二零一六年中期報告

1 2 3 4 6 10 10 13 18 30 34 38 41 44 68 69 72 74 76 78 79 80 81 82 135 140 46 58 60

2016 8 172016 17 17 18,280,241,4102016 6 306 0.203,656,048,282 2010 5 2011 72012 7 27 2016 6 1

+ + 1.2 3 407.76 17.7% 5.22 1.2 9.9% 6,88157.7% 2.98 23.3%1.82 70.2% 2,181.92 14.1% A 5 30 2016 年 6 月 30 日 2015 年 12 月 31 日 5,219,782 4,765,159 2016 年 6 月 2015 年 6 月 376,657 337,909 2016 年 6 月 30 日 2015 年 12 月 31 日 363,948 334,248 2016 年 6 月 2015 年 6 月 34,649 40,776 2016 年 6 月 30 日 2015 年 12 月 31 日 4,757,190 4,351,588 2016 年 6 月 2015 年 6 月 1.90 2.28 2

Ping An Insurance (Group) Company of China, Ltd. Ping An of China A H A 601318 H 2318 樑 +86 400 8866 338 +86 755 8243 1029 IR@pingan.com.cn PR@pingan.com.cn 15 16 17 18 A www.sse.com.cn www.hkexnews.hk 202 211 22 15 17 H 183 17M The Bank of New York Mellon 518048 www.pingan.com 3

2016 6 30 2015 12 31 (%) 5,219,782 4,765,159 9.5 462,592 413,571 11.9 363,948 334,248 8.9 6 306 2016 2015 (%) 376,657 337,909 11.5 55,786 59,428 (6.1) 56,062 59,543 (5.8) 46,308 39,911 16.0 40,776 34,649 17.7 40,543 34,569 17.3 65,998 247,896 (73.4) 2016 6 30 2015 12 31 (%) 19.91 18.28 8.9 6 306 2016 2015 (%) 2.28 1.90 20.0 2.28 1.90 20.0 2.27 1.89 20.1 (%) 11.6 11.0 0.6 (%) 11.5 11.0 0.5 3.70 13.57 (72.7) 6 306 2016 2015 (15) (3) 207 91 (11) (23) 95 50 (30) (36) (13) 1 233 80 2008 43 1 4

2016 6 306 2016 6 30 2015 6 306 2015 12 31 614,537 552,853 1,825,901 1,731,619 (%) 5.7 5.1 (%) 4.4 7.7 (%) 210.4 204.9 169,224 127,632 (%) 32.6 18.7 (%) 5.7 5.1 (%) 4.3 7.9 28,598 22,178 (%) (1) 1.0 1.3 354,524 326,814 (%) 221.3 219.7 74,399 64,230 (%) 15.8 23.9 (%) 5.8 5.9 (%) 4.9 7.2 83,584 82,610 60,244 56,254 41,248 34,756 (%) (2) 95.3 93.6 (%) (3) 54.9 57.0 (%) 289.0 269.5 (4) 36,196 31,118 12,292 11,585 (%) 2.67 2.57 (%) 2.79 2.71 (%) 28.80 32.22 1,898,348 1,733,921 1,358,021 1,216,138 (%) 11.82 10.94 (%) 1.56 1.45 (%) 160.82 165.86 (%) 2.51 2.41 (5) 2,215 2,551 898 977 643,766 558,435 3,880 4,767 1,219 1,606 (1) = (2) = (3) = (4) 2016 (5) (6) 5

2016 1 2 3 1 2016 6 APP 5,300 APP 1,900 2016 6 30 105 20.2% APP 2 2016 1 7 ++ 3.0 3 2016 5 2016 + + 2016 407.76 17.7% 2016 6 30 3,639.48 8.9% 5.22 9.5% 2016 6 30 1.19 9.9% 1,77337.1% 6,881 57.7% 2.06 1.82 70.2% 162.24 4.7%240.17 42.7% 2,181.92 26.3% 2,181.92 26.3% 762.11 40.5% 240.17 42.7% 105 20.2% 10,522 4.9% 79.83 31.0% 839.75 2.9% 706.95 14.1% 95.3% 1,393.63 1,402.96 18,259.01 380.28 6

18,983.48 9.5%13,580.21 O2O 2016 6 30 APP 5,300 31% 4 11.7% 28.80% 3.42 2.51%0.10 1.56% 160.82% 11.82% 9.55% 95.3% 706.95 14.1% 2.7 99%APP 400 5 6 2016 6 30 1,393.63 1,402.96 94.76 25.1% 4 2016 5 4 3.0 5 2016 APP 8.98 8.1% 16.87 20.8% 12.19 60 260.63 2.08 6.0% 2,760.3812.3% 2016122.92 6.1% 11.7% 9.5% 3.42 1.56%160.82% 7,2008.5% 3,543 11.6% 451 66.1% 2,029 15.8% 5,291 47.8% 1,63010.3% 77452.7% 6 2016 4 + 2016 16.87 20.8% 7

7 8 7 2016 3 4 2,000 8 2016 5 19 5A 30 A 8.98 8.1% 12.19 24.74%201511.8 2015 84 4 3,300.50 39.3% 2016 10.47 27.7% 2016 6 2.08 2,760.38 12.3% 10.52 31.3% 2,342 27.9% 587 61.7% 32,019 5 605 328% 8,900 25 1.3207.0% 53.75 249.1% 1.4 30% 2,000 146% 2016 6 2,342 32,019 2001,595 2016 1B 185 2016 4 A 5 30 + ++ 2016 6 30 4,874 13,137 2016 6 30 8,900 25 TalkingData2015 4 APP 8

一账通平台聚焦资产管理 注册用户 数 近1.4亿 通 过 任 意 门 用 户 可 以 在平安各类APP应用中自由跳转 已 有约1.7亿用户通过任意门享受一站 式的金融生活服务 截至2016年6月 30日 一账通平台累计与155家合作 银行以及1,300家非银金融及准金融 机构签约 未来展望 展望下半年 一方面 经济发展环境逐步 优化 金融与互联网监管政策持续完善 为市场的持续健康发展提供更多有利条 件 传统行业与互联网的结合更加紧密 金融创新进入快速发展阶段 价值创造和 服 务 升 级 成 为 企 业 竞 争 的 关 键 另 一 方 面 全球经济复苏持续疲软态势 国内经 济形势依旧错综复杂 经济下行压力仍然 较大 市场竞争加剧 中国平安将积极应 对外部环境变化带来的挑战和机遇 不忘 初心 肩负广大投资者的殷切期望 继续 朝 着 平 安3.0时 代 的 战 略 方 向 努 力 打 造 开放平台+开放市场 推进各项业务持续 稳健发展 持续为投资者和社会创造价值 最 后 我 谨 代 表 集 团 董 事 会 执 行 委 员 会 向 一 直 鼎 力 支 持 中 国 平 安 的 广 大 客 户 投资者 合作伙伴 社会各界人士 向为了实现我们共同的战略目标和理想 长期辛勤工作 默默奉献 并肩奋斗的全 体同仁 致以最衷心的感谢 董事长兼首席执行官 中国深圳 2016年8月17日 二零一六年中报 中国平安保险 集团 股份有限公司 9

2016 407.76 17.7% 2016 + + 2016 6 30 1.2 9.9% 2.98 1.82APP23.3% 70.2% 2,181.92 839.7595.3% 7,200 2016 407.76 17.7% 2016 6 30 3,639.48 8.9% 5.22 9.5% 10

6 306 2016 2015 376,657 337,909 256,873 212,275 (320,871) (278,481) 55,786 59,428 46,308 39,911 40,776 34,649 6 306 2016 2015 16,004 15,408 6,709 8,687 6,999 6,618 1,178 1,428 897 976 (2) 1,847 2,141 (3) 7,142 (609) + + 100% 94.97 40,776 34,649 (1) (2) (3) 11

2016 6 30 2016 1-6 2015 12 31 2015 1-6 (%) 5,219,782 4,765,159 9.5 4,757,190 4,351,588 9.3 363,948 334,248 8.9 40,776 34,649 17.7 2016 6 30 2016 1-6 2015 12 31 2015 1-6 (%) 120,226 73,402 63.8 11,707 8,272 41.5 86,315 142,050 (39.2) 46,557 26,858 73.3 20,365 15,663 30.0 56,654 42,610 33.0 41,107 3,051 1,247.3 23,109 8,506 171.7 19,828 4,527 338.0 8,419 4,735 77.8 11,952 34,324 (65.2) 8,921 6,673 33.7 386,445 264,413 46.2 3,961 7,502 (47.2) 54,471 84,121 (35.2) 676 374 80.7 316 (440) 20,182 11,610 73.8 7,071 4,776 48.1 38,739 25,809 50.1 7,594 11,482 (33.9) 6,318 2,416 161.5 21,268 15,749 35.0 9,754 19,632 (50.3) (9,129) 71 12

2.98APP 1.82 1.220161,773 6,881APP 4,362 637 35.9% 2016 3.0 2016 6 30 1.2 9.9% 2.981.82 APP23.3% 70.2% APP 45 678 2016 2016 6 302.98 23.3% 2.12 6,881 20.5% 13

2016 6 30APP1.82 61.3% APP 1.33 1 2016 6 30 2015 12 31 29,774 24,157 21,209 18,258 16,899 13,217 APP 2016 6 30 2015 12 31 18,240 10,719 13,262 7,168 7,961 5,224 APP 2016 6 30 1.2 9.9% APP 4,3622016 1,77337.1% 2 6 306 2016 2015 10,858 8,935 (1) 1,773 1,293 349 273 953 830 401 293 376 228 517 262 (2) 11,931 9,658 (1) (2) (3) 3 2016 6 30 APP (%) (%) (%) 4,360 1,389 31.9 2,778 63.7 1,888 43.3 4,035 1,066 26.4 2,271 56.3 1,076 26.7 3,509 1,481 42.2 2,169 61.8 1,650 47.0 2,086 1,383 66.3 1,741 83.5 1,247 59.8 1,300 513 39.4 830 63.8 797 61.3 11,931 2,473 20.7 6,881 57.7 4,362 36.6 (1) (2) 14

2016 637 35.9%859 2016 15.3% 4 4 6 13 6 11 8 40 3 5 4 5 3 4 21 11 21 14 20 9 7 72 14 14 15 19 13 9 75 108 136 41 66 83 46 429 140 182 87 116 119 74 637 (1) 5 15 55 108 188 260 366 7 21 53 59 150 189 9 16 39 42 68 103 3 41 57 42 60 119 3 5 66 11 5 73 3 1 4 3 3 9 40 139 327 345 546 859 (1) 15

+ 2016 2016 6 42 26 5 20 13 11 33 150 51 28 10 18 9 9 85 210 338 129 53 49 33 30 230 862 196 78 19 36 19 48 73 469 627 261 87 123 74 98 421 1,691 7 56 141 204 513 914 54 99 272 534 959 1 5 9 16 31 6 6 9 24 45 7 12 76 33 128 3 3 9 16 31 13 12 33 33 91 140 278 612 1,169 2,199 (1) (2) 2 (3) (4) APP 16

2016 760 43.0% 8 122 68 68 97 355 36 28 38 18 120 32 61 36 29 158 13 27 49 7 96 6 10 8 5 2 31 87 220 153 147 153 760 (1) (2) 2016 170 2016 9 6 306 2016 (%) 2015 (%) 13,899 16.6 12,177 15.0 3,029 41.2 2,545 41.2 43 13.7 35 15.0 + + 17

14.1% 2,800 6 306 2016 2015 (1) 208,481 164,909 9,367 7,548 344 288 218,192 172,745 (2) 163,347 123,056 9,237 7,400 314 235 172,898 130,691 (1) (2) [2009]15 2016 2016 240.17 42.7% 28.6% 0.2 42 7 3,000 2016 6 30 338 1,071.13 6 306 2016 2015 163,347 123,056 (%) 11.5 13.0 (1) 18

2016 6 30 2015 12 31 6 306 2016 2015 72,795 68,647 43,596 41,233 1,542 1,288 74,337 69,935 1,045,813 869,895 4,578 4,380 66,801 70,258 10,522 10,026 1.3 1.2 (%) 13 93.1 92.2 25 88.1 88.1 2016167.60 7.8% 2,084.81 26.4% 2,074.98 26.4%761.93 40.5% 6 306 2016 2015 2016 2015 62,560 45,910 55,072 38,502 58,167 43,894 52,795 36,905 9,566 6,046 9,310 6,057 1,898 791 1,894 782 4,067 2,268 4,045 2,268 4,043 2,267 4,043 2,267 76,193 54,224 68,427 46,827 123,169 103,075 86,784 69,345 2,827 2,991 2,779 2,949 5,309 3,840 5,309 3,840 131,305 109,906 94,872 76,134 207,498 164,130 163,299 122,961 983 779 48 95 208,481 164,909 163,347 123,056 (1) 19

1054,578 2.26.6 2016 6 105 20.2% 10,522 4.9% 1.3 6,33310.1% 18.98 139.9% 79.83 31.0% APP APPO2O 13.93 O2O APP2016 APP 2014APP 5,30031% 1,000 2016 6 307,280 154 13 25 93.1% 88.1% NPS 2016 115110 75 e + 5 12 APP 7*24 2458 95% 950 200 20

2004 48.60 6 306 2016 2015 218,192 172,745 (1,688) (1,480) (43,606) (40,574) 172,898 130,691 169,224 127,632 32,490 72,013 (385) 67 2016 7.33 94.76 37.94 156.63 169.68 (23) (109) 9,285 4,798 210,591 204,401 1,581.76 2016 6 30 3,838.04 1,393.63 (1) (129,938) (120,977) (28,557) (18,377) 1,402.96 (619) (2,579) 1,041.45 (18,035) (12,974) 2016 33.5% 147 444 (1,165) (864) (460) (2,166) (13,637) (19,141) -- (192,264) (176,634) e 47 41 (2,150) (12,318) 16,224 15,490 (1) 2016 4.7% 21

6 306 2016 2015 2016 2015 76,211 54,246 68,445 46,850 131,326 109,919 94,893 76,146 207,537 164,165 163,338 122,996 10,639 8,559 9,551 7,687 16 21 9 8 10,655 8,580 9,560 7,695 218,192 172,745 172,898 130,691 (1) 6 306 2016 2015 97,129 80,909 51,151 46,753 23,463 17,820 20,832 13,903 14,689 10,771 9,835 1,094 1,093 1,495 218,192 172,745 (%) 20162015 44.5 (46.8) 23.4 (27.1) 10.8 (10.3) 9.6 (8.1) 6.7 (6.2) 4.5 (0.6) 0.5 (0.9) 6 306 2016 2015 29,953 23,351 12,704 8,418 11,782 10,679 9,704 9,071 8,723 209 3,310 2,346 35 172 76,211 54,246 (%) 20162015 39.3 (43.1) 16.7 (15.5) 15.5 (19.7) 12.7 (16.7) 11.4 (0.4) 4.3 (4.3) 0.1 (0.3) 6 306 2016 2015 37,726 29,077 13,117 10,184 12,862 11,185 12,605 10,036 12,394 10,065 88,704 70,547 218,192 172,745 22

(%) 20162015 6 306 2016 2015 10,075 11,173 17.3 (16.8) 6.0 (5.9) 4,921 3,467 5.9 (6.5) 5.8 (5.8) 5.7 (5.8) 59.3 (59.2) 6 306 2016 2015 2,724 2,728 14,342 10,836 6,611 5,147 (1,498) (1,978) 7,071 4,776 85,692 84,828 129,938 120,977 (1) 52,919 34,780 (2) (19,714) 37,900 41.9% (440) (2,094) 32,765 70,586 (%) (3) 5.7 5.1 32.4% 2016 (%) (3) 4.3 7.9 (1) 28.4% (2) (3) Modified Dietz 48.1% 201652.2% 5.7% 0.6 6 306 2016 2015 7,876 4,508 2,703 1,772 17,978 12,097 2016 28,557 18,377 53.6%4.3% 3.6 2016 55.4% 2016 39.0% 23

2016 34.8% 2016 28.8% 2016 6 30 210 2016 6 + + 2016837.85 2.9% 401.20 13.3% 47.9% 183.87 17.3% 18.1% 6 306 2016 2015 83,785 81,443 (%) (1) 18.1 19.1 (1) 2016 95.3% (%) 93.6 36.6 95.3 40.4 ++ 57.0 54.9 3.0 2016 APP400 2015 6 2016 6 24

2016 6 30 2015 12 31 40,353 37,367 2,329 2,284 42,682 39,651 6 306 2016 2015 83,975 81,584 7,692 7,538 (1) 106,139 74,543 (1) 41 2,300 74,399 64,230 4,700 6,726 (7) 8 17 (5) 342 335 79,451 71,294 (1) (40,804) (36,607) 2016 80.28 44.50 35.620.16 4,468 (2) (11,753) (9,418) (3,397) (4,674) (17,497) (12,729) 2,770 3,444 (217) (16) (278) (269) (52) (55) (71,228) (60,324) 39 44 (1,521) (2,284) 6,741 8,730 (1) (2) 2016 22.8% 25

6 306 2016 2015 (%) 20162015 70,695 61,944 10,745 17,667 2,535 1,973 83,975 81,584 (%) 20162015 15.2 (16.0) 6.6 (7.1) 6.5 (6.0) 6.1 (5.7) 6.0 (5.6) 59.6 (59.6) 6 306 2016 2015 84.2 (75.9) 12.8 (21.7) 3.0 (2.4) (1) 6,358 4,958 (2) (1,566) 1,835 (7) - 4,785 6,793 14.1% 39.2% 85.0% 29.7% 28.5% 6 306 2016 2015 12,740 13,045 5,583 5,781 5,489 4,911 5,086 4,678 5,022 4,572 33,920 32,987 83,975 81,584 (%) (3) 5.8 5.9 (%) (3) 4.9 7.2 (1) (2) (3) Modified Dietz 201628.2% 5.8% 2016 29.6%4.9% 6 306 2016 2015 35,882 32,038 4,001 3,864 921 705 40,804 36,607 2016 12.0% 26

30.6% 12 20132014 6 306 2016 2015 9,201 6,580 2,048 2,477 504 361 11,753 9,418 (%) 14.0 11.5 201624.8% 2.5 2016 37.5% 2016 6 30 201633.4% 90% AAA70% 80% 2013 2014 2016 6 306 2016 2015 A (1) 59,752 40,622 (2) (21,277) 39,771 (447) (2,094) 38,028 78,299 (%) (3) 5.7 5.1 (%) (3) 4.4 7.7 (1) (2) (3) Modified Dietz 27

201647.1% 5.7% 0.6 2016 51.4%4.4% 3.3 2016 6 30 2015 12 31 (%) (%) 189,855 10.4 193,248 11.1 868,823 47.6 829,245 47.9 139,988 7.7 136,414 7.9 (1) 116,028 6.4 117,970 6.8 (2) 81,175 4.4 68,931 4.0 127,663 7.0 124,254 7.2 33,763 1.9 48,275 2.8 20,530 1.1 20,067 1.2 64,445 3.5 43,732 2.5 (1) 29,804 1.6 24,338 1.4 (3) 28,225 1.5 19,692 1.1 28,859 1.6 25,350 1.5 96,743 5.3 80,103 4.6 1,825,901 100.0 1,731,619 100.0 49,240 2.7 33,129 1.9 446,965 24.5 440,032 25.4 681,589 37.3 647,568 37.4 610,728 33.5 576,996 33.3 37,379 2.0 33,894 2.0 1,825,901 100.0 1,731,619 100.0 (1) (2) (3) 28

(%) 2016 6 302015 12 31 76.5 (77.7) 16.6 (16.2) 5.3 (4.6) 1.6 (1.5) 2015 2 2016 1 1 1 17 2016 6 30 2015 12 31 2016 6 30 2015 12 31 2016 6 30 2015 12 31 2016 6 30 2015 12 31 462,097 418,366 63,560 58,029 6,485 5,981 280 324 494,897 444,366 71,560 66,029 6,485 5,981 280 324 223,676 202,289 24,764 24,498 2,194 2,144 136 129 206.6% 206.8% 256.7% 236.9% 295.6% 279.0% 206.0% 250.2% 221.3% 219.7% 289.0% 269.5% 295.6% 279.0% 206.0% 250.2% (1) = = (2) www.pingan.com (3) 2016 6 30 29

000001 2016 6 302.80 171.70 1,037 2016 2016122.92 6.1% 2016 6 30 18,983.489.5% 13,580.2111.7% 2.23% 0.93 0.10 0.08 2016 28.80% 3.42 185.73 33.91% 0.72 7,200 8.5%3,543 11.6% 451 66.1% 2,02915.8% 5,291 47.8% 1,63010.3% e228 40% E 2 774 52.7% 2016 6 30 1.56%0.11 160.82%5.04 26.43 2.51%0.10 30

2016 32004 100 2016 6 30581,037 20164 6 306 2016 2015 2,069 2,067 4,693 6,311 42,044 42,127 14,631 15,136 131 223 63,568 65,864 (456) (128) (4,126) (10,599) (18,440) (21,940) (4,350) (2,079) 2016 6 306 2016 2015 36,196 31,118 16,448 13,722 1,608 2,104 160 85 283 (515) 74 61 54,769 46,575 (2,839) (3,380) (15,774) (15,005) (20,000) (12,923) (38,613) (31,308) (27,372) (34,746) 36,196 31,118 2,607,874 2,319,291 2,464,910 2,214,600 (%) (1) 2.67 2.57 (%) (2) 2.79 2.71 (1) (2) 2016 16.3% (2) (8) (3,862) (3,674) 12,292 11,585 2016 122.92 6.1% 31

6 306 2016 2015 1,162 1,045 2,424 1,584 3,182 2,409 5,652 4,030 2,059 3,676 90 78 2,000 1,519 1,531 620 18,100 14,961 2016 54.8% 2016 6 30 2015 12 31 1,619,383 1,453,590 278,965 280,331 1,898,348 1,733,921 (%) 2016 6 302015 12 31 (261) (137) (1,249) (992) (142) (110) 85.3 (83.8) 14.7 (16.2) (1,652) (1,239) 16,448 13,722 2016 19.9% 6 306 2016 2015 15,774 15,005 (%) (1) 28.80 32.22 (1) 2016 6 30 2015 12 31 901,288 774,996 293,718 293,402 163,015 147,740 1,358,021 1,216,138 (%) 2016 6 302015 12 31 2016 5.1% 3.42 66.4 (63.7) 21.6 (24.1) 12.0 (12.2) 32

2016 6 30 2015 12 31 2016 6 30 2015 12 31 1,277,933 1,148,011 58,893 50,482 11,010 7,945 4,027 2,141 6,158 7,559 1,358,021 1,216,138 21,195 17,645 (%) 1.56 1.45 (34,086) (29,266) (%) 2.51 2.41 (%) 160.82 165.86 160,475 150,070 180,428 150,070 223,435 181,805 1,889,950 1,661,747 (%) > 7.5% 8.49 9.03 (%) > 8.5% 9.55 9.03 (%) > 10.5% 11.82 10.94 2016 6 30 211.95 1.56% 160.82% 2.51% 0.10 2016 6 30 11.82% 9.55% 8.49% 33

2016 6 30 120 2016 2016 (PE) 2016 6 30 4.3 14.9% +ABS 10 200 10 2016 16.87 20.8% 8.98 8.1% 2016 6 30 2015 12 31 82,547 66,074 28,318 33,184 (1) 48,208 72,540 159,073 171,798 37,759 46,611 20,144 29,370 72,688 67,008 (2) 20,803 19,087 151,394 162,076 (3) 333,299 224,561 643,766 558,435 (1) (2) (3) 2016 6 30 6,437.66201515.3% 1,513.946.6% 19.0% 377.59 34

2016 20168.1% 6 306 2016 2015 1,955 1,986 88 94 2,043 2,080 (356) (683) 1,687 1,397 1.8%2016 47.9% 2016 2016 58.9% 6 306 2016 2015 2,043 2,080 (356) (683) 432 1,052 2016 6 30 85.74 247.171,021 96 102 2,215 2,551 (89) (125) (715) (549) (266) (237) (1) (284) (1,071) (1,195) 1 2 (247) (381) 2016 A 300 15.5% 54.9% 59.0% 201612.19 24.1% 15 39 898 977 260.63 24.74% 35

201511.8 2015 8 4 2016 6 329.1866.7% 2016 A 2016 24.1% 4 2015123.4% 2015 1.95% 3.35% 2016 6 3,300.5039.3% 62.5% A 15 6 306 2016 2015 2,253 2,872 1,417 1,821 (92) 50 302 24 3,880 4,767 6 306 2016 2015 1,117 2,178 755 679 690 431 2,562 3,288 (284) (412) (25) (4) (309) (416) 2,253 2,872 201648.7% A 11.2% 2016 22.2% 2016 (115) (249) (1,908) (2,254) (238) (283) (288) (9) 4 (3) (2,545) (2,798) 98 6 (214) (369) 1,219 1,606 2016 6 30 15 2016 36

37 2016 10.47 27.7% 10.52 31.3% 2016 6 30 20,836.646.0% 2,760.38 12.3% 2015 2016 6 30 1,966,611 2,083,664 2016 2016 6 30 414.73 2016 2016 6 460 1,591Wind 6 10% 1,100 2012 9 2016 6 931.91 23.1% 2016 28.28 32.6% 5.83 125.1% 0.96%

185 A 5 30 1.4 155 1,300 2016 2016 5 100% 2016 6 2,342 27.9%587 61.7% 2016 239 3 38

2016 6 13,993 2016 6,658.965 3,387.88201535.0% 2016 77% 2016 6 30 2015 12 31 2,342 1,831 607 368 587 363 2016 6 36,167 201625,360.35 5 2016 604.93 328% 793.61 642 200 1,595.59 1,152.22 443.37 200 124 6 306 2016 2015 665,896 113,935 2,536,035 398,279 60,493 14,137 2016 6 30 2015 12 31 338,788 250,977 79,361 41,796 39

BC APP O2O 2016 A 5 30 2016 6 1,000 7*24 5 1,500 500 B2C 2O2O 2 8,90025 APP 2016 6 304,874 13,137 207.0%APP 2016 1.3 2016 53.75 249.1%4.41 7 2016 2016 6 1,000 125 2015 74 O2O 2016 6 1.4 2,000 1 7,000 80025 38 + 40

4 2016 6 30 2012 5 15 2012 452016 2015 2009 15 2016 1 25 2016 10 2016 6 30 2015 12 31 11.0% 11.0% 352,258 327,926 92,244 101,887 1999 6 (5,596) (6,570) 1999 6 315,048 272,915 (47,173) (41,419) 614,537 552,853 354,524 326,814 2016 6 30 2015 12 31 11.0% 11.0% 44,713 36,120 (6,683) (5,281) 38,030 30,838 24,017 16,825 (1) (2) 20152015 2015 170.46 41

2016 6 302015 6 306 2016 2015 (%) 2016 2015 (%) 70,418 48,023 46.6 23,850 16,631 43.4 56,771 39,729 42.9 22,051 15,556 41.8 9,559 6,038 58.3 64 58 9.3 4,088 2,255 81.2 1,735 1,017 70.6 13,543 11,156 21.4 167 194 (13.7) 83,961 59,179 41.9 24,017 16,825 42.7 (1) (2) (3) 20152015 2015 170.46 6 306 2016 2015 2016 2015 33.9% 34.6% 38.9% 39.0% 38.8% 39.2% 40.7% 40.0% 0.7% 1.0% 2.4% 4.4% 42.4% 45.1% 39.7% 41.0% 1.2% 1.7% 1.7% 2.4% 28.6% 28.4% 33.6% 33.3% 100% 10% 50 50 10% 10% 10% 5% 150% 42

10.5% 11.0% 11.5% 11.0% 274,360 262,279 250,943 262,318 10.5% 11.0% 11.5% 11.0% 41,074 38,030 35,209 39,775 262,279 38,030 50 289,420 42,589 50 234,866 33,467 10% 268,203 39,509 10% 267,343 39,706 10% 264,433 38,429 5% 254,135 37,209 150% 238,556 34,689 11.0% 11.0% 11% 2016 6 30 384,050 352,258 124,036 92,244 237,340 262,279 621,389 614,537 361,376 354,524 2016 6 3012 46,786 37,639 46.8% 37.7% 339 391 1.4% 1.6% 47,125 38,030 38.0% 30.7% 43

44 2016 2016 6 30 3,639.4820158.9% 2016 6 30 AH 2016 6 30358.30 85.39 2016 6 30 2015 12 31 35,830 27,291 2016 2016 6 30 (G-SIIs) (LRMP) LRMP 2016 6 30

6 306 2016 2015 65,998 247,896 (266,396) (135,515) 171,472 105,935 2016 6 30 2015 12 31 237,371 228,633 2,820 3,223 65,928 101,469 306,119 333,325 2015 2 2016 1 1 1 17 73.4% 96.6% 61.9% 2016 6 30 2015 12 31 830,149 730,052 870,949 764,677 414,000 373,186 >=50% 200.5% 195.6% >=100% 210.4% 204.9% = = 45

A 2016 1 1 2016 6 30 (%) (%) 1 10,832,664,498 59.26 10,832,664,498 59.26 2 3 7,447,576,912 40.74 7,447,576,912 40.74 4 18,280,241,410 100.00 18,280,241,410 100.00 18,280,241,410 100.00 18,280,241,410 100.00 (1)2016 6 30 (2) 296,368291,604 (%) + - 32.09 5,866,981,726 H -596,320 5.27 962,719,102 A 380,060,000 4.32 789,001,992 H 789,001,992 4.02 735,567,104 A + 357,904,439 3.86 706,095,889 A +84,509,450 2.77 505,772,634 H 505,772,634 2.65 483,801,600 A 1.43 261,581,728 H 169,463,933 1.41 257,728,008 A.95 173,204,000 A +3,787,700 46

H 2016 6 30 XV23336 10% H/A H/A H/A (%) (%) H 2,357,656,226 31.66 12.90 317 100,000,000 1.34 0.55 (1),(2) 2,457,656,226 33.00 13.44 (1) 605,324,590 8.13 3.31 Dhanin Chearavanont H 317 2,357,656,226 31.66 12.90 100,000,000 1.34 0.55 (1),(2) 2,457,656,226 33.00 13.44 317 (2) 605,324,590 8.13 3.31 King Ace International Limited H 317 2,357,656,226 31.66 12.90 100,000,000 1.34 0.55 (1),(2) 2,457,656,226 33.00 13.44 317 (2) 605,324,590 8.13 3.31 47

H/A H/A H/A (%) (%) H (1) 789,001,992 10.59 4.32 H (1) 605,324,590 8.13 3.31 605,324,590 8.13 3.31 H (1) 505,772,634 6.79 2.77 JPMorgan Chase & Co. H 371,103,599 4.98 2.03 128,017,359 1.72 0.70 11,600.00 0.00 219,123,615 2.94 1.20 (3) 718,256,173 9.64 3.93 (3) 75,335,227 1.01 0.41 UBS AG H 667,735,354 8.97 3.65 165,093,247 2.22 0.90 (4) 101,096,520 1.36 0.55 (4) 933,925,121 12.54 5.11 (4) 1,189,596,046 15.97 6.51 UBS Group AG H 163,199,841 2.19 0.89 (5) 816,702,801 10.97 4.47 (5) 979,902,642 13.16 5.36 (5) 1,265,784,671 17.00 6.92 Deutsche Bank Aktiengesellschaft H 340,735,134 4.58 1.86 7,602,203.10 0.04 (6) 19,302,347.26 0.11 6,497,516 0.09 0.04 385,000.01 0.00 (6) 374,522,200 5.03 2.05 (6) 298,853,336 4.01 1.63 48

H/A H/A H/A (%) (%) Citigroup Inc. H (7) 59,112,013.79 0.32 312,941,062 4.20 1.71 1,759,500.02 0.01 (7) 373,812,575 5.02 2.04 (7) 76,023,725 1.02 0.42 A 962,719,102 8.89 5.27 (1) 2,357,656,226 H 605,324,590 H 2015 11 4H % CPG Overseas Company Limited Chareon Pokphand Group Company Limited 100.00 2,357,656,226 CT Bright Group Company Limited (Formerly known as Chia Tai Resources Holdings Limited ) CPG Overseas Company Limited 100.00 2,357,656,226 Chia Tai Giant Far Limited CT Bright Group Company Limited (Formerly known as Chia Tai Resources Holdings Limited ) 100.00 2,357,656,226 Chia Tai Primrose Holdings Limited Chia Tai Giant Far Limited 100.00 8,360,200 Chia Tai Primrose Holdings Limited Chia Tai Giant Far Limited 100.00 2,349,296,026 Chia Tai Primrose Investment Limited Chia Tai Primrose Holdings Limited 100.00 2,349,296,026 Easy Boom Developments Limited Chia Tai Primrose Investment Limited 100.00 605,324,590 605,324,590 All Gain Trading Limited Chia Tai Primrose Investment Limited 100.00 789,001,992 Business Fortune Holdings Limited Chia Tai Primrose Investment Limited 100.00 261,581,728 Bloom Fortune Group Limited Chia Tai Primrose Investment Limited 100.00 505,772,634 Jubilee Success Holdings Limited Chia Tai Primrose Investment Limited 100.00 47,352,072 Majestic Junilee Limited Chia Tai Primrose Investment Limited 100.00 20,730,730 Ewealth Global Limited Chia Tai Primrose Investment Limited 100.00 76,858,634 King Beyond Global Limited Chia Tai Primrose Investment Limited 100.00 42,673,646 49

605,324,590 H 317100,000,000 H (2) Boom Dragon Limited Long Growth Global Limited 88,000,000 H12,000,000 HBoom Dragon Limited Long Growth Global LimitedKing Ace International LimitedKing Ace International Limited Dhanin ChearavanontKing Ace International Limited Dhanin Chearavanont3172,357,656,226 H605,324,590 H (3) JPMorgan Chase & Co.718,256,173 H 75,335,227 H JPMorgan Chase & Co. 2016 5 13HJPMorgan Chase & Co. % J.P. Morgan Securities LLC J.P. Morgan Broker-Dealer Holdings Inc 100.00 118,769,555 167,260 J.P. Morgan Clearing Corp J.P. Morgan Securities LLC 100.00 878,608 46,400 JF International Management Inc. JPMorgan Asset Management (Asia) Inc. 100.00 441,000 JF Asset Management Limited JPMorgan Asset Management (Asia) Inc. 100.00 64,500,500 JPMorgan Asset Management (Japan) Limited JPMorgan Asset Management (Asia) Inc. 100.00 2,371,000 JPMorgan Asset Management (Taiwan) Limited JPMorgan Asset Management (Asia) Inc. 100.00 4,290,000 J.P. Morgan Investment Management Inc. JPMorgan Asset Management Holdings Inc 100.00 30,023,394 J.P. Morgan GT Corporation JPMorgan Chase & Co. 100.00 2,000,000 Bank One International Holdings Corporation J.P. Morgan International Inc. 100.00 372,174,963 90,734,585 J.P. Morgan International Inc. JPMorgan Chase Bank, N.A. 100.00 372,174,963 90,734,585 J.P. Morgan Chase International Holdings J.P. Morgan Chase (UK) Holdings Limited 100.00 122,719,527 15,613,018 J.P. Morgan Trust Company of Delaware J.P. Morgan Equity Holdings, Inc. 100.00 9,870 J.P. Morgan Whitefriars Inc. J.P. Morgan Overseas Capital Corporation 100.00 124,222,923 50,558,549 J.P. Morgan Securities plc J.P. Morgan Capital Financing Limited 0.59 122,719,527 15,613,018 J.P. Morgan Securities plc J.P. Morgan Chase International Holdings 99.41 122,719,527 15,613,018 JPMorgan Chase Bank, N.A. JPMorgan Chase & Co. 100.00 223,979,104 J.P. Morgan Chase Bank Berhad J.P. Morgan International Finance Limited 100.00 2,512,986 8,950,000 JPMorgan Asset Management (UK) Limited JPMorgan Asset Management Holdings 100.00 18,377,400 (UK) Limited 50

% China International Fund Management Co Ltd JPMorgan Asset Management (UK) Limited 49.00 2,930,500 JPMorgan Funds Management, Inc. JPMorgan Distribution Services, Inc. 100.00 229,806 J.P. Morgan Capital Financing Limited JPMorgan Chase & Co. 100.00 122,719,527 15,613,018 J.P. Morgan Securities LLC J.P. Morgan Broker-Dealer Holdings Inc 100.00 878,608 46,400 J.P. Morgan Broker-Dealer Holdings Inc JPMorgan Chase & Co. 100.00 119,648,163 213,660 J.P. Morgan Capital Holdings Limited J.P. Morgan Overseas Capital Corporation 27.27 122,719,527 15,613,018 J.P. Morgan Capital Holdings Limited J.P. Morgan International Finance Limited 72.73 122,719,527 15,613,018 JPMorgan Asset Management Holdings Inc JPMorgan Chase & Co. 100.00 122,933,794 JPMorgan Asset Management (Asia) Inc. JPMorgan Asset Management Holdings Inc 100.00 71,602,500 J.P. Morgan Chase (UK) Holdings Limited J.P. Morgan Capital Holdings Limited 100.00 122,719,527 15,613,018 JPMorgan Asset Management Holdings JPMorgan Asset Management International 100.00 21,307,900 (UK) Limited Limited J.P. Morgan Overseas Capital Corporation J.P. Morgan International Finance Limited 100.00 246,942,450 66,171,567 JPMorgan Asset Management International JPMorgan Asset Management Holdings Inc 100.00 21,307,900 Limited JPMorgan Chase Bank, N.A. JPMorgan Chase & Co. 100.00 372,174,963 90,734,585 J.P. Morgan Equity Holdings, Inc. JPMorgan Chase & Co. 100.00 9,870 J.P. Morgan International Finance Limited Bank One International Holdings Corporation 100.00 372,174,963 90,734,585 JPMorgan Asset Management (UK) Limited JPMorgan Asset Management Holdings 100.00 2,930,500 (UK) Limited JPMorgan Distribution Services, Inc. JPMorgan Chase & Co. 100.00 229,806 JPMorgan Chase & Co. 219,123,615 H 62,737,989 H 75,288,827 H 21,287,557 H14,003,017 H 499,500 H29,469,000 H 10,128,946 H4,125,264 H 30,821,986 H27,691,546 H 51

(4) UBS AG101,096,520 H UBS AG 2015 7 30HUBS AG % UBS Fund Management (Switzerland) AG UBS AG 100.00 13,347,500 UBS Fund Services (Luxembourg) S.A. UBS AG 100.00 22,604,966 UBS Global Asset Management (Americas) Inc. UBS AG 100.00 2,503,000 UBS Global Asset Management (Australia) Ltd UBS AG 100.00 370,000 UBS Global Asset Management (Canada) Inc. UBS AG 100.00 4,440,000 UBS Global Asset Management (Hong Kong) Limited UBS AG 100.00 12,470,936 UBS Global Asset Management (Japan) Ltd UBS AG 100.00 1,964,104 UBS Global Asset Management (Singapore) Ltd UBS AG 100.00 26,022,000 UBS Global Asset Management Trust Company UBS AG 100.00 64,000 UBS Global Asset Management (UK) Ltd UBS AG 100.00 16,052,000 UBS Global Asset Management (Deutschland) GmbH UBS AG 100.00 29,000 UBS Financial Services Inc. UBS AG 100.00 34,814 UBS Bank (Canada) UBS AG 100.00 13,700 UBS Swiss Financial Advisers AG UBS AG 100.00 510,000 UBS Global Asset Management Life Ltd UBS AG 100.00 12,000 UBS Switzerland AG UBS AG 100.00 622,000 UBS O'Connor Limited UBS AG 100.00 36,500 644,518,785 H1,089,909,472 H 9,955,876 H9,967,000 H 1,252,878 H29,279,768 H 182,785,280 H51,911,643 H 450,524,751 H998,751,061 H 52

(5) UBS Group AG816,702,801 H 1,265,784,671 H UBS Group AG 2016 3 23HUBS Group AG % UBS AG UBS Group AG 100.00 682,116,347 1,265,784,671 UBS Asset Management (Americas) Inc. UBS Group AG 100.00 1,216,000 UBS Asset Management (Australia) Ltd UBS Group AG 100.00 2,500 UBS Asset Management (Canada) Co. UBS Group AG 100.00 5,404,000 UBS Asset Management (Deutschland) GmbH UBS Group AG 100.00 29,000 UBS Asset Management (Hong Kong) Ltd UBS Group AG 100.00 13,865,666 UBS Asset Management (Japan) Ltd UBS Group AG 100.00 2,309,604 UBS Asset Management Life Limited UBS Group AG 100.00 12,000 UBS Asset Management (Singapore) Ltd UBS Group AG 100.00 37,005,500 UBS Asset Management Trust Company UBS Group AG 100.00 183,500 UBS Asset Management (UK) Limited UBS Group AG 100.00 23,609,500 UBS Fund Management (Luxembourg) S.A. UBS Group AG 100.00 29,968,300 UBS Fund Management (Switzerland) AG UBS Group AG 100.00 18,348,000 UBS Switzerland AG UBS Group AG 100.00 2,143,350 UBS Financial Services Inc. UBS Group AG 100.00 82,662 UBS Bank (Canada) UBS Group AG 100.00 28,872 UBS Swiss Financial Advisers AG UBS Group AG 100.00 378,000 678,270,260 H1,232,786,392 H 13,044,957 H13,418,684 H 288,266 H18,346,716 H 232,556,104 H168,372,739 H 432,380,933 H1,032,648,253 H 53

(6) Deutsche Bank Aktiengesellschaft19,302,347 H Deutsche Bank Aktiengesellschaft 2015 8 27HDeutsche Bank Aktiengesellschaft % DB Valoren S.à r.l. Deutsche Bank Aktiengesellschaft 100.00 3,979,782 Deutsche Asia Pacific Holdings Pte Ltd DB Valoren S.à r.l. 100.00 3,979,782 Deutsche Asset Management (Asia) Limited Deutsche Asia Pacific Holdings Pte Ltd 100.00 3,979,782 DB UK PCAM Holdings Limited Deutsche Bank Aktiengesellschaft 100.00 1,383,962 Deutsche Asset Management Group Limited DB UK PCAM Holdings Limited 100.00 1,383,962 Deutsche Asset Management (Korea) Deutsche Asset Management Group Limited 100.00 31,000 Company Limited Deutsche Asset Management (UK) Limited Deutsche Asset Management Group Limited 100.00 1,352,962 Deutsche Bank Luxembourg S.A. Deutsche Bank Aktiengesellschaft 100.00 1,331,200 Deutsche Asset & Wealth Management Deutsche Bank Luxembourg S.A. 100.00 1,331,200 Investment S.A. DB Finanz-Holding GmbH Deutsche Bank Aktiengesellschaft 100.00 11,115,115 DWS Holding & Service GmbH DB Finanz-Holding GmbH 99.38 11,115,115 Deutsche Asset & Wealth Management DWS Holding & Service GmbH 100.00 11,115,115 Investment GmbH DB Capital Markets (Deutschland) GmbH Deutsche Bank Aktiengesellschaft 100.00 1,180,288 Deutsche Asset & Wealth Management DB Capital Markets (Deutschland) GmbH 100.00 900,088 International GmbH Sal. Oppenheim jr. & Cie. AG & Co. DB Capital Markets (Deutschland) GmbH 100.00 280,200 Kommanditgesellschaft auf Aktien Sal. Oppenheim jr. & Cie. Luxembourg S.A. Sal. Oppenheim jr. & Cie. AG & Co. 100.00 280,200 Kommanditgesellschaft auf Aktien Oppenheim Asset Management Services S.à r.l. Sal. Oppenheim jr. & Cie. Luxembourg S.A. 100.00 280,200 Deutsche Finance No. 2 Limited Deutsche Bank Aktiengesellschaft 100.00 312,000 Deutsche Holdings No. 4 Limited Deutsche Finance No. 2 Limited 94.90 312,000 Abbey Life Assurance Company Limited Deutsche Holdings No. 4 Limited 100.00 312,000 54

Deutsche Bank Aktiengesellschaft 6,497,516 H 320,723,336 H 298,853,336 H 2,172,000 H5,270,000 H 274,401,976 H279,141,976 H 44,149,360 H14,441,360 H (7) Citigroup Inc.373,812,575 H 76,023,725 H Citigroup Inc. 2016 7 5HCitigroup Inc. % Citigroup Global Markets Hong Kong Limited Citigroup Financial Products Inc. 100.00 5,186,142 9,073,369 Citigroup Global Markets Limited Citigroup Global Markets Europe Limited 100.00 49,650,467 33,896,244 Citigroup Global Markets Inc. Citigroup Financial Products Inc. 100.00 2,738,978 Morgan Stanley Smith Barney Holdings LLC Citigroup Global Markets Inc. 49.00 Citibank N.A. Citicorp Holdings Inc. 100.00 Citigroup Alternative Investments LLC Citigroup Investments Inc. 100.00 Automated Trading Desk Financial Services, Automated Trading Desk, LLC 100.00 LLC Citigroup Trust Delaware, National Citibank N.A. 100.00 Association Citicorp Trust, National Association Citibank N.A. 100.00 Citicorp Trust South Dakota Citibank N.A. 100.00 Citigroup Global Markets Asia Limited Citigroup Global Markets Hong Kong 100.00 Holdings Ltd Cititrust (Bahamas) Limited Citigroup Participation Luxembourg Limited 100.00 104,000 Cititrust (Switzerland) Limited Citigroup Participation Luxembourg Limited 100.00 Citigroup Global Markets Deutschland AG Citigroup Global MarketsFinance Corporation 100.00 & Co. beschrankt haftende KG Citigroup Derivatives Markets Inc. Citigroup FinancialProducts Inc. 100.00 Citigroup First Investment Management Limited Citigroup Global Markets Hong Kong 100.00 793,500 Holdings Ltd Cititrust Jersey Limited Citibank Overseas Investment Corporation 100.00 119,000 55

% Citibank (Switzerland) AG Citicorp Banking Corporation 100.00 49,500 Citigroup Global Markets Funding Citigroup Global Markets Holdings Inc. 100.00 Luxembourg SCA 99,983 Impulsora de Fondos Banamex S.A. de C.V. Acciones y Valores, S.A. de C.V. 100.00 124,896 Acciones y Valores, S.A. de C.V. Grupo Financiero Banamex, S.A. de C.V. 100.00 Citigroup Financial Products Inc. Citigroup Global Markets Holdings Inc. 100.00 8,718,620 9,073,369 Citigroup Global Markets Holdings Inc. Citigroup Inc. 100.00 58,369,087 43,069,595 Citigroup Global Markets Europe Limited Citigroup Global Markets (International) 0.11 49,650,467 Finance AG 33,896,244 Citigroup Global Markets Europe Limited Citigroup Financial Products Inc. 64.67 49,650,467 33,896,244 Citigroup Global Markets Europe Limited Citigroup Global Markets International LLC 35.22 49,650,467 33,896,244 Citigroup Global Markets (International) Citigroup Financial Products Inc. 100.00 1,810,000 Finance AG Citigroup Global Markets International LLC Citigroup Financial Products Inc. 100.00 Citigroup Global Markets Inc. Citigroup Financial Products Inc. 100.00 Citicorp Holdings Inc. Citigroup Inc. 100.00 315,269,092 32,954,130 Citigroup Investments Inc. Citigroup Inc. 100.00 Automated Trading Desk, LLC Automated Trading Desk Holdings, Inc. 100.00 Automated Trading Desk Holdings, Inc. Citigroup Acquisition LLC 100.00 Citigroup Acquisition LLC Citigroup Financial Products Inc. 100.00 Citibank N.A. Citicorp Holdings Inc. 100.00 223,000 Citigroup Global Markets Hong Kong Citigroup Global Markets Overseas 100.00 793,500 Holdings Ltd Finance Limited Citigroup Global Markets Overseas Citigroup Global Markets (International) 51.86 1,810,000 Finance Limited Finance AG Citigroup Global Markets Overseas Citigroup Global Markets Switzerland 48.14 793,500 Finance Limited Holding GmbH Citigroup Global Markets Switzerland Citigroup Financial Products Inc. 100.00 793,500 Holding GmbH Citigroup Participation Luxembourg Limited Citigroup International Luxembourg Limited 100.00 104,000 56

% Citigroup International Luxembourg Limited Citigroup Overseas Investments Bahamas Inc. 100.00 104,000 Citigroup Overseas Investments Bahamas Inc. Citibank Overseas Investment Corporation 100.00 104,000 Citibank Overseas Investment Corporation Citibank N.A. 100.00 223,000 Citigroup Global Markets Hong Kong Citigroup Global Markets Overseas 100.00 1,016,500 Holdings Limited Finance Limited Grupo Financiero Banamex, S.A. de C.V. Citicorp (Mexico) Holdings LLC 100.00 124,896 Citicorp (Mexico) Holdings LLC NAMGK Mexico Holding, S. de R.L. de C.V. 100.00 124,896 NAMGK Mexico Holding, S. de R.L. de C.V. Citigroup Capital Partners Mexico, 100.00 124,896 S. de R.L. de C.V. Citigroup Capital Partners Mexico, Citicorp Global Holdings, Inc. 100.00 124,896 S. de R.L. de C.V. Citicorp Global Holdings, Inc. Citicorp Banking Corporation 100.00 124,896 Citicorp Banking Corporation Citigroup Inc. 100.00 174,396 Citigroup Global MarketsFinance Corporation & Citigroup Global Markets Finance LLC 100.00 Co. beschrankt haftende KG Citigroup Global Markets Finance LLC Citigroup Overseas Investments Bahamas Inc. 100.00 Acciones y Valores, S.A. de C.V. Grupo Financiero Banamex, S.A. de C.V. 100.00 124,896 Citibank N.A. Citicorp Holdings Inc. 100.00 315,046,092 32,954,130 Citibank Canada Citibank Overseas Investment Corporation 100.00 Citigroup Trust Delaware, National Citibank N.A. 100.00 Association Citigroup Inc. 312,941,062 H 51,229,640 H39,788,675 H 4,579,671 H8,394,751 H 46,649,969 H31,393,924 H (8) 2016 6 30 XV23 336 57

2016 6 30 3 2014 XV XV XV7 8 352 H/A H/A (%) (%) A 176,710 +176,710.00163 0.00097 H 20,000 20,000.00027 0.00011 A 3,796,560 3,844,368 +47,808.03549 0.02103 A 200,000 247,808 +47,808.00229 0.00136 A 11,921 +11,921.00011 0.00007 H 24,000 24,000.00032 0.00013 H 44,000 44,000.00059 0.00024 A 8,157 +8,157.00008 0.00004 A 102,000 102,000.00094 0.00056 A 13,200 13,200.00012 0.00007 A 2,581 +2,581.00002 0.00001 A 8,165 +8,165.00008 0.00004 A 5,822 +5,822.00005 0.00003 A 6,211 +6,211.00006 0.00003 A 6,211 +6,211.00006 0.00003 A 5,822 +5,822.00005 0.00003 樑 A 6,211 +6,211.00006 0.00003 H 20,000 20,000.00027 0.00011 58

H/A (%) A 159,072 190,886 +31,814 (1).00111 (1) 2015 10 1.5310 2 2016 6 30 352 1. 2015 12 172015 2016 1 8 2 2015 11 12 2016 6 152015 2016 6 28 3. 2016 1 12 13.51B(1) 1. 2016 1 2. 2016 6 2016 5 3. 2016 4 4. 2016 4 5. 2016 1 6. 2016 1 13.51B(1) 59

2015 20152016 6 152015 18,280,241,410 2015 0.356,398,084,493.50 2016 2016 18,280,241,410 2016 6 306 0.200.23363,656,048,282 A H 0.856241.00 A 2016 9 2 A 2016 9 5 H 2016 9 6 H 2016 9 7 2016 9 12 H 2016 9 12 H 2016 10 14 2016 9 7 2016 9 12H 2016 9 6H 183 17 1712-1716 60

2014 7 15 50%-60% 2016 3 15 100 20,0004.37% 20011,600 42 2015 2014 10 28 2015 2 52015 61

2015 839 2015 9 9 2015 3 202015 3 26 A 4,050,253 312,047,6450.044% 2015 3 272015 3 30 2015 2014 8,100,506 2016 3 30 2016 3 30 5142016 4 2725174 588,281 2016 773 2016 3 172016 3 21 A 14,803,850 481,578,936.53 0.081% 32.53 2016 3 232017 3 222016 3 222016 3 23 2016 2015 7 1 65 65 2015 7 1 (www.sse.com.cn)(www.hkexnews.hk) 2016 6 30 0 62

6,433 40,929 40,929 (%) 11.2 70%2016 6 30 31,331 50% 5% 2016 6 30 5% 352 2,008 (1) 63

(2) (3) 2016 6 30 2016 6 30 1,323,384,991 1,323,384,9912014 1 9 2016 6 30 210,206,652 210,206,6522015 5 21 2016 6 30 2014 12 8594,056,000H 36,831,472,000 2016 6 30 78.85 2015 2016 5% 64

2016 1 12016 6 30 2015 A1001032015 H116 120 2016 1 12016 6 30 A.2.1 2015 H126 127 2007 82014 4 2016 1 12016 6 30 65

2008 1 1 2016 9 12 HH 2016 10% HH 2016 H 10% 2016 9 6 HH 201610% H10%10% < >[2009]124 2016 9 6 H H H [2014]81 H +1 66

2015 2016 G-SII 2015 2016 67

(2016) 032 2016 6 30 2016 6 30 32 2101 32 2016 8 17 68

2016 6 30 2016 6 30 2015 12 31 1 521,079 475,057 6,187 6,789 2 67,070 76,636 3 120,226 73,402 11,707 8,272 4 86,315 142,050 42,579 40,688 5 33,495 34,072 6 18,040 16,778 7 9,809 7,977 16,640 17,872 8 70,766 57,598 59,066 52,092 9 1,364,357 1,245,371 168,645 166,811 10 526,380 516,364 11 967,841 916,669 12 729,567 582,193 13 46,557 26,858 21,337 12,460 14 12,093 12,093 33,429 27,509 34,400 32,291 34,196 29,774 20,365 15,663 15 152,781 117,833 16 44,855 53,987 5,219,782 4,765,159 69

2016 6 30 2016 6 30 2015 12 31 56,654 42,610 41,107 3,051 17 248,723 299,146 9,993 13,061 23,109 8,506 19,828 4,527 18 100,599 119,236 19 1,841,061 1,681,093 31,308 32,814 8,419 4,735 2,240 2,704 11,952 34,324 8,921 6,673 20 10,769 9,212 26,893 26,990 15,712 20,568 23,569 25,352 34,617 32,276 36,944 33,028 21 442,156 410,365 22 1,087,547 998,296 62,374 52,390 23 386,445 264,413 9,371 9,911 172,024 162,320 16 44,855 53,987 4,757,190 4,351,588 70

2016 6 30 2016 6 30 2015 12 31 24 18,280 18,280 25 122,384 117,965 17,149 26,246 9,883 8,498 26 28,254 28,248 27 167,998 135,011 363,948 334,248 98,644 79,323 462,592 413,571 5,219,782 4,765,159 71

2016 6 306 2016 6 306 2015 6 306 28 256,873 212,275 54 15 28 (9,289) (12,911) (3,961) (7,502) 243,623 191,862 29 63,654 66,171 29 (26,607) (34,317) 29 37,047 31,854 30 22,538 20,431 30 (2,196) (1,903) 30 20,342 18,528 31 54,471 84,121 32 676 374 316 (440) 33 20,182 11,610 376,657 337,909 (10,075) (11,173) 34 (69,846) (56,934) 6,115 6,314 35 (89,314) (91,887) (551) 872 (7,071) (4,776) (6) (1) (38,739) (25,809) (7,594) (11,482) 36 (61,744) (48,973) 2,917 3,888 (6,318) (2,416) 36 (17,377) (20,355) 37 (21,268) (15,749) (320,871) (278,481) 72

2016 6 306 2016 6 306 2015 6 306 55,786 59,428 394 202 (118) (87) 56,062 59,543 38 (9,754) (19,632) 46,308 39,911 40,776 34,649 5,532 5,262 39 2.28 1.90 39 2.28 1.90 40 (13,410) 2,692 3,872 (2,813) 480 (50) (39) 30 (32) 212 (9,129) 71 37,179 39,982 31,679 34,508 5,500 5,474 37,179 39,982 73

2016 6 306 2016 6 306 18,280 117,965 26,246 8,498 28,248 135,011 79,323 413,571 40,776 5,532 46,308 40 (9,097) (32) (9,129) (9,097) 40,776 5,500 37,179 27 (6,398) (6,398) 1,385 (1,385) 26 6 (6) (974) (974) 5,424 5,424 (1,604) (2,935) (4,539) 1,900 2,070 3,970 (293) (293) 10,236 10,236 4,416 4,416 18,280 122,384 17,149 9,883 28,254 167,998 98,644 462,592 74

2016 6 306 2015 6 306 8,892 129,374 25,884 7,470 19,196 98,748 64,252 353,816 34,649 5,262 39,911 40 (141) 212 71 (141) 34,649 5,474 39,982 248 8,871 9,119 27 (4,570) (4,570) 124 (124) 26 101 (101) (1,144) (1,144) (746) (1,091) (1,837) 953 5,874 6,827 (217) (217) 2,579 (57) 2,522 9,140 140,814 25,743 7,594 19,297 128,602 73,308 404,498 75

2016 6 306 2016 6 306 2015 6 306 234,281 189,932 108,850 293,358 10,173 38,028 141 27,144 17,623 76,296 75,042 4,940 18,877 51,750 502 2,551 8,574 8,156 38,406 20,075 550,958 673,741 (66,941) (53,353) (522) (1,170) (3,762) (3,119) (158,017) (174,373) (16,807) (60,823) (57,342) (30,443) (25,500) (28,944) (27,497) (14,079) (2,706) (21,961) (41) (904) (16,572) (9,173) (85,303) (51,453) (484,960) (425,845) 65,998 247,896 1,539,076 635,727 77,085 54,618 24 124 685 1,123 1,616,870 691,592 76

2016 6 306 2016 6 306 2015 6 306 (1,849,922) (810,327) (9,890) (5,167) (6,988) (9,660) (4,733) (1,837) (11,733) (116) (1,883,266) (827,107) (266,396) (135,515) 14,451 6,887 14,451 6,887 107,229 21,864 448,107 124,280 32,994 22,132 2,223 591,919 188,248 (381,971) (72,479) (8,467) (6,051) (974) (1,144) (20,875) (9,134) (3,783) (420,447) (82,313) 171,472 105,935 1,720 (199) (27,206) 218,117 333,325 263,960 41 306,119 482,077 77

2016 6 30 2016 6 30 2015 12 31 10,234 10,179 9,736 7,655 1,493 120 236 362 2,200 13,167 14,070 498 1,689 173,141 169,025 15 18 4,878 230 215,598 203,348 6,800 5,000 1,520 4,782 647 808 30 53 45 23 6,535 139 15,577 10,805 18,280 18,280 129,998 129,924 460 508 9,883 8,498 395 395 41,005 34,938 200,021 192,543 215,598 203,348 78

2016 6 306 2016 6 306 2015 6 306 13,966 8,753 1 48 87 237 231 14,251 9,072 (7) (13) (253) (416) (125) (210) (1) (386) (639) 13,865 8,433 3 1 (1) 13,867 8,434 (17) (44) 13,850 8,390 (48) 89 (4) (48) 85 13,802 8,475 79

2016 6 306 2016 6 306 18,280 129,924 508 8,498 395 34,938 192,543 13,850 13,850 (48) (48) (48) 13,850 13,802 (6,398) (6,398) 1,385 (1,385) 74 74 18,280 129,998 460 9,883 395 41,005 200,021 2015 6 306 8,892 129,317 72 7,470 395 33,546 179,692 8,390 8,390 85 85 85 8,390 8,475 248 8,871 9,119 (4,570) (4,570) 124 (124) 95 95 693 693 9,140 138,976 157 7,594 395 37,242 193,504 80

2016 6 306 2016 6 306 2015 6 306 481 600 481 600 (236) (204) (113) (38) (368) (446) (717) (688) (236) (88) 12,688 15,047 11,241 8,725 23,929 23,772 (20,682) (29,992) (8) (1) (1,837) (2) (5) (20,692) (31,835) 3,237 (8,063) 4,600 4,210 4,600 4,210 (2,800) (1,084) (158) (101) (15) (3,262) (6,220) (1,200) (1,620) 3,010 47 87 1,428 (5,054) 10,299 26,863 11,727 21,809 81

2016 6 306 1988 3 21 A 15 16 17 18 2006 2 15 32 3 2014 2015 2015 2016 6 302016 1 16 30 2016 6 30 2016 6 30 9,232 2016 6 306 9,232 2016 6 306 (1) 2015 8 27 Gem Alliance Limited100%Lufax Holding Ltd 19.538 2016 94.97 82

(2) Autohome Inc. 2016 6 25 Yun Chen Capital Cayman16.08Autohome Inc. 47.4467% 2016 8 17 63.05 (3) 2016 6 3062015 2016 6 306 172,898 83,975 256,873 (1,213) (8,076) (9,289) (2,461) (1,500) (3,961) 169,224 74,399 243,623 36,070 977 37,047 (977) 977 16,576 2,253 1,687 1,147 (1,321) 20,342 610 96 94 521 (1,321) 32,490 4,700 1,588 1,417 432 432 15,037 (1,625) 54,471 593 7 99 12 1 913 (1,625) 167 25 (1) 98 (43) (503) (257) (385) (7) 160 (92) 1,000 676 (23) 17 283 (1) 48 (8) 316 9,285 342 74 303 96 236 21,164 (11,318) 20,182 4,196 17 3 230 6,872 (11,318) 210,591 79,451 54,751 3,880 2,215 716 38,340 (13,287) 376,657 83

2016 6 306 2016 6 306 (10,075) (10,075) (28,598) (41,248) (69,846) 1,498 4,617 6,115 (85,323) (3,991) (89,314) (369) (182) (551) (7,071) (7,071) (6) (6) (28,557) (11,747) (33) 1,598 (38,739) (619) (3,397) (2,839) (115) (89) (7) (528) (7,594) (18,035) (17,497) (16,048) (1,908) (715) (253) (10,960) 3,672 (61,744) 147 2,770 2,917 (1,165) (217) (238) (266) (125) (4,919) 612 (6,318) (13,637) (52) (288) (4) (1) (10,800) 7,405 (17,377) (460) (278) (20,000) 4 3 (537) (21,268) (192,264) (71,228) (38,887) (2,545) (1,071) (386) (27,777) 13,287 (320,871) 18,327 8,223 15,864 1,335 1,144 330 10,563 55,786 68 85 30 102 1 3 105 394 (21) (46) (31) (4) (1) (15) (118) 18,374 8,262 15,863 1,433 1,145 332 10,653 56,062 (2,150) (1,521) (3,794) (214) (247) (17) (1,811) (9,754) 16,224 6,741 12,069 1,219 898 315 8,842 46,308 84

2015 6 306 130,691 81,584 212,275 (2,809) (10,102) (12,911) (250) (7,252) (7,502) 127,632 64,230 191,862 30,630 1,224 31,854 (1,224) 1,224 14,224 2,872 1,397 1,518 (1,483) 18,528 242 34 81 1,126 (1,483) 72,013 6,726 2,093 1,821 1,052 818 1,059 (1,461) 84,121 943 83 258 10 5 162 (1,461) 14 35 (7) (272) (230) 67 8 85 50 1 163 374 (109) (5) (515) 87 102 (440) 4,798 335 61 24 102 231 13,428 (7,369) 11,610 3,203 16 3 225 3,922 (7,369) 204,401 71,294 46,578 4,767 2,551 1,137 16,270 (9,089) 337,909 85

2016 6 306 2015 6 306 (11,173) (11,173) (22,178) (34,756) (56,934) 1,978 4,336 6,314 (85,078) (6,809) (91,887) 250 622 872 (4,776) (4,776) (1) (1) (18,377) (9,417) 1,985 (25,809) (2,579) (4,674) (3,380) (249) (125) (13) (462) (11,482) (12,974) (12,729) (15,289) (2,254) (549) (416) (7,700) 2,938 (48,973) 444 3,444 3,888 (864) (16) (283) (237) (210) (921) 115 (2,416) (19,141) (55) (125) (9) (286) (4,477) 3,738 (20,355) (2,166) (269) (12,923) (3) 2 (458) 68 (15,749) (176,634) (60,324) (31,717) (2,798) (1,195) (639) (14,018) 8,844 (278,481) 27,767 10,970 14,861 1,969 1,356 498 2,252 (245) 59,428 63 93 13 6 2 1 24 202 (22) (49) (21) (149) 154 (87) 27,808 11,014 14,853 1,975 1,358 499 2,127 (91) 59,543 (12,318) (2,284) (3,579) (369) (381) (44) (657) (19,632) 15,490 8,730 11,274 1,606 977 455 1,470 (91) 39,911 2016 6 302015 12 31 2016 6 30 1,725,420 255,738 2,802,713 102,100 33,537 47,989 383,661 (131,376) 5,219,782 2015 12 31 1,641,738 249,223 2,511,811 93,753 32,526 43,737 286,474 (94,103) 4,765,159 86

1. 2016 6 30 2015 12 31 3,599 4,125 80,588 65,575 28,046 29,418 274,584 287,596 236,510 231,512 4,016 5,540 30,978 46,910 3,080 3,634 158,130 108,766 4,178 8,995 521,079 475,057 2016 6 30 14.5% 2015 12 31 15% 5% 2015 12 31 5% 2016 6 306142015 12 31 672 2. 2016 6 30 2015 12 31 56,725 76,095 10,366 565 67,091 76,660 (21) (24) 67,070 76,636 87

2016 6 306 3. 2016 6 30 2015 12 31 1,876 1,213 33,561 13,104 19,383 10,943 34,438 30,538 17,851 2,624 7,332 13,137 114,441 71,559 1,069 1,289 4,716 554 5,785 1,843 120,226 73,402 30,339 7,873 89,887 65,529 120,226 73,402 4. 2016 6 30 2015 12 31 16,264 35,334 61,238 87,107 4,970 14,248 35 211 3,822 5,157 86,329 142,057 (14) (7) 86,315 142,050 88

5. 2016 6 30 2015 12 31 34,603 34,918 (1,108) (846) 33,495 34,072 8,483 7,072 25,012 27,000 33,495 34,072 5% 1 6 2016 6 30 2015 12 31 33 32,515 33,472 3 1 1 1,405 916 1 683 530 34,603 34,918 6. 2016 6 30 2015 12 31 11,512 11,228 6,646 6,536 18,158 17,764 (118) (986) 18,040 16,778 5% 1 89

2016 6 306 7. 2016 6 30 2015 12 31 9,833 7,993 (24) (16) 9,809 7,977 2016 6 30 2015 12 31 66 9,582 7,842 6 1 1 130 27 1 121 124 9,833 7,993 5% 3 6 8. 2016 6 30 2015 12 31 71,964 58,623 (1,198) (1,025) 70,766 57,598 90

9. 2016 6 30 2015 12 31 900,682 816,301 39,906 13,665 97,179 107,429 163,831 149,633 49,615 45,967 85,218 78,635 62,237 63,359 1,398,668 1,274,989 (34,311) (29,618) 1,364,357 1,245,371 2016 6 306 2015 3,501 26,117 29,618 2,220 19,135 21,355 7,018 12,801 19,819 14,537 15,581 30,118 (6,591) (8,985) (15,576) (14,626) (9,123) (23,749) 166 531 697 1,789 595 2,384 (244) (244) (406) (406) (3) (3) (13) (71) (84) 3,850 30,461 34,311 3,501 26,117 29,618 2016 6 30 2,4062015 12 31 3,001 91

2016 6 306 10. (1) 2016 6 30 2015 12 31 30,429 25,574 42,047 40,244 127,642 126,500 59,417 76,766 139,723 141,507 122,365 101,889 521,623 512,480 4,757 3,884 4,757 3,884 526,380 516,364 277,191 235,738 249,189 280,626 526,380 516,364 92

10. (2) 2016 6 30 2015 12 31 200,118 192,318 193,444 184,570 6,713 7,787 (39) (39) 321,505 320,162 327,902 310,861 20,902 38,379 (27,299) (29,078) 521,623 512,480 521,346 495,431 27,615 46,166 (27,338) (29,117) 4,910 4,063 (153) (179) 526,380 516,364 93

2016 6 306 10. (3) 2016 6 306 2016 1 1 (39) (29,257) (29,296) (467) (467) (450) (450) 2,272 2,272 2016 6 30 (39) (27,452) (27,491) 2015 2015 1 1 (37) (31,321) (31,358) (1,075) (1,075) (1,027) (1,027) (13) (13) 3,152 3,152 (2) (2) 2015 12 31 (39) (29,257) (29,296) 50% 12 94

11. 2016 6 30 2015 12 31 336,168 284,700 4 993 400,133 391,698 232,961 240,705 969,266 918,096 (1,425) (1,427) 967,841 916,669 91,578 89,068 876,263 827,601 967,841 916,669 201391,675 2016 6 30 64,6622015 12 31 77,356 65,7482015 12 31 79,130 6882015 6 30 487 3232015 6 30 369 12. 2016 6 30 2015 12 31 346,822 268,760 181,108 172,387 48,170 36,737 1 94,582 80,486 47,744 19,591 7,445 6,897 6,722 (3,026) (2,665) 729,567 582,193 1 95

2016 6 306 13. 2016 6 30 2015 12 31 249 240 235 234 112 112 729 702 6,300 6,300 9,751 2,028 915 932 834 796 璟 520 526 1,643 4,954 7,289 26,242 19,159 1,640 1,714 733 576 1,248 1,600 2,348 611 50 1,704 1,715 691 9,740 3,644 20,315 7,699 46,557 26,858 96

14. 2016 6 30 2015 12 31 6,760 6,760 4,200 4,200 972 972 160 160 1 1 12,093 12,093 20% 5% 15. 2016 6 30 2015 12 31 92,208 63,780 36,821 34,983 9,211 6,820 3,341 3,335 3,515 4,154 4,025 3,334 985 1,630 1,301 99 3,180 1,274 154,587 119,409 (1,806) (1,576) (1,075) (822) (428) (428) (28) (18) (240) (271) (35) (37) 152,781 117,833 5% 97

2016 6 306 16. 2016 6 30 2015 12 31 1,021 1,417 7,666 11,078 25,249 31,194 2,254 3,293 10 1,972 100 482 666 3 8 941 730 5,234 5,471 23 30 44,855 53,987 920 2,580 1 43,739 50,833 196 573 44,855 53,987 98

17. 2016 6 30 2015 12 31 10,258 58,874 223,967 232,112 14,498 8,160 248,723 299,146 18. 2016 6 30 2015 12 31 100,299 118,156 300 1,080 100,599 119,236 2016 6 302015 12 31 1,080 2016 6 30 300 2015 12 31 2016 6 30 55,415 2015 12 31 75,880 2016 6 30 107,7722015 12 31 98,392 99

2016 6 306 19. 2016 6 30 2015 12 31 508,176 388,735 156,598 140,760 680,285 623,797 96,149 113,423 312,696 334,691 49,904 30,422 33,014 42,477 4,239 6,788 1,841,061 1,681,093 2016 6 30 17,3322015 12 31 31,311 20. 2016 6 30 2015 12 31 66 10,258 8,594 6 1 1 296 439 1 215 179 10,769 9,212 5% 21. 2016 6 306 2015 410,365 353,148 48,389 82,274 5,322 25,495 (16,222) (40,194) (5,698) (10,358) 442,156 410,365 100

22. 2016 6 30 2015 12 31 89,760 86,480 1 2 64,308 60,229 97 99 844,614 768,756 88,767 82,730 1,087,547 998,296 2016 6 30 2015 12 31 1 1 1 1 1 1 55,688 34,072 50,657 35,823 1 1 1 44,469 19,839 42,245 17,984 65 32 68 31 (43,505) 888,119 (33,552) 802,308 515 88,252 653 82,077 57,233 1,030,314 60,072 938,224 101

2016 6 306 23. 2016 6 30 2015 12 31 5,191 5,189 1,792 1,619 3,096 3,080 5,005 4,993 21,659 21,547 14,987 4,989 7,894 25,000 15,000 5,115 5,115 277,488 192,848 3,982 993 990 2,998 2,998 1,500 600 9,300 5,000 445 445 386,445 264,413 24. 2016 6 30 2015 12 31 1 18,280 18,280 25. 2016 6 30 2015 12 31 115,835 115,539 (1) (420) (127) 6,969 2,553 122,384 117,965 102

25. (1) ( 2016 6 306 2016 1 1 (312) 185 (127) (i) (482) (482) (ii) 170 170 96 (96) 19 19 2016 6 30 (679) 259 (420) 2015 6 306 2015 1 1 (i) (312) (312) (ii) 95 95 2015 6 30 (312) 95 (217) (i) 2016 3 172016 3 21 A 14,803,85032.53 2015 3 202015 3 26 A 4,050,25377.02 (ii) 2016 6 306 1702015 6 306 95 26. 10% 1.5% 10% 5% 5% 10% 103

2016 6 306 27. (1) (2) 10% (3) (4) 6 306 2016 2015 20162015 0.35 20152014 0.50 6,398 4,570 2016 0.20 2015 0.18 3,656 3,290 2016 3 15 2015 18,280,241,410 2015 0.35 6,398 2016 6 15 2016 8 17 201620160.20 3,6562016 6 30 28. (1) 2016 6 306 2015 6 306 302,167 254,329 (1,688) (1,480) (43,606) (40,574) 256,873 212,275 104