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- 岛 冠
- 9 years ago
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Transcription
1 H 1
2
3
4 CLSA BV
5 CASA BV Credit Agricole Securities Asia BV 5
6 A H A A H H 6
7 7
8 1.1 CITIC Securities Company Limited CITIC Securities Co., Ltd [email protected]
9 A H M A H ,101, ,101, A 983, H 117,
10 % , % A 40, , % : , , , % % A 50, , , % A 33, , , % , ,
11 , , H 107, , H 109,483 H H 7, H H , ,101, A 983, H 117, % % % (QDII); A AA A50 88 H AH MSCI 11
12 1.2.2 (1) (QDII) (2) (3) (4) (5)
13 DHL 2013 International Academy of Communications Arts and Sciences 27 ARC
14 A
15 A PE
16 1.3.7 PVC 16
17 (%) ,279 13, ,371 6,635 5, ,615 6,846 5, ,031 5,244 4, ,576-22,714-17, (%) , , , ,952 81, ,290 87,688 86, ,587 11,017 11,017 11, (%) (%) (%) (%)
18 % ,796 40,472 71,691 72,593 (%) , (%) (%) (%) (%) (%) ,279 13,071 26,371 30,281 23,868 13,644 8,016 11,756 13,985 10, ,846 5,487 15,031 16,320 13,302 5,244 4,237 12,576 11,311 8, ,017 11,017 11,017 9,946 6,630 89,402 86,685 86,990 70,848 64,814 87,688 86,465 86,587 70,435 61, ,952 81,823 61,290 82, ,993 45,196 34,807 36,477 62, , , , , , ,807 18
19 (%) (%) (1) (2) (3) 19
20 % % % % 1, , , QFII % , % %
21 !
22 % 39%
23 A 3.09%IPO 4, % 3,522 2, % 76.66% % % 2013 A 60.12% %
24 % 1 IPO , , , , , , IPO
25 , % , , , , , , , , , , , , , , % 27, % 40.67% 56% , % 2, % 36.76% 53.78% 25
26 , ,002 52% % % 5,264 12% % 7.29% % 54 QFII ,
27 A , % 8, % 300 2, % 2013 (ETF) ETF ETF ETF OTC % 27
28 % % ,502 6,236 7,310 1,869 3, ,420 8, A ,500 A 10% 28
29 , , ,064 24, , , ,829 3, , , ,
30 , % 2, % 8.15% % QDII % % % % 2013 A IPO
31 LP 31
32 A 70 A+H 180 (NDR) , % % % 6.02%
33 % , , % % 51.46% 2.65% 15.17% 84.13% , % % %
34 % ,699 7,090 4,090 2,172 5,259 3, ,644 8, ,846 5,487 1,538 1,180 5,244 4, % % 54.24% 36.83% 54.81% 76.05% 20.17% 16.62% 7.80% 6.57% 8.46% 25.93% 27.91% 54.58% 37.98% 14.36% 1.14% 1.23% 0.79% 0.64% 1.13% % % % % % 34
35 % ,493 3,603 2, % 2,217 2, % % 1, , % % 1, % 9,638 6,289 3, % % % 6.18% % 2013 IPO % , % 35
36 % ,611 1, % 2, , % % % 1, , % 1, , % ,516.67% 829 1, % % % % 1,516.67% % ,774 1,646 1, % 1,259 1, % 1, , % 5,259 3,648 1, % 36
37 % % % % % ,077 3,786 1, % % % 2,788 1,771 1, % ,076.67% 9,322 6,268 3, % % % % % % % 37
38 % ,076.67% , % , % ,704 37,878-2, % 4,298 9,796-5, % 69,898 38,808 31, % 6, ,068 1,434.52% 34,302 9,423 24, % 5,986 3,873 2, % 27,685 25,836 1, % 41,794 7,664 34, % 226, ,701 92, % 38
39 , % 51.46% , % 37, % 4, % 9, % 69, % 38, % 6, % % 116, % 86, % 39
40 % 15.79% , % 12, % 20, % 21, % 8, % 3, % 35, % 37, % ,484 9,027-5, % % 4,298 9,796-5, % % % 30.91% 40
41 ,340 24,573 21, % 11,308 13,568-2, % 12, ,553 2,391.93% % 69,898 38,808 31, % % ,637 3, % % 1, ,756 1,090.68% 5,986 3,873 2, % ,685 25,836 1, % 41
42 , , % , % ,196 34,807 10, % 11,998 13,000-1, % 19, , ,389.47% 55,704 22,044 33, % 26,177 1,500 24,677 1,645.13% 23,594 10,453 13, % 181,952 81, , % % 24.84% ,591 33,109 3, % 26,842 27,915-1, % 9,749 5,194 4, % 8,605 1,698 6, % 45,196 34,807 10, % % CLSA 42
43 % % ,017 11,017 34,428 34,524 6,439 5,885 11,402 10, ,632 25,220 1, ,402 86,
44 [2012]57 < > 25% < > 25% 30% 2/
45 % % < > % % 78% ,973 15, % 11, % ,737 15, % 12, % ,305 13, % 4, % 45
46
47 47
48 4.6.3 VaR VaR VaR 1 95% VaR VaR VaR VaR VaR 95% 1 48
49 VaR VaR VaR VaR
50 ,334 7,110 AAA 7,829 8,463 AA 16,649 8,922 A A-1 2,654 5,918 4,503 2,510 42,369 33,458 AAA A AAA A-1 AA AA+ AA AA- A A+ A A A B C 1, D 18 NR 2, ,506 1,692 NRA Aaa~Aa3 AAA~AA- AAA~AA- B A1~Baa3 A+~BBB- A+~BBB- C Ba1~B3 BB+~B- BB+~B- D Caa1~D CCC+~C CCC+~B- 181, % 132% 142% 130% 50
51
52 (2011) _A H ETF
53 (%) , , , , , , , B 16 A , C , D F A % 3 53
54 (1) ,689, , ,968 82,670 61, ,209 (2) , , ,340 40,825 30, ,979 (3) 651, ,557, , ,276 39,336 34, ,829 (4) ,158, , ,421 27,682 22, (5) ,169, , ,602 49,880 34, (6) , , ,591 29,008 21,756 54
55 (7) % 62.20% , , , ,537 97, (8) 18 35% , , , (9) 19 30% , , ,980 (10) %
56 % 5% XV 352 (%) A 2,649, % A 1,733, % A 1,728, % A 483, % A 108, % 56
57 A [2012]85 1 5% 1 1 5% (QFII) QFII 2009[47] 10% QFII H [1993]045 [2011]348 10% 10% 10% (1) 10% (2) 10% 20% (3) 20% H [2008]897 H % 57
58 ,
59 % % % 80.1% ,854,598 CASA BV,CASA BV 23,854,598 76,145, % 80.1% 85,550, CASA BV 100%
60 % % 3.2% 10% % % / / < > H
61
62 ,668 38, , % % % % 62
63 ,000 5, , % 180,000 53, % H 63
64 % ,000 5,000 5, % 0.1% 64
65 ,
66 ISDA GMSL 1 CSI Capital Management Limited 8, , ,500 4 CSI Capital Management Limited ISDA GMSL 5 CITIC Securities International USA,LLC ,500 22, %
67 6.6 5% , % 12 5% 24 10% 67
68 6.7 5% 5% ,280,530, ,908,853, ,305,072, ,884,311, (1) % 290,885, (2) % 290,885, (3) % 290,885, ,656, ,011,654,
69 ,315,827, (1) % A H 11,016,908,400 A H ,652,536, % 13.42% ,663,291, (2) A H % 13.42% 25% 2/ % % 48% 76.11% 80% H 69
70 C 16 4 C B401-F19 11 A2112-A B B 11 70
71 % , % ,200 24% % (%) A 2,300,630, A A 7,537,950, H H 1,178,327, ,016,908, A 71
72 7.2 + %) (%) ,919, ,919, ,919, ,919, ,919, ,919, ,814,661, ,814,661, ,178,327, ,178,327, ,992,989, ,992,989, ,016,908, ,016,908,
73 ,530 H ,953 H ,483 H , H H 7, H H H , ,101, % %, %; % AAA AAA AAA AAA AAA AAA
74 ,160 A 562,038 H ,579 A 599,463 H (%) 1 2,236,890, ,236,890,620 2,236,890, ,178,008, ,500 1,178,008, ,059, ,059, ,141, ,141, ,908, ,908, ,908, ,478, ,478,308 A50ETF 71,730, ,937,506 71,730,053 64,563, ,660,000 64,563,634 63,739, ,739,930 51,447, ,447,504 51,447, ,236,890,620 A 2 H 3-005L-CT L-FH ,322,773 9,737, , H A 7: A 8 74
75 A B H 2,236,890,620 A 1,178,008,200 H 361,059,999 A 231,141,935 A 129,908,681 A 106,478,308 A A50ETF 71,730,053 A 64,563,634 A 63,739,930 A 51,447,504 A ,919, % ,800, ,708 31,099 2, , ,
76 ,970,408, X ,657 31,851 2, , , : SH 66.95% 0998.HK 0267.HK 57.51% 1883.HK 59.81% 1205.HK 59.41% 1135.HK 37.59% 1091.HK 49.26% SH 71.04% SZ 42.18% SZ 41.42% SH 42.65% HK 21.73% % H 76
77 A H (%) (%) Temasek Holdings (Private) Limited JPMorgan Chase & Co. 1 A 2,303,963,550 A 688,700,626 2 H 70,688,700 3 H 106,142,500 4 H 59,381,321 H H H H 4,128,062 47,499,434 1,200,000 3,128,
78 A H (%) (%) BlackRock, Inc. 5 H 86,996,031 H 1,399,500 H 192,500 H 76,500 FIL Limited H 83,004,500 Banco BTG Pactual H 58,625,500 S.A. Lazard Asset H 82,859,000 Management LLC Deutsche Bank 6 H 69,055,075 Aktiengesellschaft H 58,612,550 H 3,932,000 H 16,433,750 H 2,369,500 Citigroup Inc. 7 H 63,703,195 H 12,167,228 H 51,279,081 H 5,006,821 H 874,
79 1 2,236,890,620 A 67,072,930 A ,300,630,550 A 20.88% 2 231,141,935 A 457,558,691 A ,201,934 A 5.38% 3 Temasek Holdings (Private) Limited Fullerton Management Pte Ltd. Cairnhill Investments (Mauritius) Pte Ltd. 106,142,500 H 4 JPMorgan Chase & Co. 5 BlackRock, Inc. 6 Deutsche Bank Aktiengesellschaft 7 Citigroup Inc. 8 Temasek Holdings (Private) Limited Banco BTG Pactual S.A. H H H (i) 10% (ii) H H H 10.70%
80 ,649,750 2,649, ,733,160 1,733, , ,728,363 1,728,
81 , , , , ,728,363 1,728, , , ,310,000 1,310, , , ,863,179 10,863,179 6, A 81
82 , A H
83 ACT 360Solutions Limited
84
85
86 A (MBA) A
87 [2013] [2014] [2013]45 [2013] [2013]203 [2013]204 [2013]
88
89 ,081, IT 89
90 ,211 4,687 (%) (%) 7, , , , , , , , , , , , , , , , ,
91 ,
92
93 % % % 3% 3%
94 A H < >
95 < > < > % % % % % % % % %
96 /
97 A H 2013 < > < >
98 % < > < > % 98
99 < > [2013]121 99
100 A H A H A+H [2014] < > [2014] < > < >
101
102
103 < >
104
105 /5 5/5 5/5 5/
106
107 < >
108
109
110 ,000 5,
111 [2003] %
112 < >
113 (1) (2) 2013 (3)
114 (4) (5) (6) ( ( (7) (8) (9)
115
116 A +H
117 ARC 2013 International ARC Awards International Academy of Communications Arts and Sciences
118
119 (2014) _A [2010]
120
121 A ,298,491 1,741, % 556, % % ,549, , % 552, % 1, % % [2003]56 [2004]338 (2014) _A
122 [2003]
123
124
125 ,698,835 7,089, ,089,746 2,172, ,259,499 3,648,018 20,048,080 12,909, , ,345 20,278,737 13,071, ,060, , ,260, , ,076,588 3,785, , , , , ,790,024 1,770, ,784 30,039 13,643,660 8,016,140 6,635,077 5,055, , ,344 44,654 (7,176) 6,846,091 5,487, ,538,044 1,180,466 5,308,047 4,306,803 5,243,917 4,237,418 64,130 69,385 5,308,047 4,306,
126 ,308,047 4,306,803 (505,520) 191, ,638 (32,802) 170, ,296 (201,250) 409,859 (5,417) 5,417 (440,199) (28,582) (646,866) 386,694 4,661,181 4,693,497 4,619,079 4,624,149 42,102 69,348 4,661,181 4,693,
127 ,637,404 3,319, , , ,047, , ,915, , ,484,220 9,027, , , ,887,140 11,985, , , ,024, , ,323, , , ,170 35,883,960 28,337, ,259 48, ,301,932 9,423, ,817,342 25,892, ,861,675 38,325, ,914, , ,491, , ,091, , ,741,639 5,366, ,125,321 33,851, ,684,624 25,835, ,470, ,169, ,196,159 34,807, ,326, , ,842,095 14, ,441,015 4, ,704,255 22,043,614 4,710,000 2,900, ,203,344 1,004, ,525, , ,998,130 13,000, ,761,219 4,533, ,707,598 79,734,850 82,762,691 60,434, ,646,651 88,772,
128 ,177,108 1,500, , , , ,628, ,232 29,244,556 2,088,408 89,402,095 86,684, ,016,908 11,016, ,039,446 50,228,214 25,632,131 25,219,882 87,688,485 86,465,004 1,713, ,293 89,402,095 86,684,
129 ,016,908 34,524,094 5,885,189 10,424,685 (132,572) (473,182) 25,219,882 86,465, ,293 86,684,297 5,243,917 5,243,917 64,130 5,308,047 (5,417) (201,468) (422,350) 4,397 (624,838) (22,028) (646,866) (5,417) (201,468) (422,350) 5,248,314 4,619,079 42,102 4,661, (3,305,073) (3,305,073) (3,305,073) 553,953 (553,953) 977,039 (977,039) 1,757,260 1,757,260 (90,525) (90,525) (292,600) (383,125) (12,445) (12,445) ,016,908 34,428,152 6,439,142 11,401,724 (334,040) (895,532) 25,632,131 87,688,485 1,713,610 89,402, ,016,908 34,527,836 5,464,621 9,718,593 (542,468) (444,600) 26,846,395 86,587, ,918 86,990,203 4,237,418 4,237,418 69,385 4,306,803 5, ,896 (28,582) 386,731 (37) 386,694 5, ,896 (28,582) 4,237,418 4,624,149 69,348 4,693, (4,737,271) (4,737,271) (4,737,271) 420,568 (420,568) 706,092 (706,092) (167,480) (167,480) (9,159) (9,159) (12,921) (22,080) (72,572) (72,572) ,016,908 34,524,094 5,885,189 10,424,685 (132,572) (473,182) 25,219,882 86,465, ,293 86,684,
130 ,846,091 5,487,269 1,324, ,890 (211,014) (432,168) (1,170,138) (939,206) (1,604,044) (707,201) (112,567) (82,823) 565,374 (416,774) 343, , , , ,917 33,922 2,867 (3,883) 6,565,456 3,596,752 (21,027,676) (18,279,029) (4,104,253) 1,908,721 (34,470,852) (11,610,687) (59,602,781) (27,980,995) 3,925,036 (1,610,766) 33,660,641 7,810,921 (6,367,736) 3,017,367 31,217,941 9,217,522 (21,819,384) (15,166,721) (894,439) (2,027,246) (22,713,823) (17,193,967) 130
131 ,207, ,391 (330,510) (506,170) (2,289,315) (17,988) (1,031,329) 120,840 5,044,521 (48,895) 256,676 2,600, ,854 25,278,177 13,819,367 (888,763) (4,018,383) (4,969,594) (73,175) 20,297,856 8,849, ,967 (7,600,340) 25,835,767 33,444,451 (351,822) (8,344) 47 25,668,912 25,835, ,684,624 25,835, ,015,712 25,668,912 25,835,
132 ,007,501 3,118, , , , , ,663,040 18,066, ,125,353 2,877, ,783,146 4,302, ,234,961 1,783, , ,948 87, ,831 33,394,383 31,558,629 71,738 48, ,183,838 5,990, ,222,964 21,868, ,214,298 35,178, , , ,714, ,623 1,660, ,487, , ,892,425 14,571, ,097,643 18,924, ,539,267 98,642, ,261,083 14,919, ,345, , ,855, ,062,780 20,925,313 2,860,000 2,800, ,368, , , ,998,130 13,000, ,936,846 2,880,344 99,787,962 55,863,403 59,751,305 42,779,468 93,145,688 74,338,
133 ,453,448 1,500, , ,215 21,455,145 1,745,215 71,690,543 72,592, ,016,908 11,016, ,661,980 48,295,444 12,011,655 13,280,530 71,690,543 72,592,
134 H [2011] H 1.00 H 1,071,207,000 75,907, ,016,908, (2011) _A % 2,236,890, %
135 (a) (b) (c) (d) (e) (f) (g) 135
136 3. (1) (2) (3) (a) (i) (ii) (a) (b) 136
137 (b) (i) 137
138 (ii) (iii) (iv) (v) (vi) (c) 138
139 (d) (i) (ii) 50% 139
140 (iii) (e) (f) (g) (4) (a) (b) (i) 0.5% (ii) 10% (iii) 20% (iv) 50% 140
141 (5) (6) (7) (8) (9) 141
142 (10) (11) (a) UPS 2,000 (b) % 5% %-4.167% 0% % 3% % 3% % 0% % 3% % 3% (c) 142
143 (12) 5 (13) 143
144 (14) (a) (b) (a) (b) (15) 144
145 (16) (17) 145
146 (18) (a) (i) (ii) (iii) (b) (i) (ii) (iii) (iv) (v) (vi) (a) (vii) (a)(i) (a)(i) (19) (a) (b) (c) 146
147 (20) 10% 10% 10% 5%-10% 50% 25%
148 5. (1) [2012]57 < > 25% (2) [2013]63 [2004]203 5% [2006]172 (3) (4) 7% 3% 2% 148
149 ) 2) 3) 149
150 (a) (b) (c) (d) (e) 150
151 ,223,931 7,642,117 7,353,153 1,685,736 1,373,800 20,278,737 2,217,436 6,493, ,525 1,489, ,255 10,698, ,075,920 2,918,233 41,769 53,537 4,089, ,065, ,545 1,047,199 5,259,499 6,208 72,748 (29,186) 8, , ,657 1,582,369 4,630,795 5,187,422 1,047,367 1,195,707 13,643, ,451 2,813,673 6, ,299 3,260,336 1, ,134 1, , ,562 3,011,322 2,165, , ,093 6,635, , , ,562 3,011,322 2,165, , ,107 6,846,091 1,538, ,562 3,011,322 2,165, , ,107 5,308,047 25, ,112 15,813 14, , ,207 63, ,165 23,789 22,191 73, , ,754,659 4,574,422 4,238, ,918 1,175,974 13,071,241 2,754,315 3,602, , , ,206 7,089, ,204 1,267,278 3,341 7,967 2,172, ,711,835 4, ,758 3,648,018 (49) 78,040 21, , ,345 1,632,138 3,373,948 2,377, , ,492 8,016, , , , ,693 (3,854) 27,637 6,284 (28) 30,039 1,122,521 1,200,474 1,860,401 63, ,482 5,055, , ,168 1,122,521 1,200,474 1,860,401 63,223 1,240,650 5,487,269 1,180,466 1,122,521 1,200,474 1,860,401 63,223 1,240,650 4,306,803 22, ,278 12,859 5, , , , ,260 59,176 19, , ,
152 ,610,783 1,675,381 2,478, , ,417 4,089,746 2,172, ,604, ,201 1,170, ,206 1,134,961 1,672, , ,636 (13,756) (5,658) (i) 1,226, ,782 5,259,499 3,648,018 (i) ,042, ,800 18,467 12,005 1,060, , , ,877 1,245, ,890 1,775, ,035 96,185 5,891 3,260, ,
153 ,990 5, ,424,071 3,211, , ,938 (i) 258, ,357 5,076,588 3,785,608 (i) , , , , , , , , , , , , , , ,135 38, ,203 9,082 94,954 93,727 13,905 8, , ,345 2,790,024 1,770,
154 (1) (2) (3) (4) (1)+(2)+(3) 2,198 3,636 5,834 1,767 4,000 5,767 2,911 7,081 9, ,164 1,000 2, ,073 1,400 2, ,499 9,962 17, ,
155 2012 (1) (2) (3) (4) (1)+(2)+(3) 2,414 1,065 3,479 1,782 1,044 2,826 3,002 5,027 8, , ,251 1,014 2, ,094 1,007 2, ,900 11,067 10, ,
156 ,926 5,984 31,375 47,717 36,301 53, ,500,001 8,000, ,000,001 8,500, ,000,001 9,500, ,500,001 10,000, ,000,001 10,500, ,500,001 11,000, ,000,001 11,500, ,000,001 12,500, (i) 349,917 33,922 2,385 (3,883) ,784 30,039 (i)
157 14. (a) ,838, ,656 1,726, , ,501 2,535 (300,057) 609,810 1,538,044 1,180,466 (b) 25% ,846,091 5,487,269 1,711,523 1,371,817 (37,666) (20,082) 96,792 42,266 (284,007) (220,381) (32,561) (10,805) 83,963 17,651 1,538,044 1,180, ,305,073 4,737,271 1,652,536 3,305,
158 ,243,917 4,237,418 11,016,908 11,016, [2010]
159 ,324,753 5, ,016 58,666 5, ,362 46,673 3,435, ,675 4,204, ,137 68,439 60,582 17, ,131,991 29,604 1,606, ,088 1,791, ,885 8,166 4,309 6, ,358 1, ,856 50, , ,486,005 65, ,289 69,548 5,395 1,869,995 74,727 4,782, ,706 5,686, ,902 2,725 83,751 38,424 3, ,771 34, , , ,072 25,356 76,417 20, ,895 31,647 1,323,166 1,323,166 40,325 7,928 3,871 5, ,314 1, , , ,649 20, ,297 52,896 4,207 1,425,352 64,482 2,049,036 2,049, ,160,356 45,622 54,992 16,652 1, ,643 10,245 2,733, ,706 3,637, ,142,851 2,777 71,265 20,242 1, ,591 12,548 2,551, ,675 3,319,
160 ,276,176 4, ,363 71,633 5, ,782 36,589 3,292, ,921 3,984, ,641 1,170 14,834 3, ,156 10, , , ,466 89, ,181 16, , , , , ,324,753 5, ,016 58,666 5, ,362 46,673 3,435, ,675 4,204, ,108 2,144 45,765 36,482 2, ,277 29, , ,808 59, ,811 10, ,989 4, , ,185 1, , , ,790 41, ,902 2,725 83,751 38,424 3, ,771 34, , , ,142,851 2,777 71,265 20,242 1, ,591 12,548 2,551, ,675 3,319, ,152,068 2,366 95,598 35,151 2, ,505 7,262 2,646, ,921 3,338,
161 ,165,879 2,308 93,251 39,220 2, , ,767, ,254 3,535,308 72, , , , , , , ,407 23, ,096 49, , ,121,815 1,474 98,678 34,450 2, , ,756, ,407 3,582, ,186 1,336 41,348 25,379 1, , , ,562 56, ,692 5, , , ,728 18, ,481 23,783 48,540 48, , ,397 26,007 1, , , , ,978, ,281 8, , ,182, ,407 3,007, ,060, ,903 13, , ,350, ,254 3,118,
162 ,117,301 2,270 88,360 38,596 2, , ,659, ,458 3,349, , ,581 1, , , , ,188 89, , , , , ,165,879 2,308 93,251 39,220 2, , ,767, ,254 3,535, ,199 1,153 14,231 19,865 1, , , ,248 55, ,623 6, , , ,063 1, ,997 26,749 26, ,186 1,336 41,348 25,379 1, , , , ,060, ,903 13, , ,350, ,254 3,118, ,066,102 1,117 74,129 18, , ,410, ,458 3,101,
163 , , , , , ,880 9,546, ,047, ,900 10,047, ,900 10,047, ,
164 , ,803 11, ,059 37, ,955 1,044, ,616 1,961,367 1,509 7,459 13,750 3,458 26, , ,299 1,030, ,158 11,386 2,300, , ,639 3, ,565 14, ,926 43, , , , ,711 42,939 3, , ,544 1, ,544 1, , , , ,158 7,907 1,915, , ,164 8, ,
165 , ,611 11, , ,523 63, , , ,803 11, , ,331 83,819 2, ,961 1,450 37, , , ,639 3, , ,544 1, ,544 1, , ,164 8, , , ,792 8, ,
166 , , ,575 57,047 57, , , , ,665 81, ,318 1,417 31,375 32, , , , , , , , , ,
167 , , , ,464 49, , , , ,231 58,119 99,350 1,434 23,542 24, ,665 81, , , , , ,591 75,498 82,
168 ,663,040 18,066,759 (a) % 720, , % 5,010 5, % 1,500 1, % 10,000 10, % 22, % 68,000 68, % 1,010 1, % 30,500 30, % 10,000 10, % 10,000 10, % % 60% 300, , % % % 20,000 20, % 30,000 30, % 1 4, % 651, % 168
169 % 25, % 5, % 38, % 1 100% Dragon Stream Investments 1, % Limited CSI Capital Management 5, % Limited CITIC Securities Equity Trading % Company Limited CITIC Securities International 1,800 72% Partners, Ltd. CSIAM (CAC) Investments 1 100% Limited August Sky Holdings Limited 1 100% CSI REITs Investment 1 100% Management Company Limited CSI Direct Investments Limited 1 100% CSI USA Securities Holdings, % Inc. CITIC Securities Carbon Trade % and Investment Company Limited CSI Nominee Services Limited 1 100% CSI Capital Advisors, Limited % GMMC Limtied 1 100% CSI Finance Limited 1 100% CITIC Securities Finance % Co., Ltd CITICS GLOBAL ABSOLUTE 15, % RETURN FUND CITICS GLOBAL MULTI- STRATEGY FUND 15, % 16.67% 169
170 (b) % 7,000 12, % 80, , % (i) 88, % 150, , % 1,250 1, % 23, ,515 59% 20,000 20,000 59% 5,000 2,550 (ii) 109, % (i) 4% 100% (ii) 51% 30.09% 170
171 (c) (i) % 59% ,172 11,396 5, ,194 15, ,709 51, ,694 2,366, ,169 3,682,739 72, , , , , ,048 3,186,403 7,418,587 1,600,000 7,709,
172 (ii) % ,117 69, ,050 44,293 17, , ,116 1,558,524 10,533,523 4,613,614 3,533,638 20,801,897 39,482, , ,852 25, ,026 14,786,130 9, ,355 2,003,952 20,673,561 37,668, ,023 2,805,110 1,817,303 2,114,794 6,737,
173 (d) ,265,024 18,590 6,265,024 18,590 3,975, ,289,315 17,988 5,991,513 22,602 43,454, ,935,233 42,000 38,483,541 20, ,024 (e) % 109,427 1,424, , , , , , , , ,936, , , ,214 (f)
174 ,484,220 9,027,265 1,125,353 2,877, , ,276 4,297,707 9,795,541 1,125,353 2,877,276 (a) 14, % 46.75% 180,000 35% 35% Fudo Capital L.P. II 6.13% (i) 62, % 32.26% 500,000, % 33.33% Aria Investment Partners III, L.P % (i) 55, % 27.03% CITIC PE (Hong Kong) Limited 35% Clean Resources Asia Growth Fund L.P % (i) Sunrise Capital L.P. II 28.85% 3,000 33% 33% Aria Investment Partners II, L.P. 5.36% (i) World Deluxe Entreprise Limited 40% Aria Investment Partners IV, L.P % Sunrise Capital L.P. 8.19% (i) MezzAsia Capital L.P % Fudo Capital L.P. 5.81% (i) CITIC Securities Alpha Leaders 33,862 (ii) (ii) Fund Limited CSI China A-Share QFII Fund Ltd (ii) (ii) CSI RMB Fund Ltd. (ii) (ii) 174
175 10,000 50% 50% ChinaAMC Capital Management Limited % 50% % 50% (i) (ii) (b) ,235,422 2,026,530 1,443,836 2,252, , , , ,777 (433,263) 689,765 (660,987) 276,562 (660,987) 276, ,079 1,099, , , , , ,
176 (c) CITIC Securities Alpha Leader Fund , ,207 21, ,464 20, ,596 65,712 41, ,676 (12,010) 32,676 (12,010) 325, ,038 (d) ,022, ,003 (63) 12,160 1,022, ,163 (e) (f)
177 ,533,833 3,299,264 2,533,833 3,033,177 10,514,648 8,852,696 1,401,042 1,421,042 13,048,481 12,151,960 3,934,875 4,454, , , , ,729 12,887,140 11,985,629 3,783,146 4,302,490 2,533,833 3,299,264 2,533,833 3,033,177 10,353,307 8,686,365 1,249,313 1,269,313 12,887,140 11,985,629 3,783,146 4,302, ,450,844 12,556,957 13,500,099 13,845,139 (i) 8,497,677 9,803,086 5,305,143 7,994,922 8,664,685 3,632,801 4,693,137 60,082 23,613,206 25,992,844 23,498,379 21,900, , , ,415 31,942 22,817,342 25,892,481 23,222,964 21,868,201 13,820,393 21,372,295 10,928,815 19,222,701 8,996,949 4,520,186 12,294,149 2,645,500 22,817,342 25,892,481 23,222,964 21,868,201 (i)
178 , , , , , ,835 7,084, ,743 4,829,912 11,914, ,743 7,102,494 91,435 4,811, ,308 11,914, , , , , , ,069 1,312, , , , ,958 1,024, ,533 1,234,961 1,783,
179 ,224 7, , ,289 6, ,688 (3,800) 112,319 60,597 (181,371) 20,431 18,803 26, , (1,014) (895) 145,772 16,552 84,430 91, , , , , , ,023 80, , ,063 1,323, , , , ,976 7,023 1,344,367 (54,781 ) (369,674) 262,307 (200,687) (192) (363,027) (144,652) (144,652) ,224 7, , ,289 6, , ,271 76, ,176 (29,042) (245,053) (540) 1,697 (140) (273,078) 69,265 (2) 69, ,305 72,164 23, , , , ,697 24, ,
180 , , , ,783 (28,085) (28,085) ,271 76, , ,160 7, , ,299 1, , ,319 60,869 (176,784) (38,463) (1,188) (43,247) 184, , , ,232 68,854 81, , , , , , ,025 5,213 1,294,981 (54,781) (369,574) 257,862 (194,726) (3,623) (364,842) (141,191) (141,191) ,160 7, , ,299 1, ,
181 , ,215 (245,215) 1,697 (243,518) ,697 1, , , , , ,301,932 9,423,188 22,183,838 5,990,
182 ,339,931 24,572,542 41,826,929 22,879,988 (i) 11,307,641 13,567,693 9,128,095 12,113, , , , ,796 57,861,675 38,325,031 51,214,298 35,178,305 54,298,020 34,421,284 50,955,023 34,060,922 3,563,655 3,903, ,275 1,117,383 57,861,675 38,325,031 51,214,298 35,178,305 (i) , , , ,421 85,032 86,077 13,986 14,751 5,518, ,243 23, , ,177 26, ,682 92,804 14,445 15,328 4,687 1,531 6,491,368 1,326, , , , , , , , , , ,979 22, ,367 87, ,745 1,345, , ,
183 ,919, ,810 10,689, ,810 11,065, ,193 11,025, , ,722 4, ,620 22,091, ,623 21,714, ,623 96, ,193 96, ,193 13,645,979 13,458,977 8,349, ,430 8,159, ,430 22,091, ,623 21,714, , ,743, ,084 1,439, , ,994 1, ,931 2,165, ,315 1,962, , ,852 3,670, , , ,262 51,589 7,935 10, , ,289 2,610,699 90,331 7,098 4,421 1,609 1,420 11,741,639 5,366,768 5,487, ,
184 ,684,190 25,835,454 16,097,567 18,924,754 27,684,624 25,835,767 16,097,643 18,924, ,196,159 34,807,288 16,261,083 14,919, ,872,030 5,613 1,855, ,065 8,690 2,842,095 14,303 1,855,
185 ,263 4,475 16,438,752 16,441,015 4, ,849,040 20,846,684 42,837,565 20,925,313 12,855,215 1,196,930 12,225,215 55,704,255 22,043,614 55,062,780 20,925,313 14,207,626 10,663,889 14,007,626 10,663,889 29,086,932 5,754,959 28,656,932 4,738,029 12,409,697 5,624,766 12,398,222 5,523,395 55,704,255 22,043,614 55,062,780 20,925, ,349, , , , ,830 59, ,849 41, , , , ,300 2,203,344 1,004,471 1,368, ,
186 ,194, , , , ,798 2,525, , ,000 2,525, , , % 7% ,998,130 13,000,000 11,998,130 13,000, CP /10/ /1/16 5,000, % 5,000, CP /11/ /2/20 5,000, % 5,000, CP /12/ /3/14 3,000, % 3,000, CP /10/ /1/16 4,000, % 3,999, CP /11/ /2/10 4,000, % 3,999, CP /12/4 2014/3/5 4,000, % 3,999,002 25,000,000 11,998,130 13,000,
187 ,295,862 2,313,600 1,468,431 1,608, , , , ,870 61, ,297 61, ,118 1,501, ,585 2,370, ,664 1,284, , ,701 80,998 73,043 57, , , , ,708 4,944 4,944 2,050 2, ,153, ,416 5,021, ,807 9,761,219 4,533,863 8,936,846 2,880, ,706,194 7,982,534 13,470,914 1,500,000 13,470,914 1,500,000 26,177,108 1,500,000 21,453,448 1,500, /29/ % 5/31/2006 5/31/2021 8/18/2006 1,500,000 (1) CITIC SEC B1805 5/3/ % 5/3/2013 5/3/2018 5/6/2013 4,930,543 (2) /7/ % 6/7/2013 6/7/2018 6/28/2013 3,000,000 (3) /7/ % 6/7/2013 6/7/2023 6/28/ ,000,000 (4) /5/ % 8/5/2013 8/5/2016 8/23/2013 5,000,000 (5) (1) (2) CITIC Securities Finance 2013 Co., Ltd
188 (3) (4) (5) , , % ,487, , ,828 1,628, ,
189 A 1 9,838,580 9,838,580 9,838,580 9,838,580 H 1 1,178,328 1,178,328 1,178,328 1,178,328 11,016,908 11,016,908 11,016,908 11,016, ,016,908, ,016,908, (a) (b) (i) 10% 50% 25% (ii) (c) 10% 189
190 (d) (e) (f) ,369,462 5,061,676 9,202,630 (338,324) 48,295,444 13,280,530 2,908,854 46,098 (552,218) (506,120) 46,098 (552,218) (506,120) 2,908, (3,305,073) 290, ,885 (290,885) 581, ,771 (581,771) ,415,560 5,352,561 9,784,401 (890,542) 48,661,980 12,011,
191 ,369,462 4,748,611 8,576,500 (767,317) 46,927,256 15,826,345 3,130, , , , ,993 3,130, (4,737,271) 313, ,065 (313,065) 626, ,130 (626,130) ,369,462 5,061,676 9,202,630 (338,324) 48,295,444 13,280, ,668,478 25,835,454 25,668,912 25,835,
192 ,980,309 18,249,890 8,199,630 8,309, , ,817 18,316,172 18,249,890 8,450,447 8,309, (a) ,950 30,880 52,322 28,
193 (b) (i) , , , , , ,375 92,582 93, , ,822 71,133 74, , , , ,785 1,315, , , ,402 (ii) (c) (1) (%) (%) 1, % 20.30% ,236,890, % (2)
194 (3) 22 (4) (a) , , (b) ,918 72,241 76,316 34,203 22,420 90,468 13,236 10,978 5,627 4,333 2,492 1, , ,
195 ,672,814 1,864,955 1,660, ,565 2,576, ,850 1,312,714 67,546 18,109 2,908,956 33,008 75, ,722 68, , ,000 4,751,504 1,542 18,058,572 6,255,458 (c) ,512 24,850 34,299 32, , ,762 5,410 6,645 31, ,523 90,027 56,394 7,804 16, , ,
196 ,677 3,355 (i) 3,461,084 5,124,615 (i) 10,266,294 8,264,703 13,731,809 13,393,315 (i) (d) , ,284 2,675 1, , ,
197 (e) , ,412 4,088 3, ,350 (f) (g) ,927 14,
198
199 (a) ,688,112 36,674, ,950 57,861,675 10,474,694 35,865,237 46,339,931 10,212, , ,950 11,307,641 1, , ,103 7,102,131 4,799, ,614 12,036,345 15,178 6,476,190 6,491,368 7,569,245 14,554,387 3,227,543 25,351, ,877 5,913,967 6,450,844 6,960,566 47,537 3,227,543 10,235,646 71,802 8,592,883 8,664,685 35,374,666 62,504,790 3,861, ,740, ,740 1,868,355 2,842,095 2,263 16,415,500 23,252 16,441,015 13,325 1,312,836 1,326, ,328 19,596,691 23,252 20,609,
200 ,328,086 14,924,758 72,187 38,325,031 10,361,955 14,210,587 24,572,542 12,966, ,375 72,187 13,567, , ,796 95, , , ,578 1, , ,192 10,536,708 14,943,747 3,811,653 29,292,108 1,248,991 11,307,966 12,556,957 9,287,717 2,980 3,811,653 13,102,350 3,632,801 3,632,801 33,962,060 30,563,176 3,997,673 68,522,909 14,303 14,303 4,475 4,475 4, , ,272 23, , ,050 (b) , , ,814 10, ,950 72, , ,814 10, , ,833 (9,210) 90,706 60, ,614 3,811,653 68,502 (224,105) 224, , ,989 3,227,543 3,811,653 68,502 (224,105) 224, , ,989 3,227,543 (430) 23,682 23,
201 , ,580 32,088 72,187 32, ,580 32,088 72, , ,452 31,502 6,737 91, , , , ,893 (336,109) 3,638, , ,822 3,811, , ,893 (336,109) 3,638, , ,822 3,811, , , , , , ,952 (c) ) (d) ,177,108 1,500,000 25,201,106 1,441, ,453,448 1,500,000 20,462,756 1,441,
202
203 (a) 203
204 (i) ,493,752 14,952,000 1,024, ,533 34,301,932 9,423,188 48,455,620 24,732,339 6,491, ,192 22,091, ,623 40,125,321 33,851,517 27,684,190 25,835,454 11,839,866 5,203, ,508, ,033, ,024,100 13,880,971 1,234,961 1,783,536 22,183,838 5,990,043 42,874,281 23,039, , ,991 21,714, ,623 16,892,425 14,571,019 16,097,567 18,924,754 7,202, , ,218,060 80,280,
205 (ii) ,290,515 1,203,237 16,493,752 1,009,457 15,226 1,024,683 33,112,204 1,189,728 34,301,932 42,928,109 5,527,511 48,455, ,264 5,563,104 6,491,368 22,091,992 22,091,992 37,620,255 2,505,066 40,125,321 19,290,700 8,393,490 27,684,190 3,473,698 8,366,168 11,839, ,745,194 32,763, ,508, ,841, ,300 14,952, ,095 3, ,533 8,594, ,095 9,423,188 23,039,784 1,692,555 24,732, ,646 82, , , ,623 32,432,456 1,419,061 33,851,517 19,660,212 6,175,242 25,835,454 2,577,373 2,625,800 5,203, ,094,982 12,938, ,033,
206 (b) ,196,159 45,196,159 1,904,024 1,068 5,745 93, ,066 2,974,582 16,441,015 16,441,015 48,429,850 7,728,723 56,158,573 3,872, ,305 4,804,474 2,034, ,650 2,563,910 12,174,825 12,174,825 1,181,188 17,041,303 16,721,250 34,943,741 5,861, ,799 1, , ,858,058 51,057,810 68,743,927 10,374,200 17,712,958 16,814,929 17,411, ,115,337 12,112 (399,886) 46, ,689 3, ,503 (3,481,642) (3,481,642) 3,503,852 3,503,852 22,210 22,
207 ,807,288 34,807,288 14,303 14,303 4,475 4,475 20,393,342 1,760,329 22,153,671 2,904,765 2,904, , , ,597 13,134,331 13,134,331 63, ,000 1,755,000 2,073,750 1,939,400 1,939,400 36,746,688 36,923,035 2,147, ,000 1,755,000 18,778 77,845,580 23, , , ,762 (18,524,538) (18,524,538) 18,612,266 18,612,266 87,728 87,
208 ,261,083 16,261,083 1,903,988 1,903,988 48,085,053 7,412,667 55,497,720 2,905,359 2,905, , ,150 12,174,825 12,174,825 1,059,250 11,737,000 16,721,250 29,517,500 1,676,111 1,676,111 17,937,194 65,172,375 8,471,917 11,737,000 16,721, ,039,736 (211,513) (59,530) 398, ,009 (3,481,642) (3,481,642) 3,503,852 3,503,852 22,210 22, ,919,595 14,919,595 20,472, ,659 20,972,683 2,803,590 2,803,590 13,134,331 13,134,331 63, ,000 1,755,000 2,073, , ,692 15,807,287 36,409, , ,000 1,755,000 54,791,641 6, , , ,867 (18,524,538) (18,524,538) 18,612,266 18,612,266 87,728 87,
209 (c) VaR VaR VaR 1 95% VaR VaR VaR VaR 209
210 (i) (VaR) (VaR) (VaR) VaR 95% 1 (VaR) , , , , ,043 32,542 31,584 32,407 71,953 9,067 9,243 6,625 7,785 12,368 5, , , , , , , , , , ,045 10,059 8,308 26,471 63,021 7,737 11,743 6,544 5,015 12, , , , , ,421 (ii) 210
211 (161,271) (111,891) (151,293) (109,375) , , , , (15,248) (41,152) (13,221) (41,152) 25 15,362 41,614 13,318 41,614 (iii) % 175,193 (199,079) -3% (57,282) (71,354) % (149,517) (60,096) -3% (173,034) (176,186) 3% 211
212 ,746,374 1,895,540 3,385,992 8,374,189 89,402, ,738,262 9,454,660 7,435,814 55,561 86,684, ,710,420 4,997,776 7,982,347 71,690, ,414,122 4,743,943 8,434,818 72,592,883 (iv) % %
213 [2012] % 5.56% 4.99% [2014] % % 3.2% % ,200 24% % % 290,885 10% 290,885 10% 290, ,652,
214
215 1 2 3 (TIME) IBS
216 ( H H H H H H H H % H H % 216
217 % H H H % A H H % H H 217
218 % % H H H % H
219 ( (1) (2) (3) %
220 (1) 10% (2) 10% % % % A % 220
221 % (1) (2) (3) (1) 3.20% (2) %
222 [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013] [2013]
223 B C A B
224 E D C B B B A
225 C A C D E H B
226 B C C B B
227 A B A
228 A SOHO A B C B B B
229 A
230 A A B E
231 C103 C B401-F A1A A2112-A C-15D A B B B
232
476651 (Citic Securities) RA Chi.indb
6030 2012 2012 12 31 2012 2012 2013 4 30 H http://www.hkexnews.hkhttp://www.cs.ecitic.com 1 2012 103.00 2 ............................................................................................ 4...................................................................................
2013 10 1.50 2 5 6 16 20 22 62 65 80 88 106 141 290 291 292 298 299 2013 12 24 2 2013 CLSA BV 2013 7 31 2013 12 2 2013 2013 CASA BV Crédit Agricole Securities Asia BV 3 A 1.00 600030 H 1.00 6030 A A H
2015 10 5.00 2
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6030 2 0 1 5 2015 6 30 6 2015 2015 http://www.hkexnews.hk http://www.cs.ecitic.com 1 2 ... 4... 7... 11... 13... 33... 37... 51... 56... 57... 58... 104... 105... 109 3 4 2013 2013 CITIC Securities Finance
2016 2
6030 2016 2016 6 30 6 2016 2016 http://www.hkexnews.hk http://www.cs.ecitic.com 1 2016 2 ... 4... 6... 10... 11... 31... 35... 44... 49... 51... 52... 100... 101... 105 3 A A A 1.00 600030 100% 2013 2013
WPIP Chi.indb
2010 2010 20082010 2009 20082010 2008 2010 2011630 181517 20082010 2007 2008512200912 7201037222011630 171420116309 2006 20103110 1820 85 19952003 200420052006 200720072008 2006 2011713 (CASA BV) 19.9%
6837 2016 12 31 2016 12 31 2016 (www.hkexnews.hk) (www.htsec.com) H2016 2017 3 29 * 3 7 23 28 62 91 100 101 149 184 193 194 195 13 11 2016 12 31AH11,501,700,000 AH 10 2.20 2,530,374,000.00 16,131,942,148.54
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2016 中 期 報 告 02 03 06 11 14 52 66 72 73 78 87 88 89 2016H 02 2016 2016 03 2016H A 1.00 H 1.00 Haitong Bank, S.A 2016H 04 665 05 2016H IPO QFII 2016 1 12016 6 30 RQFII 571 2016H 06 Haitong Securities Co.,
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6837 2017 12 31 2017 12 31 2017 2017 12 31 (www.hkexnews.hk) (www.htsec.com) H2017 2018 3 27 * 3 7 23 29 74 104 114 115 164 200 210 211 212 1 13 11 2017 12 31AH11,501,700,000 AH102.30 2,645,391,000.0017,817,845,957.76
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2014 年 度 報 告 3 4 7 18 24 79 85 98 99 145 169 176 177 178 13 12 AH102.5 2015 2 92015 2015AH HH 1,916,978,820H H HAH 11,501,700,0002,875,425,000.00H 479,244,705.0010,369,758,976.60 2 2014 IT FICC Banco Espírito
2 3 4 7 8 25 25 27 29 32 1313.22 33 34 34 35 35 35 35 36 37 38 40 41 42 44 45 84 1 China COSCO Holdings Company Limited China COSCO 1 3 300461 183 49 CEO ** * ** * ** H A H 1919 A 601919 H 183 18 1806-1807
為华泰证券股份有限公司 HTSC 2016 Annual Report 6886 2 4 8 01 14 32 38 02 44 105 03 138 148 149 175 226 04 234 374 375 377 383 401 20164,638,186,983.63 10% 10% 10% 1,391,456,095.083,246,730,888.55 10,929,349,736.652015
i ii 1 2 3 4 6 10 12 122 123 126 128 129 131 132 133 134 135 275 14 14 17 30 35 42 45 48 54 56 62 64 277 287 288 66 78 92 106 112 114
二 零 一 四 年 年 報 i ii 1 2 3 4 6 10 12 122 123 126 128 129 131 132 133 134 135 275 14 14 17 30 35 42 45 48 54 56 62 64 277 287 288 66 78 92 106 112 114 释 义 及 重 大 风 险 提 示 2010 5 2011 72012 7 27 2011 7 2011
6837 2015 12 31 2015 12 31 2015 (www.hkexnews.hk) (www.htsec.com) H2015 2016 3 30 * 3 8 23 28 62 84 92 93 129 160 170 171 172 13 11 2015 12 31AH11,501,700,000AH 104.505,175,765,000.00 14,655,043,372.86
目 录 正 股 基 本 面 分 析... 1 可 转 债 发 行 募 集 资 金 投 向... 1 公 司 基 本 面 情 况... 1 可 转 债 投 资 价 值 分 析... 2 可 转 债 基 本 条 款 分 析... 2 可 转 债 估 值 与 发 行 价 格 预 测... 3 申 购 投
/ / 证 券 研 究 报 告 辉 丰 转 债 (128012) 发 行 定 价 报 告 网 上 申 购 收 益 有 限, 仅 可 适 当 博 弈 可 转 债 研 究 固 定 收 益 2016 年 4 月 20 日 投 资 要 点 可 转 债 发 行 募 集 资 金 投 向 本 次 发 行 可 转 债 募 集 资 金 总 额 8.45 亿 元, 扣 除 发 行 费 用 后 的 实 际 募 集 资 金
( 於中華人民共和國註冊成立的股份有限公司 ) 股 份代號 3606 (A joint stock limited company incorporated in the People's Republic of China with limited liability) Stock Code: 3606 2016 2016 中期報告 Interim Report 2016 中期報告 Interim
2012
2012 : 165 2012 2012 1 14 QDII 168230 1549 16 36 14.1201151% 57% 7.1 6.2% 281 3.6% 2 6 8 11 13 31 41 60 70 77 79 80 81 83 84 86 166 167 168 2012 3 165 601788601818 1997 4 2012 2012 5 + 737320 330 6 2012
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: 2628 2 3 6 7 10 29 36 39 50 54 70 92 96 97 98 100 102 104 105 107 217 1 1 1 2 China Life Insurance Company LimitedChina Life 16 86-10-63631244 86-10-66575112 [email protected] 16 86-10-63631068 86-10-66575112
CHINA MERCHANTS BANK CO., LTD. 03968 2010 2010 12 31 2010 2010 2011 4 H www.hkex.com.hk www.cmbchina.com www.cmbchina.com www.hkex.com.hk www.cmbchina.comwww.sse.com.cn 2011 3 31 2 3 8 12 16 22 88 97 113
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2012 2 3 5 8 11 13 13 72 77 79 86 180 18 38 56 69 71 2012 8 30 2012 2012 2 INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED ICBC A www.sse.com.cn 55 100140 www.icbc.com.cn, www.icbc-ltd.com 3 55 86-10-66108608
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1638 1999 2009 12 9 1638.HK 2 4 8 12 24 40 45 48 56 69 71 73 74 75 76 77 138 Cricket Square Hutchins Drive P.O. Box 2681 Grand Cayman, KY1-1111 Cayman Islands 3306 2 8 20 2001 Butterfield Fulcrum Group
2015 3 30 17 11 1 1 2014 10 1.10 2014
2014 2015 3 30 17 11 1 1 2014 10 1.10 2014 2 5 6 13 14 16 18 20 92 106 132 182 183 189 195 200 204 209 414 415 416 420 2 A A 2014 3 IT 4 571 2014 5 6 2014 7 2014 2014 2014445.46 5.36%1.26%20.35% 1.310.07
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2008 2 2008 1 1 2008 12 31 A 1.00 H 1.00 3 5 7 10 17 26 33 36 45 56 58 2008 66 71 72 153 155 267 2008 268 4 ANHUI CONCH CEMENT COMPANY LIMITED ACC 0086 553 8398918 0086 553 8398931 00852 2111 3220 00852
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1949 10 2016500 119 02328 68.98% 75.0% 80.0% 95.45% 100% 100% 100% 2 3 25 42 43 81 2016 6 30 2015 12 31 (%) 902,276 843,468 7.0 738,847 686,273 7.7 163,429 157,195 4.0 (1) 2.85 2.74 4.2 6 30 6 2016 2015
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追 求 卓 越 持 續 增 長 2010 年 年 度 報 告 中 國 銀 行 股 份 有 限 公 司 ( 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ) 股 票 代 碼 :601988 中 國 銀 行 全 球 網 絡 1929 31 1912 2 1912 1949 1994 2003 2004 8 2006 6 7 31 年 報 目 錄 1 2 3 5 6 7 11
NEW NORMAL NEW EQUILIBRIUM 2015 : 165 008 009 010 014 020 022 050 062 084 092 104 108 110 111 112 114 115 117 193 194 2015 (165.HK) ( 3.37%) ( 29.16%) 008-009 (LP) (GP) 1997 1999 2005 2007 2011
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2012 19841120051028 20061027 39 17,1253831,771 4383.93 2 3 5 7 10 13 17 17 22 39 63 82 84 86 88 92 94 102 114 133 136 141 145 148 150 2012 293 297 HIBOR Hong Kong Interbank Offered Rate LIBOR London Interbank
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38D 1933 0440 36.89 32,533,8312.00 8 1 8 10 (i)(ii) (iii) (i)(ii) (iii) i 6D 6D 6D 6D 6D 708 707 6D 6D ii Capital Markets and Services Act 2007 CMSA CMSA 229(1)(b) 230(1)(b) 6 7 iii CMSA 5 Securities Act
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:06881 2015 12 31 2015 12 31 2015 2015 20164www.hkexnews.hk www.chinastock.com.cn 2016 3 28 2 5 6 7 8 43 49 90 104 111 114 133 159 160 2015 1 A bp 1bp 11% 2007126 H06881 1.00 20151231 ETF IB 100% 70%30%
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股份代碼 : 601318 二零一一年年報 二零一一年年報 2012 3 152011 18 162 i i 1 2 4 6 10 11 22 24 24 30 42 48 54 56 62 64 70 74 130 131 134 136 137 139 140 141 142 143 277 279 285 287 288 76 82 96 113 117 121 1 7,000 194.7512.5%
目錄 董事長致辭 HAR1402017_C_Haitong Securities()F_.indb 1 3 第一節 釋義及重大風險提示 4 第二節 公司簡介 7 第三節 會計數據和財務指標摘要 18 第四節 董事會報告 24 第五節 重要事項 71 第六節 股份變動及股東情況 77 第七節 董事 監
6837 20131231 201312312013 (www.hkexnews.hk) (www.htsec.com) H2013 2014328 * 目錄 董事長致辭 HAR1402017_C_Haitong Securities()F_.indb 1 3 第一節 釋義及重大風險提示 4 第二節 公司簡介 7 第三節 會計數據和財務指標摘要 18 第四節 董事會報告 24 第五節 重要事項 71
中 国 外 运 股 份 有 限 公 司 ( 住 所 : 北 京 市 海 淀 区 西 直 门 北 大 街 甲 43 号 金 运 大 厦 A 座 ) 公 开 发 行 2016 年 公 司 债 券 ( 第 一 期 ) 募 集 说 明 书 ( 面 向 合 格 投 资 者 ) 牵 头 主 承 销 商 / 债
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