(H) Chi_(update job bar date and insert cover).indb
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- 链步现 郎
- 9 years ago
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Transcription
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6 4 0 30,000 60,000 90, , , ,658 84, , ,126 66, ,000 36,000 54,000 72,000 90,000 79,909 49,954 65,451 75,211 38, ,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 5,960,937 3,951,593 4,611,177 5,273,379 3,309, ,000 26,000 39,000 52,000 65,000 62,295 39,042 50,735 58,369 30,
7 , , ,493 84,995 66,668 79,909 75,211 65,451 49,954 38,301 62,295 58,369 50,735 39,042 30,118 5,960,937 5,273,379 4,611,177 3,951,593 3,309,137 3,266,368 2,947,299 2,561,750 2,236,927 1,839,314 5,539,453 4,891,932 4,338,389 3,727,936 3,144,712 4,157,833 3,728,412 3,283,232 2,867,847 2,372, , , , , , % , , , ,274,068 % % % H 5
8 Bank of Communications Co., Ltd
9 A H (200002) A A H A H ( X X H 7
10
11 LACP 2012 Vision 5049 H 9
12
13 H % % (ROAA) (ROAE)1.11% 15.58% %0.13
14 % %
15 H
16
17 , % 41, , % 10.83% % ROAA ROAE1.11% 15.58% % % % 53.57% 9.31% 29.68%0.18 H 15
18 % % 6.67% 33.75% 69.39% % 37.5% 3, , %
19 2005 H 17
20 18 18
21 H 19
22 , %7.7%7.5%7.8%7.7% GDP0.32.6% 20131, M % 14.1%8.896, % % 11.99%7.91% 28, % 25, % % 1.00%
23 1 FFA % 2 50% 40% 39.39% 41.78% 42.61% 30% e 20% 12, % 10% % 42.36% 0% SWIFT Net H 21
24 %2013 CFO , % %14.99 (FCI) FCI % 6 IPO % %3, % 7 5,600 28, % % 10% 20% 30% 40% 50% 24.39% 29.09% 26.19%
25 2013 H 23
26 % %10% 13, % %7, % % % 1.21% , %4.18% 0.03 e e % (AUM) 19, % 11.34% 20.71% 33.53% 2, % (Euromoney)
27 3 Easy for More 3, , %1, %1.71%0.38 IC IC 9, , % ,497 11, % 3,020 2, % 9,477 8, % ,746 10, % 7,912 5, % 6,834 4, % H 25
28 % % , % % 29 56, , ,
29 , % 3.86% T+D6.18% % % % % 2, % , % H 27
30 28 2, % % % ATM , , % % 24% %23% % + IC TSM 81.46% 6,276232%8, % 78.33% 66.44% 73.17% % 20% 40% 60% 80% 100%
31 % % 94.22% itm 2012 itm itm , % 9, %12, % AFP CFP CPB EFP6,884 1, , % H 29
32 30 IT IT IT IT 2010 IT (SOA) IT CMMI L3 ISO20000 ISO %IT 99.99% IT
33 % % 5, % % % 0.06% , H 31
34 4, % 2, % %1, % , , % % , , % 2, , % 1, , % % % 1, % % 2,
35 SPV % 2, % 6121 IPO % 86% % % H 33
36 % , ,126 25,968 20,882 (18,410) (14,537) 79,909 75,211 34
37 2 1, % % % 798,207 12, ,792 11, ,267 15, ,443 12, ,179, , ,834, , ,449, , ,161, , ,576 44, ,040 36, ,631 3, ,737 9, ,953 36, ,064 30, ,193, , ,638, , , ,456 5,392, ,827, ,764,700 80, ,321,407 72, ,519,241 54, ,273,035 50, ,245,459 26, ,048,372 22, ,110,862 44, ,062,522 44, ,133 3, ,348 3, ,824, , ,370, , , ,946 5,392, ,827, , , H 35
38 8.77% 2.33% 2.52% , ,287 2, ,687 22,647 (13,621) 9,026 4,646 1,050 5,696 30,486 (11,790) 18,696 9,708 (1,768) 7,940 2,011 (2,141) (130) 380 (26) ,099 (3,935) 8,164 18,387 (7,855) 10, (1) 2, % A. 1, % 36
39 B % 11 C % 10.59% D % 15.78% (2) 1, % A % 62.71% 13.35% B % 20 C %10.60% % H 37
40 ,312 2,368 8,916 7,958 7,700 5,884 3,460 2,731 5,146 3,321 1,533 1, ,405 24,126 (3,437) (3,244) 25,968 20, % % % % % % 29.68% % (1) (2) %
41 %21.83%25% ,846 21,220 (3,398) (4,481) 1 59, , % % % 3,193, ,879, ,070, , , , , , ,960,937 5,273,379 (1) 32, , % 2, % H 39
42 % % 92, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,515, ,345, , , , , , , , , , , , , , , ,266, ,947, , , % 64.25% 40
43 7, , % % 1.55% 13.67% 2013 % A 7, B 7, C 7, D 7, E 7, F 7, G 6, H 6, I 6, J 5, , % 20.43% 7.65% 11.32% 5.05% 4.04% 1.05% % H 41
44 ,310 26, ,814 20,452 % % % %0.06 (2) 10, , % 3.86% % % 59, , , , , , , , ,070, ,
45 % % 319, , , , , , , , ,070, , , , , % 28.95% % , /02/ , /01/ , /02/ , /02/ , /01/ , /02/ , /07/ , /05/ , /02/ , /05/ , , % 4, %1.16 1, %20.34% 1.06 H 43
46 41, , % 67.39% % % % ,801,769 2,523,768 1,382,914 1,254,248 1,418,855 1,269,520 1,350,956 1,199, , , , ,294 2, , , ,
47 ,266 22,741 11,463 20,496 3,416 7,267 2,766 6,453 20,203 58,140 21,848 52,589 15,090 29,171 14,952 27,205 8,908 15,510 6,667 12,275 3,846 6,322 3,226 6,265 16,180 25,919 14,289 22, , ,070 75, , H 45
48 , , , , , , , ,696 1,592,514 1,217,836 1,456,617 1,129, , , , , , , , , , , , ,673 2, ,506 1, ,177 4,157,833 3,266,368 3,728,412 2,947, % , ,930 53,981 85,905 71,852 6,346 26,946 33,802 18,196 4,400 3,318 1, , ,902 79,
49 ,683 (440) 59, ,478 7,749 14, ,608 (263) (6,582) (55) 221, ,769 7,046 (6,582) (55) 294, ,951 7,064 (6,582) (55) 294,757 (23,060) (9,029) (28,640) , , ,095 (509) 1, ,575 (739) 565, ,556 (263) , ,151 1, ,107 (645) 254 (739) 623,409 2 (487,646) (8,737) (516,978) H 47
50 % %
51 ,785 12,901 3,880 21, , H 49
52 2005 (PD)(LGD) (EAD)(M) 16 PD 5 LGD (RWA)(EL)(RORAC) 70 (VaR) 20 PD RAROC EL
53 2013 GDP7% 5.5% 4% 1.2% 2% 3% % % % 3,173, ,851, ,481, , , , ,232, ,920, ,539, , , , , , , , , , , , , ,266, ,947, ,561, H 51
54 2013 % , % , % %
55 (VaR) SUMMIT KRM ALGO H 53
56 (NIM) FTP 54
57 2013 FTP 1+N 1 N H 55
58 IT 20133, % 65.17% 13 56
59 % 30% 5% % 32% 20%6% 11%95% % 15% 20132,785.47(AUM) 2, , % 97.5% H 57
60 % % 37.5% % 67%38% 47% 58
61 % 47.5% % , % ,000 61% , H 59
62 ,000 70% , % %
63 60 IT , , % 1+1 QFII QDII RQFII 429% 2013 TCE H 61
64 ,
65 H 63
66 64
67 ,262,726,645 A39,250,864, % H35,011,862, % , % % 6,541,810, ,541,810, ,407,854, ,407,854, ,428,571, ,428,571, ,385, ,385, ,385, ,385, ,720,915, ,720,915, ,709,053, ,709,053, ,011,862, ,011,862, ,262,726, ,262,726, A+H AH A 6,541,810, H 5,835,310, AA H ( ( ,460 A 358,424H 42, ,725A 357,838H 41,887 H 65
68 % ,702,693,828 2,530,340, ,901,368, ,886,417, ,283,069,006 1,877,513, ,246,591, ,145, ,560, ,385, ,385, ,941, ,560, ,467, ,780, ,078, H H13,886,417,698(HSBC Holdings plc) H 14,135,636, %HXV H 7,027,777, % A+H10,310,846, % ,618,353,049 A 4,553,999,999 H 14,901,368,960 H 13,886,417,698 H 1,405,555,555 H 1,246,591,087 A 571,078,169 A 438,686,794 A 368,584,978 A 363,956,733 A 310,678,434 A (1) (2) 66
69 3 % 2,530,340, ,877,513, ,385, ,560, ,560, ,670, ,780, % H 67
70 XV A 1 A % % 15,148,693, ,877,513, H 1 H % % 8,433,333, ,553,999, ,135,636, ,674, ,138,310, HSBC Finance (Netherlands) 14,138,310, HSBC Bank plc 9,012, , ,075, HSBC Holdings plc 14,147,386,
71 H4,553,999, % A15,148,693, % % H 2,674,232 H2,674,232 HHang Seng Bank Trustee International Limited2,581,887 HHang Seng Bank (Trustee) Limited 92,345 H 4. HSBC Asia Holdings BVHSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Asia Holdings (UK) LimitedHSBC Holdings BV HSBC Holdings BV HSBC Finance (Netherlands) HSBC Asia Holdings BV HSBC Asia Holdings (UK) Limited HSBC Holdings BV HSBC Finance (Netherlands) 14,138,310,845 H 5. HSBC Trustee (C.I.) Limited63,250 HHSBC Trustee (C.I.) Limited HSBC Private Bank (C.I.) LimitedHSBC Private Bank (C.I.) LimitedHSBC Private Banking Holdings (Suisse) SA HSBC Private Banking Holdings (Suisse) SAHSBC Europe (Netherlands) BV HSBC Bank plc HSBC Europe (Netherlands) BV 94.90%HSBC Private Bank (C.I.) Limited HSBC Private Banking Holdings (Suisse) SA HSBC Europe (Netherlands) BV HSBC Bank plchsbc Trustee (C.I.) Limited63,250 H 6. HSBC Holdings plc HSBC Finance (Netherlands) HSBC Bank plc 345 HSBC Holdings plc14,138,310,845 HHSBC Bank plc9,075,250 H XV H 69
72
73 EMBA H 71
74 HSBC Markets (Asia) Limited
75 Judge Permal Group H 73
76
77 EMBA EMBA H 75
78
79 H 77
80 EMBA
81 H 79
82
83 , A 37,980 37,980 A 94,820 94, XV XV 352 H 81
84 201399, % 98,0101,909 14,381 11,726 30,755 17,679 14,037 9,432 1, , , %16, % 17, % , % , % , % 505, % 7, % 62, % 23, % 4, % 20132,
85 H 83
86 ,189 17,823 19,308 50,735 58,369 62,295 %
87 , , H 85
88 52% 5% H [2008]897H % [1993]045 10% H ,237 86
89 2. 11, A.65(1)14A.65(4) 44 H 87
90
91 H 89
92 (CMIS) (ARMS) (CIIS)
93 %380% 67% 60% 50%2 33% % 5/ / / / /3 33 4/5 80 1/3 33 3/5 60 2/3 67 4/5 80 5/ /5 80 5/ / /2 50 2/ / / H 91
94 % %
95 H 93
96 ,262,726,645 A H 52.85% 47.15%26.53% 19.03% 94
97 /2 100% 2/2 100% 2/2 100% 2/2 100% 2/2 100% 1/1 100% 0/2 0% 0/2 0% 2/2 100% 0/2 0% 1/1 100% H 95
98 1/2 50% 2/2 100% 1/2 50% 2/2 100% 1/1 100% 1/1 100% 1/1 100% 0/1 0% 0/1 0% % (Peter Hugh Nolan) 1/3 96
99 H 97
100 8/ % 8/ % 8/ % 8/ % 8/ % 8/ % 8/ % 8/ % 8/ % 8/ % 2/ % 2/ % 8/ % 5/ % 8/ % 7/ % 8/ % 8/ % 8/ % 8/ % 2/ % 1/ % 8/ % 7/ % 8/ % 7/ % 8/ % 6/ % 8/ % 8/ % 2/ % 2/ % 2/ % 2/ % 2/ % 2/ % 5/ % 5/ % 5/ % 4/ % 5/ % 5/ % % 92.24% 1 98
101 ) H 99
102 /3 1/1 3/3 1/1 3/3 1/1 4/4 2/2 3/3 6/6 5/5 1/1 5/5 2/2 5/5 5/5 5/5 1/1 4/4 6/6 2/2 2/2 2/2 2/2 1/1 4/4 2/2 2/2 4/4 100
103 H 101
104
105 IT H 103
106 2013 3, IT 2013 e ,
107 = , , , , , , , , , , , , H 105
108 , , , % 99.46% 99.56% 99.72% 99.80% 99.80% 3.21% 2.83% 2.21% 1, , ,
109 % 73.17% 78.33% % % % 2,637 2,701 2, J D POWER 2. 98, % 54% 1,90995% ,149 96,331 99,919 2,150 2,277 2,360 3,395 2,914 3,205 H 107
110 2.57, ,
111 2014 H 109
112 A+HA % 5% 110
113 % ,200, ,426, (75,505,500.00) ,201, ,188, ,526, (25,610,782.61) ,241, ,129, ,991, (4,877,890.63) ,397, ,501, ,595, V Visa Inc. 6,066, ,584, ,419, ,104, ,659, ,555, *ST 19,614, ,826, ,990, *ST 1,536, ,833, (261,187.32) ,418, ,599, (122,065.10) ,652, ,311, , ,294, ,188, ,653, ,643, ,727, ,249, ,171, (42,910,449.09) % 489,500, ,340, ,500, ,002, ,250, ,500, ,250, ,500, ,000, ,000, ,000, ,000, ,951, ,810, ,000, ,000, ,155,750, ,199,701, ,313, , , ,748 2,525, ,223,508 (212,592,130) 34,631,378 93,093, H 111
114 112
115 H 113
116 , ,596 (128,634) (120,470) 4 130, , ,405 24,126 6 (3,437) (3,244) 25,968 20, (734) 1, , ,517 4, (18,410) (14,537) (1,173) (630) 11 (65,578) (57,810) ,909 75, (17,448) (16,739) 62,461 58,472 (3,779) (259) (176) (43) (903) (35) (4,858) (337) (4,831) (333) 57,630 58,139 62,295 58, ,461 58,472 57,466 58, ,630 58, *
117 , , , , ,310 52, ,193,063 2,879, ,726 30, , , , , ,179 45, ,224 12, , ,824 5,960,937 5,273, ,126, , ,640 23, ,157,833 3,728, ,619 9, , ,769 6,107 7, ,238 70,000 5,539,453 4,891, ,263 74, , , , ,404 67,330 77, , ,918 1,923 1, , ,447 5,960,937 5,273, H 115
118 , , , , ,198 51, ,187,874 2,876, ,059 30, , , , , ,735 10, ,467 41, ,000 12, ,241 41,690 5,871,033 5,201, ,064, , ,622 23, ,154,180 3,726, ,619 9, ,254 99,867 5,748 6, ,200 68,000 5,456,399 4,824, ,263 74, , , , , ,152 75, , ,999 5,871,033 5,201,
119 , ,886 69,465 19,033 48,240 29,299 (647) (1,841) (5) 46, , ,788 58,369 58, ,472 (328) (35) 4 (359) 26 (333) (328) (35) 4 58,369 58, ,139 12,377 44,200 56,577 56,577 (282) (282) (282) (6,189) (6,189) (35) (6,224) 5,757 9,917 5,010 (20,684) , ,383 24,790 58,157 34,309 (975) (1,876) (1) 77, ,918 1, , , ,383 24,790 58,157 34,309 (975) (1,876) (1) 77, ,918 1, ,447 62,295 62, ,461 (3,953) (903) 27 (4,829) (2) (4,831) (3,953) (903) 27 62,295 57, , (17,823) (17,823) (35) (17,858) 6,209 20,353 28,448 (55,010) , ,383 30,999 78,510 62,757 (4,928) (2,779) 26 67, ,561 1, , H 117
120 ,909 75,211 18,410 14, (3) (1,245) (900) (14) (221) 4,364 3, (42) (4) (7) (35,186) (30,075) (159) (329) (41) (88) (18) (20) 3,431 3, (103) (80) 71,993 66,839 (51,509) (60,868) (101,871) (34,739) (21,128) (3,739) (330,412) (387,876) (26,641) (37,735) 183,574 88,490 5,830 4, , ,180 1,789 14, (21,864) (18,342) 139,183 76,
121 (422,563) (342,833) 234, , ,078 27,389 (1,027) (1,115) (15,105) (9,763) (171,492) (59,389) 56,577 (282) 42,818 10,572 (3,635) (3,619) (17,823) (6,189) (15,533) (12,803) (35) (35) 6,057 44,670 (1,952) 78 (28,204) 61, , , , , , ,553 (115,941) (105,147) H 119
122 (1986)81 (1987)
123 H (a) (b) (c) (d) (e) 39
124 (f) (g) (a) (1)(2) (a) (b) (c)
125 (a) H 123
126 (a) (b)
127 (b) (i) (ii) (i) (ii) H 125
128 (b) (a) 40 (b)
129 (b) H 127
130 (b) ,405 (1) 114,404 77, , , , ,084 (5) 94,079 46, , , ,
131 ,822 (1) 113,821 75, , , , ,800 (5) 93,795 44, , , , (57,805) (5) (57,810) 75,216 (5) 75,211 (16,740) 1 (16,739) 58,476 (4) 58, (337) 4 (333) 58,139 58,139 58,373 (4) 58,369 H 129
132 (36) 9 (27) 36 (9) 27 (27)
133 H 131
134
135 (1) (2) (3) (1) (2) H 133
136 (1) (2) (3) 134
137 (4) (5) (6) (7) (8) (9) (a) (b) H 135
138 (c) 2.7 (a) (1) (2) (3) (1) (2) (b) (c) 136
139 (a) (b) H 137
140 % 1.94% 3.88% % 8.82% 32.33% 4 8 3% 12.13% 24.25% % 20% % 10% 3.60% 6.33%
141 (a) (b) H 139
142
143 (a) (b) (c) (a) H 141
144 (b) 2.26 (1) (2) (3)
145 (a) (b) (c) 2.29 (i) 37 (ii) H 143
146 (1) (2) (3)
147 (a) (i) (ii) (iii) H 145
148 (b) (c) (d) (a) 146
149 (a) 90% 90% 90% 60% 60% 70% 70% 50% (b) H 147
150
151 , , , ,963 73,203 51,433 2,455,136 2,286, , , ,726 30, , , , , , ,441 5,857,071 5,187,548 1,059, , , ,565 1,550,719 1,363, , , , ,774 73,198 51,433 2,454,517 2,287, , , ,059 30, , , , ,558 48,842 36,665 5,764,770 5,112,587 1,059, , , ,542 1,550,421 1,363,072 H 149
152 % % 99%201299% 1.05% % ,217, ,417 2,906, ,951 14, , ,310 26,995 3,266, ,429 2,947, ,963 (57,123) (55,187) (16,182) (12,484) 3,193, ,429 2,879, , ,212, ,074 2,903, ,762 14, , ,201 26,793 3,261, ,086 2,944, ,774 (57,015) (55,141) (16,111) (12,434) 3,187, ,086 2,876, ,
153 % (a) ,869, ,835 4,168 2,005,736 25,222 2, ,413 55, ,961 2, , ,610 33,648 1,143 31, ,715 2,651, ,476 5,380 58,727 2,886, , ,869, ,835 4,168 2,005,736 25,222 2, ,413 55, ,961 2, , ,610 33,648 1,143 31, ,715 2,651, ,476 5,380 58,727 2,886, ,390 H 151
154 (a) ,753, ,639 2,377 1,879,883 24,349 4, ,212 63, ,908 3, , ,007 32, , ,630 2,397, ,721 2,795 59,962 2,623, , ,753, ,639 2,377 1,879,883 24,349 4, ,212 63, ,908 3, , ,007 32, , ,630 2,397, ,721 2,795 59,962 2,623, ,
155 (b) ,910 1,628 2,932 6,470 6,085 1, ,548 2,928 2, , ,462 1,588 7,172 2,955 4,184 14,311 10, ,910 1,620 2,932 6,462 6,085 1, ,548 2,928 2, , ,460 1,586 7,169 2,947 4,184 14,300 10, H 153
156 (b) ,586 1,930 1,006 5,522 5,323 1, ,639 1,708 2, , ,222 2,315 1,485 7,228 3,656 2,802 13,686 8, ,579 1,930 1,006 5,515 5,315 1, ,639 1,708 2, , ,218 2,311 1,485 7,221 3,656 2,798 13,675 8,
157 (c) ,229 21,896 9,081 5,099 34,310 26,995 7,115 6,465 4,180 2,743 11,295 9, ,217 21,896 8,984 4,897 34,201 26,793 7,111 6,465 4,178 2,743 11,289 9, H 155
158 (d) % % 415, , , , , , , , , , , , , , , , ,057, , ,987, ,731, , , ,266, ,947, % % 415, , , , , , , , , , , , , , , , ,055, , ,981, ,728, , , ,261, ,944, % 156
159 (e) % % 92, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,515, ,345, , , , , , , , , , , , , , , ,266, ,947, H 157
160 (e) % % 92, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,514, ,346, , , , , , , , , , , , , , , ,261, ,944,
161 (f) , , , , , , , , , , ,365 1,557, , , ,225 1,183, ,804 57, , ,887 1,401, ,944 1,139,978 3,266, , , , , , , , , , , ,769 1,341, , , , , ,670 52, , ,649 1,299, , ,669 2,947, , , , , , , , , , , ,732 1,554, , , ,041 1,183, ,117 57, , ,749 1,392, ,445 1,144,756 3,261, , , , , , , , , , , ,156 1,340, , , , , ,096 52, , ,802 1,294, , ,705 2,944,349 H 159
162 AAA , ,414 6, ,690 AA AA ,083 8, ,435 A A BBB BBB+ (a) 118, , ,009 44, , , , ,561 51,161 1,011,766 AAA 2, ,703 4,103 AA AA+ 9, ,874 13,071 A A+ 13, ,023 14,190 BBB BBB+ 1, ,290 (a) 21, ,154 24,001 47,786 1,054 7,815 56, , , ,615 58,976 1,068, AAA 25 16, ,693 6, ,729 AA AA ,904 7, ,054 A A BBB BBB+ (a) 116, , ,829 44, , , , ,508 51,161 1,007,841 AAA 2, ,703 4,103 AA AA+ 9, ,874 13,071 A A+ 13, ,023 14,132 BBB BBB+ 1, ,290 (a) 20, ,151 22,694 46, ,812 55, , , ,089 58,973 1,063,
163 AAA 34 15, ,732 7, ,929 AA AA ,862 10,977 1,445 17,684 A A BBB BBB+ (a) 29, , ,755 28, ,833 30, , ,464 37, ,138 AAA 2, ,844 4,365 AA AA+ 10, ,896 13,521 A A+ 9, ,841 BBB BBB (a) 16, ,790 18,685 39,215 1,151 7,507 47,873 30, , ,615 44, ,011 H 161
164 AAA 25 14, ,111 7, ,928 AA AA ,567 10,825 1,445 17,237 A A BBB BBB+ (a) 29, , ,756 28, ,468 30, , ,692 37, ,325 AAA 2, ,844 4,365 AA AA+ 9, ,896 13,021 A A+ 9, ,823 BBB BBB (a) 16, ,790 18,357 38, ,507 47,027 30, , ,558 44, ,352 (a)
165 ,157 3, ,556 3, ,155 3, ,553 3, H 163
166 ,098 9,374 16, , ,050 44,225 10, ,429 59,971 1,692 11,540 73,203 3,011, ,136 29,387 3,193, , , , , , , , ,398 18, ,668 5,509, , ,584 5,857,071 1,043,262 9,561 6,609 1,059, ,177 9,454 21, ,287 1,503,439 19,015 28,265 1,550, ,447 9,374 16, , ,372 43,997 12, ,086 59,971 1,690 11,537 73,198 3,006, ,817 29,430 3,187, , , , , , , ,089 30,290 18, ,842 5,416, , ,563 5,764,770 1,043,046 9,561 6,582 1,059, ,178 9,454 21, ,232 1,503,224 19,015 28,182 1,550,
167 , , , ,940 38,563 9, ,963 43,781 3,049 4,603 51,433 2,704, ,419 32,851 2,879,628 30,395 30, ,919 13,934 23, , , ,615 88,690 17, ,441 4,888, ,196 82,766 5,187, ,640 6,110 8, , ,582 18,339 15, ,565 1,315,222 24,449 24,005 1,363, , , , ,261 38,029 10, ,774 43,781 3,049 4,603 51,433 2,699, ,349 35,031 2,876,774 30,020 30, ,925 13,934 22, , , ,558 21,661 14, ,665 4,814, ,227 86,088 5,112, ,087 6,110 8, , ,582 18,339 15, ,542 1,314,669 24,449 23,954 1,363,072 H 165
168 (VaR) VaR VaR 99%
169 VaR ,600 12, (12,600) (12,730) (2,574) (2,507) 100 2,729 2,666 H 167
170 % 5% % (1,300) (1,730) 5% 1,300 1,730 5% % (872) (574) 5%
171 ,635 26, , ,669 74, ,348 6, ,429 4,741 9,546 19,590 18,029 7,070 14,334 73,310 1,323, ,140 1,279,260 54,175 18,382 3,193,063 33,520 2,905 33,461 24,805 25, ,726 31,625 48,577 65,567 49,455 23,880 2, ,253 21,166 38,897 95, , , ,615 28,134 28,669 27,393 2, , ,985 2,674, ,055 1,644, , , ,553 5,960,937 (646,737) (254,712) (87,128) (135,559) (2,427) (1,126,563) (945) (4,284) (3,559) (3,177) (16,675) (28,640) (2,368,930) (551,556) (782,626) (448,400) (6,321) (4,157,833) (396) (6,531) (19,768) (34,567) (48,677) (116,478) (226,417) (3,017,008) (817,083) (893,081) (621,703) (51,104) (139,474) (5,539,453) (342,412) (96,028) 751,366 (145,848) 217,327 37, ,484 H 169
172 ,985 26, , ,948 74, ,208 5, ,086 4,741 9,546 19,590 18,026 7,070 14,225 73,198 1,319, ,178 1,278,003 53,497 18,367 3,187,874 33,000 2,905 32,885 24,099 24, ,059 31,625 48,577 65,437 48,706 23,665 1, ,056 21,166 38,897 95, , , ,089 13,735 13, , ,052 2,644, ,902 1,620, , , ,969 5,871,033 (645,580) (239,612) (49,853) (129,723) (1,064,768) (945) (4,284) (3,559) (3,177) (16,657) (28,622) (2,367,708) (551,556) (781,516) (447,079) (6,321) (4,154,180) (120) (6,515) (19,519) (34,228) (45,621) (102,826) (208,829) (3,014,353) (801,967) (854,447) (614,207) (45,621) (125,804) (5,456,399) (370,059) (109,065) 766,268 (144,511) 220,836 51, ,
173 ,595 24, , ,931 76, ,076 4, ,963 2,781 4,110 19,262 14,609 4,193 7,206 52,161 1,268, ,672 1,059,773 46,540 15,505 2,879,628 1,095 5,406 1,511 22,383 30,395 22,220 49,510 61,614 46,021 22,681 2, ,608 13,160 29,873 79, , , ,615 14,471 19,966 31,231 2, , ,163 2,418, ,060 1,391, , , ,024 5,273,379 (508,569) (99,103) (133,332) (201,985) (942,989) (4,267) (4,674) (1,944) (4,525) (7,650) (23,060) (2,176,076) (406,780) (749,468) (389,463) (6,625) (3,728,412) (2,599) (3,301) (4,881) (30,672) (41,351) (114,667) (197,471) (2,691,511) (513,858) (889,625) (626,645) (41,351) (128,942) (4,891,932) (273,215) 157, ,944 (200,749) 189,183 7, , ,112 24, , ,797 76, ,981 3, ,774 2,781 4,110 19,262 14,609 4,193 6,478 51,433 1,267, ,072 1,056,388 46,256 15,495 2,876,774 1,095 5,294 1,248 22,383 30,020 22,189 49,510 61,484 45,260 22,376 1, ,072 13,160 29,873 79, , , ,558 10,238 10,238 95,729 95,729 2,404, ,494 1,356, , , ,943 5,201,943 (507,191) (79,567) (102,575) (201,985) (891,318) (4,267) (4,674) (1,944) (4,525) (7,650) (23,060) (2,174,783) (406,677) (748,915) (389,167) (6,625) (3,726,167) (2,306) (3,103) (2,488) (30,602) (41,351) (104,549) (184,399) (2,688,547) (494,021) (855,922) (626,279) (41,351) (118,824) (4,824,944) (283,945) 158, ,694 (205,450) 188,108 19, ,999 H 171
174 ,639 18,516 10,036 5, , ,983 74,415 2,041 3, ,429 63,776 6,207 1,783 1,544 73,310 2,830, ,601 81,920 13,009 3,193, , , ,521 23,471 14,145 10, , , , ,755 7,710 10,418 1, ,985 5,406, , ,343 35,366 5,960,937 (986,866) (114,274) (19,652) (5,771) (1,126,563) (2,667) (18,381) (6,066) (1,526) (28,640) (3,827,025) (173,792) (125,967) (31,049) (4,157,833) (204,558) (12,015) (2,534) (7,310) (226,417) (5,021,116) (318,462) (154,219) (45,656) (5,539,453) 385,378 80,272 (33,876) (10,290) 421,484 1,282, ,701 17,900 26,193 1,550,
175 ,967 18,516 10,036 5, , ,387 76,835 1,874 3, ,086 63,776 6,207 1,673 1,542 73,198 2,825, ,778 80,140 13,484 3,187, , , ,159 23,253 13,528 10, , , ,089 10, ,268 13, ,598 7,686 1, ,052 5,321, , ,402 35,622 5,871,033 (926,021) (114,387) (18,589) (5,771) (1,064,768) (2,665) (18,381) (6,066) (1,510) (28,622) (3,822,533) (173,971) (126,627) (31,049) (4,154,180) (191,173) (8,931) (1,939) (6,786) (208,829) (4,942,392) (315,670) (153,221) (45,116) (5,456,399) 379,356 86,591 (41,819) (9,494) 414,634 1,282, ,654 17,825 26,129 1,550,421 H 173
176 ,978 14,683 1,208 4, , ,374 94,935 9,617 6, ,963 42,336 5,589 2,147 2,089 52,161 2,540, ,843 71,712 15,887 2,879,628 30,395 30, ,052 20,384 12,249 6, , , , ,615 3,994 5, ,163 4,741, , ,745 36,884 5,273,379 (805,376) (121,427) (5,649) (10,537) (942,989) (4,469) (11,153) (6,758) (680) (23,060) (3,410,633) (180,120) (114,395) (23,264) (3,728,412) (183,034) (8,672) (3,384) (2,381) (197,471) (4,403,512) (321,372) (130,186) (36,862) (4,891,932) 337,888 70,978 (27,441) ,447 1,108, ,460 26,673 19,145 1,363,
177 ,477 14,683 1,208 4, , ,024 96,588 9,126 6, ,774 41,930 5,589 1,825 2,089 51,433 2,536, ,439 71,527 16,941 2,876,774 30,020 30, ,369 20,151 11,629 6, , , ,558 7, ,272 10,238 89,258 3,982 1, ,729 4,670, ,714 99,391 37,880 5,201,943 (754,064) (121,311) (5,406) (10,537) (891,318) (4,469) (11,153) (6,758) (680) (23,060) (3,407,528) (180,299) (115,076) (23,264) (3,726,167) (170,515) (8,658) (2,846) (2,380) (184,399) (4,336,576) (321,421) (130,086) (36,861) (4,824,944) 334,382 72,293 (30,695) 1, ,999 1,108, ,336 26,474 19,115 1,363, H 175
178 % % % 5% %
179 (140,085) (224,007) (260,839) (108,795) (455,867) (19,271) (1,208,864) (236) (2,120) (4,388) (5,520) (12,264) (1,878,048) (568,646) (559,381) (810,418) (562,796) (10,015) (4,389,304) (5,873) (7,938) (6,700) (4,520) (25,031) (1,448) (14,448) (39,949) (55,550) (111,395) (29,016) (39) (73) (2,411) (4,979) (3,798) (939) (41,255) (2,047,149) (798,801) (831,799) (947,160) (1,073,631) (88,634) (939) (5,788,113) 161, , ,761 80, ,858 75, ,289 6, ,412 1,957 7,679 20,014 29,114 9, , , ,960 1,074,503 1,045,129 1,300,701 45,447 4,164,580 33,570 2,954 41,350 27,606 29, ,864 7,466 18,318 48, ,975 49,853 1,238 2, ,118 9,973 23,882 99, , , ,225 21,903 4,074 4,516 17,794 64,780 11,134 1, , , , ,406 1,429,107 1,726,808 1,639,056 47, ,572 7,015,136 H 177
180 (143,654) (218,680) (245,495) (70,480) (448,699) (16,535) (1,143,543) (236) (2,120) (4,388) (5,520) (12,264) (1,876,826) (568,646) (559,381) (809,307) (561,475) (10,015) (4,385,650) (5,873) (7,938) (6,700) (4,520) (25,031) (1,391) (14,391) (39,493) (52,000) (107,275) (25,743) (2) (9) (2,128) (467) (2,407) (30,756) (2,046,223) (793,437) (816,334) (907,394) (1,060,174) (80,957) (5,704,519) 161, , ,089 78, ,632 75, ,138 5, ,785 1,957 7,679 20,014 29,112 9,980 68, , ,136 1,071,558 1,045,449 1,303,516 45,328 4,159,212 33,050 2,954 40,775 26,900 29, ,198 7,466 18,318 47, ,227 49,638 1,143 1, ,827 9,973 23,882 98, , , ,700 18, , , , ,533 1,413,277 1,659,261 1,629,778 47, ,719 6,905,
181 (144,956) (169,281) (100,907) (156,455) (461,734) (291) (1,033,624) (2,433) (1,483) (1,368) (4,449) (5,973) (15,706) (1,722,159) (509,277) (413,990) (775,736) (407,268) (3,828,430) (2,197) (2,421) (4,456) (2,830) (11,904) (3,103) (39,700) (54,035) (96,838) (37,046) (1,228) (184) (1,211) (3,596) (3,997) (47,262) (1,906,594) (683,466) (518,870) (945,410) (921,101) (58,323) (5,033,764) 133, , ,052 54, ,504 77, ,518 4, ,033 1,215 3,298 15,346 22,842 6, , , ,699 1,050, ,209 1,058,139 32,046 3,645, ,513 6,704 27,513 40,849 7,452 16,143 43, ,202 46, , ,763 8,606 16,773 76, , , ,273 13,376 2,240 4,665 15,181 45,674 12, , , , ,246 1,345,741 1,518,780 1,356,004 33, ,097 6,114,981 H 179
182 (147,630) (165,066) (82,870) (127,371) (454,480) (977,417) (2,433) (1,483) (1,368) (4,449) (5,973) (15,706) (1,721,793) (508,350) (413,887) (775,502) (406,653) (3,826,185) (2,197) (2,421) (4,456) (2,830) (11,904) (1,040) (39,700) (54,035) (94,775) (34,967) (16) (1,035) (478) (2,575) (39,071) (1,906,823) (677,096) (500,562) (913,853) (910,114) (56,610) (4,965,058) 133, , ,551 53, ,698 77, ,421 3, ,674 1,215 3,298 15,346 22,842 6,498 49, , ,761 1,048, ,058 1,061,061 31,832 3,642, ,401 6,440 27,513 40,473 7,420 16,143 43, ,441 46, , ,227 8,606 16,773 76, , , ,216 12, , , , ,643 1,328,139 1,470,514 1,345,375 33, ,589 6,026,
183 (a) , ,386 (8) (1) (237) (246) (129) (120) (445) (739) (52) (1,485) (137) (121) (682) (739) (52) (1,731) , ,985 (6) (34) (74) (3) (117) (85) (305) (1,034) (1,149) (213) (2,786) (91) (339) (1,108) (1,152) (213) (2,903) H 181
184 (a) , ,379 (8) (1) (237) (246) (129) (118) (443) (730) (52) (1,472) (137) (119) (680) (730) (52) (1,718) , ,985 (6) (34) (74) (3) (117) (85) (305) (1,034) (1,149) (213) (2,786) (91) (339) (1,108) (1,152) (213) (2,903) 182
185 (b) 2013 (342,820) (360,705) (618,924) (62,151) (1,384,600) 342, , ,594 62,156 1,383, (149,294) (154,624) (402,475) (23,710) (1,275) (731,378) 149, , ,175 23,715 1, , (342,559) (360,440) (618,863) (62,015) (1,383,877) 341, , ,534 62,022 1,382, (149,294) (154,624) (402,475) (23,710) (1,275) (731,378) 149, , ,175 23,715 1, ,003 H 183
186 , , ,556 80, ,499 74, ,348 6, ,429 4,933 10,853 23,878 25,377 8, , , , , , ,958 25,755 3,193,063 33,520 2,905 33,461 24,805 25, ,726 6,814 16,914 42, ,273 40,828 2, ,253 8,233 18,101 80, , , ,615 41,136 8,407 10,649 19,078 65,167 15, , , , , ,204 1,293,218 1,345,454 1,088,399 26, ,441 5,960,937 (140,011) (220,872) (254,577) (99,768) (396,326) (15,009) (1,126,563) (3,950) (5,826) (11,006) (7,503) (355) (28,640) (1,877,544) (560,725) (550,802) (775,771) (382,991) (10,000) (4,157,833) (35,457) (18,183) (26,645) (46,789) (52,829) (46,514) (226,417) (2,053,012) (803,730) (837,850) (933,334) (839,649) (71,878) (5,539,453) (1,770,466) (141,292) (372,646) 359, ,805 1,016,521 26, , ,
187 , , ,846 54, ,174 76, ,076 4, ,963 1,849 4,285 17,221 21,859 6, , , , , , ,710 23,486 2,879, ,306 2,011 22,983 30,395 7,034 14,800 38, ,883 39,963 2, ,608 7,770 11,744 60, , , ,615 28,219 6,402 14,741 21,787 39,308 11, , , , , ,683 1,229,054 1,162, ,278 23, ,844 5,273,379 (144,871) (166,879) (97,077) (144,500) (389,446) (216) (942,989) (2,433) (2,138) (2,592) (7,676) (7,270) (951) (23,060) (1,721,728) (504,583) (406,869) (749,675) (345,557) (3,728,412) (44,490) (9,293) (16,116) (33,336) (50,844) (43,392) (197,471) (1,913,522) (682,893) (522,654) (935,187) (793,117) (44,559) (4,891,932) (1,697,507) (201,837) (72,971) 293, , ,719 23, , ,447 H 185
188 ,261 81,174 89, , , ,054 37,061 1,059,432 1,907 4,600 1,231 7,738 2, ,034 1,243, , ,147 1,561, ,727 86,920 89, , , ,220 15, ,111 1,907 4,718 1,435 8,060 2,946 1, ,333 1,074, , ,845 1,376, ,252 81,128 89, , , ,027 37,061 1,059,189 1,859 4,512 1,226 7,597 2, ,032 1,243, , ,142 1,561, ,727 86,897 89, , , ,192 15, ,530 1,869 4,667 1,433 7,969 2,942 1, ,327 1,074, , ,843 1,375,
189 (a) Black-Scholes Black-Scholes H 187
190 (b) ,193,063 3,193,270 2,879,628 2,879, , ,134 30,395 30, , , , ,109 (4,157,833) (4,161,703) (3,728,412) (3,732,297) (24,619) (24,639) (9,572) (9,604) (82,238) (79,051) (70,000) (70,496) ,187,874 3,188,081 2,876,774 2,877, , ,432 30,020 30, , , , ,052 (4,154,180) (4,158,049) (3,726,167) (3,730,052) (24,619) (24,639) (9,572) (9,604) (79,200) (76,013) (68,000) (68,488) 188
191 (b) ,193,270 3,193,270 25,267 93, ,134 1, , ,109 (4,161,703) (4,161,703) (10,893) (13,746) (24,639) (79,051) (79,051) ,188,081 3,188,081 25,267 91, , , ,621 (4,158,049) (4,158,049) (10,893) (13,746) (24,639) (76,013) (76,013) H 189
192 (c) 3.4(a) ,832 5,135 6,967 2,250 2,250 3,307 11,127 14, ,193 35,325 (1) ,723 12,723 1,504 1,504 5,378 67,932 73,310 2,352 27,455 29, ,275 1,650 20, , ,796 1,380 55,471 56,851 (1) 1,080 1,069 2,149 25, ,981 1, ,253 30, ,913 1, ,563 (1,164) (1,164) (10,801) (10,801) (14,261) (14,261) (2,414) (2,414) (1,164) (27,476) (28,640) 190
193 (c) ,832 5,135 6,967 2,250 2,250 3,305 11,129 14, ,190 35,322 12,723 12,723 1,502 1,502 5,269 67,929 73,198 2,326 27,348 29, ,275 1,650 19, , ,592 1,215 54,879 56,094 (1) ,046 24, , ,056 29, , ,254 (1,164) (1,164) (10,801) (10,801) (14,246) (14,246) (2,411) (2,411) (1,164) (27,458) (28,622) H 191
194 (c) ,620 2,161 3,781 2,350 2, ,719 13, ,392 25,527 (1) ,782 4,782 1,696 1,696 3,061 49,100 52,161 3,350 40,368 43, ,362 13, , ,303 1,311 42, ,663 (1) 1,417 1,145 2,562 19, ,919 1, ,608 22, ,019 1, ,769 (2,433) (2,433) (12,977) (12,977) (5,090) (5,090) (2,560) (2,560) (2,433) (20,627) (23,060) 192
195 (c) ,620 2,161 3,781 2,350 2, ,720 13, ,391 25,527 4,782 4,782 1,696 1,696 2,333 49,100 51,433 3,291 40,161 43, ,362 13, , ,105 1,145 41, ,900 (1) ,253 18, , ,072 20, , ,505 (2,433) (2,433) (12,977) (12,977) (5,090) (5,090) (2,560) (2,560) (2,433) (20,627) (23,060) (1) H 193
196 (c) ,145 1,156 (11) (11) (91) (91) ,069 1, (11) (11) (11) (11) (11) (11) 194
197 (c) ,117 1, (75) (75) ,145 1, (3) H 195
198 (d) ,069 (1) (0.96) (2) 10% 60% (19%) (1) (0.96) (2) 10% 60% (19%) (1) (2) 3.5 8% 4% 196
199 , , , % 9.76% 12.08% ,581 11,294 15,358 12, , ,821 36,506 30, , ,596 (44,028) (44,158) (80,671) (72,731) (3,431) (3,212) (504) (369) (128,634) (120,470) 130, , H 197
200 ,215 8,845 26,291 21,965 36,506 30, ,312 2,368 8,916 7,958 7,700 5,884 3,460 2,731 5,146 3,321 1,533 1, ,405 24, ,367 1, ,774 2, ,437 3,
201 (684) (112) (419) 592 (734) 1, ,755 3,321 1,672 1,285 7,517 4,757 H 199
202 (b) 7,101 10,075 11,309 4,462 18,410 14, ,488 20,854 13,463 12,124 11,949 10, ,364 3,616 2,427 2, (1) (11) (172) ,625 7,031 65,578 57,810 (1)
203 ,004 14, ,066 2, ,957 3,899 22,488 20, (a) (1) ,897 (1) ,010 1,729 (1) (1) , (1) ,610 (1) ,506 (1) ,506 (1) (1) , H 201
204 (a) (1) ,695 (1) ,427 (1) ,501 (1) ,469 (1) ,501 (1) ,535 2,108 11,393 20,455 (1) (b)
205 (b) ,500,001 3,000, ,000,001 3,500, ,500,001 4,000, ,000,001 4,500, ,500,001 5,000, (c) H H , ,815 H 203
206 ,051 20, ,846 21, (3,398) (4,481) 17,448 16,739 25% % 25% % ,909 75,211 25% 19,977 18, (1) (2,881) (2,436) (2) ,448 16,739 (1) (2) ,295 58, ,263 66,
207 ,293 18, , , , , , , , , ,272 18, , , , , , , , , % 20.00% 5.00% 5.00% , , , , , ,667 89,343 87, ,701 84,674 71,356 69, , ,963 H 205
208 , ,873 80, , , ,667 89,343 87, ,265 85,934 80,002 71, , , ,227 6,478 1, ,548 1,449 4,111 1,511 1,840 2,093 2,486 2,373 34,753 25,144 1, ,665 10, ,310 52, ,225 6,478 1, ,548 1,449 4,111 1,511 1,837 2,093 2,486 2,373 34,753 25,144 1, ,665 10,702 73,198 51,
209 ,967 3,781 2,250 2,350 14,541 13,404 35,325 26,148 59,083 45, ,967 3,781 2,250 2,350 14,434 13,297 35,322 25,527 58,973 44, H 207
210 ,462,736 12,723 (14,261) 587,446 1,504 (2,414) 2,050,182 14,227 (16,675) ,853 4,782 (5,090) 490,258 1,696 (2,560) 1,395,111 6,478 (7,650) ,462,028 12,723 (14,246) 587,235 1,502 (2,411) 2,049,263 14,225 (16,657) ,853 4,782 (5,090) 490,258 1,696 (2,560) 1,395,111 6,478 (7,650) 208
211 ,075, , , , ,796 63,733 76,875 47,414 2,050,182 1,395, ,075, , , , ,796 63,733 76,872 47,414 2,049,263 1,395, , (252) 7, (252) ,845 (501) 6,845 (501) H 209
212 (36) (263) 33 7 (3) 20 (a) ,266,368 2,947,299 (57,123) (55,187) (16,182) (12,484) 3,193,063 2,879, ,261,000 2,944,349 (57,015) (55,141) (16,111) (12,434) 3,187,874 2,876,
213 (b) ,187 12,484 45,115 11, ,101 11,309 10,075 4,462 7,101 12,927 10,075 8,353 (1,618) (3,891) (1,245) (900) (11,810) (2,650) (4,995) 4,995 (170) (18) (3) (1) 57,123 16,182 55,187 12, ,141 12,434 45,092 11,250 7,039 11,276 10,052 4,412 7,039 12,894 10,052 8,303 (1,618) (3,891) (1,235) (900) (11,810) (2,650) (4,995) 4,995 (170) (16) (3) (1) 57,015 16,111 55,141 12,434 H 211
214 (b) ,868 8,803 49,740 6,625 11,316 7,094 11,683 2,854 12,506 7,522 14,839 3,589 (1,190) (428) (3,156) (735) (1,035) (210) (782) (118) (9,380) (2,430) (1,956) (694) (183) (5) (5) 1 59,922 13,383 58,868 8, ,838 8,737 49,727 6,615 11,265 7,050 11,666 2,798 12,455 7,478 14,822 3,533 (1,190) (428) (3,156) (735) (1,035) (200) (782) (118) (9,380) (2,430) (1,956) (694) (183) (3) (5) 1 59,841 13,285 58,838 8,737 (c) ,229 (10,166) 21,896 (9,672) 9,081 (6,016) 5,099 (2,812) 34,310 (16,182) 26,995 (12,484) % 0.92% 212
215 (c) ,217 (10,160) 21,896 (9,672) 8,984 (5,951) 4,897 (2,762) 34,201 (16,111) 26,793 (12,434) % 0.91% ,761 30,399 (35) (4) 119,726 30,395 6,628 2,422 45,281 46, , , , , ,805 1,869 2,149 2, , ,608 52,253 49,960 H 213
216 , , , , , , , , , ,059 30, ,059 30,020 6,403 2,096 45,156 46, , , , , ,046 1, , ,072 51,859 49, , , , , , , , ,
217 , % 2.70% (4) (1,443) (1,447) (31) (55) (86) (1) (35) (1,248) (1,283) (1,246) (1,246) (10) (10) (1) (1,153) (1,153) (1,296) (1,296) (4) (328) (332) (1) (4) (1,443) (1,447) H 215
218 (1,256) (1,256) (1) (1,246) (1,246) (1) ,159 56,136 23,361 62,952 5, ,726 30,395 29,807 43,718 1,650 1, , ,746 57,285 44, , , , ,814 14,463 12, , , , , , ,
219 ,159 56,136 23,361 60,285 5, ,059 30,020 29,674 43,452 1,650 1, , ,351 56,504 43, , , , ,814 14,463 12, , , , , , , ,086 11, ,440 2, , ,948 8,664 13,086 11,620 H 217
220 ,550 7,714 17,337 4,270 4,222 67,093 1,595 7,464 3,472 3, ,853 (270) (154) (1,736) (42) (56) (2,258) 1,607 (1,763) ,482 13,261 19,073 8,044 4,828 81, (7,926) (11,833) (485) (1,313) (21,557) (1,249) (2,370) (282) (463) (4,364) 91 1, , (9,084) (12,919) (738) (1,768) (24,509) ,398 13,261 6,154 7,306 3,060 57, ,997 6,861 15, ,544 56,075 2,734 3,235 3,281 3, ,981 (266) (1,645) (41) (45) (1,997) 2,051 (2,382) ,550 7,714 17,337 4,270 4,222 67, (6,862) (10,898) (402) (896) (19,058) (1,265) (1,774) (117) (460) (3,616) , (7,926) (11,833) (485) (1,313) (21,557) ,624 7,714 5,504 3,785 2,909 45,
221 ,750 7,712 17, ,210 62,532 1,594 7,461 3, ,097 (244) (154) (1,732) (42) (56) (2,228) 1,607 (1,763) ,707 13,256 18, ,815 73, (7,781) (11,717) (421) (1,310) (21,229) (1,226) (2,346) (77) (461) (4,110) 87 1, , (8,920) (12,782) (469) (1,763) (23,934) ,787 13,256 6, ,052 49, ,382 6,861 15, ,534 54,956 2,549 3,233 3, ,532 (266) (1,638) (41) (45) (1,990) 2,051 (2,382) ,750 7,712 17, ,210 62, (6,740) (10,803) (388) (896) (18,827) (1,242) (1,749) (67) (457) (3,515) , (7,781) (11,717) (421) (1,310) (21,229) ,969 7,712 5, ,900 41,303 H 219
222 ,645 24, ,527 1,247 27,190 25,401 27,398 25,
223 ,057 23, ,527 1,247 26,602 24,769 26,787 24, ,809 24,225 17,788 11,426 3,754 3,159 (e) (531) (539) (a) (b) (f) (c) (d) 88,254 68,999 (e) (1,406) (829) 4,546 2, , ,824 H 221
224 ,860 24,205 16,013 9,878 3,500 3,121 (e) (531) (539) (a) (b) (c) ,739 2,182 54,241 41,690 (a) (b) , (1) , (1,093) (247) (1,339)
225 (b) , (9) , (873) (223) (1,093) , (1) , (1,063) (236) (1,298) 736 H 223
226 (b) , (9) , (852) (214) (1,063) 749 (c) (34) (6)
227 (c) (d) ,868 21, ,779 45, ,134 12, ,781 79, ,781 79,953 (13,527) (10,954) 88,254 68, ,908 18, ,198 38, ,148 11,481 88,254 68,999 (1,406) (829) 86,848 68,170 H 225
228 (e) (539) (32) 40 (531) (829) (577) (1,406) (1,368) (609) 40 (1,937) (539) (32) 40 (531) (539) (32) 40 (531) (574) (9) 44 (539) (517) (312) (829) (1,091) (321) 44 (1,368) (574) (9) 44 (539) (574) (9) 44 (539) (f)
229 , , , , , , , ,368 29,560 1,126, , , , , , , , , ,694 29,475 1,064, , ,675 7,650 1,164 2,433 10,801 12,977 28,640 23, ,657 7,650 1,164 2,433 10,801 12,977 28,622 23,060 H 227
230 ,801 12,977 10,750 12, ,382,914 1,254,248 1,418,855 1,269, , , , ,294 5,108 4,981 4,157,833 3,728, , , ,382,359 1,253,956 1,418,198 1,268, , , , ,084 5,093 4,974 4,154,180 3,726, , ,
231 ,812 50,757 17,178 27,004 5,673 6,899 3,604 3,603 2,649 1,853 6,288 4,948 (a) (a) ,698 15, , , ,364 50,338 16,847 26,674 5,273 6,550 3,421 3,517 (a) (a) ,816 12,243 99,254 99,867 (a) (74) (3) (77) (253) (49) (8) (302) (8) 481 H 229
232 % %16.5% % ,496 7,905 3,398 4,481 1, (9) (1) 17,206 12, ,434 7,825 3,249 4,408 1, (9) (1) 16,992 12,
233 (36) (33) (70) (103) (106) (136) 12,412 9, , , , ,312 12,632 17,206 12, (11) (17) (73) (98) (84) (115) 12,257 9, , , , ,076 12,549 16,992 12,434 H 231
234 ,224 12,501 (18) (5) ,000 12,434 (8) ,338 2,296 (279) (435) 3,059 1,861 (35) 27 (13) (62) (4) (57) (274) (32) (26) ,731 3,398 4,
235 % 27% ,601 1,532 (66) ,066 2, (92) (66) 104 (36) (5) (36) (5) (102) 99 H 233
236 (38) (46) (92) 82 (36) (5) % 2.65% %
237 (a) 16,000 16, (b) 2, (c) 11,500 11, (c) 13,500 13, (d) 26,000 26, (e) (e) (f) 3, (g) 10, (h) (h) ,238 70, (a) 16,000 16, (c) 11,500 11, (c) 13,500 13, (d) 26,000 26, (e) (e) (g) 10, (h) (h) ,200 68, H 235
238 (a) (b) (c) (d) (e) (f) (g) (h) % % % % % % % 135 4% % % % 3.10% % % % 3.70% ,263 74, , , ,263 74, , , ,263 74, , , ,263 74, , ,
239 ,886 61,886 69, ,351 (a) 12,377 12,377 43,918 56, ,263 74, , , ,886 61,886 69, ,380 (a) 12,377 12,377 43,918 56, ,263 74, , , A 39, % H 35, % 74, % (a) 2012[2012]222 AH[2012]1097 [2012] AH A 6, ,668 6,542 23,126 (12) H 5, ,627 5,835 20,792 (12) H 237
240 (I) (II) (III) , , (29) (29) , , , , , , ,851 43, , (29) (29) ,465 43, ,
241 ,851 43, , ,494 43, , % [2012] ,723 27,326 20,353 53, ,017 8,111 26,732 40, H 239
242 (1,049) (747) (5,112) (353) (157) (60) 1, (5,000) (1,049) ,503 44,919 60,168 57,221 (6,017) (5,723) (20,353) (9,917) (27,326) (4,808) (17,823) (6,189) 64,152 75, ,823 6,189 (i) (ii) (iii) (iv) 10% 240
243 A H A H A H , ,767 70,380 82, , , , , , ,016 1,550,719 1,363, , ,739 70,380 82, , , , , , ,993 1,550,421 1,363,072 H 241
244 ,880 3,952 3,034 4, ,878 3,950 3,032 4, ,907 1, ,523 1, ,249 1, ,828 1, ,231 1,435 7,738 8, ,859 1, ,491 1, ,228 1, ,793 1, ,226 1,433 7,597 7,
245 , ,940 1,752 6,738 3, ,153 1, H 243
246 ,694 2,378 4,806 3, ,602 30, ,726 28, ,296 32, ,532 31, ,694 2,378 4,806 3, ,884 30, ,052 28, ,578 32, ,858 31, (5,276) 1,321 (3,955) (5,048) 1,269 (3,779) (228) 52 (176) (903) (903) 36 (9) 27 (6,143) 1,312 (4,831) 244
247 (413) 111 (302) (353) 94 (259) (60) 17 (43) (35) (35) 5 (1) 4 (443) 110 (333) , , , , , ,598 H 245
248 (a) % ,000, ,000, ,000,000, ,000, ,000, ,000, ,000, ,000, / ,000, ,765,000, ,000,000, ,000, ,500,000, ,000, ,000, ,000, ,000, (b) ,735 10,238 11,861 3,986 5,714 4, (3,055) (2,800) (1,887) (958) (294) (44) 26,354 15,
249 (c) (d) % % (e) Deloitte LLP H 247
250 % % ,
251 , ,252 91,571 91, , ,190 92,302 92, (a) ,865 24, ,738 3,642 22, , ,697 26, ,577 26,130 H 249
252 (b) % 62% (a) % % (i) , ,688 (137,788) (141,865) 10,316 9, , , , , % 6.15% 1.40% 6.15% 250
253 (a) (ii) ,746 56, % 6.30% 3.05% 4.80% (iii) ,315 1,215 (b) % % ,100 28,233 31,106 16,067 (14,606) (2,200) 58,600 42,100 2,182 1,229 H 251
254 (c) % % (i) ,865 2, , ,883 (149,420) (207,335) 478 2, (ii) ,769 19,707 34,722 68,213 (26,329) (71,151) 25,162 16, (iii) ,326 1,555 (iv) ,650 55,613 (404) (319) 252
255 (d) (i) (3) 2 (ii) (7) (3) 6 9 (e) % % (i) , (1,232) (700) 3, H 253
256 (i) (ii) (iii) (iv) (v) (vi) (vii) 254
257 ,037 4,402 25,215 17,021 7, ,762 26, ,556 11,693 12,148 75,995 26,922 16, ,778 62, , ,846 12,462 73, , ,116 1,181, , , , ,426 3,193, ,761 4, , , , ,290 46, , ,218 1, , , , , , , ,862 98,787 (2,395,783) 219,641 1,072, ,689 2,161,482 1,079, ,861 2,671, ,636 (2,395,783) 5,960,937 (325,675) (22,797) (347,513) (119,118) (33,256) (171,733) (106,471) (1,126,563) (11,514) (17,126) (28,640) (704,233) (272,889) (1,592,514) (878,557) (445,875) (2,014) (261,751) (4,157,833) (2,968) (21,651) (24,619) (78,000) (4,238) (82,238) (43,512) (24,960) (197,104) (66,635) (38,961) (2,040,388) (103,783) 2,395,783 (119,560) (1,073,420) (320,646) (2,137,131) (1,064,310) (518,092) (2,306,617) (515,020) 2,395,783 (5,539,453) (472) 43 24,351 14,706 7, ,471 10, ,484 (1,690) (1,004) (4,218) (4,647) (1,241) (1,756) (3,303) (17,859) H 255
258 ,118 20, ,875 74,253 35,559 74,377 10,736 (166,846) 259,292 2 (53,017) (14,239) (95,824) (52,413) (22,940) (51,805) (5,242) 166,846 (128,634) 3 18,101 5,981 44,051 21,840 12,619 22,572 5, ,658 3, ,613 6,142 2,370 4,534 1,425 29,405 (638) (100) (1,323) (701) (302) (268) (105) (3,437) 2, ,290 5,441 2,068 4,266 1,320 25, (1,234) (904) (734) (19) , , , ,026 1, ,517 22,741 7,267 58,140 29,171 15,510 25,919 6, ,070 (1,132) (350) (14,379) (1,786) (531) (1) (231) (18,410) (1,150) (23) (1,173) (9,343) (3,501) (22,408) (12,295) (6,071) (9,738) (2,222) (65,578) 12,226 3,416 20,203 15,090 8,908 16,180 3,846 79,909 (3,099) (808) (5,113) (3,818) (2,244) (1,490) (876) (17,448) 9,167 2,608 15,090 11,272 6,664 14,690 2,970 62,461 (667) (356) (1,876) (845) (528) (830) (78) (5,180) 1 33,308 10,385 79,345 38,962 20,270 67,884 9, ,292 37,810 9,835 60,530 35,291 15,289 6,493 1,598 (166,846) 2 (28,827) (6,863) (45,339) (24,894) (9,058) (8,918) (4,735) (128,634) (24,190) (7,376) (50,485) (27,519) (13,882) (42,887) (507) 166, ,481 3,522 34,006 14,068 11,212 58,966 4, ,658 13,620 2,459 10,045 7,772 1,407 (36,394) 1,
259 ,702 3,910 26,052 14,206 7, ,925 12, ,846 42,897 13,418 84,614 82,602 8, ,177 48, , ,765 8,991 52, , ,911 1,097, , , , ,937 2,879, ,322 30, , ,142 37, , ,488 1, , , , , , , ,035 64,003 (2,019,402) 169, , ,895 1,939, , ,688 2,272, ,009 (2,019,402) 5,273,379 (288,252) (13,914) (335,429) (109,758) (45,358) (69,111) (81,167) (942,989) (5,399) (17,661) (23,060) (641,369) (247,009) (1,456,617) (790,006) (369,334) (1,844) (222,233) (3,728,412) (9,572) (9,572) (2,000) (68,000) (70,000) (43,685) (21,482) (112,666) (68,735) (24,106) (1,791,177) (75,450) 2,019,402 (117,899) (973,306) (282,405) (1,906,712) (968,499) (438,798) (1,935,531) (406,083) 2,019,402 (4,891,932) 7, ,382 18,022 5, ,796 (20,074) 381,447 (1,656) (594) (6,870) (2,207) (2,120) (363) (286) (14,096) H 257
260 ,380 19, ,119 69,356 31,541 61,675 9,202 (159,786) 240,596 2 (55,300) (13,521) (94,269) (47,803) (20,992) (43,640) (4,731) 159,786 (120,470) 3 17,080 5,588 42,850 21,553 10,549 18,035 4, ,126 2, ,073 5,022 1,385 4,948 1,243 24,126 (670) (91) (1,225) (623) (228) (316) (91) (3,244) 2, ,848 4,399 1,157 4,632 1,152 20, (388) 136 1, (16) , ,757 20,496 6,453 52,589 27,205 12,275 22,905 6, ,188 (760) (449) (10,514) (1,566) (691) (4) (553) (14,537) (610) (20) (630) (8,273) (3,238) (19,617) (10,687) (4,917) (8,612) (2,466) (57,810) 11,463 2,766 21,848 14,952 6,667 14,289 3,226 75,211 (2,921) (712) (5,627) (3,843) (1,701) (1,320) (615) (16,739) 8,542 2,054 16,221 11,109 4,966 12,969 2,611 58,472 (574) (313) (1,497) (751) (482) (762) (117) (4,496) 1 33,042 9,464 77,769 37,193 17,735 57,677 7, ,596 39,338 9,645 59,350 32,163 13,806 3,998 1,486 (159,786) 2 (29,926) (6,334) (42,814) (21,262) (7,999) (7,906) (4,229) (120,470) (25,374) (7,187) (51,455) (26,541) (12,993) (35,734) (502) 159, ,116 3,130 34,955 15,931 9,736 49,771 3, ,126 13,964 2,458 7,895 5, (31,736)
261 ,533 60, ,219 48,788 2, , ,141 60, ,902 48, ,011 25,332 30, ,658 2,216 8,194 (10,410) 76,227 33,526 20, ,658 14,996 9, ,567 25, (1,001) 32 (734) ,357 1, , ,517 (11,316) (7,094) (18,410) (1,173) (1,173) (1,594) (2,766) (86) (734) (5,180) (25,126) (32,765) (1,544) (963) (60,398) ,981 6,346 18,196 1,386 79,909 5,656 10, ,832 17,859 2,705, ,175 2,548,512 28,373 5,960,937 (2,984,897) (1,359,811) (1,191,545) (3,200) (5,539,453) H 259
262 ,065 22,762 25, , ,481 (9,236) 71,820 31,243 16, ,126 10,647 8, ,638 20, (4) 427 (3) 1, , ,757 (11,683) (2,854) (14,537) (630) (630) (1,274) (2,607) (8) (607) (4,496) (23,193) (27,651) (1,047) (1,423) (53,314) ,644 10,353 16, ,211 6,339 6, ,264 14,096 2,421, ,869 2,219,762 21,579 5,273,379 (2,676,580) (1,213,526) (994,442) (7,384) (4,891,932) % %
263 H 261
264 % 38.10% % 37.93% , ,078 38, ,383 (308,945) (137,014) (61,671) (507,630) 653,941 66, ,449 1,208,175 (644,686) (9,736) (492,431) (1,146,853) (1,120) 7 (9) (1,122) 152,797 33,120 (27,964) 157,953 12,386 7,430 2,225 22, ,160 98,890 34, ,383 (319,921) (130,508) (36,479) (486,908) 437,706 97,358 21, ,277 (432,050) (87,816) (20,956) (540,822) (1,895) 107 (15) (1,803) 73,000 (21,969) (1,904) 49,127 6,106 4,115 2,378 12,
265 3 10% ,194 28, , ,365 43,300 25, , ,219 33, ,547 53, ,788 3,128 1,276 19, ,446 32, , , ,538 10, , ,710 11,713 4, , ,471 28,328 8,131 17,330 53, ,688 3, ,610 74,556 22, , ,111 4 (a) ,313 15,771 7,284 4,599 9,888 4,997 14,642 10,856 46,127 36, % 0.54% 0.22% 0.16% 0.30% 0.17% 0.45% 0.37% 1.41% 1.24% H 263
266 4 (a) ,301 15,763 7,277 4,598 9,881 4,793 14,548 10,856 46,007 36, % 0.53% 0.22% 0.16% 0.30% 0.16% 0.45% 0.37% 1.41% 1.22% % 0.01% 0.01% 0.01%
267 4 (b) ,255 2, % 0.03% 5 (a) ,019 (1,443) 3,430 (1,692) 2,095 (803) 1,986 (884) 23,781 (11,402) 15,593 (6,846) 3,979 (1,691) 3,888 (2,028) 1,183 (644) 1,630 (769) 34,057 (15,983) 26,527 (12,219) 253 (199) 468 (265) 34,310 (16,182) 26,995 (12,484) ,019 (1,443) 3,430 (1,692) 2,095 (803) 1,986 (884) 23,767 (11,395) 15,593 (6,846) 3,979 (1,691) 3,888 (2,028) 1,183 (644) 1,627 (768) 34,043 (15,976) 26,524 (12,218) 158 (135) 269 (216) 34,201 (16,111) 26,793 (12,434) H 265
268 5 (b) ,734 (1,409) (58) 4,118 (1,626) (30) 2,678 (740) (26) 1,980 (784) (9) 30,072 (11,099) (256) 22,654 (6,308) (1,197) 6,140 (1,637) (62) 5,298 (1,870) (39) 2,060 (628) (21) 1,565 (581) (12) 45,684 (15,513) (423) 35,615 (11,169) (1,287) 443 (196) 608 (231) 46,127 (15,709) (423) 36,223 (11,400) (1,287) 4,734 (1,409) (58) 15, ,734 (1,409) (58) 4,118 (1,626) (30) 2,678 (740) (26) 1,980 (784) (9) 30,046 (11,099) (256) 22,647 (6,308) (1,197) 6,140 (1,637) (62) 5,298 (1,870) (39) 2,060 (628) (21) 1,562 (580) (12) 45,658 (15,513) (423) 35,605 (11,168) (1,287) 349 (132) 405 (181) 46,007 (15,645) (423) 36,010 (11,349) (1,287) 4,734 (1,409) (58) 15,
269 6 (a) % % , , , , , , , ,670 13, , , ,870 64, , , ,613 15, ,723 12, ,722 9, , , ,439 20, , , , , ,310 9, ,742 10, , , ,690 8, ,205 20, ,463 19, , , , , ,887 3,089,566 2,791, % % H 267
270 6 (b) ,229 (10,166) 21,896 (9,672) 9,081 (6,016) 5,099 (2,812) 34,310 (16,182) 26,995 (12,484) 11,295 9, ,217 (10,160) 21,896 (9,672) 8,984 (5,951) 4,897 (2,762) 34,201 (16,111) 26,793 (12,434) 11,289 9, ,316 (9,380) ,683 (1,956) 188 7,094 (2,430) 131 2,854 (694) ,410 (11,810) ,537 (2,650) ,265 (9,380) ,666 (1,956) 188 7,050 (2,430) 131 2,798 (694) ,315 (11,810) ,464 (2,650)
271
272
165321(H share CHI) (insert cover).indb
2 2 1908 2005 6 2007 5 128307 90 220 2,643 11 2010 1,00049 50 5046 2 4 6 8 14 20 53 58 70 77 83 96 98 101 103 109 231 240 248 2 0 20,000 40,000 60,000 80,000 100,000 84,995 53,943 65,862 66,668 39,497
65425_Chi.indb
: 3328 1908 2005620075 10529769 1662,6368 20081,00066 54 ISMS ISO27001 2010 2 4 8 16 23 64 70 85 92 98 114 117 121 123 129 284 298 300 308 80,000 30,000 28,393 3,000,000 2,682,947 70,000 65,862 25,000
65499.indb
Bank of Communications Co., Ltd. 3328 13.09(2) 2008 2009 3 18 * * * * * * * * # Ian Ramsay Wilson # Thomas Joseph Manning # # # # * # : 601328 1908 2005 6 2007 5 105 297 69 166 2,6368 20081,00066 54 (ISMS)
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