new classification model has already empirically demonstrated its superiority over other types of classification systems. Research has conclude

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1 CJS / Institutional Changes Class-Structure Transformation and Income Inequality in China Lin Thung -hong Wu Xiao -gang Abstract Combining the institutional theories and the class analysis methodology associated with Neo-Marxism this paper advocates a perspective of bringing back the class analysis to the social stratification research in China. According to the important institution-related factors such as the household registration system hukou the work unit system danwei the administrator rank system and private ownership of the means of production-factors that have led to the inequality in a transforming China this paper proposes a Neo-Marxist Chinese classification model that is based on the possession of different forms of productive assets. This * 1 Author1 Lin Thung-hong Institute of Sociology Academia Sinica Taiwan zoo42@ gate. sinica. edu. tw 2 Author2 Wu Xiaogang Hong Kong University of Science and Technology ** GRF CCK07108HSS03 Project was supported by The University Grant Committee Hong Kong Special Administrative Region GRF and Chiang Ching-kuo Foundation for International Scholarly Exchange CCK07 /08HSS03. 1

2 new classification model has already empirically demonstrated its superiority over other types of classification systems. Research has concluded that the impact of the ongoing institutional transition in China on the social order being unequally rearranged is reflected in the corresponding changes of the ownership of different productive assets like labor force capital organization skills and authority which has brought about a class structural transition as well as the expanded gap between the rich and the poor. Keywords social stratification social class institutional structure income inequality social mobility World Income Inequality Database Nee Polanyi 1957 Konrád & Szelényi 1979 Nee 1989 Nee & Cao 1999 the market transition debate Szelényi & Kostello 1996 Bian & Logan 1996 Walder et al 2000 Zhou

3 Walder Wu 2006 Wu & Xie Zhou 2000 Nee Bian & Logan Zhou Wu & Treiman Treiman & Walder Wang 2008 Bian 1994 Wu 2002 Wu & Treiman Zhou

4 Lin & Wu Cai 2008 O Brien & Li 2005 Pun Bian Neo-Marxian EGP Erikson & Goldthorpe

5 Marx & Engels 1969 Wright foundation ownership Wright 2005 Lin 2008 ownership rules organizations North 1990 Roy 1997 rights powers Wright exclusion appropriation inversed interdependence 5

6 Wright 1997 / / / / permeability Wright Marx 1977 Konrád & Szelényi 1979 idealtype 6

7 / / / 2007 Wright Wright Wright

8 / Lin & Wu 2009 Wu & Treiman Wong Wang 2005 Ka & Seldon Ka & Selden 1986 Selden

9 Chan et al Oi 1989 Wu & Treiman 2004 Parish 2000 James C. Scott Oi Liang & Ma Bain 1994 Lü & Perry 1997 Wu

10 Bian 1994 Zhou 2004 Bian 1994 Zhou 2004 Whyte & Parish 1984 Bian 1994 industrial dualism Konrád & Szelényi 1979 Nee 1989 Wright 1985 Walder

11 Walder 1986 Nee 1989 Szelényi & Kostello Naughton Chan et al Saich 2008 Tsai 2002 Xie & Wu Marx & Engels 1967 Kelley & 11

12 Klein 1977 Djilas 1983 Trotsky 1973 Konrád & Szelényi 1979 Szelényi 1982 Gouldner 1979 King & Szelényi Rona-Tas 1994 Eyal et al Brodsgaard Walder 1986 Whyte & Parish 1984 Whyte 1994 Zhou 2004 Walder Walder 1986 Perry 1993 Bernstein /02 /01. http news. xinhuanet. com / ziliao / /01 / content_ htm. 12

13 Zhou Lee Marx 1977 Polanyi 1957 Fligstein 2001 Nee 1989 Roy 1997 Marx 1977 Burawoy 1979 Edwards OECD 2003 Kung & Lin

14 Dickson 2003 So Marx 1977 Polanyi 1957 / Davis & Wang / 14

15 / / / / / / / / / / / / / 30 Rawski 1999 Shirk

16 marketization privatization / / / 2 Oi

17 Huang Kung & Lin % % % 16% %

18 / 1993 Chan & Zhang 1998 Chan & Buckingham http gov. ce. cn / China / news /2006 /11 /13 / t _ shtm. 18

19 proletarianization Tilly / 1993 /

20 validity SEI SEI Wu & Trieman 2007 Lin EGP Hendrickx 2004 John Goldthorpe / EGP Erikson / Goldthorpe / Portocarero / 2007 EGP class schema 20

21 % EGP I + II III IVa + b V + VI VIIa IVc + VIIb N =

22 / 2005 validity Blau & Duncan % / EGP Erikson & Goldthorpe EGP controller 22

23 EGP / EGP 4 R 2 EGP 44. 5% 27. 7% 45. 5% 29. 1% 46. 5% 34. 1% / 4 Partial SS DF R 2 Partial SS DF R EGP Andrew G. Walder Donald Treiman CGSS

24 CGSS CHIP / N = N = N = N = CHIP 2005 N = N = N = % 3% -4% Brandt et al % CGSS 22% % CHIP 24

25 CGSS CHIP CGSS CGSS CHIP CGSS

26 ** ** ** * *** *** *** *** * *** *** *** *** *** ** *** *** * ** *** * *** *** *** X Pseudo-R N = * p <0. 05 **p <0. 01 ***p < p <

27 CGSS CGSS ANOVA R % % % % % % % 27

29 / % % CGSS 1% CHIP CHIP 57% % % % % % % 49% % % % % Wu & Xie ANOVA 29

30 OLS *** *** *** *** *** *** *** *** ** *** *** *** *** *** *** *** *** *** *** *** *** * *** *** *** *** ** *** *** ** *** *** *** ** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** *** Adjusted R N * p < **p < ***p <

31 OLS = % / / = % 28%

32 / 9 Nee Bian & Logan 1996 Walder et al Zhou CHIP /

33 / / 1990 / 1990 / 2007 M. Weber 1958 C. Tilly 1990 state building Wu & Xie

34 Walder et al Huang / / 34

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戶口的政治 : 中國與台灣戶籍制度之歷史比較本文以中國 1949 年後戶籍制度的演變與台灣的戶籍制度歷史發展過程為例, 探討現代國家建構下人口治理變遷的動力我們發現,

戶口的政治 : 中國與台灣戶籍制度之歷史比較本文以中國 1949 年後戶籍制度的演變與台灣的戶籍制度歷史發展過程為例, 探討現代國家建構下人口治理變遷的動力我們發現, 戶口的政治 : 中國與台灣戶籍制度之歷史比較 ( 本文為未完成之草稿, 請暫勿引用 ) 曾惠君台灣大學地理環境資源學系 Email: r97544022@ntu.edu.tw 聯絡地址 : 104 台北市大安區羅斯福路四段 1 號, 地理環境資源學系研究所電話 :(02)3366-5821