(ASF)

I O N A S S O C I A T S E C U R I T I E S 104 T A I W A N

103 12 15-103 11 1 103 103 11 5 19 (ASF)

102 9( ) ( ) (103) 17 ( ) 1,260 103 8,611 9,3078.08%26.66 29.57 10.92% 1,192 103313 EPS 0.988ROE 6.52% 102204 53% 104 (104) 103 12 263 5~7% 200 1,300 Ⅰ

1. 2. 3. 4. 5. 6. ( ) (ETF) () () 103 12819 132,921 () 104 () 30% 103 33.92 2.85% 104 505% OSU (OSU) 103 4 103 15 OSU 1. 2. OSU 3. Ⅱ

1. 2. 3. 3.0 3.0 36% 50% 12 Ⅲ

A 3.0 (NISA) 2014 CONTENTS 104 03 08 11 14 23 28 Ⅰ 36 40 46 52 57 61 65 66 71 74 76 80 83 Ⅳ

2014 11 17 A A A A ETF A A 10% 0.75%

104 3 2014 ( ) ( ) QFII RQFII A A 2014 A A

4 2015 TAIWAN SECURITIES ASSOCIATION 2012 12 2014 4 10 4 10 1 ( ) ( ) ( ) ( ) ( ) ( ) 1

104 5 ( ) SPV SPV SPV SPV 6 4 25 7 2014 11 17 ( ) 2015 1 6 775 74.17% 183

6 2015 TAIWAN SECURITIES ASSOCIATION 140.00 滬股通 ( 億元, 人民幣 ) 港股通 ( 億元, 人民幣 ) 120.00 100.00 80.00 60.00 40.00 20.00 0.00 92.68% 180 180 90%

104 7

8 2015 TAIWAN SECURITIES ASSOCIATION 2014 11 17 ( ) A ( 180 380 A+H ) ( ) ( ) ( ) ( ) ( A+H )

104 9 A A

10 2015 TAIWAN SECURITIES ASSOCIATION 2014 11 17 A A 7 A 3 1 A A ( ) A A ( ) A

104 11 2% GDP 12% (IMF) 2003 2003 QFII QFII 1,500 2011 RQFII RQFII 6,400 2% 2014 130 3,000 3,000 4% 568 90% 2014 11 17 2014

12 2015 TAIWAN SECURITIES ASSOCIATION 760 3,000 25.3% ETF 2008 MSCI A A A 5,000~6,000 A A A A ETF ETF ETF

104 13 2,478.82 2014 3,234.68 30.49% ETF 1% 6~7% ETF

14 2015 TAIWAN SECURITIES ASSOCIATION A 2014 11 17 130 ( ) 50-60 2014 12 23 1,534 23% ( ) 105 12 23 255 5% -A+H A+H 14,000 12,000 12,082 買進賣出 : 10,000 8,000 6,000 4,000 2,000 0 6,139 6,050 5,984 5,632 4,628 4,817 4,944 4,387 3,788 3,954 3,535 3,132 3,335 4,214 3,397 3,573 3,449 4,607 2,670 3,014 2,651 2,772 2,940 3,003 2,310 3,515 2,431 3,401 2,224 2,470 2,550 3,084 2,630 2,416 0 224 173 168 231 283 382 323 466 768 2,365 2,077 1,736 1,704 1,547 1,619 1,099 1,269 1,288 11/17 11/18 11/19 11/20 11/21 11/24 11/25 11/26 11/27 11/28 12/1 12/2 12/3 12/4 12/5 12/8 12/9 12/10 12/11 12/12 12/15 12/16 12/17 12/18 12/19 12/22 12/23

104 15 2,500 2,000 2,238 買進賣出 2,092 : 1,500 1,359 1,000 1,083 701 665 928 724 647 633 681 686 671 764 763 500 0 106 381 146 115 94 11/17 11/18 11/19 382 11/20 11/21 309 134 374 250 11/24 11/25 320 336 329 161 136 11/26 11/27 463 467 469 174 170 171 180 205 11/28 12/1 12/2 12/3 257 441 12/4 12/5 375 508 12/8 12/9 245 12/10 12/11 499 350 209 188 181 224 12/12 12/15 12/16 347 273 12/17 12/18 12/19 443 395 12/22 12/23 211 A H 2007 7 9 AH ( A H ) A H ( ) A H 2013 AH 116.48 2014 7 24 88.72 11 4 AH 88.72 100 A H 8 A+H A H 20% 20 20 A+H A+H 20% A+H A H 3 A ( ) H A H 2014 5 11 21

16 2015 TAIWAN SECURITIES ASSOCIATION A+H A H AH (A/H 0.7945) AH (A/H 0.8000) 1 600585 914 0.749 2 600377 177 0.814 0.624 3 601601 2601 0.817 0.645 4 601390 390 0.819 1.150 5 600011 902 0.820 0.669 6 601628 2628 0.826 0.892 7 600600 168 0.828 0.609 8 601800 1800 0.831 1.184 9 601318 2318 0.831 0.724 10 600196 2196 0.835 0.625 11 601088 1088 0.835 0.676 12 601288 1288 0.836 0.711 13 600030 6030 0.838 0.880 14 600028 386 0.841 0.796 15 601186 1186 0.842 1.248 16 600036 3968 0.847 0.628 17 601398 1398 0.853 0.659 18 601939 939 0.870 0.824 19 601818 6818 0.872 0.831 20 601857 857 0.896 0.951 A+H A H AH (A/H 0.7945) AH (A/H 0.8000) 1 600775 553 1.871 1.452 2 603993 3993 1.823 1.575 3 600874 1065 1.780 1.714 4 601005 1053 1.764 1.605 5 600806 300 1.756 1.854 6 601038 38 1.740 1.776

104 17 A H AH (A/H 0.7945) AH (A/H 0.8000) 7 600688 338 1.673 1.510 8 601880 2880 1.590 1.440 9 601588 588 1.585 1.466 10 601727 2727 1.497 1.627 11 600188 1171 1.492 1.590 12 601899 2899 1.455 1.269 13 601866 2866 1.431 1.666 14 601717 564 1.395 1.285 15 601107 107 1.350 1.339 16 601992 2009 1.340 1.204 17 601618 1618 1.333 1.505 18 601600 2600 1.321 1.397 19 601919 1919 1.259 1.561 20 600115 670 1.254 1.150 2014/07/24 2014/12/29 A 1.07 5% 10 20% A? A QFII FINI QDII?

18 2015 TAIWAN SECURITIES ASSOCIATION MOU MOU ( ) ( ) ( ) 2010 6 8 2011 3 2 ( 2014 ) 40% 45% 2% 20% /

104 19 2014 11 17 A QFII RQFII 7,060 2.6% 1 A ( ) 3,000 2014 1 2014 2014 6 2014 11 6.8% 11 1 2014 11 QFII 657 RQFII 2984 1 6.2 7,060 11 18.0 9.3 27.3 QFII RQFII 2.6%

20 2015 TAIWAN SECURITIES ASSOCIATION 10 35.1 ( 19.39%) 217.2 26.6 ( 26.2%) ETF 16.4 ( 140.5%) 11 1.6 10 14.2% A A 3,000 A 2% A QFII RQFII A (2015) MSCI 7 8 A A MSCI MSCI FTSE MSCI 2011 1.61% 1.32% MSCI 2007 12.84% 2014 11.96% ( P H ) A A A ETF 2014 7 A ETF 7 11 ETF 1 6 1.6 ETF 38.23% 11 25 180 ( ) ETF ETF

104 21 12 15 19 ETF 5.28% 1.4% 49.96 2013 11.48 4.4 A A QFII A QFII (Market Access) A 2014 9 (2015) 6 2014 8 ETF ETF 2014 10 (World Federation of Exchanges WFE) 6 16 WFE

22 2015 TAIWAN SECURITIES ASSOCIATION (Offshore Securities Unit) ETF

104 A 23 A 11 17 A ( ) A 3,000 2,500 130 105 180 380 A+H A+H A+H 568 266 50 130 23 20%

24 2015 TAIWAN SECURITIES ASSOCIATION A A A A A A A 1 A A 102 4 A A A A ( A ) A ( ) A 3,000 5,000 A A A (BVI) BVI A ETF (Feeder Fund) ( ETF) ETF( ) ETF A 1 (QFII) A

104 A 25 (QFII) (RQFII) (2014)-79 A 2 20% A 10% ~ A (2014)-81 ( ) A 10% A ETF ( ) A A 24 1 5%~45% A A A 100 20% Feeder Fund ETF 98 4 16 09804022810 ETF ETF 2 A (IPO)

26 2015 TAIWAN SECURITIES ASSOCIATION A A A A A / ETF A / EFT A A A A 10% 10% 10% 10% 10% 5%~45% 3 5%~45% 5%~45% 5%~45% 5%~45% 5%~45% 5%~45% 5%~45% 4 100 20% ETF ETF ETF 100 20% 3 A A 811663751 4 BVI A BVI

104 A 27 ( ) A A A ( ) ( ) A 10% 1. ~ 2. BVI ~ 5%~45% 100 20% ( ) A A ~ ~ 100 A A

28 2015 TAIWAN SECURITIES ASSOCIATION ( )( ) 80 23 2 89 15 40 28 12 96 1 97 98 102 1.05 103 1.44 102 37.93% 1 1,208 49 72 ETF( ) 103 1,147,325 1,139,071 5,420 2,834 8,343 (57.57%) 4,962 (34.24%) 1,187 8.19%( ) 7,703 53.16% 6,789 46.84% 88 9 2,950,297,290 96 43 1,048,351,834,609 89 15 6,439,847,206 97 47 620,736,501,725 90 19 6,073,049,448 98 45 594,831,721,284 91 23 99,855,181,559 99 44 822,334,392,167 92 30 200,877,474,742 100 42 884,880,285,793 93 32 251,032,725,246 101 41 740,613,421,438 94 35 357,699,012,928 102 40 1,050,647,920,947 95 39 590,993,636,313 103 40 1,449,204,709,670

104 29 103 1,147,325 99.28% 496,196847 32.24% 5,420 0.47% 118,745,626 8.19% 2,834 0.25% 834,262,236 57.57% 1,147,325 100% 121,268,988 100% 103 5,694 (39.29%) 5,384 (37.15%) 2,614 (18.03%) 6,531 (45.07%) 5,208 (35.94%) ETF 2,268 (15.65%)( ) 4,612 (31.82%) 1,287 (8.88%) 1,194 (8.24%) 1,045 (7.21%) 917 (6.33%) 99 3 2 ETF 101 3 14 ( H S A ) 102 2 21 103 103 103 653,170,187 45.07% 569,410,775 39.29% 520,847,583 35.94% 538,373,346 37.15% ETF 226,844,913 15.65% 261,354,557 18.03% 23,415,833 1.62% 29,552,561 2.04% 13,931,980 0.96% 20,842,503 1.44% 10,040,428 0.69% 20,138,227 1.39% 888,037 0.06% 6,461,964 0.45% 65,748 0.005% 3,070,776 0.21% 1,449,204,709 100% 1,449,204,709 100%

30 2015 TAIWAN SECURITIES ASSOCIATION QFII A B 103 11 17 A ( ) 6 4 ( ) QFII A B 103 B 1.85 ( ) 103 11 17 12 31 15 62.76 ( ) 101 3 14 ( N H S ) 22 ( ) 103 733.22 102 613.01 19.61% 1. 103 372.06 (50.74%) ETF 193.67 (26.42%) 151.65 (20.68%) 3.21 0.44% 12.60 1.72% 2. 103 715.89 (97.65%) 16.06 (2.01%) 1.26 (0.17%) 3. 103

104 31 186.69 (23.47%) 121.37 (15.21%) 113.87 (14.27%) 94.52 (11.85%) 61.50 (7.71%) 97 ( ) 180 380 A+H 568 130 3,000 40 15 103 11 17 12 31 1,675 12.53 55.83 0.41 0.75% ( ) A 1,147,325 1,139,071 99.28% A 8,254 0.72% ( ) 24

32 2015 TAIWAN SECURITIES ASSOCIATION 11/17 13,000 0 100.00% 12,082.33 0 12,082.33 8.55 0.00 8.55 0.07% 11/18 4,845 8,155 37.27% 4,943.67 224 5,167.67 2.47 0.03 2.50 0.05% 11/19 2,612 10,388 20.09% 2,669.51 172.74 2,842.25 2.77 0.01 2.78 0.10% 11/20 2,276 10,724 17.51% 2,309.73 167.79 2,477.52 26.94 0.02 26.96 1.09% 11/21 2,341 10,659 18.01% 2,430.55 231.02 2,661.57 12.22 0.15 12.37 0.46% 11/24 6,956 6,044 53.51% 6,139.22 282.75 6,421.97 5.85 0.07 5.92 0.09% 11/25 2,853 10,147 21.95% 3,132.21 382.18 3,514.39 61.51 7.02 68.53 1.95% 11/26 3,295 9,705 25.35% 3,515.21 322.6 3,837.81 22.70 0.26 22.96 0.60% 11/27 2,990 10,010 23.00% 3,335.04 466.38 3,801.42 16.78 0.88 17.66 0.46% 11/28 2,345 10,655 18.04% 3,014.24 768.02 3,782.26 6.64 4.76 11.40 0.30% 12/01 1,398 11,602 10.75% 3,787.62 2,469.80 6,257.42 10.10 7.93 18.03 0.29% 12/02 3,311 9,689 25.47% 4,214.25 1,098.92 5,313.17 12.50 2.56 15.06 0.28% 12/03 3,861 9,139 29.70% 6,049.58 2,364.68 8,414.26 13.99 1.54 15.53 0.18% 12/04 3,521 9,479 27.08% 4,627.54 1,268.56 5,896.10 38.79 1.31 40.11 0.68% 12/05 2,567 10,433 19.75% 5,984.29 3,534.72 9,519.01 80.04 14.81 94.85 1.00% 12/08 1,677 11,323 12.90% 4,816.88 3,400.89 8,217.77 42.20 3.98 46.18 0.56% 12/09 1,159 11,841 8.92% 5,631.63 4,607.44 10,239.07 91.53 1.57 93.10 0.91% 12/10 1,941 11,059 14.93% 4,386.74 2,550.31 6,937.05 38.47 4.56 43.03 0.62% 12/11 1,074 11,926 8.26% 2,651.17 1,736.40 4,387.57 103.79 2.33 106.12 2.42% 12/12 1,862 11,138 14.32% 3,396.50 1,704.05 5,100.55 14.72 0.49 15.22 0.30% 12/15 1,068 11,932 8.22% 2,223.82 1,287.67 3,511.49 19.56 0.90 20.46 0.58% 12/16 1,318 11,682 10.14% 2,772.36 1,546.52 4,318.88 53.84 1.64 55.49 1.28% 12/17 648 12,352 4.98% 3,573.24 3,084.16 6,657.40 78.00 10.55 88.55 1.33% 12/18 1,908 11,092 14.68% 3,448.56 1,618.68 5,067.24 89.81 1.81 91.62 1.81% 12/19 1,071 11,929 8.24% 2,939.61 2,077.39 5,017.00 26.29 2.32 28.60 0.57% 12/22 1,428 11,572 10.98% 3,953.61 2,629.78 6,583.39 67.20 12.76 79.96 1.21% 12/23 653 12,347 5.02% 3,002.52 2,415.84 5,418.36 34.10 7.03 41.13 0.76% 12/29 750 12,250 5.77% 3,451.54 2,782.42 6,233.96 81.41 27.87 109.28 1.75% 12/30-630 13,630 0.00% 1,424.77 2,120.92 3,545.69 28.36 19.10 47.46 1.34% 12/31 2,312 10,688 17.78% 2,133.20 2,154.04 4,287.24 17.34 6.74 24.08 0.56% 118,041.14 49,470.67 167,511.81 1,108.46 145.02 1,253.47 0.75% 30 3,934.70 1,649.02 5,583.73 36.95 4.83 41.78 0.75%

104 33 ( ) 12 99 1 1 ( ) A ( ) A ETF A ETF 9 11 17 3 9 200% A ETF A QFII RQFII A 11 17 10% 47 72 A

34 2015 TAIWAN SECURITIES ASSOCIATION A 24 1 45% 10 45% A A A

3.0 (NISA) 3.0 3.0 APP (OSU) OSU OSU 5-3-3-3 (NISA) 2014 2014 12 1 5 (ASF) 2014 1 (NISA) NISA NISA 6 47.7% 55% 2014 56.7%

36 2015 TAIWAN SECURITIES ASSOCIATION 3.0 2007 7 iphone Android ( APP) (Service Provider) NFC QRCode O2O(Online to Offline) 3.0 3.0 APP ios Android (Native Language) App Apple Appstore Google Googleplay ( Appstore Googleplay) PC PC Turnkey( ) PC CPU

104 3.0 37 Turnkey APP ( HTML5 ) APP APP PC APP ( Android ) APP APP APP W3C 2012 HTML 5.0 Web Cryptonym APP ( ) APP APP APP APP APP APP APP APPLE APP APPLE APP APPLE APPLE Bug AppStore

38 2015 TAIWAN SECURITIES ASSOCIATION ( APPLE ) 1. 2. 3. 4. APP ( ) ( ) 3.0 3.0 3.0 PC Cert APP APP APP APP APP APP APP APP APP APP 3.0 APP ( ) APP APP APP ( ) APP APP ( )

104 3.0 39 同一家券商不同平台的 APP 投入整合不同應用 券商 1 APP (iphone) 券商 1 APP (GPhone) 券商 2 APP (iphone) 券商 2 APP (GPhone) APP 同一家券商一套行動網站, 可適用不同行動平台 券商 1 行動網站 內容自行維護 券商 2 行動網站 APP 應用 1 應用 2 第二家券商想加入這些應用, 再次整合... TWID 投資人行動網 (iphone) TWID 投資人行動網 (GPhone) 由 TWID 一次整合不同公用應用服務 應用 1 應用 2 APP APP APP 3.0 APP APP 3.0

40 2015 TAIWAN SECURITIES ASSOCIATION (OSU) OSU OSU OSU 2011 ( ) (OBU) (OSU) 2009 9 (OSU) OSU OSU

104 41 OSU OSU OSU OSU OSU OSU OBU (DSU) OSU OSU OSU OBU OBU 2014 OSU OSU OSU 2013 12

42 2015 TAIWAN SECURITIES ASSOCIATION OSU OBU OSU OSU OBU OSU OSU OSU OSU DSU OSU OBU 10% 2014 3 5 OSU

104 43 OSU OSU OSU OSU DSU DSU OSU OSU OSU OSU ( OSU ) OSU

44 2015 TAIWAN SECURITIES ASSOCIATION BVI OSU OSU ( ) ( ) DSU OSU OBU OSU OSU OSU OSU OSU 2012 BVI

104 45 OBU OSU OSU OSU OSU DSU OSU

46 2015 TAIWAN SECURITIES ASSOCIATION 2012 1. RQFII RQFII 2. AA 2010 10.72 2010 GDP 26.9% (2006 ) (Subscriber-Pay Model) (Issuer-Pay Model)

104 47 (Rating Shopping) 2010 9 5,000 (BBC) 2013 12 GDP 120% AAA AA+ AA AA- AA- 2006 2/3? 2014 3 7

48 2015 TAIWAN SECURITIES ASSOCIATION 2012 2013 1.3 3.27 ( ) ( ) ( ) ( ) ( ) 0 30% 1/4 1/3 ( ) ( ) ( ) + 2

104 49 2012 ( ) ( ) ( ) ( ) 2014 2 19 11 16 / ( ) ( )

50 2015 TAIWAN SECURITIES ASSOCIATION / V V V V V V V V V V V V V V V V V V V V V V V V V V (2014/2/19) AA AA AA ( ) ( ) 2014 2005 2014 1% 2% ( ) ( )

104 51 RQFII AAA AA+ AA

52 2015 TAIWAN SECURITIES ASSOCIATION (NISA) 2014 10 (the Tenth ASF Tokyo Round Table) 2014 12 1 12 5 (Japan Securities Dealers Association JSDA) (ASF) 2007 2014 1 (Nippon Individual Savings Account NISA) 2014 6 1,652 53% ( ) ( ) 9% 53% 2014 6 1,645 信託資產 5% 債券 2% 保險及退休準備 28% 資本投資 10% 現金及存款 55%

104 (NISA) 53 2014 6 53% 13% 34% 2% 5% 6% 27% 32% 32% 9% 34% 18% 5% 13% 7% 4% 3% 3% 2013 9 NISA( ) 2014 1 2024 NISA NISA NISA ( ) (Individual Savings Account ISA) 2014 1 1 20 NISA 100 5 NISA 100 100 ( ) NISA 1 5 ( 2014 12 2018 12 ) 5 NISA NISA 2014 6 NISA 727 1 5,631 2,226 2014 10 744,285 NISA 20 100 ( 500 ) 5 ( ) 2014-2024 (10 ) 1

54 2015 TAIWAN SECURITIES ASSOCIATION 2014 815 NISA 5.3 NISA ( ) 20~30 30~40 3.5% 8.2% 2014 1 6 83.8% 85.3% 20-40 60 58.4% 50 75.2% NISA NISA ( ) 2014 6 NISA 1.56 1.03 66.5% 2014 3 6 (Real Estate Investment Trust REITs) 69.11% REITs 3.5% 10 NISA 2014 3 2014 1 NISA 3 1 2014 6 20~30 252,851 20.9% 83.8% 3.5% 209,144 3.2% 137,580 2.8% 30~40 595,795 18.7% 85.3% 8.2% 501,895 7.7% 321,576 6.5% 40~50 958,389 16.4% 71.4% 13.2% 823,581 12.7% 559,030 11.4% 50~60 1,224,872 13.5% 55.3% 16.8% 1,078,784 16.6% 788,778 16.0% 60~70 2,048,123 9.3% 38.4% 28.2% 1,874,228 28.8% 1,479,943 30.1% 70~80 1,613,975 8.2% 32.8% 22.2% 1,490,993 22.9% 1,215,185 24.7% 7,273,667 11.8% 47.7% 100.0% 6,503,951 100.0% 4,924,663 100.0% NISA 4,747,923 (2014 1 1 ) NISA 2014 6 2014 3 2014 3 ( ) ( ) 6 49,491,494 31.7% 36,451,357 36.3% 35.77% 103,959,973 66.5% 62,120,822 61.9% 67.35% ETF 1,402,979 0.9% 910,417 0.9% 54.10% REITS 1,457,785 0.9% 862,012 0.9% 69.11% 156,312,226 100% 100,344,608 100% 55.78%

104 (NISA) 55 0.57 1.7% REITs NISA REITs NISA ( ) 2014 6 1.56 3 55.8% 60~70 32.5% 60 63.5% 20~30 30~40 2.2% 6.9% 2014 6 3 70.3% 65.5% NISA NISA 10 2014 NISA 34% 10 5 2014 7 1. NISA 100 200 300 5 500 1,000 2. NISA 2016 (Junior Individual Savings Account Junior ISA) 0~18 4,000 NISA NISA 3 NISA (2014 6 ) (2014 3 ) 20~30 3,416,998 70.3% 2.2% 2,006,206 2.0% 30~40 10,826,185 65.5% 6.9% 6,539,760 6.5% 40~50 17,218,353 62.3% 11.0% 10,607,500 10.6% 50~60 25,622,804 58.3% 16.4% 16,184,650 16.1% 60~70 50,810,771 53.1% 32.5% 33,183,974 33.1% 70~80 37,943,633 52.1% 24.3% 24,946,833 24.9% 80 10,473,487 52.3% 6.7% 6,875,684 6.9% 156,312,226 55.8% 100.0% 100,344,608 100.0%

56 2015 TAIWAN SECURITIES ASSOCIATION 69 NISA NISA 100 0~18 2014 3 NISA 20~30 8% 1,600 60 NISA 2014 1 1 NISA 1 NISA NISA 30 ETF REITs NISA 6 47.7% 55% 2014 56.7%

104 57 ( ) 103 10 13 19 1. 2. 3. 103 11 10 ( ) 103 10 14 1. 8,000 6,000 2. 3,000 2,000 3. 1 2,000 6,000 4,000 4. 6 103 11 3 ( ) 103 11 6 103 11 10 ( ) 103 12 11 58 58 3 104 6 29

58 2015 TAIWAN SECURITIES ASSOCIATION ( ) 103 12 29 103 12 30 ( ) 1. 2. 3. 4. 5. 6. 103 12 27 ( ) 103 11 24 F 85 2 103 10 20

104 59 103 12 29 ( ) 103 11 20 ( ) 103 12 15 100 ( ) 103 10 28 103 10 31 ( ) ( ) 103 11 20

60 2015 TAIWAN SECURITIES ASSOCIATION ( ) 103 11 14 2 105 ( ) 45 45 45 103 12 9 45 1 45 ( ) 103 11 27

104 61 ( ) 1. 2. ( ) 1,000 500 ( ) ( ) ( ) ( ) 1. 2. ( 200 ) 3. ( )

62 2015 TAIWAN SECURITIES ASSOCIATION ( ) ( ) 200 ( 1,300 ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )

104 63 ( ) ( ) 103 10 24 ( ) IPO 14 ( ) ( ) ( ) ( ) ( ) 2 ( ) ( ) ( ) ( ) 95 8 16 0950003875

64 2015 TAIWAN SECURITIES ASSOCIATION ( ) ( ) ( ) 500 500 ( ) ( ) ( ) 103 7 1 15 ( ) FIX PVC TMP FIX FIX Session 4 Session 8 PVC PVC FIX PVC FIX PVC FIX PVC 4

104 65 7 4 ( ) 103 10 16 6 12 103 11 20 6 8 103 12 11 6 13 1. ( ) (1) (2) 2. (1) (2) 3. (1) 0950 (2) 103 10 31 (3) 103 12 12 (4) ( ) 10 15

66 2015 TAIWAN SECURITIES ASSOCIATION (RBA) 104 1 10 20 50 10 4 5 101 10 16 10 26 18 2 1 2 43 1 (IPO) 43-1 65 3 2 1 31 1 14 19 103 6 25 7 11 (1) (2) ( ) (Stock Pool) Stock Pool (3) ( )

104 67 4 2 2 103 9 5 CA-11210 2 2 65 5 2 2 103 7 8 2 2 CA-22410 65 6 2 2 103 7 8 2 2 65 7 (Barclays Capital Asia Limited ) 102 8 9 102 8 27

68 2015 TAIWAN SECURITIES ASSOCIATION 8 31 103 6 16 103 7 4 31 9 56 66 3 2 2 37 4 8 8 18 2 ( ) ( IPO) IPO IPO (1) 66 3 3 104 1 1 104 3 31 (2) a. 56 b. 56 1 c. 56 6

104 69 10 103 10 27 28 101 6 103 7 432 CA-11110( ) 2 2 65 11 102 6 27 103 12 1 12 103 8 7 8 22 (1) 102 6 ( )IPO 28 2 43 1 36 (2) 11 31 2 19 3 19 1 1 13 103 8 7 103 8 22 ( )IPO 18 2 23 43 1 36 14 12

70 2015 TAIWAN SECURITIES ASSOCIATION 15 103 10 2 8 (1) 4 3 (2) 2 2 16 2 2 16 102 103 65

104 71 10 13 104 (DVP) 10 20 F 85 2 10 23 10 27 10 27 16 10 27 11 01 ( ) 11 03 http://888.twse.com.tw

72 2015 TAIWAN SECURITIES ASSOCIATION 11 03 11 05 13 109 11 07 11 10 8 15 11 10 11 11 104 2 ( ) 103 12 27 ( ) 104 2 103 12 27 11 18 200% 150% 11 18 (OSU) OSU ( ) ( ) OSU ( ) ( ) OSU/OBU 30% 11 26 12 01

104 73 12 01 103 6 12 12 104 1 5 12 15 12 17 107 1 10 12 25 ( ) QFII ( ) QDII ( ) ( ) 12 26 107 1 12 26 12 27 12 29 3

74 2015 TAIWAN SECURITIES ASSOCIATION 12 29 104 1 5 12 31 10 07 (IMF) 2014 GDP 3.3% 2015 3.8% 10 29 (Fed) (QE) Fed QE 0~0.25% 2015 10 31 (QE) 50 80 7~10 ETF( ) 3 11 06 (OECD) 2014 3.3% 2015 3.7% OECD (ECB) 11 17 568 266 3,000 130 2,500 105 11 18 2015 10 2017 4

104 75 11 21 1 0.4 5.6% 1 0.25 2.75% 1.1 1.2 12 04 (ECB) ECB 2015 12 17 (Fed) Fed 2015 12 29 11 GDP( ) 2009 10 2015

76 2015 TAIWAN SECURITIES ASSOCIATION ( ) ( ) 103 10 103 11 103 12 103 4 1 37,020,235,253 35,826,972,388 50,399,099,148 123,246,306,789 2 2,073,816,606 2,429,461,465 3,255,465,161 7,758,743,232 3 4,400,982,007 4,304,160,710 5,423,430,495 14,128,573,212 4 8,116,933,768 5,454,273,706 6,651,717,131 20,222,924,605 5 668,599 1,780,286 5,165,822 7,614,707 6 3,033,913,097 2,751,781,418 3,368,830,566 9,154,525,081 7 1,368,529 10,514,251 47,637,857 59,520,637 8 0 0 0 0 9 939,756,660 939,756,660 550,392,419 2,429,905,739 10 0 0 0 0 11 0 0 0 0 12 8,097,085,859 10,554,830,036 11,315,599,113 29,967,515,008 13 0 0 0 0 14 5,747,336 3,414,885 16,899 9,179,120 15 0 669,600 290,280 959,880 16 173,398,518 504,110,988 714,611,377 1,392,120,883 17 413,411,468 654,725,958 846,543,884 1,914,681,310 18 11,233,744,310 5,381,489,401 10,806,055,112 27,421,288,823 19 犇亞 0 0 0 0 20 80,047,501 136,424,562 139,243,195 355,715,258 21 大昌 12,101,575 23,843,582 24,543,347 60,488,504 22 0 0 0 0 23 大眾 5,400,857 1,719,754 462,995 7,583,606 24 37,759 2,959,385 172,184 3,169,328 25 1,242,377,210 1,642,547,277 1,932,930,143 4,817,854,630 26 0 0 0 0 27 1,311,011,720 1,182,852,977 1,016,488,887 3,510,353,584 28 0 0 0 0 29 0 0 0 0 30 169,885,580 206,136,015 334,602,658 710,624,253 31 0 0 0 0 32 697,580,614 371,215,553 612,994,310 1,681,790,477 33 8,902,915,697 10,374,215,298 18,512,440,912 37,789,571,907 34 0 0 0 0 35 3,942,456,888 3,081,647,023 5,279,029,120 12,303,133,031 36 11,798,492,867 10,234,163,829 9,810,392,810 31,843,049,506 37 136,252,920 467,492,573 489,739,715 1,093,485,208 38 8,233,597,445 7,410,545,080 9,576,334,814 25,220,477,339 39 12,899,481,375 12,904,196,296 23,806,829,597 49,610,507,268 40 5,111,251,858 4,411,081,616 6,610,276,510 16,132,609,984 130,053,953,876 121,268,982,573 171,531,336,461 422,854,272,910

104 77 ( )103 4 ETF 19,629,372,789 16,352,659,392 1,278,918,998 492,949 1,845,368,133 0 52,079,210 27,518,316 72,335,791 17,595,446,447 10,037,376,059 5,822,226,029 0 385,326,324 0 105,033,682 1,189,590,966 55,893,387 127,619,433,016 70,230,156,685 54,239,834,231 0 2,980,660,958 0 168,781,143 0 0 164,844,252,252 96,620,192,136 61,340,979,258 492,949 5,211,355,415 0 325,894,034 1,217,109,282 128,229,178 2,396,032 2,396,032 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 463,977,358 463,977,358 0 0 0 0 0 0 0 466,373,390 466,373,390 0 0 0 0 0 0 0 66,824,438,714 0 0 0 268,446 0 0 0 66,824,170,268 9,104,946,693 0 0 0 0 0 0 0 9,104,946,693 75,225,502,823 0 0 0 10,679,326 0 0 0 75,214,823,497 151,154,888,230 0 0 0 10,947,772 0 0 0 151,143,940,459 146,357,576 62,447,695 921,458 0 788,609 0 72,871,644 3,022,540 6,305,630 682,483,747 78,180,572 79,895 0 0 0 483,638,046 118,085,550 2,499,685 4,137,311,493 2,659,815,251 712,968,613 0 90,415,550 0 674,112,079 0 0 4,966,152,816 2,800,443,518 713,969,966 0 91,204,159 0 1,230,621,769 121,108,090 8,805,315 1,028,211,981 0 0 0 0 0 0 0 1,028,211,981 181,233,365 0 0 0 0 0 0 0 181,233,365 678,892,230 2,192,097 0 0 0 0 0 0 676,700,133 1,888,337,576 2,192,097 0 0 0 0 0 0 1,886,145,479 21,261,979 21,261,979 0 0 0 0 0 0 0 578,685 578,685 0 0 0 0 0 0 0 1,255,249,055 1,105,766,621 107,287,632 0 0 0 42,194,802 0 0 1,277,089,719 1,127,607,285 107,287,632 0 0 0 42,194,802 0 0 11,753,559 11,753,559 0 0 0 0 0 0 0 92,946,680 452,098 0 0 0 0 24,129,582 68,365,000 0 710,284,498 672,754,395 37,530,103 0 0 0 0 0 0 814,984,736 684,960,051 37,530,103 0 0 0 24,129,582 68,365,000 0

78 2015 TAIWAN SECURITIES ASSOCIATION ETF 29,828,325 21,849,271 0 0 0 0 7,979,054 0 0 17,665,336 0 0 0 0 0 17,665,336 0 0 791,939,849 747,279,126 0 0 0 0 44,660,723 0 0 839,433,509 769,128,396 0 0 0 0 70,305,113 0 0 26,298,385,109 14,614,698,244 2,320,725,628 179,001,427 3,148,255 2,450,603 53,422,700 0 9,124,938,251 5,934,380,388 2,875,645,861 1,200,190,361 12,681,789 415,366 964,300 1,386,647,464 307,226,392 150,608,855 48,754,800,530 26,294,322,009 13,290,509,716 608,899 15,006,803 63,380 2,724,928,467 761,250,000 5,668,111,256 80,987,566,027 43,784,666,114 16,811,425,705 192,292,116 18,570,424 3,478,283 4,164,998,631 1,068,476,392 14,943,658,363 592,150,195 588,515,310 3,634,885 0 0 0 0 0 0 182,450,696 132,380,265 50,070,431 0 0 0 0 0 0 5,282,842,750 4,942,633,196 340,209,554 0 0 0 0 0 0 6,057,443,640 5,663,528,770 393,914,870 0 0 0 0 0 0 34,531,857 34,531,857 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 943,313,666 925,958,901 17,354,765 0 0 0 0 0 0 977,845,523 960,490,758 17,354,765 0 0 0 0 0 0 90,969,109 50,031,182 0 0 0 0 40,937,927 0 0 2,944,343 2,944,343 0 0 0 0 0 0 0 441,874,715 430,505,380 11,369,335 0 0 0 0 0 0 535,788,167 483,480,905 11,369,335 0 0 0 40,937,927 0 0 0 0 0 0 0 0 0 0 0 710,195,916 710,195,916 0 0 0 0 0 0 0 5,665,935,041 5,665,935,041 0 0 0 0 0 0 0 6,376,130,957 6,376,130,957 0 0 0 0 0 0 0 573,734 573,734 0 0 0 0 0 0 0 16,842,112 0 0 0 0 0 16,842,112 0 0 922,637,940 737,234,408 0 0 185,403,532 0 0 0 0

104 79 ETF 940,053,786 737,808,142 0 0 185,403,532 0 16,842,112 0 0 3,740,068 1,031,016 0 0 0 0 2,709,052 0 0 0 0 0 0 0 0 0 0 0 480,795,948 473,223,955 0 0 0 0 7,571,992 0 0 484,536,015 474,254,971 0 0 0 0 10,281,044 0 0 5,060,606 0 0 0 0 0 5,060,606 0 0 79,996,836 0 0 0 0 0 79,996,836 0 0 158,339,123 153,008,137 0 0 0 0 5,330,986 0 0 243,396,565 153,008,137 0 0 0 0 90,388,429 0 0 422,854,272,910 161,104,265,629 79,433,831,634 192,785,065 5,517,481,301 3,478,283 6,016,593,443 2,475,058,764 168,110,778,792 114,719,031,633 31,761,749,271 3,604,200,969 179,494,377 1,849,573,443 2,450,603 235,060,193 30,540,856 77,055,961,921 34,602,111,244 13,837,753,798 7,072,566,716 12,681,789 385,741,690 964,300 2,113,953,058 1,683,267,908 9,495,181,985 273,533,130,033 115,504,762,560 68,757,063,949 608,899 3,282,166,168 63,380 3,667,580,192 761,250,000 81,559,634,886 1,139,071 103 5,420 2,834 1,147,325

80 2015 TAIWAN SECURITIES ASSOCIATION ( ) 90 52 163 3 7 91 113 211 2 4 92 126 128 1 2 93 205 130 2 7 94 102 92 0 9 95 111 99 0 11 96 185 122 0 13 97 86 61 1 1 98 127 101 0 1 99 190 140 0 3 100 204 171 0 1 101 144 110 0 1 102 163 132 0 1 103Q1 38 28 0 0 103Q2 24 18 0 0 103Q3 38 48 2 1 103Q4 38 43 0 0 ( ) 103 4 ( ) ( ) ( ) 1 400 36.00 14,400,000 103.10.08 0.37 2 F- ( ) 6,048 38.00 229,824,000 103.10.09 3.61 3 2,000 45.00 90,000,000 103.10.15 5.00 4 2,800 40.00 112,000,000 103.10.17 50.90 5 510 60.00 30,600,000 103.10.17 1.47 6 876 46.00 40,296,000 103.10.22 1.26 7 2,920 86.00 251,120,000 103.10.22 6.21 8 F- ( ) 3,918 86.00 336,948,000 103.10.22 4.79 9 500 20.00 10,000,000 103.10.23 38.11 10 5,000 39.00 195,000,000 103.10.23 100.00 11 500 18.00 9,000,000 103.10.24 1.46 12 1,000 80.00 80,000,000 103.10.27 0.71 13 2,244 42.00 94,248,000 103.10.28 5.30 14 60,000 11.00 660,000,000 103.11.03 4.35 15 3,066 17.70 54,268,200 103.11.04 5.83

104 81 ( ) ( ) ( ) 16 1,000 16.50 16,500,000 103.11.17 4.53 17 1,710 97.00 165,870,000 103.11.21 2.03 18 400 29.00 11,600,000 103.11.21 18.53 19 6,500 26.50 172,250,000 103.11.25 22.79 20 200 45.00 9,000,000 103.11.27 0.34 21 F- ( ) 3,288 35.00 115,080,000 103.11.28 3.20 22 2,688 39.00 104,832,000 103.11.28 2.08 23 3,522 32.00 112,704,000 103.12.03 4.07 24 750 38.00 28,500,000 103.12.05 0.86 25 2,070 53.00 109,710,000 103.12.09 1.15 26 900 16.00 14,400,000 103.12.09 0.92 27 1,600 22.00 35,200,000 103.12.10 6.25 28 1,938 32.00 62,016,000 103.12.11 1.49 29 7,668 230.0 1,763,640,000 103.12.15 4.29 30 1,992 33.00 65,736,000 103.12.17 1.54 31 3,400 50.00 170,000,000 103.12.17 7.90 32 F- ( ) 1,644 42.00 69,048,000 103.12.18 2.19 33 2,000 26.50 53,000,000 103.12.18 9.76 34 4,284 20.00 85,680,000 103.12.22 4.01 35 1,150 15.00 17,250,000 103.12.23 1.05 36 F ( ) 2,100 60.00 126,000,000 103.12.23 1.30 37 1,236 57.00 70,452,000 103.12.24 1.19 38 4,500 11.00 49,500,000 103.12.25 3.10 ( ) 103 4 1 2 3 F- ( ) ( ) ( ) 11,080 5,032 103.10.02-10.07 36-42 3,000 2,970 103.10.06-10.07 101-110% 2,000 1,700 103.10.06-10.07 101-110% 4 2,800 2,520 103.10.07-10.08 105-115% 5 2,000 1,760 103.10.08-10.09 101-110% 6 3,000 2,675 103.10.14-10.15 101-105% 7 6,712 3,792 103.10.15-10.20 85-95 8 F- ( ) 7,508 3,590 103.10.15-10.20 85-95

82 2015 TAIWAN SECURITIES ASSOCIATION 9 1,454 578 103.10.15-10.20 43-48 10 2,000 1,700 103.10.21-10.22 101-115% 11 4,301 2,057 103.10.21-10.24 42-47 12 5,000 4,450 103.10.24-10.27 101-107% 13 5,000 4,500 103.10.28-10.28 101-110% 14 5,503 2,437 103.10.28-10.31 17.7-20.5 15 3,000 2,630 103.10.30-10.31 101-110% 16 6,000 5,400 103.11.04-11.05 101-105% 17 750 712 103.11.06-11.07 101-110% 18 1,150 1,092 103.11.06-11.07 101-110% 19 7,000 6,300 103.11.06-11.07 101-110% 20 2,995 1,285 103.11.14-11.19 95-100 21 2,000 1,900 103.11.18-11.19 101-105% 22 5,148 2,460 103.11.21-11.26 36-42 23 ( ) 6,298 3,010 103.11.21-11.26 30-36 24 1,500 1,425 103.11.24-11.25 101-110% 25 1,000 890 103.11.24-11.25 101-110% 26 5,965 2,443 103.11.26-12.01 30-34 27 3,967 1,897 103.12.02-12.05 52.5-58 28 3,529 1,591 103.12.04-12.09 31-36 29 3,000 2,700 103.12.10-12.11 101-110% 30 14,058 6,390 103.12.08-12.11 215-235 31 2,000 1,900 103.12.10-12.11 101-110% 32 3,611 1,619 103.12.10-12.15 32-35 33 15,640 12,240 103.12.10-12.15 47-57 34 ( ) 3,146 1,502 103.12.11-12.16 40-45 35 2,500 2,203 103.12.12-12.16 101-105% 36 37 ( ) ( ) 3,000 2,610 103.12.15-12.16 101-107% 1,000 850 103.12.15-12.16 101-107% 38 7,640 3,356 103.12.15-12.18 19-21 39 ( ) 4,014 1,914 103.12.16-12.19 58-62 40 2,308 1,072 103.12.17-12.22 52-62 41 42 ( ) ( ) 2,500 2,125 103.12.22-12.23 101-105% 1,000 950 103.12.23-12.24 101-105% 43 4,000 3,745 103.12.25-12.26 101-110%

104 83 ( ) (103 1-12 ) ( ) ( ) EPS( ) ROE( ) ( ) ( ) 77 93,578,149 74,210,471 14,942,021 31,255,576 316,376,550 479,502,338 33.40 0.988 6.52 100.00 15.156 45 88,778,932 70,252,634 14,427,644 30,193,237 305,242,992 458,889,697 34.01 0.989 6.58 94.87 15.034 32 4,799,217 3,957,837 514,377 1,062,339 11,133,558 20,612,641 22.14 0.954 5.15 5.13 18.514 60 80,878,041 65,529,617 14,644,304 27,632,182 298,375,615 443,896,347 34.17 0.926 6.22 86.43 14.877 32 79,049,892 63,660,602 14,169,802 27,270,965 289,780,842 430,001,974 34.50 0.941 6.34 84.47 14.839 28 1,828,149 1,869,015 474,502 361,217 8,594,773 13,894,373 19.76 0.420 2.60 1.95 16.166 17 12,700,108 8,680,854 297,717 3,623,394 18,000,935 35,605,991 28.53 2.013 10.18 13.57 19.780 13 9,729,040 6,592,032 257,842 2,922,272 15,462,150 28,887,723 30.04 1.890 10.12 10.40 18.683 4 2,971,068 2,088,822 39,875 701,122 2,538,785 6,718,268 23.60 2.762 10.44 3.17 26.463 20 20 73,810,299 59,397,914 13,627,123 25,976,788 263,530,170 398,291,370 35.19 0.986 6.52 78.88 15.114 2015 20 259.77 (1) 103 12 145 82 ( )63 (2) 77 5 (3) Year-To-Month 103 1-12 104 1 14 (4) 12 ISM 55.5 12 5.6% 6 (Fed) 11/17 CRB 2009 5 (5) 103 1-12 (TSE:929 /OTC:263 ) (TSE:797 /OTC:167 ) 77 EPS 0.988 0.625 61 16 8,611 9,307 8.08% 103 1-12 EPS 0.989 0.954 EPS 2.013 0.926 EPS 0.941 EPS 0.420 EPS 2.762 EPS 1.890 (6) 103 1-12 20 EPS 0.986 19 EPS 1.896 20 ROE 6.52% 6.52% (7) EPS 9.63 9.42 7.83 EPS -6.58-3.31-1.61 (8) 103 1-12 3,138 2.7% 12 11/28 103 3.5% 103 28.4 5.36% 104 17 12 6.14

84 2015 TAIWAN SECURITIES ASSOCIATION ( ) (103 1-12 ) ( ) ( ) ( ) ( ) ( ) ( ) 1 16,063,098 1 10,459,449 1 9.625 2 9,748,979 2 3,195,781 2 9.416 3 5,766,475 3 2,023,771 3 7.829 4 5,718,477 4 1,583,169 4 4.993 5 5,446,733 5 1,497,302 5 4.695 6 4,888,725 6 1,436,467 6 2.108 7 4,376,852 7 1,414,732 7 1.896 8 3,804,846 8 1,238,636 8 1.740 9 3,408,329 9 1,191,114 9 1.734 10 2,489,544 10 1,092,467 10 1.537 ( ) ( ) ( ) ( ) ( ) ( ) 1 16,063,098 1 10,459,449 1 9.416 2 9,748,979 2 3,195,781 2 7.829 3 5,766,475 3 2,023,771 3 4.993 4 5,718,477 4 1,583,169 4 4.695 5 5,446,733 5 1,497,302 5 2.108 ( ) ( ) ( ) ( () ) 1 1,933,305 1 1,092,467 1 9.625 ( ) 2 813,855 2 81,797 2 1.229 3 363,645 3 52,406 3 1.189 4 158,282 4 51,958 4 1.086 5 153,399 5 27,889 5 0.909 10.40% 3.17% 1.95% 證券商收益 本國綜合證券商本國專業經紀商 84.48% 外國綜合證券商外國專業經紀商 9.35% 2.24% 證券商稅後淨利 1.16% 本國綜合證券商本國專業經紀商 87.25% 外國綜合證券商外國專業經紀商 證券商每股盈餘 2.500 2.000 1.500 1.000 0.500 0.000 本國綜合證券商 本國專業經紀商 外國綜合證券商 外國專業經紀商 0.941 0.420 1.890 2.762 ( )

104 85 ( ) (103 1-12 ) ( ) ( ) EPS( ) ROE( ) ( ) ( ) 1020 492,412 482,156 9,030 14,309 3,000,000 3,003,171 2.91 0.048 0.48 0.526 10.01 1040 684,653 471,633 41,461 225,450 3,000,000 3,566,536 32.93 0.752 6.32 0.732 11.89 1090 603,876 669,441 32,588-32,979 3,357,510 3,368,435-5.46-0.098-0.98 0.645 10.03 1160 3,804,846 2,877,309 413,962 1,238,636 11,572,128 21,870,790 32.55 1.070 5.66 4.066 18.90 1260 1,058,737 985,987 116,571 160,820 4,268,388 4,998,939 15.19 0.377 3.22 1.131 11.71 1360 631,737 601,014 58,985 69,384 533,000 1,249,699 10.98 1.302 5.55 0.675 23.45 1440 1,243,978 897,058 24,978 294,719 1,700,000 3,635,447 23.69 1.734 8.11 1.329 21.38 1470 693,980 612,276 44,873 225,692 1,468,210 2,163,844 32.52 1.537 10.43 0.742 14.74 1480 875,611 518,738 14,497 309,257 395,000 2,599,892 35.32 7.829 11.89 0.936 65.82 1530 772,771 356,353 8,020 352,118 750,000 1,896,337 45.57 4.695 18.57 0.826 25.28 1560 513,179 503,490 6,607 13,368 1,140,000 1,312,073 2.60 0.117 1.02 0.548 11.51 1570 411,335 263,701 5,593 134,625 1,010,000 1,621,319 32.73 1.333 8.30 0.440 16.05 1590 702,314 353,087 31,869 327,071 655,000 2,170,750 46.57 4.993 15.07 0.751 33.14 1650 2,191,683 763,530 6,883 1,191,114 1,265,000 3,488,697 54.35 9.416 34.14 2.342 27.58 2180 725,156 468,238 68,859 331,649 7,137,143 10,494,246 45.73 0.465 3.16 0.775 14.70 5050 290,628 190,018 42,199 115,517 2,523,532 3,715,874 39.75 0.458 3.11 0.311 14.72 5110 48,517 83,167 6,943-27,706 760,000 551,275-57.11-0.365-5.03 0.052 7.25 5260 598,818 551,678 81,331 105,104 3,067,560 4,448,613 17.55 0.343 2.36 0.640 14.50 5380 1,551,767 1,492,853 54,127 63,725 6,400,000 6,571,248 4.11 0.100 0.97 1.658 10.27 5850 4,376,852 3,215,655 606,200 1,583,169 13,231,191 23,032,624 36.17 1.197 6.87 4.677 17.41 5920 4,888,725 3,891,110 577,450 1,497,302 15,398,905 21,470,267 30.63 0.972 6.97 5.224 13.94 6010 犇亞 86,058 177,241 65,136-26,047 1,137,554 1,904,428-30.27-0.229-1.37 0.092 16.74 6110 110,206 157,839 26,813-22,038 1,500,000 1,477,607-20.00-0.147-1.49 0.118 9.85 6160 1,142,524 884,275 74,573 297,092 5,357,140 6,448,203 26.00 0.555 4.61 1.221 12.04 6480 694,116 322,091 48,135 400,160 2,300,000 2,573,143 57.65 1.740 15.55 0.742 11.19 6530 976,511 838,197 79,872 202,186 3,777,618 4,829,633 20.70 0.535 4.19 1.044 12.78 6910 252,420 240,216 43,000 59,566 1,375,500 1,419,691 23.60 0.433 4.20 0.270 10.32 7000 3,408,329 2,715,255 144,220 800,482 11,600,000 14,647,597 23.49 0.690 5.46 3.642 12.63 7030 142,260 238,968 66,570-33,709 2,122,836 2,832,547-23.70-0.159-1.19 0.152 13.34

86 2015 TAIWAN SECURITIES ASSOCIATION ( ) (103 1-12 ) ( ) ( ) EPS( ) ROE( ) ( ) ( ) 7790 2,001,612 1,828,880 89,172 189,015 8,960,000 9,708,783 9.44 0.211 1.95 2.139 10.84 8150 511,019 448,144 7,479 46,751 3,061,250 3,436,600 9.15 0.153 1.36 0.546 11.23 8440 648,321 568,077 25,560 80,819 1,495,000 3,195,557 12.47 0.541 2.53 0.693 21.37 8450 1,571,930 1,578,065 99,425 75,551 6,883,368 7,667,254 4.81 0.110 0.99 1.680 11.14 8560 710,785 421,328 80,115 309,868 1,470,000 2,462,198 43.60 2.108 12.59 0.760 16.75 8840 1,216,519 1,029,887 105,798 232,056 4,000,000 4,767,534 19.08 0.580 4.87 1.300 11.92 8880 1,867,310 1,522,812 52,109 358,229 4,700,000 6,159,267 19.18 0.762 5.82 1.995 13.10 8890 268,732 340,951 24,758-47,596 3,000,000 3,390,514-17.71-0.159-1.40 0.287 11.30 8910 324,776 529,856 1,741-169,285 1,050,940 879,691-52.12-1.611-19.24 0.347 8.37 8960 450,623 283,901 3,478 140,986 1,000,000 1,283,903 31.29 1.410 10.98 0.482 12.84 9100 5,718,477 4,004,728 550,021 2,023,771 23,690,730 31,116,166 35.39 0.854 6.50 6.111 13.13 9200 9,748,979 8,201,166 2,023,289 3,195,781 37,988,123 61,118,340 32.78 0.841 5.23 10.418 16.09 9300 2,489,544 2,005,234 182,188 576,607 8,111,743 11,847,395 23.16 0.711 4.87 2.660 14.61 9600 5,446,733 4,591,699 644,709 1,436,467 16,643,550 31,407,183 26.37 0.863 4.57 5.821 18.87 9800 16,063,098 12,311,945 7,161,205 10,459,449 55,172,835 91,972,647 65.11 1.896 11.37 17.165 16.67 9A00 5,766,475 4,763,387 575,252 1,414,732 16,212,238 25,113,740 24.53 0.873 5.63 6.162 15.49 1380 813,855 955,883-2,777-144,804 220,000 513,156-17.79-6.582-28.22 0.870 23.33 1520 1,933,305 647,710 37,800 1,092,467 1,135,000 5,145,448 56.51 9.625 21.23 2.066 45.33 1660 65,626 260,188 1,624-192,938 583,785 389,440-294.00-3.305-49.54 0.070 6.67 5320 142,725 141,152 61,478 51,958 478,555 1,106,261 36.40 1.086 4.70 0.153 23.12 5460 16,472 32,357 19,466 3,581 312,000 356,375 21.74 0.115 1.00 0.018 11.42 5600 153,399 170,639 27,688 10,108 380,000 836,393 6.59 0.266 1.21 0.164 22.01 5660 47,673 49,361 12,252 8,771 203,400 386,922 18.40 0.431 2.27 0.051 19.02 5860 30,503 23,381 17,063 20,112 268,438 574,283 65.93 0.749 3.50 0.033 21.39 5870 48,711 40,147 20,999 24,576 200,000 529,606 50.45 1.229 4.64 0.052 26.48 5960 77,710 67,236 23,120 27,889 361,538 816,091 35.89 0.771 3.42 0.083 22.57 6210 27,398 32,554 8,539 3,384 235,400 277,047 12.35 0.144 1.22 0.029 11.77 6380 136,407 119,271 46,074 52,406 440,783 742,782 38.42 1.189 7.06 0.146 16.85

104 87 ( ) (103 1-12 ) ( ) ( ) EPS( ) ROE( ) ( ) ( ) 6450 97,800 104,730 36,990 25,290 461,908 805,829 25.86 0.548 3.14 0.105 17.45 6460 363,645 309,717 42,518 81,797 900,000 1,511,536 22.49 0.909 5.41 0.389 16.79 6620 7,815 11,637 1,414-2,407 200,000 102,535-30.80-0.120-2.35 0.008 5.13 6950 60,096 64,454 16,389 12,031 255,000 499,043 20.02 0.472 2.41 0.064 19.57 7020 34,660 28,795 2,596 7,128 200,000 338,110 20.57 0.356 2.11 0.037 16.91 7070 23,780 24,083 4,974 4,040 200,000 365,792 16.99 0.202 1.10 0.025 18.29 7080 24,978 57,548 3,342-29,228 250,000 149,515-117.01-1.169-19.55 0.027 5.98 7120 6,124 14,119 3,889-4,106 200,000 82,235-67.05-0.205-4.99 0.007 4.11 7670 53,494 46,114 3,524 8,372 300,300 416,449 15.65 0.279 2.01 0.057 13.87 7750 54,742 65,988 13,029 1,783 239,451 326,316 3.26 0.074 0.55 0.058 13.63 7780 77,989 75,924 7,377 7,678 368,000 539,068 9.84 0.209 1.42 0.083 14.65 7900 21,164 28,569 6,050-1,329 238,000 310,283-6.28-0.056-0.43 0.023 13.04 8380 90,907 83,692 18,640 21,997 370,000 722,588 24.20 0.595 3.04 0.097 19.53 8490 19,878 24,916 5,742 164 200,000 323,240 0.83 0.008 0.05 0.021 16.16 8520 35,832 46,136 17,683 5,970 200,000 471,289 16.66 0.299 1.27 0.038 23.56 8660 7,418 13,058 2,970-2,872 230,000 206,315-38.72-0.125-1.39 0.008 8.97 8710 92,877 90,632 18,823 21,064 502,000 561,652 22.68 0.420 3.75 0.099 11.19 8770 26,263 32,880 1,102-5,515 200,000 247,060-21.00-0.276-2.23 0.028 12.35 8850 47,689 69,925 30,771 6,575 200,000 289,758 13.79 0.329 2.27 0.051 14.49 8900 158,282 225,041 3,228-53,603 600,000 670,224-33.87-0.893-8.00 0.169 11.17

268 8 2 (02)2737-4721 (02)2735-0822 http://www.twsa.org.tw

103 11 12 5 58 103 10 182014 -! 6 103 10 26103 500

熱誠. 專業. 效率. 創新 中華民國證券商業同業公會 TAIWAN SECURITIES ASSOCIATION 台北市復興南路二段 268 號 8 樓之 2 TEL: 02-2737-4721 FAX: 02-2735-0822 http://www.twsa.org.tw