(e) each of the Company and its affiliates, underwriters and advisors expressly disclaims any and all liability on the basis of the information contai

Size: px

Start display at page:

Download "(e) each of the Company and its affiliates, underwriters and advisors expressly disclaims any and all liability on the basis of the information contai"

魂巩诸
5 years ago
Views:

1 China CITIC Bank Corporation Limited ( a joint stock limited company incorporated in the People s Republic of China with limited liability) WARNING This announcement ( Announcement ) in relation to the A share offering of China CITIC Bank Corporation Limited (the Company ) is a translation of the official announcement published in Chinese and is being published as required by the Stock Exchange of Hong Kong Limited solely for the purpose of providing information to the public in Hong Kong. The issue of this Announcement in the People s Republic of China ( PRC, excluding, for the purpose of this Announcement, Hong Kong, Macau and Taiwan) is pursuant to PRC regulatory requirements in connection with our A share offering. The A shares are only being offered and sold in the PRC to, and can only be purchased by, investors that meet certain eligibility requirements under the PRC laws and regulations. By viewing this Announcement, you acknowledge, accept and agree with the Company and its underwriters and advisors that: (a) the publication of this Announcement on this website does not constitute a prospectus, notice, circular, brochure or advertisement offering to sell any securities to the public, nor is it an invitation to the public to make offers to subscribe for or purchase any securities, nor is it calculated to invite offers by the public to subscribe for or purchase any securities; (b) the publication of this Announcement on this website must not be regarded as an inducement to subscribe for or purchase any securities, and no such inducement is intended; (c) neither this Announcement nor anything contained herein shall form the basis of or be relied on in connection with any contract or commitment whatsoever and prospective investors of our H shares should not rely on information contained in this Announcement in making decisions as to whether to invest in our Global Offering; (d) neither the Company nor any of its affiliates, underwriters or advisors makes any express or implied representation or warranty as to the accuracy or completeness of the information contained in this Announcement; 1

2 (e) each of the Company and its affiliates, underwriters and advisors expressly disclaims any and all liability on the basis of the information contained in, or omitted from, or any inaccuracies or errors in, this Announcement; (f) neither the Company nor any of its affiliates, underwriters or advisors is under any obligation, legal or otherwise, to update any information contained in this Announcement; (g) the Company has not and will not register the securities referred to in the Announcement under the United States Securities Act of 1933, as amended, or any state securities laws of the United States; and (h) as there may be legal restrictions on the distribution of this Announcement or dissemination of any information contained in this Announcement, you agree to inform yourself about and observe any such restrictions applicable to you. Prospective investors are reminded that the Global Offering is not conditional upon the A Share Offering. If an offer or an invitation is made to the public in Hong Kong in due course, please refer to a prospectus registered with the Registrar of Companies in Hong Kong for further details regarding the relationship between the Global Offering and the A Share Offering. This Announcement does not form part of any prospectus registered with the Registrar of Companies in Hong Kong save in so far as any information has already been incorporated into such prospectus. As part of the A Share Offering process, certain announcements will be published from time to time on the website of the Shanghai Stock Exchange, which may not be published on the Stock Exchange of Hong Kong Limited website. 2

3 China CITIC Bank Corporation Limited Initial Public Offering of A Shares Announcement of Pricing, Results of the Institutional Placement and Public Offering Success Rate Sponsor (Lead Underwriter): China International Capital Corporation Limited Subscriptions in the institutional placement and the public offering under the initial public offering of A shares (the Offering) by China CITIC Bank Corporation Limited (the Issuer) were closed on 19 April The subscription funds paid by the strategic investors and the institutional placement participants have been verified by Beijing XingHua Certified Public Accountants Co., Ltd. and the Commerce & Finance Law Office has witnessed, and issued a legal opinion in respect of, the institutional placement process. The subscription funds paid by investors in the public offering have been verified by Shanghai Lixin Changjiang Certified Public Accountants Co., Ltd. Based on the overall level of applications for the institutional placement and public offering, the Issuer and the Sponsor (Lead Underwriter) of the Offering have determined the results of the Offering to be as follows: I. Offering Price and Pricing Basis Based on the results of the institutional book-building process and the results of the H share international book-building process, and taking into account the fundamentals of the Issuer, valuation of comparable companies and market conditions, the Issuer and the Sponsor (Lead Underwriter) have determined the offering price in the Offering to be RMB5.80 per share. The price-earnings ratio corresponding to such price will be: times (where earnings per share is calculated based on the net profit forecast for 2007, which has been reviewed by an accounting firm in accordance with PRC accounting standards, divided by the total number of shares after the A share offering and H share offering, prior to any exercise of the over-allotment options). 3

4 59.62 times (where earnings per share is calculated based on the net profit for 2006 before or after adjustment for the impact of non-current profit/loss (whichever is lower), which has been audited by an accounting firm in accordance with PRC accounting standards, divided by the total number of shares after the A share offering and H share offering, prior to any exercise of the over-allotment options). In addition, the Issuer will concurrently offer H shares outside the PRC, with the offering price of the H share being HK$5.86 per share. After adjustment for the exchange rate difference between the Hong Kong dollar and the Renminbi, the offering price for the A Share Offering is equivalent to the offering price for the H share offering. II. Details of the Institutional Book-building Process In accordance with the requirements of the Procedures Governing the Offering and Underwriting of Securities (Order of CSRC No.37) and the relevant regulations, the Sponsor (Lead Underwriter) has verified and confirmed the qualifications of institutional placement participants against the list of placement participants registered with the Securities Association of China. As at the stipulated deadline, the Sponsor (Lead Underwriter) had received a total of 225 valid China CITIC Bank Corporation Limited Initial Public Offering of A Shares: Institutional Placement Subscription Quotation Forms validly applying for a total of 39,889,900,000 shares, with frozen subscriptions and total subscription funds amounting to RMB231,362 million. Valid subscriptions corresponding to the offering price of RMB5.80 per share amounted to a total of 39,889,900,000 shares. III. Details of the Subscriptions in the Public Offering According to data provided by the Shanghai Stock Exchange, 1,430,577 subscribers had submitted valid subscriptions in the Public Offering applying for a total number of 201,864,995,000 shares. IV. The Offering Structure and Implementation of the Clawback Mechanism In accordance with the provisions of the clawback mechanism set out in the China CITIC Bank Corporation Limited Initial Public Offering of A Shares: Announcement of Institutional Placement (the Announcement of Institutional 4

5 Placement), and due to the preliminary successful application rate in the public offering is %, which is lower than 2.0% and also lower than the preliminary institutional placement ratio, the Issuer and the Sponsor (Lead Underwriter) have decided to activate the clawback mechanism to re-allocate 57,548,000 shares (representing 2.5% of the issue size) from the institutional placement to the public offering. After the implementation of the clawback mechanism, the structure of the Offering is as follows: the placement of 517,238,000 shares to strategic investors, representing 22.47% of the overall size; the placement of 633,051,654 shares to institutional investors who have participated in the price consultation process, representing 27.50% of the overall size; and the public offering of 1,151,643,000 shares, representing 50.03% of the overall size. The final institutional placement ratio after implementation of the clawback mechanism is 1.586%. The final successful application rate in the public offering after the implementation of the clawback mechanism is %. V. Results of the Strategic Placement, Institutional Placement and Public Offering 1. Results of the Strategic Placement The subscription payments by 20 strategic investors for a total of 517,238,000 shares, had been duly transferred to the bank account designated by the Sponsor (Lead Underwriter) by 17:00 on 19 April The lock-up period for shares placed to strategic investors will be 12 months. The lock-up period will commence from the date on which the shares in respect of the Public Offering are listed and traded on the Shanghai Stock Exchange. The numbers of shares placed to the strategic investors and the refund amounts are set out below: Serial Number of Shares Allocated Refund Amount Name of Strategic Investor Number (shares) (RMB) 1 China State Shipbuilding Corporation 29,310, Baosteel Co., Ltd 25,862, Beijing International Trust & Investment Co., Ltd 25,862, Dongfeng Motor Corporation 25,862, Guangzhou Development Industry (Holding) Co., Ltd 25,862, State Development & Investment Corp. 25,862,

6 7 Hebei Provincial Construction Investment Corporation 25,862, Huaneng Capital Services Corporation Ltd 25,862, Pingan Trust & Investment Co,. LTD 25,862, National Social Security Fund 25,862, China Minmetals Investment & Development Corporation Limited 25,862, China Yangtze Power Co., Ltd 25,862, China Shipbuilding Industry Corporation 25,862, Industrial and Commercial Bank of China 25,862, China Southern Power Grio 25,862, Sinochem Corporation 25,862, Zhonghai Trust & Investment Co., LTD 25,862, COFCO limited 25,862, Inner Mongolia Trust & Investment Limited Corporation 24,137, China Poly Group Corporation 24,137, Total 517,238, Results of the Institutional Placement The lock-up period for the shares placed to the institutional placement participants will be 3 months. The lock-up period will commence from the date on which the shares in respect of the Public Offering are listed and traded on the Shanghai Stock Exchange. The names of all successful investors in the institutional placement, the numbers of shares allocated and the subscription payments to be refunded are as follows: Serial Number 1 Name of Placement Participant s Securities Account 招商银行股份有限公司 - 华富成长趋势股票型证券投资基金 Final Number of Shares Allocated (shares) Refund Amount (RMB) 10,954,916 3,941,941, 平安人寿 - 分红 - 银保分红 10,954,916 3,941,941, 太平人寿保险有限公司 - 传统 - 普通保险产品 - 022L-CT001 沪 10,954,916 3,941,941, 平安人寿 - 分红 - 个险分红 10,954,916 3,941,941, 中国人寿股份有限公司 - 分红 - 个人分红 -005L- FH002 10,954,916 3,941,941, 上海汽车集团财务有限责任公司 10,954,916 3,941,941, 中海石油财务有限责任公司 10,954,916 3,941,941, 平安人寿 - 传统 - 普通保险产品 10,954,916 3,941,941, 中国电力财务有限公司 10,954,916 3,941,941, 中船重工财务有限责任公司 10,954,916 3,941,941,

7 11 12 中国人寿股份有限公司 - 分红 - 团体分红 -005L- FH001 中国人寿股份有限公司 - 传统 - 普通保险 -005L- CT001 10,954,916 3,941,941, ,954,916 3,941,941, 平安人寿 - 万能 - 个险万能 10,954,916 3,941,941, 中国人寿保险 ( 集团 ) 公司 - 传统 - 普通保险产品 10,954,916 3,941,941, 平安人寿 - 分红 - 团险分红 10,954,916 3,941,941, 中船财务有限责任公司 10,954,916 3,941,941, 中国人民财产保险股份有限公司 10,945,400 3,938,516, 中国太平洋人寿保险股份有限公司 - 传统 - 普通保险产品 10,939,056 3,936,233, 泰康人寿保险股份有限公司 - 万能 - 个险万能 10,288,796 3,702,204, 五矿集团财务有限责任公司 9,835,200 3,538,955, 中国工商银行 - 易方达价值成长混合型证券投资基金 9,571,924 3,444,202, 中国工商银行 - 华安中小盘成长股票型证券投资基金 9,518,000 3,424,795, 上海电气集团财务有限责任公司 9,359,400 3,367,715, 招商证券 - 招行 - 招商证券现金牛集合资产管理计划 9,248,380 3,327,759, 中国华能财务公司 9,024,754 3,247,276, 太平人寿保险有限公司 - 万能 - 个险万能 8,893,116 3,199,899, 泰康人寿保险股份有限公司 - 分红 - 个人分红 - 019L-FH002 沪中国工商银行 - 中海能源策略混合型证券投资基金 8,541,024 3,073,182, ,249,200 2,968,154, 中国太平洋人寿保险股份有限公司 - 分红 - 个人分红 8,204,792 2,952,172, 中国石化财务有限责任公司 8,204,792 2,952,172, 中粮财务有限责任公司 8,204,792 2,952,172, 光大证券 7,932,000 2,853,994, 新华人寿保险股份有限公司 - 分红 - 个人分红 - 018L-FH002 沪 7,932,000 2,853,994, 新华人寿保险股份有限公司 - 分红 - 团体分红 - 018L-FH001 沪 7,932,000 2,853,994, 华泰资产管理有限公司 - 增值投资产品 7,110,452 2,558,319, 长江证券 6,425,300 2,311,733, 中国国际金融有限公司 - 中国建设银行股份有限公司 - 中金短期债券集合资产管理计划 6,282,560 2,260,361,

8 38 国元证券有限责任公司 5,959,016 2,143,917, 一汽财务有限公司 5,711,600 2,054,872, 红塔证券股份有限公司 5,524,452 1,987,518, 中国工商银行 - 招商核心价值混合型证券投资基金 5,473,700 1,969,252, 华泰财产保险股份有限公司 - 传统 - 普通保险产品 -020C-CT001 5,473,700 1,969,252, 中国太平洋财产保险股份有限公司 - 传统 - 普通保险产品 -013C-CT001 沪 5,470,528 1,968,110, 国泰君安 5,470,528 1,968,110, 中国太平洋人寿保险股份有限公司 - 分红 - 团体分红 5,470,528 1,968,110, 中核财务有限责任公司 5,394,400 1,940,712, 中国平安财产保险股份有限公司 - 传统 - 普通保险产品 4,950,320 1,780,888, 海通 - 中行 - 富通银行 4,760,000 1,712,392, 广发证券股份有限公司 4,760,000 1,712,392, 交通银行 - 汇丰晋信动态策略混合型证券投资基金 4,760,000 1,712,392, 泰康人寿保险股份有限公司 - 传统 - 普通保险产品 -019L-CT001 沪 4,193,798 1,508,615, 中国农业银行 - 宝盈策略增长股票型证券投资基金 4,125,600 1,484,071, 中国银河证券股份有限公司 4,103,396 1,476,196, 中国太平洋人寿保险股份有限公司 - 万能 - 个人万能 4,103,396 1,476,080, 中国太平洋保险 ( 集团 ) 股份有限公司 - 集团本级 - 自有资产 -012G-ZY001 沪 4,103,396 1,476,080, 中国太平洋人寿保险股份有限公司 - 万能 - 团体万能 4,103,396 1,476,080, 中国建银投资证券有限责任公司 4,005,064 1,440,690, 华泰财产保险股份有限公司 - 传统 - 理财产品 3,832,190 1,378,473, 嘉实成长收益型证券投资基金 3,830,604 1,377,902, 宝康消费品证券投资基金 3,808,400 1,369,911, 国都 - 华夏 - 国都 1 号安心受益集合资产管理计划 3,729,100 1,341,371, 中信证券股份有限公司 - 中国银行股份有限公司 - 中信证券避险共赢集合资产管理计划 3,681,520 1,324,247, 中国对外经济贸易信托投资有限公司 3,513,404 1,263,742, 中国建设银行 - 银华保本增值证券投资基金 3,491,200 1,255,751,

9 65 国际金融 - 建行 - 中金股票策略集合资产管理计划 3,332,600 1,198,670, 新华人寿保险股份有限公司 - 传统 - 普通保险产品 -018L-CT001 沪 3,174,000 1,141,590, 中信信托投资有限责任公司 3,174,000 1,141,590, 航天科工财务有限责任公司 3,126,420 1,124,466, 兵器财务有限责任公司 3,055,050 1,098,780, 国投信托投资有限公司 2,948,788 1,060,537, 华泰证券 - 招行 - 华泰紫金 1 号集合资产管理计划 2,904,380 1,044,554, 华泰证券 - 招行 - 华泰紫金 3 号集合资产管理计划 2,856,800 1,027,430, 中国光大银行股份有限公司 - 招商安本增利债券型证券投资基金 2,856,800 1,027,430, 生命人寿保险股份有限公司 - 分红 - 团体分红 2,856,800 1,027,430, 交通银行 - 长城久富核心成长股票型证券投资基金 (LOF) 2,777, ,890, 太平人寿保险有限公司 - 分红 - 个险分红 2,712, ,487, 信泰证券有限责任公司 2,639, ,346, 中诚信托投资有限责任公司 2,628, ,235, 宝康债券投资基金 2,381, ,190, 广州证券 2,381, ,190, 平安证券有限责任公司 2,222, ,110, 宏源证券 2,190, ,694, 南京证券 2,063, ,029, 联合证券有限责任公司 2,063, ,029, 江苏省国际信托投资有限责任公司 1,987, ,631, 泰和基金 1,976, ,635, 国元证券 - 农行 - 国元黄山 1 号限定性集合资产管理计划 1,936, ,365, 华泰证券有限责任公司 1,936, ,365, 中国建设银行 - 信达澳银领先增长股票型证券投资基金 1,905, ,949, 中信证券 - 建行 - 中信证券股债双赢集合资产管理计划 1,905, ,949, 金元证券有限责任公司 1,844, ,259, 第一创业证券有限责任公司 1,841, ,117, 广发华福证券有限责任公司 1,827, ,980, 交通银行 - 汇丰晋信 2016 生命周期开放式证券投资基金 1,825, ,409, 国信 - 工行 - 金理财稳得受益集合资产管理计划 1,746, ,869, 渤海证券 1,684, ,608,

10 97 同盛基金 1,641, ,196, 东航财务 1,588, ,789, 新华人寿保险股份有限公司 - 万能 - 得意理财 - 018L-WN001 沪 1,588, ,789, 泰康人寿保险股份有限公司 - 分红 - 团体分红 - 019L-FH001 沪 1,588, ,789, 交通银行 - 安顺证券投资基金 1,413, ,001, 同益基金 1,369, ,019, 中油财务 1,369, ,019, 上海证券有限责任公司 1,369, ,019, 山西信托投资有限责任公司 1,365, ,877, 广发证券 - 招行 - 广发增强型基金优选集合资产管理计划 1,340, ,744, 中国人保控股公司 1,286, ,337, 中信证券 - 中信 - 中信理财 2 号集合资产管理计划 1,270, ,629, 久嘉证券投资基金 1,270, ,629, 云南国际信托投资有限公司 1,239, ,213, 上投摩根中国优势证券投资基金 1,231, ,359, 中国工商银行 - 安信证券投资基金 1,112, ,549, 中诚信托投资有限责任公司 - 新股申购资金信托 ( 第 2 期 ) 1,102, ,124, 中诚信托投资有限责任公司 - 新股申购资金信托 ( 第 1 期 ) 1,102, ,124, 中诚信托投资有限责任公司 - 新股申购资金信托 ( 第 3 期 ) 1,102, ,124, 北方国际信托投资股份有限公司 1,096, ,841, 中国华电集团财务有限公司 1,094, ,270, 东吴证券有限责任公司 1,072, ,279, 全国社保基金六零一组合 1,067, ,566, 中国工商银行 - 博时平衡配置混合型证券投资基金 1,040, ,979, 浙商证券有限责任公司 1,040, ,863, 中国建设银行 - 上投摩根阿尔法股票型证券投资基金 1,032, ,009, 中诚信托投资有限责任公司 - 新股申购资金信托 ( 第 4 期 ) 1,002, ,163, 国金证券有限责任公司 985, ,885, 中国工商银行 - 诺安股票证券投资基金 958, ,181, 国泰君安 - 招行 - 君得利一号货币增强集合资产管 953, ,469,

11 理计划 127 鸿阳基金 953, ,469, 全国社保基金 107 组合 937, ,761, 景福证券投资基金 906, ,345, 财富证券有限责任公司 898, ,491, 太平保险有限公司 - 传统 - 普通保险产品 874, ,929, 东莞信托投资有限公司 828, ,375, 山西证券 826, ,805, 国盛证券有限责任公司 821, ,092, 中国农业银行 - 中海分红增利混合型开放式证券投资基金 795, ,389, 中国银行 - 海富通收益增长证券投资基金 795, ,389, 全国社保基金一零二组合 795, ,389, 国际金融 - 花旗 -NOMURA SECURITIES CO.,LTD 795, ,389, 中国工商银行 - 富国天利增长债券投资基金 795, ,389, 广发证券 - 交行 - 广发集合资产管理计划 (3 号 ) 768, ,685, 招商银行股份有限公司 - 招商股票投资基金 768, ,685, 中国建设银行 - 华安宏利股票型证券投资基金 747, ,264, 中国银行 - 嘉实债券开放式证券投资基金 712, ,707, 中国工商银行 - 诺安平衡证券投资基金 685, ,003, 德邦证券有限责任公司 636, ,308, 中国人民健康保险股份有限公司 - 传统 - 普通保险产品 630, ,025, 重庆国际信托投资有限公司 609, ,605, 中国人保寿险有限公司 - 传统 - 普通保险产品 604, ,892, 泰康人寿保险股份有限公司 - 投连 - 五年保证收益 -019L-TL001 沪 572, ,476, 万联证券 568, ,170, 上海证券 - 工行 - 大和证券 SMBC 株式会社 557, ,768, 上海浦东发展集团财务有限责任公司 557, ,768, 华宝信托投资有限责任公司 - 自营 549, ,914, 全国社保基金六零三组合 549, ,914, 中国银行 - 易方达策略成长证券投资基金 547, ,344, 宝钢集团财务有限责任公司 547, ,344, 华宝信托投资有限责任公司 -- 集合类资金信托 2002 年第 2 541, ,060, 民生证券有限责任公司 541, ,060, 中国建设银行 - 工银瑞信精选平衡混合型证券投 539, ,490,

12 资基金 160 鸿飞基金 520, ,640, 中国人保寿险有限公司 - 分红 - 团险分红 520, ,640, 中国人保寿险有限公司 - 分红 - 个险分红 520, ,640, 厦门国际信托投资有限公司 504, ,932, 新时代证券有限责任公司 493, ,936, 中原信托投资有限公司 488, ,224, 斯坦福大学 477, ,228, 中天证券有限责任公司 477, ,228, 上海国投 477, ,228, 华泰证券 - 招行 - 华泰紫金 2 号集合资产管理计划 477, ,228, 万向财务有限公司 477, ,228, 济南英大国际信托投资有限责任公司 466, ,291, 安徽国元信托投资有限责任公司 454, ,666, 中国农业银行 - 长盛中证 100 指数证券投资基金 411, ,256, 重庆国际信托投资有限公司 - 润丰壹号证券投资集合资金信托 389, ,840, 长盛中信全债指数增强型债券投资基金 349, ,570, 马钢企业年金计划 - 中国银行 334, ,862, 西部信托投资有限公司 327, ,579, 海通证券股份有限公司 318, ,154, 全国社保基金六零四组合 318, ,154, 华泰财产保险股份有限公司 - 投连 - 理财产品 286, ,738, 兴业证券股份有限公司 273,792 98,172, 中国人寿股份有限公司 - 万能 - 国寿瑞安 273,792 98,172, 东北证券有限责任公司 270,620 97,030, 云南国际信托投资有限公司 - 金丝猴证券投资. 瑞金 ( 一 ) 270,620 97,030, 恒泰证券有限责任公司 238,900 85,614, 淮北矿业 ( 集团 ) 有限责任公司企业年金 - 中国银行 232,556 83,331, 中国农业银行 - 银河收益证券投资基金 223,040 79,906, 江苏交通控股系统企业年金计划 - 招商银行股份有限公司 223,040 79,906, 重庆国际信托投资有限公司 - 润丰贰号集合申购新股资金信托 218,282 78,193, 招商银行股份有限公司 - 招商平衡型证券 199,250 71,344, 淮南矿业 ( 集团 ) 有限责任公司企业年金计划 - 中国工商银行 191,320 68,490,

13 淮南矿业 ( 集团 ) 有限责任公司企业年金计划 - 中国工商银行光大证券有限责任公司 - 中国光大银行股份有限公司 - 光大阳光集合资产管理计划中国光大银行股份有限公司 - 巨田资源优选混合型证券投资基金云南国际信托投资有限公司 - 金丝猴证券投资. 瑞盈 167,530 59,928, ,600 57,074, ,600 57,074, ,912 52,507, 泰康人寿保险股份有限公司 - 万能 - 团体万能 140,568 50,224, 华宝信托投资有限责任公司 -- 集合类资金信托 R2006JH021 日照港 ( 集团 ) 有限公司企业年金计划 - 中国建设银行厦门国际信托投资有限公司 -- 高特佳股票投资分级受益权资金信托 119,950 42,804, ,364 42,233, ,192 41,091, 华宝兴业收益增长混合型证券投资基金 112,020 39,950, 长盛成长价值证券投资基金 110,434 39,379, 宝盈鸿利收益证券投资基金 110,434 39,379, 中诚信托投资有限责任公司 - 中诚信托证券投资集合资金信托 1 号厦门国际信托投资有限公司 -- 国轩证券投资分级受益权资金信托中国农业银行 - 东吴价值成长双动力股票型证券投资基金云南国际信托投资有限公司 - 中国龙进取资本市场集合资金信托计划云南国际信托投资有限公司 - 中国龙稳健资本市场集合资金信托计划云南国际信托投资有限公司 - 瑞申 ( 一 ) 集合资金信托计划东方证券 - 中国银行 - 东方红 2 号集合资产管理计划上海国际信托投资有限公司 -( 国联 ) 证券投资资金信托 (F-6002) 陕西煤业化工集团有限责任公司企业年金计划 - 招商银行股份有限公司中国工商银行 - 宝盈泛沿海区域增长股票证券投资基金 110,434 39,379, ,848 38,808, ,848 38,808, ,262 38,237, ,918 35,954, ,472 29,675, ,886 29,105, ,300 28,534, ,300 28,534, ,300 28,534, 云南国际信托投资有限公司 - 金丝猴证券投资. 瑞 78,714 27,963,

14 园 214 厦门国际信托投资有限公司 -- 精图证券投资分级受益权资金信托 66,026 23,397, 张家港港务集团有限公司企业年金计划 - 交通银行 48,580 17,118, 厦门国际信托投资有限公司 -- 日日新集合资金信托 ( 农一号 ) 46,994 16,547, 中国工商银行 - 天弘精选混合型证券投资基金 39,064 13,693, 厦门国际信托投资有限公司 -- 日日新系列型证券投资集合资金信托 5 32,720 11,410, 天津信托投资公司 32,720 11,410, 云南国际信托投资有限公司 - 中国龙资本市场资金信托计划 31,134 10,839, 中国北车集团西安车辆厂企业年金计划 - 中国光大银行 29,548 10,268, 复旦大学附属中山医院企业年金计划 - 交通银行 29,548 10,268, 厦门国际信托投资有限公司 -- 日日新系列型证券投资集合资金信托 4 24,790 8,556, 华夏基金管理有限公司企业年金计划 - 中国建设银行 18,446 6,273, 方正证券有限责任公司 16,860 5,702, Total 633,051, ,690,532, Note: The figures under the Number of Shares Allocated in the table above are the final number of shares allocated, based on the institutional placement ratio, and, as adjusted according to the principles relating to the treatment of odd-lot shares as stipulated in the Announcement of Institutional Placement. According to the Announcement of Institutional Placement, the publication of this announcement will be deemed to be the service of notice of successful placement to the institutional placement participants. 3. Results of the Public Offering The total number of shares issued in the Public Offering is 1,151,643,000 shares, with the final successful application rate being %. A total of 201,864,995 Subscription numbers scales were: First Group: Second Group: Third Group:

15 Shares in the public offering are not subject to any lock-up period. Issuer: China CITIC Bank Corporation Limited Sponsor (Lead Underwriter): China International Capital Corporation Limited 23 April

Ａ股发行结果公告

Ａ股发行结果公告中信银行股份有限公司首次公开发行 A 股定价网下发行结果及网上中签率公告保荐人 ( 主承销商 ): 中国国际金融有限公司中信银行股份有限公司 ( 下称发行人 ) 首次公开发行 A 股 ( 下称本次发行 ) 的网下网上申购已于 2007 年 4 月 19 日结束战略投资者和网下配售对象缴付的申购资金已经北京兴华会计师事务所有限责任公司验资, 本次网下发行过程由通商律师事务所见证并对此出具了专项法律意见书