2007 2007 1 1 2007 6 30 2007 8 28 1
2007 8 20 2
...3...5...7...9...10...24...27...27...27...30 A A B B A 519518 B 519517 2006 3 23 353,707,655.01 A 130,747,504.70 B222,960,150.31 3
1 288 6 538 99 21 200120 021-28932888 021-28932998 service@99fund.com 500 12 200120 021-61618888 021-6360 zhouqz@spdb.com.cn http://www.99fund.com 4
99 21 27 22 2007 5 22 A B A B A 0.25B 0.01 A A B 1 2 3 4 1.1214 5 2.5813 1 1 1 2 3 4 (1)(3) (2)(4) 0.2257% 0.0045% 0.2012% 0.0000% 0.0245% 0.0045% 0.2456% 0.0045% 0.2012% 0.0000% 0.0444% 0.0045% 5
3 0.6293% 0.0038% 0.5819% 0.0003% 0.0474% 0.0035% 6 1.1214% 0.0042% 1.0873% 0.0005% 0.0341% 0.0037% 1 2.0832% 0.0041% 2.0853% 0.0005% -0.0021% 0.0036% 2.5813% 0.0044% 2.5838% 0.0005% -0.0025% 0.0039% 0.3107% 0.0040% 0.2683% 0.0000% 0.0424% 0.0040% 2 A 2006.3.23-2007.6.30 3 B 2007.5.22-2007.6.30 6
1 20055 2005 2 3 1 2007 6 30 2 13 2005 4 1 CPI 6 2 2.80% 3.09% 29 CPI 7
3 7 2 2007 1 1 2007 6 30 A 1.1214% 1.8073%2007 5 22 2007 6 30 B 0.3107% 0.2683% 8
2004 2007 2007 9
2007 6 30 2006 12 31 1 1,706,777.94 314,537.58 250,000.00 250,000.00 2 850,916.32 5,478,445.31 6,572,702.59 0 0 0 393,491,508.02 761,217,102.06 393,491,508.02 761,217,102.06 402,871,904.87 767,260,084.95 16,539,337.99 729,206.09 13,272.30 3,282.44 116,763.55 169,579.99 35,382.90 51,387.87 32,485.02 128,469.72-3,235.00 0 3 4,469.61 17,398.38 606,208.28 810,390.15 4 1,136,873.33 289,848.85 10
30,380,000.00 44,100,000.00 5 302,691.88 354,500.00 49,164,249.86 46,654,063.49 6 353,707,655.01 720,606,021.46 353,707,655.01 720,606,021.46 402,871,904.87 767,260,084.95 2006 3 23 2006 6 30 7,723,373.94 17,981,300.38 7-707,292.89 3,623,386.78 6,731,266.87 12,095,668.87 467,231.46 2,039,258.93 1,232,168.50 222,155.13 8 0.00 830.67 2,113,633.93 6,321,882.16 835,833.50 2,170,443.25 253,282.75 657,710.01 562,359.65 1,644,275.10 174,363.40 1,528,378.79 9 287,794.63 321,075.01 178,520.30 95,070.00 39,671.58 28,169.00 5,609,740.01 11,659,418.22 0 0 0 0 11
2006 3 23 2006 6 30 5,609,740.01 11,659,418.22 0.00 0.00 5,609,740.01 11,659,418.22 5,609,740.01 11,659,418.22 0.00 2006 3 23 2006 6 30 720,606,021.46 4,104,914,022.13 5,609,740.01 11,659,418.22 5,609,740.01 11,659,418.22 1,850,943,962.45 1,472,586,388.20 4,562,339.73 7,994,392.28 2,217,842,328.90-4,534,388,054.65-366,898,366.45-3,061,801,666.45 5,609,740.01 11,659,418.22 353,707,655.01 1,043,112,355.68 12
[2006]2 2006 3 23 4,104,914,022.13 2007 5 22 500 A B 500 A 500 B A 500 500 A B 500 B A B 2007 5 23 B 2007 5 18 (a) 3 3 5 (b) 1 1 12 31 2007 1 1 2007 6 30 13
(c) (d) (e) 0.25% (f) (g) (h) /() /() 14
(i) 0.33% 0.1% 2007 5 22 0.25%A B 0.01 (j) 1.00 (k) AB B 2007 5 23 B AB 15
0.01 3 (l) (m) (n) [2002]128 [2004]78 (a) 16
(b) 2004 1 1 (c) 20% 1 2007 6 30 1,706,777.94 0.00 1,706,777.94 2 2007 6 30 16,242.68 0.00 832,885.48 1,788.16 850,916.32 2007621 3 2007 6 30 4,469.61 4,469.61 4 2007 6 30 250,000.00 348,000.00 10,590.00 7,648.29 520,635.04 1,136,873.33 5 2007 6 30 119,671.58 178,520.30 17
4,500.00 302,691.88 20068200779 2006 6 2007 1 1 2007 5 22 720,606,021.46 1,145,981,761.35 4,162,939.99 173,337.92 1,444,002,661.94 422,758,458.79 2007 5 23 2007 6 30 A B 167,947,520.57 254,810,938.22 177,417,575.94 206,361,862.26 200,885.98 198,513.76 161,583,017.59 291,254,713.50 B A 6,668,623.38 6,661,137.97 A B 59,703,201.30 59,703,197.60 130,747,504.70 222,960,150.31 2007522500 AB500A 500B 422,758,458.79 A167,947,520.57B254,810,938.22 7 2007 1 1 2007 6 30 3,145,720,590.55 3,126,181,900.89 19,897,982.55 348,000.00-707,292.89 18
8 9 2007 1 1 2007 6 30 39,671.58 178,520.30 14,699.62 24,920.00 16,699.78 4,283.35 9,000.00 287,794.63 10 5,609,740.01 2007112007522 810,390.15 4,360,985.57 4,162,939.99 706,184.74 173,337.92 128,913.07 2007523 2007630 A B 119,210.19 9,702.88 413,590.58 835,163.86 200,885.98 198,513.76 99,288.62 265,281.76 B A 7,485.41 A B 3.70 19
232,622.47 373,585.81 1 2 2007112007630 685,300,000.00 100-3,426.50 100 20063232006630 3 2007112007630 20063232006630 39, 340,000.00 4 1 A 0.33% H=E 0.33% H E B 20
2007112007630 835,833.50 719,069.95 116,763.55 2006323 2,170,443.25 1,758,065.10 412,378.15 2006630 2 A 0.10% H=E 0.10% H E B 2007112007630 253,282.75 217,899.85 35,382.90 2006323 657,710.01 532,746.91 124,963.10 2006630 5 A 20075220.252007522 AB 0.250.01 A0.25% 21
H=E 0.25% H E B0.01% H=E 0.01% H E B 705,371.26 168,252.15 592,170.09 299,761.72 107,067.59 13,878.88 481,892.75 1,404,608.94 6 2007 6 30 2006 6 30 1,706,777.94 548,188,169.66 22
2006 3 23 ( 2007 1 1 ) 2006 6 2007 6 30 30 443,250.69 2,039,258.93 7 (1) A 2007 1 1 2007 6 30 50,000,000.00 / 0 51,740.00 50,051,740.00 0 0 / 0 0 2 2007630 () () 310,000 30,822,307.43 2007-7-2 200771 23
393,491,508.02 97.67% 0.00 0.00 0.00 0.00% 1,706,777.94 0.42% 7,673,618.91 1.91% 402,871,904.87 100.00% 3,509,640,000.00 3.33% 00.00 0.00% 30,380,000.00 8.59% 00.00 0.00% 20 1 90 181 19 180 24
2 0.55% 8.59% 5.68% 0.00% 95.69% 0.00% 16.98% 0.00% 1.40% 0.00% 1.40% 0.00% 8.48% 0.00% 111.80% 8.59% 1 () 1 0.00 0.00% 2 60,065,779.49 15.26% 60,065,779.49 15.26% 3 278,381,143.25 70.75% 4 55,044,585.28 13.99% 5 0.00 0.00% 393,491,508.02 100.00% 397 2 65,027,037.71 16.53% 07 61 2,500,000 0.00 248,566,995.37 70.27% 05 07 600,000 0.00 60,065,779.49 16.98% 06 70 300,000 0.00 29,814,147.88 8.43% 06 CP02 200,000 0.00 20,104,870.91 5.68% 25
07 CP01 200,000 0.00 19,969,826.68 5.65% 07 CP01 100,000 0.00 10,008,629.47 2.83% 06 50,000 0.00 4,961,258.22 1.40% 0.5 0 0.25-0.5% 0 0.02% -0.15% 0.08% 1 2 397 397 20% 3 4 250,000.00 850,916.32 6,572,702.59 0.00 0.00 26
0.00 7,673,618.91 5 2007 6 30 2733 47,840.29 33,214,064.58 25.40% 97,533,440.12 74.60% 9 24,773,350.03 200,103,474.32 89.75% 22,856,675.99 10.25% A 1 4,104,914,022.13 B 2 720,606,021.46 3 1,330,067,960.67 520,876,001.78 4 1,919,926,477.43 297,915,851.47 5 130,747,504.70 222,960,150.31 12007 1 8 22007419 2007 Jeffrey R. Williams Joseph W. Chow 27
5,609,740.01 A 4,764,873.27 B 844,866.74 1 2 685,300,000.00 100% -3,426.50 100% 2 A B a b c d e C abc d 28
29
99 21 www.99fund.com 2007 8 28 30