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83 ( ) 1 10 8 18 5 25 1

H ( ) HSBC Trustee (Cayman) Limited 1998 6 23 ( ) 2014 2 20 ( ) HSBC Trustee (Cayman) Limited 2014 3 21 2003 7 25 ( ) 2015 12 18 [2015] 2959 2

( ) ( ) ( ) - H () ( )2015 5 22 ( ) 3

1 (1) ( ) 2003 7 25 2003 7 31 2014 3 21 (2) ( ) i. 1993 4 1 2003 11 15 ii. 4

iii. (3) ( ) 2014 3 20 HSBC Trustee (Cayman) Limited 2014 3 21 ( ) ( ) 1974 9 27 (4) ( ) 7 7.11A 7.12 (5) ( ) i. 12 1 ii. 2014 12 31 527,626,474 2015 6 24 1,007,103,491 2015 11 30 997,910,585 2 iii. H 5

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3 A - M ( ) A - M ( ) 4 (1) ( ) 2015 12 10 7

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(vi) 5 ( ) 4 6 9 7 3 8 18

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(3) ( ) A 12 16 A A A - M ( ) ( ) 22

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vi. vii. viii. / 3 (1) i. ii. iii. (2) i. ii. iii. iv. 30

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2015 12

料 料 料 料 不 利 更不 (A) 1933 United States Securities Act of 1933 1940

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(e) 料 (a) (b) (c) 83 2015 12

83 ( ) 1 10 8 18 5

1 2 2 3 3 3 9 9 11 11 12 12 12 12 12 13 14 14 14 15 15 16 16 16 17 18 18 18 19 19 20 20 21 - Foreign Account Tax Compliance Act FATCA 22 23 23 24 24 24 27 27 29 29 30 30 31 31 31

/ * * * B * * * 150 * * * * * * * * H * * * * * 50 * * H H 150 * 50 * * * *

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1998 6 23 ( ) US$ HSBC Trustee (Cayman) Limited 1998 6 23 2014 2 20 HSBC Trustee (Cayman) Limited 2014 3 21 2

3

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8

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571 V 1 (a) (b) (c) 12

13

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(i)(ii) 15

(a) 16

(b) (c) (d) (i) (ii) (i) (iii) (ii) (iv) 1 17

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www.hangsenginvestment.com (1) 10% (8) (2) (8) 10% (3) 15% (8) (4) 30% (5) (4) (6) 15% (7) 20% (8) 24

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(1) (2) (3) (i) 10% (ii) 30% (iii) 10% (4) 3(i) (5) (6) (1) 10% 26

(2) 25% (3) (4) (5) (6) (7) (8) 0.5% 5% (9) (2) 27

(a) (b) (a) (b) A2 A2 A2 (c) (d) 100% (e) 28

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1 2 (1) (2) (3) (4) 30

(a) (b) (c) 83 31

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(i) (ii) (iii) (iv) 16