Section 1 L.N. 97 of 2015 B1543 Securities and Futures (Stock Markets, Futures Markets and Clearing Houses) (Made by the Financial Secretary under section 392A of the Securities and Futures Ordinance (Cap. 571)) 1. Commencement This comes into operation on 10 July 2015. 2. Prescribed markets The stock markets, futures markets and clearing houses set out in the Schedule are prescribed for the purpose of section 1B(2)(c) of Part 1 of Schedule 1 to the Ordinance.
B1545 Schedule [s. 2] Prescribed Markets Part 1 Stock Markets and Futures Markets 1. Athens Exchange Derivatives Market operated by Hellenic Exchanges Athens Stock Exchange S.A. 2. Athens Exchange Securities Market operated by Hellenic Exchanges Athens Stock Exchange S.A. 3. Baden-Wuerttembergische Wertpapierbörse (Regulierter Markt) operated by Börse Stuttgart AG 4. Bolsa de Madrid operated by Sociedad Rectora de la Bolsa de Valores de Madrid, S.A., Sociedad Unipersonal
B1547 5. Bourse de Luxembourg operated by Société de la Bourse de Luxembourg S.A. 6. Budapesti Értéktőzsde (Budapest Stock Exchange) operated by Budapesti Értéktőzsde Zártkörűen Működő Részvénytársaság 7. Electronic Bond Market operated by Borsa Italiana S.p.A. 8. Electronic Open-end Funds and ETC Market operated by Borsa Italiana S.p.A. 9. Electronic Share Market operated by Borsa Italiana S.p.A. 10. Eurex Deutschland operated by Eurex Frankfurt AG 11. Euronext Brussels Derivatives operated by Euronext Brussels N.V./S.A.
B1549 12. Euronext Brussels operated by Euronext Brussels N.V./S.A. 13. Euronext Lisbon operated by Euronext Lisbon Sociedad Gestora de Mercados Regulamentados, S.A. 14. Euronext Paris operated by Euronext Paris S.A. 15. European Energy Exchange operated by European Energy Exchange AG 16. Frankfurter Wertpapierbörse (Regulierter Markt) operated by Deutsche Börse AG 17. Frankfurter Wertpapierbörse Xetra (Regulierter Markt) operated by Deutsche Börse AG 18. Italian Derivatives Market operated by Borsa Italiana S.p.A.
B1551 19. London Stock Exchange Derivatives Market operated by London Stock Exchange plc 20. London Stock Exchange Regulated Market operated by London Stock Exchange plc 21. Market for Investment Vehicles (MIV) operated by Borsa Italiana S.p.A. 22. MEFF Exchange operated by MEFF Sociedad Rectora del Mercado de Productos Derivados, S.A., Sociedad Unipersonal 23. MEFF Segmento Derivados Energía operated by MEFF Sociedad Rectora del Mercado de Productos Derivados, S.A., Sociedad Unipersonal
B1553 24. Mercado Continuo Español operated by Sociedad Rectora de la Bolsa de Valores de Madrid, S.A., Sociedad Unipersonal 25. NASDAQ OMX Copenhagen A/S operated by NASDAQ OMX Copenhagen A/S 26. NASDAQ OMX Helsinki (Arvopaperipörssi) operated by NASDAQ OMX Helsinki Ltd. 27. NASDAQ OMX Stockholm AB operated by NASDAQ OMX Stockholm AB 28. NYSE Euronext Euronext Amsterdam operated by Euronext Amsterdam N.V. 29. Oslo Axess operated by Oslo Børs ASA 30. Oslo Børs ASA operated by Oslo Børs ASA
B1555 31. Securitised Derivatives Market operated by Borsa Italiana S.p.A. 32. The London International Financial Futures and Options Exchange (LIFFE) operated by LIFFE Administration and Management 33. Warsaw Stock Exchange/Bonds/Catalyst/Main Market operated by Warsaw Stock Exchange S.A. 34. Warsaw Stock Exchange/Commodity Derivatives operated by Warsaw Stock Exchange S.A. 35. Warsaw Stock Exchange/Equities/Main Market operated by Warsaw Stock Exchange S.A. 36. Warsaw Stock Exchange/ETPs operated by Warsaw Stock Exchange S.A.
B1557 37. Warsaw Stock Exchange/Financial Derivatives operated by Warsaw Stock Exchange S.A. 38. Wiener Börse AG Amtlicher Handel (Official Market) operated by Wiener Börse AG 39. Wiener Börse AG Geregelter Freiverkehr (Second Regulated Market) operated by Wiener Börse AG 40. Any stock markets or futures markets operated by the following market operators (a) (b) (c) Asia Pacific Exchange Limited; ASX Limited; Australian Securities Exchange Limited; (d) BM&FBOVESPA S.A. Bolsa de Valores, Mercadorias e Futuros;
B1559 (e) (f) (g) (h) (i) (j) (k) (l) (m) Board of Trade of the City of Chicago, Inc.; Borsa Istanbul Inc.; BOX Options Exchange LLC; BSE Ltd.; Bursa Malaysia Derivatives Berhad; Bursa Malaysia Securities Berhad; CBOE Futures Exchange, LLC; Chicago Board Options Exchange, Incorporated; Chicago Mercantile Exchange, Inc.;
B1561 (n) (o) (p) (q) (r) (s) (t) (u) (v) (w) (x) China Financial Futures Exchange; Commodity Exchange, Inc.; Dalian Commodity Exchange; Dubai Mercantile Exchange Limited; Eurex Zürich AG; Euronext UK Markets Limited; FEX Global Pty Ltd.; GreTai Securities Market; ICE Futures Canada, Inc.; ICE Futures Europe Limited; ICE Futures U.S., Inc.;
B1563 (y) (z) (za) (zb) (zc) (zd) (ze) (zf) (zg) Indonesian Stock Exchange; International Securities Exchange, LLC; JSE Limited; Korea Exchange, Inc.; Mercado Mexicano de Derivados, S.A. de C.V.; Minneapolis Grain Exchange, Inc.; Montréal Exchange Inc.; Multi Commodity Exchange of India Limited; Nagoya Stock Exchange, Inc.;
B1565 (zh) NASDAQ OMX PHLX LLC; (zi) National Commodity & Derivatives Exchange Limited; (zj) (zk) (zl) (zm) (zn) (zo) (zp) National Stock Exchange of Australia Limited; National Stock Exchange of India Limited; New York Mercantile Exchange, Inc.; New York Stock Exchange LLC; New Zealand Exchange Limited; NYSE Arca, Inc.; NYSE MKT LLC;
B1567 (zq) (zr) (zs) (zt) (zu) (zv) (zw) (zx) (zy) (zz) (zza) OJSC Moscow Exchange MICEX-RTS; OneChicago, LLC; Osaka Exchange, Inc.; Shanghai Futures Exchange; Shanghai Stock Exchange; Shenzhen Stock Exchange; SIM Venture Securities Exchange Ltd.; Singapore Exchange Derivatives Trading Limited; Singapore Exchange Securities Trading Limited; SIX Structured Products Exchange Ltd.; SIX Swiss Exchange Ltd.;
B1569 (zzb) Tel Aviv Stock Exchange Ltd.; (zzc) Thailand Futures Exchange Public Company Limited; (zzd) (zze) (zzf) (zzg) (zzh) (zzi) (zzj) (zzk) (zzl) The London Metal Exchange Limited; The NASDAQ Stock Market LLC; The Philippine Stock Exchange, Inc.; The Stock Exchange of Thailand; The Taiwan Futures Exchange Corporation; Tokyo Commodity Exchange, Inc.; Tokyo Financial Exchange Inc.; Tokyo Stock Exchange, Inc.; TSX Inc.;
Schedule Part 2 B1571 (zzm) (zzn) Turkish Derivatives Exchange; Zhengzhou Commodity Exchange. Part 2 Clearing Houses 1. Asigna, Compensación y Liquidación 2. ASX Clear (Futures) Pty Limited 3. ASX Clear Pty Limited 4. Athens Exchange Clearing House S.A. 5. BME Clearing S.A. 6. BM&FBOVESPA S.A. Bolsa de Valores, Mercadorias e Futuros 7. Bursa Malaysia Derivatives Clearing Berhad
Schedule Part 2 8. Bursa Malaysia Securities Clearing Sdn. Bhd. 9. Canadian Derivatives Clearing Corporation 10. Cassa di Compensazione e Garanzia S.p.A. B1573 11. CCP Austria Abwicklungsstelle für Börsengeschäfte GmbH (CCP.A) 12. CDS Clearing and Depository Services Inc. 13. Chicago Mercantile Exchange, Inc. 14. China Financial Futures Exchange 15. China Securities Depository and Clearing Corporation Limited 16. CJSC JSCB National Clearing Centre 17. Dalian Commodity Exchange 18. Eurex Clearing AG
Schedule Part 2 19. European Central Counterparty N.V. 20. European Commodity Clearing AG 21. GreTai Securities Market 22. ICE Clear Canada, Inc. 23. ICE Clear Europe Limited 24. ICE Clear U.S., Inc. 25. India Clearing Corporation Limited 26. Indonesian Clearing and Guarantee Corporation B1575 27. Istanbul Clearing, Settlement and Custody Bank Inc. (Takasbank) 28. Japan Commodity Clearing House Co., Ltd. 29. Japan Securities Clearing Corporation
Schedule Part 2 30. JSE Clear (Pty) Ltd. 31. KDPW_CCP S.A. 32. KELER Central Counterparty Ltd. 33. Korea Exchange, Inc. 34. LCH.Clearnet Limited 35. LCH.Clearnet S.A. 36. LME Clear Ltd. 37. MAOF (Derivatives) Clearing House Ltd. 38. Minneapolis Grain Exchange, Inc. 39. Multi Commodity Exchange of India Limited B1577
Schedule Part 2 40. NASDAQ OMX Clearing AB 41. National Securities Clearing Corporation 42. National Securities Clearing Corporation Limited 43. New Zealand Clearing Limited 44. Oslo Clearing ASA 45. Securities Clearing Corporation of the Philippines 46. Shanghai Futures Exchange 47. Singapore Exchange Derivatives Clearing Limited 48. SIX SIS AG 49. SIX X-Clear Ltd. B1579 50. Sociedad de Gestión de los Sistemas de Registro, Compensación y Liquidación de Valores, S.A., Sociedad Unipersonal
Schedule Part 2 51. TASE Clearing House Ltd. 52. Thailand Clearing House Co., Ltd. 53. The Central Depository (Pte) Limited 54. The Options Clearing Corporation 55. The Taiwan Depository & Clearing Corporation 56. The Taiwan Futures Exchange Corporation 57. Tokyo Financial Exchange Inc. 58. Zhengzhou Commodity Exchange B1581 6 May 2015 John TSANG Financial Secretary
Explanatory Note Paragraph 1 Explanatory Note B1583 This prescribes certain stock markets, futures markets and clearing houses for the purpose of section 1B(2)(c) of Part 1 of Schedule 1 to the Securities and Futures Ordinance (Cap. 571). 2. This comes into operation on 10 July 2015.