ANNUAL REPORT 106 http://www.tcfhc.com.tw http://mops.twse.com.tw

022173-8888 tch@tcfhc.com.tw 022173-8888 tch@tcfhc.com.tw 225 17 19 022173-8888 http://www.tcfhc.com.tw 225 022173-8888 http://www.tcb-bank.com.tw 325 6 022731-9987 http://www.tcfhc-sec.com.tw 8587 14 (02)2522-1656 http://www.tcb-bills.com.tw 325 7 (02)8772-0868 http://www.coamc.com.tw 85 87 13 022181-5999 http://www.tcb-am.com.tw 325 13 028772-6718 http://www.tcfhc.com.tw/servicesloc/pages/.aspx 325 10 (02) 2772-6772 http://www.tcb-life.com.tw 210 1 (02) 2586-5859 http://www.yuanta.com.tw 7 49 028722-5800 Standard & Poor's Ratings Services Unit 1, Level 69, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong + 852-2533-3500 106 眾 156 12 http://www.deloitte.com.tw (02) 2545-9988

CONTENTS 02 10 12 54 60 96 216 236 240

02 / Letter to Shareholders Letter to Shareholders 03 07 08 08 09 106 107

2017 ANNUAL REPORT 106 106 106 6.5 IMF 107 1 106 3.7 0.5 107 IMF 107 3.9 106 107 2 106 2.86 105 1.50 1.36 107 2.27 2.43 106 ( ) 106 ( )147.12 105 5.73 4.05 1.17 7.28 0.44 106 103 10 106 8 106 107 雷仲達 03

04 / Letter to Shareholders 1. 1 128.99 125.24 3.75 2.99 2 7.80 5.52 0.22 5 3.21 0.26 105 70 3.37 2. 1 106 50 2 106 20 106 13.4410.32 10.32 3. 1 106 223.56214.14 150.52 105 101.553.52 16.63 349.21 2 106 192.54 105 13.36 4. 1 106 255 58.14 64 116 2106 70 60.90 3 75 3 95.30 61.51 5. 1 106 OBU 59.27 39.53 2 106 4 27 7 26 10 27 107 3 8 24 6. 1 PAY ACH 106 106 ACH ACH

2017 ANNUAL REPORT 2 106 7. 1 2106 4 107 3 3 8. 1106 100 99 2 9 3 4 2017 5 15 106 204 1. 106 : % (%) 34,366 36,832 93.30 12,262 11,562 106.05 46,628 48,394 96.35 ( 5,221 ) ( 4,300 ) 78.58 ( 340 ) 2,011 ( 16.91 ) ( 24,264 ) ( 27,772 ) 112.63 16,803 18,333 91.65 ( 2,091 ) ( 2,700 ) 122.56 14,712 15,633 94.11 () 1.17 1.25 93.60 05

06 / Letter to Shareholders 2. 106: % (%) 14,558 15,629 93.15 ( 276 ) ( 317 ) 112.93 14,282 15,312 93.27 () 36 ( 67 ) 253.73 14,318 15,245 93.92 1.17 1.25 93.60 3. 106 % () (%) (%) (%) 16,803 14,712 1.17 31.55 0.44 7.28 14,282 14,318 1.17 98.79 6.65 7.23 14,886 12,899 1.48 30.45 0.41 6.61 362 321 0.68 29.76 1.34 6.01 558 552 1.56 117.17 1.30 10.93 409 337 1.19 41.70 6.12 9.95 791 780 1.22 52.58 0.55 9.88 22.46 22.46 0.74 11.32 5.61 6.13 25.88 25.59 0.26 54.65 2.58 2.59 1. 2. 3. 4. 106 106 ETF ETF 107 4 ETF ETF 106

2017 ANNUAL REPORT 107 1. 5. 2. 6. 3. 7. 4. 8. 107 2,689,000 2,137,482 114,500 578,110 4,400 16 25 223,015 53,250 24,500 34,600 864 37,317 () 84,396 300 1. 2. FinTech 3. 4. 5. 6. 7. 8. 9. 10. 07

08 / Letter to Shareholders 11. 12. Bank 3.0 13. 14. 15. 16. 107 106 16 52.54 105 48.09 9.25% 3.28 3.01 8.97% 106 3,023 105 2,670 13.22 106 (ROE) (ROA) 107 1 1 9 IFRS 9 107 IFRSs 107 3 31 ( ) ( )

2017 ANNUAL REPORT ( ) 106 7 28 106 107 2 106 2.86 105 1.50 1.36 107 2.27 2.43 106 ( )147.12 105 5.73 4.05 1.17 7.28 0.44 106 103 10 106 8 S&P 107 1 19 twa+ twa-1twaa- twa-1+ BBB-/A-3BBB/A-2 twaa twa-1+twaa+ twa-1+ A-/A-2A/A-1 BBB A-2 107.1.19 twaa- twa-1+ 107.1.19 A A-1 107.1.19 twaa+ twa-1+ 107.1.19 AA+(twn) F1+(twn) 107.3.1 twaa- twa-1+ 107.4.23 AA+(twn) F1+(twn) 107.3.1 1. 2. 09

10 / Bank Profile Company Profile 11 11

2017 ANNUAL REPORT 100 12 1 106 107 4 24 100 12 1 51 51 103 4 22 104 10 1 104 11 11 105 6 24 106 107 4 24 106 107 4 24 106 107 4 24 106 107 4 24 林士朗 11

12 / Report of Corporate Governance Report of Corporate Governance 14 16 24 50 50 51 51 53 53 106107424

2017 ANNUAL REPORT 13

1. 107.03.23 / Report of Corporate Governance 14

2. 100 170,138,436 100 5,012,313 51 2,732,374 100 4,059,739 100 185,460 100 2,235,707 100 502,451 90.02 1,812,388 100 1,000,000 106.12.31 15 2017 ANNUAL REPORT

16 / Report of Corporate Governance 着 ( ) (%) (%) 106.11.24 109.6.15 106.11.24 3,87,905,443 26.06 3,180,542,606 26.06 106.6.16 109.6.15 103.6.23 3,87,905,443 26.06 3,180,542,606 26.06 106.7.12 109.6.15 106.7.12 3,87,905,443 26.06 3,180,542,606 26.06 106.6.16 109.6.15 103.6.20 3,87,905,443 26.06 3,180,542,606 26.06 106.6.16 109.6.15 104.10.22 3,87,905,443 26.06 3,180,542,606 26.06 106.6.16 109.6.15 104.1.21 3,87,905,443 26.06 3,180,542,606 26.06 106.6.16 109.6.15 106.6.16 3,87,905,443 26.06 3,180,542,606 26.06 0 28,880 0 0 0 39,992 0 (%) (%) 0 0 0 0.0002 0 0 0 0 0 0 0 0 0 0 0 0.0003 0 0 0 0 0 ( ) 107424;: ( ) (CABEI) ( ) UCLA ( ) ( ) ( )

2017 ANNUAL REPORT ( ) (%) (%) 106.6.29 109.6.15 106.6.29 3,87,905,443 26.06 3,180,542,606 26.06 0 (%) (%) 0 0 0 ( ) 106.6.16 109.6.15 101.5.21 4,214,247 0.04 4,340,674 0.04 0 0 0 0 NYU ( ) 106.6.16 109.6.15 102.4.1 183,527,220 1.55 189,033,036 1.55 759,802 0.0062 0 0 4 ( ) ( ) ( ) 106.6.16 109.6.15 106.6.16 183,527,220 1.55 189,033,036 1.55 0 0 0 0 106.9.6 109.6.15 100.6.24 2,586,943 0.02 2,736,024 0.02 284,823 81,551 0.0023 0.0007 0 0 106.6.16 109.6.15 103.6.20 0 0 0 0 0 0 0 0 ( ) 106.6.16 109.6.15 106.6.16 0 0 0 0 0 0 0 0 106.6.16 109.6.15 106.6.16 0 0 0 0 0 0 0 0 ( ) ( ) ( ) 1106.6.1633123 2106.6.29 3106.7.12 4106.9.6 5106.11.24 17

18 / Report of Corporate Governance 1. 107424 13.18%10.49% 8.53%7.04%6.25% 5.67%5.09%4.94% 4.17%3.81% 2. () () () () () () () () () () 107424 3. 107424 1 2 3 4 5 6 7 8 9 10 着 0 0 0 2 0 0 0 0

2017 ANNUAL REPORT 1 2 3 4 5 6 7 8 9 10 0 0 0 0 0 1 0 1. 2. ( ) 3. 4. 5. 6. 7. ) ) 8. 9. 30 10. 27 4. 着 19

20 / Report of Corporate Governance 107424;: () (%) (%) (%) 103.6.23 28,880 0.002% 0 0 0 0 () 103.12.2 305,936 0.0025 0 0 0 0 EMBA () 107.2.26 98,769 0.0008 0 0 0 0 眾 () 104.9.24 284,015 0.0023 0 0 0 0 104.1.29 372,939 0.0031 0 0 0 0 103.12.2 191,112 0.0016 240,016 0.0020 0 0 107.1.31 148,088 0.0012 13,364 0.0001 0 0 眾 () 106.8.4 144,052 0.0012 111,386 0.0009 0 0 106.11.2 631,255 0.0052 23,925 0.0002 0 0 106.4.28 72 0 7,921 0.0001 0 0 104.4.30 999,983 0.0082 0 0 0 0 106.6.30 206,767 0.0017 125,919 0.0010 0 0 104.1.29 137,438 0.0011 0 0 0 0 () 105.4.29 36,499 0.0003 0 0 0 0 106.11.6 48,894 0.0004 0 0 0 0 107.3.30 170,976 0.0014 0 0 0 0 107.3.30 163,102 0.0013 0 0 0 0

2017 ANNUAL REPORT 106 1. 1061231;: (A) (B) (C) (D) AB C D (%) (E) (F) (G) ABC DEF G (%) 着 4,920 11,071 0 3,045 78,996 78,996 24 2,251 0.59 0.67 6,453 9,728 0 0 0 0 300 0 0.63 0.74 108 *() 1 106616312 2 10662910671210696 1061124 3 (D)(E)1,800,245 21 4

22 / Report of Corporate Governance (A+B+C+D) (A+B+C+D+E+F+G) 2,000,000 着 着 着 着 2,000,000 5,000,000 5,000,000 10,000,000 10,000,000 15,000,000 15,000,000 30,000,000 30,000,000 50,000,000 50,000,000 100,000,000 100,000,000 25 27 26 28 2 1061231 A B C D ABC D 5,323 12,960 0 0 4,524 9,314 265 0 1,114 0 0.07 0.16 376 1 (C)4,112,118 2

2017 ANNUAL REPORT 2,000,000 2,000,0005,000,000 5,000,00010,000,000 10,000,00015,000,000 15,000,00030,000,000 30,000,00050,000,000 50,000,000100,000,000 100,000,000 2 5 3. 4. 106 1061231 0 527 527 0.004 1061231 1 2 3 4 5 6 7 8 9 10 0 1,560 1,560 1. 105106 0.85% 2. 1 23

24 / Report of Corporate Governance 2 1.25 3 4 ( ) ( ) 106 107 4 24 20 1 着 8 0 100 % / 2 1061124 8 20 0 100 18 2 90 19 1 95 11 2 78.6 11 1 91.7 11 1 91.7 20 0 100 8 9 40 12 1 85.7 20 0 100 20 0 100 13 1 92.9 11 3 78.6 10 0 100 12 0 100 2 4 33.3 2 4 33.3 2 4 33.3 106616 14 106629 12 106712 12 106616 14 106616 14 106616 14 10696 10 1061124 12 106616 6 106616 6 106616 6

2017 ANNUAL REPORT 1 0 0 0 8 0 100 10 0 100 6 0 100 6 0 100 % / 2 106629 2 106712 8 10696 10 106616 6 106616 6 ( ) ( ) 14 3 ( ) 1. 106 1 23 2 33 105 15 1 14 ) 2. 106 3 27 2 35 105 15 1 14 ) 3. 106 4 24 2 36 3 15 1 14 4. 106 5 22 2 37 106 15 6 9 ( 6 ) 5. 106 6 16 3 1 15 1 1 13 ( ) 6. 106 6 26 3 1 15 1 7 7 7 7. 106 6 26 3 1 15 1 3 11 3 8. 106 9 25 3 4 15 1 1 13 9. 106 10 30 3 5 15 1 7 7 7 着 10. 106 11 24 3 2 15 1 14 11. 106 11 27 3 6 107 15 1 14 12. 106 12 25 3 7 15 2 13 25

26 / Report of Corporate Governance 13. 107 1 29 3 8 106 15 1 1 13 14. 107 2 26 3 9 15 1 14 15. 107 3 23 3 10 106 15 1 1 13 1. (www.tcfhc.com.tw) / 2. 106 6 16 3 15 3 3 3. 100 10 5 106 6 26 3 1 3 1 2 1 ( ) (%) ( ) 2 ( ) (%) ( ) 106 107 4 24 18 (%) /() 18 0 100 7 0 100 1066167 6 1 85.7 1066167 11 0 100 10661611 9 2 81.8 10661611 14 5 ( ) (%) (%)

2017 ANNUAL REPORT 14-5 2/3 1 34 106.3.15 1. 105 2. 105 1 106 3 27 2 3 3. 105 4. 105 5. 105 1 2 3 4 6. 1 35 106.3.24 眾 106 1 37 106.5.10 27 1. 1 5 1 7 1 2 3 2. 1

28 / Report of Corporate Governance 14-5 2/3 2 50 4 8 2 3 4 2 2 106.8.14 1. 106 2 2. 106 1 2 2 3 106.9.13 眾 107 1. 107 2. 2 5 106.10.30 1. 2. 2 6 106.11.13 107 1. 2. 5910 5 3. 10 4. 5. SOP 2 9 107.2.7 106

2017 ANNUAL REPORT 14-5 2/3 2 10 107.3.14 1. 106 2. 106 3. 106 4. 106 106.1.11 1. 2. 3. 106.2.8 1. 2. 106.3.15 1. 2. 3. 4. 105 105 1. 2. 106.3.27 1. 105 2. 3. 105 106.4.12 1. 2. 1. 2. 106.5.10 1061 1. 2. 106.6.14 1. 2. 3. 29

30 / Report of Corporate Governance 106.7.12 106.8.14 106.9.13 106.9.25 106.10.13 106.11.13 106.12.13 1. 2. 1. 2. 3. 4 1 50 1 1062 1. 2. 1. 2. 1. 2. 3. ( ) 1. 2. 3. 107 1063 1. 2. 3. 107.1.17 107.2.7 107.3.14 107.3.23 107.4.18 1. 2. 3. 200 1. 2. 3. 106 4. 106 1. 2. 3. 1 106 1. 2. http://www.tcfhc.com.tw/corporate_governance

2017 ANNUAL REPORT 1. 2. 25 16 4516 1. 2. 47 1. 2. 106 10 30 1. 2. 3. 1. 2. 3. 31

32 / Report of Corporate Governance 1. 2. : 3. 106 4. 102 9 1 2,000 5. 6. :(1) (2) (3) ( ) 着 106/03/17 106/03/17 106 3.0 106/12/12 106/12/12 3.0 106/07/27 106/07/27 3.0 106/08/28 106/08/28 2.0 106/09/20 106/09/20 3.0 106/05/16 106/05/16 3.0 106/08/28 106/08/28 2.0 106/12/14 106/12/14 3.0 106/08/28 106/08/28 2.0 106/10/12 106/10/12 3.0 106/10/17 106/10/17 3.0 106/04/14 106/04/14 3.0 106/07/05 106/08/04 3.0 106/08/28 106/08/28 2.0 106/01/06 106/01/06 3.0 106/04/11 106/04/11 3.0

2017 ANNUAL REPORT 黃明聖 106/08/28 106/08/28 2.0 106/10/13 106/10/13 3.0 106/10/17 106/10/17 3.0 106/11/03 106/11/03 3.0 106/11/21 106/11/21-3.0 106/12/27 106/12/27 2.0 106/03/22 106/03/22 3.0 106/03/30 106/03/30 3.0 106/07/27 106/07/27 3.0 106/08/28 106/08/28 2.0 106/05/10 106/05/10-3.0 106/08/28 106/08/28 2.0 106/11/01 106/11/01 3.0 106/08/03 106/08/03 3.0 106/08/08 106/08/08 3.0 106/08/23 106/08/23 3.0 106/08/23 106/08/23 3.0 106/08/24 106/08/24 3.0 106/11/14 106/11/14 3.0 106/11/14 106/11/14 3.0 106/12/27 106/12/27 2.0 106/08/01 106/08/01 3.0 106/08/08 106/08/08 3.0 106/08/22 106/08/22 3.0 106/08/22 106/08/22 3.0 106/08/28 106/08/28 2.0 106/09/06 106/09/06 3.0 106/09/12 106/09/12 3.0 106/09/12 106/09/12 3.0 106/09/20 106/09/20 3.0 106/08/28 106/08/28 2.0 106/10/03 106/10/03 3.0 106/10/11 106/10/11 3.0 106/11/14 106/11/14 3.0 106/11/14 106/11/14 3.0 106/08/22 106/08/22 3.0 106/08/22 106/08/22 3.0 106/08/28 106/08/28 2.0 106/11/30 106/11/30 3.0 106/11/30 106/11/30 3.0 33

34 / Report of Corporate Governance 106/07/27 106/07/27 3.0 106/08/28 106/08/28 106/09/20 106/09/20 3.0 106/04/19 106/04/19 3.0 106/08/22 106/08/22 3.0 106/08/28 106/08/28 106/10/15 106/10/21 106/03/01 106/03/01 3.6 106/08/22 106/08/22 3.0 106/08/28 106/08/28 106/09/20 106/09/20 3.0 106/01/12 106/01/12 7.0 106/01/16 106/01/16 3.0 106/01/24 106/01/24 (RiskBased) 2.0 106/03/01 106/03/03 24.0 106/06/20 106/06/23 30.0 106/07/06 106/07/06 7.0 106/08/28 106/08/28 106/10/02 106/10/02 3.0 106/03/01 106/03/03 24.0 106/03/06 106/03/06-6.0 106/03/16 106/03/16 3.0 106/08/28 106/08/28 106/08/29 106/08/29-3.0 106/08/29 106/08/29 3.0 106/10/26 106/10/27-106/02/09 106/02/09 3.0 106/03/09 106/03/09 6.0 106/04/10 106/04/11 12.0 106/04/28 106/04/28 3.0 106/07/10 106/07/19 30.0 106/08/28 106/08/28 2.0 2.0 17.5 2.0 2.0 2.0 12.0 2.0 1. 2(1064)

2017 ANNUAL REPORT 1 2 3 4 5 6 7 8 1 2 0 1 2 3 4 5 6 7 8 30 2. 1 3 2106 6 26 109 6 15 4 (%) / 4 0 100 3 0 100 1066263 3 0 100 1066263 1 0 100 1066161 1 0 100 1066161 ( ): : 1. 2. 12 CSR 35

36 / Report of Corporate Governance 1. 100 2. 3. 1. LED 2. 3. 4. OECD 1. 2. ( ) 1. 65 2.

2017 ANNUAL REPORT (http://www.tcfhc.com.tw) : 105 GRI4.0 106 (http://www.tcfhc.com.tw) 1. 2. ( ) 1. 2. ( ) 1. 2. ( ) ( ) ( ) 37

38 / Report of Corporate Governance ( ) ( ) 1. 2. 1 1 ( ) 1. 2. 106 12 12 ( ) 1. 2. 3. ( ) ( ) 1. 2. ( ) http://www.tcfhc.com.tw/corporate_governance ( ) http://www.tcfhc.com.tw

2017 ANNUAL REPORT 1. 39

40 / Report of Corporate Governance ( 106 12 31 ) ( ).. 107 6 OBU 72 2 1. 72 2 2. 72 2 3. 72 2 OBU OBU 1. 2. 3. 4. 105 10 1 106 7 5. 6. 1. 2.

2017 ANNUAL REPORT ( ) 106 7 6 7 24 ( ) 5 1. 3 2. BIF - Contingency Funding Plan 106 1 26 28 1 65 106 106 6 106 7 KYC 106 3 28 106 4 19 106 5 106 106 5 17 106 22 3 7 66 1 5 26 106 4 10 1060005593 56 54 2 106 7 27 106 10 26 2. 107 4 24 1. 100 106 4 106 12 41

42 / Report of Corporate Governance 2. 1 : 105 2 20 105 9 33 3 27 1 10 106 12 31 106 7 167 2 167 3 164 1 48 4 4 1 50 1 3 106 12 129 7 200 i. ii. iii. 2 105 9 10 120 2 i. ii. iii. iv.

2017 ANNUAL REPORT i. ( ) ii. 105 iii. iv. 107 4 19 180 3 i. ii. iii. iv. v. i. ii. iii. iv. v. 3. 1 : 105 12 27 : 106 2 18 : i. 722 ii. 2 i. 722 43

44 / Report of Corporate Governance ii. 72 2 106 6 3 61 1 1 i. 722 ii. OBUKYC iii. 2 106 2 106 6 8 : 3 : 28 1 106 1 26 106 3 17 4. 5. 6. 106 107 4 24 1. 106123233 1 106 2 3 4 2. 1062627 106 2 6

2017 ANNUAL REPORT 3. 106220234 1 2 3 106 4. 106327235 1 2 3 4 105 5 105 6 105 35 5,418 5,520 3 5,541 8,552 7 105 8 9 105 10 106 3 11 106 12 106 13 3 14 106 15 105 16 眾 106 17 105 5.106424236 1 3 2 3 4 5 6.106522237 1 2 106 3 7.10661631 1 3 2 8. 10662631 1 2 45

46 / Report of Corporate Governance 3 4 5 9. 10673132 12016 2 105 88 8,546 3,806 35 5,418 5,520 3 5,541 8,552 106 8 22 3 10. 10682833 1 106 2 2 106 3 106 11. 10692534 1107 2 眾 107 3 4 12. 106103035 1 2 3 107 1 2 4 5 13. 106112432 14. 106112736 1 2 107 3 106 12 1 15. 106122537 1 107 2 3 2,500 7,500

2017 ANNUAL REPORT 4 5 16. 1071333 10712 17. 10712938 1 2 3 4 5 6 18. 1072734 1 107 2 7 2 19. 10722639 1 106 2 3 4 5 20. 107323310 1 2 3 200 250 4 5 107 6 107 7 106 8 106 9 106 36 6,081 1,090 3 6,608 1,109 10 106 11 106 12 106 13 14 47

48 / Report of Corporate Governance 21. 106 1. 105 79.88 106616 2. 105 0.750.3 3. 105 80.13 80.13 4. 80.13 5. 80.13 6. 3 :315 312 7. 58.09 106822 106918( 0.750.3) 106831 106617 106 107 4 24 14-3 2 35 106.3.27 1. 2. 105 3. 眾 106 2 36 106.4.24 1. 3 2. 2 37 106.5.22 1. 2. 3. 106 3 1 106.6.16 1. 3 2.

2017 ANNUAL REPORT 14-3 3 1 106.6.26 1. 2. 22251719 5 3. 3 2 106.7.31 3 3 106.8.28 1. 2. 106 3 4 106.9.25 1. 眾 107 2. 3 5 106.10.30 1. 2. 3 2 106.11.24 3 7 106.12.25 2,5007,500 3 8 107.1.29 106 3 9 107.2.26 1. 106 2. 3 10 107.3.23 1. 200250 2. 106366,081 1,09036,6081,109 3. 106 49

50 / Report of Corporate Governance 106 107 4 24 103.06.23 106.11.24 104.06.29 106.11.02 104.10.02 106.11.06 眾 106.1.1-106.12.31 1 2,000 1,545 115 1,660 2 2,0004,000 - - - 3 4,0006,000 - - - 4 6,0008,000 - - - 5 8,00010,000 - - - 6 10,000 - - - 眾 1,545 0 20 0 95 115 106 1031222 104 1 V

眾 1031222 106107424 107424 1 106 107424 106.11.24 92,637,163 - - 0 0 0 103.6.23 106.11.24 92,637,163 3,664 0 0 - - 103.6.23 92,637,163 841 0 0 0 0 103.6.20 92,637,163 0 0 0 0 0 106.7.12 92,637,163 0 0 0 - - 106.7.12 92,637,163 0 0 0 0 0 着 104.10.22 92,637,163 0 0 0 0 0 106.6.29 92,637,163 0 0 0 0 0 106.6.16 106.6.29 92,637,163 0 0 0 + + 106.6.16 92,637,163 0 0 0 0 0 104.1.21 92,637,163 1,164 0 0 0 0 101.5.21 126,427 0 0 0 0 0 102.4.1 5,505,816 22,130 0 0 0 0 106.6.16 5,505,816 0 0 0 0 0 104.4.14,106.6.16 5,505,816 0 0 0 - - 106.9.6 149,081 3,291 0 0 - - 106.9.6 149,081 8,295 0 0 0 0 51 2017 ANNUAL REPORT

52 / Report of Corporate Governance 1 103.6.20,106.6.16 105.2.18,106.6.16 106 5,505,816 0 5,505,816 0 0 0 107424 0-0 - 103.6.20 0 0 0 0 106.6.16 - - 0 0 106.6.16 - - 0 0 103.6.20,106.6.16 0 0 - - 103.6.20,106.6.16 0 0 - - 103.6.23 841 0 0 0 102.9.02,107.2.7 3,050 0 0 0 103.12.2 8,910 0 0 0 107.2.26 --- --- 0 0 104.9.24 8,272 0 0 0 104.1.29 10,862 0 0 0 103.12.2 5,566 0 0 0 104.10.30 (106.1.26) 0 0 - - 106.1.26 (107.1.31) 2,876 0 0 0 107.1.31 - - 0 0 104.2.5 (106.8.3) 0 0 - - 104.8.31 (106.11.2) 11,164 0 - - 104.9.30 (106.4.28) 0 0 - - 106.8.4 4,195 0 0 0 106.11.2 0 0 0 0 106.11.6 0 0 0 0 106.4.28 2 0 0 0 104.4.30 29,125 0 0 0 103.5.7 106.6.26 0 0 0 0 峯 106.6.26 106.6.30 0 0 0 0 106.6.30 107.3.23 6,022 0 0 0 107.3.23 - - 0 0 104.01.29 4,003 0 0 0 105.04.29 1,063 0 0 0 106.11.2 2 0 0 0 104.6.29 106.11.2 4,290 0 - - 104.10.2 106.11.6 0 0 - - 107.3.30 - - 0 0 107.3.30 - - 0 0 1 2 3 1 2 107424 --- --- 1 2 - -

2017 ANNUAL REPORT 1 2 107424 --- --- 1 2 1 ( ) 107424 3 ( ) 3,180,542,606 26.06% 0 0 0 0 461,735,511 3.78% 0 0 0 0 269,259,729 2.21% 0 0 0 0 189,033,036 1.55% 0 0 0 0 150,918,498 1.24% 0 0 0 0 128,471,530 1.05% 0 0 0 0 121,153,435 0.99% 0 0 0 0 109,424,770 0.90% 0 0 0 0 93,091,112 0.76% 0 0 0 0 79,154,483 0.65% 0 0 0 0 1 2 3 1061231 (2) 1 () () () 8,808,130,000 100 8,808,130,000 100 282,528,000 100 282,528,000 100 354,726,941 100 354,726,941 100 472,420,000 100 472,420,000 100 326,376,119 51 326,376,119 51 30,300,000 100 30,300,000 100 100,000,000 100 100,000,000 100 2,639,659 90.02 2,639,659 90.02 100 100 1: 2 53

54 / Capital Raising Capital Raising 55 58 58 58 59 59 59 59

2017 ANNUAL REPORT 107424 : 100.12 $ 10 12,000,000 120,000,000 6,596,825 65,968,254 6,596,825 101.08 $ 10 12,000,000 120,000,000 6,926,666 69,266,667 3,298,413 329,841 101.09 $ 10 12,000,000 120,000,000 8,126,666 81,266,667 1,200,000 102.08 $ 10 12,000,000 120,000,000 8,614,266 86,142,667 3,250,667 325,067 1,625,333 162,533 103.08 $ 10 12,000,000 120,000,000 9,044,980 90,449,800 4,307,133 430,714 104.03 $ 10 12,000,000 120,000,000 10,544,980 105,449,800 1,500,000 104.08 $ 10 12,000,000 120,000,000 11,072,229 110,722,290 4,217,992 421,799 1,054,498 105,450 105.08 $ 10 12,000,000 120,000,000 11,847,285 118,472,850 7,750,560 775,056 106.08 $ 10 15,000,000 150,000,000 12,202,704 122,027,036 3,554,186 355,419 101828 10101174930 101108 10101208610 10295 10201183440 103915 10301189740 10448 10401060140 104910 10401189840 105 8 24 10501209060 106831 10601125500 107424 : 12,202,703,627 2,797,296,373 15,000,000,000 107424 1 10 1,105 222,954 789 224,859 3,180,542,606 161,027,384 2,921,009,453 3,437,296,856 2,502,827,328 12,202,703,627 26.06 1.32 23.94 28.17 20.51 100 55

56 / Capital Raising 1. 107424 1999 61,557 14,499,425 0.12 1,0005,000 82,128 194,901,379 1.60 5,00110,000 27,393 197,765,980 1.62 10,00115,000 14,155 170,191,679 1.39 15,00120,000 7,643 133,359,825 1.09 20,00130,000 8,971 217,927,071 1.79 30,00150,000 8,057 310,621,314 2.54 50,001100,000 7,122 496,679,385 4.07 100,001200,000 4,076 555,958,512 4.56 200,001400,000 2,143 592,278,394 4.85 400,001600,000 564 269,547,238 2.21 600,001800,000 216 149,116,337 1.22 800,0011,000,000 123 109,977,925 0.90 1,000,001 711 8,789,879,163 72.04 224,859 12,202,703,627 100 2. 107424 3,180,542,606 26.06 461,735,511 3.78 269,259,729 2.21 189,033,036 1.55 150,918,498 1.24 128,471,530 1.05 121,153,435 0.99 109,424,770 0.90 () 93,091,112 0.76 79,154,483 0.65

2017 ANNUAL REPORT 1 2 3 106 105 107 3 31 ( 7) ( ) 16.90 15.15 17.30 ( ) 14.00 12.70 16.55 ( ) 15.69 14.06 16.99 ( ) 16.48 16.43 16.88 ( ) ( 8) 15.23 ( ) 12,202,704 11,847,285 12,202,704 ( )- 1.17 1.16 0.30 ( )- ( 8) 1.14 1.13 0.75( 8) 0.75 3 ( ) 0.30( 8) 0.30 ( ) 4 13.41 12.12 56.63 5 20.92( 8) 18.75 6(%) 4.78( 8) 5.33 1 2 3 4 5 6 100 7 8 106107 1. 2. 1 0.75 9,152,027,720 2 3% 30 3,660,811,090 107 57

58 / Capital Raising 1. 2. 106 3. 1 106 2,183,167 78,996,181 106 2 106 4. 106105 2,031,40476,004,9141052,031,404 76,004,9140 : 106 107 4 24 3

2017 ANNUAL REPORT : 1. 2. 59

60 / Operations Overview Operations Overview 61 75 76 81 85 88 88 94 95 95

2017 ANNUAL REPORT 1. 1 2 106 105 14,555,732 99.98% 13,979,121 99.98% 2,715 0.02% 2,177 0.02% 14,558,447 100.00% 13,981,298 100.00% 3 107 66 2. 1 61

62 / Operations Overview 2 106.12.31 105.12.31 46,935 46,844 91 0.19 567,675 523,232 44,443 8.49 805,893 796,974 8,919 1.12 1,420,503 1,367,050 53,453 3.91 555,432 528,106 27,326 5.17 647,818 669,212 ( 21,394 ) ( 3.20 ) 1,203,250 1,197,318 5,932 0.50 2,623,753 2,564,368 59,385 2.32 56,668 54,743 1,925 3.52 71,437 77,951 ( 6,514 ) ( 8.36 ) 128,105 132,694 ( 4,589 ) ( 3.46 ) 2,751,858 2,697,062 54,796 2.03 86.31 85.89 0.42 - A. 106.12.31 105.12.31 441,471 398,192 43,279 10.87 595,415 600,786 ( 5,371 ) ( 0.89 ) 974,205 974,355 ( 150 ) ( 0.02 ) 1,446 1,625 ( 179 ) ( 11.02 ) 2,012,537 1,974,958 37,579 1.90 63.12 62.90 0.22 - B. 106.12.31 105.12.31 2,966 2,850 116 4.07 7,338 7,699 ( 361 ) ( 4.69 ) 53,093 47,096 5,997 12.73 1,260 1,088 172 15.81 16,125 20,206 ( 4,081 ) ( 20.20 ) 80,782 78,939 1,843 2.33 106 105 2,455 2,651 ( 196 ) ( 7.39 ) 5,926 6,076 ( 150 ) ( 2.47 ) 94,739 92,826 1,913 2.06 103,120 101,553 1,567 1.54 DBUOBU 106.12.31 105.12.31 NCDCD 456,614 423,307 33,307 7.87 141,758 91,898 49,860 54.26 92,666 90,267 2,399 2.66 70,202 61,312 8,890 14.50 6,571 6,666 ( 95 ) ( 1.43 ) 767,811 673,450 94,361 14.01

2017 ANNUAL REPORT 106 105 1,504 1,109 395 35.62 1,833 2,779 ( 946 ) ( 34.04 ) 10 13 ( 3 ) ( 23.08 ) 20 15 5 33.33 AUM 753,118* 705,700* 47,418 6.72 1231 106 105 73,794 71,437 2,357 3.30 EDI 6,885,309 5,798,064 1,087,245 18.75 762,480 659,705 102,775 15.58 75,776 42,045 33,731 80.23 ATM 469,626 443,728 25,898 5.84 ACH 168,749 153,579 15,170 9.88 106 105 55,350 51,635 3,715 7.19 57,098 35,718 21,380 59.86 26,825 32,802 ( 5,977 ) ( 18.22 ) 2,069 514 1,555 302.53 47,912 61,773 ( 13,861 ) ( 22.44 ) 189,254 182,442 6,812 3.73 () 214,035 177,759 36,276 20.41 106 105 33,996 30,629 3,367 10.99 VISA 106 105 106105 (%) (%) 32,298,697 76.25 31,402,402 76.90 896,295 2.85 5,924,892 13.98 6,267,528 15.35 ( 342,636 ) ( 5.47 ) ( 2,023,677 ) ( 4.78 ) ( 592,346 ) ( 1.45 ) ( 1,431,331 ) ( 241.64 ) 923,358 2.18 1,202,764 2.94 ( 279,406 ) ( 23.23 ) 4,807,785 11.35 1,407,642 3.45 3,400,143 241.55 () 7,895 0.02 6,351 0.02 1,544 24.31 114,050 0.27 107,183 0.26 6,867 6.41 279,275 0.66 285,035 0.70 ( 5,760 ) ( 2.02 ) 29,428 0.07 748,415 1.83 ( 718,987 ) ( 96.07 ) 42,361,703 100.00 40,834,974 100.00 1,526,729 3.74 3 107 67 63

64 / Operations Overview 3. 1 2 106 105 % % 365,929 31 233,536 29 93,520 8 92,509 11 343,860 29 201,803 25 360,025 30 253,807 32 77,284 7 31,782 4 40,848 3-1,717 0-16,425-1 768 0-2,336 0 2,061 0-2,838 0 5,041 1 8,867 1 8,021 1-37,842-4 2,093 0-52,251-4 -26,248-3 1,178,641 100 803,456 100 3 107 69 4. 1

2017 ANNUAL REPORT 2 106 105 % % 653,371 71.03 483,216 52.23 185,303 20.14 144,810 15.65 57,147 6.21 64,117 6.93 19,377 2.11 230,457 24.91 783 0.08 1,608 0.17 3,914 0.43 968 0.11 919,895 100.00 925,176 100.00 3 107 69 5. 1 2 106 105 % % 29,566 15 38,607 20 139,720 70 130,943 67 28,673 15 26,202 13 411 0 489 0 198,370 100 196,241 100 3 107 70 6. 1 2 65 106 105 % % 29,953,310 68.21 20,606,902 50.61 8,477,411 19.30 14,803,853 36.36 5,483,361 12.49 5,309,460 13.03 43,914,082 100.00 40,720,215 100.00

66 / Operations Overview 106 105 % % 355,382 57.08 342,718 48.61 238,884 38.37 366,253 51.95 28,365 4.55-3,965-0.56 622,631 100.00 705,006 100.00 3 107 71 7. 1 2 106 105 19,574 82.0 18,743 79.3 1,824 7.6 2,383 10.1 1,854 7.8 1,958 8.3 613 2.6 538 2.3 23,865 100.0 23,622 100.0 3 107 71 8. 1 2 106 10 3.16 31.6% 3 107 72 107 1. 1 2 FinTech 3 4 5 6

2017 ANNUAL REPORT 7 8 9 10 11 12 Bank 3.0 13 14 15 16 2. 1 2 e 67

68 / Operations Overview 3 Winner -- e 4 5 6 Pay QR code ( EDI ) FinTech

2017 ANNUAL REPORT Bank3.0 3. 1 2 IPO IPO 3 ETF 4 5 4. 1 2 69

70 / Operations Overview 3 4 5 5. 1 106 12 7 367.74 105 9.03% 107 106 2.45 44.60 3.31 14.84 292.95 5.69 3.90 2 106 457.9 105 6.01%

2017 ANNUAL REPORT 3 7 7 30 4 106 106 400 6. 1 FRCP FRCP 2 3 4 7. 1 2 3 4 5 6 7 71

72 / Operations Overview 8. 1 2 3 1. 106 Big data Open data 3.0 2. 1 106 105 1 ( ) 38 105 3,430 3,417 2 106 1.36 105 1.38 3 106 0.28 105 0.27 0.01 106 492.92 105 502.93 10.01 4 106 77 105 6 5 ( 106 192 105 13 ) 3. 8404

2017 ANNUAL REPORT 4. 106883 ( ) - - 101/12 37 120 1,031 38 109 102/12 34 121 993 38 103 103/12 33 119 964 15 37 96 104/12 33 120 965 17 37 89 105/12 32 116 910 17 38 88 106/12 31 109 883 15 39 84 5. 94 10 101 102 7 9 100% 102 103 104 7 6. 106 22 17 5 8 1106 1 594 105 11.4% 2106 5,968 56% 36% 3106 8,611 71% 7. 10612398002.32 49328.194641.45 8. 105244 1,483.54 73

74 / Operations Overview 64%36%67%IT 9% 2.86%1.59%5+2 1. 1 106 105 346 206 3.0 2 2. 1 () 105 19,203 106 15,386 2 3. 1061051,4031,134 4. 1106 105 288 165

2017 ANNUAL REPORT 2 5. 1074,026 106 105 2,506 2,856 480 580 1,250 1,120 150 142 40 25 106 6. 106 105 2,570 1,350 7. 107 ( 07 ) ( 08 ) ( ) 101 6 106 255 106 58.14% ( ) 106 95.30% ( ) 106 ( ) ( ) 61.51% ( ) 106 70 60.9% 3 75% 75

76 / Operations Overview 1. 106 291 17 ( ) 2. 1 Apple pay 2 ( ) 3. 107 2,689,000 () 2,137,482 () 114,500 4. 1 107 2.0 2.43% 2

2017 ANNUAL REPORT 3 1. 1061213 2. 1 106 ETNETF 107 1 22 2 106 ETFAPI 3. 107 605 140 256 229 180 4. 1 255 AMC 77

78 / Operations Overview 110 12 31 2 Fed 10 3% QE 107 1. 2. 1 106 107 3 2% 2.25% 2 37 3 3. 107 225,415 () 223,015 1,100,000 485,000 24,500 4. 1 FRCP

2017 ANNUAL REPORT 2 3 1. 2. 3. 107 864 4. 1 104 7 2 3% ( ) 1. 1106 239 2 2. 1 2 79

80 / Operations Overview 3. 107 37,317 4. 1 e 2 1. 2. 3. 107 68,858 15,539 4. 1 2

2017 ANNUAL REPORT 1. 2. 1 5+2 105 15 72 2 5+2 3. 107 300 4. 1 2 106 105 107424 15 17 15 51.65 53.04 51.96 2.78 2.61 3.09 0 0 0 60.00 58.82 60.00 (%) 40.00 41.18 40.00 0 0 0 0 0 0 5 6 5 6 7 6 6 8 6 //// 7 2 7 6 8 6 0 0 1 43 50 19 (106123171107042482) 81

82 / Operations Overview 4 CAMS( ) (e-learning) 106 105 107424 0 1,377 1,377 1,405 1,395 9 6,647 6,656 6,851 6,708 9 8,024 8,033 8,256 8,103 49.78 46.16 46.17 46.01 45.70 15.22 19.80 19.80 19.61 19.61 0 0.06 0.06 0.07 0.06 77.78 16.94 16.94 15.97 16.99 (%) 22.22 73.02 73.01 73.09 73.05 0 9.15 9.16 9.89 9.07 0 0.83 0.83 0.98 0.83 2 2,015 2,017 1,993 2,027 1 2,056 2,057 1,897 2,072 3 6,589 6,592 6,653 6,614 3 2,595 2,598 2,592 2,596 4 5,218 5,222 5,342 5,066 4 6,836 6,840 6,946 6,801 //// 4 4,199 4,203 3,800 5,094 4 5,995 5,999 6,055 5,971 3 6,257 6,260 6,310 6,232 2 2,019 2,021 2,015 2,012 / 3 2,608 2,611 2,588 2,625 5 6,166 6,171 6,196 6,193 1 4,936 4,937 5,003 4,930 3 15,347 15,350 13,888 7,184 0 5,877 5,877 3,108 991 106 105 107424 387 392 400 43.03 41.90 43.17 4.57 3.67 4.56 0.26 0.26 0.25 21.45 20.91 20.25 (%) 69.50 70.41 71.00 8.79 8.42 8.50 0 0 0 320 314 332 82 81 91 280 288 283 233 216 249 184 177 198

2017 ANNUAL REPORT 106 105 107424 54 49 56 5 5 5 59 54 61 47.50 48.53 47.31 6.65 6.71 6.68 (%) 1.69 0 1.64 20.34 18.52 22.95 66.11 72.22 63.93 11.86 9.26 11.48 0 0 0 48 42 47 33 32 34 31 26 31 0 1 0 24 24 24 19 19 20 13 12 14 12 13 12 14 14 14 15 13 15 10 7 11 8 7 9 22 18 24 7 5 7 2 1 2 2 2 2 1 1 1 3 4 4 1 1 1 2 2 2 3 2 3 OMG-Certified Professional Fundamental 1 1 1 2 0 2 1 0 1 1 0 1 83 106 105 107424 52 42 94 75 99 42.44 31.60 37.60 37.91 36.52 4.70 2.05 3.52 3.89 3.36 0 0 0 0 0 21.15 7.14 14.89 16.00 16.16 (%) 76.92 92.86 84.05 82.67 82.83 1.93 0 1.06 1.33 1.01 0 0 0 0 0 2 0 2 0 2 6 0 6 7 6 2 0 2 2 2 6 1 7 5 7 () 0 1 1 0 1 () 0 1 1 4 1

84 / Operations Overview 106 105 107424 48 45 51 43.00 42.30 43.40 2.95 2.53 2.95 (%) 0 0 0 52.08 51.11 50.98 47.92 48.89 49.02 0 0 0 0 0 0 6 6 6 31 30 33 23 21 24 12 11 13 27 24 28 2 2 2 7 6 8 1 1 1 3 3 4 4 1 5 106 105 107424 8 6 7 46.50 41.50 48.40 1.38 0.94 1.58 0 0 0 62.50 66.67 57.14 (%) 37.50 33.33 42.86 0 0 0 0 0 0 3 3 3 1 2 0 1 2 1 2 3 1 2 3 2 2 3 2 0 1 0 2 3 2 2 2 2 2 2 2 2 2 2 2 2 2 1 2 1 1 2 1 1 2 1 1 2 1 1 2 1 2 3 2 1 1 1 1 0 1 0 1 0

2017 ANNUAL REPORT 106 105 107424 224 216 224 39.30 39.20 39.20 3.95 3.43 4.02 0 0 0 21.88 21.30 18.75 (%) 67.86 66.20 68.30 9.82 9.72 12.50 0.44 2.78 0.45 96 102 96 28 30 28 36 37 36 14 13 14 12 13 12 1 1 1 (SOA) 5 8 6 4 5 4 (LOMA) 12 5 13 7 7 7 4 4 4 6 7 6 / 5 5 5 4 4 4 2 2 2 CFP 2 2 2 1 1 1 6 6 6 1 1 1 1 1 1 2 2 2 1 1 1 RFC 2 1 2 2 2 2 PMP 1 1 1 1 1 1 1 1 1 FRM 1 1 1 CISA 2 2 2 1 1 1 1 1 1 85

86 / Operations Overview 65 1. ; 2. 100 3. 4. 5. 6. 1. LED 2. () 3. 106 1. 106358,8886 145 2. 106 13 26

2017 ANNUAL REPORT 3. 106-3 4. 5. 106 12 756 6. 7. 2017 106 8. 106 9. 10. 11. 12. 13. 14. 15. 10610099 16. 106 (http://www.tcfhc.com.tw) 1. 87 2.

88 / Operations Overview 106 105 106 105 7 6 1,638,442 1,648,367-0.60% 6,114 6,178 1,410,890 1,404,988 0.42% 303 313 907,926 756,930 19.95% 40 35 954,071 977,022-2.35% 32 31 886,451 863,633 2.64% 38 37 381,914 340,995 12.00% 32 33 1,226,791 1,432,820-14.38% 2 2 573,349 852,253-32.73% 189 182 737,002 987,677-25.38% 1-32.73%1068106 2105105106 1. 1 NT SANNBU 2 WINDOWS WASADSQL DBSharePoint 3 2. 1 A. (IBM 2818-V02) (IBM 2818-Q02) B. AS/400R6 ServerNT Server SANNASNBU 2 IBM Z/OSLINUXUNIXOS/400AIXWINDOWSVMWARE WASMQDB2IMSCICSComm SvrADSQL DB 3 3. 1 AS/400 NT

2017 ANNUAL REPORT EMC VNXe3100Synology-RS3617RPxIBM TS3100 2 WINDOWSLINUX OS/400 ADSQL DBDB2 3 4. 1 NT R6 EMC SAN STORAGEQNAP NAS STORAGE 2 WINDOWSLINUX SQL DBORACLE 3 5. 1 NT NAS 2 WINDOWS SQL DBBorland Delphi 3 6. 1 NT IBM DS3524IBM V3700 2 WINDOWS SQL DB 3 7. 1 NT IBM TS3200IBM DS5020 2 WINDOWS SQL DB 89 3

90 / Operations Overview 8. 1 NT 2 WINDOWS i-sam( ) 3 1. 1 2 2. 1BuildForge 2 IP SNA TCP/IP 3 4 5SWIFT CSP SWIFT SWIFT 106 3 31 CSP 107 12 31 6 7 Pay Pay P2P 8BANK3.0 9EAI Pay 3. 1 2 3 4TPIPAS 4. 1 2 3 4 5

2017 ANNUAL REPORT 6 7Windows 10 Windows 7 8 9 APP APP 5. 1 2 3 6. 1 2 3 VPN 4 7. 1 2 3 4 8. 1. 1 2 91

92 / Operations Overview 2. 1 2 3. 1 ISP 2 Websense DLP OP IPS BlueCoat ProxySG ProxyAV Symantec Endpoint Protection 24 OP 4. 1 VM WARE VM GUEST Storage Replication Symantec backup exec (BCP ) 2

2017 ANNUAL REPORT 24 5. 1 2 UPS 6. 1 2 VPN 7. 1 (DR Site) (DR Drill) 2 IP GuardSoftnext MSE 93

94 / Operations Overview 8. 1 2 1. 1 100 2 3 CAMS 4 5 3 2. 1 2 3 3. 4. 1 2 106 107 4 24

2017 ANNUAL REPORT 103 103 5 4 30,500 54,498 105 4 13 1060901 12 1070901 12 1. 2. 3. 4. - - 95 106 105 104 103 102 103 102 0.44 0.43 0.43 0.34 0.28 - - 6.65 6.68 7.12 6.41 5.67 - - 0.41 0.40 0.41 0.35 0.28 - - (1) 6.12 6.66 6.04 - - 5.66 5.05 1.30 1.25 1.21 0.96 0.84 - - 1.34 1.08 1.52 0.17 0.68 - - 0.55 0.55 0.59 0.32 0.23 - - 5.61 5.45 ( 5.59 ) ( 18.31 ) ( 24.37 ) - - (2) 2.58 0.32 ( 0.21 ) - - - - 7.28 7.27 7.72 6.70 5.78 - - 7.23 7.22 7.65 6.72 5.85 - - 6.61 6.72 7.28 6.99 5.94 - - (1) 9.95 10.74 10.82 - - 8.04 6.39 10.93 10.57 10.21 7.31 6.23 - - 6.01 3.46 4.15 0.48 1.64 - - 9.88 10.17 11.22 6.39 4.18 - - 6.13 5.92 ( 6.06 ) ( 19.76 ) ( 26.20 ) - - (2) 2.59 0.32 ( 0.21 ) - - - - 128.21 132.60 137.55 132.88 126.43 - - 13.44 12.91 12.64 12.74 12.26 - - 15.46 16.31 15.76 16.44 19.07 - - 327.75 421.28 691.10 758.08 809.30 - - 1,152.31 1,015.54 887.02 695.92 566.45 - - 109.04 107.02 107.44 105.42 103.40 - - 0.34 0.37 0.34 0.38 0.65 - - 366.39 321.27 312.30 310.26 165.55 - - 1104(IFRSs) 2104101 3

96 / Financial Status Financial Status 97 98 113 114 215 106 106 1061074 24

2017 ANNUAL REPORT ( ) 1 106 105 104 103 102 334,545,470 350,876,090 750,210,096 730,456,372 749,165,110 53,150,130 54,427,847 37,138,694 62,603,553 56,218,820-203,319,458 178,645,924 152,087,557 126,818,812 115,688,301 1,580,366 1,298,413 1,346,831 2,322,745 417,288-34,360,303 26,034,155 23,484,726 24,735,185 25,289,967 1,350,922 1,292,964 1,217,277 1,676,447 1,626,802-2,002,883,548 1,966,819,818 1,981,115,609 1,860,748,281 1,905,442,305-129,358 8,034 27,088 18,056 1,057 516,191,151 512,635,209 45,199,348 22,066,804 10,565,019 124,346 121,381 122,023 115,905 106,127-213,472,900 199,782,619 191,284,181 196,758,103 159,529,468-8,426,704 3,739,784 3,570,167 2,714,707 2,750,709-34,096,069 38,233,003 39,485,980 40,312,130 38,909,695 3,588,490 3,616,843 3,683,142 3,765,773 3,801,728 1,601,639 1,114,522 1,328,980 1,142,191 1,129,579-2,718,701 2,680,479 3,793,581 5,910,142 2,434,725 3,411,539,555 3,341,327,085 3,235,095,280 3,082,165,206 3,073,076,700 227,797,431 234,035,185 204,595,814 182,820,696 245,541,110 14,571,524 15,131,105 15,513,219 6,730,193 2,307,488 42,299,838 44,139,415 51,141,231 46,390,229 50,441,240-25,657,429 16,515,191 15,557,051 12,177,863 7,120,706 51,332,672 48,439,269 38,665,035 45,499,471 39,756,520 1,298,351 248,785 1,349,570 104,927 328,318 2,623,540,576 2,562,587,776 2,502,775,090 2,396,440,749 2,338,512,889 64,610,000 74,610,000 69,610,000 92,110,000 97,880,000 800,027 1,328,384 851,606 922,008 150,000 50,464,495 50,334,071 54,947,799 59,454,738 66,060,582 99,045,141 90,127,625 84,646,193 75,942,974 67,710,055 3,033,870 3,313,792 3,529,676 3,598,327 3,489,088 1,591,905 2,035,626 1,591,110 1,386,405 1,412,651 3,206,043,259 3,142,846,224 3,044,773,394 2,923,578,580 2,920,710,647 ( 2) 3,151,731,687 3,048,095,063 2,928,851,070 2,925,017,780 201,152,040 194,677,998 186,594,431 155,351,323 149,305,746 122,027,036 118,472,850 110,722,290 90,449,800 86,142,667 ( 2) 122,027,036 118,472,850 95,722,290 90,449,800 57,964,343 57,964,343 57,964,343 51,818,091 56,125,224 ( 2) 57,964,343 57,964,343 50,763,593 51,818,091 20,393,446 18,864,961 16,218,733 13,247,885 7,371,713 ( 2) 6,425,312 5,146,504 3,757,403 3,064,580 767,215 ( 624,156 ) 1,689,065 ( 164,453 ) ( 333,858 ) - - - - - 4,344,256 3,802,863 3,727,455 3,235,303 3,060,307 205,496,296 198,480,861 190,321,886 158,586,626 152,366,053 ( 2) 189,595,398 187,000,217 153,314,136 148,058,920 1102 103 104 106 2106 97

98 / Financial Status (2) 106 105 104 103 102 53,169,667 52,349,758 53,415,061 52,927,408 49,143,883 ( 18,803,525 ) ( 18,938,566 ) ( 21,340,692 ) ( 23,156,579 ) ( 21,725,000 ) 34,366,142 33,411,192 32,074,369 29,770,829 27,418,883 12,262,258 9,172,541 6,248,325 5,715,644 7,435,801 46,628,400 42,583,733 38,322,694 35,486,473 34,854,684 ( 5,220,930 ) ( 3,970,570 ) ( 2,224,992 ) ( 6,426,454 ) ( 3,476,057 ) ( 340,273 ) 2,002,856 4,343,586 6,319,674 585,998 ( 24,264,694 ) ( 24,389,933 ) ( 24,829,668 ) ( 23,314,285 ) ( 21,949,795 ) 16,802,503 16,226,086 15,611,620 12,065,408 10,014,830 ( 2,090,418 ) ( 2,086,923 ) ( 2,149,909 ) ( 1,651,340 ) ( 1,432,169 ) 14,712,085 14,139,163 13,461,711 10,414,068 8,582,661 1,318,173 ( 2,623,699 ) 1,345,289 268,558 ( 1,246,831 ) 16,030,258 11,515,464 14,807,000 10,682,626 7,335,830 14,317,798 13,764,795 13,079,052 10,237,424 8,496,667 394,287 374,368 382,659 176,644 85,994 15,359,505 11,405,236 14,314,848 10,372,542 7,547,519 670,753 110,228 492,152 310,084 ( 211,689 ) ( )( 2) 1.17 1.13 1.11 0.98 0.83 1102 103 104 106 2 2 1 106 105 104 103 102 ( ) 0.014 0.013 0.012 0.012 0.012 (%) 77.28 77.63 79.97 78.57 82.33 (%) 0.34 0.37 0.34 0.38 0.65 (%) 0 0 0 0 0 ( ) 5,228 4,684 4,251 3,881 3,860 ( ) 1,650 1,555 1,493 1,139 950 (%) 0.44 0.43 0.43 0.34 0.28 (%) 7.28 7.27 7.72 6.70 5.78 (%) 31.55 33.20 35.13 29.35 24.62 ( ) 1.17 1.13 1.11 0.98 0.83 (%) 93.98 94.06 94.12 94.85 95.04 (%) 1,560.15 1,583.45 1,599.80 1,843.52 1,916.90 (%) 109.04 107.02 107.44 105.42 103.40 41 (%) - - - - - (%) 244.41 250.31 259.05 293.23 319.17 (%) 100.46 100.41 100.53 100.40 100.29 (%) 2.10 3.28 4.96 0.30 2.89 (%) 3.55 3.94 29.39 20.48 13.88

2017 ANNUAL REPORT 2 1 106 105 104 103 102 (%) 0.19-41.31-9.80 (%) - - 223.46-428.59 (%) 28.56-4,821.48-309.36 (%) 6.50 6.95 7.11 7.38 7.97 (%) 5.53 5.91 6.08 5.35 5.82 (%) 6.40 6.53 6.67 7.15 7.42 (%) 6.74 6.86 7.09 6.96 7.54 20% 1. 106 105 104 2. 105 1102 106 2 1. (1) (2) (3) (4) (5) 2. (1) (2) (3) (4) ( ) ( 3) 3. (1) (2) (3) 36 37 4. (1) ( ) (2) ( + ) 5. (1) ( ) (2) ( ) 6. (1) ( ) (2) ( ) (3) 7. (1) (2) (3) (4) 8. 3 1. 2. 3. 4. ( ) 99

100 / Financial Status : 106 105 104 103 102 13.44% 12.91% 12.64% 12.74% 12.26% 15.46% 16.31% 15.76% 16.44% 19.07% 327.75% 421.28% 691.10% 758.08% 809.30% 1,152.31% 1,015.54% 887.02% 695.92% 566.45% 241,274,243 237,632,243 229,564,943 213,963,528 210,163,324 5,200,175 5,187,936 4,914,554 4,507,880 4,314,041 4,952,985 4,702,452 4,526,871 2,570,035 2,517,505 3,396,391 3,387,679 3,177,251 2,888,241 4,559,662 7,990,133 7,441,805 6,929,967 6,071,315 5,467,363 377,473 355,016 334,606 353,887 309,440 966,797 1,007,757 997,861 224,851,698 221,478,754 210,340,852 187,258,115 180,797,368 166,112,432 158,731,816 145,277,688 134,361,382 137,172,233 2,690,843 2,545,028 2,494,769 2,193,065 1,809,355 2,266,812 1,674,345 982,532 508,529 466,610 2,892,641 2,623,819 2,671,546 2,760,839 2,464,953 1,386,798 1,465,588 1,562,528 1,744,820 1,930,398 206,340 194,043 180,369 191,878 165,645 486,012 505,700 499,772 394,699,809 375,375,388 353,383,758 304,697,839 297,380,857 128.21% 132.60% 137.55% 132.88% 126.43% 46 1. 2. + 3.

2017 ANNUAL REPORT 1061231 403,475,000 200.58% 5,093,019 2.53% 176,094,686 87.54% FEDERAL NATIONAL MORTAGAGE ASSOCIATION 5,028,601 2.50% 79,545,217 39.54% 5,020,021 2.50% 66,808,918 33.21% 4,820,025 2.40% 43,043,422 21.40% 4,807,000 2.39% 25,566,404 12.71% 3,824,980 1.90% 18,615,852 9.25% 3,773,712 1.88% 16,000,000 7.95% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 3,730,401 1.85% 10,563,001 5.25% FORMOSA HA TINH (CAYMAN) LIMITED 3,710,000 1.84% 9,660,000 4.80% FORMOSA GROUP(CAYMAN) LIMITED 3,561,600 1.77% 9,286,233 4.62% 3,557,346 1.77% FEDERAL HOME LOAN MORTGAGE CORPORATION 8,831,351 4.39% 3,531,106 1.76% GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 8,634,354 4.29% 3,426,670 1.70% 6,665,000 3.31% 3,396,897 1.69% 6,379,569 3.17% 3,266,714 1.62% 6,033,494 3.00% BANK OF COMMUNICATIONS CO. LTD. 3,266,129 1.62% 5,864,945 2.92% 3,164,399 1.57% 5,840,949 2.90% 3,115,165 1.55% 5,821,942 2.89% 3,095,941 1.54% 5,766,632 2.87% US TREASURY 3,079,904 1.53% 5,600,000 2.78% 3,066,666 1.52% 5,149,800 2.56% 3,000,000 1.49% 5,128,244 2.55% 11,876,960 5.90% 3,860,765 1.92% 9,394,133 4.67% 3,855,720 1.92% 5,132,726 2.55% 3,855,720 1.92% 4,127,749 2.05% 3,855,720 1.92% 4,081,217 2.03% 3,682,797 1.83% 3,953,480 1.97% 16,961,124 8.43% 13,373,596 6.65% 16,044,506 7.98% 13,373,596 6.65% 15,343,542 7.63% 13,373,596 6.65% 15,302,192 7.61% 12,961,596 6.44% FORMOSA HA TINH (CAYMAN) LIMITED CLEVO (CAYMAN ISLANDS) HOLDING COMP 14,874,360 7.39% EVERGREEN MARINE (UK) LIMITED 12,466,837 6.20% 14,660,044 7.29% 12,118,897 6.02% 101 14,476,412 7.20% 11,918,931 5.93% 14,476,412 7.20% 11,720,383 5.83% 14,311,304 7.11% 11,591,518 5.76% 13,917,021 6.92% 11,418,280 5.68%

102 / Financial Status 11,093,307 5.51% 5,114,373 2.54% 10,954,785 5.45% 5,114,373 2.54% 10,762,967 5.35% 5,013,625 2.49% 10,433,322 5.19% 4,967,391 2.47% 10,160,760 5.05% 4,934,347 2.45% 9,933,931 4.94% 4,853,530 2.41% 9,564,061 4.75% CHAILEASE HOLDING CO., LTD. 4,657,715 2.32% YIEH PHUI (HONG KONG) HOLDINGS LIMITED 9,311,496 4.63% 4,577,974 2.28% 9,184,423 4.57% 4,573,392 2.27% 9,034,324 4.49% 4,544,662 2.26% 8,947,368 4.45% 4,520,320 2.25% 8,947,368 4.45% 4,492,283 2.23% 8,747,368 4.35% 4,464,887 2.22% 8,747,368 4.35% 4,436,424 2.21% 7,781,392 3.87% 4,348,112 2.16% 7,729,139 3.84% 4,313,469 2.14% 7,659,367 3.81% 4,296,315 2.14% 7,225,890 3.59% 4,185,192 2.08% 7,159,046 3.56% 4,168,087 2.07% 7,092,333 3.53% 4,127,266 2.05% 7,070,593 3.52% 4,117,266 2.05% 7,039,763 3.50% 4,060,566 2.02% 6,924,152 3.44% 4,056,087 2.02% 6,854,449 3.41% 4,054,384 2.02% 6,723,205 3.34% 4,013,182 2.00% 6,721,112 3.34% 4,009,941 1.99% 6,444,701 3.20% 3,944,601 1.96% 6,379,569 3.17% 3,942,405 1.96% 6,254,409 3.11% 3,940,888 1.96% 6,184,078 3.07% 3,939,305 1.96% 6,007,585 2.99% 3,933,772 1.96% 5,707,949 2.84% 3,917,102 1.95% 5,600,000 2.78% 3,912,263 1.94% 5,588,724 2.78% 3,893,712 1.94% 5,509,577 2.74% 3,892,772 1.94% KUANG MING (LIBERIA) CORP. 5,509,577 2.74% 3,877,317 1.93% 5,450,154 2.71% 3,874,980 1.93% 5,399,857 2.68% 3,874,980 1.93% 5,336,820 2.65% 3,874,980 1.93% Da Li Development LLC 5,335,886 2.65% 3,829,563 1.90% 5,318,021 2.64% 3,829,563 1.90% DA LI INTERNATIONAL LLC 5,242,512 2.61% FORTUNA DEVELOPMENT CORP. 3,826,303 1.90% 5,213,625 2.59% 3,796,567 1.89% 5,187,485 2.58% 3,766,732 1.87% 5,183,904 2.58% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 3,730,401 1.85% 5,149,800 2.56% 3,712,541 1.85% 5,140,103 2.56% 3,589,163 1.78% 5,123,019 2.55% 3,581,687 1.78% 5,120,021 2.55% 3,564,194 1.77%

2017 ANNUAL REPORT SPINNAKER PESCADORES S.A. PANAMA 3,547,543 1.76% 3,297,759 1.64% 3,531,892 1.76% 3,279,115 1.63% 3,531,892 1.76% 3,276,714 1.63% TCC INTERNATIONAL HOLDINGS LIMITED 3,501,995 1.74% 3,272,383 1.63% TCC INTERNATIONAL LIMITED 3,501,995 1.74% 3,197,941 1.59% 3,400,897 1.69% 3,194,490 1.59% 3,396,839 1.69% 3,187,399 1.58% 3,396,839 1.69% 3,154,979 1.57% DONG LIEN MARITIME S.A. PANAMA 3,391,372 1.69% 3,145,326 1.56% 3,385,459 1.68% 3,144,979 1.56% 3,377,423 1.68% 3,095,941 1.54% 3,333,753 1.66% 3,066,666 1.52% 3,321,733 1.65% 3,037,748 1.51% 3,306,733 1.64% AN HAI LINE (SINGAPORE) PTE LTD. 3,037,748 1.51% 1051231 432,845,000 222.34% FEDERAL HOME LOAN MORTGAGE CORP. 4,798,398 2.46% 147,829,606 75.94% 4,729,821 2.43% 83,531,219 42.91% 4,626,512 2.38% 62,968,985 32.35% 4,532,300 2.33% 48,605,978 24.97% 4,470,752 2.30% 26,767,907 13.75% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,438,576 2.28% 21,468,706 11.03% 4,271,891 2.19% 10,598,616 5.44% 4,073,589 2.09% 8,766,256 4.50% FORMOSA GROUP(CAYMAN) LTD. 3,866,400 1.99% 7,682,018 3.95% 3,660,795 1.88% 7,641,430 3.93% 3,497,073 1.80% 7,138,394 3.67% BANK OF AMERICA N.A. 3,348,459 1.72% 6,910,000 3.55% 3,348,196 1.72% 6,479,890 3.33% 3,269,392 1.68% 5,821,942 2.99% 3,189,150 1.64% 5,811,904 2.99% 3,179,856 1.63% 5,659,458 2.91% 3,121,150 1.60% 5,600,000 2.88% US TREASURY 3,077,527 1.58% GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 5,094,631 2.62% 3,007,000 1.54% 4,807,000 2.47% 3,003,000 1.54% 10,761,716 5.53% 4,228,089 2.17% 8,554,035 4.39% 4,101,759 2.11% 103

104 / Financial Status 4,098,660 2.11% 3,853,023 1.98% 3,858,384 1.98% 3,665,559 1.88% 3,853,023 1.98% 3,657,528 1.88% 3,853,023 1.98% 17,620,038 9.05% 8,197,538 4.21% FORMOSA HA TINH (CAYMAN) LTD. 16,712,124 8.58% 8,147,268 4.18% 16,601,886 8.53% YIEH PHUI (HONG KONG) HOLDINGS LTD. 8,043,803 4.13% 16,601,886 8.53% 7,741,423 3.98% CLEVO (CAYMAN ISLANDS) HOLDING COMPANY 16,310,019 8.38% 7,582,129 3.89% EVERGREEN MARINE (UK) LTD. 16,230,662 8.34% 7,582,129 3.89% 15,862,967 8.15% 7,335,856 3.77% 13,399,435 6.88% 6,926,268 3.56% 13,325,674 6.84% 6,916,268 3.55% 13,145,719 6.75% 6,857,692 3.52% CHINA STEEL CORPORATION INDIA PRIVATE LTD. 13,145,719 6.75% 6,777,463 3.48% CSE TRANSPORT CORP. 13,145,719 6.75% 6,777,370 3.48% 13,140,719 6.75% 6,479,890 3.33% 12,879,902 6.62% 6,374,922 3.27% 12,684,440 6.52% 6,261,989 3.22% 12,480,487 6.41% 6,198,728 3.18% 12,480,487 6.41% 6,120,202 3.14% 12,480,487 6.41% 6,105,054 3.14% 12,390,056 6.36% 6,069,861 3.12% 12,238,925 6.29% 6,045,396 3.11% 12,023,634 6.18% 6,043,776 3.10% 11,971,041 6.15% 5,975,052 3.07% 11,887,589 6.11% 5,975,052 3.07% 11,779,493 6.05% 5,925,275 3.04% 11,520,646 5.92% 5,811,904 2.99% 10,703,309 5.50% 5,664,458 2.91% 10,633,026 5.46% 5,644,664 2.90% 10,538,589 5.41% 5,600,000 2.88% 10,401,041 5.34% 5,543,090 2.85% 10,394,064 5.34% 5,536,837 2.84% 10,389,279 5.34% 5,421,997 2.79% 10,082,696 5.18% 5,322,683 2.73% 9,245,600 4.75% 5,239,040 2.69% 8,847,353 4.54% 5,199,856 2.67% 8,747,360 4.49% 5,151,268 2.65% 8,701,061 4.47% 5,147,775 2.64% 8,550,471 4.39% KUANG MING (LIBERIA) CORP. 5,147,775 2.64% 8,393,481 4.31% 5,070,545 2.60% 8,371,471 4.30% 5,054,079 2.60% 8,371,471 4.30% 5,046,775 2.59%

2017 ANNUAL REPORT 5,038,755 2.59% 3,766,724 1.93% 5,028,920 2.58% TCC INTERNATIONAL HOLDINGS LTD. 3,765,629 1.93% 5,015,947 2.58% TCC INTERNATIONAL LTD. 3,765,629 1.93% 4,703,671 2.42% 3,763,312 1.93% 4,653,671 2.39% 3,757,911 1.93% 4,602,991 2.36% 3,724,758 1.91% 4,561,946 2.34% 3,724,758 1.91% 4,533,300 2.33% 3,709,412 1.91% 4,521,269 2.32% CHAILEASE HOLDING CO., LTD. 3,709,412 1.91% WAN HAI LINE (SINGAPORE) PTE LTD. 4,521,269 2.32% 3,662,302 1.88% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,438,576 2.28% 3,662,302 1.88% 4,432,636 2.28% 3,661,000 1.88% 4,349,592 2.23% 3,646,217 1.87% 4,280,791 2.20% 3,520,950 1.81% 4,252,777 2.18% 3,463,634 1.78% 4,218,541 2.17% 3,435,096 1.76% 4,192,926 2.15% 3,433,984 1.76% 4,188,291 2.15% 3,388,196 1.74% 4,148,589 2.13% 3,372,099 1.73% 4,148,589 2.13% BANK OF AMERICA N.A. 3,348,459 1.72% 4,148,589 2.13% 3,348,196 1.72% 4,058,384 2.08% 3,339,558 1.72% 4,016,748 2.06% 3,338,722 1.71% 4,000,172 2.05% 3,287,663 1.69% 3,946,280 2.03% DONG LIEN MARITIME S.A. PANAMA 3,237,793 1.66% 3,911,338 2.01% 3,196,828 1.64% 3,900,246 2.00% 3,196,828 1.64% DA LI DEVELOPMTNE LLC 3,892,701 2.00% 3,195,156 1.64% 3,890,212 2.00% ABN AMRO BANK N.V. 3,167,978 1.63% 3,838,367 1.97% 3,141,405 1.61% SPINNAKER PESCADORES S.A. PANAMA 3,838,367 1.97% 3,139,602 1.61% 3,788,562 1.95% 3,136,639 1.61% DA LI INTERNATIONAL LLC 3,784,842 1.94% 3,087,148 1.59% 3,775,842 1.94% 3,060,037 1.57% 3,775,842 1.94% 3,029,146 1.56% 3,774,066 1.94% 3,006,687 1.54% 3,771,700 1.94% 105 1041231 443,715,000 237.80% 55,502,774 29.75% 101,602,695 54.45% 53,209,426 28.52% 85,111,282 45.61% 31,279,902 16.76%

106 / Financial Status 14,480,000 7.76% 3,915,000 2.10% 13,334,885 7.15% 3,860,000 2.07% 11,269,097 6.04% 3,696,229 1.98% 9,950,700 5.33% BANK OF AMERICA N.A. 3,662,158 1.96% 9,688,017 5.19% 3,624,505 1.94% 8,989,884 4.82% 3,507,772 1.88% 8,046,085 4.31% 3,449,331 1.85% 7,489,444 4.01% 3,409,484 1.83% 6,906,728 3.70% 3,406,220 1.83% 6,600,000 3.54% BANK OF COMMUNICATIONS COMPANY LTD. 3,361,794 1.80% 6,260,063 3.35% 3,270,765 1.75% 5,821,942 3.12% FORMOSA GROUP(CAYMAN) LTD. 3,235,392 1.73% 5,482,929 2.94% US TREASURY 3,203,545 1.72% 5,222,220 2.80% 3,177,800 1.70% 4,907,796 2.63% 3,111,306 1.67% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,891,671 2.62% 3,063,051 1.64% 4,807,000 2.58% 3,050,381 1.63% 4,688,644 2.51% 3,001,430 1.61% 4,529,851 2.43% 11,444,478 6.13% 4,776,834 2.56% 9,690,731 5.19% 3,101,764 1.66% 4,879,057 2.61% 18,488,968 9.91% 10,985,198 5.89% EVERGREEN MARINE (UK) LTD. 17,579,787 9.42% 10,935,836 5.86% 17,265,832 9.25% 10,536,863 5.65% 17,265,832 9.25% 10,523,938 5.64% CLEVO (CAYMAN ISLANDS) HOLDING COMPANY 16,386,181 8.78% 10,279,720 5.51% 15,892,981 8.52% 10,251,769 5.49% 14,662,825 7.86% 10,251,769 5.49% 14,096,381 7.55% 9,953,746 5.33% 13,838,065 7.42% 9,901,026 5.31% 13,456,034 7.21% 9,813,613 5.26% 13,423,814 7.19% 9,596,440 5.14% CHINA STEEL CORPORATION INDIA PRIVATE LTD. 13,423,814 7.19% 9,565,651 5.13% CSE TRANSPORT CORP. 13,423,814 7.19% 9,067,016 4.86% 13,383,814 7.17% 8,860,063 4.75% 13,166,368 7.06% 8,801,176 4.72% 13,066,172 7.00% 8,784,568 4.71% 12,275,178 6.58% 8,737,977 4.68% 12,232,796 6.56% 8,547,142 4.58% 11,872,610 6.36% 8,457,380 4.53% 11,269,097 6.04% AUO SUNPOWER SDN.BHD. 8,440,645 4.52%

2017 ANNUAL REPORT YIEH PHUI (HONG KONG) HOLDINGS LTD. 8,410,078 4.51% 4,947,796 2.65% 8,128,004 4.36% 4,944,290 2.65% 8,053,319 4.32% 4,935,197 2.64% 8,046,104 4.31% 4,915,632 2.63% 7,986,011 4.28% 4,908,132 2.63% 7,986,011 4.28% 4,906,320 2.63% 7,964,180 4.27% 4,906,220 2.63% 7,901,047 4.23% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,891,671 2.62% 7,872,313 4.22% 4,870,536 2.61% 7,851,790 4.21% 4,785,528 2.56% 7,426,626 3.98% 4,759,286 2.55% 7,251,065 3.89% GREENCOMPASS MARINE S.A. 4,749,051 2.55% TCC INTERNATIONAL LTD. 7,179,678 3.85% 4,630,421 2.48% 7,101,730 3.81% 4,566,855 2.45% 7,081,066 3.79% 4,558,624 2.44% 6,906,728 3.70% 4,532,207 2.43% 6,782,904 3.64% 4,532,207 2.43% 6,600,000 3.54% INTEPLAST GROUP INC. 4,323,322 2.32% 6,265,563 3.36% 4,314,576 2.31% 6,175,943 3.31% 4,232,366 2.27% 6,092,944 3.27% 4,230,887 2.27% 6,028,878 3.23% 4,208,078 2.26% 6,023,599 3.23% 4,208,078 2.26% KUANG MING (LIBERIA) CORP. 6,023,599 3.23% 4,168,443 2.23% 5,989,600 3.21% 4,120,381 2.21% 5,796,504 3.11% 4,118,334 2.21% 5,767,009 3.09% 4,101,032 2.20% 5,752,987 3.08% 4,054,624 2.17% 5,734,745 3.07% 4,035,953 2.16% 5,734,745 3.07% 4,025,161 2.16% 5,600,574 3.00% SPINNAKER PESCADORES S.A. PANAMA 4,025,161 2.16% 5,495,008 2.94% 3,997,731 2.14% 5,458,211 2.93% 3,984,601 2.14% WAN HAI LINE (SINGAPORE) PTE. LTD. 5,458,211 2.93% 3,904,567 2.09% 5,405,329 2.90% 3,868,229 2.07% 5,383,055 2.88% 3,858,404 2.07% 5,318,217 2.85% 3,851,127 2.06% 5,239,758 2.81% 3,846,668 2.06% 5,223,220 2.80% 3,846,668 2.06% 5,178,961 2.78% 3,840,073 2.06% 5,178,961 2.78% 3,825,721 2.05% 5,149,970 2.76% 3,784,460 2.03% 5,096,015 2.73% 3,770,812 2.02% 5,078,586 2.72% 3,674,243 1.97% 5,075,358 2.72% CHAILEASE HOLDING COMPANY LTD. 3,674,243 1.97% 107

108 / Financial Status 3,674,083 1.97% 3,334,889 1.79% BANK OF AMERICA N.A. 3,662,158 1.96% 3,324,760 1.78% 3,611,624 1.94% 3,304,515 1.77% 3,606,474 1.93% 3,292,399 1.76% 3,604,757 1.93% (OTC-15-0007) 3,280,664 1.76% 3,550,274 1.90% 3,225,051 1.73% GENERAL INTERFACE SOLUTION LTD. 3,468,045 1.86% 3,177,800 1.70% 3,461,504 1.86% 3,160,186 1.69% 3,420,929 1.83% 3,143,813 1.68% 3,413,748 1.83% 3,140,700 1.68% 3,382,438 1.81% 3,124,621 1.67% 3,382,422 1.81% 3,116,206 1.67% DONG LIEN MARITIME S.A. PANAMA 3,378,236 1.81% 3,076,051 1.65% 3,377,705 1.81% 3,066,831 1.64% 3,373,546 1.81% ABN AMRO BANK N.V. 3,032,338 1.63% 3,358,595 1.80% 3,006,892 1.61% 1031231 461,665,000 297.17% 4,807,000 3.09% 93,662,946 60.29% 4,500,000 2.90% 89,437,588 57.57% 4,384,543 2.82% 55,351,408 35.63% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,358,187 2.81% 53,394,981 34.37% 4,332,220 2.79% 30,597,285 19.70% 4,304,895 2.77% 12,109,720 7.79% 4,065,000 2.62% 10,986,566 7.07% 4,025,738 2.59% 10,500,241 6.76% 3,935,349 2.53% 10,000,000 6.44% 3,777,956 2.43% 8,597,517 5.53% 3,595,952 2.31% 8,253,474 5.31% 3,564,277 2.29% 7,499,133 4.83% 3,492,218 2.25% 6,941,406 4.47% 3,417,000 2.20% 6,765,857 4.36% 3,415,408 2.20% 6,079,877 3.91% 3,358,243 2.16% 5,560,792 3.58% 8,601,455 5.54% 3,877,956 2.50% 4,639,011 2.99% EVERGREEN MARINE (UK) LTD. 18,968,581 12.21% 17,269,402 11.12% 18,472,862 11.89% 17,269,402 11.12%

2017 ANNUAL REPORT 15,667,297 6,946,906 10.08% 4.47% 15,038,655 9.68% 6,741,882 4.34% 13,169,522 8.48% 6,730,918 4.33% 12,742,958 8.20% KUANG MING (LIBERIA) CORP. 6,405,251 4.12% 12,519,103 8.06% 6,232,066 4.01% 12,519,103 8.06% 6,232,066 4.01% CHINA STEEL CORPORATION 12,519,103 6,169,431 INDIA PRIVATE LTD. 8.06% 3.97% CSE TRANSPORT CORP. 12,519,103 WAN HAI LINE (SINGAPORE) 6,169,431 8.06% PTE. LTD. 3.97% 12,512,307 8.05% 6,122,337 3.94% 11,835,297 7.62% 5,873,679 3.78% CSEI TRANSPORT (PANAMA) 11,463,437 5,873,679 CORP. 7.38% 3.78% 11,441,406 7.36% 5,843,700 3.76% 11,406,431 7.34% 5,828,788 3.75% 10,820,509 6.97% 5,633,789 3.63% 10,401,354 6.70% 5,593,922 3.60% 9,913,471 6.38% 5,532,000 3.56% 9,913,471 6.38% 5,444,667 3.50% 9,817,526 6.32% 5,422,737 3.49% 9,534,676 6.14% 5,223,964 3.36% 9,499,622 6.11% 5,122,440 3.30% AUO SUNPOWER SDN.BHD. 9,013,554 5.80% 5,108,883 3.29% 8,979,223 5.78% 5,108,883 3.29% 8,934,049 5.75% 5,083,620 3.27% M.SETEK CO.,LTD. 8,801,274 5.67% 4,974,330 3.20% 8,765,196 5.64% 4,968,828 3.20% 8,753,474 5.63% 4,959,407 3.19% 8,707,872 5.61% 4,938,543 3.18% 8,689,438 5.59% 4,936,925 3.18% 8,648,218 5.57% 4,925,270 3.17% 8,617,490 5.55% 4,822,440 3.10% 8,425,445 5.42% 4,708,149 3.03% 8,343,313 5.37% 4,658,328 3.00% 8,207,413 5.28% 4,594,021 2.96% 8,187,695 5.27% 4,562,888 2.94% 8,134,764 5.24% 4,493,937 2.89% 8,039,031 NAN YA PLASTICS (HONG 4,416,669 5.17% KONG) CORP. LTD. 2.84% 8,037,772 EVERGREEN MARINE 4,358,187 5.17% (SINGAPORE) PTE.LTD. 2.81% 7,762,696 5.00% 4,326,614 2.79% 7,742,337 4.98% 4,311,691 2.78% 7,715,957 4.97% 4,269,000 2.75% LEADTEK GLOBAL GROUP LTD. 7,715,957 4.97% 4,251,757 2.74% YIEH PHUI (HONG KONG) 7,543,296 4,247,645 HOLDINGS LTD. 4.86% 2.73% 7,499,133 4.83% 4,235,422 2.73% 7,294,192 4.70% 4,219,581 2.72% TCC INTERNATIONAL LTD. 7,268,850 4.68% 4,171,897 2.69% 109

110 / Financial Status 4,141,615 2.67% TCC INTL HOLDINGS LTD. 3,476,051 2.24% 4,141,615 2.67% 3,339,595 2.15% 4,133,317 2.66% CAYMAN PRESIDENT HOLDINGS LTD. 3,311,778 2.13% 4,121,818 2.65% 3,276,913 2.11% 4,121,818 2.65% 3,245,593 2.09% 3,928,682 2.53% 3,221,234 2.07% 3,852,340 2.48% 3,213,934 2.07% 3,845,759 2.48% 3,195,177 2.06% 3,798,252 2.44% ABN AMRO BANK N.V. 3,184,956 2.05% SPINNAKER PESCADORES S.A. PANAMA 3,798,252 2.44% RBS. LONDON 3,184,956 2.05% 3,792,751 2.44% 3,174,934 2.04% 3,718,648 2.39% 3,164,483 2.04% YOSUN HONG KONG CORP. LTD. 3,692,020 2.38% 3,161,852 2.04% 3,686,849 2.37% 3,124,353 2.01% YOSUN SINGAPORE PTE. LTD. 3,682,524 2.37% DONG LIEN MARITIME S.A. PANAMA 3,109,542 2.00% 3,643,655 2.35% 3,095,289 1.99% SMART IDEA HOLDINGS LTD. 3,612,788 2.33% 3,093,859 1.99% 3,610,664 2.32% 3,070,730 1.98% 3,610,664 2.32% 3,042,752 1.96% 3,607,605 2.32% 3,042,728 1.96% 3,575,276 2.30% 3,016,081 1.94% 3,566,277 2.30% 3,013,521 1.94% FORMOSA PLASTICS CORP. USA 3,550,642 2.29% 3,001,357 1.93% INTEPLAST GROUP INC. 3,537,493 2.28% 1021231 484,850,000 324.74% 7,437,799 4.98% 123,791,936 82.91% 7,072,689 4.74% 86,860,200 58.18% 6,846,811 4.59% 55,741,670 37.33% 6,603,405 4.42% 55,001,962 36.84% 5,985,487 4.01% 40,080,191 26.84% 5,599,000 3.75% 12,109,720 8.11% 5,000,000 3.35% 11,210,000 7.51% 4,973,419 3.33% 9,851,973 6.60% 4,961,502 3.32% 9,481,644 6.35% 4,807,000 3.22% 9,129,680 6.11% 4,644,215 3.11% 8,044,175 5.39% 4,500,000 3.01% 7,875,466 5.27% 4,153,952 2.78% 7,706,623 5.16% 4,069,500 2.73%

2017 ANNUAL REPORT 3,555,200 2.38% 3,339,277 2.24% 3,554,676 2.38% 3,142,812 2.10% 3,496,749 2.34% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 3,019,692 2.02% 3,392,457 2.27% 3,000,000 2.01% 7,710,790 5.16% 4,537,705 3.04% 31,200,483 20.90% 10,327,118 6.92% 29,069,598 19.47% 10,156,512 6.80% 26,638,313 17.84% M.SETEK CO.,LTD. 10,066,880 6.74% 26,272,488 17.60% 9,999,530 6.70% 24,273,287 16.26% 9,958,168 6.67% 24,262,528 16.25% AUO SUNPOWER SDN.BHD. 9,915,872 6.64% 21,117,190 14.14% 9,516,820 6.37% 20,917,418 14.01% 9,199,178 6.16% 19,418,244 13.01% 9,053,640 6.06% 18,767,423 12.57% 8,965,270 6.00% 18,620,444 12.47% 8,899,480 5.96% 18,333,602 12.28% 8,879,727 5.95% CHINA STEEL CORPORATION INDIA PRIVATE LTD. 18,333,602 12.28% NAN YA PLASTICS (HONG KONG) CORP. LTD. 8,798,502 5.89% CSE TRANSPORT CORP. 18,333,602 12.28% 8,758,694 5.87% 18,323,602 12.27% 8,703,146 5.83% 18,233,206 12.21% 8,677,163 5.81% CSEI TRANSPORT (PANAMA) CORP. 16,198,376 10.85% 8,618,683 5.77% 15,921,422 10.66% 8,597,689 5.76% PACIFIC CHINA HOLDINGS LTD. 15,523,974 10.40% 8,592,666 5.76% EVERGREEN MARINE (UK) LTD. 14,352,333 9.61% 8,592,666 5.76% 13,427,330 8.99% 8,546,567 5.72% 12,869,396 8.62% 8,403,187 5.63% 12,848,885 8.61% 8,398,533 5.63% 12,756,591 8.54% 8,162,075 5.47% 12,649,083 8.47% 8,026,011 5.38% 12,649,083 8.47% 7,932,350 5.31% 11,937,799 8.00% 7,708,972 5.16% 11,659,440 7.81% 7,555,270 5.06% 11,313,082 7.58% 7,516,581 5.03% 11,284,974 7.56% 7,442,999 4.99% 10,963,305 7.34% 7,358,113 4.93% 10,797,434 7.23% 7,264,277 4.87% 10,769,937 7.21% 7,146,617 4.79% LEADTEK GLOBAL GROUP LTD. 10,747,294 7.20% 6,494,982 4.35% 10,690,002 7.16% 6,378,468 4.27% 10,608,136 7.10% 6,262,471 4.19% 10,350,231 6.93% 6,098,382 4.08% 111

112 / Financial Status 5,893,221 3.95% FORMOSA PLASTICS CORP. USA 3,757,565 2.52% 5,849,972 3.92% 3,751,823 2.51% KUANG MING (LIBERIA) CORP. 5,849,972 3.92% SPINNAKER PESCADORES S.A. PANAMA 3,751,823 2.51% 5,790,223 3.88% 3,676,482 2.46% 5,789,156 3.88% TCC INTL HOLDINGS LTD. 3,675,967 2.46% 5,727,778 3.84% 3,633,216 2.43% 5,713,763 3.83% 3,590,265 2.40% 5,703,757 3.82% NI-PRESIDENT SOUTHEAST ASIA HOLDINGS LTD. 3,578,636 2.40% 5,551,745 3.72% 3,489,273 2.34% 5,457,097 3.65% 3,475,281 2.33% 5,376,674 3.60% 3,472,457 2.33% 5,341,645 3.58% 3,465,505 2.32% 5,319,507 3.56% ABN AMRO BANK N.V. 3,417,330 2.29% 5,251,858 3.52% 3,389,411 2.27% WAN HAI LINE (SINGAPORE) PTE. LTD. 5,251,858 3.52% 3,369,377 2.26% 5,073,814 3.40% 3,339,277 2.24% CAYMAN PRESIDENT HOLDINGS LTD. 5,047,692 3.38% RBS. LONDON 3,324,187 2.23% 5,011,462 3.36% 3,316,605 2.22% 4,983,419 3.34% 3,311,586 2.22% 4,973,010 3.33% 3,243,221 2.17% CHAILEASE HOLDING CO., LTD. 4,788,978 3.21% 3,232,966 2.17% 4,746,856 3.18% 3,190,793 2.14% 4,746,160 3.18% 3,189,391 2.14% 4,508,616 3.02% 3,167,705 2.12% 4,508,431 3.02% 3,152,812 2.11% 4,423,431 2.96% 3,139,278 2.10% 4,300,872 2.88% LITE-ON MOBILE PTE. LTD. 3,139,278 2.10% 4,300,872 2.88% 3,133,334 2.10% 4,219,852 2.83% 3,128,755 2.10% 4,219,852 2.83% 3,128,755 2.10% 4,145,112 2.78% UNI-PRESIDENT CHINA HOLDINGS LTD. 3,105,985 2.08% 4,079,916 2.73% 3,076,656 2.06% 4,073,314 2.73% 3,076,656 2.06% 4,037,345 2.70% 3,076,656 2.06% 4,030,747 2.70% 3,076,656 2.06% 4,003,617 2.68% DONG LIEN MARITIME S.A. PANAMA 3,045,476 2.04% SMART IDEA HOLDINGS LTD. 4,001,545 2.68% 3,041,827 2.04% 3,990,127 2.67% 3,025,480 2.03% 3,973,767 2.66% 3,025,480 2.03% 3,971,929 2.66% 3,025,273 2.03% 3,952,000 2.65% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 3,019,692 2.02% 3,880,120 2.60%

2017 ANNUAL REPORT 106 113

114 / Financial Status 106

2017 ANNUAL REPORT 106 105 12 31 106 105 1 1 12 31 106 105 12 31 106 105 1 1 12 31 106 106 106 12 31 2,028,502,738 59% ( ) ( ) 1. 2. 115

116 / Financial Status 3. 4. ( ) ( ) 1. 2. 3. ( ) ( ) 1. 2. 3. 4. 106 12 31 39,654,827 75% 35,463,240 89% ( )

2017 ANNUAL REPORT 1. 2. 3. 4. ( ) ( ) 1. 2. 3. 1 2 4. 1 2 3 117

118 / Financial Status 4 1. 2. 3. 4. 5. 6.

2017 ANNUAL REPORT 106 119

120 / Financial Status 1061051231 106 12 31 105 12 31 11000 $ 64,849,640 2 $ 55,452,824 2 11500 269,695,830 8 295,423,266 9 12000 53,150,130 2 54,427,847 2 12100 203,319,458 6 178,645,924 5 12500 1,580,366-1,298,413-13000 34,360,303 1 26,034,155 1 13200 1,350,922-1,292,964-13500 2,002,883,548 59 1,966,819,818 59 13700 129,358-8,034-14500 516,191,151 15 512,635,209 15 15000 124,346-121,381-15500 213,472,900 6 199,782,619 6 18000 8,426,704-3,739,784-18500 34,096,069 1 38,233,003 1 19000 3,588,490-3,616,843-19300 1,601,639-1,114,522-19500 2,718,701-2,680,479-19999 $ 3,411,539,555 100 $ 3,341,327,085 100 21000 $ 227,797,431 7 $ 234,035,185 7 22000 14,571,524-15,131,105-22500 42,299,838 1 44,139,415 1 22600 25,657,429 1 16,515,191 1 23000 51,332,672 2 48,439,269 1 23200 1,298,351-248,785-23500 2,623,540,576 77 2,562,587,776 77 24000 64,610,000 2 74,610,000 2 24400 800,027-1,328,384-24600 50,464,495 1 50,334,071 2 25500 99,045,141 3 90,127,625 3 29300 3,033,870-3,313,792-29500 1,591,905-2,035,626-29999 3,206,043,259 94 3,142,846,224 94 31101 122,027,036 3 118,472,850 3 31500 57,964,343 2 57,964,343 2 32001 5,019,668-3,643,188-32003 996,026-996,026-32011 14,377,752 1 14,225,747 1 32000 20,393,446 1 18,864,961 1 32500 767,215 - ( 624,156 ) - 31000 201,152,040 6 194,677,998 6 39500 4,344,256-3,802,863-39999 205,496,296 6 198,480,861 6 $ 3,411,539,555 100 $ 3,341,327,085 100

2017 ANNUAL REPORT 106105111231 106 105 41000 $ 53,169,667 114 $ 52,349,758 123 2 51000 ( 18,803,525 ) ( 40 ) ( 18,938,566 ) ( 45 ) ( 1 ) 49600 34,366,142 74 33,411,192 78 3 49800 6,373,267 14 6,510,206 15 ( 2 ) 49810 1,188,615 2 ( 1,187,162 ) ( 3 ) 200 49820 ( 3,331 ) - 289,576 1 ( 101 ) 49825 16,203-230,523 1 ( 93 ) 49830 1,311,991 3 1,632,313 4 ( 20 ) 49870 3,185,054 7 729,164 2 337 49880 7,169-6,351-13 49890 4,998-5,383 - ( 7 ) 49905 283,233-288,231 1 ( 2 ) 49913 30,725-170,590 - ( 82 ) 49999 ( 135,666 ) - 497,366 1 ( 127 ) 49700 12,262,258 26 9,172,541 22 34 4xxxx 46,628,400 100 42,583,733 100 9 58100 ( 5,220,930 ) ( 11 ) ( 3,970,570 ) ( 10 ) 31 58300 ( 340,273 ) ( 1 ) 2,002,856 5 ( 117 ) 58501 ( 15,758,217 ) ( 34 ) ( 15,856,028 ) ( 37 ) ( 1 ) 58503 ( 1,158,484 ) ( 2 ) ( 1,180,102 ) ( 3 ) ( 2 ) 58599 ( 7,347,993 ) ( 16 ) ( 7,353,803 ) ( 17 ) - 58500 ( 24,264,694 ) ( 52 ) ( 24,389,933 ) ( 57 ) ( 1 ) 61000 16,802,503 36 16,226,086 38 4 61003 ( 2,090,418 ) ( 5 ) ( 2,086,923 ) ( 5 ) - 69005 14,712,085 31 14,139,163 33 4 69561 ( 349,664 ) ( 1 ) ( 46,338 ) - 655 69565 ( 32,084 ) - 32,330 - ( 199 ) 69560 ( 381,748 ) ( 1 ) ( 14,008 ) - 2,625 69571 ( 1,399,199 ) ( 3 ) ( 384,191 ) ( 1 ) 264 69572 2,887,008 6 ( 2,310,865 ) ( 5 ) 225 69575 4,036 - ( 299 ) - 1,450 69579 208,076 1 85,664-143 69570 1,699,921 4 ( 2,609,691 ) ( 6 ) 165 69500 1,318,173 3 ( 2,623,699 ) ( 6 ) 150 69700 $ 16,030,258 34 $ 11,515,464 27 39 69901 $ 14,317,798 31 $ 13,764,795 32 4 69903 394,287 1 374,368 1 5 69900 $ 14,712,085 32 $ 14,139,163 33 4 69951 $ 15,359,505 33 $ 11,405,236 27 35 69953 670,753 1 110,228-509 69950 $ 16,030,258 34 $ 11,515,464 27 39 70000 $ 1.17 $ 1.13 71000 $ 1.17 $ 1.13 121

122 / Financial Status 106105111231 A1 105 1 1 11,072,229 $ 110,722,290 $ 57,964,343 $ 2,356,575 $ 996,026 $ 12,866,132 $ 300,415 $ 1,386,482 $ 2,168 $ 3,727,455 $ 190,321,886 104 B1 - - - 1,286,613 - ( 1,286,613 ) - - - - - B5 - - - - - ( 3,321,669 ) - - - - ( 3,321,669 ) B9 775,056 7,750,560 - - - ( 7,750,560 ) - - - - - O1 - - - - - - - - - ( 34,820 ) ( 34,820 ) D1 105 - - - - - 13,764,795 - - - 374,368 14,139,163 D3 105 - - - - - ( 46,338 ) ( 309,700 ) ( 2,035,851 ) 32,330 ( 264,140 ) ( 2,623,699 ) D5 105 - - - - - 13,718,457 ( 309,700 ) ( 2,035,851 ) 32,330 110,228 11,515,464 Z1 105 12 31 11,847,285 118,472,850 57,964,343 3,643,188 996,026 14,225,747 ( 9,285 ) ( 649,369 ) 34,498 3,802,863 198,480,861 105 B1 - - - 1,376,480 - ( 1,376,480 ) - - - - - B5 - - - - - ( 8,885,463 ) - - - - ( 8,885,463 ) B9 355,419 3,554,186 - - - ( 3,554,186 ) - - - - - O1 - - - - - - - - - ( 129,360 ) ( 129,360 ) D1 106 - - - - - 14,317,798 - - - 394,287 14,712,085 D3 106 - - - - - ( 349,664 ) ( 1,168,649 ) 2,592,104 ( 32,084 ) 276,466 1,318,173 D5 106 - - - - - 13,968,134 ( 1,168,649 ) 2,592,104 ( 32,084 ) 670,753 16,030,258 Z1 106 12 31 12,202,704 $ 122,027,036 $ 57,964,343 $ 5,019,668 $ 996,026 $ 14,377,752 ( $ 1,177,934 ) $ 1,942,735 $ 2,414 $ 4,344,256 $ 205,496,296

2017 ANNUAL REPORT 106105111231 106 105 A00010 $ 16,802,503 $ 16,226,086 A20010 A20100 973,980 981,214 A20200 184,504 198,888 A20300 5,209,778 3,994,024 A20400 3,331 ( 289,576 ) A20900 18,803,525 18,938,566 A21200 ( 53,169,667 ) ( 52,349,758 ) A21300 ( 608,269 ) ( 575,448 ) A21400 ( 118,070 ) ( 2,414,258 ) A21700 11,152 ( 23,454 ) A22300 ( 4,998 ) ( 5,383 ) A22500 1,823 1,359 A22700 ( 16,203 ) ( 230,523 ) A23100 ( 1,017,680 ) ( 1,515,686 ) A23600 ( 7,169 ) ( 6,351 ) A24100 1,584,526 733,100 A24400 ( 3,174 ) - A71110 7,081,009 88,256,056 A71120 11,677,995 ( 2,639,748 ) A71130 ( 24,813,827 ) ( 29,185,046 ) A71160 ( 5,451,797 ) ( 1,619,797 ) A71170 ( 39,619,708 ) 11,270,202 A71180 ( 117,449 ) 9,591 A71190 ( 4,265,952 ) ( 467,882,798 ) A71200 ( 9,646,013 ) 1,165,377 A71990 ( 45,279 ) 451,603 A72110 ( 6,237,754 ) 29,439,371 A72120 ( 9,949,162 ) ( 14,264,944 ) A72140 ( 1,839,577 ) ( 7,001,816 ) A72160 144,089 8,688,473 A72170 60,952,800 59,812,686 A72180 ( 114,986 ) ( 2,212,883 ) A72200 629,175 ( 4,621,279 ) A72990 ( 467,325 ) 494,076 A33000 ( 33,453,869 ) ( 346,178,076 ) A33100 53,546,472 52,452,445 A33200 712,679 627,778 A33300 ( 18,714,312 ) ( 19,111,990 ) A33500 ( 1,639,607 ) ( 3,175,689 ) AAAA 451,363 ( 315,385,532 ) 123

124 / Financial Status 106 105 B02700 ( $ 1,739,472 ) ( $ 374,135 ) B02800-378 B03700 ( 263,788 ) ( 219,363 ) B03800 375,443 612,122 B04500 ( 136,801 ) ( 107,926 ) B04700 9,550 - B04800 ( 1,190 ) ( 455 ) B05400 ( 226 ) ( 2,303 ) B05500 180,917 672,689 B06700 ( 11,301 ) ( 27,457 ) B06800 6,198 9,113 BBBB ( 1,580,670 ) 562,663 C00700 99,418,000 53,926,000 C00800 ( 90,273,000 ) ( 52,965,000 ) C01400 2,000,000 5,000,000 C01500 ( 12,000,000 ) - C01800 24,654,750 25,215,178 C01900 ( 25,178,568 ) ( 24,705,099 ) C03000 1,141,227 141,962 C03100 ( 639,566 ) ( 597,419 ) C04300 12,488 - C04400 - ( 37,093 ) C04500 ( 8,885,463 ) ( 3,321,669 ) C05800 ( 129,360 ) ( 34,820 ) CCCC ( 9,879,492 ) 2,622,040 DDDD 2,041,141 778,541 EEEE ( 8,967,658 ) ( 311,422,288 ) E00100 119,263,205 430,685,493 E00200 $ 110,295,547 $ 119,263,205 1061231 1051231 E00210 $ 64,849,640 $ 55,452,824 E00220 43,865,541 62,511,968 E00230 1,580,366 1,298,413 E00200 $ 110,295,547 $ 119,263,205

2017 ANNUAL REPORT 106 105 1 1 12 31 100 12 1 106 12 31 95 5 1 100 12 2 ( ) ( ) ( ) ( ) ( ) ( ) ( ) 87 5 13 ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) 94 10 18 103 12 1 94 11 25 105 4 25 105 6 24 81 12 23 100 12 1 1,524,390 101 4 3 51% 103 4 21 151,704 49% 51% 100% 99 3 100 4 ( ) ( ) ( ) ( ) 104 10 1 ( ) ( ) ( ) 106 105 12 31 8,919 9,092 107 3 23 125

126 / Financial Status IFRS IASIFRIC SIC 1050026834 106 IASB 106 IFRSIASIFRIC SIC IFRSs 106 IFRSs IFRSs IFRSs 107 IFRSs IASB 1 2014-2016 2 IFRS 2 2018 1 1 IFRS 4 IFRS 4 2018 1 1 IFRS 9 IFRS 9 2018 1 1 IFRS 9 IFRS 7 2018 1 1 IFRS 15 2018 1 1 IFRS 15 IFRS 15 2018 1 1 IAS 7 2017 1 1 IAS 12 2017 1 1 IAS 40 2018 1 1 IFRIC 22 2018 1 1 1 2 IFRS 12 2017 1 1 IAS 28 2018 1 1 1. IFRS 9 IAS 39 1 2

2017 ANNUAL REPORT 106 12 31 IFRS 9 1 IFRS 9 2 IFRS 9 3 IFRS 9 IFRS 9 IFRS 9 IFRS 15 12 12 IFRS 9 IFRS 9 106 IFRS 9 IFRS 9 107 1 1 106 12 31 107 1 1 $ 269,695,830 ( $ 4,100,000 ) $ 265,595,830 53,150,130 10,457,747 63,607,877-295,193,469 295,193,469 203,319,458 ( 203,319,458 ) - - 517,868,163 517,868,163 34,360,303 ( 24,260 ) 34,336,043 2,002,883,548 5,457 2,002,889,005 516,191,151 ( 516,191,151 ) - 213,472,900 ( 97,082,210 ) 116,390,690 1,601,639 1,670 1,603,309 $ 3,294,674,959 $ 2,809,427 $ 3,297,484,386 $ 50,464,495 $ 160,586 $ 50,625,081 3,033,870 35,499 3,069,369 $ 53,498,365 $ 196,085 $ 53,694,450 $ 20,393,446 ( $ 374,852 ) $ 20,018,594 767,215 2,904,016 3,671,231 4,344,256 84,178 4,428,434 $ 25,504,917 $ 2,613,342 $ 28,118,259 2. IFRS 9 IFRS 4 IFRS 4 IFRS 9 IAS 39 1 127

128 / Financial Status 2 IFRS 4 IFRS 4 IFRS 9 IFRS 9 IAS 39 IFRS 4 IFRS 9 IAS 39 IFRS 9 IAS 39 IASB IFRSs IASB 1 2015-2017 2019 1 1 IFRS 9 2019 1 1 2 IFRS 10 IAS 28 IFRS 16 2019 1 1 3 IFRS 17 2021 1 1 IFRS 19 2019 1 1 4 IAS 28 2019 1 1 IFRIC 23 2019 1 1 1 2 107 1 1 3 106 12 19 108 1 1 IFRS 16 4 2019 1 1 1. IFRS 16 IFRS 16 IAS 17 IFRS 16 IAS 17 IFRS 16 2. IFRS 17 IFRS 17 IFRS 4IFRS 17 1 A. B. C. IFRS 17 2 A. B. C. 3

2017 ANNUAL REPORT A. B. C. 4 5 6 A. B. A. 7 IFRS 17 8 9 IFRS 17 3. IFRIC 23 IFRIC 23 IFRIC 23 129

130 / Financial Status IFRSs 1 3 1. 1 2. 2 1 3. 3 12 12 12 12 IAS 7 1.

1 A. B. C. 2 3 4 2. 1 2 3 131 2017 ANNUAL REPORT

3. 1. 1 A. B. C. 2 / Financial Status 132

2017 ANNUAL REPORT A. IAS 37 B. 2. 6 133

1. 2. / Financial Status 134

2017 ANNUAL REPORT 10 1. 2. 3. IFRS 4 852367814 135

136 / Financial Status 1. 12 2. 3. 1 2 4. 5. IFRS 4 102 4 30 4 6. 7. 1 2 3 101 4 5 6 IAS 18

2017 ANNUAL REPORT 1. 2. 3. IAS 19 4. 1. 2. 137

3. 1. 2. 3. / Financial Status 138

2017 ANNUAL REPORT 106 12 31 105 12 31 $ 22,460,001 $ 21,108,703 23,198,709 21,179,639 19,190,930 13,164,482 $ 64,849,640 $ 55,452,824 106 105 12 31 139

140 / Financial Status 106 12 31 105 12 31 $ 36,817,723 $ 34,750,975 68,849,178 67,264,263 56,667,002 54,742,220 370,594 354,002 39,200,000 39,200,000 4,100,000 4,100,000 800,000 1,435,000 10,732,126 8,958,457 2,498,012 4,246,259 49,661,195 80,372,090 $ 269,695,830 $ 295,423,266 106 12 31 105 12 31 $ 34,724,323 $ 39,422,368 4,073,847 2,811,549 3,946,887 499,666 3,297,370 973,415 1,748,869 1,265,263 1,108,603 570,826 1,024,957 961,330 150,148 4,167,596 2,699 2,135 2,257,064 3,126,729 222,072 193,117 166,405 9,478 116,003 256,258 112,946 81,509 27,341 13,294 18,306 73,155 1,055 159 52,998,895 54,427,847 151,235 - $ 53,150,130 $ 54,427,847 106 12 31 105 12 31 $ 114,043 $ 193,154 2,654,764 1,923,092 47,005 17,372 18,677 240,021 18,304 74,734 15,108 181,780 10,907 160,751 4,196 3,773 229 - - 393 2,883,233 2,795,070 11,688,291 12,336,035 $ 14,571,524 $ 15,131,105 106 105 12 31 28,100,388 19,348,965 106 105 12 31 106 12 31 105 12 31 $ 385,254,620 $ 383,022,590 16,987,717 14,928,007 10,061,815 21,618,774 4,936,507 6,939,285 4,936,507 6,718,188 1,910,603 1,387,092 1,555,713 1,162,522 106 12 31 106 12 31 ( 201801 10 $ 21,050 $ 21,266 201803 30 110,808 110,270 106 105 12 31

2017 ANNUAL REPORT 1061231 1051231 201801 A50 201801 70 $ 1,470 $ 1,470 327 129,242 128,870 201803 2 5,568 5,465 201802 ETF 201801 12 5,412 5,496 4 770 765 ETF 201701 201701 FH ETF 201701 A50 ETF 201701 320 $ 50,740 $ 50,656 22 5,925 5,927 19 3,795 3,800 44 7,102 7,110 ETF 201801 ETF 201802 50 ETF 201801 132 42,600 42,438 1 326 322 1 330 324 H 201701 1 1,927 1,952 201701 201702 1 903 913 14 24,286 24,255 A50 ETF 201801 191 40,719 40,664 A50 201701 8 2,570 2,570 100 ETF 201801 ETF 201801 3 349 347 36 5,631 5,670 S&P 500 201703 3 10,860 10,818 201702 4 14,899 14,857 201801 12 20,989 21,178 201801 18 21,177 21,377 201801 3 6,374 6,380 201701 3 1,539 1,584 201701 12 190 190 201801 50 201803 100 2,125 2,100 12 15,213 14,910 201701 5 846 845 50 ETF 201701 91 23,674 23,624 H 201801 11 24,519 24,561 201803 5 24,021 24,003 225 201803 201802 S&P 500 201803 16 48,066 48,095 4 7,088 7,192 1 3,999 3,982 201802 4 15,398 15,586 100 ETF 201701 139 13,079 13,024 201701 5 9,245 9,262 H 201701 6 11,559 11,711 H 201701 201712 1 387 390 36 64,219 66,247 NASDAQ 100 201803 3 11,354 11,443 CBOE 201701 41 19,368 19,999 201803 1 1,457 1,431 201803 201803 CBOE 201801 5 31,920 31,859 30 111,249 110,749 21 7,659 7,171 CBOE 201702 A50 201701 27 14,142 14,433 6 1,908 1,928 201701 60 408 393 141

142 / Financial Status 106 105 12 31 106 12 31 105 12 31 $ 408,500 $ 170,500 106 105 12 31 106 12 31 105 12 31 $ 28,490,000 $ 2,090,000 792,669 267,675 6 8 106 12 31 105 12 31 $ 333,058 $ 627,433 ( 34,404 ) ( 272,367 ) 298,654 355,066 313,427 590,352 ( 18,969 ) ( 239,059 ) 294,458 351,293 $ 4,196 $ 3,773 106 105 12 31 106 12 31 105 12 31 $ 13,736,581 $ 12,520,950 593,600 2,094,300 106 12 31 105 12 31 $ 112,677,620 $ 101,708,465 43,359,712 36,569,650 37,111,531 30,234,436 5,371,870 5,115,171 4,798,725 5,018,202 $ 203,319,458 $ 178,645,924 105 3,221 106 105 12 31 13,460,652 22,196,686 106 105 12 31 1,580,366 1,298,413 1,582,469 1,298,958 106 12 31 917,098 106 12 31 105 12 31 $ 8,285,700 $ 7,205,814 5,698,466 3,485,942 4,119,715 3,289,300 3,214,061 2,932,579 2,603,792 1,361,874 2,001,316 1,615,075 1,908,602 1,005,396 1,843,856 561,785 1,361,411 2,153,693 1,031,825 693,721 968,704 611,988 739,905 631,566 516,778 480,911 463,578 468,946 463,241 543,573 183,993 272,993 528,340 449,551 35,933,283 27,764,707 1,433,695 1,618,858 139,285 111,694 $ 34,360,303 $ 26,034,155

2017 ANNUAL REPORT 106 105 12 31 21 0 106 12 31 105 12 31 $ 1,417,185 $ 838,843 $ 2,114,567 $ 1,161,595 116,033 31,979 115,996 37,125 34,400,044 562,873 25,534,144 420,138 35,933,262 1,433,695 27,764,707 1,618,858 106 105 $ 1,618,858 $ 1,319,773 335,485 362,910 ( 563,160 ) ( 76,087 ) 46,341 15,103 ( 3,829 ) ( 2,841 ) $ 1,433,695 $ 1,618,858 106 12 31 105 12 31 $ 1,446,384 $ 1,624,550 136,988 144,492 63,885 89,017 663,775 581,716 250,074,255 222,846,953 869,022 560,979 190,622,135 174,550,850 304,022,529 298,972,980 299,685,728 309,946,717 27,915,371 29,959,231 946,289,312 944,395,557 6,075,410 6,768,785 611,957 377,800 25,987 15,456 2,028,502,738 1,990,835,083 25,196,604 23,554,791 422,586 460,474 $ 2,002,883,548 $ 1,966,819,818 106 105 12 31 106 105 138,512 118,803 143

144 / Financial Status 106 105 12 31 106 12 31 105 12 31 $ 19,302,813 $ 3,832,312 $ 19,082,451 $ 4,833,355 11,295,185 1,910,062 10,715,491 1,817,649 1,997,904,740 19,454,230 1,961,037,141 16,903,787 2,028,502,738 25,196,604 1,990,835,083 23,554,791 106 105 $ 23,554,791 $ 21,461,997 4,055,440 3,382,247 ( 3,569,009 ) ( 3,630,920 ) 1,398,189 2,415,490 ( 242,807 ) ( 74,023 ) $ 25,196,604 $ 23,554,791 106 105 106 105 $ 4,055,440 $ 3,382,247 335,485 362,910 818,853 248,867 11,152 ( 23,454 ) $ 5,220,930 $ 3,970,570 106 105 12 31 106 12 31 105 12 31 $ 402,675,000 $ 431,410,000 76,495,807 52,658,934 30,841,989 22,173,288 5,902,331 5,594,463 276,024 299,646-498,878 $ 516,191,151 $ 512,635,209 106 105 7,895 3,130 106 12 31 105 12 31 $ 124,346 30.00 $ 121,381 30.00 106 105 $ 4,998 $ 5,383 4,036 ( 299 ) $ 9,034 $ 5,084 106 105 6,069 5,726 106 105 106 12 31 105 12 31 $ 987,653 $ 603,505 958,408 560,868 29,245 42,637 92,388,831 89,326,692 21,313,136 18,429,346 4,279,439 4,255,259 214,778 260,094 95,247,471 87,468,591 $ 213,472,900 $ 199,782,619 105 12 31 2,198,860

2017 ANNUAL REPORT 106 12 31 105 12 31 $ 75,664,544 $ 72,829,255 16,724,287 16,497,437 $ 92,388,831 $ 89,326,692 106 12 31 105 12 31 106 1 1 $ - $ 485,195 $ 485,195 - ( 774 ) ( 774 ) - 39,081 39,081-193,309 193,309 106 12 31 $ - $ 716,811 $ 716,811 $ 2,370,934 17.03 $ 2,370,934 17.03 669,600 1.63 669,600 1.63 631,153 0.24 631,153 0.24 135,405 2.89 135,405 2.89 101,125 5.88 101,125 5.88 371,222 347,042 $ 4,279,439 $ 4,255,259 106 726 3 106 12 31 105 12 31 $ 6,532,839 $ 2,864,226 1,893,865 875,558 $ 8,426,704 $ 3,739,784 106 1 1 $ 2,864,226 $ 1,360,753 $ 4,224,979-226 226 ( 92,390 ) ( 73,098 ) ( 165,488 ) 3,761,003 1,322,795 5,083,798 106 12 31 $ 6,532,839 $ 2,610,676 $ 9,143,515 105 1 1 $ 2,679,194 $ 1,240,554 $ 3,919,748-2,303 2,303 ( 307,935 ) ( 157,007 ) ( 464,942 ) 492,967 296,834 789,801 - ( 21,931 ) ( 21,931 ) 105 12 31 $ 2,864,226 $ 1,360,753 $ 4,224,979 105 1 1 $ - $ 349,581 $ 349,581 - ( 22,776 ) ( 22,776 ) - 34,293 34,293-129,212 129,212 - ( 5,115 ) ( 5,115 ) 105 12 31 $ - $ 485,195 $ 485,195 5 50 5 106 105 12 31 23,487,950 8,531,932 106 105 $ 198,088 $ 181,070 ( 80,368 ) ( 62,601 ) $ 117,720 $ 118,469 106 12 31 105 12 31 $ 21,107,531 $ 24,330,673 11,896,115 7,864,023 581,097 755,917 95,126 98,383 181,053 165,167 111,016 144,048 11,604-112,527 4,874,792 $ 34,096,069 $ 38,233,003 145

146 / Financial Status 106 1 1 $ 24,345,850 $ 14,414,368 $ 4,824,702 $ 636,297 $ 1,308,670 $ 919,115 $ - $ 4,874,792 $ 51,323,794 98,254 145,607 122,891 29,325 73,826 37,223 13,352 1,218,994 1,739,472 - ( 8,672 ) ( 395,536 ) ( 16,225 ) ( 73,348 ) ( 39,923 ) - - ( 533,704 ) - 5,120,506 49,857 165 5,775 572 - ( 5,193,604 ) ( 16,729 ) ( 3,321,179 ) ( 996,091 ) - - - - - ( 766,528 ) ( 5,083,798 ) - - - - - - - ( 21,127 ) ( 21,127 ) ( 217 ) ( 460 ) ( 9,328 ) ( 1,413 ) ( 2,960 ) ( 12,757 ) - - ( 27,135 ) 106 12 31 $ 21,122,708 $ 18,675,258 $ 4,592,586 $ 648,149 $ 1,311,963 $ 904,230 $ 13,352 $ 112,527 $ 47,380,773 105 1 1 $ 24,838,874 $ 14,652,896 $ 5,268,011 $ 640,796 $ 1,305,373 $ 901,563 $ - $ 4,803,355 $ 52,410,868-17,221 75,995 17,599 43,780 38,651-180,889 374,135 - ( 860 ) ( 565,568 ) ( 23,051 ) ( 41,027 ) ( 21,872 ) - - ( 652,378 ) - 19,973 49,009 1,470 1,654 3,320 - ( 83,063 ) ( 7,637 ) ( 492,967 ) ( 296,674 ) - - - - - ( 160 ) ( 789,801 ) - 21,931 - - - - - - 21,931 - - - - - - - ( 26,229 ) ( 26,229 ) ( 57 ) ( 119 ) ( 2,745 ) ( 517 ) ( 1,110 ) ( 2,547 ) - - ( 7,095 ) 105 12 31 $ 24,345,850 $ 14,414,368 $ 4,824,702 $ 636,297 $ 1,308,670 $ 919,115 $ - $ 4,874,792 $ 51,323,794 106 1 1 $ 15,177 $ 6,550,345 $ 4,068,785 $ 537,914 $ 1,143,503 $ 775,067 $ - $ 13,090,791 - ( 8,435 ) ( 394,196 ) ( 16,207 ) ( 73,120 ) ( 39,923 ) - ( 531,881 ) - 430,863 346,323 33,499 61,251 61,215 1,748 934,899 - ( 193,309 ) - - - - - ( 193,309 ) - ( 321 ) ( 9,423 ) ( 2,183 ) ( 724 ) ( 3,145 ) - ( 15,796 ) 106 12 31 $ 15,177 $ 6,779,143 $ 4,011,489 $ 553,023 $ 1,130,910 $ 793,214 $ 1,748 $ 13,284,704 105 1 1 $ 15,177 $ 6,303,683 $ 4,240,770 $ 525,126 $ 1,120,325 $ 719,807 $ - $ 12,924,888 - - ( 564,890 ) ( 22,996 ) ( 40,883 ) ( 21,872 ) - ( 650,641 ) - 370,832 394,969 37,940 65,010 78,170-946,921 - ( 129,212 ) - - - - - ( 129,212 ) - 5,115 - - - - - 5,115 - ( 73 ) ( 2,064 ) ( 2,156 ) ( 949 ) ( 1,038 ) - ( 6,280 ) 105 12 31 $ 15,177 $ 6,550,345 $ 4,068,785 $ 537,914 $ 1,143,503 $ 775,067 $ - $ 13,090,791 68 87 96 100 101 106 12 31 2,596,230 37 50 10 15 3 10 4 10 2 20 2 10 7 106 105 12 31 106 106 105 12 31 9.34% 8.84%

2017 ANNUAL REPORT 106 12 31 105 12 31 $ 3,170,005 $ 3,170,005 418,485 446,838 $ 3,588,490 $ 3,616,843 106 1 1 $ 3,170,005 $ 446,838 $ 3,616,843-136,801 136,801 - ( 184,474 ) ( 184,474 ) - 21,127 21,127 - ( 1,807 ) ( 1,807 ) 106 12 31 $ 3,170,005 $ 418,485 $ 3,588,490 105 1 1 $ 3,170,005 $ 513,137 $ 3,683,142-107,926 107,926 - ( 198,847 ) ( 198,847 ) - 26,229 26,229 - ( 1,607 ) ( 1,607 ) 105 12 31 $ 3,170,005 $ 446,838 $ 3,616,843 3 10 106 105 12 31 9.34% 8.84% 106 105 12 31 106 12 31 105 12 31 $ 1,351,040 $ 1,377,805 656,122 648,314 290,452 286,562 255,144 262,506 165,943 105,292 $ 2,718,701 $ 2,680,479 106 12 31 105 12 31 $ 123,644,372 $ 127,052,418 94,450,481 91,385,406 5,355,483 9,482,741 3,920,100 5,815,108 426,995 299,512 $ 227,797,431 $ 234,035,185 106 105 12 31 42,299,838 44,139,415 42,313,248 44,156,109 106 105 12 31 25,670,000 16,525,000 0.518%-0.878% 0.650%-0.888% 107 3 5 106 10 26 106 12 31 40,913,965 106 12 31 105 12 31 $ 23,198,709 $ 21,179,639 4,907,434 4,810,225 4,400,473 3,763,243 4,250,682 5,919,674 4,147,242 3,396,401 2,225,066 1,225,453 2,161,587 1,143,804 627,378 1,441,353 515,888 486,461 353,844 392,215 326,490 362,651 274,604 244,503 257,935 533,563 143,746 856,710 107,321 385,123 83,934 265,515 3,350,339 2,032,736 $ 51,332,672 $ 48,439,269 147 106 12 31 105 12 31 $ 46,902,524 $ 46,824,959 525,366,293 479,896,040 805,892,649 796,973,550 490,573,073 476,827,373 12,392,500 1,622,800 647,817,790 669,211,936 93,750,404 90,797,579 845,343 433,539 $ 2,623,540,576 $ 2,562,587,776

148 / Financial Status 106 12 31 105 12 31 99-1 1 0.25% 106 6 21 $ - $ 8,000,000 99-2 3 0.15% 106 10 25-3,000,000 99-2 1.45% 106 10 25-1,000,000 100-1 3 0.15% 107 5 25 7,300,000 7,300,000 100-1 1.65% 107 5 25 2,700,000 2,700,000 100-2 3 0.25% 107 7 28 1,200,000 1,200,000 100-2 1.70% 107 7 28 3,410,000 3,410,000 101-1 1.65% 111 6 28 11,650,000 11,650,000 101-2 1.43% 108 12 25 1,000,000 1,000,000 101-2 1.55% 111 12 25 7,350,000 7,350,000 102-1 3 0.43% 109 3 28 4,000,000 4,000,000 102-1 1.48% 109 3 28 3,500,000 3,500,000 102-2 1.72% 109 12 25 900,000 900,000 102-2 3 0.45% 112 12 25 4,600,000 4,600,000 103-1 1.70% 110 5 26 1,500,000 1,500,000 103-1 1.85% 113 5 26 2,700,000 2,700,000 103-1 90 0.43% 113 5 26 5,800,000 5,800,000 105-1 1.09% 112 9 26 950,000 950,000 105-1 1.20% 115 9 26 4,050,000 4,050,000 106-1 1.32% 113 9 26 600,000-106-1 1.56% 116 9 26 1,400,000 - $ 64,610,000 $ 74,610,000 104 1 22 10 104 3 30 104 1 4 3 1 0% 2 3 134 3 30 104 1 106 12 31 105 12 31 $ 8,766,846 $ 9,253,296 2,921,445 3,082,739 $ 11,688,291 $ 12,336,035 106 5 18 60 106 12 31 40

2017 ANNUAL REPORT 106 12 31 105 12 31 $ 800,027 0.870-5.438 $ 1,328,384 0.870-4.785 106 12 31 105 12 31 $ 30,664,563 $ 30,554,508 11,238,116 11,511,953 6,735,769 6,501,792 1,426,350 1,415,708 399,697 350,110 $ 50,464,495 $ 50,334,071 106 12 31 $ 11,016,350 $ 7,255,847 $ 18,272,197 373,446-373,446-11,956,092 11,956,092 62,828-62,828 11,452,624 19,211,939 30,664,563 - - - $ 11,452,624 $ 19,211,939 $ 30,664,563 105 12 31 $ 9,216,662 $ 9,026,171 $ 18,242,833 267,141-267,141-11,995,256 11,995,256 49,278-49,278 9,533,081 21,021,427 30,554,508 - - - $ 9,533,081 $ 21,021,427 $ 30,554,508 106 105 $ 9,533,081 $ 21,021,427 $ 30,554,508 $ 7,505,991 $ 25,237,863 $ 32,743,854 2,155,758 1,361,400 3,517,158 2,244,980 1,920,042 4,165,022 ( 236,215 ) ( 3,170,888 ) ( 3,407,103 ) ( 217,890 ) ( 6,136,478 ) ( 6,354,368 ) 11,452,624 19,211,939 30,664,563 9,533,081 21,021,427 30,554,508 - - - - - - $ 11,452,624 $ 19,211,939 $ 30,664,563 $ 9,533,081 $ 21,021,427 $ 30,554,508 149

150 / Financial Status ( ) 106 12 31 105 12 31 $ 30,664,563 $ 30,554,508 182,508 143,392 24,456 45,576 43,213 15,155 $ 30,914,740 $ 30,758,631 $ 27,550,841 $ 27,664,036 $ - $ - 106 105 12 31 106 105 12 31 ( ) 106 12 31 105 12 31 $ 11,238,116 $ 11,511,953 106 105 $ 11,511,953 $ 11,735,236 - - ( 458,343 ) ( 411,402 ) 184,506 188,119 $ 11,238,116 $ 11,511,953 ( ) 1. 2. 106 105 $ 145,987 $ 171,211 8,263 9,165 67,552 63,571 75,815 72,736 ( 72,282 ) ( 97,960 ) $ 149,520 $ 145,987 3. 106 $ 14,715,017 $ 14,712,085 ( $ 2,932 ) 1.17 1.17 - - 149,520 149,520 205,645,215 205,496,296 ( 148,919 ) 105 $ 14,113,939 $ 14,139,163 $ 25,224 1.13 1.13 - - 145,987 145,987 198,626,848 198,480,861 ( 145,987 ) ( ) 106 105 $ 110,055 ( $ 2,189,346 ) 184,506 188,119 45,712 ( 1,629 ) $ 340,273 ( $ 2,002,856 ) ( ) 106 12 31 105 12 31 $ 2,727,448 $ 2,531,665 4,008,321 3,970,127 $ 6,735,769 $ 6,501,792 ( ) 106 105 $ 1,415,708 $ 1,439,421 11,152 ( 23,454 ) ( 510 ) ( 259 ) $ 1,426,350 $ 1,415,708 ( ) 106 105 167,672 161,094 ( )

2017 ANNUAL REPORT 6 3 106 12 31 105 12 31 $ 12,736,738 $ 12,376,091 ( 10,014,951 ) ( 9,850,773 ) 2,721,787 2,525,318 5,661 6,347 $ 2,727,448 $ 2,531,665 105 1 1 $ 11,813,451 ( $ 7,161,392 ) $ 4,652,059 851,378-851,378 158,008 ( 114,591 ) 43,417 1,009,386 ( 114,591 ) 894,795-50,629 50,629 64,627-64,627 ( 68,918 ) - ( 68,918 ) ( 4,291 ) 50,629 46,338 - ( 3,067,874 ) ( 3,067,874 ) ( 442,455 ) 442,455-105 12 31 12,376,091 ( 9,850,773 ) 2,525,318 820,345-820,345 148,279 ( 120,844 ) 27,435 968,624 ( 120,844 ) 847,780-26,718 26,718 256,438-256,438 66,508-66,508 322,946 26,718 349,664 - ( 1,000,975 ) ( 1,000,975 ) ( 930,923 ) 930,923-106 12 31 $ 12,736,738 ( $ 10,014,951 ) $ 2,721,787 1. 2 2. 3. 106 12 31 105 12 31 1.10% 1.30% 2.00% 2.00% 1.10% 1.30% 106 12 31 105 12 31 0.25% ( $ 319,331 ) ( $ 317,456 ) 0.25% $ 331,855 $ 330,197 0.25% $ 314,425 $ 313,859 0.25% ( $ 304,358 ) ( $ 303,521 ) 106 105 12 31 987,973 927,134 106 105 12 31 10.29 11.25 10.53 11.23 ( ) 151

152 / Financial Status 106 12 31 105 12 31 $ 4,008,321 $ 3,970,127 106 105 $ 3,970,127 $ 4,009,952 154,647 152,392 707,934 624,670 ( 824,387 ) ( 816,887 ) $ 4,008,321 $ 3,970,127 106 105 $ 154,647 $ 152,392 707,934 624,670 $ 862,581 $ 777,062 101 3 15 10110000850 106 12 31 105 12 31 4.00% 4.00% 2.00% 2.00% 1.00% 1.00% 50.00% 50.00% 106 12 31 105 12 31 1% ( $ 284,568 ) ( $ 285,210 ) 1% $ 327,672 $ 328,890 1% ( $ 837,761 ) ( $ 765,126 ) 1% $ 837,761 $ 765,126 1% ( $ 300,762 ) ( $ 301,428 ) 1% $ 341,798 $ 343,079 20% ( $ 1,603,328 ) ( $ 1,558,051 ) 20% $ 1,603,328 $ 1,558,051 106 12 31 105 12 31 $ 2,133,279 $ 1,208,004 1,605,813 1,096,352 46,770 354,678 95,247,471 87,468,591 11,808 - $ 99,045,141 $ 90,127,625 106 105 12 31 106 12 31 105 12 31 $ 394,362 $ 663,440 94,096,991 86,381,356 756,118 423,795 $ 95,247,471 $ 87,468,591 $ 94,730,693 $ 86,987,680 516,778 480,911 $ 95,247,471 $ 87,468,591 106 105 $ 17,391,960 $ 16,618,871 1,185,934 2,822,130 466,908 327,583 $ 19,044,802 $ 19,768,584 $ 9,116,011 $ 10,876,511 6,003,428 5,379,652 982,216 2,590,206 452,590 393,068 2,299,626 337,162 190,931 191,985 $ 19,044,802 $ 19,768,584 106 12 31 105 12 31 $ 1,501,857 $ 1,962,888 90,048 72,738 $ 1,591,905 $ 2,035,626

2017 ANNUAL REPORT 106 105 $ 39,683,343 $ 39,742,615 9,486,195 7,366,190 2,301,295 3,604,642 1,698,834 1,636,311 53,169,667 52,349,758 ( 15,765,927 ) ( 16,455,852 ) ( 1,360,635 ) ( 759,317 ) ( 940,562 ) ( 967,582 ) ( 426,043 ) ( 519,820 ) ( 198,902 ) ( 152,595 ) ( 41,303 ) ( 26,965 ) ( 70,153 ) ( 56,435 ) ( 18,803,525 ) ( 18,938,566 ) $ 34,366,142 $ 33,411,192 106 105 $ 1,450,706 $ 1,093,896 1,114,428 1,901,546 768,770 652,926 750,124 654,644 547,394 549,112 545,221 486,921 365,578 233,534 311,440 317,548 106 105 $ 267,929 $ 252,459 221,703 175,621 197,368 195,815 197,310 198,912 138,785 137,294 107,998 115,844 570,671 540,449 7,555,425 7,506,521 ( 306,334 ) ( 278,749 ) ( 284,504 ) ( 175,459 ) ( 205,054 ) ( 194,469 ) ( 132,709 ) ( 120,298 ) ( 253,557 ) ( 227,340 ) ( 1,182,158 ) ( 996,315 ) $ 6,373,267 $ 6,510,206 106 105 $ 19,044,802 $ 19,768,584 5,031,328 5,512,892 24,076,130 25,281,476 ( 19,044,802 ) ( 19,768,584 ) ( 3,655,622 ) ( 6,515,842 ) ( 129,567 ) ( 125,921 ) ( 57,524 ) ( 58,291 ) ( 22,887,515 ) ( 26,468,638 ) $ 1,188,615 ( $ 1,187,162 ) 106 $ 417,279 $ 10,744,799 ( $ 684,824 ) $ 98,408 $ 10,575,662 70-1,235-1,305 - ( 9,541,435 ) ( 156,826 ) - ( 9,698,261 ) ( 545,865 ) - ( 336,172 ) - ( 882,037 ) ( $ 128,516 ) $ 1,203,364 ( $ 1,176,587 ) $ 98,408 ( $ 3,331 ) 153 105 $ 330,598 $ 15,005,376 ( $ 865,868 ) $ 46,604 $ 14,516,710 282 - ( 95 ) - 187 - ( 14,150,232 ) 410,367 - ( 13,739,865 ) ( 558,154 ) - 70,698 - ( 487,456 ) ( $ 227,274 ) $ 855,144 ( $ 384,898 ) $ 46,604 $ 289,576

154 / Financial Status ( ) 106 105 $ 8,250,823 $ 8,305,249 2,869,465 3,006,386 1,283,477 1,205,494 1,171,675 1,086,927 407,131 403,527 1,775,646 1,848,445 104 5 105 6 24 106 105 2,183 2,031 78,996 76,005 107 3 23 106 3 27 106 105 106 105 $ 2,183 $ 2,031 78,996 76,005 ( ) 106 105 $ 973,980 $ 981,214 184,504 198,888 ( ) 106 105 $ 2,652,033 $ 1,998,160 10% 1 26,287 ( 2,249 ) ( 19,867 ) 106 105 $ 60 $ - 2,649,845 2,004,580 ( 559,427 ) 82,343 $ 2,090,418 $ 2,086,923 106 105 $ 16,802,503 $ 16,226,086 17% $ 2,856,426 $ 2,758,435 16,013 23,359 ( 873,069 ) ( 851,088 ) - 20,378 10% 1 26,287 60 - ( 159,229 ) ( 147,945 ) 252,465 277,364 ( 2,249 ) ( 19,867 ) $ 2,090,418 $ 2,086,923 107 2 17% 20% 107 107 10% 5%106 12 31 107 196,384 ( ) 106 105 ( $ 239,362 ) ( $ 63,433 ) 31,286 ( 22,231 ) ( $ 208,076 ) ( $ 85,664 ) ( ) 106 12 31 105 12 31 $ 1,020,116 $ 1,111,980 330,806 180,984 $ 1,350,922 $ 1,292,964 $ 1,099,624 $ 128,762 198,727 120,023 $ 1,298,351 $ 248,785

2017 ANNUAL REPORT ( ) 106 $ 15,215 $ - ( $ 12,258 ) $ - $ 2,957 9,447 ( 528 ) - 2 8,921 73,043 ( 2,298 ) - ( 4 ) 70,741 26,069 ( 26,040 ) - - 29 674,922 6,493 - - 681,415 5,220 ( 265 ) - - 4,955 9,382-220,018-229,400 75,485 2,953 - ( 462 ) 77,976 316 - - - 316 3,968 36,937 - - 40,905 898 ( 410 ) - - 488 2,040 ( 1,020 ) - - 1,020 163,696 224,082 - - 387,778 54,821 39,917 - - 94,738 $ 1,114,522 $ 279,821 $ 207,760 ( $ 464 ) $ 1,601,639 $ 267,748 ( $ 266,519 ) $ - $ - $ 1,229 65-19,028-19,093 364,322 - - - 364,322 2,596,230 - - - 2,596,230 19,344 - ( 19,344 ) - - 6,930 25,954 - - 32,884 397 - - - 397 4,908 620 - - 5,528 89 ( 89 ) - - - 43,416 ( 43,416 ) - - - 10,343 3,844 - - 14,187 $ 3,313,792 ( $ 279,606 ) ( $ 316 ) $ - $ 3,033,870 155 105 $ 5,520 $ - $ 9,695 $ - $ 15,215 14,194 ( 14,194 ) - - - 9,994 ( 547 ) - - 9,447 68,789 4,289 - ( 37 ) 73,041 374,255 ( 348,186 ) - - 26,069 681,692 ( 6,770 ) - - 674,922 6,355 ( 1,135 ) - - 5,220 - - 9,383-9,383 77,156 199 - ( 1,869 ) 75,486 316 - - - 316 597 3,371 - - 3,968 1,002 ( 104 ) - - 898

156 / Financial Status $ 3,060 ( $ 1,020 ) $ - $ - $ 2,040 68,810 94,886 - - 163,696 17,240 37,581 - - 54,821 $ 1,328,980 ( $ 231,630 ) $ 19,078 ( $ 1,906 ) $ 1,114,522 $ 415,781 ( $ 148,033 ) $ - $ - $ 267,748 12,601 - ( 12,536 ) - 65 364,322 - - - 364,322 2,596,230 - - - 2,596,230 73,394 - ( 54,050 ) - 19,344 4,897 2,033 - - 6,930 397 - - - 397 4,570 338 - - 4,908 218 ( 118 ) - ( 11 ) 89 51,761 ( 8,345 ) - - 43,416 5,505 4,838 - - 10,343 $ 3,529,676 ( $ 149,287 ) ( $ 66,586 ) ( $ 11 ) $ 3,313,792 ( ) 106 12 31 105 12 31 $ 1,484,306 $ 1,385,408 $ 881,482 $ 1,670,063 ( ) 106 12 31 $ 1,490,810 $ 27,369 $ - $ 2,756 $ 9,920 $ 59,782 $ - $ 5,431 105 12 31 1,644,782 30,914 116 7,137 3,729 120,883-2,946 106 105 12.39% 0.34% 0.03% 0.84% 2.06% 13.33% - 20.48% 107 2 107 106 ( ) 106 105 12 31 86 19,985 86 ( ) 100 100 100 100 100 104 103 104 95 100 3,170,005 3,105,522 103 12 30 95 100 103 228,990 105 8 5 104 2 25 4 9 95 100

2017 ANNUAL REPORT 95 100 705,861 106 $ 14,317,798 12,202,704 $ 1.17-164 $ 14,317,798 12,202,868 $ 1.17 105 $ 13,764,795 12,202,704 $ 1.13-177 $ 13,764,795 12,202,881 $ 1.13 105 $ 1.16 $ 1.13 $ 1.16 $ 1.13 ( ) 106 12 31 105 12 31 15,000,000 12,000,000 $ 150,000,000 $ 120,000,000 12,202,704 11,874,285 $ 122,027,036 $ 118,472,850 10 105 6 24 104 7,750,560 775,056 106 6 16 105 3,554,186 355,419 ( ) 106 12 31 $ 27,783,766 15,799,245 195,968 10,410,804 54,189,783 3,861,434 148,857 12,642,000 618,750 71,460,824 101 ( 6,360,660 ) 102 ( 1,625,333 ) ( 148,857 ) 103 ( 4,307,133 ) 104 ( 1,054,498 ) $ 57,964,343 ( ) 102 IFRSs IFRS 1 IFRSs IFRSs IFRSs 157

158 / Financial Status IFRSs 102 1 1 IFRSs 1,086,876 IFRSs 106 105 $ 996,026 $ 996,026 - - $ 996,026 $ 996,026 IFRSs 106 6 16 105 6 24 105 104 105 104 105 104 $ 1,376,480 $ 1,286,613 8,885,463 3,321,669 $ 0.75 $ 0.30 3,554,186 7,750,560 0.30 0.70 107 3 23 106 ( ) 105 6 24 106 6 16 0.1 104 5 $ 1,431,780 9,152,028 $ 0.75 3,660,811 0.30 106 12 31 104 1 1 ( ) 106 105 $ 3,802,863 $ 3,727,455 394,287 374,368 8,812 ( 11,058 ) 267,654 ( 253,082 ) ( 129,360 ) ( 34,820 ) $ 4,344,256 $ 3,802,863 IAS 24

2017 ANNUAL REPORT ( ) ( ) 1. 106 105 10 15 $ 7,500,000 $ 3,454,900 $ 16,373 0.270-4.150 105 $ 3,500,000 $ 3,500,000 $ 9,436 0.280-0.560 2. 106 105 $ 240,738 $ 1,237 $ 212,703 $ 1,242 25,245,826 251,236 24,909,609 262,353 5,417 - - 106 $ 25,491,981 $ 252,473 $ 25,122,312 $ 263,701 3. 106 $ 4,484,000 $ - $ 864 0.170-1.240 4. 106 $ 170,998 $ 125,007 $ 1,469 1.245-2.428 81,033 55,375 836 1.137-2.465 105 $ 252,031 $ 180,382 $ 2,305 $ 155,972 $ 132,988 $ 1,975 1.260-2.428 118,063 66,814 985 1.260-2.360 $ 274,035 $ 199,802 $ 2,960 5. 106 $ 49,910 $ 374 0.315-0.400 105 $ - $ 1,025 0.290-0.410 6. 106 $ 232,996 $ 452 0-0.775 525,325 9,900 0-13.000 9,508,635 25,482 0-13.000 $ 10,266,956 $ 35,834 105 $ 173,263 $ 519 0-1.130 438,049 9,877 0-13.000 10,868,943 50,662 0-13.000 $ 11,480,255 $ 61,058 106 12 31 105 12 31 7. $ 14,224 $ 15,940 8. $ 7,154 $ 549 9. $ 3 $ - 10. $ 1,475 $ - 106 105 11. $ 55 $ 45 223 173 197,546 195,524 $ 197,824 $ 195,742 12. $ 34 $ 26 4 7,893 $ 38 $ 7,919 13. $ - $ 12,228 14. $ 3,919 $ 5,092 15. $ 3,700 $ 2,900 159

160 / Financial Status 15. 106 $ - $ - $ 3,418,066 $ - 105 $ - $ - $ 7,942,182 $ - 16. 106 106.12.13~107.03.13 USD 7,000 ( $ 2,116) ( $ 2,116) 106.12.13~107.03.13 USD 1,000 ( 302) ( 302) 106.12.13~107.03.13 USD 4,000 ( 1,209) ( 1,209) 106.12.13~107.03.13 USD 3,000 ( 907) ( 907) 106.12.13~107.03.13 USD 9,500 ( 2,871) ( 2,871) 106.12.04~107.01.10 USD 5,550 ( 1,587) ( 1,587) 106.12.06~107.03.06 USD 15,250 ( 5,011) ( 5,011) 106.12.06~107.01.08 USD 2,500 ( 833) ( 833) 106.12.06~107.01.08 USD 4,000 ( 1,332) ( 1,332) 106.12.18~107.03.19 USD 4,100 ( 1,197) ( 1,197) 105 105.12.28~106.02.10 USD 7,000 $ 790 $ 790 105.12.19~106.01.19 USD 2,020 520 520 105.12.28~106.02.10 USD 1,000 113 113 105.12.30~106.02.10 USD 4,000 ( 161 ) ( 161 ) 106 105 ( $ 30,115 ) ( $ 3,127 ) 17. 106 12 31 44 $ 70,662 $ 49,598 $ 49,598 $ - 40 181,369 130,784 130,784-105 12 31 44 $ 108,562 $ 66,599 $ 66,599 $ - 34 165,474 133,203 133,203 -

2017 ANNUAL REPORT 1. 1 106 12 31 105 12 31 $ 573,480 $ 560,413 2 106 $ 10,937,782 $ 6,645,722 $ 37,631 0.001-2.700 3,500,000 2,100,000 3,223 0.330-0.560 7,500,000 3,454,900 16,373 0.270-4.150 105 $ 21,937,782 $ 12,200,622 $ 57,227 $ 8,319,902 $ 7,194,172 $ 22,689 0.001-2.800 4,900,000 3,500,000 12,831 0.280-0.560 3,500,000 3,500,000 9,436 0.280-0.560 $ 16,719,902 $ 14,194,172 $ 44,956 3 106 $ 300,000 $ 296,800 $ 3,533 1.100-2.300 4 106 105 $ 3,618 $ - $ 2,552 $ - 240,738 1,237 212,703 1,242 25,245,826 251,236 24,909,609 262,353 5,417 - - 106 $ 25,495,599 $ 252,473 $ 25,124,864 $ 263,701 5 106 $ 4,484,000 $ - $ 864 0.170-1.240 6 106 $ 280,333 $ - $ 43 2.265 170,998 125,007 1,469 1.245-2.428 81,033 55,375 836 1.137-2.465 $ 532,364 $ 180,382 $ 2,348 105 $ 84,120 $ - $ 24 2.265-2.405 155,972 132,988 1,975 1.260-2.428 118,063 66,814 985 1.260-2.360 $ 358,155 $ 199,802 $ 2,984 161 7 106 $ 199,521 $ 1,145 0.350-0.450-2 0-0.300 $ 199,521 $ 1,147 105 $ - $ 6,139 0.300-0.460 8 106 $ 59,315 $ 95 0-0.080 1,533,971 7,564 0-2.900 232,996 452 0-0.775 525,325 9,900 0-13.000 9,508,635 25,482 0-13.000 $ 11,860,242 $ 43,493 105 $ 33,612 $ 97 0-0.110 2,328,509 21,631 0-1.360 173,263 519 0-1.130 438,049 9,877 0-13.000 10,868,943 50,662 0-13.000 $ 13,842,376 $ 82,786 9 106 12 31 105 12 31 $ 153,075 $ 93,507 10 106 12 31 105 12 31 $ 1,071,039 $ 951,196 (11) 106 12 31 105 12 31 $ 560,958 $ 129,356 (12) 106 105 $ 751,688 $ 906,735 23,680 27,177 55 45 223 173 1,242 340 $ 776,888 $ 934,470

162 / Financial Status (13) 106 $ 49,755 $ 249,968 $ - $ 3,997,582 105 $ 1,498,666 $ - $ - $ 34,070,318 (14) 106 106.12.22~107.01.22 USD 4,935 ( $ 1,559 ) ( $ 1,559 ) 106.12.22~107.01.22 USD 10,033 ( 3,169 ) ( 3,169 ) 106.12.22~107.01.22 USD 13,000 ( 4,107 ) ( 4,107 ) 106.12.8~107.01.08 USD 3,187 ( 1,030 ) ( 1,030 ) 106.09.19~107.03.19 USD 1,699 ( 559 ) ( 559 ) 106.09.19~107.03.19 USD 3,129 ( 1,029 ) ( 1,029 ) 106.09.19~107.03.19 USD 3,129 ( 1,029 ) ( 1,029 ) 106.09.19~107.03.19 USD 4,850 ( 1,595 ) ( 1,595 ) 106.09.19~107.03.19 USD 10,488 ( 3,450 ) ( 3,450 ) 106.10.16~107.01.16 USD 5,030 ( 2,230 ) ( 2,230 ) 106.10.16~107.01.16 USD 5,001 ( 2,218 ) ( 2,218 ) 106.10.16~107.01.16 USD 10,012 ( 4,439 ) ( 4,439 ) 106.10.16~107.01.16 USD 9,989 ( 4,429 ) ( 4,429 ) 106.10.16~107.01.16 USD 5,006 ( 2,220 ) ( 2,220 ) 106.10.16~107.01.16 USD 10,483 ( 4,648 ) ( 4,648 ) 106.10.16~107.01.16 USD 1,920 ( 851 ) ( 851 ) 106.10.13~107.01.16 USD 3,299 ( 1,582 ) ( 1,582 ) 106.12.08~107.01.08 USD 2,002 ( 647 ) ( 647 ) 106.12.08~107.01.08 USD 9,977 ( 3,224 ) ( 3,224 ) 106.09.19~107.03.19 USD 5,165 ( 1,699 ) ( 1,699 ) 106.09.19~107.03.19 USD 4,814 ( 1,584 ) ( 1,584 ) 106.12.13~107.03.13 USD 7,000 ( 2,116 ) ( 2,116 ) 106.12.13~107.03.13 USD 1,000 ( 302 ) ( 302 ) 106.12.13~107.03.13 USD 4,000 ( 1,209 ) ( 1,209 ) 106.12.13~107.03.13 USD 3,000 ( 907 ) ( 907 ) 106.12.13~107.03.13 USD 9,500 ( 2,871 ) ( 2,871 ) 106.12.04~107.01.10 USD 5,550 ( 1,587 ) ( 1,587 ) 106.12.06~107.03.06 USD 15,250 ( 5,011 ) ( 5,011 ) 106.12.06~107.01.08 USD 2,500 ( 833 ) ( 833 ) 106.12.06~107.01.08 USD 4,000 ( 1,332 ) ( 1,332 ) 106.12.18~107.03.19 USD 4,100 ( 1,197 ) ( 1,197 )

2017 ANNUAL REPORT 105 105.12.22~106.02.22 USD 4,936 $ 1,317 $ 1,317 105.12.22~106.02.22 USD 10,033 2,677 2,677 105.12.22~106.02.22 USD 13,000 3,469 3,469 105.07.06~106.01.06 USD 3,187 242 242 105.11.14~106.01.17 USD 6,981 5,077 5,077 105.04.11~106.04.11 USD 3,499 ( 360 ) ( 360 ) 105.11.14~106.01.17 USD 1,699 1,236 1,236 105.07.15~106.01.17 USD 3,129 336 336 105.07.15~106.01.17 USD 4,850 521 521 105.07.15~106.01.17 USD 3,129 336 336 105.03.15~106.03.15 USD 10,488 ( 5,367 ) ( 5,367 ) 105.12.14~106.03.14 USD 5,030 1,597 1,597 105.12.14~106.03.14 USD 5,001 1,588 1,588 105.12.14~106.03.14 USD 10,012 3,179 3,179 105.12.14~106.03.14 USD 9,989 3,172 3,172 105.12.14~106.03.14 USD 5,006 1,590 1,590 105.12.14~106.03.14 USD 10,483 3,329 3,329 105.12.14~106.03.14 USD 1,920 610 610 105.12.28~106.02.10 USD 7,000 790 790 105.12.19~106.01.19 USD 2,020 520 520 105.12.28~106.02.10 USD 1,000 113 113 105.12.30~106.02.10 USD 4,000 ( 161 ) ( 161 ) 106 105 ( $ 200,452 ) $ 60,439 ( 30,115 ) ( 3,127 ) ( $ 230,567 ) $ 57,312 (15) 106 12 31 44 $ 70,662 $ 49,598 $ 49,598 $ - 40 181,369 130,784 130,784-280,333 - - - 105 12 31 44 $ 108,562 $ 66,599 $ 66,599 $ - 34 165,474 133,203 133,203-84,120 - - - 163

164 / Financial Status 2. (1) 106 12 31 105 12 31 $ 127,818 $ 81,499 1,475 - $ 129,293 $ 81,499 2 106 $ 249,968 $ 49,755 $ 202,963 $ - 3 1,500,000 106 105 12 31 106 105 106 $ 280,333 $ - $ 43 2.265 105 $ 84,120 $ - $ 24 2.265-2.405 4 106 106 $ 300,120 $ 297,600 $ 3,514 1.100-2.300 5 105 12 31 $ 499,611 $ 52 $ 224 0.710 3. 1 106 12 31 $ 291,658 $ 64,328 0.010-1.065 $ 19 105 12 31 303,214 75,479 0.010-1.345 18 2 106 12 31 $ 3,500,000 $ 2,100,000 0.330-0.560 $ 3,223 105 12 31 4,900,000 3,500,000 0.280-0.560 12,831 3 106 12 31 $ 262,476 0.310-0.560 $ 2,992 49,910 0.315-0.400 374 105 12 31 868,003 0.270-0.560 7,145-0.290-0.410 1,025 4 1051231 $ 500,000 $ - 0.360-0.642 $ 45 500,000-0.710 52 4. $ 1,000,000 $ - $ 97 1 106 12 31 105 12 31 $ 1,355,653 57 $ 2,016,984 46 2 106 $ 62,955 $ 7,851,289 0.310-0.560 105 $ 868,003 $ 11,104,506 0.270-0.560

2017 ANNUAL REPORT 3 106 106.9.15~107.3.19 USD 127,148 $ 47,298 $ 47,298 106.10.5~107.3.21 USD 174,518 33,397 33,397 105 105.3.11~106.4.11 USD 13,988 $ 5,727 $ 5,727 105.7.4~106.3.14 USD 98,384 ( 30,276 ) ( 30,276 ) 105.1.6~106.6.28 USD 58,197 26,810 26,810 105.7.7~106.4.13 USD 165,142 ( 68,109 ) ( 68,109 ) 106 105 200,452 60,439 106 105 360,945 50,255 4 106 105 $ 789,559 $ 910,384 5 106 105 $ 144,278 $ 158,759 102 4 3 105 3 5. 106 12 31 105 12 31 $ 111,657 $ 26,927 6. 106 105 $ 1,002 $ 425 195,818 194,118 $ 196,820 $ 194,543 165 106 105 106 105 $ 147,411 $ 144,308 6,377 6,334 1,532 1,845 $ 155,320 $ 152,487 106 12 31 105 12 31 $ 40,000,000 $ 40,000,000 31,510,000 31,510,000 11,000,000 11,000,000 1,455,680 2,312,000 1,440,700 1,180,700 960,000 900,000 500,000 500,000 362,859 360,864 355,000 355,000 227,400 227,400 220,000 200,000 31,786 43,497 5,936 6,444 90,200 91,400 $ 88,159,561 $ 88,687,305

166 / Financial Status 106 105 12 31 30,000,000 RTGS Federal Reserve Bank Discount Window Account 1061231 $ 308,429 $ - $ 308,429 $ 230,474 1051231 $ 304,786 $ 5,000 $ 309,786 $ 234,525 106 12 31 139,910 121,037 1. 106 12 31 126,451 106 12 31 105 12 31 1 $ 588,831 $ 631,700 1 5 1,192,276 1,312,200 5 127,766 112,219 $ 1,908,873 $ 2,056,119 106 105 $ 658,626 $ 658,976 1,274 1,103 $ 659,900 $ 660,079 2. 106 12 31 34,141 106 12 31 105 12 31 1 $ 186,858 $ 118,213 1 5 497,804 224,664 5 12,195 18,372 $ 696,857 $ 361,249 3. 106 12 31 5,764,141 667,121 4. 99 4 13 105 6 24 106 12 31 105 12 31 1 $ 2,688 $ 2,501 1 5 11,987 11,317 5 10,773 13,755 $ 25,448 $ 27,573 106 12 31 106 12 31 $ 24,487,100 $ 4,800,000 1. 106 12 31 14,807 8,550 2. 101 5 103 4 10 103 3 105 3 18

2017 ANNUAL REPORT 103 4 25 30.5 105 4 13 1,530 1 20 106 12 31 10,137 106 12 31 105 12 31 1 $ 40,535 $ 53,504 1 5 156,689 166,521 5 556,706 598,677 $ 753,930 $ 818,702 ( ) 106 12 31 105 12 31 $ 516,191,151 $ 517,935,433 $ 512,635,209 $ 512,107,900 92,388,831 94,399,621 89,326,692 90,664,298 64,610,000 65,621,526 74,610,000 75,636,377 106 12 31 $ 517,935,433 $ 7,371,150 $ 510,564,283 $ - 94,399,621 422,113 93,977,508-65,621,526-65,621,526-105 12 31 $ 512,107,900 $ 6,173,804 $ 505,934,096 $ - 90,664,298 413,784 90,250,514-75,636,377-75,636,377 - ( ) Black Scholes model Bloomberg 106 105 12 31 0.7211% 1.1545% 0.7325% 1.3754% 167

168 / Financial Status ( ) 106 105 12 31 1061231 1051231 $ 1,748,869 $ 1,742,357 $ 6,512 $ - $ 1,265,263 $ 1,263,589 $ 1,674 $ - 8,629,968 3,784,449 4,845,519-8,523,386 5,416,146 3,107,240-39,698,866 1,024,957 38,673,909-40,885,499 961,330 39,924,169-151,235-151,235 - - - - - 5,371,870 5,371,870 - - 5,115,171 5,115,171 - - 193,148,863 29,691,335 163,457,528-168,512,551 35,229,298 133,283,253-4,798,725 4,798,725 - - 5,018,202 4,748,835 269,367 - ( 11,802,334 ) ( 114,043 ) ( 11,688,291 ) - ( 12,529,189 ) ( 193,154 ) ( 12,336,035 ) - 2,921,192 223,127 2,698,065-3,753,699 193,276 3,560,423 - ( 2,769,190 ) ( 4,196 ) ( 2,764,994 ) - ( 2,601,916 ) ( 4,166 ) ( 2,597,750 ) - ( ) 106 12 31 105 12 31 $ 11,688,291 $ 12,336,035 11,872,000 12,888,000 ( $ 183,709 ) ( $ 551,965 ) 106 ( $ 32,084 ) 105 $ 32,330 106 12 31 $ 2,414 105 12 31 $ 34,498 ( ) 1.

2. 3. 4. 1. 2. 169 2017 ANNUAL REPORT

170 / Financial Status (1) 5P 5P (2) (3) The Banker 1061231 1051231 $ 94,377,275 $ 101,561,712 45,082,276 41,895,556 18,727,577 21,152,739 79,802,266 78,348,294 10% 106 12 31 105 12 31 $ 819,375,254 41 $ 809,134,142 39 383,995,457 19 327,044,724 16

2017 ANNUAL REPORT (1) 106 12 31 (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 3,114,017 $ 43,409 $ 56,635 $ 3,214,061 $ 19,868 $ 17,208 $ 3,176,985 15,194,094 34,901 914,027 16,143,022 607,932 86,235 15,448,855 1,984,728,997 12,537,799 30,597,998 2,027,864,794 5,742,374 19,454,230 2,002,668,190 1051231 (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 2,832,619 $ 38,059 $ 61,942 $ 2,932,620 $ 25,376 $ 17,420 $ 2,889,824 11,567,798 24,406 1,017,271 12,609,475 599,917 60,974 11,948,584 1,953,094,604 7,549,281 29,797,942 1,990,441,827 6,651,004 16,903,787 1,966,887,036 (2) 106 12 31 105 12 31 $ 1,409,682,987 $ 1,407,436,657 575,046,010 545,657,947 1,984,728,997 1,953,094,604 (3) 106 12 31 (A)+(B)+(C) (A) (B) (C) (D) (A)+(B)+(C)-(D) $ 149,993,993 $ - $ - $ 149,993,993 $ - $ 149,993,993 4,316,380 - - 4,316,380-4,316,380 131,123 - - 131,123-131,123 110,841,605 - - 110,841,605 3,304 110,838,301 402,951,024 - - 402,951,024-402,951,024 83,942,127 - - 83,942,127-83,942,127 4,092,383 - - 4,092,383-4,092,383 20,145,645 - - 20,145,645-20,145,645 105 12 31 (A) (B) (C) (A)+(B)+(C) (D) (A)+(B)+(C)-(D) $ 119,127,606 $ - $ - $ 119,127,606 $ - $ 119,127,606 4,230,764 - - 4,230,764-4,230,764 282,576 - - 282,576-282,576 77,851,299 - - 77,851,299 10,859 77,840,440 432,208,524 - - 432,208,524-432,208,524 80,049,395 - - 80,049,395-80,049,395 4,092,383 - - 4,092,383-4,092,383 17,133,396 - - 17,133,396-17,133,396

172 / Financial Status 90 1 106 12 31 1 3 $ 34,314 $ 9,095 $ 43,409 18,318 16,583 34,901 8,416,499 2,867,567 11,284,066 1,132,174 121,559 1,253,733 - - - - - - - - - - - - - - - - - - 1 105 12 31 1 3 $ 25,302 $ 12,757 $ 38,059 13,000 11,406 24,406 4,878,706 1,446,303 6,325,009 975,989 248,283 1,224,272 - - - - - - - - - - - - - - - - - - 3.

2017 ANNUAL REPORT 106 12 31 105 12 31 100 ( $ 39,258 ) ( $ 338,493 ) 100 39,988 363,546 USD/NTDEUR/NTD 3% ( 195,579 ) ( 132,789 ) USD/NTDEUR/NTD 3% 195,579 132,789 /NTD 5% ( 9,514 ) 220,149 /NTD 5% 9,514 ( 220,149 ) 15% 165,096 120,054 15% ( 162,501 ) ( 120,054 ) (1) 106 105 $ 30,526,712 2.23 $ 26,939,023 1.82 163,470,160 0.36 363,032,312 0.54 70,515,192 1.48 120,352,203 0.96 12,765,648 0.63 19,652,234 0.50 610,384 0.32 1,945,294 0.34 1,970,325,763 2.01 1,964,562,393 2.01 136,654,032 1.92 101,153,901 2.07 514,022,532 0.73 478,884,429 0.48 81,465,943 2.31 81,841,417 2.07 224,358,551 0.73 212,433,189 0.55 12,120,592 4.50 12,887,847 4.33 10,337,481 0.23 12,526,955 0.27 489,195,961 0.12 487,840,156 0.12 811,456,768 0.27 766,805,420 0.32 468,497,554 1.15 491,914,674 1.04 658,949,831 1.06 677,825,139 1.15 84,055,258 0.65 82,155,852 0.70 5,392,127 0.35 4,834,141 0.31 2,720,350 1.46 4,347,486 0.62 70,144,247 1.34 70,935,137 1.36 (2) 106 105 $ 89,259 0.22 $ 56,981 0.11 247,716-150,594 0.01 7,979,886 2.15 8,778,097 2.14 1,546,605 0.78 1,725,446 0.89 7,548,337 0.73 8,291,258 0.41 51,967-43,651-85,909 1.29 85,414 0.87

174 / Financial Status 106 12 31 105 12 31 $ 11,041,180 29.6800 $ 327,702,215 12,538,702 4.5490 57,038,555 945,755 23.1350 21,880,035 367,904 35.4500 13,042,210 41,602,226 0.2633 10,953,866 1,714,624 3.7960 6,508,711 1,831,692 2.3900 4,377,743 60,118 39.9300 2,400,518 29,282 23.6300 691,945 20,386 21.0700 429,537 11,219 30.3350 340,330 2,144 22.2000 47,601 10,337 0.9129 9,437 2,327 3.6000 8,378 782,844 0.0073 5,715 3,855 0.5938 2,289 $ 10,154,784 32.2200 $ 327,187,132 11,012,099 4.6240 50,919,947 810,265 23.3450 18,915,634 410,380 33.9800 13,944,703 45,466,810 0.2771 12,598,853 1,363,517 4.1540 5,664,050 109,134 39.6100 4,322,797 1,530,864 2.3700 3,628,149 127,698 23.9200 3,054,547 29,023 22.4600 651,851 8,722 31.6050 275,669 5,439 22.3100 121,342 2,920 3.5500 10,368 7,357 0.9042 6,652 736,959 0.0080 5,869 4,412 0.6510 2,872 11,836,282 29.6800 351,300,848 11,437,152 4.5490 52,027,606 775,048 23.1350 17,930,745 54,569,470 0.2633 14,368,141 2,875,459 2.3900 6,872,348 172,903 35.4500 6,129,407 210,686 21.0700 4,439,155 1,006,936 3.7960 3,822,329 58,801 23.6300 1,389,460 31,502 39.9300 1,257,861 17,122 30.3350 519,385 9,853 22.2000 218,734 16,506 3.6000 59,423 12,133 0.9129 11,076 1,999 0.5938 1,187 2,889 0.0073 21-7.3020 2 11,024,482 32.2200 355,208,823 10,097,452 4.6240 46,690,618 829,527 23.3450 19,365,308 38,008,073 0.2771 10,532,037 221,157 33.9800 7,514,916 2,773,328 2.3700 6,572,788 833,999 4.1540 3,464,432 67,639 39.6100 2,679,161 88,911 22.4600 1,996,935 69,130 23.9200 1,653,596 16,146 22.3100 360,211 8,466 31.6050 267,562 18,496 3.5500 65,662 14,106 0.9042 12,754 1,573 0.6510 1,024 2,888 0.0080 23-7.1840 2

2017 ANNUAL REPORT 4. 106 105 12 24.49% 25.51% 1061231 0-30 31-90 91-180 181-1 1 $ 160,961,831 $ 43,055,551 $ 9,077,372 $ 281,277 $ - $ 213,376,031 - - - - 11,872,000 11,872,000 5,864,963 2,724,763 1,787,416 - - 10,377,142 35,894,979 1,245,656 3,836,740 2,055,960 1,670,382 44,703,717 269,370,789 372,256,022 358,183,916 617,296,617 1,007,631,653 2,624,738,997 - - 10,000,000 4,610,000 50,000,000 64,610,000 3,682,515 28,407 1,367 2,736 34,520 3,749,545 105 12 31 0-30 31-90 91-180 181-1 1 $ 156,187,361 $ 58,923,389 $ 10,704,636 $ 819,799 $ - $ 226,635,185 - - - - 12,888,000 12,888,000 7,099,872 2,993,323 1,765,115 142,521-12,000,831 35,207,271 1,437,366 3,875,128 1,793,774 1,361,129 43,674,668 252,988,803 358,055,936 351,438,916 595,404,501 1,006,397,207 2,564,285,363 - - 8,000,000 4,000,000 62,610,000 74,610,000 2,229,703 61,082 12,886 44,146 266,308 2,614,125 106 105 12 31 0-30 1,382,433,220 1,332,990,997 175

176 / Financial Status (1) 106 12 31 0-30 31-90 91-180 181-1 1 $ 621 $ 483 $ 418 $ 138 $ - $ 1,660 ( 3,677 ) ( 401 ) ( 2,430 ) ( 9,393 ) ( 1,657 ) ( 17,558 ) 105 12 31 0-30 31-90 91-180 181-1 1 $ 12 $ 1,104 $ 512 $ 328 $ - $ 1,956 ( 2,597 ) - ( 2,572 ) ( 4,433 ) ( 7,996 ) ( 17,598 ) (2) 106 12 31 0-30 31-90 91-180 181-1 1 $ 99,247,171 $ 65,867,834 $ 54,369,486 $ 36,184,259 $ - $ 255,668,750 57,779,732 66,617,923 55,079,076 36,673,161-216,149,892 586,432 302,851 5,283 183,819 598,882 1,677,267 478,036 408,408-178,024 604,980 1,669,448 99,833,603 66,170,685 54,374,769 36,368,078 598,882 257,346,017 58,257,768 67,026,331 55,079,076 36,851,185 604,980 217,819,340 ( 41,575,835 ) 855,646 704,307 483,107 6,098 ( 39,526,677 ) 105 12 31 0-30 31-90 91-180 181-1 1 $ 100,614,110 $ 48,649,694 $ 10,212,981 $ 5,547,481 $ 6,320 $ 165,030,586 101,570,350 49,045,790 10,199,070 5,596,383 6,347 166,417,940-75,283 483,522 113,737 21,502,697 22,175,239-594,624 419,155-30,163,544 31,177,323 100,614,110 48,724,977 10,696,503 5,661,218 21,509,017 187,205,825 101,570,350 49,640,414 10,618,225 5,596,383 30,169,891 197,595,263 956,240 915,437 ( 78,278 ) ( 64,835 ) 8,660,874 10,389,438 106 12 31 0-30 31-90 91-180 181-1 1 $ 794,925 $ 830,041 $ 11,337,789 $ 39,720,416 $ 41,694,104 $ 94,377,275 2,348,868 80,095 792,986 1,183,528 40,676,799 45,082,276 4,460,709 9,501,553 1,866,932 732,598 2,165,785 18,727,577 3,247,217 3,405,653 5,747,747 7,742,939 59,658,710 79,802,266 105 12 31 0-30 31-90 91-180 181-1 1 $ 2,456,708 $ 6,528,417 $ 7,806,476 $ 8,640,285 $ 76,129,826 $ 101,561,712 28,740 215,260 905,725 1,189,421 39,556,410 41,895,556 4,003,758 11,034,135 2,257,950 887,836 2,969,060 21,152,739 3,236,388 6,495,515 4,815,740 9,304,642 54,496,009 78,348,294

2017 ANNUAL REPORT 1. (1) (2) (3) (VaR) (4) i 106 105 12 31 99% 451,595 445,220 ii A. 106 105 12 31 1 21,328 20,690 B. 106 105 12 31 1% 18,542 18,966 C. 1% 106 105 188,684 186,802 106 105 12 31 106 12 31 105 12 31 $ 9,446 29.66 $ 280,112 $ 7,099 32.19 $ 228,515 1,650 23.10 38,109 4,112 23.28 95,728 468 35.41 16,580 477 33.88 16,162 11,692 29.66 346,717 5,573 32.19 179,387 3,425 4.51 15,554 2,849 4.62 13,160 374,408 29.66 11,103,061 326,726 32.19 10,517,323 110,568 4.51 502,089 30,687 4.62 141,745 240,719 29.66 7,138,534 241,341 32.19 7,768,778 203,069 4.51 922,137 240,999 4.62 1,113,173 177-29.66-430 32.19 13,842

178 / Financial Status iii 106 105 12 31 97 1,817,508 1,958,955 100 311 142,091 180,906 2. (1) (2) i ii iii iv 106 12 31 105 12 31 $ 21,127,247 $ 21,127,247 50% $ 21,025,750 $ 21,025,750 51% (twaaa twaa) 1,428,999 1,437,198 4% 597,327 606,527 2% 23,298 23,298-6,188 6,188 - (Aa2 A2) 12,282,136 12,389,432 29% 14,414,689 14,503,263 35% (A3) 5,053,653 5,139,950 12% 1,249,735 1,259,464 3% (Baa1 Ba1) 2,077,898 2,081,877 5% 3,596,421 3,612,572 9% $ 41,993,231 $ 42,199,002 100% $ 40,890,110 $ 41,013,764 100% 1 2 3. (1) (2) (3) i ii

2017 ANNUAL REPORT 106 12 31 1 1 3 3 5 5 ( $ 5,067 ) $ - $ - $ - ( 208,275 ) - - - ( $ 213,342 ) $ - $ - $ - 105 12 31 1 1 3 3 5 5 ( $ 131,528 ) ( $ 46,673 ) $ - $ - ( 129,137 ) - - - ( $ 260,665 ) ( $ 46,673 ) $ - $ - ( ) 09802512072 1. 2. 12 31 179 (1) 1 2 3 4 5 6 7 8 99 3 35 35 35 35 35 35 35-100 4,170 7,263 7,786 7,854 7,854 8,034 8,034 8,034-101 12,366 20,155 21,177 21,070 21,111 21,112 21,112 21,112-102 19,586 27,531 27,762 28,666 28,555 28,557 28,557 28,557 2 103 25,862 28,357 28,976 31,011 31,018 31,020 31,020 31,020 9 104 35,899 42,080 42,346 44,517 44,525 44,529 44,529 44,528 2,182 105 26,485 31,219 31,831 32,341 32,348 32,351 32,351 32,351 1,132 106 51,930 65,649 67,259 70,050 70,063 70,068 70,068 70,068 18,138 21,463 21,750 43,213

180 / Financial Status (2) 1 2 3 4 5 6 7 8 99 3 35 35 35 35 35 35 35-100 4,170 7,263 7,786 7,854 7,854 8,034 8,034 8,034-101 10,307 18,108 19,129 19,023 19,063 19,065 19,065 19,065-102 19,497 26,841 27,071 27,975 27,864 27,866 27,866 27,866 2 103 25,174 27,659 28,278 30,313 30,319 30,322 30,322 30,322 9 104 31,538 37,711 37,977 39,273 39,281 39,284 39,284 39,284 1,307 105 25,930 30,590 31,186 31,671 31,679 31,682 31,682 31,682 1,092 106 49,801 62,312 63,726 65,781 65,794 65,799 65,799 65,799 15,998 18,408 19,719 38,127 3. IFRS 4 106 12 31 0.25% $ 70,646 $ 58,636 ( 0.25% ) ( 70,803 ) ( 58,767 ) 10% ( 18,311 ) ( 15,198 ) ( 10% ) 18,310 15,198 30% 8,994 7,465 ( 30% ) ( 9,388 ) ( 7,792 ) 15% ( 12,255 ) ( 10,171 ) 10% ( 65,257 ) ( 54,163 ) 105 12 31 0.25% $ 69,605 $ 57,772 ( 0.25% ) ( 67,760 ) ( 57,901 ) 10% ( 15,025 ) ( 12,471 ) ( 10% ) 15,025 12,471 30% 2,472 2,052 ( 30% ) ( 3,909 ) ( 3,245 ) 15% ( 12,234 ) ( 10,154 ) 10% ( 65,622 ) ( 54,466 ) 1 2 3 4 4. (1) IFRS 4 (2) (3)

2017 ANNUAL REPORT ( ) 106 12 31 $ 28,100,388 $ 27,656,540 $ 28,100,388 $ 27,656,540 $ 443,848 13,460,652 13,724,116 13,460,652 13,724,116 ( 263,464 ) 917,098 919,182 917,098 919,182 ( 2,084 ) 1051231 $ 19,348,965 $ 19,417,805 $ 19,348,965 $ 19,417,805 ( $ 68,840 ) 22,196,686 22,524,538 22,196,686 22,524,538 ( 327,852 ) 2,198,860 2,197,072 2,259,831 2,197,072 62,759 ( ) 106 12 31 $ 1,580,366 $ - $ 1,580,366 ( $ 1,580,366 ) $ - $ - $ 42,299,838 $ - $ 42,299,838 ( $ 41,793,436 ) $ - $ 506,402 105 12 31 $ 1,298,413 $ - $ 1,298,413 ( $ 1,298,413 ) $ - $ - $ 44,139,415 $ - $ 44,139,415 ( $ 43,430,840 ) $ - $ 708,575 181

182 / Financial Status 8% 106 105 12 31 15.46% 16.31% 106 105 12 31 328% 421% 106 105 12 31 1,152.31% 1,015.54% ( ) ( ) 1. 1 1 A 2 2 B 3 C 4 D 5 E 6 F 7 G 8 H 9 I 10 J 2. 1 2 1 A 2 B 106 12 31 105 12 31 3 41,951,293 20.95 A 2 18,052,998 9.01 B 17,960,733 8.97 C 11,823,061 5.90 D 11,454,110 5.72 G 11,368,738 5.68 F 10,182,036 5.08 I 9,809,249 4.90 K 9,389,840 4.69 L 8,049,397 4.02 E 3 106 12 31 105 12 31 3 2 960,000 18.69% A 743,000 14.46% K 47,985,202 25.22 24,452,532 12.85 20,117,499 10.57 12,475,052 6.56 10,468,922 5.50 9,800,372 5.15 8,507,430 4.47 8,473,972 4.45 8,156,172 4.29 7,990,876 4.20 3 900,000 18.13 650,000 13.09

2017 ANNUAL REPORT 1 2 3 C 4 D 5 E 6 F 7 G 8 H 9 I 10 J 106 12 31 105 12 31 3 2 705,000 13.73% C 700,000 13.63% L 653,000 12.71% F 630,000 12.26% H 629,800 12.26% M 600,000 11.68% J 577,000 11.23% D 555,000 10.80% N 3 640,000 12.89 630,000 12.69 600,000 12.08 600,000 12.08 550,000 11.08 515,000 10.37 500,000 10.07 480,000 9.67 1 2 3 ( ) 1. 1061231 1 90 91 180 181 1 1 2,214,760,305 84,152,971 27,194,085 242,089,018 2,568,196,379 900,687,788 1,294,547,469 108,676,697 47,908,620 2,351,820,574 1,314,072,517 ( 1,210,394,498 ) ( 81,482,612 ) 194,180,398 216,375,805 183,339,996 109.20 118.02 1051231 1 90 91 180 181 1 1 2,226,291,870 78,409,769 20,003,190 212,280,065 2,536,984,894 875,078,103 1,270,111,617 123,230,949 56,522,353 2,324,943,022 1,351,213,767 ( 1,191,701,848 ) ( 103,227,759 ) 155,757,712 212,041,872 179,884,108 109.12 117.88 1. 2. 3. 4. 1061231 1 90 91 180 181 1 1 12,611,033 1,091,395 197,117 1,337,051 15,236,596 14,917,306 836,189 777,151-16,530,646 ( 2,306,273 ) 255,206 ( 580,034 ) 1,337,051 ( 1,294,050 ) 570,103 92.17 ( 226.99 ) 1051231 1 90 91 180 181 1 1 11,048,057 880,553 339,015 889,296 13,156,921 13,248,760 613,323 660,986 10,000 14,533,069 ( 2,200,703 ) 267,230 ( 321,971 ) 879,296 ( 1,376,148 ) 321,380 90.53 ( 428.20 ) 1. 2. 3. 4. 183

184 / Financial Status 2. 1061231 1 90 91 180 181 1 1 251,549 113,202 - - 364,751 189,008 96,423 778-286,209 62,541 16,779 ( 778 ) - 78,542 73,260 127.44 107.21 1051231 1 90 91 180 181 1 1 270,858 71,519 - - 342,377 175,459 90,769 9,042-275,270 95,399 ( 19,250 ) ( 9,042 ) - 67,107 60,677 124.38 110.60 1. 2. 3. 4. ( ) 1. 106 12 31 105 12 31 0.50 0.49 0.44 0.43 8.32 8.35 7.28 7.27 31.55 33.20 2. 106 12 31 105 12 31 6.63 6.67 6.65 6.68 7.22 7.21 7.23 7.22 98.79 98.85 3. 106 12 31 105 12 31 0.47 0.47 0.41 0.40 7.62 7.80 6.61 6.72 30.45 30.67 4. 106 12 31 105 12 31 1.32 1.27 1.30 1.25 11.05 10.74 10.93 10.57 117.17 90.46 5. 106 12 31 105 12 31 1.51 1.20 1.34 1.08 6.77 3.81 6.01 3.46 29.76 22.97 6. 106 12 31 105 12 31 0.55 0.57 0.55 0.55 10.02 10.59 9.88 10.17 52.58 50.46 1. 2. 3. 4. 1 ( ) 1. 1061231 0 10 11 30 31 90 91 180 181 1 1 2,957,557,972 448,397,991 275,917,514 165,743,918 229,432,907 322,971,713 1,515,093,929 3,456,487,942 223,064,245 169,642,349 426,890,518 418,577,272 680,715,349 1,537,598,209 ( 498,929,970 ) 225,333,746 106,275,165 ( 261,146,600 ) ( 189,144,365 ) ( 357,743,636 ) ( 22,504,280 ) 1051231 0 10 11 30 31 90 91 180 181 1 1 2,912,579,303 445,925,958 325,498,497 154,386,789 168,278,402 326,999,582 1,491,490,075 3,411,972,205 220,472,557 179,964,509 430,399,837 414,230,546 658,707,019 1,508,197,737 ( 499,392,902 ) 225,453,401 145,533,988 ( 276,013,048 ) ( 245,952,144 ) ( 331,707,437 ) ( 16,707,662 )

2017 ANNUAL REPORT 1061231 0 30 31 90 91 180 181 1 1 23,562,373 8,293,946 4,288,492 2,800,333 1,801,262 6,378,340 26,730,431 13,132,116 5,222,834 2,654,535 3,498,091 2,222,855 ( 3,168,058 ) ( 4,838,170 ) ( 934,342 ) 145,798 ( 1,696,829 ) 4,155,485 1051231 0 30 31 90 91 180 181 1 1 21,063,564 8,535,847 3,495,230 2,346,722 1,023,083 5,662,682 24,305,052 12,029,919 4,509,979 2,179,696 3,191,626 2,393,832 ( 3,241,488 ) ( 3,494,072 ) ( 1,014,749 ) 167,026 ( 2,168,543 ) 3,268,850 2. 1061231 0 30 31 90 91 180 181 1 1 361,510 23,339-13,000 27,726 297,445 291,490 65,359 123,649 96,423 778 5,281 70,020 ( 42,020 ) ( 123,649 ) ( 83,423 ) 26,948 292,164 1051231 030 3190 91180 1811 1 342,377 45,694 1,500 16,632 14,830 263,721 281,700 78,076 97,383 90,818 9,042 6,381 60,677 ( 32,382 ) ( 95,883 ) ( 74,186 ) 5,788 257,340 ( ) 1061231 1 30 31 90 91 180 181 1 1 12,861,481 12,602,328 3,375,517 1,155,289-600,000 300,000-100,000 7,389,614 4,737,438-200 70,000-18,198,919 12,902,328 3,375,717 1,325,289 7,389,614 16,223,000 - - - - 20,506,675 1,329,556 60,116 - - 36,729,675 1,329,556 60,116 - - ( 18,530,756 ) 11,572,772 3,315,601 1,325,289 7,389,614 ( 18,530,756 ) ( 6,957,984 ) ( 3,642,383 ) ( 2,317,094 ) 5,072,520 185 1051231 1 30 31 90 91 180 181 1 1 11,001,228 8,978,219 646,349 - - - - 46,180 838,540 13,691,647 4,699,499 120,000 200 - - 15,700,727 9,098,219 692,729 838,540 13,691,647 10,900,000 - - - - 19,918,074 4,098,843 - - - 30,818,074 4,098,843 - - - ( 15,117,347 ) 4,999,376 692,729 838,540 13,691,647 ( 15,117,347 ) ( 10,117,971 ) ( 9,425,242 ) ( 8,586,702 ) 5,104,945

186 / Financial Status ( ) 1061051231 106 12 31 105 12 31 106 12 31 105 12 31 $ 3,319,755 $ 2,403,263 $ 2,785 $ 4,250 161,531,937 153,234,175 2,290 2,477 1,294,138 1,735,287-200 2,698,757 1,364,377 5,075 6,927 243,571 300,778 165,768,403 156,634,617 112,915,054 75,487,067 304,154 833,745 6,337 8,844 166,811,638 157,272,789 49,423,289 46,493,613 62,103,419 55,568,875 8,523 12,192 1,443,645 2,432,186 11,784,267 9,255,459 110,521 275,144 61,216,079 55,761,264 230,469,223 215,548,994 112,915,054 75,487,067 158,119 140,587 ( 200,645 ) ( 161,502 ) 182,956 106,727 140,430 85,812 $ 343,529,782 $ 291,128,800 $ 343,529,782 $ 291,128,800 1061051231 106 12 31 105 12 31 $ 3,319,755 $ 2,403,263 161,531,937 153,234,175 1,294,138 1,735,287 2,698,757 1,364,377 243,571 300,778 304,154 833,745 4,972 3,353-200 1,365 5,291 49,423,289 46,493,613 8,523 12,192 11,784,267 9,255,459 112,915,054 75,487,067 $ 343,529,782 $ 291,128,800

2017 ANNUAL REPORT 106105111231 106 105 $ 6,221 $ 5,117 54,478 69,127 12,205 18,077 188,628 237,500 299 59-1,606 15,198 27,840 120 5 277,149 359,331 6,434 8,848-52 483 751 26 28 110,305 202,939 669 18-4,395 1,113 1,713 119,030 218,744 158,119 140,587 - - $ 158,119 $ 140,587 ( ) ( ) 1 5 ( ) ( ) 2,000 106 105 12 31 3,144 2,245 106 105 8,394 7,044 106 105 12 31 2,499 2,419 106 105 36,295 32,090 106 105 12 31 274,604 244,503 104 12 31 6 106 4 27 ( ) ( ) 1. 2. : 3. 4. 187

188 / Financial Status 5. 6. 7. 8. 9. 10. 11. 13. ( ) ( ) 12. ( ) ( ) 106 105 106 $ 32,298,697 $ 2,067,445 $ 34,366,142 $ - $ 34,366,142 10,063,006 17,080,928 27,143,934 ( 14,881,676 ) 12,262,258 42,361,703 19,148,373 61,510,076 ( 14,881,676 ) 46,628,400 ( 5,302,494 ) 81,564 ( 5,220,930 ) - ( 5,220,930 ) - ( 340,273 ) ( 340,273 ) - ( 340,273 ) ( 22,173,615 ) ( 2,264,357 ) ( 24,437,972 ) 173,278 ( 24,264,694 ) $ 14,885,594 $ 16,625,307 $ 31,510,901 ( $ 14,708,398 ) $ 16,802,503 105 $ 31,402,402 $ 2,008,790 $ 33,411,192 $ - $ 33,411,192 9,432,572 13,995,453 23,428,025 ( 14,255,484 ) 9,172,541 40,834,974 16,004,243 56,839,217 ( 14,255,484 ) 42,583,733 ( 3,802,662 ) ( 167,908 ) ( 3,970,570 ) - ( 3,970,570 ) - 2,002,856 2,002,856-2,002,856 ( 22,486,079 ) ( 2,084,762 ) ( 24,570,841 ) 180,908 ( 24,389,933 ) $ 14,546,233 $ 15,754,429 $ 30,300,662 ( $ 14,074,576 ) $ 16,226,086

2017 ANNUAL REPORT 1061051231 106 12 31 105 12 31 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 51.00 51.00 100.00 100.00 90.02 90.02 100.00 100.00 106 12 31 105 12 31 1061051231 106 12 31 $ 201,151,570 $ 219,337,462 100 241,274,243 166,112,432 100 5,200,175 2,690,843 100 4,952,985 2,266,812 100 3,396,391 2,892,641 51 4,074,968 707,267 100 377,473 206,340 100 966,797 486,012 ( 236,542,904 ) ( 219,327,236 ) 224,851,698 175,372,573 128.21% 105 12 31 $ 194,675,669 $ 208,353,187 100 237,632,243 158,731,816 100 5,187,936 2,545,028 100 4,702,452 1,674,345 100 3,387,679 2,623,819 51 3,795,321 747,450 100 355,016 194,043 100 1,007,757 505,700 ( 229,265,319 ) ( 208,347,429 ) 221,478,754 167,027,959 132.60% 1 2 189

190 / Financial Status 106 12 31 105 12 31 $ 122,027,036 $ 118,472,850 - - - - - - 57,964,343 57,964,343 5,019,668 3,643,188 996,026 996,026 14,377,752 14,225,747 767,215 ( 624,156 ) 470 2,329 201,151,570 194,675,669 106 12 31 185,317,810 186,356,482 - - 55,956,433 56,994,138 241,274,243 243,350,620 1,699,983,398 1,703,971,927 - - 4,869,832 4,869,832 - - 70,096,582 71,479,305 - - 20,860,263 20,860,338 - - 1,795,810,075 1,801,181,402 13.44 13.51 10.32 10.35 10.32 10.35 5.51 5.53

2017 ANNUAL REPORT 105 12 31 176,691,923 177,630,492 - - 60,940,320 62,002,796 237,632,243 239,633,288 1,749,949,669 1,751,849,566 - - 2,525,003 2,525,003 - - 67,055,930 68,376,295 - - 20,838,284 20,846,475 - - 1,840,368,886 1,843,597,339 12.91 13.00 9.60 9.63 9.60 9.63 5.33 5.35 1 2 1. 2. 12.5 3. 4. 5. 6. 191

192 / Financial Status 1061051231 106 12 31 105 12 31 1 2 3 1 2 3 3,080,261 680,301,703 0.45 7,827,645 254.12 2,967,322 678,321,953 0.44 6,272,474 211.39 1,543,799 554,801,261 0.28 6,864,342 444.64 2,668,904 525,514,607 0.51 7,160,343 268.29 4 1,196,452 499,209,397 0.24 7,574,524 633.08 979,710 502,456,117 0.19 7,609,102 776.67 - - - - - - - - - - 5 42,159 12,905,632 0.33 106,622 252.90 11,904 12,499,705 0.10 148,551 1,247.91 940,017 263,507,882 0.36 2,557,468 272.07 613,546 254,588,889 0.24 2,015,897 328.56 6 31,656 8,550,570 0.37 109,908 347.19 25,980 8,926,735 0.29 141,177 543.41 6,834,344 2,019,276,445 0.34 25,040,509 366.39 7,267,366 1,982,308,006 0.37 23,347,544 321.27 1 2 3 1 2 3 8,482 3,224,127 0.26 53,334 628.79 5,566 2,937,838 0.19 56,009 1,006.27 7-1,843,856-20,556 - - 561,785-6,351-8 1,426 2,363 8 9,276 12,487 9 15,968 19,918 9 46,319 53,335 1 94 7 6 0944000378 2 = = 3 = = 4 5 94 12 19 09440010950 6 7 94 7 19 0945000494 3 8 95 4 25 09510001270 9 97 9 15 09700318940 105 9 20 10500134790

2017 ANNUAL REPORT 106105111231 1061051231 106 12 31 105 12 31 106 12 31 105 12 31 $ 59,315 $ 33,611 $ 18,019,041 $ 13,520,863 150 161 198,827 165,623 1,680,272 1,049,081 1,700,153 1,066,367 219,327,236 208,347,429 353 196 2,291 1,864 7,105 7,161 237 2,138 19,925,479 14,760,210 233 191 7,785 3,733 122,027,036 118,472,850 57,964,343 57,964,343 20,393,446 18,864,961 767,215 ( 624,156 ) 201,152,040 194,677,998 $ 221,077,519 $ 209,438,208 $ 221,077,519 $ 209,438,208 193

194 / Financial Status 106105111231 106 105 $ 14,555,732 $ 13,979,121 2,715 2,177 14,558,447 13,981,298 211,525 183,665 65,160 56,594 276,685 240,259 14,281,762 13,741,039 36,036 23,756 14,317,798 13,764,795 1,041,707 ( 2,359,559 ) $ 15,359,505 $ 11,405,236 $ 1.17 $ 1.13 $ 1.17 $ 1.13

2017 ANNUAL REPORT 106105111231 105 1 1 11,072,229 $ 110,722,290 $ 57,964,343 $ 2,356,575 $ 996,026 $ 12,866,132 $ 300,415 $ 1,386,482 $ 2,168 $ 186,594,431 104 - - - 1,286,613 - ( 1,286,613 ) - - - - - - - - - ( 3,321,669 ) - - - ( 3,321,669 ) 775,056 7,750,560 - - - ( 7,750,560 ) - - - - 105 - - - - - 13,764,795 - - - 13,764,795 105 - - - - - ( 46,338 ) ( 309,700 ) ( 2,035,851 ) 32,330 ( 2,359,559 ) 105 - - - - - 13,718,457 ( 309,700 ) ( 2,035,851 ) 32,330 11,405,236 105 12 31 11,847,285 118,472,850 57,964,343 3,643,188 996,026 14,225,747 ( 9,285 ) ( 649,369 ) 34,498 194,677,998 105 - - - 1,376,480 - ( 1,376,480 ) - - - - - - - - - ( 8,885,463 ) - - - ( 8,885,463 ) 355,419 3,554,186 - - - ( 3,554,186 ) - - - - 106 - - - - - 14,317,798 - - - 14,317,798 106 - - - - - ( 349,664 ) ( 1,168,649 ) 2,592,104 ( 32,084 ) 1,041,707 106 - - - - - 13,968,134 ( 1,168,649 ) 2,592,104 ( 32,084 ) 15,359,505 106 12 31 12,202,704 $ 122,027,036 $ 57,964,343 $ 5,019,668 $ 996,026 $ 14,377,752 ( $ 1,177,934 ) $ 1,942,735 $ 2,414 $ 201,152,040 195

196 / Financial Status 106105111231 106 105 $ 14,281,762 $ 13,741,039 ( 14,555,732 ) ( 13,979,121 ) 3,339 9,737 65,160 56,594 ( 95 ) ( 97 ) 11 14 187 22 33,204 10,306 ( 56 ) 1,706 ( 172,220 ) ( 159,800 ) 95 97 9,617,680 9,040,903 ( 66,982 ) ( 59,416 ) 38,589 51,048 9,417,162 8,872,832 ( 5,000,048 ) ( 5,300,505 ) ( 1,774 ) ( 22 ) ( 91 ) - ( 4,239 ) ( 253 ) ( 5,006,152 ) ( 5,300,780 ) 4,500,000 - - ( 250,000 ) 1,000,000 870,000 ( 1,000,000 ) ( 870,000 ) 994 119 ( 837 ) ( 208 ) ( 8,885,463 ) ( 3,321,669 ) ( 4,385,306 ) ( 3,571,758 ) 25,704 294 33,611 33,317 $ 59,315 $ 33,611

2017 ANNUAL REPORT 1061051231 106 12 31 105 12 31 106 12 31 105 12 31 $ 63,562,455 $ 54,064,826 $ 212,300,065 $ 225,668,911 274,341,552 302,017,438 14,450,851 14,631,011 12,862,843 27,866,137 10,377,142 12,000,831 249,463-45,179,629 44,120,225 18,593,582 14,808,694 1,185,896 328,375 1,402,132 1,187,408 2,624,598,335 2,564,157,192 1,993,819,434 1,958,508,412 64,610,000 74,610,000 154,441,496 123,640,946 3,749,545 2,614,125 513,789,325 510,048,964 7,624,197 7,171,678 2,073,809 1,882,267 2,996,390 3,261,164 107,002,789 99,887,733 1,119,382 1,170,965 33,926,763 37,962,847 2,988,191,432 2,949,734,477 6,984,409 2,886,363 3,513,492 3,545,312 1,282,022 954,971 88,081,300 85,863,000 606,519 711,131 58,767,245 55,985,497 52,986,510 49,140,179 425,598 ( 749,704 ) 200,260,653 190,238,972 $ 3,188,452,085 $ 3,139,973,449 $ 3,188,452,085 $ 3,139,973,449 1061051231 106 12 31 105 12 31 106 12 31 105 12 31 197 $ 4,167,558 $ 4,179,619 $ 16,223,000 $ 10,900,000 30,168,918 20,606,902 21,891,617 24,009,038 6,075,585 12,217,608 80,888 68,356 134,318 168,636 537,922 745,822 83,285 79,755 44,050 31,385 2,401,826 2,586,245 38,777,477 35,754,601 649,477 649,477 12,186 12,849 6,995 7,761 3,547,270 3,547,270 213,934 211,363 3,240 3,240 1,577,666 1,391,660 8,429 23,444 5,136,605 4,965,614 $ 43,914,082 $ 40,720,215 $ 43,914,082 $ 40,720,215

198 / Financial Status 1061051231 106 12 31 105 12 31 106 12 31 105 12 31 $ 27,362,506 $ 19,509,596 $ 22,472,153 $14,865,117 31,734 31,809 1,229 1,506 16,845 99 4,018 7,137 54,159 74,728 22,477,400 14,873,760 54,982 48,577 11,329 10,055 418,849 416,716 4,724,200 4,724,200 294,440 294,440 453,386 227,794 978 ( 28,614 ) 5,473,004 5,217,820 $ 27,950,404 $ 20,091,580 $ 27,950,404 $ 20,091,580 1061051231 106 12 31 105 12 31 106 12 31 105 12 31 $ 44,372 $ 41,122 $ 2,336,557 $ 1,825,267 1,910,908 2,309,329 17,157 9,122 908,023 878,249 35,175 25,570 4,723 4,598 2,388,889 1,859,959 2,022,719 1,520,427 3,052 2,431 156,397 111,598 2,825,280 2,825,280 477,580 115,015 2,553 2,553 257,506 264,869 625,855 605,655 ( 57,297 ) ( 45,809 ) 3,396,391 3,387,679 $ 5,785,280 $ 5,247,638 $ 5,785,280 $ 5,247,638

2017 ANNUAL REPORT 1061051231 106 12 31 105 12 31 106 12 31 105 12 31 $ 1,991,418 $ 3,751,573 $ 441,354 $ 607,847 1,261,088 1,029,934 118,146-34,231 165,145-314,356 47,081,185 45,579,644 30,914,740 30,758,631 129,358 8,034 11,238,116 11,511,953 85,412 75,490 149,520 145,987 122,985 8,845 19,093 41,910 1,048,128 974,948 447,863 850,195 95,247,471 87,468,591 95,247,471 87,468,591 138,576,303 131,699,470 6,399,532 6,000,000 9,310 9,310 1,136,911 1,020,438 879,220 332,986 8,424,973 7,362,734 $ 147,001,276 $ 139,062,204 $ 147,001,276 $ 139,062,204 1061051231 106 12 31 105 12 31 106 12 31 105 12 31 $ 379,965 $ 355,498 $ 32,631 $ 29,278 2,274 3,000 2,576 3,835 1,374 348 35,207 33,113 2,804 3,020 26,263 26,263 303,000 303,000 72,860 72,860 1,613 ( 20,844 ) 377,473 355,016 $ 412,680 $ 388,129 $ 412,680 $ 388,129 199

200 / Financial Status 1061051231 106 12 31 105 12 31 106 12 31 105 12 31 $ 811,625 $ 858,705 $ 4,727 $ 3,381 158,660 150,500 499 439 1,428 2,044 5,226 3,820 67 85 243 243 1,000,000 1,000,000 25,693 1,053 ( 58,896 ) 6,704 966,797 1,007,757 $ 972,023 $ 1,011,577 $ 972,023 $ 1,011,577 106105111231 106 105 $ 50,739,405 $ 50,110,097 ( 18,440,708 ) ( 18,707,695 ) 32,298,697 31,402,402 10,063,006 9,432,572 42,361,703 40,834,974 ( 5,302,494 ) ( 3,802,662 ) ( 22,173,615 ) ( 22,486,079 ) 14,885,594 14,546,233 ( 1,986,400 ) ( 2,022,632 ) 12,899,194 12,523,601 826,339 ( 1,854,505 ) $ 13,725,533 $ 10,669,096 $ 1.48 $ 1.48

2017 ANNUAL REPORT 106105111231 106 105 $ 268,543 $ 305,405 202,471 270,929 471,014 576,334 221,819 81,847 ( 134,879 ) ( 128,233 ) 557,954 529,948 ( 6,048 ) ( 8,595 ) 551,906 521,353 ( 15,716 ) ( 137,808 ) $ 536,190 $ 383,545 $ 1.56 $ 1.47 106105111231 106 105 $ 1,178,641 $ 803,456 ( 37,799 ) ( 22,876 ) ( 134,573 ) ( 47,643 ) ( 408,271 ) ( 355,650 ) ( 309,776 ) ( 230,259 ) 73,438 51,522 361,660 198,550 ( 40,355 ) ( 18,363 ) 321,305 180,187 29,592 ( 52,208 ) $ 350,897 $ 127,979 $ 0.68 $ 0.38 201

202 / Financial Status 106105111231 106 105 $ 784,131 $ 799,718 ( 400,544 ) ( 392,343 ) 383,587 407,375 25,252 ( 22,463 ) 408,839 384,912 ( 71,359 ) ( 32,440 ) 337,480 352,472 ( 11,488 ) ( 58,332 ) $ 325,992 $ 294,140 $ 1.19 $ 1.25 106105111231 106 105 $ 25,660,033 $ 26,942,178 ( 24,176,579 ) ( 25,473,629 ) ( 692,734 ) ( 697,259 ) 790,720 771,290 ( 10,715 ) ( 30,297 ) 780,005 740,993 546,234 ( 516,492 ) $ 1,326,239 $ 224,501 $ 1.22 $ 1.16

2017 ANNUAL REPORT 106105111231 106 105 $ 198,370 $ 196,241 ( 177,692 ) ( 178,622 ) 20,678 17,619 1,779 2,791 22,457 20,410 - - 22,457 20,410 - - $ 22,457 $ 20,410 $ 0.74 $ 0.67 106105111231 106 105 $ 45,076 $ 15,665 ( 20,943 ) ( 15,689 ) 24,133 ( 24 ) 1,744 3,477 25,877 3,453 ( 289 ) ( 261 ) 25,588 3,192 ( 65,600 ) 6,704 ( $ 40,012 ) $ 9,896 $ 0.26 $ 0.03 203

204 / Financial Status 106105111231 106 $ 32,425,620 $ 50,650 $ 1,019,391 $ 870,481 $ 34,366,142 9,293,457 426,911 1,290,308 1,251,582 12,262,258 41,719,077 477,561 2,309,699 2,122,063 46,628,400 ( 5,262,117 ) 221,819 - ( 180,632 ) ( 5,220,930 ) - - ( 340,273 ) - ( 340,273 ) ( 22,223,929 ) ( 126,296 ) ( 643,071 ) ( 1,271,398 ) ( 24,264,694 ) 14,233,031 573,084 1,326,355 670,033 16,802,503 ( 1,986,400 ) ( 6,048 ) ( 10,715 ) ( 87,255 ) ( 2,090,418 ) 12,246,631 567,036 1,315,640 582,778 14,712,085 105 $ 31,575,828 $ 130,263 $ 990,087 $ 715,014 $ 33,411,192 8,325,542 465,952 ( 711,911 ) 1,092,958 9,172,541 39,901,370 596,215 278,176 1,807,972 42,583,733 ( 3,807,805 ) 81,847 - ( 244,612 ) ( 3,970,570 ) - - 2,002,856-2,002,856 ( 22,540,814 ) ( 119,646 ) ( 652,897 ) ( 1,076,576 ) ( 24,389,933 ) 13,552,751 558,416 1,628,135 486,784 16,226,086 ( 2,022,632 ) ( 8,595 ) ( 30,297 ) ( 25,399 ) ( 2,086,923 ) 11,530,119 549,821 1,597,838 461,385 14,139,163

2017 ANNUAL REPORT 1061051231 1061231 $ 403,475,000 200.58% $ 5,093,019 2.53% 176,094,686 87.54% FEDERAL NATIONAL MORTAGAGE ASSOCIATION 5,028,601 2.50% 79,545,217 39.54% 5,020,021 2.50% 66,808,918 33.21% 4,820,025 2.40% 43,043,422 21.40% 4,807,000 2.39% 25,566,404 12.71% 3,824,980 1.90% 18,615,852 9.25% 3,773,712 1.88% 16,000,000 7.95% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 3,730,401 1.85% 10,563,001 5.25% FORMOSA HA TINH (CAYMAN) LIMITED 3,710,000 1.84% 9,660,000 4.80% FORMOSA GROUP(CAYMAN) LIMITED 3,561,600 1.77% 9,286,233 4.62% 3,557,346 1.77% FEDERAL HOME LOAN MORTGAGE CORPORATION 8,831,351 4.39% 3,531,106 1.76% GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 8,634,354 4.29% 3,426,670 1.70% 6,665,000 3.31% 3,396,897 1.69% 6,379,569 3.17% 3,266,714 1.62% 6,033,494 3.00% BANK OF COMMUNICATIONS CO. LTD. 3,266,129 1.62% 5,864,945 2.92% 3,164,399 1.57% 5,840,949 2.90% 3,115,165 1.55% 5,821,942 2.89% 3,095,941 1.54% 5,766,632 2.87% US TREASURY 3,079,904 1.53% 5,600,000 2.78% 3,066,666 1.52% 5,149,800 2.56% 3,000,000 1.49% 5,128,244 2.55% 11,876,960 5.90% 3,860,765 1.92% 9,394,133 4.67% 3,855,720 1.92% 5,132,726 2.55% 3,855,720 1.92% 4,127,749 2.05% 3,855,720 1.92% 4,081,217 2.03% 3,682,797 1.83% 3,953,480 1.97% 16,961,124 8.43% 14,476,412 7.20% 16,044,506 7.98% 14,476,412 7.20% 15,343,542 7.63% 14,311,304 7.11% 15,302,192 7.61% 13,917,021 6.92% FORMOSA HA TINH (CAYMAN) LIMITED 14,874,360 7.39% 13,373,596 6.65% CLEVO (CAYMAN ISLANDS) HOLDING COMPANY 14,660,044 7.29% 13,373,596 6.65% 205

206 / Financial Status $ 13,373,596 6.65% $ 5,318,021 2.64% 12,961,596 6.44% DA LI INTERNATIONAL LLC 5,242,512 2.61% EVERGREEN MARINE (UK) LIMITED 12,466,837 6.20% 5,213,625 2.59% 12,118,897 6.02% 5,187,485 2.58% 11,918,931 5.93% 5,183,904 2.58% 11,720,383 5.83% 5,149,800 2.56% 11,591,518 5.76% 5,140,103 2.56% 11,418,280 5.68% 5,123,019 2.55% 11,093,307 5.51% 5,120,021 2.55% 10,954,785 5.45% 5,114,373 2.54% 10,762,967 5.35% 5,114,373 2.54% 10,433,322 5.19% 5,013,625 2.49% 10,160,760 5.05% 4,967,391 2.47% 9,933,931 4.94% 4,934,347 2.45% 9,564,061 4.75% 4,853,530 2.41% YIEH PHUI (HONG KONG) HOLDINGS LIMITED 9,311,496 4.63% CHAILEASE HOLDING CO., LTD. 4,657,715 2.32% 9,184,423 4.57% 4,577,974 2.28% 9,034,324 4.49% 4,573,392 2.27% 8,947,368 4.45% 4,544,662 2.26% 8,947,368 4.45% 4,520,320 2.25% 8,747,368 4.35% 4,492,283 2.23% 8,747,368 4.35% 4,464,887 2.22% 7,781,392 3.87% 4,436,424 2.21% 7,729,139 3.84% 4,348,112 2.16% 7,659,367 3.81% 4,313,469 2.14% 7,225,890 3.59% 4,296,315 2.14% 7,159,046 3.56% 4,185,192 2.08% 7,092,333 3.53% 4,168,087 2.07% 7,070,593 3.52% 4,127,266 2.05% 7,039,763 3.50% 4,117,266 2.05% 6,924,152 3.44% 4,060,566 2.02% 6,854,449 3.41% 4,056,087 2.02% 6,723,205 3.34% 4,054,384 2.02% 6,721,112 3.34% 4,013,182 2.00% 6,444,701 3.20% 4,009,941 1.99% 6,379,569 3.17% 3,944,601 1.96% 6,254,409 3.11% 3,942,405 1.96% 6,184,078 3.07% 3,940,888 1.96% 6,007,585 2.99% 3,939,305 1.96% 5,707,949 2.84% 3,933,772 1.96% 5,600,000 2.78% 3,917,102 1.95% 5,588,724 2.78% 3,912,263 1.94% 5,509,577 2.74% 3,893,712 1.94% KUANG MING (LIBERIA) CORP. 5,509,577 2.74% 3,892,772 1.94% 5,450,154 2.71% 3,877,317 1.93% 5,399,857 2.68% 3,874,980 1.93% 5,336,820 2.65% 3,874,980 1.93% Da Li Development LLC 5,335,886 2.65% 3,874,980 1.93%

2017 ANNUAL REPORT $ 3,829,563 1.90% $ 3,385,459 1.68% 3,829,563 1.90% 3,377,423 1.68% FORTUNA DEVELOPMENT CORPORATION 3,826,303 1.90% 3,796,567 1.89% 3,333,753 1.66% 3,321,733 1.65% 3,766,732 1.87% 3,306,733 1.64% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 3,730,401 1.85% 3,297,759 1.64% 3,712,541 1.85% 3,279,115 1.63% 3,589,163 1.78% 3,276,714 1.63% 3,581,687 1.78% 3,272,383 1.63% 3,564,194 1.77% 3,197,941 1.59% SPINNAKER PESCADORES S.A. PANAMA 3,547,543 1.76% 3,194,490 1.59% 3,531,892 1.76% 3,187,399 1.58% 3,531,892 1.76% 3,154,979 1.57% TCC INTERNATIONAL HOLDINGS LIMITED 3,501,995 1.74% 3,145,326 1.56% TCC INTERNATIONAL LIMITED 3,501,995 1.74% 3,144,979 1.56% 3,400,897 1.69% 3,095,941 1.54% 3,396,839 1.69% 3,066,666 1.52% 3,396,839 1.69% 3,037,748 1.51% DONG LIEN MARITIME S.A. PANAMA 3,391,372 1.69% WAN HAI LINE (SINGAPORE) PTE LTD 3,037,748 1.51% 1051231 $ 432,845,000 222.34% $ 5,600,000 2.88% 147,829,606 75.94% GOVERNMENT NATIONAL MORTGAGE ASSOCIATION 5,094,631 2.62% 83,531,219 42.91% 4,807,000 2.47% 62,968,985 32.35% FEDERAL HOME LOAN MORTGAGE CORPORATION 4,798,398 2.46% 48,605,978 24.97% 4,729,821 2.43% 26,767,907 13.75% 4,626,512 2.38% 21,468,706 11.03% 4,532,300 2.33% 10,598,616 5.44% 4,470,752 2.30% 8,766,256 4.50% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,438,576 2.28% 7,682,018 3.95% 4,271,891 2.19% 7,641,430 3.93% 4,073,589 2.09% 7,138,394 3.67% FORMOSA GROUP (CAYMAN) LIMITED 3,866,400 1.99% 6,910,000 3.55% 3,660,795 1.88% 6,479,890 3.33% 3,497,073 1.80% 5,821,942 2.99% BANK OF AMERICA N.A. 3,348,459 1.72% 5,811,904 2.99% 3,348,196 1.72% 5,659,458 2.91% 3,269,392 1.68% 207

208 / Financial Status $ 3,189,150 1.64% US TREASURY $ 3,077,527 1.58% 3,179,856 1.63% 3,007,000 1.54% 3,121,150 1.60% 3,003,000 1.54% 10,761,716 5.53% 3,853,023 1.98% 8,554,035 4.39% 3,853,023 1.98% 4,228,089 2.17% 3,853,023 1.98% 4,101,759 2.11% 3,665,559 1.88% 4,098,660 2.11% 3,657,528 1.88% 3,858,384 1.98% 17,620,038 9.05% 8,847,353 4.54% FORMOSA HA TINH (CAYMAN) LIMITED 16,712,124 8.58% 8,747,360 4.49% 16,601,886 8.53% 8,701,061 4.47% 16,601,886 8.53% 8,550,471 4.39% CLEVO (CAYMAN ISLANDS) HOLDING COMPANY 16,310,019 8.38% 8,393,481 4.31% EVERGREEN MARINE (UK) LIMITED 16,230,662 8.34% 8,371,471 4.30% 15,862,967 8.15% 8,371,471 4.30% 13,399,435 6.88% 8,197,538 4.21% 13,325,674 6.84% 8,147,268 4.18% 13,145,719 6.75% YIEH PHUI (HONG KONG) HOLDINGS LIMITED 8,043,803 4.13% CHINA STEEL CORPORATION INDIA PRIVATE LT 13,145,719 6.75% 7,741,423 3.98% CSE TRANSPORT CORPORATION 13,145,719 6.75% 7,582,129 3.89% 13,140,719 6.75% 7,582,129 3.89% 12,879,902 6.62% 7,335,856 3.77% 12,684,440 6.52% 6,926,268 3.56% 12,480,487 6.41% 6,916,268 3.55% 12,480,487 6.41% 6,857,692 3.52% 12,480,487 6.41% 6,777,463 3.48% 12,390,056 6.36% 6,777,370 3.48% 12,238,925 6.29% 6,479,890 3.33% 12,023,634 6.18% 6,374,922 3.27% 11,971,041 6.15% 6,261,989 3.22% 11,887,589 6.11% 6,198,728 3.18% 11,779,493 6.05% 6,120,202 3.14% 11,520,646 5.92% 6,105,054 3.14% 10,703,309 5.50% 6,069,861 3.12% 10,633,026 5.46% 6,045,396 3.11% 10,538,589 5.41% 6,043,776 3.10% 10,401,041 5.34% 5,975,052 3.07% 10,394,064 5.34% 5,975,052 3.07% 10,389,279 5.34% 5,925,275 3.04% 10,082,696 5.18% 5,811,904 2.99% 9,245,600 4.75% 5,664,458 2.91%

2017 ANNUAL REPORT $ 5,644,664 2.90% SPINNAKER PESCADORES S.A. PANAMA $ 3,838,367 1.97% 5,600,000 2.88% 3,788,562 1.95% 5,543,090 2.85% DA LI INTERNATIONAL LLC 3,784,842 1.94% 5,536,837 2.84% 3,775,842 1.94% 5,421,997 2.79% 3,775,842 1.94% 5,322,683 2.73% (OTC-15-0007) 3,774,066 1.94% 5,239,040 2.69% 3,771,700 1.94% 5,199,856 2.67% 3,766,724 1.93% 5,151,268 2.65% TCC INTERNATIONAL HOLDINGS LIMITED 3,765,629 1.93% 5,147,775 2.64% TCC INTERNATIONAL LIMITED 3,765,629 1.93% KUANG MING (LIBERIA) CORP. 5,147,775 2.64% 3,763,312 1.93% 5,070,545 2.60% 3,757,911 1.93% 5,054,079 2.60% 3,724,758 1.91% 5,046,775 2.59% 3,724,758 1.91% 5,038,755 2.59% 3,709,412 1.91% 5,028,920 2.58% CHAILEASE HOLDING CO., LTD. 3,709,412 1.91% 5,015,947 2.58% 3,662,302 1.88% 4,703,671 2.42% 3,662,302 1.88% 4,653,671 2.39% 3,661,000 1.88% 4,602,991 2.36% 3,646,217 1.87% 4,561,946 2.34% 3,520,950 1.81% 4,533,300 2.33% 3,463,634 1.78% 4,521,269 2.32% 3,435,096 1.76% WAN HAI LINE (SINGAPORE) PTE LTD. 4,521,269 2.32% 3,433,984 1.76% EVERGREEN MARINE (SINGAPORE) PTE.LTD. 4,438,576 2.28% 3,388,196 1.74% 4,432,636 2.28% 3,372,099 1.73% 4,349,592 2.23% BANK OF AMERICA N.A. 3,348,459 1.72% 4,280,791 2.20% 3,348,196 1.72% 4,252,777 2.18% 3,339,558 1.72% 4,218,541 2.17% 3,338,722 1.71% 4,192,926 2.15% 3,287,663 1.69% 4,188,291 2.15% DONG LIEN MARITIME S.A. PANAMA 3,237,793 1.66% 4,148,589 2.13% 3,196,828 1.64% 4,148,589 2.13% 3,196,828 1.64% 4,148,589 2.13% 3,195,156 1.64% 4,058,384 2.08% ABN AMRO BANK N.V. 3,167,978 1.63% 4,016,748 2.06% 3,141,405 1.61% 4,000,172 2.05% 3,139,602 1.61% 3,946,280 2.03% 3,136,639 1.61% 3,911,338 2.01% 3,087,148 1.59% 3,900,246 2.00% 3,060,037 1.57% Da Li Development LLC 3,892,701 2.00% 3,029,146 1.56% 3,890,212 2.00% 3,006,687 1.54% 3,838,367 1.97% 209

210 / Financial Status 106111231 ( 1) ( 2) 1 1 1 1 1 1 2 2 2 ( ) ( ) $ 310,000 $ 200,000 $ 160,000 3%~8% $ - $ 1,600 $ 386,976 $ 339,639 ( 3) 239,290 234,287 234,287 3%~8% - 2,343 293,728 339,639 ( 3) 50,000 50,000 50,000 3%~8% - 500 101,380 339,639 ( 3) 273,000 149,736 149,736 3%~8% - 1,497 307,620 339,639 ( 3) 200,000 192,589 192,589 3%~8% - 1,926 200,000 339,639 ( 3) 25,000 25,000 25,000 3%~8% - 250 101,380 339,639 ( 3) 104,627 102,194 102,194 10% - 1,533 1,880,328 136,203 ( 4) 26,839 16,232 16,232 10.61% - 243 50,471 136,203 ( 4) 45,490 38,667 38,667 8% 223,215 580 47,355 136,203 ( 4) $ 1,358,556 ( 3) 1,358,556 ( 3) 1,358,556 ( 3) 1,358,556 ( 3) 1,358,556 ( 3) 1,358,556 ( 3) 363,209 ( 4) 363,209 ( 4) 363,209 ( 4) 1 (1) 0 (2) 1 2 3 10% 40% 106 12 31 3,396,391 4 15% 40% 106 12 31 908,023

2017 ANNUAL REPORT 1061231 903 $ 9,119 - $ 9,119-908,023 100.00 908,023 227 2,274 0.38 2,633 379 13,341 0.31 13,341 395 14,635 0.04 14,635 100 5,350-5,350 11 220-220 692 26,677 0.02 26,677 1,200 28,860 0.01 28,860 239 25,692 0.01 25,692 875 22,750 0.06 22,750 144 6,466 0.11 6,466 175 6,764 0.05 6,764 240 25,440-25,440 630 22,491 0.08 22,491 27 3,834 0.07 3,834 300 21,600 0.01 21,600 1,400 22,890 0.03 22,890 300 22,710 0.14 22,710 184 14,378 0.09 14,378 26 2,791 0.06 2,791 2,000 26,000 2.45 26,000 306 42,552 0.28 42,552 1,800 55,160 2.98 68,742 500 27,500 3.49 6,115 500 8,000 1.29 2,665 800 20,000 2.75 14,928 400 48,000 1.54 15,336 211

212 / Financial Status 106111231 8,586,300 $ 189,658,549 221,830 $ 20,263,224 1 2 - $ - $ 10,241,543 1 2 $ - 8,808,130 $ 199,680,230 2 1 5,000,048 12,899,194 2,363,982 8,703,900 1,156,596 32,084 348,963 2 106 $ 747,108 $ 381,179 $ 16,244 $ 11,683 2.17% 3.06% 106 106.07.12 The HongKong and Shanghai Banking Corporation Limited 106.07.13 SC Lowy Primary Investments, Ltd. $ - 1-2 1 USD5,108 USD5,108 2 USD5,109 USD5,109 $ 121,357 ( USD 3,975 ) 121,620 ( USD 4,000 ) $ 120,883 ( USD 3,975 ) 121,643 ( USD 4,000 )

2017 ANNUAL REPORT 3 106.05.22 $ - $ 24,000 $ 24,000 106.05.25 31,243 40,500 9,257 106.06.27 2,113 4,100 1,987 106.06.28 58,465 176,000 117,535 106.11.06-1,700 1,700 106.11.06 1,988 2,500 512 3 10 1061231 $ 1,071,039 - $ - $ - $ - 560,958 - - - - 1061231 ( 1) ( ) ( 2) 100.00 $ 199,680,230 $ 12,899,194 8,808,130-8,808,130 100.00 3 100.00 5,473,004 321,305 472,420-472,420 100.00 3 100.00 5,136,605 551,906 354,727-354,727 100.00 3 100.00 3,396,391 337,480 282,528-282,528 100.00 3 100.00 377,473 22,457 30,300-30,300 100.00 3 51.00 4,296,736 397,802 326,376-326,376 51.00 3 100.00 966,797 25,588 100,000-100,000 100.00 3 1 2(1) (2) (3) 3 213

214 / Financial Status 106111231 $ 4,547,235 ( USD 154,395 ) ( 1) 2,947,314 ( USD 97,387 ) ( 1) 2,950,882 ( USD 97,549 ) ( 1) 2,630,485 ( USD 87,232 ) ( 1) $ 4,547,235 ( USD 154,395 ) ( 1) 2,947,314 ( USD 97,387 ) ( 1) 2,950,882 ( USD 97,549 ) ( 1) $ - $ - $ 4,547,235 $ 519,556 100% $ 519,556 $ 5,390,387 $ - ( USD 154,395 ) ( 1) - - 2,947,314 207,669 100% 207,669 3,036,211 - ( USD 97,387 ) ( 1) - - 2,950,882 201,997 100% 201,997 2,976,410 - ( USD 97,549 ) ( 1) - 2,630,485 ( USD 87,232 ) ( 1) - 2,630,485 ( USD 87,232 ) ( 1) 6,309 100% 6,309 2,595,881-2 $ 13,075,916 ( USD 436,563 ) 1 $ 13,075,916 ( USD 436,563 ) 1 $120,286,003 $ 910,980 ( CNY185,460 ) 1 $ 910,980 ( CNY 185,460 ) 1 $ - $ - $ 910,980 $ 43,615 100% $ 43,615 $ 908,023 $- ( CNY 185,460 ) 1 3 $ 910,980 ( CNY 185,460 ) 1 $ 910,980 ( CNY 185,460 ) 1 $ 2,037,835 1 2 60% 3 60%

2017 ANNUAL REPORT 106111231 1 2 3 5 0 1 $ 560,958 4 0.02 1 2 560,958 4 0.02 0 1 111,657 4-5 2 111,657 4-0 1 1,071,039 4 0.03 1 2 1,071,039 4 0.03 1 1 573,480 4 0.02 2 2 573,480 4 0.02 1 1 6,645,722 4 0.19 2 2 6,645,722 4 0.19 1 3 961,290 4 0.03 3 3 961,290 4 0.03 1 3 718,365 4 1.54 3 3 718,365 4 1.54 1 3 200,452 4 0.43 3 3 200,452 4 0.43 1 3 199,521 4 0.01 4 3 199,521 4 0.01 1 3 383,282 4 0.01 1 3 580,423 4 1.24 5 3 963,705 4 0.03 1 3 296,800 4 0.01 6 3 296,800 4 0.01 1 3 153,075 4-1 3 90,526 4-6 3 15,392 4-6 3 77,941 4-1 1. 0 2. 1 2 1. 2. 3. 3 4 5 106107424 215

216 / Financial Conditions and Operating Results Financial Conditions and Operating Results 217 218 218 218 218 219 235 235 106

2017 ANNUAL REPORT 106 105 64,849,640 55,452,824 9,396,816 16.95 269,695,830 295,423,266 ( 25,727,436 ) ( 8.71 ) 53,150,130 54,427,847 ( 1,277,717 ) ( 2.35 ) - 203,319,458 178,645,924 24,673,534 13.81 1,580,366 1,298,413 281,953 21.72-34,360,303 26,034,155 8,326,148 31.98 1,350,922 1,292,964 57,958 4.48-2,002,883,548 1,966,819,818 36,063,730 1.83-129,358 8,034 121,324 1510.13 516,191,151 512,635,209 3,555,942 0.69 124,346 121,381 2,965 2.44-213,472,900 199,782,619 13,690,281 6.85-8,426,704 3,739,784 4,686,920 125.33-34,096,069 38,233,003 ( 4,136,934 ) ( 10.82 ) 3,588,490 3,616,843 ( 28,353 ) ( 0.78 ) 1,601,639 1,114,522 487,117 43.71-2,718,701 2,680,479 38,222 1.43 3,411,539,555 3,341,327,085 70,212,470 2.10 227,797,431 234,035,185 ( 6,237,754 ) ( 2.67 ) 14,571,524 15,131,105 ( 559,581 ) ( 3.70 ) 42,299,838 44,139,415 ( 1,839,577 ) ( 4.17 ) - 25,657,429 16,515,191 9,142,238 55.36 51,332,672 48,439,269 2,893,403 5.97 1,298,351 248,785 1,049,566 421.88 2,623,540,576 2,562,587,776 60,952,800 2.38 64,610,000 74,610,000 ( 10,000,000 ) ( 13.40 ) 800,027 1,328,384 ( 528,357 ) ( 39.77 ) 50,464,495 50,334,071 130,424 0.26 99,045,141 90,127,625 8,917,516 9.89 3,033,870 3,313,792 ( 279,922 ) ( 8.45 ) 1,591,905 2,035,626 ( 443,721 ) ( 21.80 ) 3,206,043,259 3,142,846,224 63,197,035 2.01 201,152,040 194,677,998 6,474,042 3.33 122,027,036 118,472,850 3,554,186 3.00 57,964,343 57,964,343 - - 20,393,446 18,864,961 1,528,485 8.10 767,215 ( 624,156 ) 1,391,371 222.92 4,344,256 3,802,863 541,393 14.24 205,496,296 198,480,861 7,015,435 3.53 1. 2. - 3. - 4. - 5. 6. - 7. 8. 9. 10. 217

218 / Financial Conditions and Operating Results 106 105 53,169,667 52,349,758 819,909 1.57 ( 18,803,525 ) ( 18,938,566 ) 135,041 0.71 34,366,142 33,411,192 954,950 2.86 12,262,258 9,172,541 3,089,717 33.68 46,628,400 42,583,733 4,044,667 9.50 ( 5,220,930 ) ( 3,970,570 ) ( 1,250,360 ) ( 31.49 ) ( 340,273 ) 2,002,856 ( 2,343,129 ) ( 116.99 ) ( 24,264,694 ) ( 24,389,933 ) 125,239 0.51 16,802,503 16,226,086 576,417 3.55 ( 2,090,418 ) ( 2,086,923 ) ( 3,495 ) ( 0.17 ) 14,712,085 14,139,163 572,922 4.05 1,318,173 ( 2,623,699 ) 3,941,872 150.24 16,030,258 11,515,464 4,514,794 39.21 1. 2. 3. 4. 5. 106 105 () 0.19 - - () - - - () 28.56 - - 105 110,295,547 24,371,806 22,058,285 112,609,068 - - 2,691,29119,366,994 106

2017 ANNUAL REPORT 106650482( 22.54)880.81 106106 107 2,500 5% 1. 1 2 3 2. 219

220 / Financial Conditions and Operating Results 1. 1 A. B. 2 A. B. C. D. 3 A. B. 4 A. A B B. A

2017 ANNUAL REPORT B C D 1 2 3 4 1 2 VaR 3 4 1 2 221

222 / Financial Conditions and Operating Results 3 4 // 2. 1 A. B. C. D. E. F. G. H. 2 A. B. C.

2017 ANNUAL REPORT 3 A. B. C. D. E. F. 4 A. B. A a. b. B C 1 2 3 4 1 2 223

224 / Financial Conditions and Operating Results 3 4 3. 1 A. B. 2 A. B. A B 3 A. A B C

2017 ANNUAL REPORT B. A B DVO1 C 4 A. B. 1 2 3 4 1 2 3 4 1 225

226 / Financial Conditions and Operating Results 2 3 4 / / 4. 1 A. B. C. D. 2 3 A. B.

2017 ANNUAL REPORT C. D. 4 A. B. 1 2 3 4 1 2 3 4 1 A. B. 227

228 / Financial Conditions and Operating Results C. 2 3 1 2 3 4 1 2 ETF 3 4 1 2

2017 ANNUAL REPORT 3 5. 1 1061231 107331 796,004,415 310,709 803,073,765 246,698 147,806,283 2,364,901 146,619,107 2,345,906 183,259,524 6,731,348 177,730,318 6,724,827 1,021,334,202 73,787,591 1,055,626,838 75,596,648 483,922,548 30,304,319 481,523,271 30,085,857 497,604,369 18,112,710 499,767,891 18,264,102 4,818,827 385,506 5,852,181 468,174 94,611,368 3,916,599 79,551,869 3,914,658 3,229,361,536 135,913,683 3,249,745,240 137,646,870 107331 2 1061231 (1) (2) (3) (4) (5)=(1)+(3) (6)=(2)+(4) 741,941 741,941 29,677 741,941 29,677 22,494,307 22,494,307 359,910 22,494,307 359,910 23,236,248 23,236,248 389,587 23,236,248 389,587 23,236,248 23,236,248 389,587 23,236,248 389,587 229

230 / Financial Conditions and Operating Results 107331 (1) (2) (3) (4) (5)=(1)+(3) (6)=(2)+(4) 291,058 291,058 11,642 291,058 11,642 24,166,553 24,166,553 386,665 24,166,553 386,665 24,457,611 24,457,611 398,307 24,457,611 398,307 24,457,611 24,457,611 398,307 24,457,611 398,307 107331 3 1061231 107331 1,186,426 830,627 191,026 199,948 291,369 300,165 0 0 1,668,821 1,330,740 107331 4 1061231 104 38,385,024 105 39,200,245 106 41,820,795 119,406,064 5,607,727 5

2017 ANNUAL REPORT 1061231 010 1130 3190 91180 1811 1 2,957,557,972 448,397,991 275,917,514 165,743,918 229,432,907 322,971,713 1,515,093,929 3,456,487,942 223,064,245 169,642,349 426,890,518 418,577,272 680,715,349 1,537,598,209 ( 498,929,970 ) 225,333,746 106,275,165 ( 261,146,600 ) ( 189,144,365 ) ( 357,743,636 ) ( 22,504,280 ) 107331 010 1130 3190 91180 1811 1 2,979,918,717 339,021,707 326,328,182 234,430,285 251,233,108 306,880,961 1,522,024,474 3,509,425,926 244,146,639 194,797,402 376,832,857 444,661,183 669,586,897 1,579,400,948 ( 529,507,209 ) 94,875,068 131,530,780 ( 142,402,572 ) ( 193,428,075 ) ( 362,705,936 ) ( 57,376,474 ) 1061231 030 3190 91180 1811 1 23,562,373 8,293,946 4,288,492 2,800,333 1,801,262 6,378,340 26,730,431 13,132,116 5,222,834 2,654,535 3,498,091 2,222,855 ( 3,168,058 ) ( 4,838,170 ) ( 934,342 ) 145,798 ( 1,696,829 ) 4,155,485 107331 030 3190 91180 1811 1 24,288,864 9,195,735 3,873,139 3,519,242 1,181,004 6,519,744 28,166,416 11,961,249 5,523,723 3,807,404 3,760,108 3,113,932 ( 3,877,552 ) ( 2,765,514 ) ( 1,650,584 ) ( 288,162 ) ( 2,579,104 ) 3,405,812 231

232 / Financial Conditions and Operating Results 1-1061231 0% - 0% - 20% - 50% - 100% - 150% - - 0% - 20% 61,496 50% - 100% - 150% - 61,496 50% 10,685 100% 19,361 150% - 30,046 100% 53,884 53,884 107331 0% - 0% - 20% - 50% - 100% - 150% - - 0% - 20% 58,499 50% - 100% - 150% - 58,499 50% 1,753 100% 7,467 150% - 9,220 100% 66,292 66,292

2017 ANNUAL REPORT 1061231 24,702,965 200,418 24,903,383 107331 24,422,497 175,532 24,598,029 2 1061231 590,703 10,319 15,524-616,546 107331 611,478 3,240 15,979-630,697 % 1061231 107331 327.75% 292.26% 4,952,985 4,914,439 1,081,826 111,144 318,239 325,513 111,144 1,244,865 233

234 / Financial Conditions and Operating Results 1061231 C0-- 9,970 0.54% C1-- 1,194,614 64.95% C1O-- 267,433 14.54% C1C-- 83,379 4.53% C1S-- 843,802 45.87% C2 90,473 4.92% C3 93,393 5.08% C4 450,905 24.51% 1,839,354 100.00% 693,399 7,990,133 1,152.31% 107331 C0-- 14,577 0.78% C1-- 1,263,225 67.88% C1O-- 256,448 13.78% C1C-- 108,617 5.84% C1S-- 898,161 48.26% C2 94,698 5.09% C3 64,330 3.46% C4 424,198 22.79% 1,861,029 100.00% 701,663 8,403,916 1,197.71% 106 12 107 8 1. 106 8 28 2. 106 10 12

2017 ANNUAL REPORT 3. 4. 1. 84 28 4,250 85 9 14 12 9 28 4,250 105 12 4 28 4,250 5 2. 97 1 22 106 12 31 26 9 ; 5,300 235

236 / Special Items Special Items 237 239 239 239 239 106107424 106107424 106107424

2017 ANNUAL REPORT 1. 14 2. 1061231 90.01.01 225 88,081,300 94.10.18 3257 2,825,280 87.05.13 8514 3,547,269 100.12.02 3252 4,724,200 99.01.28 32510 6,399,532 100.02.01 8513 303,000 104.10.01 32513 1,000,000 81.12.23 102.07.01 7F,Boulevard du Regent 45/46, 1000 Brussels, Belgium 23 1618-10 3. 3693 4. 56,254 185,460 5. 1061231 1 () 8,808,130,000 100 鵾 鄭慶玉 237

238 / Special Items () () () () () () 2 3 4 + 282,528,000 100 354,726,941 100 472,420,000 100 326,376,119 51 313,577,055 49 5 6 30,300,000 100 100,000,000 100 2,639,659 90.02 146,250 4.99 146,250 4.99 110713107129 2107226 3106121 410727 5107129 610713107126 100

2017 ANNUAL REPORT 6. 106 () 1051231 () 88,081,300 3,188,452,085 2,988,191,432 200,260,653 42,361,703 12,899,194 1.48 2,825,280 5,785,280 2,388,889 3,396,391 809,383 337,480 1.19 3,547,270 43,914,082 38,777,477 5,136,605 471,014 551,906 1.56 4,724,200 27,950,404 22,477,400 5,473,004 1,178,641 321,305 0.68 6,399,532 147,001,276 138,576,303 8,424,973 25,660,033 780,005 1.22 303,000 412,680 35,207 377,473 198,370 22,457 0.74 1,000,000 972,023 5,226 966,797 46,820 25,588 0.26 2,062,873 10,619,445 8,453,962 2,165,483 131,485 121,136 41.31 910,980 1,413,969 505,946 908,023 119,716 43,614 0.48 10 106107424 106107424 106107424 239

240 / Directory of Head Office & Branches Directory of Head Office & Branches

2017 ANNUAL REPORT 105225 (02)21738888 1052258 (02)21738888 10522518 (02)21738888 10522512 (02)21738888 10522513 (02)21738888 10522512 (02)21738888 1052257 (02)21738888 10522516 (02)21738888 106309 (02)27045799 10522511 (02)21738888 10522516 (02)21738888 1052259 (02)21738888 10522515 (02)21738888 10522515 (02)21738888 10522511 (02)21738888 10522510 (02)21738888 10522510 (02)21738888 1052254 (02)21738888 1052258 (02)21738888 1052259 (02)21738888 1052257 (02)21738888 1087747 (02)23317531 77 (02)23315528 77 (02)23814949 301 (02)25554111 67 (02)25568111 208 (02)23933123 622 (02)27656261 98 (02)25623150 125 (02)25113880 10 (02)25932323 241

242 / Directory of Head Office & Branches 285 (02)27718811 457 (02)29318111 469 (02)28805161 55 (02)27724277 225 (02)21738888 87 (02)25070111 811 (02)27553482 58 (02)25057011 325 (02)27721234 87 (02)23311041 77 (02)27027851 894 (02)25113245 172 (02)27067188 201 (02)25035015 325 (02)27763071 815 (02)27856060 65 (02)23949205 9 (02)25637181 2021 (02)27643131 277 (02)25962271 237 (02)27541111 113 (02)25577151 77 (02)25162338 93 (02)27771888 152 (02)25224567 279 (02)27675226 2253 (02)21738888 97 (02)25798811 100 (02)27215551 7 (02)23568071 77 (02)27388181 2011 (02)28747611 502 (02)26590001 1916 (02)26550777

2017 ANNUAL REPORT 255257 (02)27908118 85 (02)21003100 2 (02)25214065 362 (02)27011117 3332 (02)27291333 102 (02)27518770 837 (02)88665959 303 (02)27053828 206 (02)27971989 314 (02)26328600 325 (02)87925745 97 (02)23966363 409 (02)85099188 223 (02)27862268 32 (02)29111111 6 (02)29172911 575 (02)29236611 17 (02)29738111 20 (02)29660971 225 (02)26413211 379 (02)29929981 9 (02)22499500 37 (02)29728111 20 (02)29461266 339 (02)29973456 84 (02)82825678 443 (02)22551333 332 (02)29631122 196 (02)82271627 96 (02)22651611 61 (02)26747999 81 (02)29993399 2 (02)89769698 243

244 / Directory of Head Office & Branches 152 (02)86872211 148 (02)29082811 67 (02)29138611 175 (02)86781188 224 (02)22012797 105 (02)82282121 35 (02)22263667 6571065714 (02)29088979 1 (02)22686888 71 (02)26711110 43 (02)89663889 120 (02)29817117 2352 (02)29185506 115 (02)29986688 200 (02)22731688 941 (02)26968888 793 (02)26762789 119 (02)22989898 219 (02)26211415 625 (02)26086883 255 (02)24284181 143 (02)24283111 58 (03)3326121 43 (03)3874666 1068 (03)3299661 180 (03)4225141 221 (03)4893512 720 (03)3578811 163 (02)82098266 845 (03)3692188 392 (03)4688998 290 (03)4689299

2017 ANNUAL REPORT 49(2 ) (03)3183880 767 (03)2185888 387 (03)3232010 471 (03)3867733 12 (03)3355009 119 (03)4222131 11 (03)3221199 1 (03)4939393 101 (03)4754411 5 (03)3970781 23 (03)5244151 168 (03)5284001 57 (03)5753666 60 (03)5215121 1 (03)5783962 92 (03)5963126 261 (03)5546000 259 (03)6586969 343 (03)5540108 660 (037)320921 70 (037)665115 396 (037)351111 218 (037)466790 2 (04)22245121 5 (04)22241161 61 (04)23229191 789 (04)22617211 103 (04)24752171 151 (04)23170311 67 (04)23112411 245

246 / Directory of Head Office & Branches 670 (04)22301199 375 (04)22055588 315 (04)22390128 15 (04)24623181 728 (04)22037979 247 (04)22334291 95 (04)24228751 17 (04)22913176 1499 (04)22873311 526 (04)27013115 380 (04)22203161 136 (04)22614377 1064 (04)23892493 163 (04)22443037 170 (04)22116358 316 (04)23223300 2252 (04)27089075 91 (04)22237711 152 (04)23138811 4471 (04)22987988 451 (04)23764066 2 (04)27029354 102 (04)25231122 106 (04)26622141 222 (04)25244180 384 (04)24934111 84 (04)22761515 598 (04)23369911 7991 (04)25621111 95 (04)25660199 281 (04)25325566 351 (04)25280369 261 (04)24836699 307 (04)26653311

2017 ANNUAL REPORT 899 (04)25563188 96 (049)2234141 839 (049)2652721 299 (049)2986411 864 (049)2338141 176 (049)2761501 320 (049)2989160 279 (04)7225151 844 (04)8322181 532 (04)7229221 321 (04)7240082 56 (04)8829121 361 (04)7570123 239 (04)7373311 35 (04)7996922 120 (04)7788511 733 (04)8322741 43 (04)7254611 168 (04)8880181 3 (05)5323981 53 (05)7836136 15 (05)6313821 21 (05)5897811 223 (05)5324811 279 (05)2224571 746 (05)2286311 3 (05)2815500 425 (05)2225281 62 (05)3794171 247

248 / Directory of Head Office & Branches 3 (05)3790808 48 (06)2232101 97 (06)2269161 72 (06)2221291 138 (06)3028001 197 (06)2882211 159 (06)2209211 204 (06)2201302 380 (06)2910896 147 (06)2753345 115 (06)6324121 83 (06)7223131 357 (06)2316971 360 (06)6562718 4 (06)2794616 202 (06)3121916 97 (07)5514221 8 (07)8416491 110 (07)2887121 182 (07)7112046 232 (07)2863000 394 (07)2918151 30 (07)3127191 94 (07)3348141 20 (07)7131886 176 (07)2265666 45 (07)3363966 675 (07)3861591 14882 (07)2223020 119 (07)3332020 450 (07)5562226 352 (07)5223311

2017 ANNUAL REPORT 1121 (07)5351888 230 (07)2914131 216 (07)2365503 189 (07)3230611 581 (07)3805001 526 (07)8062289 1111 (07)3625678 95 (07)7460181 2 (07)6216161 68 (07)6966122 32 (07)7453101 345 (07)7830589 17711 (07)3582121 200 (07)6416171 3 (07)6622333 3-4 (07)7471131 12 (07)6222871 1722 (07)6816101 28 (07)6517726 872 (07)7321370 164 (07)7172250 42 (08)7343611 911 (08)7883101 287 (08)7326391 186 (08)8353701 661 (08)7779311 2552 (08) 8787611 500 (08)7071578 30 (03)9323911 56 (03)9962521 51 (03)9545191 54 (03)9545795 249

250 / Directory of Head Office & Branches 32 (03)9887100 124 (03)8338111 371 (03)8350151 336 (089)323011 181 (089)325130 26 (06)9272766 //Email Belgium USA USA Australia Australia China China China United Taiwan Bank Los Angeles Branch New York Branch Sydney Branch Melbourne Branch Suzhou Branch Suzhou New District Sub- Branch Changsha Branch +322-2305359 +322-2300470 sky51593@skynet.be 1st Floor, Square de Meeus 1, 1000 Brussels, Belgium +1-213-4895433 +1-213-4895195 tcbla@tcbla.com 601, South Figueroa Street, Suite 3500, Los Angeles, CA 90017, U.S.A. +1-212-6341818 +1-212-6341828 tcbny@tcbny.com 88 Pine Street, 31st Floor, New York, New York 10005, U.S.A. +61-2-92990068 +61-2-92903897 sydney@tcb-bank.com.tw Suite 101, Level 1, 50 Carrington Street, Sydney NSW 2000, Australia +61-3-99771800 +61-3-99771809 melbourne@tcb-bank.com.tw Suite 2, Level 2, 356 Collins Street, Melbourne, Vic 3000, Australia +86-512-62953336 +86-512-62956660 suzhou@tcb-bank.com.tw 241601 Room 1601, No.24 Building, Times Square, Hua Chi St., SIP, Suzhou 215028 China +86-512-86868168 +86-512-87660869 suzhougaoxin@tcb-bank.com.tw 28363601 Room 3601, 36 Floor, No.28 Shishan Road. SND, Suzhou 215011 China +86-731-8823-2259 +86-731-8823-2279 changsha@tcb-bank.com.tw 41628021-023 Room 021-023, 28F, BOFO International Plaza, No.416, Section 1, Furong Middle Road, Kaifu Dist., Changsha 410003 China

2017 ANNUAL REPORT China China China //Email Hong Kong The Philippines Cambodia Cambodia Cambodia Cambodia Cambodia Myanmar Tianjin Branch Fuzhou Branch Beijing Representative Office Hong Kong Branch Manila Offshore Banking Branch Phnom Penh Branch Tuek Thla Sub- Branch Pur Senchey Sub- Branch Siem Reap Subbranch City Center Sub- Branch Yangon Representative Office +86-22-58526999 +86-22-59956011 Tianjin@tcb-bank.com.tw 11181801, 1802, 1803,1804,1807 Room 1801,1802,1803,1804,1807, 18 Floor, Golden Valley Center Building 1,No.1 Binjiang Road, Heping District, Tianjin, 300041 China +86-591-86320069 +86-591-86320109 Fuzhou@tcb-bank.com.tw 1262608 Room 2608, 26F, Shenglong Financial Center, Guangming Nan Road No.1, Fuzhou 350000 China +86-10-65188173 +86-10-65188172 tcbbro@vip.sina.com 1818(1805) Room 1805, Office Tower 1, Henderson Centre, 18 Floor, No.18, Jianguomen Nei Avenue, Dong cheng District, Beijing, 100005 China +852-25981128 +852-25981028 tcbhkcd@tcb-bank.com.tw 108131303-1310 Suites 1303-1310, 13/F, Everbright Centre, No.108 Gloucester Road, Wanchai, Hong Kong +632-8481959 +632-8481952 LAIANPENG@tcb-bank.com.tw 26th Floor Citibank Tower, 8741, Paseo de Roxas, Makati City, Metro Manila, The Philippines +855-23-430800 +855-23-210630 admin@tcb-bank.com.kh NO. 171, Norodom Blvd Corner Street 322, Sangkat Boeng Keng Kang Ti Muoy, Khan Chamkarmon, Phnom Penh, Cambodia +855-23-430703 +855-23-883991 admin9135@tcb-bank.com.kh Tuek Thla Building No. A111, Confederation de la Russie Blvd Corner Northbridge Street, Sangkat Tuek thla, Khan Saen Sok, Phnom Penh, Cambodia. +855-23-430705 +855-23-729548 admin9146@tcb-bank.com.kh Building No. 62, National Road 4, Sangkat Chaom Chau, Khan Pur Senchey, Phnom Penh, Cambodia +855-63-765595 No. 0583, National road No.6A,Chongkaosou Village, Sangkat Sla kram, Krong Siem Reap,Siem reap Province, Cambodia +855-23-430058 NO. A2-2,Street 169, Sangkat Veal Vong, Khan Prampir Meakkakra, Phnom Penh, Cambodia +95-18610478 WTCHOU@tcb-bank.com.tw Unit No. 08-01, Level 8, Union Financial Centre (UFC), Corner of Maharbandoola Road and Thein Phyu Road, Botahtaung Township, Yangon, Myanmar 251

252 / Directory of Head Office & Branches 3252 02-27319987 2853 02-25218815 2553 02-24288468 123 03-3473456 605 03-5262711 916 04-22255141 2795 04-7295528 2792 05-2220016 483 06-2260148 975 07-5319755 3 07-7905555 171 02-29779588 1513 02-23166368 858714 (02)2522-1656 12851 (07)331-5568 / 3257 23161611 (02)8772-0868 (02)8772-7153 +86-512-62796779 +86-512-62796778 858713 (02)2181-5999 32513 (02)8772-6718 32510 (02)2772-6772

2017 ANNUAL REPORT 253