,274 ( 1,176,274 ) (11) 980,326 ( 782 ) ( 19,945 ) 959,599 5.(11) 9,199,322 ( 1,411,779 ) 142,966 7,930,509 35,499,670 ( 1,176,274 ) 1,477,293 35,800,689 ( 4,634,193 ) 1,176,274 ( 42,718 ) ( 3,500,637 ) ( 20,891,839 ) - ( 1,610,629 ) ( 22,502,468 ) 5.(4),(5), (6) ( 1,003,607 ) - - ( 1,003,607 ) 8,970,031 - ( 176,054 ) 8,793,977 ( 1,434,021 ) - 33,052 ( 1,400,969 ) 5.(4),(6) $ 7,536,010 $ - ( $ 143,002 ) 7,393,008 ( 156,473 ) 864,784 ( 252,229 ) 5.(5) 407,325 ( 177,104 ) 686,303 $ 8,079,311 5.(1) 4. IFRS 1 IFRS 1 IFRSs IFRSs IFRSs10111 IFRSs IFRS

163 ,593 50,040 2,828, ,0292,712,831 59,633 8,2908,290 (2) IFRSs , ,512 74,161 69,84040,489 (3) IFRSs IFRSs ,160,6962,816, ,098 3,507, ,043,300 2,562, IFRSs IFRS 2 IFRSs IFRSs IFRSs IFRSs IFRSs IFRSs 5. IFRSs 5. IFRSs IFRSs (1) IFRSs , , , , ANNUAL REPORT

164 162 / Financial Status 187,448 3,230,748 (4) IFRSs ,814539,363 92,78691, ,091 1,493 (5) IFRSs IAS 19 IFRSs IAS IAS 19 IFRS 1 1,511,723 1,295, , , ,229 (6) IAS 19 IFRSs IAS IAS 19 4,071,458 3,727, ,148633, ,147,740803,770 58, ,839 (7) IFRSs ,5968,054 1,847,926 1,301,913 2, ,837,5481,293,927 (8) IFRSs ,932,032 4,403,4742,779,6583,199,418 1,152,3741,204, ,872262, ,363

165 2013 ANNUAL REPORT (9) IFRSs 3,093,815 1,294, ,070 6,082,090 57, ,053 (10) IFRSs ,663 40, ,772 (11) IFRSs 6. IAS 7 IFRSs ,263,42121,282,

166 164 / Financial Status $ 149,293,978 $ 154,398,724 $ 146,623,790 $ 149,411, ,163, ,172, ,386, ,793, ,314,041 1,809, ,306,735 1,711, ,517, , ,464, , ,559,662 2,464, ,276,966 2,989, ,788, , ,470,106 1,102, ,814 84, , ,547 ( 192,997,311 ) ( 154,375,307 ) ( 187,048,306 ) ( 149,368,745 ) 180,797, ,005, ,686, ,125, % % $ 86,142, ,125, ,391 1,083,833 5,505,489 ( 333,858 ) 11, ,293,978 - $ 81,266, ,853,927 26,253-7,561,494 7,051, ,136, ,623,790

167 2013 ANNUAL REPORT ,924, ,939, ,238,705 84,386, ,163, ,325,968 1,643,478,495 1,646,131, ,096,366 57,353, ,078,049 16,073, ,714,652,910 1,719,557, ,417, ,438,177 80,968,955 82,023, ,386, ,461,224 1,548,538,285 1,551,054, ,939,133 55,146, ,447,039 8,446, ,609,924,457 1,614,648,

168 166 / Financial Status ,442, ,785, ,084, ,100, ,300, ,603, ,938, ,361, ,809, ,013, ,458, ,116, ,007, ,343, ,417, ,654, ,044, ,714, ,211, ,950, ,071, ,587, ,697, ,200, ,117, ,760, ,816, ,524 12,319, , ,408 12,552, , ,625 14,029, , , ,252, , , ,151, , , ,083, ,076, ,186 8,663, , ,587 13,722, , ,308 9,369, , ,414,629 1,920,429, ,552, ,573,192 1,880,767, ,492, ,985,684 1,957,649, ,943, ,368 2,397, , ,598 2,344, , ,473 2,399, , ,609,233-7, ,190,967-39,013-87,708 5,871, , ,958 5,981 8, ,251 43,488 84, ,061 35,216 45, ,695 85,109 85, == 3 ==

169 2013 ANNUAL REPORT $ 22,877 $ 15,464 $ 40,485 $ 5,006,388 $ - $ ,509 92, ,184 22, , , , , ,375, ,015, ,604,103-2,700,000 66,000 20,190 25,202 11,753 3,700 3,889 1,738 11,768 12,410-3,519 6, ,403,526 3,529,581 90,572 3,001 4,857 1,440 86,142,667 81,266,667 65,968,254 56,125,224 57,853,927 58,051,217 7,371,713 8,282,021 1,352,974 ( 333,858 ) 1,001, ,825 - ( 7,136,010 ) ( 7,136,010 ) 149,305, ,268, ,572,260 $ 154,709,272 $ 144,797,677 $ 118,662,832 $ 154,709,272 $ 144,797,677 $ 118,662,

170 168 / Financial Status $ 8,711,033 $ 7,730,330 5,972 4,564 8,717,005 7,734,894 47, , , ,215 24,892 11, , ,296 8,484,221 7,410,598 12,446 6,844 8,496,667 7,417,442 ( 949,148 ) 413,437 $ 7,547,519 $ 7,830,879 $ 1.00 $ 0.99 $ 1.00 $ 0.99

171 2013 ANNUAL REPORT ,596,825 $ 65,968,254 $ 58,051,217 $ - $ - $ 1,352,974 $ - $ 335,825 ( $ 7,136,010 ) $ 118,572, ,253 - ( 26,253 ) ( 236,166 ) ( 236,166 ) 329,841 3,298,413 ( 3,298,413 ) ( 3,062,247 ) ( 3,062,247 ) ,200,000 12,000,000 5,772, ,772, , , , , ,417, ,417, ( 252,229 ) ( 127,103 ) 792, , ,165,213 ( 127,103 ) 792,769-7,830, ,126,666 81,266,667 57,853,927 26,253-8,255,768 ( 127,103 ) 1,128,594 ( 7,136,010 ) 141,268, ,086,876 ( 1,086,876 ) ( 3,043 ) 3, ,138 - ( 756,138 ) ( 3,250,667 ) ( 3,250,667 ) 325,067 3,250, ( 3,250,667 ) ,533 1,625,333 ( 1,625,333 ) , , ( 148,857 ) - - ( 3,235,688 ) - ( 56,154 ) 7,136,010 3,695, ,496, ,496, , ,316 ( 1,450,511 ) - ( 949,148 ) ,826, ,316 ( 1,450,511 ) - 7,547, ,614,266 $ 86,142,667 $ 56,125,224 $ 782,391 $ 1,083,833 $ 5,505,489 $ 44,213 ( $ 378,071 ) $ - $ 149,305,

172 170 / Financial Status $ 8,484,221 $ 7,410,598 ( 8,663,446 ) ( 7,623,892 ) 9,583 6,683 24,892 11,643 ( 530 ) ( 3,577 ) - 1,635 ( 38 ) 4,458 1,856 ( 3,417 ) ( 19,912 ) 76,935 ( 3,322 ) 6,468 ( 166,696 ) ( 112,466 ) 530 3,577 2,095,071 1,960,885 ( 31,344 ) ( 8,855 ) 41,916 ( 358 ) 1,939,477 1,842,783 ( 1,000,000 ) ( 18,945,000 ) ( 1,347 ) ( 18,794 ) ( 2,582 ) ( 13,748 ) ( 1,003,929 ) ( 18,977,542 ) 30,850,000 - ( 25,840,000 ) - 5,260,000 5,434,000 ( 7,960,000 ) ( 2,800,000 ) 3,933 4,904 ( 4,122 ) ( 2,753 ) ( 3,237,946 ) ( 3,298,413 ) - 17,772,000 ( 928,135 ) 17,109,738 7,413 ( 25,021 ) 15,464 40,485 $ 22,877 $ 15,464

173 2013 ANNUAL REPORT $ 38,251,612 $ 57,444,085 $ 52,772,714 $ 239,731,184 $ 234,276,858 $ 227,844, ,802, ,147, ,231,935 2,178,102 3,511,220 4,218,801 41,638,773 54,630,911 17,170,463 32,366,468 31,160,227 43,492,636 14,059,458 17,069,824 17,790,498 36,041,482 46,374,125 43,495,994 1,311,307 1,190,434 1,741, , ,174 79,200 1,899,457,214 1,860,974,490 1,938,497,764 2,340,221,730 2,278,185,983 2,213,417,495 52,973,404 47,638,550 46,979,457 97,880, ,080,000 90,080,000 10,462,877 14,458,863 8,712,829 19,198,420 8,607,118 12,952,325 2,049,514 1,793,240 3,202,015 8,546,352 8,777,385 7,946, ,285,644 68,763,080 47,918,262 3,415,603 3,374,532 3,493,257 38,693,258 39,594,792 39,424,131 1,103,258 1,205,000 2,125,856 2,090, , ,224 2,780,959,812 2,726,333,622 2,649,147,101 3,727,477 3,735,249 3,831,442 1,094,611 1,123, , , , ,584 68,432,520 66,439,340 60,854,930 35,360,741 31,563,789 20,611,271 36,239,090 31,875,095 26,562,722 ( 468,463 ) 445, , ,563, ,323, ,288,553 $ 2,920,523,700 $ 2,856,657,385 $ 2,757,435,654 $ 2,920,523,700 $ 2,856,657,385 $ 2,757,435, $ 4,883,700 $ 1,478,341 $ 821,183 $ 6,650,000 $ 1,510,000 $ 300, ,000-49, ,842,592 12,684,426 12,153,554 18,074,772 20,220,464 21,055,093 10,681,274 10,980,814 8,844,185 47,546 49,909 96, , , ,288 1,101, , ,667 2,864,442 15,133 24,145 15,732 38,434 24,953-25,758,135 22,709,806 22,568,813 98, , , ,477 13,233 15,084 15,381 3,547,270 2,547,270 2,547,270 1,573 1,705 2,904 1,443 1, , , , , , ,940 ( 27,639 ) 66,965 63,472 4,284,402 3,244,505 3,071,682 $ 30,042,537 $ 25,954,311 $ 25,640,495 $ 30,042,537 $ 25,954,311 $ 25,640,

174 172 / Financial Status $ 7,453,697 $ 5,791,274 $ 3,964,317 $ 4,958,873 $ 3,394,441 $ 1,479,234 85,203 85,002 40,193 10,054 10, ,160 33,039 23,021 4,968,927 3,404,493 1,479, , , ,403 3,000,000 3,000,000 3,000,000 7,855 7,855 - ( 26,069 ) ( 74,860 ) ( 6,639 ) 8,917 12,843 12,723 2,990,703 2,945,838 3,006,084 $ 7,959,630 $ 6,350,331 $ 4,485,831 $ 7,959,630 $ 6,350,331 $ 4,485, $ 45,537 $ 951,282 $ 63,066 $ 365,483 $ 1,695,294 $ 1,644,159 3,275,301 4,374,008 5,159,336 3,960 7,858 1,557 1,432, , , ,576 3,311 2, ,243 1,703,152 1,645,716 2, ,827 19,670 35, , , ,623 4,112,500 3,500,000 3,500,000 1,122 1, , , , ,559,662 4,275,864 4,237,784 $ 4,929,905 $ 5,979,016 $ 5,883,500 $ 4,929,905 $ 5,979,016 $ 5,883,500

175 2013 ANNUAL REPORT $ 3,130,824 $ 6,818,645 $ 396,921 $ 390,053 1,086, , ,567 93, , ,051 44,035,061 45,007,453 57,415,110 52,702,653 12,446,412 9,567,641 1,057 10, ,515 10,868 75,372 81,518 72, , , , , ,505 48,513,408 33,468,840 48,513,408 33,468, ,998,022 89,207,169 6,000,000 6,000,000 3,366 3,366 ( 776,514 ) ( 1,015,588 ) 300, ,616 5,527,135 5,921,394 $ 111,525,157 $ 95,128,563 $ 111,525,157 $ 95,128, $ 283,317 $ 380,276 $ 16,899 $ 26,021 12,230 20,253 5,427 5,077 9,299 3,994 22,326 31,098 26,920 29, , ,000 61,282 61,282 ( 138,842 ) ( 45,533 ) 309, ,749 $ 331,766 $ 433,847 $ 331,766 $ 433,

176 174 / Financial Status $ 46,913,051 $ 47,747,053 ( 21,535,837 ) ( 21,371,969 ) 25,377,214 26,375,084 7,783,644 6,880,016 33,160,858 33,255,100 ( 3,281,119 ) ( 3,215,965 ) ( 20,499,272 ) ( 21,303,863 ) 9,380,467 8,735,272 ( 1,358,407 ) ( 1,345,970 ) 8,022,060 7,389,302 ( 529,553 ) 123,423 $ 7,492,507 $ 7,512,725 $ 1.17 $ $ 169,781 $ 125, , , , ,984 32,627 63,440 ( 109,361 ) ( 106,075 ) 237, ,349 ( 2,521 ) ( 9,778 ) 234, ,571 ( 92,852 ) 2,545 $ 141,787 $ 184,116 $ 0.78 $ 0.71

177 2013 ANNUAL REPORT $ 452,461 $ 285,501 ( 16,223 ) ( 17,362 ) ( 19,079 ) ( 3,451 ) ( 207,855 ) ( 211,331 ) ( 164,153 ) ( 132,799 ) 3,636 12,427 48,787 ( 67,015 ) 4 ( 1,206 ) 48,791 ( 68,221 ) ( 3,926 ) 120 $ 44,865 ( $ 68,101 ) $ 0.16 ( $ 0.23 ) $ 4,140 $ 4,140 ( 16,500 ) ( 782 ) ( 385,257 ) ( 441,126 ) ( 397,617 ) ( 437,768 ) 741, , , ,440 ( 60,287 ) ( 31,982 ) 283, , $ 283,798 $ 159,458 $ 0.69 $ $ 32,610,727 $ 35,502,404 ( 31,874,128 ) ( 35,237,326 ) ( 497,525 ) ( 414,212 ) 239,074 ( 149,134 ) ,074 ( 149,134 ) ( 633,333 ) 1,362,107 ( $ 394,259 ) $ 1,212,973 $ 0.40 ( $ 0.33 )

178 176 / Financial Status $ 84,690 $ 92,489 ( 182,242 ) ( 183,575 ) ( 97,552 ) ( 91,086 ) 4,243 2,882 ( 93,309 ) ( 88,204 ) - - ( 93,309 ) ( 88,204 ) - - ( $ 93,309 ) ( $ 88,204 ) ( $ 2.41 ) ( $ 4.12 ) $ 25,536,752 $ 36,613 $ 1,003,359 $ 842,159 $ 27,418,883 6,540, ,872 ( 72,259 ) 695,518 7,435,801 32,077, , ,100 1,537,677 34,854,684 ( 3,237,123 ) 32,627 - ( 271,561 ) ( 3,476,057 ) , ,998 ( 20,540,945 ) ( 109,288 ) ( 460,297 ) ( 839,265 ) ( 21,949,795 ) 8,299, ,824 1,056, ,851 10,014,830 ( 1,358,407 ) ( 2,521 ) - ( 71,241 ) ( 1,432,169 ) 6,940, ,303 1,056, ,610 8,582, $ 26,512,069 ( $ 9,357 ) $ 678,353 $ 689,115 $ 27,870,180 5,804, ,794 1,356, ,182 7,930,509 32,316, ,437 2,035,266 1,214,297 35,800,689 ( 3,227,622 ) 63,440 - ( 336,455 ) ( 3,500,637 ) - - ( 1,003,607 ) - ( 1,003,607 ) ( 21,350,014 ) ( 98,300 ) ( 291,750 ) ( 762,404 ) ( 22,502,468 ) 7,739, , , ,438 8,793,977 ( 1,345,969 ) ( 9,778 ) - ( 45,222 ) ( 1,400,969 ) 6,393, , ,909 70,216 7,393,008

179 2013 ANNUAL REPORT $ 484,850, % 5,985, % 123,791, % 5,599, % 86,860, % 5,000, % 55,741, % 4,973, % 55,001, % 4,961, % 40,080, % 4,807, % 12,109, % 4,644, % 11,210, % 4,500, % 9,851, % 4,153, % 9,481, % 4,069, % 9,129, % 3,555, % 8,044, % 3,554, % 7,875, % 3,496, % 7,706, % 3,392, % 7,437, % 3,339, % 7,072, % 3,142, % 6,846, % EVERGREEN MARINE (SINGAPORE) PTE. LTD. 3,019, % 6,603, % 3,000, % 7,710, % 4,537, % 31,200, % 18,620, % 29,069, % 18,333, % 26,638, % CHINA STEEL CORPORATION INDIA PRIVATE LTD. 18,333, % 26,272, % CSE TRANSPORT CORPORATION 18,333, % 24,273, % 18,323, % 24,262, % 18,233, % 21,117, % CSEI TRANSPORT (PANAMA) CORP. 16,198, % 20,917, % 15,921, % 19,418, % PACIFIC CHINA HOLDINGS LTD. 15,523, % 18,767, % EVERGREEN MARINE (UK) LTD. 14,352, % 177

180 178 / Financial Status 13,427, % 7,932, % 12,869, % 7,708, % 12,848, % 7,555, % 12,756, % 7,516, % 12,649, % 7,442, % 12,649, % 7,358, % 11,937, % 7,264, % 11,659, % 7,146, % 11,313, % 6,494, % 11,284, % 6,378, % 10,963, % 6,262, % 10,797, % 6,098, % 10,769, % 5,893, % LEADTEK GLOBAL GROUP LIMITED 10,747, % 5,849, % 10,690, % KUANG MING (LIBERIA) CORP. 5,849, % 10,608, % 5,790, % 啟 10,350, % 5,789, % 10,327, % 5,727, % 10,156, % 5,713, % M.SETEK CO.,LTD. 10,066, % 5,703, % 9,999, % 5,551, % 9,958, % 5,457, % AUO SUNPOWER SDN.BHD. 9,915, % 5,376, % 9,516, % 5,341, % 9,199, % 5,319, % 9,053, % 5,251, % 8,965, % WAN HAI LINES (SINGAPORE) PTE. LTD. 5,251, % 8,899, % 5,073, % 8,879, % CAYMAN PRESIDENT HOLDINGS LTD. 5,047, % NAN YA PLASTICS (HONG KONG) CO., LTD. 8,798, % 5,011, % 8,758, % 4,983, % 8,703, % 4,973, % 8,677, % CHAILEASE HOLDING CO., LTD. 4,788, % 8,618, % 4,746, % 8,597, % 4,746, % 8,592, % 4,508, % 8,592, % 4,508, % 8,546, % 4,423, % 8,403, % 4,300, % 8,398, % 4,300, % 8,162, % 4,219, % 8,026, % 4,219, %

181 2013 ANNUAL REPORT 4,145, % 3,339, % 4,079, % RBS. LONDON 3,324, % 4,073, % 3,316, % 4,037, % 3,311, % 4,030, % 3,243, % 4,003, % 3,232, % SMART IDEA HOLDINGS LIMITED 4,001, % 3,190, % 3,990, % 3,189, % 3,973, % 3,167, % 3,971, % 3,152, % 3,952, % 3,139, % 3,880, % LITE-ON MOBILE PTE. LTD. 3,139, % FORMOSA PLASTICS CORP. USA 3,757, % 3,133, % 3,751, % 3,128, % SPINNAKER PESCADORES S.A. PANAMA 3,751, % 3,128, % 3,676, % UNI-PRESIDENT CHINA HOLDINGS LTD. 3,105, % TCC INT'L HOLDINGS LTD. 3,675, % 3,076, % 3,633, % 3,076, % 3,590, % 3,076, % NI-PRESIDENT SOUTHEAST ASIA HLDGS LTD. 3,578, % 3,076, % 3,489, % DONG LIEN MARITIME S.A. PANAMA 3,045, % 3,475, % 3,041, % 3,472, % 3,025, % 3,465, % 3,025, % ABN AMRO BANK N.V. 3,417, % 3,025, % 3,389, % EVERGREEN MARINE (SINGAPORE) PTE.LTD. 3,019, % 3,369, % 179

182 180 / Financial Status $ 455,875, % 5,220, % 125,352, % 5,198, % 107,132, % 5,059, % 56,214, % 4,820, % 43,060, % 4,797, % 26,061, % 4,500, % 16,029, % 4,427, % 15,998, % 4,418, % 10,929, % 4,074, % 9,140, % 3,817, % 8,824, % 50 3,443, % 7,826, % 3,430, % 7,821, % WAN HAI LINE (SINGAPORE) PTE. LTD. 3,286, % 7,421, % 3,280, % 7,337, % 3,120, % 7,112, % 3,110, % 6,481, % 3,000, % 6,243, % 3,000, % 5,799, % 3,000, % 5,365, % 5,729, % 3,082, % 3,653, % 34,424, % 啟 17,242, % 28,955, % 16,931, % 26,346, % 16,862, % 25,958, % CSEI TRANSPORT 16,761, % 23,546, % 16,584, % 18,491, % 16,506, % 18,491, % 16,432, % CSE TRANSPORT 18,289, % 15,932, % 18,182, % 14,190, % 17,582, % 13,544, % LEADTEK GLOBAL GROUP LIMITED 17,481, % EVERGREEN MARINE (UK) LTD. 13,155, %

183 2013 ANNUAL REPORT 12,135, % 6,429, % 12,083, % 5,989, % M SETEK CO., LTD. 12,038, % 5,988, % 11,867, % 5,885, % 11,821, % 5,839, % AUO SUNPOWER SDN. BHD. 11,800, % 5,823, % 11,223, % 5,810, % 11,100, % 5,794, % 10,981, % WAN HAI LINES (SINGAPORE) PTE. LTD. 5,794, % 10,794, % 5,712, % 10,794, % 5,510, % 10,474, % 5,375, % 9,899, % 5,308, % 9,778, % 5,153, % 9,671, % 5,145, % 9,559, % 5,106, % 9,211, % 5,070, % NAN YA PLASTICS (HK) CO., LTD. 9,125, % 5,059, % 9,109, % 5,007, % 8,901, % 5,007, % 8,819, % 4,867, % 8,744, % 4,822, % 8,709, % 4,763, % 8,668, % 4,723, % 8,352, % 4,533, % NAN YA PCB (HK) CO., LTD. 8,242, % 4,451, % 7,849, % 4,428, % 7,754, % 4,260, % 7,522, % 4,240, % 7,237, % 4,223, % 6,964, % 4,176, % 6,958, % YOSUN SINGAPORE PTE. LTD. 4,107, % 6,830, % 4,063, % 6,661, % SPINNAKER PESCADORES S.A. PANAMA 4,063, % 6,597, % 4,000, % 6,488, % QUANTA INTERNATIONAL LIMITED 4,000, % 181

184 182 / Financial Status 3,982, % 3,456, % 3,904, % 3,351, % 3,904, % LITE-ON MOBILE PTE. LTD. 3,351, % DONG LIEN MARITIME S.A. PANAMA 3,887, % 3,279, % 3,887, % WALSIN LIHWA HOLDINGS LIMITED 3,259, % 3,858, % 3,252, % 3,846, % 3,248, % 3,802, % 3,226, % 3,802, % 3,204, % 3,731, % 3,161, % 3,710, % 3,161, % SMART IDEA HOLDINGS LIMITED 3,684, % 3,159, % 3,662, % 3,147, % 3,657, % 3,126, % 3,657, % 3,121, % FORMOSA PLASTICS CORP. USA 3,643, % 3,120, % 3,639, % 3,120, % 3,517, % 3,120, % 3,516, % 3,051, % ,000 $ 519, $ 519, , , ,572-3,

185 2013 ANNUAL REPORT $ - - $ 913, ,727 3,244, ,000 1,236, $ - $ - $ - - $ 913, , ,727 4,284, ,9802, ,000,000234,6391,752101,890 94, $ 410,006 $ 962,000 10% 90% $ - 952, , $ 377,697 $ 175,510 $ 4,052 $ 10, % 5.92% 183

186 184 / Financial Status $ 7 $ 4,200 $ 4, , ,106 34, ,500 19, ,009 3, ,000 10, ,094 3,600 2, ,206 39, ,401 56, ,707 16, ,183 18,

187 2013 ANNUAL REPORT $ 139,563,888 $ 8,022,060 6,843,252-6,843, ,990,703 48, , , ,284, , , , ,559, , , , ,818, , , , ,814 ( 47,587 ) 19,737-19, (1) (2) (3) 3 185

188 186 / Financial Status 102 $ 4,547,235 ( USD 154,395 ) 1 $ 4,547,235 ( USD 154,395 ) 1 $ - $ - $ 4,547,235 ( USD154,395 ) 1 100% $ 98,220 $ 4,878,984 $ - $ 4,547,235 (USD 154,395)1 $ 4,547,235 (USD 154,395)1 $ 83,858,5642 $ 910,980 ( CNY 185,460 ) 1 $ - $ 910,980 (CNY 185,460) 1 $ - $ 910,980 ( CNY185,460 ) 1 100% $ 2,156 $ 913,356 $ - $ 910,980 (CNY 185,460)1 $ 910,980 (CNY 185,460)1 $ 2,735, % 360%

189 2013 ANNUAL REPORT $ 174, , , , , , , , ,006, ,006, ,792, ,792, ,405, ,405, , , ,500, ,500,

190 188 柒 財 務 狀 況 及 財 務 績 效 之 檢 討 分 析 與 風 險 管 理 事 項 / Financial Conditions and Operating Results 柒 財務狀況及財務績效之 檢討分析與風險管理事項 Financial Conditions and Operating Results 189 一 財務狀況 190 二 財務績效 190 三 現金流量 191 四 102年度重大資本支出對財務業務之影響 191 五 102年度轉投資政策 其獲利或虧損之主要原 因 改善計畫及103年投資計畫 191 六 風險管理事項 207 七 危機處理應變機制 207 八 其他重要事項

191 2013 ANNUAL REPORT ,655,599 59,384,522 ( 18,728,923 ) ( ) 708,509, ,262,154 25,247, ,218,820 67,985,175 ( 11,766,355 ) ( ) 115,688, ,705,524 4,982, ,288 2,067,432 ( 1,650,144 ) ( ) - 25,289,967 27,424,160 ( 2,134,193 ) ( 7.78 ) 1,626,802 1,427, , ,905,442,305 1,867,116,105 38,326, ,057 10,109 ( 9,052 ) ( ) 10,565,019 14,462,544 ( 3,897,525 ) ( ) 106,127 99,556 6, ,529, ,538,650 54,990, ,750,709 1,152,374 1,598, ,909,695 39,842,832 ( 933,137 ) ( 2.34 ) 3,801,728 3,788,452 13, ,129,579 1,146,942 ( 17,363 ) ( 1.51 ) - 2,434,725 2,339,667 95, ,073,076,700 2,986,753,871 86,322, ,541, ,448,850 9,092, ,307,488 3,592,769 ( 1,285,281 ) ( ) 50,441,240 51,380,691 ( 939,451 ) ( 1.83 ) - 7,120,706 1,821,456 5,299, ,756,520 49,250,269 ( 9,493,749 ) ( ) 328, ,758 ( 438,440 ) ( ) 2,338,512,889 2,273,480,798 65,032, ,880, ,080,000 ( 12,200,000 ) ( ) 150,000 3,783,000 ( 3,633,000 ) ( ) 66,060,582 64,268,634 1,791, ,710,055 42,077,539 25,632, ,489,088 3,507,794 ( 18,706 ) ( 0.53 ) 1,412,651 1,755,221 ( 342,570 ) ( ) 2,920,710,647 2,842,213,779 78,496, ,305, ,268,096 8,037, ,142,667 81,266,667 4,876, ,125,224 57,853,927 ( 1,728,703 ) ( 2.99 ) 7,371,713 8,282,021 ( 910,308 ) ( ) ( 333,858 ) 1,001,491 ( 1,335,349 ) ( ) - ( 7,136,010 ) 7,136, ,060,307 3,271,996 ( 211,689 ) ( 6.47 ) 152,366, ,540,092 7,825,

192 190 / Financial Conditions and Operating Results % ,143,883 49,410,679 ( 266,796 ) ( 0.54 ) ( 21,725,000 ) ( 21,540,499 ) ( 184,501 ) ( 0.86 ) 27,418,883 27,870,180 ( 451,297 ) ( 1.62 ) 7,435,801 7,930,509 ( 494,708 ) ( 6.24 ) 34,854,684 35,800,689 ( 946,005 ) ( 2.64 ) ( 3,476,057 ) ( 3,500,637 ) 24, ,998 ( 1,003,607 ) 1,589, ( 21,949,795 ) ( 22,502,468 ) 552, ,014,830 8,793,977 1,220, ( 1,432,169 ) ( 1,400,969 ) ( 31,200 ) ( 2.23 ) 8,582,661 7,393,008 1,189, ( 1,246,831 ) 686,303 ( 1,933,134 ) ( ) 7,335,830 8,079,311 ( 743,481 ) ( 9.20 ) % () 40,655,599 17,194,305 3,308,306 20,152, ,134,37513,826,069

193 2013 ANNUAL REPORT (1) (2) (3) 191

194 192 / Financial Conditions and Operating Results A. B.

195 2013 ANNUAL REPORT 2 A. B. C. D. 3 A. B. 4 A. B

196 194 / Financial Conditions and Operating Results A. B. C. D. E. F.

197 2013 ANNUAL REPORT G. 2 A. () B. () C. () 3 A. B. C. D. E. F. 4 A. B. A (B) () (C) ()

198 196 / Financial Conditions and Operating Results A. B. 2 A.

199 2013 ANNUAL REPORT B. (A) (B) 3 A. (A) (B) (C) B. (A) (B) DVO1 (C) 4 A. B. ()

200 198 / Financial Conditions and Operating Results () A. B. C. D.

201 2013 ANNUAL REPORT 2 3 A. B. C. D. 4 A. B

202 200 / Financial Conditions and Operating Results 4 Cross Currency Swap(FX Swap) ,915,944 20, ,918,290 20, ,038,575 1,664, ,652,471 2,154, ,300,933 4,523, ,637,703 5,544,912 1,045,928,756 73,446,560 1,031,273,668 73,039, ,334,010 24,663, ,427,396 25,049, ,518,553 21,668, ,557,813 21,772,276 6,216,880 1,749,169 5,897,857 1,651,360 77,799,016 3,708,740 77,633,821 3,737,109 2,956,052, ,445,094 3,006,999, ,969,

203 (2) (4) (5)=(1)+(3) (6)=(2)+(4) (1) (3) (2) (4) (5)=(1)+(3) (6)=(2)+(4) (1) (3) 2013 ANNUAL REPORT 201

204 202 / Financial Conditions and Operating Results ,065, ,142 3,682 14, , , ,286, , ,128, ,108, ,283,854 94,520,409 4,407, ,128, ,108, ,283,854 94,520,409 4,407, ,713,172, ,540, ,445, ,541, ,517, ,651,551 1,370,475,646 2,732,075, ,326, ,591, ,873, ,587, ,287,071 1,074,409,136 (18,903,031) 189,213, ,854,073 (249,331,760) (144,070,000) (292,635,520) 296,066, ,735,195, ,487, ,637, ,133, ,734, ,723,266 1,389,478,589 3,331,010, ,338, ,197, ,088, ,914, ,759,022 1,377,712,621 (595,815,303) 234,148, ,439,825 (205,954,660) (262,179,137) (476,035,756) 11,765,

205 2013 ANNUAL REPORT ,463,000 8,251,132 3,493,859 1,793,630 1,084,940 4,839,439 20,128,294 13,772,847 3,309,713 1,026, ,513 1,076,647 (665,294) (5,521,715) 184, , ,427 3,762, ,947,773 8,671,656 3,361,655 2,469,253 1,321,835 5,123,374 25,975,795 11,933,097 4,705,907 2,726,343 3,644,673 2,965,775 (5,028,022) (3,261,441) (1,344,252) (257,090) (2,322,838) 2,157, % 0 0% 0 0% 0 20% 16,726 50% 3, % 3, % 23,924 50% 13, % 15, % 4,069 32, % 46,220 46,

206 204 / Financial Conditions and Operating Results % 0 0% 0 0% 0 20% 17,636 50% 3, % 5, % 25,644 50% 10, % 10, % 5,974 26, % 37,694 37, ,674, ,672 15,855, ,962, ,620 16,148, ,985 35,070 7, ,956

207 2013 ANNUAL REPORT ,044 26,685 15, ,562 % % 792% 2,517,505 2,546,832 82,970 63, , ,004 54,209 58, C0-- 12,694, % C1-- 1,586,169, % C1o-- 462,705, % C1s-- 1,123,464, % C2 54,497, % C3 117,571, % C4 652,056, % 2,422,989, % 965,198,963 5,467,362, % 205

208 206 / Financial Conditions and Operating Results C0-- 13,029, % C1-- 1,309,341, % C1o-- 423,968, % C1s-- 885,372, % C2 56,483, % C3 163,466, % C4 592,598, % 2,134,920, % 834,828,026 5,452,438, % IP BNP

209 2013 ANNUAL REPORT

210 208 捌 特 別 記 載 事 項 / Special Items 捌 特別記載事項 Special Items 209 一 關係企業相關資料 213 二 102年度及截至103年4月22日止 私募有 價證券及金融債券辦理情形 213 三 102年度及截至103年4月22日止 子公司 持有或處分本公司股票情形 213 四 其他必要補充說明事項 213 五 證券交易法第三十六條第二項第二款所定 對股東權益或證券價格有重大影響之事項

211 2013 ANNUAL REPORT () ,432,520 () ,112,500 () ,547,269 () ,000,000 () ,000,000 () , F,Boulevard du Regent 45/46, 1000 Brussels, Belgium 56,254 () ,000 () , ,

212 210 / Special Items () 6,843,252, () () () 411,250, ,726, ,000,

213 2013 ANNUAL REPORT () () () () 306,000, ,000, Helene Gaelle Frederic Thomas Ng Kim Guan Andrew Turner 19,737, ,963, ,639, , , ,000, () ,000,

214 212 / Special Items () () 3 68,432,520 2,920,523,700 2,780,959, ,563,888 33,160,858 8,022, ,112,500 4,929, ,243 4,559,662 4, , ,547,270 30,042,537 25,758,135 4,284, , , ,000,000 7,959,630 4,968,927 2,990, ,461 48, ,000, ,525, ,998,022 5,527,135 32,610, , , ,766 22, ,440 84,690 ( 93,309 ) ( 2.41 ) 2,062,873 8,694,747 6,653,071 2,041, , , , , , ,018 1,626,870 98, , , , ,267 20,066 6, , ,381 ( 7,975 ) 913,356 19,853 2,157 NA 1(IFRSs)

215 () (2) 68,432,520 (1) 100 : : ,899, ,899,216 3,707,918 (1) ,739, ,336,9636,822, ANNUAL REPORT 213

216 214 玖 本 集 團 轄 下 國 內 外 單 位 一 覽 表 / Directory of Head Office & Branches 玖 本集團轄下國內外 單位一覽表 Directory of Head Office & Branches

217 2013 ANNUAL REPORT 77 (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02)

218 216 / Directory of Head Office & Branches 325 (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02)

219 2013 ANNUAL REPORT 97 (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02) (02)

220 218 / Directory of Head Office & Branches 200 (02) (02) (02) (02) (02) (02) (02) (03) (03) (03) (03) (03) (03) (02) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (03) (037) (037)665115

221 2013 ANNUAL REPORT 396 (037) (037) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04)

222 220 / Directory of Head Office & Branches 261 (04) (04) (04) (049) (049) (049) (049) (049) (049) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (04) (05) (05) (05) (05) (05) (05) (05) (05) (05) (05) (05) (06) (06) (06)

223 2013 ANNUAL REPORT 138 (06) (06) (06) (06) (06) (06) (06) (06) (06) (06) (06) (06) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (07)

224 222 / Directory of Head Office & Branches 200 (07) (07) (07) (07) (07) (07) (07) (07) (07) (07) (08) (08) (08) (08) (08) (08) (08) (03) (03) (03) (03) (03) (03) (03) (089) (089) (06)

225 2013 ANNUAL REPORT // 7th Floor, Boulevard du Regent 45/46, 1000 Brussels, Belgium th Floor, Citibank Tower Bldg, 8741, Paseo de Roxas, Makati City, Metro Manila, Philippines 601, South Figueroa St., Suite 3500, Los Angeles, CA USA , Third Ave., Suite 1200, Seattle, WA USA th Floor, Dah Sing Financial Centre, 108, Gloucester Road, Wanchai, Hong Kong Room 1601, No.24 Building, Times Square, Hua Chi St., SIP, Suzhou , China () Room 3601, 36 Floor, No.28 Shishan Road.SND, Suzhou China Suite 101, Level 1, 50 Carrington Street Sydney NSW 2000, Australia No.A111 Confederation de la Russie Blvd. (Corner of Northbridge Street), Sangkat Teuk Thla, Khan Sen Sok, Phnom Penh, Cambodia Room 1805, Office Tower 1, Henderson Centre, 18, Jianguomen Nei Avenue, Beijing, China

226 224 / Directory of Head Office & Branches

227 2013 ANNUAL REPORT

228 ANNUAL REPORT 中華民國102年年報 一〇二年年報 中華民國一〇三年四月二十二日刊印 查詢本年報之網址 本公司網址 本年報採用環保紙張及環保大豆油墨印製 Copyright 2014 Taiwan Cooperative Financial Holding Co., Ltd. All Rights Reserved. Printed in Taiwan 04/2014. 公開資訊觀測站網址