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* / [ ] Abstract Why are empirical researches of the Public Choice theory absent in China whereas theoretical introductions are prevalent? This paper through analyzing the absence of empirical research suggests that the answer underlies the methodological misunderstanding of microfoundation by most Chinese political science researchers who are confronted with a paradox in the related studies with application of the rational choice theory in a broader sense. On defining microfoundation and exploring the relevant debates on the economic man this paper goes further to outline two historical origins which produce the rejection of microfoundation by many Chinese researchers one is the path dependence of methodological holism and the other is the constraints of cognitive preference toward pure induction. Moreover I explore three underlying factors of the methodological misunderstanding - ideological interference political correctness and backwardness of the entire discipline. Finally the paper roughly prospects several potential research issues and proposes three tentative constructive suggestions. 1986 1 2 3 100

4 輥輯訛 5 6 7 Gordon Tullock Ann Krueger 8 輥輰訛 Mancur Olson 9 輥輱訛 Robert Bates Margaret Levi 10 101

2009/01 輥輶訛 輥輲訛 輥輳訛 輥輷訛 hierarchy 輦輮訛 輦輯訛 輥輴訛 輦輰訛 輥輵訛 102

輦輱訛 counterfacutal 輦輴訛 reasoning self-interested rational microfoundation 輦輲訛 輦輵訛 local circumstances 輦輳訛 Utilities Maximization aggregative processes 輦輶訛 Methodology individualism 103

2009/01 Alfred Marshall Vilfredo Pareto George Homans Peter Blau 輦輷訛 輧輮訛 輧輰訛 輧輱訛 輧輲訛 輧輳訛 輧輯訛 輧輴訛 輧輵訛 輧輶訛 輧輷訛 104

輨輳訛 輨輴訛 輨輮訛 輨輶訛 輨輯訛 輨輰訛 輨輷訛 輨輱訛 hypothesis-testing Karl Popper s falsificationism 輨輲訛 輨輵訛 輩輮訛 105

2009/01 2005 25 輩輳訛 bounded rationality positivism interpretivism 輩輲訛 輩輯訛 輩輰訛 assumption hypothesis 輩輱訛 self-interested rationality 106

conceptualization 輩輵訛 historical institutionalism 輩輶訛 輩輷訛 輩輴訛 輪輮訛 107

2009/01 輪輳訛 輪輴訛 輪輵訛 輪輯訛 輪輶訛 輪輰訛 輪輱訛 輪輲訛 108

輪輷訛 輫輴訛 causal mechanism 輫輮訛 輫輯訛 輫輵訛 輫輰訛 輫輶訛 輫輱訛 輫輷訛 輫輲訛 輬輮訛 輫輳訛 109

2009/01 輬輳訛 輬輯訛 輬輰訛 輬輴訛 輬輵訛 輬輶訛 輬輱訛 輬輲訛 110

輬輷訛 輭輮訛 輭輳訛 * 2008 NKQ08031 輭輯訛 輭輲訛 self-interested 輭輰訛 actor 1 輭輱訛 researcher 111

2009/01 scholar erence Arrow Black action game-theoretic von Neumann Nash K. Arrow Social Choice 2 and Individual Values Yale University Press 1951 D. Black The Theory of Committees and Elections Cam- 2003 2 bridge University Press 1958 J. von Neumann and O. 1999 3 Morgenstern Theory of Games and Economic Behaviour 2000 Princeton University Press 1944 J. Nash Noncooper- 8 ative Games Annals of mathematics Vol.54 pp.289-1998 12 270 313 7 1999 12 2006 1 104 122 1996 6 Zhou Political Turnover and Economic Performance The Incentive Role of Personnel Control in China Journal of Public Economics vol. 89 2005 pp.1743-62 2007 7 2008 9 27 28 4 8 Gordon Tullock The Welfare Costs 2007 3 of Tariffs Monopolies and Theft Western Economic Journal No.5 1967 Gordon Tullock Public Goods 2006 6 Redistribution and Rent Seeking Edward Elgar Publica- 5 C tions 2005 Ann Krueger The Political Economy of the 1999 4 4 6 David Austen- Vol. 64. No.3 1974. Smith Economic Methods in Positive Political Theory in Barry Weingast and Donald Wittman eds. The Oxford Handbook of Political Economy Oxford University Press 2006 pp.899-914. - Decline of Nations Economic Growth Stagflation and Social Rigidities Yale University Press 1982. aggre- 10 Robert Bates Markets and States in gate collective pref- Tropical Africa The Political Basis of Agricultural Poli- 95. 3 Margaret Levi Recon- Li Hongbin and Li-an siderations of Rational Choice in Comparative and Historical Analysis Prepared for Mark Lichbach and Alan Zuckerman eds. Comparative Politics Rationality Culture and Structure 2 nd edition incoming Rent-seeking Society The American Economic Review 9 Mancur Olson The Logic of Collective Action public goods and the theory of groups Harvard University Press 1971 Mancur Olson The Rise and 112

cies University of California Press 1981 Robert Bates Beyond the Miracle of the Market The Political Economy of Agrarian Development in Kenya Cambridge University Press 1989 Robert. Bates ed. Toward a Political E- conomy of Development A Rational Choice Perspective University of California Press 1988 Margaret Levi Of rule and revenue University of California Press 1988. 輥輯訛 Robert Bates ed. Toward a Political Economy of Development A Rational Choice Perspective University of California Press 1988 Henry Milner Social Democ- racy and Rational Choice The Scandinavian Experience 輥輰訛 輦輮訛 2003 243 1996 輦輯訛 2008 10 7 58 127 2008 4 2007 輦輰訛 54 120 輥輱訛 輦輱訛 56 58 輥輲訛 2008 9 18 輥輳訛 72 輥輴訛 2008 9 2004 2 輥輵訛 James Cole- man and Thomas Fararo eds. Rational Choice Theory Advocacy and Critique Sage Publications 1992. Richard Munch Rational Choice Theory A Critical Assessment of Its Explanatory Power James Bohman The Limits of Rational Choice Explanation. 輥輶訛 Dennis Mueller Has public choice contributed anything to the study of politics Public Choice II Cambridge University Press 2003 chapter28 pp.657-74. 輥輷訛 Mancur Olson The Rise and Decline of Nations Economic Growth Stagflation and Social Rigidities Robert H. Bates Markets and states in tropical Africa the political basis of agricultural policies. and Beyond Routledge 1994. 輦輲訛 104 122 輦輳訛 4 輦輴訛 113

2009/01 2005 輧輰訛 11 輦輵訛 Levi 2005 6 2005 3 4 Rational choice ensures that the research has microfoundations that is it pays attention to the constraints on and the strategic interactions among the actors whose aggregated choices produce the outcome of interest. Margaret Levi Reconsiderations of Rational Choice in Comparative and Historical Analysis. 輦輶訛 Daniel Little Microfoundations Method and Causation New Brunswick Transaction Publishers 1998 pp.9-10. This doctrine [the microfoundations thesis] maintains that macro-explanations of social phenomena must be supported by an account of the mechanisms at the individual level through which the postulated social processes work. More specifically the thesis holds that an assertion of an explanatory relationship at the social level causal functional structural must be supplemented by two things knowledge about what it is about the local circumstances of the typical individual that leads him to act in such a way as to bring about this relationship and knowledge of the aggregative processes that lead from individual actions of that sort to an explanatory social relationship of this sort. 輦輷訛 2000 6 10 62 99 輧輮訛 C 4 輧輯訛 Milton Friedman The Methodology of Positive Economics in The Philosophy of Economics An Anthology Daniel M. Hausman Chapter 9 Cambridge University Press 1994. 2003 2 2007 12 5 7 8 9 10 11 輧輱訛 2005 7 2001 1 2008 3 輧輲訛 7 輧輳訛 2005 12 輧輴訛 2001 1 Collective Choice and Social Welfare Amartya Sen 輧輵訛 2003 12 51 68 114

輧輶訛 輩輮訛 1998 5 2003 6 2004 6 2002 4 輧輷訛 1989 5 輩輰訛 Martin Hollis and Steve Smith Explaining and under- 輨輮訛 standing international relations Oxford Clarendon Press 2005 輨輯訛 輩輱訛 2001 4 輨輰訛 Schultz 1964 輨輱訛 2008 123 149 輨輲訛 2006 12 輨輳訛 2004 63 輩輲訛 2008 18 2004 36 58 輨輴訛 2003 4 Charles C. Ragin The comparative method moving be- 65 67 yond qualitative and quantitative strategies. Berkeley and 1999 12 輨輵訛 2005 4 輨輶訛 1 of American Politics Comparative Political Studies 2003 2007 Vol.40 pp.145-69. 輨輷訛 輩輯訛 95 97 p.53 1990. 2007 3 1984 輩輳訛 London University of California Press Quantitative Hegemony Paul Pierson The Costs of Marginalization Qualitative Methods in the Study 輩輴訛 115

2009/01 E. Roy Weintraub How Economics Be- came a Mathematical Science Duke University Press 2008 9 25 輩輵訛 11 輪輯訛 When Chinese Students Meet Western Social Concep - tions Three Roots of Misunderstanding 2007 11 輩輶訛 htm 輪輰訛 輩輷訛 22 John Lott Public Schooling Indoctrination and Totalitarianism 1999 Journal of Political Economy Vol. 107 No. 6. 輪輱訛 20 90 2008 5 98 160 2002. http //www.sg.pku.edu.cn/dpe/dpe. 2007 11 New Political Economy www.tianya.com.cn 輪輮訛 輪輲訛 20 輪輳訛 輪輴訛 S M 116

3 260 263 輪輵訛 and Practices Cambridge University Press 2007 pp. Ha-Joon Chang Kicking away the ladder development strategy in historical perspective Chapter 2 pp.13-68 London Anthem Press 2002. and Bolts for the Social Sciences Cambridge University Do Press 2007 pp.7-67 what American did do not do what American say. 86 2008 7 8 輪輶訛 S 輫輰訛 2008 7 8 M 255 257 輪輷訛 2008 78 2007 Gary King Robert O. Keohan and 503 511 1997 3 輫輮訛 causal inference Designing social inquiry scientific in- Jon Elster mechanism ference in qualitative research Princeton Princeton Uni- law versity Press 1994 Chapter 2 and 3 pp.34-114. 輫輲訛 Elster 2003 1 frequently oc- curring and easily recognizable causal patterns that are triggered under generally unknown conditions or with indeterminate consequences. Jon Elster Explaining Social Behavior More Nuts and Bolts for the Social Sciences Cambridge University Press 2007 p.36. 輫輯訛 Opening the black box No. FC20080151 www.fed.org. Jon Elster Explaining Social Behavior More Nuts and Bolts for the Social Sciences pp.32-35 輫輴訛 Daniel Little Causal Explanation in the Social Sciences Microfoundations Method and Causation New Brunswick Transaction Publishers 1998 2008 Chapter. 10 pp. 197-214 John Gerring Internal Validity Process Tracing Case Study Research Principle 172-185 Charles Tilly Mechanisms In Political Processes Annual Review of Political Science Vol. 4 pp. 21-41 Jon Elster Explaining Social Behavior More Nuts 2006 4 輫輱訛 Sidney Verba Descriptive inference Causality and 2005 2 1995 2005 2007 1 輫輳訛 Lee Sigelman cn. 269 287 輫輵訛 2004 5 117

2009/01 2000~2004 Zhan Jing Vivian The Political Economy of China s CSSCI 2006 3 輫輶訛 2008 9 5 輫輷訛 2001 4 輬輮訛 輬輯訛 Tang Ching-Ping and Shui- Yan Tang Democratizing Bureaucracy The Political E- conomy of Environmental Impact Assessment and Air Pol- lution Fees in Taiwan Comparative Politics Vol.33 exchange October 2000 pp.81-99 Tang Shui-Yan and Ching- coercion Ping Tang Democratization and the Environment En- trepreneurial Politics and Interest Representation in Tai- wan The China Quarterly No.158 1999 pp.66-82 122 2008 9 9 輬輰訛 2007 2008 輬輱訛 Corinna-Barbaru Francis Quasi-public quasi-private trends in emerging market economies the case of China Comparative Politics Vol.33 No.3 pp.275-294 2001. Jia Hao and Lin Zhimin eds. Changing Central -local Relations in China Reform and State Fiscal Reforms A Game -Theoretic Analysis of Central - Local Interaction 2008 輬輲訛 11 輬輳訛 2008 9 5 輬輴訛 Margaret Levi The economic turn in comparative politics Comparative Political Studies 33 6/7 2000 Margaret Levi A model a method and a map rational choice in comparative and historical analysis in Capacity Westview Press 1994. Comparative politics rationality culture and structure edited by Mark Irving Lichbach and Alan S. Zuckerman Cambridge Cambridge University Press 1997. 2007 Barry Clark Political e- 114 137 conomy a comparative approach New York Westport 2001 and London Praeger 1991. 118

Robert. Bates Toward a Political Economy of 輬輵訛 Development in Robert Bates ed. Toward a Political Economy of Development A Rational Choice Perspective University of California Press 1988 p.244. 輬輶訛 輭輱訛 bio- logical fallacy Michael T. Hannan Rationality and Robustness in Multilevel Systems in James Coleman and Thomas Fararo eds. Rational Choice Theory Advocacy and Critique Sage Publications 1992. 2003 5 2008 8 11 輬輷訛 2006 122 Paul 2006 1 Pierson The Costs of Marginalization Qualitative Meth- 輭輮訛 ods in the Study of American Politics Comparative Po- 2006 3 litical Studies Vol.40 No. 2 2007 pp.145-169. 輭輳訛 2007 10 輭輯訛 2008 9 7 輭輰訛 2001 4 116 121 輭輲訛 40 1995 10 300071 119