I O N A S S O C I A T S E C U R I T I E S 103 T A I W A N

102 10 17 101 102 10 31

(+) (101) 928(102) 934 7,699 8,61111.8% 23.09 26.66 15.5% 102204 EPS0.63ROE 4.27% 2,500 ( )72 (QE) 1 (IMF)(OECD) 3.6% 102 1.241017,87257.5% 102 ( )( ) OSU( )( ) ECFA ( ) ( ) Ⅰ I

( ) 102 9 3 ( ) ( ) 1 6 1,500 ECFA 49~51% ECFA OSU OSU OSU 3 1 9 5% Ⅱ

57 IPO 2.59% Ⅲ

OSU OSU ETF / 2013 (ASF) CONTENTS 103 03 08 14 18 I 24 30 36 43 51 58 64 68 69 73 76 78 82 87

OSU 102 6 19 (Offshore Securities Units, OSU)102 12 26 OSU OSU OSU OSU OSU OSU OSU OSU OSU OSU OSU / 102 11 19 OSU

103 3 1980 1983 4 28 1983 11 29 1983 12 12 (OBU)1984 4 20 OBU1984 6 5 199720062009 2010 OBU1983 4 30 1999 3 19 2005 8 25 2001 6 OBU 2001 11 OBU 2002 8 OBU 2011 7 OBU 2013 1 24 ( OSU) OBU 2013 5 31

4 2014 TAIWAN SECURITIES ASSOCIATION 6 19 10200113891 OSU OBU OSU OBU 15 2013 11 26 12 26 OSU ( ) ( ) ( ) ( ) ( ) OSU OSU( ) ( ) OBU OSU OSU () ( ) OSU OSU( ) ( )

103 5 OSU () ( ) OBU OSU () ( ) OBU OBU OSU OSU OSU () OSU OSU OSU ( ) OSUOSU OSU ( ) ( ) OSU OSU ( ) ( ) OSU OSU ( ) ( ) OSU OSU

6 2014 TAIWAN SECURITIES ASSOCIATION OSU OSU OSU ( ) ( ) OSU ( ) ( ) OSU OSUOSU ( ) ( ) OSU OSU ( ) ( ) OSU OSU ( ) ( ) OSU ( ) ( ) OSU () () OSU OSU OSU OSU () () OSU OSU ()

103 7 OSU OSU

8 2014 TAIWAN SECURITIES ASSOCIATION 103 102 6 19 OBU OSU 102 12 26 102 12 26 ( ) ( ) ( ) (Human Capital)

103 9 OSU OBU 72 30 86 959899 102 12 4 73 OBU OBU 102 10 OBU 633825 OBU 1,602.60OBU OBU 102 5 7 101 2,407100 399 19.89% OBU 74.47% 21.83% 1/3 OBU 100 101 OBU 19 ( 554) ROA1.48% 102 102 (Offshore Securities Unit, OSU) OSU OBU 15 OSU 30 OBU OSU

2014 TAIWAN SECURITIES ASSOCIATION 10 OSU 101 180.9 EPS 0.56ROE 3.81% 2,402 ROE 1010.41% 101 64 100 90 28.9% 10IPO 101 7 10 OSU OSU OSU OBU OBU30 OBU OBU 102 10OBU 817.32 51.0% / 232.31 14.5% OSUOBU OBU OSU OSU OBU OBU

103 11 OBU OBU OSU OBU OSU OBU 102 12 26 OSU OSU FX SWAP ()

2014 TAIWAN SECURITIES ASSOCIATION 12 OSU 102 4 30 7 25 OSU 11 18 OSU RP 102 12 30 ( ) ( )

103 13 102 11 19 102 12 26 103 OBU OBU 102 12 27 OSU OSU OSU /

14 2014 TAIWAN SECURITIES ASSOCIATION OSU 2013 6 19 ( )

103OSU 15 (DSU) (OSU) 2013 12 26 DSU/OSU (DSU) (OSU) / /

2014 TAIWAN SECURITIES ASSOCIATION 16 (ECFA) ECFA 2008 KYC KYP KYC

103OSU 17 / () () ( ) ETF 100 8,848.86 2,873.05 275.57 1.27 1,446.26 4,193.37 18.90 40.05 0.12 0.27 101 7,406.13 2,444.41 367.67 10.80 1,375.39 3,146.81 10.27 50.21 0.19 0.38 102 10,506.48 3,666.84 361.96 42.02 1,564.09 4,809.87 7.61 53.37 0.01 0.71 1,056.32 334.42 45.72 4.75 220.36 444.76 0.61 5.67 0.00 0.03 512.29 180.96 14.79 1.04 71.40 240.91 0.33 2.86 0.00 0.02 760.03 275.46 47.06 2.42 75.45 355.41 0.52 3.67 0.00 0.05 737.58 251.77 26.90 1.57 125.39 327.51 0.59 3.81 0.00 0.04 1,110.03 368.11 29.75 1.53 184.26 520.06 0.62 5.61 0.00 0.10 968.38 269.39 35.86 1.71 109.93 547.32 0.65 3.41 0.00 0.09 960.43 374.19 31.47 2.48 226.85 320.74 0.64 3.91 0.00 0.15 787.64 283.42 41.88 2.76 120.88 332.17 0.48 5.99 0.00 0.05 744.94 252.38 20.29 6.43 94.60 365.63 1.85 3.73 0.01 0.03 970.65 409.09 18.57 9.92 127.19 398.55 0.46 6.78 0.00 0.09 924.27 283.78 19.50 2.99 106.69 506.24 0.40 4.62 0.00 0.05 973.93 383.87 30.17 4.42 101.09 450.57 0.46 3.31 0.00 0.03 (1) 4049 72 (2) 1021.051017,40642% 5,492(52.28%) 4,181(39.80%)832(7.92%) (3) 1024,80945.78% 3,66634.90% ETF1,56414.89% 466 4.43% (4) 102 3,982(37.90%)3,524(33.54%) 2,245(21.36%)302(2.88%) 151(1.44%) 132(1.26%) 128(1.22%) 41.58(1.22%)

18 2014 TAIWAN SECURITIES ASSOCIATION (OSU) OSU (OBU) (OSU)

103 19 5400 1200 2013 (GFCI) 3 450 10 16 (IFCD Index) () 3 3 4 5 50 30 10 24 16 6 102 6 OSU OSU OSU OSU OSU 53 201025%

20 2014 TAIWAN SECURITIES ASSOCIATION 1 2 3 4 5 6 7 2012 (ROE)10.41% 3.81% 2013 () 2013 (OBU)30% OSU OSU 2012 2012 2013 2,401.8 10.41% 1,410.9 5.76% 180.94 3.81% 74.05 1.56%

103 21 OSU OBU OBU 75% OSU OSU 2012 954 2013/12/10 2013/06/21 2013/12/10 2013/05/29 2013/12/10 2013/05/20 2013/12/10 2013/05/16 2013/06/21 2013/03/12 2013/12/11

22 2014 TAIWAN SECURITIES ASSOCIATION () OSU

ETF ETF ETF ETF ETF 13()ETF 4% ETF -2013 (ASF) 2013 11 2529(ASF) /

24 2014 TAIWAN SECURITIES ASSOCIATION 1 BLP B(Business Model) L (Legal Model) P(Practical Model) 102 2 () 3 200220082012 49% 4 3 11 49% ( ) 1 2 3 ICP ICP VIE 4 2001(WTO) WTO

103 25 () ; ( ) (Piercing the Corporate Veil) 5 ; 6 () 7 () 2008 8 9 2007 2010 511 20122013 5 99 477100 9 6 2013 11 30 7 602130 8 124-127 8-17 2001 9 18-25

26 2014 TAIWAN SECURITIES ASSOCIATION (Transaction Cost Theory) ( ) (Resource-Based View) 10 2012 13 11 2012 11 1995 ( ) () 12 (Morganstanley) 42. 5% 35% 201015 2011 2003 (BNP Paribas Peregrine) 13 1/3 2/3 2007 (Goldman Sachs) 10 2009 4 4-13 11 102 12 ICP ICP VIE 13 (BNP) 1998 14

103 27 TPG Asia V Delaware, L.P. 1 KKR Institutions Investments, L.P. 2 3 4 5 6 () 7 8 9 10 11 () 12 () 13 2006 12 833% 33% 67% 14

28 2014 TAIWAN SECURITIES ASSOCIATION (IPO) 15 51% 49% 16 2012 49% 15 20% 16 (17)

103 29 ROE

30 2014 TAIWAN SECURITIES ASSOCIATION ETF 2013 (Eugene F. Fama) 20 ( ETF) ETF 201320 ETF ETF S&P 500 SPY 1,500 2000 13 ETF 25 2.16 46 2094,901 ETF 57()ETF ETF Global ETP Assets & Number of ETPs by Year Assets ($bn) # of ETPs $2,200 $2,000 $1,800 $1,600 $1,400 $1,200 $1,000 $800 $600 $400 $200 $0 4901 4759 4311 3543 2694 1541 2220 2,161 1,944 883 1,483 1,525 1,156 524 772 297 300 357 851 106 219 598 79 109 146 218 319 428 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Jul-13 ETF 5000 4000 3000 2000 1000 0 : Blackrock ETF Landscape 2013 7 ETFGI

103 ETF 31 ETF 20% ETF 5%4% ETF ETF 10 50ETF 0050 ETF 20136 22 1,300 A QFII ETF ETF 6 ETF 71% 1.5 3,78118% 500 681 ETF 4%() ETF ETF ETF 2009 SWAPETF ETF 23 23ETF ETF ETF 15.5 ETF 68%ETF 18% ETF 27.5% ETF 71.5% ETF 23% RQFII A ETF A QFII ETF 2012 7RQFII ETF RQFII

32 2014 TAIWAN SECURITIES ASSOCIATION 300 歐洲 18% 規模 3781 億美元 加拿大 3% 規模 581 億美元 亞洲 4% 規模 687 億美元 日本 3% 規模 444 億美元 美國 71% 規模 1.5 兆美元 中東與非洲 1% 規模 276 億美元 拉丁美洲 3% 規模 123 億美元 ETF :Blackrock ETF Landscape 2013 7 ETF ETF ETF ETF ETF ETF

103 ETF 33 0050 5050 36912 ETF ETF 15 ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF( ) ETF ETF ETF 初級市場 成份股 / 現金 ETF 發行者 參與證券商 (PD) 成份股 / 現金 EFT 實物申購 / 買回 證券交易所 買方 : 參與證券商 散戶投資者 機構投資者 次級市場 賣方 : 參與證券商 散戶投資者 機構投資者 ETF :

34 2014 TAIWAN SECURITIES ASSOCIATION ETF 10000 9000 S S BM_Price 5ma 20ma 連續 5 日 volumn >=20ma ETF 8000 B S S S S ETF 7000 6000 B B B 累積 5 日套利淨價申贖 ETF ETF 5000 折價溢價 4000 2011/1/3 2012/1/3 2013/1/3 0050 2011/1/1~2013/2/18 CMoney ETF ETF70~80% ETF ETF ETF ETF ETF () ETF ETF 8,000 7,0009,000 10 2507,750 1/10250 7,500 2/10 7,000 4/10

103 ETF 35 72508,250 1/10 8,500 2/10 9,000 8,750 ETF ETF 1011 0050 92013 1.35 2005 0050 18.7 005050 569 ETF ETF 20 ETF 10 ETF ETF ETF 1/5~1/10 1 1 1 1 ETF 10 ETF20 /

36 2014 TAIWAN SECURITIES ASSOCIATION / / / 15% ( ) (warrants)(callable bull/bear contracts) / / / / / / / ( ) /

103 / 37 / ( ) ETF ( 8 ) ( ) / ETF() (open end) (ETF) () (FWB) gold turbo warrant (ASX) gold MINIgold turbo warrant FWB Scoach expiry(classic )open end ( unlimited) Open end ( ) expiry expiry open end

38 2014 TAIWAN SECURITIES ASSOCIATION (strike price) open end () Open end ( ) () ( )open end ( )expiry 6.300 6.250 At the end of the Open End Stop Loss Turbo Monthly Adjustment of the Stop Loss Level 6.200 6.150 6.100 6.050 6.000 Daily Adjustment of the Strike Price Funding Level Funding costs for one month Month 1 Month 2 Knockout Strike Price Open end Source: Citigroup Deutschland, Classic Turbos and Open End Stop Loss Turbos (JAU) ( )

103 / 39 (London Gold AM Fixing) ( ) 93 30 ( 8 40 ) 3 30 48 8 451 45 810 11 30 14 30 9 1 30 / ( ) (efficiency) ()

40 2014 TAIWAN SECURITIES ASSOCIATION TGF JAU 1. 2. 3. 4. 1. 2. 3. 4. 5. 1. 2. 3. 1. 2. 3. 4. 5. 1. 2. 3. 4. 1. 2. 3. 4. 5. 31 68%31%( 15%) 102 6 3 102 6 4 6 15% 84% 76%

103 / 41 80% 1:0.005 ( ) 1. ( -+) 2. 4076() 3. 4410.23 4. 6% 5. ( ) 6. 1 0.005 ( )1 ( )0.005 7. ((/365)) 1. ( -+) 2. 3600.8() 3. 3836.74 4. 6.35% 5. ( ) 6. 1 0.005 ( )1 ( )0.005 7. ((/365))

2014 TAIWAN SECURITIES ASSOCIATION 42 (TGF) (JAU) < ( )> 1 1 2008 delta 1 delta -1vega 0 1:1 / / 15% /

103 43 1988

44 2014 TAIWAN SECURITIES ASSOCIATION Korea Securities Finance Corporation KSFC 2005 1970 SEC 1964 1934 1972 Rule 15c3 3 Special Reserve Bank Account SEC KSFC KSFC

103 45 2005 T+248

46 2014 TAIWAN SECURITIES ASSOCIATION ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) () ( ) 1. 6015 2006 601 5 2 2. 29 29

103 47 帳戶名義帳戶所在機構 客戶名下帳戶證券商名下帳戶其他帳戶 客戶銀行結算帳戶 客戶資金存取劃撥路徑 交割銀行 總帳戶子帳戶平衡款項交割專戶子帳戶 ( 銀行端 ) 證券商客戶款項交割專戶 資金結算劃撥路徑 主辦交割銀行 一一對應 證券商客戶款項交割專戶 證券商 款項交割專戶子帳戶 ( 證券端 ) 資金結算劃撥路徑 中央銀行 交割銀行同業資金專戶 款項撥轉 證交所清算專戶 ( ) ATM

2014 TAIWAN SECURITIES ASSOCIATION 48 ( ) 37 ( ) ( ) ( ) ( )

103 49 ( ) ( ) ( ) ( ) ID

2014 TAIWAN SECURITIES ASSOCIATION 50 - )

103 51 2013 (ASF) (The 9th ASF Tokyo Round Table) 2013 11 2511 29 (Japan Securities Dealers Association, JSDA) 2007 2011 (2012)(ASF) 2006 2000 2006

52 2014 TAIWAN SECURITIES ASSOCIATION (Financial Services Agency) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) 金融廳的組織 金融擔當大臣 副大臣 金融廳 大臣政務官 長官 審判官 總務企劃局 總括審議官審議官 (4) 參事官 (11) 總務課政策課企劃課市場課企業開示課 檢查局 總務課 審查課 檢查監理官 監督局 總務課 銀行第一課 銀行第二課 保險課 證券課 國際政策統括官 委員長 總務課 證券取引等監視委員會 委員 (2) 會長 事務局次長 (2) 市場分析審查課證券檢查課證券檢查監理官取引調查課 公認會計士監查審查會 委員 (9) 事務局 開示檢查課特別調查課總務試驗室 審查檢查課

103 53 (Securities and Exchange Surveillance Commission SESC) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) (CPAAOB) JICPA ( )CPA( ) ( ) () () () ( ) () Type II(Type II) ( (TSER))(JSDA)( ) - (TSER) 2013 1 1(TSE) (OSE) (JPX) (TSER)

54 2014 TAIWAN SECURITIES ASSOCIATION 基本法律架構 (Basic Legal Framework) 金融廳 FSA Financial Service Agency 資訊互通 證券交易監督委員會 SESC Securities and Exchange Surveillance Commission 對自律組織進行查核 (Inspection of Selfregulatory organizations) 日本證券業協會 自律組織 SROs 金融商品交易所 ( 股票交易 ) 依據 FIEA 進行法規遵循查核及自律規範證券市場監理及監視 證券公司 / 登記註冊之金融機構 對業務經營者等進行查核市場監管 ( ) ( ) ( ) ( ) ( ) () ( )

103 55 (JSDA) (Financial Instruments and Exchange Act) 67-2 ( ) FIEA JSDA ( ) JSDA50 ( ) ( ) ( ) ( ) ( ) 1. 2. 3. 4. 5. 6. 7. 1. 2. 3. ( ) ( ) (JSDA) 18 10 1. ( ) 2. 3. 4. 5.

56 2014 TAIWAN SECURITIES ASSOCIATION 6. 7. JSDA JSDA 1. JSDA 2. 3. JSDA SESC 4. 6 JSDA

103 57 (2013) 11 28

58 2014 TAIWAN SECURITIES ASSOCIATION ( ) 102 12 30 50 100 103 1 6 ( ) ( ) ( )8-11 ( ) ( ) ( ) ( ) ( ) KYC ( ) 102 11 4 ( ) ( ) 102 12 16 102 12 20 ( ) 13 23 24 102 12 20 102 12 24

103 59 103 1 695 4 27 0950000813 ( ) 102 10 14 ( ) 102 12 30 ( ) 102 11 20 ( ) ( ) 4 ( ) 102 12 30 4 ( ) 102 12 3 102 12 5 ( )

60 2014 TAIWAN SECURITIES ASSOCIATION 102 12 30 ( ) 102 12 30 ( ) ( ) 102 1 3 ( )( ) ( ) 102 11 8 102 11 11 ( ) 6 2 102 12 5 62 ( ) 16 102 12 24 ( ) IFRS 18 102 12 24 ( ) TDR ( )

103 61 102 12 18 ( ) 102 8 27 102 12 18 ( ) 172 4 102 11 4 ( ) 102 10 25 30 102 12 30 102 12 5 ( )

62 2014 TAIWAN SECURITIES ASSOCIATION 102 12 3 103 1 6 ( ) ( ) ( ) 102 10 29(103) ( ) 102 12 30 ( ) ( ) ( ) ( ) 103 1 3 ( ) ( ) ( ) ( )( ) ( ) 1. 2.

103 63 3. 4. ( ) 1. 2. 3. 4.

64 2014 TAIWAN SECURITIES ASSOCIATION ( ) ( ) ( ) (155) (147 149) ( ) ( ) 1. 2. 3. 4. ( ) E-mail SKYPE LINE ( ) ( )

103 65 ( ) () ( ) ( ) ( ) 5 ( ) () 1. ETF ETFETF 2. 3. 4. 5. () () () ( ) BBB BBB ( ) () ( ) OSU

66 2014 TAIWAN SECURITIES ASSOCIATION (OSU) () ( ) IPO ( ) 53 ( ) ( ) ( ) ( ) (DVP) DVP(Delievery versus Payment ) ( ) ( ) ( ) ( ) ( )

103 67 ( ) 1 102 12 11 1 5 ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) 12 ( ) 888888-8 888888-8 ( ) ( ) ( ) ( ) ( ) 12 ( )

68 2014 TAIWAN SECURITIES ASSOCIATION ( ) 102 10 1764 102 11 1465102 12 126 5 ( )()( ) ( ) 101 101 102 11 25 11 ( ) 18 (ASF) 102 10 232518 (ASF) 14 19ASF 220 50 ASF (Cooperation, Transformation and Evolution Asia's New Era in Global Agenda) ( ) www.twsa.org.tw / 1 2 -

103 69 1 2 3 4 5 ( ) 51 ( ) ( ) ( ) CBAS 181 96 3 1100 10 31 22 1823 3 96 2100 10 100 9 21 100 11 2125 22 22 28 1823 7 8 11 19 3 56 3 56 3 661 56

70 2014 TAIWAN SECURITIES ASSOCIATION 5 6 7 8 ( ) ( 101 4 1) 99 1012 3 ( ) 102 6 99 1012 ( ) 22 181 202 95 3 13 095001096 101 3 15 101000850896 1 4 09500202210 99 7 23 09902415710 ( ) ( ) ( ) ( ) 102 7102 3 (4147) (4174) 2 6,640,000102 36 7 1814101 4 18 1010008885 ( ) 1821 ( ) 61 3 2 1 65 56 6

103 71 8 ( )100 8 30100 10134 104 ( ) 30 95 3 13 0950001096 9 ( )() ( ) () ( ) ( ) 122 ( ) 244 ( ) () 141 ( ) 10 1827 22 11 41 12 35 8 22 661 56 11 1 1

2014 TAIWAN SECURITIES ASSOCIATION 72 13 ( ) ( ) ( ) 30 ( ) ( ) ( ) 2 14 22 152 171 122 93 1823 19 3 ( ) ( ) ( ) ( ) 65 56 6 15 37 62 22 102 65

103 73 10 03 10 16 10 18 102 12 1 10 23 18 (ASF) ASFASF - 1419 10 25 10 28 () 11 04 11 13 11 13 100

74 2014 TAIWAN SECURITIES ASSOCIATION 11 14 11 25 11 27 12 03 12 09 12 09 12 18 12 23 102 102 11 12 (Facebook Twitter Plurk ) 102 12 WebPro () 102 8 27 102

103 75 12 23 9 23 3 () 13.210% 818% 558( ) 76273.2% 12 23 10 12 24 ETF 10 (ETF ) (ETF ) 101ETF (ETF)ETF ETF 12 24 16 18 12 24 13 23 24 103 1 6 12 26 102 5 31 (Offshore Securities Units, OSU) 12 26 ( ) ( ) ( ) 12 26 103103 1 1 10103 1 1 103 1 6 12 30 ( ) 102 12 12103 1 6

76 2014 TAIWAN SECURITIES ASSOCIATION 102 10 08 102 10 25 102 12 23 102 12 23 10 01 2014 45% 8% 10 09 (IMF) 20132.9% 20143.6% IMF (Fed) IMF2013 2014 5.25% 11 07 (ASTEP)2013 7 (ANZTEC)(FTA) 2012 282 12.1FTA 11 07 (ECB)10.5%0.25% 0%2013 11 08 (S&P) 1 AA+ AA 2

103 77 11 15 QDII QFII 11 19 (OECD)2013 2014 2013 2.7% 20143.6% OECD 20153.9% 11 30 (IPO) 2014 150 IPO( ) 12 02 () 12 05 18.6 (1,820 ) 5.510 125 12 11 (TPP)10 12 2014 1TPP 12 828 40% 12 12 2014 2015 2015 9 630 12 18 (Fed)2014 1 (QE) 100750 (MBS) 50 100Fed QE

78 2014 TAIWAN SECURITIES ASSOCIATION ( ) ( ) 102 10 102 11 102 12 102 4 1 28,639,302,304 38,933,650,872 35,107,504,582 102,680,457,758 2 2,507,484,821 1,881,379,485 2,569,725,856 6,958,590,162 3 5,283,717,075 5,644,712,684 5,758,213,123 16,686,642,882 4 4,648,618,814 3,685,281,307 5,082,655,218 13,416,555,339 5 6,663,820 1,116,467 67,384 7,847,671 6 4,653,614,188 4,250,786,614 3,881,376,791 12,785,777,593 7 76,628 9,603,786 3,907,429 13,587,843 8 0 0 0 0 9 1,723,417,624 659,595,682 705,329,877 3,088,343,183 10 0 0 0 0 11 0 0 0 0 12 5,466,078,162 5,485,691,323 3,815,318,569 14,767,088,054 13 0 0 0 0 14 0 0 0 0 15 150,084 128,124 0 278,208 16 85,634,040 102,500,321 152,144,095 340,278,456 17 294,524,020 304,691,797 343,418,295 942,634,112 18 3,957,630,425 2,116,877,438 6,969,308,797 13,043,816,660 19 犇亞 0 0 0 0 20 6,588,681 14,740,208 28,622,011 49,950,900 21 大昌 4,999,535 8,674,345 5,073,170 18,747,050 22 0 0 0 0 23 大眾 3,825,205 5,949,536 7,850,203 17,624,944 24 1,299,046 2,109,735 1,438,853 4,847,634 25 1,495,147,253 818,741,500 649,469,130 2,963,357,883 26 0 0 0 0 27 269,662,419 259,885,402 172,669,943 702,217,764 28 0 0 0 0 29 0 0 0 0 30 57,230,098 68,777,279 56,276,503 182,283,880 31 812,675,759 998,594,763 1,804,899,777 3,616,170,299 32 32,035,207 229,740,108 58,456,557 320,231,872 33 2,363,775,115 2,080,048,718 3,234,771,406 7,678,595,239 34 0 0 0 0 35 3,244,274,771 3,230,475,527 4,289,687,924 10,764,438,222 36 6,540,219,695 5,286,861,789 6,581,233,090 18,408,314,574 37 86,245,682 102,037,577 347,653,560 535,936,819 38 8,802,850,730 5,227,790,339 5,359,026,944 19,389,668,013 39 10,668,331,916 7,300,978,805 7,324,429,141 25,293,739,863 40 5,408,502,178 3,715,128,181 3,082,107,279 12,205,737,638 97,064,575,295 92,426,549,712 97,392,635,507 286,883,760,515

103 79 ( )1024 ETF 22,392,956,649 37,090,916 2,400,481 1,739,264,969 20,228,363 266,283 911,343,422 0 25,103,551,082 2,313,696,062 722,555,492 802,077,542 2,386,342,922 0 985,660 51,479,288 0 6,277,136,964 40,145,529,449 248,345,154 0 25,009,884,123 0 0 482,061,200 0 65,885,819,925 64,852,182,160 1,007,991,562 804,478,023 29,135,492,014 20,228,363 1,251,943 1,444,883,910 0 97,266,507,971 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 132,765,254 0 0 0 0 0 0 0 132,765,254 132,765,254 0 0 0 0 0 0 0 132,765,254 51,104,733 136,657,293 0 2,497,900 12,208,270 0 0 0 202,468,196 0 2,228,659,213 886,857,639 0 0 0 0 0 3,115,516,852 1,695,166,877 287,217,660 0 365,951,936 0 0 25,354,838 0 2,373,691,311 1,746,271,610 2,652,534,166 886,857,639 368,449,836 12,208,270 0 25,354,838 0 5,691,676,359 0 0 0 0 1,172,192,476 0 0 0 1,172,192,476 0 0 0 0 19,961,290 0 0 0 19,961,290 0 0 0 0 82,336,896 0 0 0 82,336,896 0 0 0 0 1,274,490,662 0 0 0 1,274,490,662 0 0 0 0 77,202,385,188 0 0 0 77,202,385,188 0 39,198,628 0 0 5,104,345,025 0 0 0 5,143,543,652 0 0 0 0 34,013,803,395 0 0 0 34,013,803,395 0 39,198,628 0 0 116,320,533,608 0 0 0 116,359,732,235 12,949,561 17,685,166 0 0 0 0 0 0 30,634,727 18,732,313 59,482,941 0 0 0 0 0 0 78,215,253 378,259,861 68,834,572 0 0 0 0 0 0 447,094,433 409,941,735 146,002,679 0 0 0 0 0 0 555,944,413 18,026,330 26,301,519 0 0 0 0 0 0 44,327,849 0 359,009,760 26,579,195 0 0 0 0 0 385,588,955 2,655,128,163 198,243,207 0 0 0 0 0 0 2,853,371,370 2,673,154,493 583,554,486 26,579,195 0 0 0 0 0 3,283,288,174

80 2014 TAIWAN SECURITIES ASSOCIATION ETF 0 16,429,877 0 0 0 0 0 0 16,429,877 25,242,423 23,126,605 0 0 0 0 0 0 48,369,028 396,817,125 26,901,059 0 382,333 0 0 0 0 424,100,517 422,059,548 66,457,541 0 382,333 0 0 0 0 488,899,422 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 13,201,082,666 72,662,642 0 1,082,759,213 12,178,637,277 128,851,558 0 12,041,341 26,676,034,696 342,873,794 1,422,751,480 14,685,645 65,744,161 100,309,068 793,059 0 0 1,947,157,206 17,388,352,234 833,141,000 0 2,554,770,026 5,629,370,760 568,831 0 5,534,231 26,411,737,081 30,932,308,694 2,328,555,122 14,685,645 3,703,273,400 17,908,317,105 130,213,448 0 17,575,572 55,034,928,983 618,044,940 0 0 29,226,246 0 0 0 0 647,271,186 26,333,239 0 0 0 0 0 0 0 26,333,239 2,669,408,614 0 0 233,398,041 0 0 0 0 2,902,806,655 3,313,786,793 0 0 262,624,287 0 0 0 0 3,576,411,080 258,740,821 0 0 0 0 0 0 0 258,740,821 0 0 0 0 0 0 0 0 0 1,150,842,814 0 0 25,798,727 0 0 0 0 1,176,641,541 1,409,583,635 0 0 25,798,727 0 0 0 0 1,435,382,362 231,878,555 0 0 1,024,463 0 0 0 0 232,903,018 85,686,424 0 0 0 0 0 0 0 85,686,424 394,083,567 0 0 0 0 0 0 0 394,083,567 711,648,546 0 0 1,024,463 0 0 0 0 712,673,009 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 416,444,260 0 0 0 0 0 0 0 416,444,260 416,444,260 0 0 0 0 0 0 0 416,444,260

103 81 ETF 288,475 0 0 0 0 0 0 0 288,475 0 0 0 0 0 0 0 0 0 654,059,197 0 0 0 0 0 268,658 0 654,327,855 654,347,672 0 0 0 0 0 268,658 0 654,616,330 107,674,494,396 6,824,294,182 1,732,600,502 33,497,045,060 135,535,778,010 131,465,391 1,470,507,406 17,575,572 286,883,760,515 36,785,072,727 306,827,413 2,400,481 2,854,772,792 90,585,651,576 129,117,841 911,343,422 12,041,341 131,587,227,592 2,812,564,254 4,854,784,117 1,730,200,021 2,452,087,083 5,224,615,383 1,778,719 51,479,288 0 17,127,508,864 68,076,857,415 1,662,682,652 0 28,190,185,185 39,725,511,051 568,831 507,684,696 5,534,231 138,169,024,059 870,369 102 1,405 2,387 874,161

82 2014 TAIWAN SECURITIES ASSOCIATION ( ) 90 52 163 3 7 91 113 211 2 4 92 126 128 1 2 93 205 130 2 7 94 102 92 0 9 95 111 99 0 11 96 185 122 0 13 97 86 61 1 1 98 127 101 0 1 99 190 140 0 3 100 204 171 0 1 101 144 110 0 1 102Q1 25 24 0 0 102Q2 34 18 0 0 102Q3 36 27 0 0 102Q4 68 63 0 0 ( ) 1024 ( ) ( ) ( ) 1 680 150 102,000,000 102.10.01 0.48 2 8,500 10 85,000,000 102.10.02 12.84 3 4,554 132 601,128,000 102.10.03 3.39 4 360 39 14,040,000 102.10.07 0.31 5 468 42 19,656,000 102.10.09 0.36 6 680 142 96,560,000 102.10.11 0.33 7 3,600 20 72,000,000 102.10.11 2.44 8 468 56 26,208,000 102.10.14 0.49 9 4,158 30 124,740,000 102.10.15 3.22 10 1,275 90 114,750,000 102.10.18 1.02 11 4,374 27 118,098,000 102.10.18 2.54 12 425 60 25,500,000 102.10.18 0.37 13 595 13.1 7,794,500 102.10.21 0.72 14 11,050 23.9 264,095,000 102.10.22 2.98 15 5,868 53.9 316,285,200 102.10.25 3.08 16 850 41 34,850,000 102.10.29 1.40 17 1,276 45 57,420,000 102.10.30 0.61

103 83 ( ) ( ) ( ) 18 F- 3,570 250 892,500,000 102.11.04 3.53 19 9,180 41.6 381,888,000 102.11.04 6.39 20 3,876 83 321,708,000 102.11.06 2.48 21 3,240 70 226,800,000 102.11.14 2.46 22 4,074 42 171,108,000 102.11.15 3.55 23 3,216 58.900 189,422,400 102.11.15 2.63 24 6,020 36 216,720,000 102.11.19 6.56 25 1,392 27.5 38,280,000 102.11.19 2.20 26 3,408 73 248,784,000 102.11.19 2.95 27 4,320 29 125,280,000 102.11.21 5.66 28 2,115 62 131,130,000 102.11.21 6.35 29 425 70 29,750,000 102.11.21 1.79 30 (Chlitina Holding Limited) 4,169 168 700,392,000 102.11.21 6.35 31 2,298 98 225,204,000 102.11.21 2.48 32 2,349 58 136,242,000 102.11.21 6.44 33 2,535 55 139,425,000 102.11.22 6.00 34 3,404 22 74,888,000 102.11.27 5.98 35 1,398 42 58,716,000 102.11.27 1.77 36 6,786 248 1,682,928,000 102.11.27 5.27 37 2,835 16.5 46,777,500 102.11.27 6.07 38 6,991 45 314,595,000 102.12.03 5.78 39 850 26 22,100,000 102.12.03 1.47 40 4,830 42 202,860,000 102.12.06 2.60 41 3,798 140 531,720,000 102.12.06 3.16 42 4,188 20 83,760,000 102.12.09 4.22 43 1,700 33 56,100,000 102.12.09 1.21 44 6,720 22 147,840,000 102.12.10 6.52 45 86,490 21.5 1,859,535,000 102.12.11 12.91 46 1,530 108 165,240,000 102.12.13 0.82 47 4,212 35 147,420,000 102.12.16 2.20 48 5,440 50 272,000,000 102.12.18 44.86 49 638 72 45,936,000 102.12.18 0.69

84 2014 TAIWAN SECURITIES ASSOCIATION ( ) ( ) ( ) 50 1,380 59.5 82,110,000 102.12.19 0.83 51 6,618 65 430,170,000 102.12.19 5.08 52 850 40 34,000,000 102.12.19 1.09 53 4,062 23.8 96,675,600 102.12.19 3.31 54 1,020 45 45,900,000 102.12.20 0.58 55 723 82 59,286,000 102.12.20 1.13 56 1,700 11 18,700,000 102.12.23 2.42 57 4,250 25 106,250,000 102.12.24 33.74 58 2,946 99 291,654,000 102.12.24 1.67 59 4,680 118 552,240,000 102.12.24 3.73 60 8,500 70 595,000,000 102.12.24 6.27 61 536 128 68,608,000 102.12.26 0.35 62 1,785 14.5 25,882,500 103.01.03 1.79 63 4,250 15 63,750,000 103.01.08 37.95 ( ) 1024 1 7,782 3228 102.09.26-10.01 125-145 2 10,000 8,500 102.10.01-10.02 101-110% 3 4,000 3,555 102.10.03-10.07 101-103% 4 5,000 4,250 102.10.04-10.08 101-110% 5 4,000 3,600 102.10.07-10.09 101-110% 6 7,625 3,476 102.10.07-10.11 28-32 7 8,383 4,009 102.10.11-10.16 24.50-27 8 2,000 1,800 102.10.15-10.16 101-110% 9 ( ) 1,000 850 102.10.15-10.16 101-110% 10 ( ) 4,000 3,400 102.10.15-10.16 101-110% 11 2,000 1,800 102.10.17-10.18 101-110% 12 11,241 5,373 102.10.18-10.23 53.90-57.50 13 10,000 9,068 102.10.21-10.22 101-110% 14 4,000 3,400 102.10.22-10.24 101-110% 15 9,000 7,650 102.10.22-10.24 90-92%

103 85 16 6,800 6,360 102.10.25-10.29 90-91% 17 23,460 14,280 102.10.28-10.31 40-45 18 () 6,840 3,270 102.10.28-10.31 225-250 19 7,429 3,553 102.10.28-10.31 80-85 20 2,000 1,700 102.11.05-11.06 101-110% 21 10,000 9,000 102.11.05-11.06 101-110% 22 () 5,800 2,560 102.11.07-11.12 68-75 23 5,985 2,769 102.11.08-11.13 58-63 24 7,090 3,016 102.11.08-11.13 41-43 25 () 19,733 13,713 102.11.12-11.15 34-38 26 6,522 3,114 102.11.12-11.15 72-75 27 2,658 1,266 102.11.12-11.15 27.20-28.50 28 3,000 2,700 102.11.13-11.14 101-110% 29 1,000 875 102.11.14-11.15 101-120% 30 3,000 2,850 102.11.14-11.15 101-110% 31 4,399 2,101 102.11.14-11.19 96-101 32 8,280 3,960 102.11.14-11.19 28.50-32 33 5,741 3,492 102.11.14-11.19 58-65 34 4,857 2,742 102.11.14-11.19 59-62 35 () 8,706 4,537 102.11.14-11.19 165-175 36 5,569 3,034 102.11.15-11.20 54-60 37 3,000 2,850 102.11.18-11.19 101-110% 38 6,000 5,408 102.11.19-11.21 101-110% 39 9,776 6,372 102.11.20-11.25 20.50-25 40 2,674 1,276 102.11.20-11.25 41.50-45 41 12,905 6,119 102.11.20-11.25 235-253 42 5,954 3,119 102.11.20-11.25 16.30-17.50 43 () 14,508 7,517 102.11.26-11.29 43-45 44 2,500 2,240 102.11.28-11.29 101-110% 45 9,254 4,424 102.11.29-12.04 37-42 46 () 7,273 3,475 102.11.29-12.04 135-145 47 4,000 3,750 102.12.02-12.03 101-110% 48 8,021 3,833 102.12.02-12.05 18-20 49 1,000 900 102.12.03-12.05 101-110%

86 2014 TAIWAN SECURITIES ASSOCIATION 50 () 17,800 11080 102.12.03-12.06 20-23 51 40,000 34,000 102.12.04-12.06 101-125% 52 2,550 1,020 102.12.06-12.11 100-110 53 7,000 6,125 102.12.09-12.11 101-110% 54 5,000 4,500 102.12.09-12.10 101-110% 55 7,212 3,000 102.12.09-12.12 32-35 56 60,000 53,000 102.12.12-12.16 105-120% 57 () 7,262 3,200 102.12.12-12.17 23-25.50 58 12,683 6,065 102.12.12-12.17 65-75 59 2,639 1,259 102.12.12-12.17 59.50-63.50 60 1,800 780 102.12.13-12.18 43.50-45 61 2,000 1,815 102.12.16-12.17 101-110% 62 3,000 2,670 102.12.16-12.17 101-115% 63 5,151 2,205 102.12.17-12.20 95-100 64 () 8,900 4,220 102.12.17-12.20 110-120 65 3,500 3,325 102.12.19-12.20 102-110% 66 1,000 900 102.12.19-12.20 101-110% 67 20,000 18,000 102.12.25-12.27 105-120% 68 6,000 5,400 102.12.30-12.31 101-110%

103 87 ( )(102 1-12 ) ( ) ( ) EPS( ) ROE( ) ( ) ( ) 80 83,162,543 68,771,170 7,966,412 20,396,716 326,360,782 478,074,078 24.53 0.625 4.27 100.00 14.649 46 79,255,737 65,416,897 7,414,870 19,524,926 314,634,495 456,452,839 24.64 0.621 4.28 95.30 14.507 34 3,906,806 3,354,273 551,542 871,790 11,726,287 21,621,239 22.31 0.743 4.03 4.70 18.438 62 71,851,173 60,182,055 7,418,490 17,812,298 305,074,186 440,034,845 24.79 0.584 4.05 86.40 14.424 32 70,244,031 58,309,843 6,941,135 17,642,581 295,917,899 425,443,730 25.12 0.596 4.15 84.47 14.377 30 1,607,142 1,872,212 477,355 169,717 9,156,287 14,591,115 10.56 0.185 1.16 1.93 15.936 18 11,311,370 8,589,115 547,922 2,584,418 21,286,596 38,039,233 22.85 1.214 6.79 13.60 17.870 14 9,011,706 7,107,054 473,735 1,882,345 18,716,596 31,009,109 20.89 1.006 6.07 10.84 16.568 4 2,299,664 1,482,061 74,187 702,073 2,570,000 7,030,124 30.53 2.732 9.99 2.77 27.355 20 20 65,726,721 54,592,976 6,752,576 16,731,916 272,186,173 397,309,671 25.46 0.615 4.21 79.03 14.597 FED 20 167.32 (1) 102 12 146 84 ( )62 (2) 80 4 (3) Year-To-Month 102 1-12 103 1 15 (4) (FED) 2013 12 2014 1 (QE) 100 750FED 2 1 2014 3% (ECB) 18.6 2013 12 CPI2.5% (5) 102 1-12 (TSE:770 /OTC:164 ) (TSE:810 /OTC:118 ) 80EPS 0.625 0.5566317 7,699 8,611 11.85% 102 1-12 EPS 0.621 0.743 EPS 1.214 0.584EPS 0.596 EPS 0.185 EPS 2.732 EPS 1.006 (6) 102 1-1220 EPS 0.615 19 EPS 1.029 20ROE 4.21% 4.27% (7) EPS 8.426.726.03 EPS -3.45-2.96-2.40 (8) 102 1~123,054 1011.4% 1032.59% 2.81%~3.03% 102 11 102 132

88 2014 TAIWAN SECURITIES ASSOCIATION ( ) (102 1-12 ) ( ) ( ) ( ) () () ( ) 1 13,998,101 1 4,003,120 1 8.416 2 10,198,439 2 3,670,966 2 6.724 3 5,038,462 3 1,470,670 3 6.034 4 4,981,867 4 1,361,715 4 5.208 5 4,883,763 5 1,351,064 5 3.469 6 4,154,778 6 993,087 6 3.211 7 3,879,401 7 955,189 7 2.174 8 3,103,755 8 840,789 8 新光 1.543 9 2,798,701 9 781,911 9 1.316 10 1,971,878 10 763,239 10 1.074 ( ) ( ) ( ) () () ( ) 1 13,998,101 1 4,003,120 1 6.724 2 10,198,439 2 3,670,966 2 6.034 3 5,038,462 3 1,470,670 3 5.208 4 4,981,867 4 1,361,715 4 3.469 5 4,883,763 5 1,351,064 5 3.211 ( ) ( ) ( ) () () ( ) 1 1,728,409 1 955,189 1 8.416 2 323,624 2 43,485 2 2.174 3 315,507 3 39,111 3 1.038 4 245,968 4 38,965 4 0.814 5 129,120 5 20,763 5 0.726 1.93% 0.83% 3.000 2.500 2.000 1.500 1.000 0.500 0.000 10.84% 2.76% 證券商收益 本國綜合證券商本國專業經紀商 84.47% 外國綜合證券商外國專業經紀商 9.23% 3.44% 證券商稅後淨利 本國綜合證券商本國專業經紀商 86.50% 外國綜合證券商外國專業經紀商 證券商每股盈餘 本國綜合證券商 本國專業經紀商 外國綜合證券商 外國專業經紀商 0.596 0.185 1.006 2.732 ()

103 89 ( ) (102 1-12 ) ( ) ( ) EPS( ) ROE( ) ( ) ( ) 1020 452,461 407,311 3,635 48,790 3,000,000 2,990,702 10.78 0.163 1.63 0.544 9.97 1040 513,335 428,370 47,669 121,851 3,000,000 3,413,645 23.737 0.406 3.57 0.617 11.38 1090 267,273 736,188 114,943-354,291 4,796,442 4,825,492-132.558-0.739-7.34 0.321 10.06 1160 3,103,755 2,641,802 434,351 781,911 11,572,128 20,763,127 25.192 0.676 3.77 3.732 17.94 1260 1,054,239 927,979 146,939 266,632 4,268,388 4,951,313 25.291 0.625 5.39 1.268 11.60 1360 700,653 621,497 275,335 277,572 533,000 1,643,027 39.616 5.208 16.89 0.843 30.83 1440 1,184,201 1,034,766 20,594 132,932 1,700,000 3,344,198 11.225 0.782 3.98 1.424 19.67 1470 856,991 840,650 35,759 33,131 1,468,210 1,906,613 3.866 0.226 1.74 1.031 12.99 1480 838,755 534,693 16,238 265,615 395,000 2,288,940 31.668 6.724 11.60 1.009 57.95 1530 645,840 339,573 6,783 260,151 750,000 1,781,020 40.281 3.469 14.61 0.777 23.75 1560 380,970 472,178 9,655-66,879 1,450,000 1,591,348-17.555-0.461-4.20 0.458 10.97 1570 322,846 222,744 5,365 91,548 1,010,000 1,564,698 28.357 0.906 5.85 0.388 15.49 1590 666,090 433,999 29,146 210,344 655,000 1,983,325 31.579 3.211 10.61 0.801 30.28 1650 1,619,652 717,427 17,737 763,239 1,265,000 2,907,996 47.124 6.034 26.25 1.948 22.99 2180 716,087 440,447 81,631 343,299 7,137,143 10,402,101 47.941 0.481 3.30 0.861 14.57 5050 445,113 175,671 29,135 306,015 2,325,836 3,618,416 68.750 1.316 8.46 0.535 15.56 5110 42,429 90,423 16,042-31,952 760,000 571,698-75.307-0.420-5.59 0.051 7.52 5260 735,506 506,238 67,577 284,148 3,067,560 4,627,789 38.633 0.926 6.14 0.884 15.09 5380 1,437,136 1,381,529 94,055 125,699 6,400,000 6,446,960 8.746 0.196 1.95 1.728 10.07 5850 3,879,401 2,739,067 327,338 1,361,715 13,231,191 22,365,280 35.101 1.029 6.09 4.665 16.90 5920 4,154,778 3,583,138 345,908 840,789 15,604,309 20,153,244 20.237 0.539 4.17 4.996 12.92 6010 犇亞 79,622 182,148 53,373-50,636 1,137,554 1,862,267-63.595-0.445-2.72 0.096 16.37 6110 台中商銀 61,305 73,315 13,504 1,495 1,200,000 1,202,166 2.439 0.012 0.12 0.074 10.02 6160 1,034,968 795,969 59,318 263,855 5,357,140 6,242,721 25.494 0.493 4.23 1.245 11.65 6480 福邦 440,065 239,114 8,849 200,800 2,000,000 1,867,767 45.630 1.004 10.75 0.529 9.34 6530 大眾 866,464 769,757 42,671 137,847 3,777,618 4,716,516 15.909 0.365 2.92 1.042 12.49 6910 237,882 225,574 32,418 44,735 1,375,500 1,343,225 18.806 0.325 3.33 0.286 9.77 7000 2,798,701 2,402,833 99,356 501,835 11,600,000 14,171,743 17.931 0.433 3.54 3.365 12.22 7030 194,639 241,679-169,715-224,096 2,122,836 2,834,597-115.134-1.056-7.91 0.234 13.35 7790 1,755,797 1,686,101 89,916 131,579 8,689,640 9,485,824 7.494 0.151 1.39 2.111 10.92

90 2014 TAIWAN SECURITIES ASSOCIATION ( ) (102 1-12 ) ( ) ( ) EPS( ) ROE( ) ( ) ( ) 8150 568,785 427,995 7,212 145,086 2,280,000 2,461,636 25.508 0.636 5.89 0.684 10.80 8440 681,505 483,124 27,370 160,534 1,495,000 3,109,117 23.556 1.074 5.16 0.819 20.80 8450 1,414,479 1,481,219 93,330 20,817 6,883,368 7,761,031 1.472 0.030 0.27 1.701 11.28 8560 557,812 351,085 61,277 226,788 1,470,000 2,311,150 40.657 1.543 9.81 0.671 15.72 8700 265,165 198,320 256 42,227 3,000,000 3,384,003 15.925 0.141 1.25 0.319 11.28 8840 923,862 874,182 85,160 121,789 3,060,000 3,656,790 13.183 0.398 3.33 1.111 11.95 8880 1,435,627 1,261,514 57,614 223,487 3,982,027 5,059,093 15.567 0.561 4.42 1.726 12.70 8890 221,771 326,433 25,776-78,875 3,000,000 3,436,232-35.566-0.263-2.30 0.267 11.45 8910 251,955 606,488 159-294,501 995,386 864,022-116.886-2.959-34.08 0.303 8.68 8960 375,312 275,162 3,562 85,307 1,000,000 1,204,570 22.730 0.853 7.08 0.451 12.05 9100 4,883,763 3,868,456 631,626 1,470,670 23,690,730 30,040,884 30.113 0.621 4.90 5.873 12.68 9200 10,198,439 7,944,312 1,948,201 4,003,120 45,988,123 68,614,524 39.252 0.870 5.83 12.263 14.92 9300 1,971,878 1,885,103 293,643 313,687 8,111,743 11,285,482 15.908 0.387 2.78 2.371 13.91 9600 5,038,462 4,171,034 516,762 1,351,064 16,643,550 30,096,687 26.815 0.812 4.49 6.059 18.08 9800 13,998,101 11,368,371 1,298,275 3,670,966 55,172,835 91,470,215 26.225 0.665 4.01 16.832 16.58 9A00 4,981,867 4,001,919 9,122 993,087 16,212,238 23,829,645 19.934 0.613 4.17 5.991 14.70 1380 315,507 400,316 21,709-52,713 220,000 660,779-16.707-2.396-7.98 0.379 30.04 1520 1,728,409 622,891 46,752 955,189 1,135,000 5,241,734 55.264 8.416 18.22 2.078 46.18 1660 9,780 223,096 1,439-211,877 615,000 403,785-2,166.431-3.445-52.47 0.012 6.57 5320 119,915 134,209 61,088 38,965 478,555 1,071,335 32.494 0.814 3.64 0.144 22.39 5460 14,816 30,956 19,202 3,062 312,000 352,794 20.667 0.098 0.87 0.018 11.31 5600 129,120 164,111 25,014-13,497 380,000 845,574-10.453-0.355-1.60 0.155 22.25 5660 40,912 46,773 7,713 1,263 203,400 382,246 3.087 0.062 0.33 0.049 18.79 5690 33,507 39,379 8,914 2,670 280,000 518,320 7.968 0.095 0.52 0.040 18.51 5860 29,632 23,387 17,248 19,477 268,438 568,094 65.730 0.726 3.43 0.036 21.16 5870 41,387 37,359 21,440 20,763 200,000 534,950 50.168 1.038 3.88 0.050 26.75 5960 66,021 67,389 13,901 10,403 361,538 795,680 15.757 0.288 1.31 0.079 22.01 6210 15,446 28,694 17,559 4,164 235,400 273,143 26.958 0.177 1.52 0.019 11.60 6380 112,781 108,817 1,500 3,296 440,783 694,419 2.922 0.075 0.47 0.136 15.75

103 91 ( ) (102 1-12 ) ( ) ( ) EPS( ) ROE( ) ( ) ( ) 6450 83,327 105,756 35,259 10,862 543,422 861,613 13.035 0.200 1.26 0.100 15.86 6460 323,624 308,787 32,466 39,111 900,000 1,449,622 12.085 0.435 2.70 0.389 16.11 6620 6,819 10,674 1,414-2,441 200,000 105,664-35.797-0.122-2.31 0.008 5.28 6950 48,202 57,917 15,093 5,037 255,000 490,923 10.450 0.198 1.03 0.058 19.25 7020 34,121 28,195 0 5,011 200,000 333,040 14.686 0.251 1.50 0.041 16.65 7070 21,280 23,965 5,717 2,674 200,000 365,925 12.566 0.134 0.73 0.026 18.30 7080 28,956 61,548 2,779-29,813 250,000 173,487-102.960-1.193-17.18 0.035 6.94 7120 5,434 13,908-708 -9,183 200,000 86,341-168.992-0.459-10.64 0.007 4.32 7670 43,181 45,808 10,292 6,805 300,300 419,993 15.759 0.227 1.62 0.052 13.99 7690 17,320 20,659 3,885 430 200,000 254,713 2.483 0.022 0.17 0.021 12.74 7750 44,988 62,437 12,615-4,834 239,451 312,903-10.745-0.202-1.54 0.054 13.07 7780 67,453 72,042 8,303 3,440 368,000 532,182 5.100 0.093 0.65 0.081 14.46 7900 15,845 27,119 8,534-1,483 238,000 311,595-9.359-0.062-0.48 0.019 13.09 8380 80,887 82,510 20,502 16,173 370,000 709,976 19.995 0.437 2.28 0.097 19.19 8490 18,086 27,329 17,066 7,823 200,000 325,176 43.254 0.391 2.41 0.022 16.26 8520 31,539 42,709 16,753 4,353 200,000 509,678 13.802 0.218 0.85 0.038 25.48 8660 5,828 13,287 3,325-4,135 230,000 209,682-70.951-0.180-1.97 0.007 9.12 8710 70,363 86,738 18,085 1,262 502,000 540,546 1.794 0.025 0.23 0.085 10.77 8770 18,140 34,858 1,291-15,426 200,000 252,885-85.039-0.771-6.10 0.022 12.64 8850 38,212 64,892 71,105 43,485 200,000 308,616 113.799 2.174 14.09 0.046 15.43 8900 245,968 235,758 4,287 11,474 600,000 723,826 4.665 0.191 1.59 0.296 12.06

268 82 (02)2737-4721 (02)2735-0822 http://www.twsa.org.tw

102 12 2 102 10 8 ETF 102 12 9

熱誠. 專業. 效率. 創新 中華民國證券商業同業公會 TAIWAN SECURITIES ASSOCIATION 台北市復興南路二段 268 號 8 樓之 2 TEL: 02-2737-4721 FAX: 02-2735-0822 http://www.twsa.org.tw