Transcription

1

2

3 RQFII 2A

4

5

6 E E 4

7 E E

8 ,7 5,864,330 5,041,827 2,043,386,157 3,236,014, ,024, ,290, ,832, ,974,408 45,031,755 42,701,071 6,361, ,923,981 25,756, , ,887 33,786,846 28,812,223 44,887,153 2,272,108 4,162,164 22,605 2,562,488 22,492 1,520 4,641 92, ,736 5,155,997 28, ,529 36,389 34,837 8,781, ,196, , ,990 2,798, ,330 1,249 17,981 18,768 3, , , ,855,490 93,351,462 5,903,226 19,305,420 36,664,129 15,933, ,637 3,534, ,694 4,810,916 2,830, , ,000 6,762,459 5,559,620 2,436,955,724 3,493,394, ,697, ,009, ,996, ,608,212 45,190,997 51,596,666 6,615, ,946,248 28,624,228 6,7 8,987, ,633 19,412 18, , ,700 14, , ,636 23,342,771 91,152,546 10,359,688 5,110,762 4, ,764 22,562 6,424, , , ,231,692 29,563,522 99, , , ,435 4(a) 4,362 2,001 2,026,115 2,528, , , , ,775 25,553 32,455 3, ,440 36,302 4(b) 2,500 2, , ,261 38,155 44,991 31,525 55,993 4,681 4,096 2,500 27,704 3,025 19,481 18, , , , , , ,020 19,678 18,928 38, ,616 77, ,701 20,758,889 15,736,323 30,294,672 1,151,043 4,593,770 4,725, , ,477 7, , , , ,306 79,767, ,167,183 41,171,341 6,814,123 5,287,089 6,521, ,252 6,887,538 55,526 3,034, ,259 6,532,773 5,074,314 2,357,188,111 3,353,226, ,525, ,195, ,708, ,087,058 44,899,745 44,709,128 6,559, ,911,854 27,833,969 6,532,773 5,074,314 2,357,188,111 3,353,226, ,525, ,195, ,708, ,249,713 44,918,970 44,747,577 6,596, ,267,741 27,904, (162,655) (19,225) (38,449) (37,157) (355,887) (70,373)

9 ,163 47, , ,527 8,769,076 10,791,263 3,507,444 4,388, ,809 3,564, , , ,595 11,188 5,039 60,441 38,845 1, , ,391 74, , ,289 (182,835,968) 137,608,278 87,283,455 79,092,720 (13,391,416) (4,017,432) 458,337 1,049,234 1,907,065 (2,122,342) (1,480,359) (6,108) (557) 305,853,546 2,031,800 (568,536) (119,149) 337,605 (132,177) 603 (15,905) (45,235) (377,459) (9,049) 273, , ,596, ,189,951 95,495,183 89,769,873 (9,485,926) 277, ,290 1,034,548 2,222,957 1,074,357 (1,374,043) 4(a) 33,838 23,371 33,253,131 19,713,747 3,648,562 3,777,207 7,634,870 11,088, , , ,602 3,735, ,969 4(b) 30,000 30,000 3,869,474 2,023, , , , ,741 67,758 51,181 35, ,993 10,581 10,344 5, , , , , ,931 1,316,345 17,742 12,411 28, ,093 5,831 19,200 18, , , , , , ,484 19,200 18,300 19, ,270 18,750 14,151 9, , ,805 10,313,953 2,461,563 4,620,368 5,549,289 11,920 7, ,529 1,442,559 39,212 54,510 59, ,000 80,000 4,430 2, , ,130 65,490 50,697 3,822 74, ,252 13,000 20, , , , ,010 74, ,590 15,055 10,300 7, ,663 1, , ,682 39,004,635 23,406,099 15,174,556 7,457,466 14,023,666 19,244, , , ,463 6,472, , , ,835 85,591, ,783,852 80,320,627 82,312,407 (23,509,592) (18,966,216) (114,018) 473,578 1,829,494 (5,398,003) (1,657,117) 5 (16,038) (6,474) (67,889) (448,774) (567,088) (355,143) (474,539) (24,178) (130,703) (7,650) 132, ,361 85,591, ,715,963 79,871,853 81,745,319 (23,864,735) (19,440,755) (114,018) 473,578 1,805,316 (5,528,706) (1,664,767)

10 ,444, ,468, ,959, ,522,927 3,871,531 3,158,865,164 56,936, ,395,607 77,553,184 (3,615,761) (697,908,680) (123,445,971) (260,390,721) (32,215,128) 374, ,715,963 81,745,319 (19,440,755) 473, (88,914,257) (1,102,506) ,074,314 3,353,226, ,195, ,087,058 44,709,128 4,370,265 2,736,228, ,940,065 65,645,757 47,199,717 24,763, ,101,186 32,778,952 (3,044,500) (3,704,358,546) (359,481,297) (325,159,108) (45,396,028) (20,008,997) (254,256,337) (3,169,781) 132,694 85,591,389 79,871,853 (23,864,735) (114,018) 1,805,316 (5,528,706) (1,664,767) 13 (113,499,898) (1,499,054) (6,404,289) (110,435) ,532,773 2,357,188, ,525, ,708,972 44,899,745 6,559, ,911,854 27,833,

11 , ,835 85,591, ,783,852 80,320,627 82,312,407 (23,509,592) (18,966,216) (114,018) 473,578 1,829,494 (5,398,003) (1,657,117) (36) (84) (612,085) (125,595) (11,188) (5,039) (60,441) (38,845) (1,349) (719) (208) (9,181) (273) (61,163) (47,701) (505,970) (349,527) (8,769,076) (10,791,263) (3,507,444) (4,388,749) (360,809) (3,564,977) (115,092) 29,820,894 8,258,561 9,626,574,282 3,199,976,406 2,113,498, ,384,015 1,855,332,816 1,947,532, ,683, ,647,401 28,882, ,730,251 4,815,882 (30,424,793) (9,327,492) (8,608,569,941) (5,483,684,623) (1,913,929,719) (636,812,159) (1,565,582,057) (1,870,346,684) (211,537,272) (184,298,954) (33,334,404) (1,147,488,874) (32,037,971) 6 363,495 (212,489) 64,458,539 4,392,290 42,635,061 (38,950,856) 24,383,198 32,304,630 1,892,461 (595,648) (401,179) 4,026,636 1,020,778 6 (582,099) (230,800) 118,337,429 (142,000,568) (129,918,516) (40,141,864) (10,991,782) (28,287,198) (2,350,798) (453,586) (1,505,886) (1,904,294) 459,581 (734,970) (1,179,170) 1,285,313,643 (2,305,007,765) 183,826,117 (26,004,759) 276,064,698 57,809,086 (2,427,877) (42,227,928) (4,890,800) (261,608,442) (27,514,212) 199,964 (401,887) (4,974,623) (21,351,915) (44,887,153) 662,806 1,890,056 (4,162,164) 2,539,883 (2,562,488) (22,492) ,675 (3,251) 523 (195,966) 398,636 (67,809,775) 80,844,672 5,248,926 5,088,593 (680,473) (1,332,421) (6,401,764) 6,424, , ,711 2,361 (253) (502,423) 1,684,915 (62,993) (14,614) (373,423) (70,333) (6,902) 32,455 3, ,440 36,302 (60,064) 188,734 (6,836) 1,327 (24,468) (4,961) 585 4,096 2,500 27,704 3,025 1, ,480 24,569 15,080 56,860 (23,869) 100, ,928 38, ,616 75,348 (727,598) (1,181,372) 1,212,038,025 (2,243,613,115) 144,133,141 (20,209,787) 276,849,270 52,340,367 (6,295,325) (38,310,611) (4,845,874) (260,565,248) (27,282,826) , ,595 11,188 5,039 60,441 38,845 1, , ,284 51, , ,717 13,042,337 12,903,572 3,507,444 4,388, ,408 2,678,448 78,702 (16,038) (6,474) (67,889) (448,774) (567,088) (355,143) (474,539) (24,178) (130,703) (5,827) (679,316) (1,136,444) 1,213,028,301 (2,243,093,692) 156,737,892 (7,868,264) 280,062,012 56,293,422 (6,293,976) (38,309,892) (4,537,436) (258,008,322) (27,209,678) 9

12 * 4,370,265 3,871,531 2,857,101,501 3,021,127, ,197,582 56,722,560 65,959, ,487,707 49,944,081 74,714,007 24,763, ,152,406 32,777,703 (3,107,528) (3,552,060) (3,699,335,980) (683,213,666) (330,337,668) (126,069,508) (325,290,940) (264,003,182) (45,583,416) (31,926,651) (20,001,065) (253,453,001) (2,737,986) 13 (113,289,794) (68,516,483) (1,464,562) (942,954) (4,880,167) 1,262, ,471 (955,524,273) 2,269,396,951 (170,140,086) (69,346,948) (259,331,227) (59,515,475) 2,896,103 41,844,402 4,762, ,819,238 30,039, ,421 (816,973) 257,504,028 26,303,259 (13,402,194) (77,215,212) 20,730,785 (3,222,053) (3,397,873) 3,534, ,694 4,810,916 2,830, , ,238 93,351,462 67,048,203 19,305,420 96,520,632 15,933,344 19,155,397 3,534, , , ,855,490 93,351,462 5,903,226 19,305,420 36,664,129 15,933, ,637 3,534, ,694 4,810,916 2,830, , , ,855,490 93,351,462 5,903,226 19,305,420 36,664,129 15,933, ,637 3,534, ,694 4,810,916 2,830,039 * 5,772, ,931,287 53, , ,

13 A A A A X A A A A A X X I I A1 A2 A3 A7 X A A A A9 11

14 A A A I X X A A A X A A A A A A A8 104(1) 2 (a) E 12

15 2 (a)

16 2 (a) (b) (i) (ii) 14

17 2 (b) (ii) (iii) 15

18 2 (b) (iv) (c) (d) (e) (i) 16

19 2 (e) (i) (ii) (f) (g) 17

20 2 (h) 32 (i) (j) (k) (i) 18

21 2 (k) (ii) (a) (a)(i) (l) (m) 19

22 2 (n) (o) (a) (b) (c) (d) (a) 20

23 3 (a) (b) 5 2(o) 21

24 4 (a) A1 A2 A3 A4 A7 A8 A9 X1 X2 X3 I2 I3 I % % % % % 1.250% 1.250% 1.250% % % 0.875% 1.250% 1.250% 1.250% % % 1.750% 1.750% % % 1.000% % % % 1.500% % % 1.500% % % 1.500% % % X % 1.250%

25 4 (b) 2,500 20,00015,000 25,000, % 25,000, % % 2, ,000, % 200,000, % % 15, ,000, % 200,000, % % 20,000 23

26 A(1A) RQFIIA H [2014]79 QFII RQFII QFII RQFII RQFII A AH 24

27 ,998,715 2,262,028 7,034,974 20,088,803 40,756, ,822 56,268,778 5,667 80, , , ,018, ,453,470 22,000,690 2,295,999 2,519,270 2,035,427,361 3,159,657,409 5,864,330 5,041,827 2,043,386,157 3,236,014, ,024, ,290, ,987, ,633 19,412 8,987, ,633 19, , , ,337, ,000, ,918,516 40,141,864 (363,495) 212,489 64,498,539 (4,392,290) (42,635,061) 38,950, , ,289 (182,835,968) 137,608,278 87,283,455 79,092,720 25

28 ,854, ,306 1,537, , ,823 2, ,971, ,974,408 4,377, ,333,266 11,146,548 1,306,723 4,658, ,398 45,031,755 42,462,248 91,932,220 12,344, ,832, ,974,408 45,031,755 42,701,071 6,361, ,923,981 25,756, , , ,700 14,821 18, , ,700 14,821 10,991,782 28,287,198 2,350, ,586 1,505,886 1,904,294 (459,581) (24,383,198) (32,304,630) (1,892,461) 595, ,179 (4,026,636) (1,020,778) (13,391,416) (4,017,432) 458,337 1,049,234 1,907,065 (2,122,342) (1,480,359) 26

29 ,822 56,268,778 5,667 80,260 8,987, ,633 19, , ,823 2,550 18, , ,700 14,821 27

30 7 18, , ,

31 7 36,071, ,765 2,395,000 42,682 3,245, ,055 5,490,448 97,847 4,512,489 53, ,829,350 8,929,890 4,507,675 57, ,822 8,987, ,400,000 5,930,984 31,600,000 12,262,028 17,200,000 6,984,471 6,838,776 1,310,575 41,366,984 5,789,344 44,116,375 6,099,126 7,631,609 1,120,708 9,502,966 1,399,320 2,157, , , ,338 5,990, ,280 7,640, ,686 8,117, , ,072,077 12,969,677 33,182, ,109 3,075,031 3,004 5,990, ,480 7,640, , ,149 10,935 4,271, ,023 56,268, ,633 29

32 7 455,163 5,667 2,396,094 19,412 5,667 19, ,882,100 32, ,100 47,498 80,260 2,650,172 7,204 30

33 7 28,532,754 18, ,000, ,895 8,138,912 9,361 13,000, ,567 11,000, , ,171,333 2,668 31

34 7 43,580, , ,736 2,550 25,626,162 14,821 2,550 14,821 32

35 , ,822 (923,822) (8,987,109) (8,987,109) 923,822 (8,063,287) ,268,778 56,268,778 (775,633) 55,493,145 (775,633) (775,633) 775,633 33

36 ,667 5,667 (5,667) (19,412) (19,412) 5,667 (13,745) ,260 80,260 80, ,204 7,204 7,204 34

37 7 2 1 (18,458) (18,458) (18,458) , ,823 (284) 238,539 (284) (284) (2,668) (2,668) (2,668) 35

38 7 2 1 (287,700) (287,700) (287,700) 2 1 2,550 2,550 (2,550) (14,821) (14,821) 2,550 (12,271)

39 , ,887 33,786,846 28,812,223 44,887, , ,636 23,342,771 91,152,546 10,359,688 5,110, ,272,108 4,162,164 22,605 2,562,488 22,492 4, ,764 22,562 6,424, , ,711 37

40 9 (ETF) REIT RQFII RQFIIA 38

41 9 (a) 39

42 9 (a) (i) % % 344, , , , ,998, ,272, ,998, ,262, , , , , , , , , , , , , , , , , , , , , , , ,295, ,519, ,864, ,041,

43 9 (a) (i) % % 7,034, ,088, ,034, ,088, ,463, ,589, ,266, ,675, ,560, ,047, ,809, ,510, ,044, ,127,308, ,281,461, ,657, ,418, ,975, ,550, ,360, ,589, ,803, ,384, ,732, ,208, Jersey, C.I 3,394, ,989, ,339, ,823, ,884, ,438, ,107, ,203, ,834, ,678, ,630, ,272, ,204, ,143, ,529, ,498, ,511, ,011,

44 9 (a) (i) % % 6,877, ,756, ,604, ,244, ,615, ,208, ,260, ,772, ,590, ,237, ,035,427, ,159,657, ,042,462, ,179,746, % % 40,756, ,064, ,954, ,453, ,018, ,453, ,000, ,018, ,210,

45 9 (a) (i) % % 22,854, ,764, ,974, ,206, ,971, ,974, ,825, ,974, % % 1,281, , , , ,468, ,858, , , ,378, ,302, ,143, ,555, , ,089, ,775, ,864, , ,687, ,157, ,360, Isle of Man 290, , , , Jersey, C.I. 210,

46 9 (a) (i) % % 400, , , , , , , , , , , , ,806, ,067, , , , , , , , , ,069, ,194, ,970, , , ,031, ,462,

47 9 (a) (i) 2018 % 189, , , ,910, , ,058, , , , ,377, , , , , ,306, ,361,

48 9 (a) (i) 2018 % 45,919, ,091, ,322, ,333, ,518, ,630, , ,193, ,181, ,719, ,571, ,472, ,480, ,803, ,932, ,658, ,923,

49 9 (a) (i) 2018 % 294, ,242, ,537, , , ,779, , , ,146, , ,319, ,137, , , ,507, ,344, , , , ,754,

50 9 (a) (i) % %

51 9 (a) (i) % %

52 9 (a) (i) % %

53 9 (a) (i) % % % %

54 9 (a) (i) 2018 %

55 9 (a) (i) 2018 %

56 9 (a) (i) 2018 %

57 9 (a) (i) % 202,984 5% 80, % 55,382,706 10% 30,423,461 55

58 9 (a) (i) % 19,263,158 14% 69,675, MSCI AC 13% 665, % 17,160,320 56

59 9 (a) (i) MSCI AC 8% 406,196 9(a)(ii) (ii) 57

60 9 (a) (ii) ,589 1,515,462 1,315, ,948 1,203,638 2,295,999 2,519, ,456, ,295,851 1,312,649,378 1,764,669, ,321,277 1,250,692,278 2,035,427,361 3,159,657, ,845, ,952 20,648,700 19,100,008 20,537,940 22,844,288 45,031,755 42,462,248 58

61 9 (a) (ii) ,693,584 41,621,125 35,617,511 91,932, ,709,393 9,840, ,238 12,344,

62 9 (a) (ii) , , ,440, ,325, ,730,903 2,162, ,279, ,302 (iii) 60

63 9 (a) (iii) ,239 14,266 22,033 2, ,041 5,610 16, , ,681 94, , , , ,431,398 22,826,587 44,832, ,660, ,966,693 (15,477,878) 16,137,148 7,034,973 7,625,573 61

64 9 (a) (iii) ,917,696 4,514,913 59, ,413,306 12,460, , ,745 16,464,660 22,000, ,646, , , ,834 3,206, ,900 9,806 1,236,748 4,297,518 4,899,386 62

65 9 (a) (iii) ,555 1, , ,910,986 67,130 1,058, , , ,049 62,083,334 84,382,971 45,919,256 11,981, ,085 1,773,927 3,875,616 94, ,892 8,779, ,471 1,047,210 63

66 9 (a) (iii) 5% /- +/- +/- 5% % 1, % % % 3 3 5% 8 7 5% 17,334 5% 78 4,709 5% 18,882 33,059 5% 7,374 64

67 9 (a) (iii) /- +/- +/- 5% 821,570 1,141,329 5% 2,241,627 6,333,005 5% 12,048,335 (773,894) 5% 806,857 5% 351, , /- +/- +/- 5% 145, ,746 5% 2,999 5% 170, ,029 5% 48,974 28,787 5% 823,233 5% 1,100,035 65

68 9 (a) (iii) /- +/- +/- 5% 132,336 32,467 5% 12,616 5,492 5% 160, /- +/- +/- 5% 32, % 61,837 5% 214, ,969 66

69 9 (a) (iii) /- +/- 5% 12,528 5% 98 5% 24,101 5% 5% 145,549 5% 3,357 5% 52,922 5% 9,497 5% 9, /- +/- 5% 452 5% 3,104,167 5% 4,219,149 5% 2,295,963 5% 599,067 67

70 9 (a) (iii) /- +/- 5% 45,304 5% 88,696 5% 193,781 5% 4,701 5% 42,195 5% 438,997 5% 24,524 5% 52,361 (b) 9(d)

71 9 (b) 10% %

72 9 (c) % % Aaa 2 182, A 1 /A 2 457, ,055, BBB 1 /Baa 2 1,435, , BB 1 /Ba 2 611, BBB , , ,295, ,519, % % AAA 1 /Aaa 2 16,137, A 1 /A 2 16,806, BBB 1 /Baa 2 10,116, ,777, BB 1 /Ba 2 1,226,965, ,371,126, Caa 2 21,630, ,346, ,179, ,035,427, ,159,657,

73 9 (c) % % AAA 1 /Aaa 2 1,236, A 1 /A 2 9,470, ,941, BBB 1 /Baa 2 17,604, ,307, BB1/Ba 2 9,097, ,281, ,858, ,695, ,031, ,462, % A 1 /A 2 23,759, BBB 1 /Baa 2 22,451, BB 1 /Ba 2 21,563, ,157, ,932, % BB 1 /Ba 2 8,497, ,847, ,344,

74 9 (c) A 2017 A A 2017 A (d) 72

75 9 (d) 73

76 9 (d) 2,998,715 2,998, , , ,295,999 2,295,999 3,568,285 2,296,045 5,864,330 6,532,773 6,532, ,262,028 2,262, , , ,519,270 2,519,270 2,522,397 2,519,430 5,041,827 5,074,314 5,074,314 74

77 9 (d) 7,034,974 7,034, , ,822 2,035,427,361 2,035,427,361 2,043,386,157 2,043,386,157 8,987,109 8,987,109 2,357,188,111 2,357,188,111 2,366,175,220 2,366,175, ,088,803 20,088,803 56,268,778 56,268,778 3,159,657,409 3,159,657,409 3,236,014,990 3,236,014, , ,633 3,353,226,938 3,353,226,938 3,354,002,571 3,354,002,571 75

78 9 (d) 312,018, ,018,411 5,667 5, ,018,411 5, ,024,078 19,412 19, ,525, ,525, ,545, ,545, ,756,000 40,756, ,453, ,453,470 22,000,690 22,000,690 80,260 80, ,210,160 80, ,290, ,195, ,195,231 76

79 9 (d) 22,854,000 22,854, ,971, ,971,029 7,204 7, ,825,029 7, ,832, ,708, ,708, ,909,401 49,065, ,974, ,249, ,249,713 77

80 9 (d) 45,031,755 45,031,755 18,458 18,458 44,918,970 44,918,970 44,937,428 44,937, ,462,248 42,462, , ,823 42,701,071 42,701, ,747,577 44,747,577 44,747,861 44,747,861 78

81 9 (d) 677, ,306 4,377,916 4,377,916 1,306,723 1,306,723 6,361,945 6,361,945 2,668 2,668 6,596,671 6,596,671 6,599,339 6,599, ,333, ,333,266 4,658,495 4,658,495 91,932,220 91,932, ,991,761 91,932, ,923, , , ,267, ,267, ,555, ,555,441 79

82 9 (d) 1,537,225 1,537,225 11,146,548 11,146,548 12,344,830 12,344, , ,398 2,550 2,550 13,409,171 12,347,380 25,756,551 14,821 14,821 27,904,342 27,904,342 27,919,163 27,919,163 80

83 9 (d) ,065, % ,065,007 76,180,894 (49,065,007) (76,180,894) 49,065, ,065,007 (2,510,632) 81

84 9 (d) ,065,007 5% 2,453,250 82

85 9 (e) (e) 9(b) 2(j) ,65519, ,449 37, ,887 70,373 83

86 10 A1 A2 A3 X , ,094, , , ,254, ,000, (209, ) (1,379, ) , ,969, , ,000, , ,657, , (95, ) (1,538, ) ( ) , ,088, , ,691, ,437,995 21,380,774 18,191 18,490, ,259,184 19,296,650 17,630 10,383,

87 10 A1 A2 A3 A4 A8 X1 X3 I2 I3 I ,766, ,582, ,496, , , ,453, ,885, ,157, ,697, , ,001, ,809, ,392, ,545, , (39,462, ) (438, ) (15,740, ) (146, ) (836, ) (5,171, ) (1,017, ) ,188, ,300, ,453, , , ,262, ,220, ,527, , ,488, , ,091, , , ,722, ,649, ,539, ,520, ,687, (164,038, ) (573, ) (25,175, ) (290, ) (401, ) (50,644, ) (13,870, ) (6,539, ) (26,048, ) (4,075, ) ,638, ,551, ,369, , , ,340, , ,186,745,178 33,659, ,816,706 3,277,958 5,416, ,948,263 2,378, ,812,804,061 31,703, ,516,285 4,248,811 7,746, ,564, ,905, ,000, ,944,770 85

88 10 A1 A2 A3 A7 X ,808, ,767, , ,034, ,996, ,850, , , , ,579, (4,690, ) (544, ) (294, ) (298, ) (2,262, ) ,968, ,288, , , ,312, ,611, , , , (15,628, ) (688, ) (179, ) (1,151, ) (5,350, ) ,951, , , , ,962, ,819,354 7,240, ,156 2,315, ,595, ,684,243 13,085, ,499 10,858, ,273,

89 10 A1 A2 A3 A ,417, ,386, ,367, ,546, , ,270, (5,256, ) (1,908, ) (15,550, ) ,706, ,413, ,088, , , ,946, , (5,075, ) (1,496, ) (31,300, ) (32, ) ,136, ,030, ,734, , ,502,492 13,716, ,985,582 2,793, ,503,910 24,979, ,779,

90 10 A1 A2 A7 I2 X1 X ,146, ,248, ,439, ,984, , ,244, (1,135, ) (7,002, ) (2,009, ) (7,244, ) ,011, ,246, ,430, ,984, , ,702, ,103, ,288, ,478, ,182, (2,350, ) (8,549, ) (1,855, ) (3,984, ) (151, ) (1,182, ) 1,363, ,800, ,863, ,478, ,962, ,885,606 28,218,342 14,445, ,905, ,041,561 34,822,265 39,812,934 1,498,

91 10 A1 A2 A7 X , ,282, ,251, ,521, (821, ) (7,003, ) (979, ) , ,278, , ,521, ,934 14,434,886 3,090,269 28,979, A1 A2 A ,738, ,583, ,082, (14,741, ) (727, ) (3,653, ) ,996, , ,428, ,342,208 8,096,114 42,620,

92 10 A1 A2 A4 A ,666, , ,936, (150, ) (854, ) (20, ) (309, ) , ,811, , ,627, ,636, ,142, ,749 24,999,

93 12 4 (a) , , ,784,490 93,351,462 5,903,226 19,305,420 8,008,964 9,673, ,917 3,534, ,694 4,810,916 2,830,039 91

94 12 (b) A2 50, , A1 1, , A3 47, , A8 12, , A1 20, (20, ) A2 4, (4, ) A2 108, (108, ) A1 1, , A8 14, , (34, ) 12, A3 19, , A2 30, (30, )

95 12 (c) 2017 (d) % % 1,428, ,

96 12 (d) % % 680,726, , ,251,745 91,

97 12 (e) ,243 30,234 10,513,679 19,145,096 1,741, , ,997 2,681, , , ,309 6,895, ,256 (f) BOC (Europe) UCITS SICAV BOCHK High Yield Bond Fund 10,774 7,034, BOC (Europe) UCITS SICAV BOCHK RMB High Yield Bond Fund 10,774 7,625,573 BOC (Europe) UCITS SICAV RQFII Fixed Income Fund 130,000 12,463,230 95

98 A ,666, ,374, ,166,627 22,408,679 A ,551, ,300, ,063,898 2,685,761 A ,262, ,489, ,525,798 3,698,780 A , , , ,582 A , , , ,720 24,231,692 29,563,522 A ,430, ,527, ,287,361 10,552, ,090, ,546, ,113,547 15,831, ,762, ,901, ,559,129 14,085,280 A ,807, ,506, ,530,462 1,506, ,605, ,452, ,288,039 2,395, ,563, ,367, ,903,771 2,277,241 96

99 A ,536, ,058, ,534,546 2,716, ,667, ,731, ,213,309 3,995, ,369, ,755, ,021,663 3,807,374 A , , , , , , , , , , , ,413 A , , , , , , , , , , , ,780 89,268,206 59,350, ,499,898 88,914, ,726,917 83,982,970 5,772,981 4,931, ,619, ,161,600 1,611, ,401,922 97

100 A ,363, ,011, ,920 58,326 A ,849, ,252, ,481 39,398 A ,863, ,430, ,830 21,248 99, ,972 A ,412, ,061, ,385 59, ,738, ,084, ,418 56, ,080, ,337, ,338 67, ,192, ,539, ,587 71, ,202, ,902, ,863 84, ,943, ,031, ,374 78, ,023, ,034, ,674 91, ,912, , ,114, , ,630, , ,899, ,183 98

101 A ,004, ,543, ,087 39, ,213, ,461, ,432 39, ,281, ,058, ,380 45, ,918, ,485, ,868 45, ,705, ,3158, ,104 49, ,865, ,756, ,036 46, ,655, ,887, ,562 57, ,945, , ,550, , ,523, , ,312, ,384 A ,980, ,548, ,134 21, ,980, ,549, ,429 19, ,977, ,606, ,527 22, ,009, ,441, ,127 20, ,133, ,636, ,397 21, ,538, ,273, ,187 22, ,559, ,231, ,514 24, ,654, , ,402, , ,379, , ,275, , ,399, ,534 1,499,054 1,102,506 1,445,836 1,057,431 53,218 45,075 95, ,477 3, ,495

102 A ,006, ,203 A , ,372 A ,425, , ,672 A ,777, , ,865, , ,850, , ,558, , ,346, , ,179, ,398 A , , , , , , , , , , , ,151 A ,193, , ,251, , ,184, , ,059, , ,946, , ,467, ,065 5,526,617 6,404,289 5,645, , , ,

103 A , ,864 A ,810, ,124 A , ,816 A ,627, , , , ,816 7, ,816 7, ,000, (a) (b)

104 (c) A ,370,287 A ,460 A ,685,049 A ,943 A ,508 A , , ,517 A , , ,212 A , , ,547 A , , ,597 A , , ,167 A , , ,614

105 15 A , , ,743 A , , ,916 A , , ,418 A , , ,

106 8,000 69, % 13,000 26, % 5, , % 377, % TELEFONICA SA 183 1, % BERKSHIRE HATHAWAY INC-CL B 1, , % 569, % DEUTSCHE X-TRACKERS HARVEST CSI 300 CHINA A-SHARES ETF 4, , % ISHARES CORE MSCI EAFE ETF 1,479 93, % ISHARES CORE S&P 500 ETF 1, , % ISHARES MSCI GERMANY ETF 5, , % ISHARES MSCI HONG KONG ETF 8, , % SCHWAB INTL EQUITY ETF 12, , % VANGUARD FTSE DEVELOPED MARKETS ETF 9, , % VANGUARD FTSE EMERGING MARKETS ETF 6, , % VANGUARD MID-CAP VALUE ETF 1, , % VANGUARD SMALL-CAP ETF 1, , % VANGUARD TOTAL STOCK MARKET ETF 3, , % 2,998, % VERTEX CAPITAL INVESTMENT LTD 4.15% S/A 22APR , , % 104

107 CHINA HONGQIAO GROUP LTD 6.85% S/A 22APR , , % SUNNY OPTICAL TECHNOLOGY GROUP CO LTD 3.75% S/A 23JAN , , % 401, % VANKE REAL ESTATE HONG KONG CO LTD 3.975% S/A 09NOV , , % MAZOON ASSETS CO SAOC 5.2% S/A 08NOV2027 REGS 200, , % 978, % NATIONAL AUSTRALIA BANK LTD 3M L+0.89% Q 10JAN2022 REGS 250, , % CICC HONG KONG FINANCE 2016 MTN LTD 3M L+1.2% Q 25APR , , % HUARONG FINANCE 2017 CO LTD 3M L+1.65% Q 27APR , , % 405, % BPCE SA 3M L+1.22% Q 22MAY2022 REGS 250, , % VANKE REAL ESTATE HONG KONG CO LTD 3M L+1.55% Q 25MAY , , % BOC AVIATION LTD 3M L+1.05% Q 02MAY , , % 1,317, % 105

108 18,519 13, % % 5,864, % 668, % ,532, % 6,030,

109 BARMINCO FINANCE PTY LTD 6.625% S/A 15MAY2022 REGS 2,000,000 12,789, % SHANDONG ENERGY AUSTRALIA PTY LTD 4.55% S/A 26JUL2020 3,960,000 25,317, % VIRGIN AUSTRALIA HLDGS LTD 7.875% S/A 15OCT2021 REGS 1,250,000 8,437, % VIRGIN AUSTRALIA HLDGS LTD 8.5% S/A 15NOV2019 REGS 3,956,000 26,918, % 73,463, % AHLI UNITED BANK BSC 6.875% S/A PERP 925,000 6,266, % CHINA OIL AND GAS GROUP LTD 5% S/A 07MAY ,000 3,315, % GOME ELECTRICAL APPLIANCES HLDG LTD 5% S/A 10MAR2020 1,590,000 10,245, % 13,560, % BAOXIN AUTO FINANCE I LTD 6.625% S/A 02APR2019 4,400,000 29,372, % BAOXIN AUTO FINANCE I LTD 8.75% S/A PERP 5,750,000 37,768, % BL CAPITAL HLDGS LTD 4.5% S/A 17AUG2018 2,600,000 17,370, % BLUE SKY FLIERS CO LTD 6.9% S/A 20JAN2019 5,500,000 37,031, % BLUE SKYVIEW CO LTD 7.125% S/A PERP 1,200,000 7,436, % EXCEL CAPITAL GLOBAL LTD 7% S/A PERP 400,000 2,665, % FORTUNE STAR BVI LTD 5.375% S/A 05DEC2020 3,500,000 23,122, % FRANSHION BRILLIANT LTD 5.2% S/A 08MAR ,000,000 10,116, % HONG SENG LTD 8.5% S/A 20NOV2018 4,750,000 31,273, % JIANGSU NANTONG SANJIAN INTL CO LTD 7.8% S/A 26OCT2020 2,220,000 13,331, % KUNZHI LTD 3M L+4% Q 21MAY2021 3,750,000 25,057, % NEW METRO GLOBAL LTD 6.5% S/A 23APR2021 1,000,000 6,535, % SHNDONG IRON AND STEEL XINHENG INTL CO LTD 6.5% S/A 14JUN ,000 4,639, % SHNDONG IRON AND STEEL XINHENG INTL CO LTD 6.9% S/A 29MAR2020 5,900,000 39,033, % 107

110 STUDIO CITY FINANCE LTD 8.5% S/A 01DEC2020 REGS 5,250,000 35,345, % TOP WISE EXCELLENCE ENTERPRISE CO LTD 6% S/A 16MAR ,000 3,510, % TRILLION CHANCE LTD 5.25% S/A 11OCT2018 4,500,000 30,056, % TSINGHUA UNIC LTD 4.75% S/A 31JAN2021 5,500,000 35,493, % WISDOM GLORY GROUP LTD 5.25% S/A PERP 6,500,000 42,187, % YINGDE GASES INVESTMENT LTD 7.25% S/A 28FEB2020 REGS 3,000,000 20,462, % 451,809, % 21VIANET GROUP INC 7% S/A 17AUG2020 5,750,000 38,365, % 361 DEGREES INTL LTD 7.25% S/A 03JUN2021 1,600,000 10,110, % AGILE GROUP HLDGS LTD % S/A PERP 3,000,000 20,583, % AGILE GROUP HLDGS LTD 9% S/A 21MAY ,000 3,475, % BIOSTIME INTL HLDGS LTD 7.25% S/A 21JUN2021 REGS 4,000,000 26,678, % CAR INC 6.125% S/A 04FEB2020 REGS 1,750,000 11,617, % CAR INC 6.5% S/A 04APR ,000,000 22,859, % CENTRAL CHINA REAL ESTATE LTD 6.875% S/A 23OCT2020 2,600,000 17,077, % CENTRAL CHINA REAL ESTATE LTD 8% S/A 28JAN2020 REGS 6,670,000 45,880, % CHINA AOYUAN PROPERTY GROUP LTD 6.35% S/A 11JAN2020 5,500,000 37,040, % CHINA AOYUAN PROPERTY GROUP LTD 6.525% S/A 25APR2019 2,000,000 13,465, % CHINA AOYUAN PROPERTY GROUP LTD 7.5% S/A 10MAY2021 1,000,000 6,495, % CHINA HONGQIAO GROUP LTD 6.85% S/A 22APR2019 3,970,000 26,737, % CHINA JINJIANG ENVIRONMENT HLDG CO LTD 6% S/A 27JUL2020 1,200,000 7,474, % CHINA SCE PROPERTY HLDGS LTD 10% S/A 02JUL2020 5,500,000 40,027, % CIFI HLDGS GROUP CO LTD 6.375% S/A 02MAY2020 1,250,000 8,329, % 108

111 CIFI HLDGS GROUP CO LTD 7.75% S/A 05JUN2020 3,800,000 25,731, % FANTASIA HLDGS GROUP CO LTD 7.25% S/A 13FEB2019 3,720,000 24,718, % FUTURE LAND DEVELOPMENT HLDGS LTD 2.25% S/A 10FEB ,000,000 15,903, % FUTURE LAND DEVELOPMENT HLDGS LTD 5% S/A 16FEB2020 6,950,000 45,749, % FWD LTD 6.25% S/A PERP 3,150,000 21,021, % GARUDA INDONESIA GLOBAL SUKUK LTD 5.95% S/A 03JUN2020 1,500,000 9,743, % GOLDEN WHEEL TIANDI HLDGS CO LTD 8.25% S/A 03NOV2019 6,800,000 45,780, % HILONG HLDG LTD 7.25% S/A 22JUN2020 2,750,000 17,640, % JINGRUI HLDGS LTD 9.45% S/A 23APR2021 1,300,000 8,500, % KWG PROPERTY HLDGS LTD 8.975% S/A 14JAN2019 REGS 6,250,000 43,826, % LOGAN PROPERTY HLDGS CO LTD 5.125% S/A 02NOV2018 1,000,000 6,673, % LOGAN PROPERTY HLDGS CO LTD 5.375% S/A 03DEC2018 2,000,000 13,302, % LOGAN PROPERTY HLDGS CO LTD 6.875% S/A 24APR2021 1,000,000 6,555, % MAOYE INTL HLDGS LTD 7% S/A 23OCT2018 3,800,000 24,598, % MODERN LAND CHINA CO LTD 6.5% S/A 03JUL2018 3,000,000 20,432, % MODERN LAND CHINA CO LTD 6.875% S/A 20OCT2019 1,750,000 11,287, % MOON WISE GLOBAL LTD 9% S/A PERP 5,000,000 34,862, % NAGACORP LTD 9.375% S/A 21MAY2021 REGS 1,125,000 7,701, % POWERLONG REAL ESTATE HLDGS LTD 5.95% S/A 19JUL2020 5,200,000 33,843, % POWERLONG REAL ESTATE HLDGS LTD 7.625% S/A 26NOV2018 4,500,000 30,122, % POWERLONG REAL ESTATE HLDGS LTD CB 0% A 11FEB ,000,000 12,449, % REDCO GROUP 6.375% S/A 27FEB ,000 3,258, % REDCO PROPERTIES GROUP LTD 7% S/A 14NOV2018 6,500,000 43,194, % RONSHINE CHINA HLDGS LTD 6.95% S/A 08DEC2019 5,450,000 35,377, % 109

112 SHIMAO PROPERTY HLDGS LTD 5.75% S/A 15MAR ,000,000 21,187, % SHIMAO PROPERTY HLDGS LTD 5.75% S/A 15MAR ,000,000 18,152, % SHUI ON DEVELOPMENT HLDG LTD 6.875% S/A 02MAR ,000,000 35,456, % SUNAC CHINA HLDGS LTD 6.875% S/A 08AUG2020 2,750,000 18,303, % SUNAC CHINA HLDGS LTD 8.75% S/A 05DEC2019 5,885,000 40,102, % TIMES CHINA HLDGS LTD 6.25% S/A 17JAN2021 1,000,000 6,496, % TIMES CHINA HLDGS LTD 6.25% S/A 23JAN2020 6,800,000 45,836, % TIMES CHINA HLDGS LTD 7.85% S/A 04JUN2021 3,000,000 19,565, % XINYUAN REAL ESTATE CO LTD 8.125% S/A 30AUG ,000 2,012, % YANKUANG GROUP CAYMAN LTD 4.75% S/A 30NOV2020 5,450,000 34,927, % YUZHOU PROPERTIES CO LTD 6.375% S/A 06MAR2021 (1,175) 0.00% YUZHOU PROPERTIES CO LTD 7.9% S/A 11MAY2021 1,000,000 6,777, % 1,127,308, % GANGTAI GROUP CO LTD 9.75% S/A 23SEP2019 1,000,000 6,615, % JAIN INTL TRADING BV 7.125% S/A 01FEB2022 1,000,000 6,493, % SDOE INTL FINANCE I CO LTD 5.45% S/A 24OCT2020 3,760,000 24,361, % URUMQI GAOXIN INVESTMENT AND DEVELOPMENT GROUP CO LTD 5.2% S/A 20DEC2020 1,240,000 7,866, % XINJIANG GUANGHUI INDUSTRY INVESTMENT GROUP CO LTD 7.875% S/A 30MAR2020 3,210,000 19,320, % 64,657, % 110

113 BANK OF EAST ASIA LTD 5.625% S/A PERP 3,340,000 21,444, % CHALIECO HONG KONG CORP LTD 5.7% S/A PERP REGS 250,000 1,692, % HAINAN AIRLINES HONG KONG CO LTD 6.35% S/A 31OCT2018 4,914,000 32,671, % YANCOAL INTL RESOURCES DEVELOPMENT CO LTD 5.75% S/A PERP 5,750,000 38,087, % YANGO JUSTICE INTL LTD 9.5% S/A 23SEP2019 1,700,000 11,247, % YANLORD LAND HK CO LTD 5.875% S/A 23JAN2022 1,000,000 6,746, % ZOOMLION HK SPV CO LTD 6.125% S/A 20DEC2022 REGS 750,000 4,698, % 116,589, % Jersey, C.I. WEST CHINA CEMENT LTD 6.5% S/A 11SEP ,000 3,394, % KOREAN AIR LINES CO LTD 6.875% S/A 12JUN2047 2,000,000 12,823, % AZURE POWER ENERGY LTD 5.5% S/A 03NOV2022 REGS 2,250,000 13,830, % HT GLOBAL IT SOLUTIONS HLDGS LTD 7% S/A 14JUL2021 REGS 1,400,000 9,607, % 23,438, % MONGOLIA GOVERNMENT INTL BOND % S/A 06APR2021 REGS 750,000 5,691, % TRADE & DEVELOPMENT BANK OF MONGOLIA LLC 9.375% S/A 19MAY2020 REGS 2,000,000 14,142, % 19,834, % PB INTL BV 7.625% S/A 26JAN ,000 1,630, % 111

114 ALAM SYNERGY PTE LTD 6.95% S/A 27MAR2020 REGS 1,000,000 6,157, % GOLDEN LEGACY PTE LTD 8.25% S/A 07JUN2021 REGS 2,057,000 13,601, % INDIKA ENERGY CAPITAL II PTE LTD 6.875% S/A 10APR2022 REGS 2,250,000 14,987, % ITNL OFFSHORE PTE LTD 7.5% S/A 18JAN ,500,000 13,720, % MARQUEE LAND PTE LTD 9.75% S/A 05AUG2019 REGS 231,862 1,638, % MEDCO STRAITS SERVICES PTE LTD 8.5% S/A 17AUG2022 REGS 1,750,000 11,972, % OLAM INTL LTD 5.35% S/A PERP 3,000,000 19,479, % STATS CHIPPAC LTD 8.5% S/A 24NOV2020 REGS 2,208,000 14,954, % 96,511, % SRI LANKA GOVERNMENT INTL BOND 6.25% S/A 27JUL2021 REGS 1,000,000 6,877, % VEDANTA RESOURCES PLC 8.25% S/A 07JUN2021 REGS 2,500,000 17,260, % 2,035,427, % BOC (EUROPE) UCITS SICAV BOCHK RMB HIGH YIELD BOND FUND-CD USD HEDGED 10,774 7,034, % 7,034, % 112

115 2,288,283, ,829, (8,929,890) -0.38% 36,071, ,000, , % 30,000,0004,512, , % 4,507, ,000,000 (57,219) 0.00% 2,395,00015,866,396 42, % 3,245,24715,841, , % 5,490, ,373, , % (8,063,287) -0.34% 2,034,399, % 322,789, % ,357,188, % 2,014,112,

116 A 99,906 5,570, % A 5,000 4,324, % A 99,913 6,169, % 16,064, % 450,000 30,870, % H 800,000 6,064, % H 400,000 5,752, % 400,000 11,480, % H 4,500,000 32,625, % 600,000 7,920, % 1,000,000 10,140, % 300,000 7,980, % H 1,000,000 7,010, % 100,000 3,810, % 1,000,000 7,950, % H 200,000 3,136, % 500,000 11,850, % 200,000 15,430, % 350,000 7,122, % 20,000 4,720, % 60,000 4,416, % 200,000 5,390, % 1,500,000 5,415, % H 50,000 3,610, % 100,000 4,195, % H 3,000,000 9,540, % 150,000 14,527, % 300,000 6,180, % 600,000 7,224, % 500,000 5,130, % 90,000 35,442, % H 1,500,000 16,230, % 500,000 4,795, % 295,954, % 312,018, % 114

117 2,396,0942,848,477 (19,412) 0.00% 455,163 2,638,079 5, % (13,745) 0.00% 312,004, % 10,521, % ,525, % 315,147,

118 A 90,000 3,211, % A 200,000 3,688, % A 800,000 3,152, % A 80,000 3,199, % A 3,720,000 13,429, % A 200,000 2,900, % A 200,000 2,698, % A 300,000 4,023, % A 320,000 5,657, % A 59,985 3,339, % A 250,000 2,467, % A 17,000 3,870, % A 160,000 3,188, % A 2,800,000 15,288, % A 180,000 3,189, % A 70,000 3,210, % A 990,000 13,048, % A 130,000 3,230, % A 50,000 3,103, % A 120,000 3,169, % A 119,000 3,560, % A 70,000 3,373, % A 300,000 8,370, % A 450,000 8,770, % A 182,655 3,833, % A 120,000 3,360, % A 100,000 3,668, % 116

119 A 140,000 3,155, % A 21, , % A 687,000 10,854, % A 366,920 9,426, % A 800,000 7,272, % A 100,000 3,499, % A 420,000 3,767, % A 350,000 6,846, % A 179,988 2,903, % A 800,000 11,184, % A 90,000 3,248, % A 140,000 2,895, % A 150,000 3,595, % A 377,000 8,335, % A 99,995 7,959, % A 35,000 3,743, % A 600,000 3,270, % A 700,000 3,493, % A 1,000,000 3,610, % 233,764, % 160,000 3,206, % 236,971, % 117

120 50 ETF 39,000,000 22,854, % 22,854, % 2,650, ,237, , % 7, % 259,832, % 33,876, % ,708, % 288,930,

121 AUSTRALIA & NEW ZEALAND BANKING GROUP LTD/UK 6.75% S/A PERP REGS 500, , % NEWCASTLE COAL INFRASTRUCTURE GROUP PTY LTD 4.4% S/A 29SEP2027 REGS 300, , % SANTOS FINANCE LTD 4.125% S/A 14SEP , , % VIRGIN AUSTRALIA HLDGS LTD 7.875% S/A 15OCT2021 REGS 200, , % 1,281, % KUNLUN ENERGY CO LTD 3.75% S/A 13MAY2025 REGS 200, , % AMBER TREASURE VENTURES LTD 3.15% S/A 21JUL , , % BAOXIN AUTO FINANCE I LTD 8.75% S/A PERP 250, , % CHARMING LIGHT INVESTMENTS LTD 4.375% S/A 21DEC , , % CHINA CINDA FINANCE 2017 I LTD 4.4% S/A 09MAR , , % CHINA GREAT WALL INTL HLDGS III LTD 3.875% S/A 31AUG , , % CHINA REINSURANCE FINANCE CORP LTD 3.375% S/A 09MAR , , % CICC HONG KONG FINANCE 2016 MTN LTD 3M L+1.2% Q 25APR , , % CITICS SECURITIES FINANCE MTN CO LTD 3.5% S/A 30OCT , , % EASTERN CREATION II INVESTMENT HLDGS LTD 2.75% S/A 26SEP , , % ESTATE SKY LTD 5.75% S/A PERP 300, , % HONG SENG LTD 8.5% S/A 20NOV , , % HORSE GALLOP FINANCE LTD 3M L+1.18% Q 28JUN , , % HUANENG HONG KONG CAPITAL LTD 3.6% S/A PERP 500, , % HUARONG FINANCE 2017 CO LTD 3M L+1.15% Q 07NOV , , % 119

122 HUARONG FINANCE 2017 CO LTD 3M L+1.65% Q 27APR , , % HUARONG FINANCE 2017 CO LTD 5.5% S/A 27APR , , % JIC ZHIXIN LTD 3.5% S/A 24NOV , , % LSD BONDS 2017 LTD 4.6% S/A 13SEP , , % PROVEN HONOUR CAPITAL LTD 4.125% S/A 06MAY , , % TSINGHUA UNIC LTD 4.75% S/A 31JAN , , % VERTEX CAPITAL INVESTMENT LTD 4.15% S/A 22APR , , % 7,468, % BANK OF NOVA SCOTIA 4.65% S/A PERP 180, , % 21VIANET GROUP INC 7% S/A 17AUG , , % AGILE GROUP HLDGS LTD 9% S/A 21MAY , , % ALIBABA GROUP HLDG LTD 4.2% S/A 06DEC , , % AZURE NOVA INTL FINANCE LTD 3.5% S/A 21MAR , , % CDBL FUNDING 1 3.5% S/A 24OCT , , % CDBL FUNDING 2 3% S/A 01AUG , , % CHINA HONGQIAO GROUP LTD 6.85% S/A 22APR , , % CHINA SCE PROPERTY HLDGS LTD 10% S/A 02JUL , , % EHI CAR SERVICES LTD 7.5% S/A 08DEC2018 REGS 250, , % ENN ENERGY HLDGS LTD 3.25% S/A 24JUL , , % FUTURE LAND DEVELOPMENT HLDGS LTD 2.25% S/A 10FEB2019 6,000, , % FWD LTD 6.25% S/A PERP 200, , % GOLDEN EAGLE RETAIL GROUP LTD 4.625% S/A 21MAY2023 REGS 250, , % GOLDEN WHEEL TIANDI HLDGS CO LTD 8.25% S/A 03NOV , , % 120