NA87 AB FCP I GLOBAL BOND PORTFOLIO BT (M CASH)- NA88 AB FCP I GLOBAL HIGH YIELD PORTFOLIO AT (M CASH)- NA89 AB FCP I GLOBAL HIGH YIELD PORTFOLIO BT (

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1 Mutual Funds 互惠基金 Please refer below list of Mutual Funds with product risk rating (as at 1 Dec 2016): 請參考以下互惠基金之列表 (2016 年 12 月 1 日更新 ): Fund House 基金公司 NA01 AB FCP I AMERICAN GROWTH PORTFOLIO B ACC- NA02 AB FCP I AMERICAN INCOME PORTFOLIO A2 ACC- NA07 AB FCP I AMERICAN INCOME PORTFOLIO A (M REINVEST)- NA08 AB FCP I AMERICAN INCOME PORTFOLIO A (M CASH)- NA09 AB FCP I AMERICAN INCOME PORTFOLIO B (M REINVEST)- NA10 AB FCP I AMERICAN INCOME PORTFOLIO B (M CASH)- NA11 AB FCP I AMERICAN INCOME PORTFOLIO B2 ACC- NA14 AB FCP I GLOBAL HIGH YIELD PORTFOLIO A2 ACC- NA15 AB FCP I GLOBAL HIGH YIELD PORTFOLIO A (M CASH)- NA16 NA17 AB FCP I GLOBAL HIGH YIELD PORTFOLIO B (M REINVEST)- AB FCP I GLOBAL HIGH YIELD PORTFOLIO A (M REINVEST)- NA18 AB FCP I GLOBAL HIGH YIELD PORTFOLIO B (M CASH)- NA27 NA31 AB SICAV I INTERNATIONAL TECHNOLOGY PORTFOLIO A ACC- AB SICAV I INTERNATIONAL TECHNOLOGY PORTFOLIO B ACC- NA36 AB FCP I GLOBAL HIGH YIELD PORTFOLIO B2 ACC- NA42 AB FCP I GLOBAL BOND PORTFOLIO B (M CASH)- NA43 AB FCP I AMERICAN INCOME PORTFOLIO BT (M CASH)- NA44 AB FCP I AMERICAN INCOME PORTFOLIO AT (M CASH)- NA45 AB FCP I AMERICAN GROWTH PORTFOLIO A ACC- NA68 AB FCP I GLOBAL BOND PORTFOLIO A (M REINVEST)- NA69 AB FCP I GLOBAL BOND PORTFOLIO A (M CASH)- NA70 AB FCP I GLOBAL BOND PORTFOLIO B (M REINVEST)- NA71 AB FCP I GLOBAL BOND PORTFOLIO A2 ACC- NA72 AB FCP I GLOBAL BOND PORTFOLIO B2 ACC- NA86 AB FCP I GLOBAL BOND PORTFOLIO PORTFOLIO AT (M CASH)- 1

2 NA87 AB FCP I GLOBAL BOND PORTFOLIO BT (M CASH)- NA88 AB FCP I GLOBAL HIGH YIELD PORTFOLIO AT (M CASH)- NA89 AB FCP I GLOBAL HIGH YIELD PORTFOLIO BT (M CASH)- NA99 NAA2 NAA4 NAA6 AB FCP I AMERICAN INCOME PORTFOLIO AT INC (M CASH) - AB FCP I AMERICAN INCOME PORTFOLIO BT INC (M CASH) - AB FCP I GLOBAL HIGH YIELD PORTFOLIO AT INC (M CASH) - AB FCP I GLOBAL HIGH YIELD PORTFOLIO BT INC (M CASH) - NAA7 AB FCP I GLOBAL BOND PORTFOLIO A2 ACC - NAA8 AB FCP I GLOBAL BOND PORTFOLIO AT INC (M CASH) - NAA9 AB FCP I GLOBAL BOND PORTFOLIO B2 ACC - NAB1 AB FCP I GLOBAL BOND PORTFOLIO BT INC (M CASH) - NAC0 NAC1 NAC2 NAC3 NAC4 NAC5 NAC6 NAC7 NAD1 NAD2 NAD3 NAD4 NAD5 NAD6 NAD7 NAD8 NAD9 NAE0 NAE1 AB FCP I GLOBAL HIGH YIELD PORTFOLIO AT HDG (M CASH)- AB FCP I GLOBAL HIGH YIELD PORTFOLIO BT HDG (M CASH)- AB FCP I GLOBAL HIGH YIELD PORTFOLIO A2 HDG ACC- AB FCP I GLOBAL HIGH YIELD PORTFOLIO B2 HDG ACC- AB FCP I GLOBAL HIGH YIELD PORTFOLIO AT AUD HDG (M CASH)-AUD AB FCP I GLOBAL HIGH YIELD PORTFOLIO BT AUD HDG (M CASH)-AUD AB FCP I AMERICAN INCOME PORTFOLIO AT AUD HDG (M CASH)-AUD AB FCP I AMERICAN INCOME PORTFOLIO BT AUD HDG (M CASH)-AUD AB FCP I AMERICAN INCOME PORTFOLIO BT HDG (M CASH)- AB FCP I AMERICAN INCOME PORTFOLIO BT CAD HDG (M CASH)- CAD AB FCP I AMERICAN INCOME PORTFOLIO AT CAD HDG (M CASH)- CAD AB FCP I AMERICAN INCOME PORTFOLIO AT HDG (M CASH)- AB FCP I GLOBAL BOND PORTFOLIO AT CAD HEDGED (M CASH)- CAD AB FCP I GLOBAL BOND PORTFOLIO BT CAD HEDGED (M CASH)- CAD AB FCP I GLOBAL BOND PORTFOLIO AT HEDGED (M CASH)- AB FCP I GLOBAL BOND PORTFOLIO BT HEDGED (M CASH)- AB FCP I GLOBAL BOND PORTFOLIO AT GBP HEDGED (M CASH)- GBP AB FCP I GLOBAL BOND PORTFOLIO BT GBP HEDGED (M CASH)- GBP AB FCP I GLOBAL HIGH YIELD PORTFOLIO AT CAD HDG (M CASH)-CAD 2

3 NAE2 AB FCP I GLOBAL HIGH YIELD PORTFOLIO BT CAD HDG (M CASH)-CAD NAE3 NAE4 NAE5 NAE6 NAE8 NAE9 NAF0 NAF1 NAF2 NAF4 NAF6 NAF7 NAF8 DR04 AB FCP I GLOBAL HIGH YIELD PORTFOLIO AT GBP HDG (M CASH)-GBP AB FCP I GLOBAL HIGH YIELD PORTFOLIO BT GBP HDG (M CASH)-GBP AB FCP I AMERICAN INCOME PORTFOLIO AT GBP HDG (M CASH)- GBP AB FCP I AMERICAN INCOME PORTFOLIO BT GBP HDG (M CASH)- GBP AB FCP I AMERICAN INCOME PORTFOLIO AT SGD HDG (M CASH)- SGD AB FCP I GLOBAL BOND PORTFOLIO AT AUD HEDGED (M CASH)- AUD AB FCP I GLOBAL BOND PORTFOLIO BT AUD HEDGED (M CASH)- AUD AB FCP I GLOBAL HIGH YIELD PORTFOLIO BT SGD HDG (M CASH)-SGD AB FCP I AMERICAN INCOME PORTFOLIO AT NZD HDG (M CASH)- NZD AB FCP I GLOBAL HIGH YIELD PORTFOLIO AT SGD HDG (M CASH)-SGD AB FCP I GLOBAL BOND PORTFOLIO AT NZD HEDGED (M CASH)- NZD AB FCP I GLOBAL HIGH YIELD PORTFOLIO AT NZD HDG (M CASH)-NZD AB FCP I AMERICAN INCOME PORTFOLIO BT NZD HDG (M CASH)- NZD ALLIANZ ORIENTAL INCOME FUND CLS A DIS(REINVEST)- DR07 ALLIANZ HONG KONG EQUITY FUND A (REINVEST)- DR15 DR20 ALLIANZ TOTAL RETURN ASIAN EQ FUND CLS A DIS (REIN) - ALLIANZ TOTAL RETURN ASIAN EQ FUND CLS A DIS (CASH) - DR21 ALLIANZ ORIENTAL INCOME FUND CLS A DIS (CASH) - DR26 ALLIANZ CHINA EQUITY FUND A DIS (REINVEST)- DR27 ALLIANZ CHINA EQUITY FUND A DIS (CASH)- DR28 ALLIANZ HONG KONG EQUITY FUND A (CASH)- DR47 ALLIANZ TOTAL RETURN ASIAN EQUITY FUND AT ACC (N REIN)- DRB2 ALLIANZ HONG KONG EQUITY FUND A (CASH)- DRB3 ALLIANZ HONG KONG EQUITY FUND A (REINVEST)- DRA7 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- AUD DRA8 ALLIANZ US HIGH YIELD CLASS A DIS (M CASH)- DRA9 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- AUD DRB0 ALLIANZ US HIGH YIELD CLASS A DIS (M REINVEST)- ALLIANZ GLOBAL INVESTORS ASIA PACIFIC DRB4 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- GBP 3

4 DRB5 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- GBP DRB6 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- CAD DRB7 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- CAD DRB8 ALLIANZ US HIGH YIELD CLASS AM DIS (M CASH)- DRC1 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- NZD DRC2 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- NZD DRC3 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M CASH)- DRC4 ALLIANZ US HIGH YIELD CLASS A H2 DIS (M REINVEST)- DRC5 ALLIANZ US HIGH YIELD CLASS AM DIS (M REINVEST)- BARING ASSET MANAGEMENT BA04 BARING EASTERN OPE FUND (REINVEST)- BARING ASSET MANAGEMENT BA05 BARING EASTERN OPE FUND (REINVEST)- BARING ASSET MANAGEMENT BA07 BARING HONG KONG CHINA FUND A INC (REINVEST)- BARING ASSET MANAGEMENT BA11 BARING ASEAN FRONTIERS FUND A INC (REINVEST)- BARING ASSET MANAGEMENT BA12 BARING HONG KONG CHINA FUND A INC (REINVEST)- BARING ASSET MANAGEMENT BA21 BARING HONG KONG CHINA FUND A INC (CASH)- BARING ASSET MANAGEMENT BA22 BARING HONG KONG CHINA FUND A INC (CASH)- BARING ASSET MANAGEMENT BA37 BARING EASTERN OPE FUND (CASH)- BARING ASSET MANAGEMENT BA38 BARING EASTERN OPE FUND (CASH)- BARING ASSET MANAGEMENT BA55 BARING ASEAN FRONTIERS FUND A INC (CASH)- BARING ASSET MANAGEMENT BA72 BARING INTERNATIONAL BOND FUND A INC (S REINVEST)- BARING ASSET MANAGEMENT BA73 BARING INTERNATIONAL BOND FUND A INC (S CASH)- BARING ASSET MANAGEMENT BA74 BARING INTERNATIONAL BOND FUND A INC (S REINVEST)- BARING ASSET MANAGEMENT BA75 BARING INTERNATIONAL BOND FUND A INC (S CASH)- BARING ASSET MANAGEMENT BA94 BARING EASTERN TRUST (GBP) (N REINVEST)-GBP BARING ASSET MANAGEMENT BA98 BARING INTERNATIONAL BOND FUND A INC (S REINVEST)- GBP BARING ASSET MANAGEMENT BA99 BARING INTERNATIONAL BOND FUND A INC (S CASH)-GBP BARING ASSET MANAGEMENT BAA9 BARING GERMAN GROWTH (STERLING) TRUST (N REINVEST)-GBP BARING ASSET MANAGEMENT BAB3 BARING ASIA BALANCED FUND ACC (N REINVEST)- BARING ASSET MANAGEMENT BARING ASSET MANAGEMENT BAD0 BAD1 BARING EMERGING MARKET DEBT LOCAL CUR FUND A (M CASH) - BARING EMERGING MARKET DEBT LOCAL CUR FUND A (M REIN) - BARING ASSET MANAGEMENT BAE4 BARING HONG KONG CHINA FUND A INC (CASH)- BARING ASSET MANAGEMENT BAE5 BARING HONG KONG CHINA FUND A INC (REINVEST)- 4

5 BARING ASSET MANAGEMENT BAE6 BARING ASEAN FRONTIERS FUND A ACC - BARING ASSET MANAGEMENT BAE8 BARING GERMAN GROWTH TRUST HEDGED A ACC - BL01 BGF WORLD MINING FUND A2 ACC - BL02 BGF EMERGING OPE FUND A2 ACC - BL03 BGF EMERGING OPE FUND A2 ACC - BL04 BGF LATIN AMERICAN FUND A2 ACC - BL05 BGF LATIN AMERICAN FUND A2 ACC - BL06 BGF NEW ENERGY FUND A2 ACC - BL07 BGF NEW ENERGY FUND A2 ACC - BL09 BL10 BGF US SMALL & MIDCAP OPPORTUNITIES FUND A2 ACC - BGF US SMALL & MIDCAP OPPORTUNITIES FUND A2 ACC - BL11 BGF WORLD ENERGY FUND A2 ACC - BL12 BGF WORLD ENERGY FUND A2 ACC - BL13 BGF WORLD GOLD FUND A2 ACC - BL14 BGF WORLD GOLD FUND A2 ACC - BL15 BGF WORLD MINING FUND A2 ACC - BL18 BGF GLOBAL ALLOCATION FUND A2 ACC - BL19 BGF GLOBAL ALLOCATION FUND A2 ACC - BL20 BGF GLOBAL ALLOCATION FUND HDG A2 ACC - H BL21 BGF GLOBAL ALLOCATION FUND HDG A2 ACC - AUD H BL22 BGF ASIAN TIGER BOND FUND A2 ACC - BL23 BGF ASIAN TIGER BOND FUND A3 (M CASH) - BL24 BGF ASIAN TIGER BOND FUND A3 (M REIN) - BL25 BGF ASIAN TIGER BOND FUND HDG A3 (M CASH) - H BL26 BGF ASIAN TIGER BOND FUND HDG A3 (M REIN) - H BL27 BGF CHINA HEDGED A2 ACC- BL28 BGF CHINA HEDGED A2 ACC-SGD BL29 BGF CHINA A2 ACC- BL30 BGF WORLD HEALTHSCIENCE A2 ACC- BL31 BGF WORLD GOLD HEDGED A2 SGD ACC BL32 BGF WORLD FINANCIALS A2 ACC- BL34 BGF US GOVERNMENT MORTGATE A2 ACC- BL35 BGF US GOVERNMENT MORTGATE A3 DIS ( M CASH)- BL38 BGF US BASIC VALUE A2 ACC- 5

6 BL39 BGF PACIFIC EQUITY A2 ACC- BL44 BGF INDIA A2 ACC- BL45 BGF GLOBAL SMALLCAP A2 ACC- BL50 BGF GLOBAL DYNAMIC EQUITY A2 ACC- BL52 BGF OPEAN VALUE A2 ACC- BL54 BGF OPEAN A2 ACC- BL58 BGF O BOND A3 DIS (M CASH)- BL59 BGF O BOND A2 ACC- BL60 BGF EMERGING MARKETS A2 ACC- BL61 BGF EMERGING MARKETS BOND A2 Acc- BL62 BGF EMERGING MARKETS BOND A3 DIS (M CASH)- BL67 BGF JAPAN SMALL & MIDCAP OPPS A2 ACC-JPY BL69 BGF O SHORT DURATION BOND A3 DIS (M CASH)- BL70 BGF O SHORT DURATION BOND A2 ACC- BL71 BGF GLOBAL CORPORATE BOND HDG A2 ACC- BL74 BGF GLOBAL CORPORATE BOND FUND A2 ACC- BL75 BGF GLOBAL CORPORATE BOND A6 DIS (M CASH) - BL76 BGF GLOBAL CORPORATE BOND A6 DIS (M REINVEST) - BL79 BGF ASIAN TIGER BOND FUND A6 (M CASH) - BL80 BGF ASIAN TIGER BOND FUND A6 (M REINVEST) - BL83 BGF ASIAN TIGER BOND FUND AUD HDG A8 (M CASH) - AUD BL84 BGF ASIAN TIGER BOND FUND AUD HDG A8 (M REINVEST) - AUD BL86 BGF ASIAN TIGER BOND FUND NZD HDG A3 (M CASH)- NZD BL87 BGF ASIAN TIGER BOND FUND NZD HDG A3 (M REIN)- NZD BL88 BGF GLOBAL CORPORATE BOND AUD HDG A8 (M CASH)- AUD BL89 BGF GLOBAL CORPORATE BOND AUD HDG A8 (M REIN)- AUD BL90 BGF GLOBAL CORPORATE BOND HDG A6 (M CASH)- BL91 BGF GLOBAL CORPORATE BOND HDG A6 (M REIN)- BL92 BGF GLOBAL CORPORATE BOND NZD HDG A3 (M CASH)- NZD BL93 BGF GLOBAL CORPORATE BOND NZD HDG A3 (M REIN)- NZD BL94 BGF GLOBAL CORPORATE BOND CAD HDG A3 (M CASH)- CAD BL95 BGF GLOBAL CORPORATE BOND CAD HDG A3 (M REIN)- CAD BL96 BGF GLOBAL CORPORATE BOND GBP HDG A3 (M CASH)- GBP 6

7 BL97 BGF GLOBAL CORPORATE BOND GBP HDG A3 (M REIN)- GBP BL98 BGF EMERGING MARKETS BOND A3 DIS (M REIN)- BL99 BGF EMERGING MARKETS BOND AUD HDG A8 (M CASH)- AUD BLA0 BGF OPEAN FUND HEDGED A2 ACC- BLA1 BGF EMERGING MARKETS BOND AUD HDG A8 (M REIN)- AUD BLA2 BGF EMERGING MARKETS BOND A6 (M CASH)- BLA3 BGF EMERGING MARKETS BOND A6 (M REIN)- BLA4 BGF EMERGING MARKETS BOND HDG A6 (M CASH)- BLA5 BGF EMERGING MARKETS BOND HDG A6 (M REIN)- BLA6 BGF CHINA FUND A2 ACC- BLA9 BGF OPEAN VALUE A2 ACC- BLB1 BGF OPEAN FUND HEDGED A2 ACC- BLB7 BGF WORLD HEALTHSCIENCE HEDGED A2 ACC- BLB8 BGF WORLD HEALTHSCIENCE AUD HEDGED A2 ACC-AUD BLC3 BGF JAPAN SMALL & MIDCAP OPPS HEDGE A2 ACC- BLC4 BGF JAPAN SMALL & MIDCAP OPPS HEDGE A2 ACC- BLC8 BGF WORLD HEALTHSCIENCE SGD HEDGED A2 ACC-SGD BLE3 BGF OPEAN FUND HEDGED A2 ACC - AUD BLD2 BGF OPEAN EQUITY INCOME FUND A2 ACC - BLD3 BGF OPEAN EQUITY INCOME FUND HEDGED A2 ACC - BLD4 BGF OPEAN EQUITY INCOME FUND A6 (M CASH) - BLD5 BGF OPEAN EQUITY INCOME FUND A6 (M REIN) - BLD6 BLD7 BLD8 BLD9 BLE1 BLE2 BGF OPEAN EQUITY INCOME FUND HEDGED A6 (M CASH) - GBP BGF OPEAN EQUITY INCOME FUND HEDGED A6 (M REIN) - GBP BGF OPEAN EQUITY INCOME FUND HEDGED A6 (M CASH) - BGF OPEAN EQUITY INCOME FUND HEDGED A6 (M REIN) - BGF OPEAN EQUITY INCOME FUND HEDGED A8 (M CASH) - CAD BGF OPEAN EQUITY INCOME FUND HEDGED A8 (M REIN) - CAD BLE4 BGF ASIAN TIGER BOND FUND HEDGED A8 (M CASH) - CAD BLE5 BGF ASIAN TIGER BOND FUND HEDGED A8 (M REIN) - CAD BLE6 BGF ASIAN TIGER BOND FUND HEDGED A8 (M CASH) - NZD BLE7 BGF ASIAN TIGER BOND FUND HEDGED A8 (M REIN) - NZD 7

8 FDK1 FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M CASH)- FDK2 FIDELITY GLOBAL DIVIDEND FUND A ACC- FDK3 FDK4 FDK5 FDK6 FDK7 FDK8 FDK9 FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M CASH)- FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M REINVEST)- FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M REINVEST)- FIDELITY GLOBAL DIVIDEND FD A MINC(G) AUD HDG (M CASH)-AUD FIDELITY GLOBAL DIVIDEND FD A MINC(G) AUD HDG (M REIN)-AUD FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M CASH)- FIDELITY GLOBAL DIVIDEND FUND A MINCOME(G) (M REINVEST)- FD01 FIDELITY AMERICA FUND A (REINVEST)- FD03 FIDELITY ASIAN SPECIAL SITUATION FUND A (REINVEST)- FD07 FIDELITY O BALANCED FUND A (REINVEST)- FD08 FIDELITY O BLUE CHIP FUND A (REINVEST)- FD09 FIDELITY O STOXX 50 FUND A (REINVEST)- FD11 FIDELITY OPEAN GROWTH FUND A (REINVEST)- FD13 FIDELITY GREATER CHINA FUND A (REINVEST)- FD14 FIDELITY GLOBAL HEALTH CARE FUND A (REINVEST)- FD15 FIDELITY INDONESIA FUND A (REINVEST)- FD16 FIDELITY INTERNATIONAL FUND A (REINVEST)- FD21 FIDELITY PACIFIC FUND A (REINVEST)- FD22 FIDELITY ASIA FOCUS FUND A (REINVEST)- FD24 FIDELITY GLOBAL TECHNOLOGY FUND A (REINVEST)- FD25 FIDELITY GLOBAL TELECOMMUNICATIONS FUND A (REINVEST)- FD26 FIDELITY THAILAND FUND A (REINVEST)- FD27 FIDELITY US DOLLAR BOND FUND A (S REINVEST)- FD28 FIDELITY O BOND FUND A (REINVEST)- FD29 FIDELITY FUNDS - US DOLLAR BOND FUND A (M CASH)- FD30 FIDELITY US HIGH YIELD FUND A (M REINVEST)- FD31 FIDELITY MALAYSIA FUND A (REINVEST)- FD32 FIDELITY GERMANY FUND A (REINVEST)- FD33 FIDELITY JAPAN ADVANTAGE FUND A (REINVEST)-JPY FD34 FIDELITY CHINA FOCUS FUND A (REINVEST)- 8

9 FD35 FIDELITY AUSTRALIA FUND A (REINVEST)-AUD FD36 FIDELITY OPEAN HIGH YIELD FUND A (REINVEST)- FD37 FIDELITY OPEAN HIGH YIELD FUND A (M REINVEST)- FD39 FIDELITY LATIN AMERICA FUND A (REINVEST)- FD42 FIDELITY FUNDS - ASEAN FUND A (REINVEST)- FD44 FIDELITY FUNDS - SINGAPORE FUND A (REINVEST)- FD46 FIDELITY US HIGH YIELD FUND A (M CASH)- FD47 FIDELITY ASIA PACIFIC DIVIDEND FUND A (S REINVEST)- FD49 FIDELITY ASIA PACIFIC DIVIDEND FUND A (S CASH) FD51 FIDELITY OPEAN HIGH YIELD FUND A (M CASH)- FD52 FIDELITY AMERICA FUND A (CASH)- FD56 FIDELITY FUNDS - ASEAN FUND A (CASH)- FD57 FIDELITY ASIAN SPECIAL SITUATION FUND A (CASH)- FD58 FIDELITY AUSTRALIA FUND A (CASH)-AUD FD59 FIDELITY CHINA FOCUS FUND A (CASH)- FD61 FIDELITY O BLUE CHIP FUND A (CASH)- FD62 FIDELITY O STOXX 50 FUND A (CASH)- FD64 FIDELITY OPEAN GROWTH FUND A (CASH)- FD67 FD68 FIDELITY OPEAN DYNAMIC GROWTH FUND A (CASH)- FIDELITY OPEAN DYNAMIC GROWTH FUND A (REINVEST)- FD72 FIDELITY GERMANY FUND A (CASH)- FD74 FIDELITY GREATER CHINA FUND A (CASH)- FD78 FIDELITY INDONESIA FUND A (CASH)- FD79 FIDELITY INTERNATIONAL FUND A (CASH)- FD80 FIDELITY ITALY FUND A (CASH)- FD81 FIDELITY ITALY FUND A (REINVEST)- FD82 FIDELITY JAPAN ADVANTAGE FUND A (CASH)-JPY FD86 FIDELITY LATIN AMERICA FUND A (CASH)- FD87 FIDELITY MALAYSIA FUND A (CASH)- FD89 FIDELITY PACIFIC FUND A (CASH)- FD90 FIDELITY FUNDS - SINGAPORE FUND A (CASH)- FD91 FIDELITY ASIA FOCUS FUND A (CASH)- FD95 FIDELITY THAILAND FUND A (CASH)- 9

10 FDA2 FIDELITY O BALANCED FUND A (CASH)- FDA6 FDA7 FIDELITY GLOBAL CONSUMER INDUSTRIES FUND A (CASH)- FIDELITY GLOBAL CONSUMER INDUSTRIES FUND A (REINVEST)- FDA8 FIDELITY GLOBAL FINANCIAL SERVICES FUND A (CASH)- FDA9 FIDELITY GLOBAL FINANCIAL SERVICES FUND A (REINVEST)- FDAA FIDELITY GLOBAL HEALTH CARE FUND A (CASH)- FDAB FIDELITY GLOBAL INDUSTRIALS FUND A (CASH)- FDAC FIDELITY GLOBAL INDUSTRIALS FUND A (REINVEST)- FDAD FIDELITY GLOBAL TECHNOLOGY FUND A (CASH)- FDAE FIDELITY GLOBAL TELECOMMUNICATIONS FUND A (CASH)- FDAF FIDELITY O BOND FUND A (CASH)- FDAG FIDELITY O BOND FUND A (M REINVEST)- FDAH FIDELITY OPEAN HIGH YIELD FUND A (CASH)- FDAI FIDELITY INTERNATIONAL BOND FUND A (CASH)- FDAJ FIDELITY INTERNATIONAL BOND FUND A (REINVEST)- FDAL FIDELITY US DOLLAR BOND FUND A (S CASH)- FDAM FIDELITY US HIGH YIELD FUND A (CASH)- FDAN FIDELITY US HIGH YIELD FUND A (REINVEST)- FDAO FIDELITY O BOND FUND A (M CASH)- FDAP FIDELITY FUNDS - US DOLLAR BOND FUND A (M REINVEST)- FDAQ FIDELITY O CASH FUND A (CASH)- P1 FDAR FIDELITY O CASH FUND A (REINVEST)- P1 FDAS FIDELITY US DOLLAR CASH FUND A (CASH)- P1 FDAT FIDELITY US DOLLAR CASH FUND A (REINVEST)- P1 FDB0 FIDELITY EMERGING MARKET DEBT FUND A ACC (N REINVEST)- FDB1 FIDELITY EMERGING MARKET DEBT FUND A (REINVEST)- FDB2 FIDELITY EMERGING MARKET DEBT FUND A (CASH)- FDB3 FIDELITY EMERGING MARKET DEBT FUND A (REINVEST)- FDB4 FIDELITY EMERGING MARKET DEBT FUND A (CASH)- FDB5 FDB6 FDB7 FIDELITY EMERGING MARKET DEBT FUND A MDIST (M REINVEST)- FIDELITY EMERGING MARKET DEBT FUND A MDIST (M CASH)- FIDELITY EMERGING MARKET DEBT FUND A MDIST (M REINVEST)- 10

11 FDB8 FDB9 FDC7 FDC8 FDD8 FDD9 FDE1 FDE2 FIDELITY EMERGING MARKET DEBT FUND A MDIST (M CASH)- FIDELITY EMERGING MARKET DEBT FUND A ACC (N REINVEST)- FIDELITY FUNDS-ASIA PACIFIC PROPERTY FUND A (Q REINVEST)- FIDELITY FUNDS - ASIA PACIFIC PROPERTY FUND A (Q CASH) - FIDELITY FD-EMERGING OPE MIDDLE EAST & AFRICA(CASH)-A FIDELITY FD-EMERGING OPE MIDDLE EAST & AFRICA(CASH)-A FIDELITY FD-EMG MIDDLE EAST & AFRICA (REIN)-A- ACC- FIDELITY FD-EMG OPE MIDDLE EAST & AFRICA (REIN)-A- ACC- FDF6 FIDELITY ASIA FOCUS FUND A ACC- FDG0 FIDELITY INTERNATIONAL BOND FUND A ACC- FDG1 FIDELITY ASIAN HIGH YIELD FUND A MDIST (M CASH) - FDG3 FIDELITY US HIGH YIELD FUND A ACC- FDG4 FIDELITY US DOLLAR BOND FUND A ACC- FDG7 FIDELITY ASIA FOCUS A FUND (CASH)- FDG8 FIDELITY ASIA FOCUS FUND A ACC- FDH0 FIDELITY INTERNATIONAL FUND A ACC- FDH2 FIDELITY GLOBAL TELECOMMUNICATIONS FUND A ACC- FDH4 FIDELITY GLOBAL HEALTH CARE FUND A ACC- FDH6 FIDELITY OPEAN SMALLER COMPANIES FUND A ACC- FDH8 FIDELITY OPEAN DYNAMIC GROWTH FUND A ACC- FDH9 FIDELITY O STOXX 50 FUND A ACC- FDI0 FIDELITY OPEAN HIGH YIELD FUND A ACC- FDI1 FIDELITY O CASH FUND A ACC- P1 FDI2 FIDELITY O BOND FUND A ACC- FDI3 FIDELITY O BLUE CHIP FUND A ACC- FDI4 FIDELITY CHINA FOCUS FUND A ACC- FDI5 FIDELITY AUSTRALIA FUND A ACC- AUD FDI6 FIDELITY ASIAN SPECIAL SITUATION FUND A ACC- FDI7 FIDELITY AMERICA FUND A ACC- FDJ0 FIDELITY CHINA OPPORTUNITIES FUND A (CASH)- FDJ1 FIDELITY CHINA OPPORTUNITIES FUND A (REINVEST)- FDJ2 FIDELITY CHINA OPPORTUNITIES FUND A ACC- 11

12 FDJ4 FIDELITY ASIAN HIGH YIELD FUND A MDIST (M REIN) - FDJ5 FDJ6 FDJ7 FDJ8 FDJ9 FIDELITY ASIAN HIGH YIELD FUND A MINCOME (M CASH) - FIDELITY ASIAN HIGH YIELD FUND A MINCOME (M REIN) - FIDELITY OPEAN SMALLER COMPANIES A ACC HEDGED- FIDELITY OPEAN GROWTH FUND A ACC HEDGED- FIDELITY OPEAN DYNAMIC GROWTH FUND A ACC HEDGED- FDL7 FIDELITY O BLUE CHIP FUND A ACC HEDGED - FDL8 FIDELITY GERMANY FUND A ACC HEDGED - FDL9 FIDELITY PACIFIC FUND A ACC HEDGED - AUD FDM0 FIDELITY JAPAN SMALLER COMPANIES FUND A ACC HEDGED - FDM1 FIDELITY O BALANCED FUND A ACC HEDGED - FDM2 FIDELITY FUNDS - ASEAN FUND A ACC HEDGED - AUD FIRST STATE INVESTMENTS FS04 FIRST STATE CHINA GROWTH FUND I (N REINVEST)- FIRST STATE INVESTMENTS FS05 FIRST STATE ASIAN BRIDGE FUND (S REINVEST)- FIRST STATE INVESTMENTS FS06 FIRST STATE GREATER CHINA GROWTH FUND I (N REINVEST)- FIRST STATE INVESTMENTS FS09 FIRST STATE ASIAN EQUITY PLUS FUND I DIS (S REINVEST)- FIRST STATE INVESTMENTS FS12 FIRST STATE ASIAN BRIDGE FUND (S CASH)- FIRST STATE INVESTMENTS FS13 FIRST STATE ASIAN EQUITY PLUS FUND I DIS (S CASH)- FIRST STATE INVESTMENTS FS15 FIRST STATE ASIAN GROWTH FUND I (N REINVEST)- FIRST STATE INVESTMENTS FS19 FIRST STATE SINGAPORE & MALAYSIA GROWTH FUND I (N REIN)- FIRST STATE INVESTMENTS FS20 FIRST STATE ASIA OPPORTUNITIES FUND I ACC - FIRST STATE INVESTMENTS FS24 FIRST STATE GLOBAL RESOURCES FUND (N REINVEST)- FIRST STATE INVESTMENTS FS27 FIRST STATE CHINA FOCUS FUND CLASS 1 ACC - FT01 FRANKLIN INCOME FUND A DIS (M REINVEST)- FT03 FRANKLIN MUTUAL OPEAN FUND A ACC (REINVEST)- FT05 TEMPLETON LATIN AMERICA FUND A DIS (REINVEST)- FT07 TEMPLETON GLOBAL BALANCED A DIS (Q CASH)- FT08 FT09 FRANKLIN MUTUAL OPEAN FUND A ACC (REINVEST)- FRANKLIN US SMALL-MID CAP GROWTH FUND A ACC (REINVEST)- FT10 FRANKLIN US OPPORTUNITIES FUND A ACC (REINVEST)- FT11 FRANKLIN INCOME FUND B DIS (M CASH)- FT12 TEMPLETON EMERGING MARKETS BOND FUND B DIS (Q REINVEST)- 12

13 FT13 FRANKLIN INCOME FUND A DIS (M CASH)- FT15 TEMPLETON OPEAN FUND A ACC (REINVEST)- FT17 FT22 FT23 TEMPLETON EMERGING MARKETS BOND FUND A DIS (Q REINVEST)- FRANKLIN BIOTECHNOLOGY DISCOVERY A ACC (REINVEST)- FRANKLIN BIOTECHNOLOGY DISCOVERY B ACC (REINVEST)- FT34 FRANKLIN INCOME FUND B DIS (M REINVEST)- FT35 FRANKLIN MUTUAL OPEAN B ACC (REINVEST)- FT36 FRANKLIN TECHNOLOGY A ACC (REINVEST)- FT37 FRANKLIN TECHNOLOGY B ACC (REINVEST)- FT40 FRANKLIN US EQUITY A ACC (REINVEST)- FT41 FRANKLIN US EQUITY B ACC (REINVEST)- FT42 FRANKLIN US GOVERNMENT A DIS (M REINVEST)- FT43 FRANKLIN US GOVERNMENT A DIS (M CASH)- FT44 FRANKLIN US GOVERNMENT B DIS (M REINVEST)- FT45 FRANKLIN US GOVERNMENT B DIS (M CASH)- FT46 TEMPLETON ASIAN GROWTH A ACC (REINVEST)- FT47 TEMPLETON ASIAN GROWTH A DIS (REINVEST)- FT48 TEMPLETON ASIAN GROWTH A DIS (CASH)- FT53 FT54 FT55 FT56 TEMPLETON EMERGING MARKETS BOND A DIS (Q REINVEST)- TEMPLETON EMERGING MARKETS BOND A DIS (Q CASH)- TEMPLETON EMERGING MARKETS BOND FUND A DIS (Q CASH)- TEMPLETON EMERGING MARKETS BOND FUND B DIS (Q CASH)- FT63 TEMPLETON OPEAN A DIS (REINVEST)- FT64 TEMPLETON OPEAN A DIS (CASH)- FT69 TEMPLETON GLOBAL BALANCED A DIS (Q REINVEST)- FT70 TEMPLETON GLOBAL BALANCED B ACC (REINVEST)- FT71 TEMPLETON GLOBAL BOND A DIS (M REINVEST)- FT72 TEMPLETON GLOBAL BOND A DIS (M CASH)- FT73 TEMPLETON GLOBAL BOND A DIS (M REINVEST)- FT74 TEMPLETON GLOBAL BOND A DIS (M CASH)- FT75 TEMPLETON GLOBAL BOND B DIS (M REINVEST)- FT76 TEMPLETON GLOBAL BOND B DIS (M CASH)- FT81 TEMPLETON GLOBAL TOTAL RETURN A ACC - 13

14 FT82 TEMPLETON GLOBAL TOTAL RETURN A DIS (M REINVEST)- FT83 TEMPLETON GLOBAL TOTAL RETURN A DIS (M CASH)- FT84 FT85 TEMPLETON GLOBAL TOTAL RETURN B ACC (REINVEST)- TEMPLETON GLOBAL TOTAL RETURN B DIS (M REINVEST)- FT86 TEMPLETON GLOBAL TOTAL RETURN B DIS (M CASH)- FT89 TEMPLETON LATIN AMERICA FUND A DIS (CASH)- FT90 FRANKLIN US DOLLAR LIQUID RESERVE A DIS (M REINVEST)- FT91 FRANKLIN US DOLLAR LIQUID RESERVE A DIS (M CASH)- P1 FT92 FRANKLIN US DOLLAR LIQUID RESERVE B DIS (M REINVEST)- FT93 FRANKLIN US DOLLAR LIQUID RESERVE B DIS (M CASH)- P1 FTA4 FRANKLIN INDIA FUND A ACC - FTA5 FRANKLIN INDIA FUND B ACC - FTB8 TEMPLETON GLOBAL TOTAL RETURN FUND ACC - FTC1 TEMPLETON ASIAN GROWTH FUND A ACC - FTC3 TEMPLETON EMERGING MARKETS SMALLER CO A ACC - FTC4 TEMPLETON EMERGING MARKETS SMALLER CO A ACC - FTC5 TEMPLETON ASIAN GROWTH FUND B ACC - FTD4 TEMPLETON GLOBAL TOTAL RETURN A DIS (M REIN)- FTD5 TEMPLETON GLOBAL TOTAL RETURN A DIS (M CASH)- FTD7 TEMPLETON GLOBAL BOND FUND A DIS (M REIN) - FTD8 TEMPLETON GLOBAL BOND FUND A DIS (M CASH) - FTD9 TEMPLETON GLOBAL BOND FUND A ACC - FTE0 FTE1 TEMPLETON GLOBAL TOTAL RETURN FUND A DIS (M REIN) - TEMPLETON GLOBAL TOTAL RETURN FUND A DIS (M CASH) - FTE2 TEMPLETON GLOBAL TOTAL RETURN FUND A ACC - FTE3 FTE4 TEMPLETON EMERGING MARKETS BOND FUND A MDIS (M CASH)- TEMPLETON EMERGING MARKETS BOND FUND A MDIS (M REIN)- FTE5 TEMPLETON LATIN AMERICA FUND A ACC - FTE6 TEMPLETON LATIN AMERICA FUND B ACC - FTE7 FTE8 FTE9 TEMPLETON EMERGING MARKETS BOND FUND B DIS (M CASH)- TEMPLETON EMERGING MARKETS BOND FUND B DIS (M REINVEST)- TEMPLETON GLOBAL TOTAL RETURN FUND A ACC H1- P1 P1 14

15 FTF0 TEMPLETON GLOBAL BOND FUND A ACC- FTF1 TEMPLETON GLOBAL BOND FUND A H1 (M CASH)- AUD FTF2 TEMPLETON ASIAN SMALLER COMPANIES FUND A ACC - FTF4 FTF5 FTG0 FTG1 FTG2 FTG3 FRANKLIN GLOBAL REAL ESTATE FUND A DIS (Q CASH) - FRANKLIN GLOBAL REAL ESTATE FUND A DIS (Q REINVEST) - TEMPLETON GLOBAL TOTAL RETURN FUND GBP H1 DIS (M REIN)- GBP TEMPLETON GLOBAL TOTAL RETURN FUND GBP H1 DIS (M CASH)- GBP TEMPLETON GLOBAL TOTAL RETURN FUND AUD H1 DIS (M REIN)- AUD TEMPLETON GLOBAL TOTAL RETURN FUND AUD H1 DIS (M CASH)- AUD FTG4 TEMPLETON GLOBAL BOND FUND H1 DIS (M REIN)- FTG5 TEMPLETON GLOBAL BOND FUND H1 DIS (M CASH)- FTG6 TEMPLETON GLOBAL BOND FUND AUD H1 DIS (M REIN)- AUD FTG8 TEMPLETON GLOBAL BOND FUND GBP H1 DIS (M REIN)- GBP FTG9 FTH0 FTH1 FTH2 HD01 HD02 HD03 HD11 HD12 HD13 HD23 HD24 HD25 HD43 HD65 HD66 TEMPLETON GLOBAL BOND FUND GBP H1 DIS (M CASH)- GBP FRANKLIN GLOBAL REAL ESTATE FUND B DIS (Q REINVEST) - TEMPLETON GLOBAL TOTAL RETURN FUND H1 MDIS (M REIN)- TEMPLETON GLOBAL TOTAL RETURN FUND H1 MDIS (M CASH)- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A3 (Q CASH)- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A3 (Q REIN)- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A2 ACC- HENDERSON HORIZON GLOBAL TECHNOLOGY FUND A1 (CASH) - HENDERSON HORIZON GLOBAL TECHNOLOGY FUND A1 (REIN) - HENDERSON HORIZON GLOBAL TECHNOLOGY FUND A2 ACC - HENDERSON HRZ GLOBAL PROPERTY EQUITIES FUND A1 (CASH) - HENDERSON HRZ GLOBAL PROPERTY EQUITIES FUND A1 (REIN) - HENDERSON HRZ GLOBAL PROPERTY EQUITIES FUND A2 ACC - HENDERSON HORIZON PAN OPEAN EQUITY FUND A2 ACC - HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A3(Q REIN)- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A3(Q CASH)- HD67 HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A3(Q REIN)- SGD 15

16 HD68 HD69 HD70 HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A3(Q CASH)- SGD HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A2 ACC- HENDERSON HORIZON ASIAN DIVIDEND INCOME FUND A2 ACC- SGD IN03 INVESCO KOREAN EQUITY FUND A (REINVEST)- IN05 INVESCO PRC EQUITY FUND A (REINVEST)- IN07 INVESCO ASIA BALANCED FUND A-DIST (Q REINVEST)- IN08 INVESCO GLOBAL HIGH INCOME FUND A (S REINVEST)- IN10 INVESCO GLOBAL HEALTH CARE FUND A (REINVEST)- IN12 INVESCO GREATER CHINA EQUITY FUND A (N REINVEST)- IN13 INVESCO ASIA BALANCED FUND A-ACC (REINVEST)- IN16 INVESCO EMERGING MARKETS EQUITY FUND A (REINVEST)- IN19 INVESCO GLOBAL SMALL CAP EQUITY FUND A (CASH)- IN23 INVESCO ASIA BALANCED FUND A-DIST (Q CASH)- IN24 INVESCO GLOBAL HIGH INCOME FUND-AMD (M CASH)- IN25 INVESCO ENERGY FUND A (N REINVEST)- IN36 INVESCO GLOBAL HIGH INCOME FUND-AMD (M REINVEST)- IN41 INVESCO KOREAN EQUITY FUND A (CASH)- IN44 INVESCO PACIFIC EQUITY FUND A (REINVEST)- IN45 INVESCO PACIFIC EQUITY FUND A (CASH)- IN46 INVESCO PRC EQUITY FUND A (CASH)- ING3 INVESCO JAPANESE EQUITY CORE FUND - A (REINVEST)- IN51 INVESCO JAPANESE EQUITY CORE FUND - A (CASH)- IN57 IN58 IN67 IN68 INVESCO PAN OPEAN STRUCTURED EQUITY FD A (N REINVEST)- INVESCO PAN OPEAN EQUITY FUND A ACC (N REINVEST)- INVESCO EMERGING MARKETS EQUITY FUND - A (CASH)- INVESCO GLOBAL SMALL CAP EQUITY FUND - A (REINVEST)- IN72 INVESCO GLOBAL HEALTH CARE FUND - A (CASH)- IN87 INVESCO GLOBAL HIGH INCOME FUND - A (S CASH)- IN88 IN89 IN90 INVESCO EMERGING MARKETS BOND FUND - A (S REINVEST)- INVESCO EMERGING MARKETS BOND FUND - A (S CASH)- INVESCO EMERGING MARKETS BOND FUND-AMD (M REINVEST)- 16

17 IN91 INVESCO EMERGING MARKETS BOND FUND-AMD (M CASH)- IN94 INVESCO RESERVE FUND - A (N REINVEST)- P1 IN96 IN97 INVESCO ASIA INFRASTRUCTURE FUND A ACC (N REINVEST)- INVESCO ASIA INFRASTRUCTURE FUND A DIS (S REINVEST)- IN98 INVESCO ASIA INFRASTRUCTURE FUND A DIS (S CASH)- IN99 INVESCO PAN OPEAN HIGH INCOME FUND ACC(N REIN)- INA0 INVESCO PAN OPEAN HIGH INCOME FUND (Q REIN)- INA1 INA7 INA8 INA9 INVESCO PAN OPEAN HIGH INCOME FUND (Q CASH)- INVESCO UK INVESTMENT GRADE BOND FUND (Q REINVEST)-GBP INVESCO UK INVESTMENT GRADE BOND FUND (Q CASH)- GBP INVESCO PAN OPEAN EQUITY FUND DIS (REINVEST)- INB0 INVESCO PAN OPEAN EQUITY FUND DIS (CASH)- INB3 INB4 INB5 INB6 INB7 INVESCO EMERGING LOCAL CURRENCIES DEBT FUND A MD (M REI) INVESCO EMERGING LOCAL CURRENCIES DEBT FUND A MD(M CASH) INVESCO EMERGING LOCAL CURRENCIES DEBT FUND A ACC INVESCO ASIA CONSUMER DEMAND FUND A DIS (S CASH) - INVESCO ASIA CONSUMER DEMAND FUND A DIS (S REINVEST) - INB8 INVESCO ASIA CONSUMER DEMAND FUND A ACC - INC2 INVESCO PAN OPEAN EQUITY FUND DIS (REINVEST)- INC3 INVESCO GLOBAL REAL ESTATE SEC A DIS (CASH)- INC5 INVESCO O CORPORATE BOND A MD (CASH)- INC6 INVESCO ASIA BALANCED FUND A-DIST (Q CASH)- INC7 INVESCO ASIA BALANCED FUND A-DIST (Q REINVEST)- IND2 IND3 ING4 INVESCO EMERGING MARKETS BOND FUND-AMD (M REINVEST)- INVESCO EMERGING MARKETS BOND FUND-AMD (M CASH)- INVESCO JAPANESE EQUITY CORE FUND A HEDGED ACC- IND6 INVESCO PRC EQUITY FUND A ACC- INF0 INF1 INVESCO ASIA BALANCED FUND A (AUD HGD) MDIST-1 (M CASH)-AUD INVESCO ASIA BALANCED FUND A (AUD HGD) MDIST-1 (M REIN)-AUD INF2 INVESCO ASIA BALANCED FUND A HEDGED ACC - 17

18 INE5 INE6 INE7 INE8 INE9 INVESCO PAN OPEAN EQUITY FUND A HEDGED ACC - INVESCO ASIA BALANCED FUND A (NZD HGD) MDIST-1 (M CASH)-NZD INVESCO ASIA BALANCED FUND A (NZD HGD) MDIST-1 (M REIN)-NZD INVESCO ASIA BALANCED FUND A (CAD HGD) MDIST-1 (M CASH)-CAD INVESCO ASIA BALANCED FUND A (CAD HGD) MDIST-1 (M REIN)-CAD INF4 INVESCO PRC EQUITY FUND A NZD HEDGED ACC - NZD INF5 INVESCO PRC EQUITY FUND A HEDGED ACC INF6 INVESCO PRC EQUITY FUND A CAD HEDGED ACC CAD INF7 INVESCO PRC EQUITY FUND A AUD HEDGED ACC AUD ING5 ING6 ING0 INVESCO JAPANESE EQUITY CORE FUND A GBP HEDGED ACC- GBP INVESCO JAPANESE EQUITY CORE FUND A HEDGED ACC- INVESCO PAN OPEAN STRUCTURED EQUITY FD A HEDGED ACC - JF01 JPMORGAN AUSTRALIA ACC- JF05 JPMORGAN KOREA ACC- JF06 JPMORGAN PACIFIC SECURITIES ACC- JF12 JPM GREATER CHINA A DIST (REINVEST)- JF13 JPM ASIA PACIFIC INCOME A DIST (REINVEST)- JF20 JPMORGAN INDIA ACC- JF21 JPMORGAN THAILAND ACC- JF23 JPMORGAN MALAYSIA ACC- JF24 JPMORGAN ASEAN ACC- JF31 JPMORGAN ASIAN TOTAL RETURN BOND MTH (M CASH)- JF37 JPM GREATER CHINA A DIST (CASH)- JF38 JPM HONG KONG A DIST (REINVEST)- JF39 JPM HONG KONG A DIST (CASH)- JF49 JPM ASIA PACIFIC INCOME A DIST (CASH)- JF57 JPMORGAN ASIAN TOTAL RETURN BOND MTH (M REINVEST)- JF94 JPMORGAN CHINA PIONEER A SHARE FUND ACC- JF96 JPM EMERGING MARKETS EQUITY A DIST (REINVEST)- JF98 JPM GLOBAL NATURAL RESOURCES A DIST (REINVEST)- JFB9 JPM GLOBAL NATURAL RESOURCES A ACC- JFC1 JPMORGAN MULTI INCOME MTH (M REIN) - 18

19 JFC2 JPMORGAN MULTI INCOME MTH (M CASH) - JFC4 JPM ASIA PACIFIC INCOME A MTH (M CASH)- JFC5 JPM ASIA PACIFIC INCOME A MTH (M REINVEST)- JFD0 JPMORGAN MULTI INCOME MTH (M CASH)- JFD1 JPMORGAN GREATER CHINA SMALLER COMPANIES ACC- JFD2 JPM HONG KONG A DIST (CASH)- JFD3 JPM HONG KONG A DIST (REINVEST)- JFD4 JPM ASIA PACIFIC INCOME A (IRC) CAD HEDGED (M CASH)-CAD JFD5 JFD8 JFD9 JPM ASIA PACIFIC INCOME A (IRC) CAD HEDGED (M REINVEST)-CAD JPM ASIA PACIFIC INCOME A (IRC) AUD HEDGED (M CASH)- AUD JPM ASIA PACIFIC INCOME A (IRC) AUD HEDGED (M REINVEST)-AUD JFG1 JPMORGAN ASEAN ACC RMB HDG- RMB JFG6 JPMORGAN MULTI INCOME MTH (M REIN)- JFE0 JPM OPE DYNAMIC A ACC HEDGED- JFE2 JPM OPE DYNAMIC A ACC AUD HEDGED-AUD JFE3 JFE4 JFE6 JFE7 JFE8 JFE9 JFF0 JFF1 JFF2 JFF3 JFF4 JPMORGAN MULTI INCOME MTH GBP HEDGED (M CASH)- GBP JPMORGAN MULTI INCOME MTH HEDGED (M CASH)- JPMORGAN ASIAN TOTAL RETURN BOND MTH RMB HDG (M CASH)- RMB JPMORGAN ASIAN TOTAL RETURN BOND ACC RMB HDG- RMB FIDELITY OPEAN SMALLER COMPANIES A ACC HEDGED- JPMORGAN ASIAN TOTAL RETURN BOND MTH (M CASH)- JPMORGAN ASIAN TOTAL RETURN BOND MTH CAD HDG (M CASH)- CAD JPMORGAN ASIAN TOTAL RETURN BOND MTH AUD HDG (M CASH)- AUD JPM ASIA PACIFIC INCOME A (IRC) NZD HEDGED (M CASH)- NZD JPM ASIA PACIFIC INCOME A (IRC) NZD HEDGED (M REINVEST)-NZD JPMORGAN MULTI INCOME MTH RMB HEDGED (M CASH)- RMB JFF8 JPMORGAN MULTI INCOME MTH HEDGED (M REIN)- JFH4 JFH5 JFH6 JPMORGAN ASIAN TOTAL RETURN BOND MTH AUD HDG (M REIN)- AUD JPMORGAN ASIAN TOTAL RETURN BOND MTH CAD HDG (M REIN)- CAD JPMORGAN ASIAN TOTAL RETURN BOND MTH GBP HDG (M CASH)- GBP 19

20 JFH7 JPMORGAN ASIAN TOTAL RETURN BOND MTH GBP HDG (M REIN)- GBP JFH8 JPMORGAN ASIAN TOTAL RETURN BOND MTH (M REIN)- JFH9 JFI0 JPMORGAN ASIAN TOTAL RETURN BOND MTH NZD HDG (M REIN)- NZD JPMORGAN MULTI INCOME MTH CAD HEDGED (M REIN) - CAD JFI1 JPMORGAN MULTI INCOME MTH CAD HEDGED (M CASH) CAD JFI2 JPMORGAN MULTI INCOME MTH GBP HEDGED (M REIN)- GBP JFI3 JPMORGAN MULTI INCOME MTH RMB HEDGED (M REIN)- RMB JFI4 JPM AMERICA EQUITY A DIST (REINVEST)- JFI5 JPM AMERICA EQUITY A DIST (CASH)- JFI6 JPM EMERGING OPE EQUITY A DIST (REINVEST)- JFI7 JPM EMERGING OPE EQUITY A DIST (CASH)- JFI8 JPM OPE DYNAMIC A DIST (REINVEST)- JFI9 JPM OPE DYNAMIC A DIST (CASH)- JFJ2 JPM GLOBAL DYNAMIC A DIST (REINVEST)- JFJ3 JPM GLOBAL DYNAMIC A DIST (CASH)- JFJ4 JPM LATIN AMERICA EQUITY A DIST (REINVEST)- JFJ5 JPM LATIN AMERICA EQUITY A DIST (CASH)- LM01 LM09 LEGG MASON WESTERN ASSET US MONEY MARKET FUND A ACC- LEGG MASON CLEARBRIDGE US AGGRESSIVE GROWTH FUND A ACC- LM10 LEGG MASON BRANDYWINE GLOBAL FIXED INCOME FUND A ACC- LM16 LEGG MASON BRANDYWINE GLOBAL FIXED INCOME FUND A(M CASH)- LM17 LEGG MASON BRANDYWINE GLOBAL FIXED INCOME FUND A(M REIN)- LM19 LEGG MASON CB US AGGRESSIVE GROWTH A AUD HDG ACC-AUD LM20 LEGG MASON ROYCE US SMALL CAP OPP FUND A ACC- LM21 LM22 LM23 LM24 LM25 LM26 LEGG MASON ROYCE US SMALL CAP OPP FD A AUD HEDGED ACC-AUD LEGG MASON QS MV OPEAN EQ GROWTH & INC A HDG (M CASH)-AUD LEGG MASON QS MV OPEAN EQ GROWTH & INC A HDG (M REIN)-AUD LEGG MASON QS MV OPEAN EQ GROWTH & INC A ACC - LEGG MASON QS MV OPEAN EQ GROWTH & INC A (M CASH) - LEGG MASON QS MV OPEAN EQ GROWTH & INC A (M REIN) - P1 20

21 LM27 LM28 LEGG MASON QS MV OPEAN EQ GROWTH & INC A HDG (M CASH)- LEGG MASON QS MV OPEAN EQ GROWTH & INC A HDG (M REIN)- PICTET FUNDS PT18 PICTET PREMIUM BRANDS P ACC PICTET FUNDS PT19 PICTET PREMIUM BRANDS P ACC PICTET FUNDS PT21 PICTET DIGITAL P ACC PICTET FUNDS PT24 PICTET TIMBER-P ACC - PICTET FUNDS PT25 PICTET TIMBER-P ACC - PICTET FUNDS PT26 PICTET WATER P ACC - PICTET FUNDS PT27 PICTET WATER P ACC - PICTET FUNDS PT49 PICTET DIGITAL P ACC- PICTET FUNDS PT51 PICTET HIGH DIVIDEND SELECTION HP ACC - PICTET FUNDS PT52 PICTET HIGH DIVIDEND SELECTION P DM (M CASH) - PICTET FUNDS PT53 PICTET HIGH DIVIDEND SELECTION P DM (M REIN) - PICTET FUNDS PT54 PICTET HIGH DIVIDEND SELECTION P ACC - PICTET FUNDS PT55 PICTET HIGH DIVIDEND SELECTION HP DM (M CASH) - AUD PICTET FUNDS PT56 PICTET HIGH DIVIDEND SELECTION HP DM (M REIN) - AUD PICTET FUNDS PT57 PICTET HIGH DIVIDEND SELECTION HP DM (M CASH) - GBP PICTET FUNDS PT58 PICTET HIGH DIVIDEND SELECTION HP DM (M REIN) - GBP PICTET FUNDS PT59 PICTET HIGH DIVIDEND SELECTION HP DM (M CASH) - PICTET FUNDS PT60 PICTET HIGH DIVIDEND SELECTION HP DM (M REIN) - PICTET FUNDS PT61 PICTET HIGH DIVIDEND SELECTION HP DM (M CASH) - PICTET FUNDS PT62 PICTET HIGH DIVIDEND SELECTION HP DM (M REIN) - SCHRODER INVESTMENT MANAGEMENT SH03 SISF-ASIAN EQUITY YIELD CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH04 SISF-ASIAN EQUITY YIELD CLASS A-DIS (M CASH)- SCHRODER INVESTMENT MANAGEMENT SH07 SISF-EMERGING ASIA A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH08 SISF-EMERGING OPE CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH09 SCHRODER INVESTMENT MANAGEMENT SH10 SCHRODER INVESTMENT MANAGEMENT SH11 SISF-EMERGING MARKETS CLASS A-ACC (N REINVEST)- SISF-EMERGING MARKETS DEBT ABSOLUTE RETURN A ACC- SISF-EMERGING MARKETS DEBT ABSOLUTE RETURN A (Q CASH)- SCHRODER INVESTMENT MANAGEMENT SH23 SISF-OPEAN VALUE CLASS A ACC - SCHRODER INVESTMENT MANAGEMENT SH27 SISF-GLOBAL BOND CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH28 SISF-GLOBAL CORPORATE BOND CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH30 SISF-GLOBAL HIGH YIELD CLASS A-ACC (N REINVEST)- 21

22 SCHRODER INVESTMENT MANAGEMENT SH33 SISF-GREATER CHINA CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SCHRODER INVESTMENT MANAGEMENT SH34 SH35 SISF-HONG KONG DOLLAR BOND CLASS A-ACC (N REINVEST)- SISF-HONG KONG DOLLAR BOND CLASS A-DIS (M CASH)- SCHRODER INVESTMENT MANAGEMENT SH36 SISF-HONG KONG EQUITY CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH38 SISF-JAPANESE EQUITY CLASS A-ACC (N REINVEST)-JPY SCHRODER INVESTMENT MANAGEMENT SH40 SISF-JAPANESE SMALLER COMPANIES CLASS A-ACC (N REINVEST)-JPY SCHRODER INVESTMENT MANAGEMENT SH41 SISF-KOREAN EQUITY CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH42 SISF-LATIN AMERICAN CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH43 SISF-US LARGE CAP CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH45 SISF-ASIAN OPPORTUNITIES CLASS A-ACC (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH48 SISF - UK EQUITY CLASS A - ACC (N REINVEST)-GBP SCHRODER INVESTMENT MANAGEMENT SH56 SCHRODER US DOLLAR MONEY FUND (N REINVEST)- P1 SCHRODER INVESTMENT MANAGEMENT SH67 SISF BRIC (BRAZIL RUSSIA INDIA CHINA) (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH68 SISF-QEP GLOBAL ACTIVE VALUE A ACC - SCHRODER INVESTMENT MANAGEMENT SH69 SISF BRIC (BRAZIL RUSSIA INDIA CHINA) (N REINVEST)- SCHRODER INVESTMENT MANAGEMENT SH70 SCHRODER INVESTMENT MANAGEMENT SH72 SCHRODER INVESTMENT MANAGEMENT SH73 SCHRODERS ISF CHINA OPPORTUNITIES FUND (N REINVEST)- SCHRODER ISF GLOBAL EMERGING MARKET OPP (N REINVEST)- SCHRODER ISF GLOBAL EMERGING MARKET OPPORT A (N REIN)- SCHRODER INVESTMENT MANAGEMENT SH83 SCHRODER ISF TAIWANESE EQUITY A ACC- SCHRODER INVESTMENT MANAGEMENT SH84 SCHRODER ISF TAIWANESE EQUITY A DIS (CASH) - SCHRODER INVESTMENT MANAGEMENT SH89 SCHRODER ISF INDIAN EQUITY A ACC - SCHRODER INVESTMENT MANAGEMENT SH91 SCHRODER ISF GLOBAL HIGH YIELD A DIS (M CASH) - SCHRODER INVESTMENT MANAGEMENT SH93 SCHRODER ISF GLOBAL CORPORATE BOND A DIS (M CASH) - SCHRODER INVESTMENT MANAGEMENT SH98 SCHRODER ASIAN ASSET INCOME FUND A (M CASH)- SCHRODER INVESTMENT MANAGEMENT SH99 SCHRODER ASIAN ASSET INCOME FUND A (M CASH)- SCHRODER INVESTMENT MANAGEMENT SHA0 SISF- ASIA PACIFIC CITIES REAL ESTATE A ACC- SCHRODER INVESTMENT MANAGEMENT SHA1 SISF- EMERGING MKTS DEBT ABSOLUTE RT N A ACC ( HD)- SCHRODER INVESTMENT MANAGEMENT SHA2 SISF- EMERGING MARKETS A ACC- SCHRODER INVESTMENT MANAGEMENT SHA3 SISF- GLOBAL EQUITY A ACC- SCHRODER INVESTMENT MANAGEMENT SHA5 SISF- GLOBAL EQUITY YIELD A ACC- SCHRODER INVESTMENT MANAGEMENT SHA7 SISF- JAPANESE OPPORTUNITIES A DIS (CASH)- JPY SCHRODER INVESTMENT MANAGEMENT SHA8 SISF- LATIN AMERICAN A ACC- 22

23 SCHRODER INVESTMENT MANAGEMENT SHB1 SISF- GLOBAL MULTI-ASSET INCOME A DIS (M CASH) - SCHRODER INVESTMENT MANAGEMENT SHB2 SISF- GLOBAL MULTI-ASSET INCOME A DIS (M CASH) - AUD HEDGED SCHRODER INVESTMENT MANAGEMENT SHB4 SISF- GLOBAL MULTI-ASSET INCOME A DIS (M CASH)- SCHRODER INVESTMENT MANAGEMENT SCHRODER INVESTMENT MANAGEMENT SHB5 SHB6 SISF- GLOBAL MULTI-ASSET INCOME A DIS HDG (Q CASH)- SISF- GLOBAL MULTI-ASSET INCOME A DIS GBP HDG (M CASH)- GBP SCHRODER INVESTMENT MANAGEMENT SHB7 SISF- GLOBAL MULTI-ASSET INCOME A ACC- SCHRODER INVESTMENT MANAGEMENT SHB8 SISF- GLOBAL MULTI-ASSET INCOME A ACC- SCHRODER INVESTMENT MANAGEMENT SCHRODER INVESTMENT MANAGEMENT SCHRODER INVESTMENT MANAGEMENT SCHRODER INVESTMENT MANAGEMENT SHB9 SHC0 SHC2 SHC4 SISF- GLOBAL MULTI-ASSET INCOME A ACC HEDGED- SISF- GLOBAL MULTI-ASSET INCOME A ACC GBP HEDGED- GBP SCHRODER ASIAN ASSET INCOME FUND A DIS (M CASH) - AUD HEDGED SCHRODER ASIAN ASSET INCOME FUND A DIS (M CASH) - RMB HEDGED SCHRODER INVESTMENT MANAGEMENT SHC5 SCHRODER ASIAN ASSET INCOME FUND A ACC - SCHRODER INVESTMENT MANAGEMENT SHC6 SCHRODER ASIAN ASSET INCOME FUND A ACC - 1. Customers can and are strongly encouraged to ascertain their Customer Investment Profile with us to help customers select our investment/insurance products with a Risk Rating suitable to the customers. 本行建議客戶完成 ANZ 客戶投資取向以確定其風險承受能力程度, 以助客戶根據選擇適合客戶之投資 / 保險產品 2. The Risk Ratings of our investment/insurance products set out above are for our customers' reference only. They were made as at the date specified and are subject to change from time to time. 上述投資 / 保險產品之只供本行客戶參考 資料以指定之日期為準, 並會不時作出修改 3. While we shall use reasonable care to update the Risk Ratings of our investment/insurance products above within reasonable time after change, we do not represent or warrant that the Risk Ratings of our investment/insurance products set out above are up-to-date. Customers are strongly encouraged to contact us for the most updated Risk Ratings of our investment/insurance products they are holding with us. 本行將定時以適當的風險評級更新上述投資 / 保險產品, 但本行並不陳述或保證上述投資 / 保險產品之為最新的資料 客戶可向本行查詢其所持有之投資 / 保險產品的最新 4. risk is classified into 5 different risk ratings, ranging from 1 to 5 with 5 being the highest risk rating. 分為 5 個級別, 由 1 至 5,5 為最高風險級別 23