(02) (02) (02) () SWIFTBKTWTWTP ()

(02) 2349-3999 046247@mail.bot.com.tw (02) 2349-3024 102703@mail.bot.com.tw 100071120 (02) 2349-3456 () SWIFTBKTWTWTP () 10007 1120 http://www.bot.com.tw (02) 2349-3456 Standard & Poor's 55 Water Street, New York, N.Y. 10041 U.S.A. 212-438-2000 Moody's Investors Service 7 World Trade Center, 250 Greenwich Street, New York, N.Y. 10007 U.S.A. 212-553-0300 100 11049 5768 http://www.kpmg.com.tw (02) 8101-6666 http://www.bot.com.tw https://ebank.bot.com.tw

101615

10007 1 120 (02) 2349-3456 http//www.bot.com.tw 1016 425 (http://mops.twse.com.tw) (http://www.bot.com.tw) 472 GPN2004200002 ISSN1654-5463

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誠 信 4

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壹 致股東報告書 1003 78 4 6

34 IFRS 44.93436.0599 100ISO 20000 310050 15 2011 100 10032012 2010 100101 100 1. 9921100210 1001227 2. 100627 AgencyBranch 3. 10074 7

() ()% 100 99 31,535.3 32,688.7 (3.5) 20,999.6 20,445.9 2.7 506.5 449.0 12.8 3,393.4 2,681.3 26.6 747.1 589.0 26.8 1,519.7 796.5 90.8 177.0 174.2 1.6 1003,153,535126.24% 2,099,957112.85%339,341 318.03%3,701104.47% 10023,1864,4134,991 18,1184,4907893,701 13,514 3,7013,543158 100ROA: 0.09% 0.32% 100ROE: 1.49% 5.11 8

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5. 6. Standard & Poor s 10010 A+ A-1 Moody s Investors Service 10012 Aa3 P-1 3.03% 101 ECFA101 11

貳 銀行簡介 12

35520 35520 871221 9271 9391696 719711 12 100127003.9411.80% 10.09%20117The Banker 154 100 13

10012 208164171 參 公司治理報告 (163) (1) (7) (1)14

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17 1001231

2. 1001231 3. 1001231 1 2 3 4 5 6 7 8 9 10 1 () 1 () (1) (2)() (3) (4) (5) (6) (7) (8) (9)30 (10)27 18

() 101116 990108 961123 950512 960701 100% 961123 1000716 () () () () () 1000716 1000716 () 990429 () 1000116 () 1000716 990429 () 19

() 1000716 980722 1000716 () () () 1000116 () 990429 960701 () 990115 920516 100% () 1000116 1000715 () 990429 () 1000116 930115 () 1000716 () 980715 20

() 960716 960701 1000716 () () () 1000716 () 980715 () 1000116 1000716 990115 () () 960701 () 990115 100% () 980820 1000716 980729 961116 980817 1000716 1000716 1000110 990201 990429 990715 () 21

() 1000716 990429 ( ) 980715 990429 1001220 990429 980121 990429 991215 1001220 ( ) 1001220 100% ( ) 980121 1000115 990715 990429 990429 970101 990429 1001220 990715 1000716 22

() 990429 990429 990429 990429 1000716 1000716 1010116 1000716 1000716 980622 1001220 970403 100% 1001220 1001220 () ( ) 990429 1000716 990429 980310 980804 990429 1000116 1001220 23

() 990115 1000704 990429 990429 980804 1000716 1001220 980715 1000716 980715 991028 970915 100% 990115 990429 1000716 1001220 970318 990429 960716 990115 1000716 990115 24

() 980715 991215 990115 980121 1000716 980715 1000716 990429 990429 1001202 990429 1000716 100% 1000116 1000115 1000115 1000116 980121 970915 990115 1000115 990115 990429 980121 25

() 990115 990115 980121 980310 1000116 1000116 990115 980424 980424 1000116 990429 () 980121 990429 100% 980121 990115 991220 990429 1000116 970915 1010116 990429 990429 980121 1000116 26

() 960330 970613 () 1000116 1000116 990429 1010116 990429 980610 960115 1010116 990429 100% 970915 1010116 990115 970915 990429 970915 990115 990429 960716 27

() 1010116 1010116 1001220 1000116 990429 960920 980817 990429 990115 990429 990429 990115 1001220 100% 980121 971017 960716 990429 1000116 980121 990115 1000716 1000116 1000116 1000716 28

()100 1. (H)(A) (B) (C) ()(D) AB C D (%) (E) (F) (G) ABC DEF G (%) 3,599 162 3,386 0.19 9,722 453 0.47 96 1. 86,333 2.101,66710011573,60440,69510076,176 (A+B+C+D) (A+B+C+D+E+F+G) 2,000,000 2,000,0005,000,000 5,000,00010,000,000 10,000,00015,000,000 15,000,00030,000,000 30,000,00050,000,000 50,000,000100,000,000 100,000,000 7,147 17,322 29

2. (A) (B) (C) (D) AB CD 12,285 979 9,322 0.61 839 2,000,000 2,000,0005,000,000 5,000,00010,000,000 10,000,00015,000,000 15,000,00030,000,000 30,000,00050,000,000 50,000,000100,000,000 100,000,000 22,586 30

10010A ()B ()(%) B/A 10 0 100 10 0 100 8 2 80 7 3 70 9 1 90 8 2 80 10 0 100 9 1 90 9 1 90 1 0 100 100.12.8 10 0 100 9 1 90 8 0 88.9 100.12.5 1 10 0 100 10 0 100 10 0 100 143 ()1515 ()1515 ()1515 % 31

10010() () (%)(/)() 9 1 90 10 0 100 10 0 100 145 1. 3199231004101 2. 100 3 1. 4199210013100410035 IFRS 2. 1. 2. 3. 4. 6 5. 100.8.5 10216 (%) () () () () () () () 100%1 () () () 15 3 () (100) 32

() () () http://www.bot.com.tw () 98.7.31 () () () () () () () () () () 1. 2.BASEL II 3. 4. () 1. 2. 3. () () 33

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() () 11.1001215 12.10012202011 13.1001221 PARTY YA () () 100 1. 1001 2. 1003816 3. 100514 4. 100518 5. 100518 6. 100521100 7. 100611 8. 1007106SBL 9. 100717 10.100723-24() 11.1005-108 12.1001015100 13.1001179162012 14. 1001020-211130121- 2010Dr. Dale T. MortensenDr. Peter A. Diamond 100120BSiISO 20000-1:20051008 22~23ISO 27001-10045664 100342 825429 () www.bot.com tw 35

1. 100111001231 1 0 1 2 2 9 36

2. 1 0 1 4 1 3 37

1. 2. 3. 4. 611 5. 5 6. 93 EDIEDI 993 9977 991028 991230 1. 10054 10000008760300 2. 100526 10000089300 2 1. 041 9 9 8 1 3 09900244320 3 2. 99618 999909900321530 3. 10012009900442240 4. 10083 1000013840 EDI 1. (1) (2) a. b. (3) 2. 1. 2. E-LOAN 3. 1. 99827041 2. 3. 1. 2. 1. 2. 3. (SOP) 38

100 1. 10012837999 2. 10021431199 22114377 99 3. 100214311100114377 101 4. 100214311 5. 100214311 6. 10032538610032529 7. 10041931299999911 991231 8. 100419312100% 9. 10052038 10. 10072939 11. 10072939 12. 100818314100 13.101223316100 100 100 101118 96/11/23 100/07/16 95/05/12 100/07/16 98/03/10 100/07/16 95/03/20 100/01/16 39

100.1.1~100.12.31 2,000 2,0004,000 3,554 2,294 5,848 4,0006,000 6,0008,000 8,00010,000 10,000 () 253 40

1001231 () () 23,137,489 0.30 11,120,138 0.14 34,257,627 0.44 () 865,191,972 2.62 148,281,562 0.45 1,013,473,534 3.07 () 10,253,459 1.60 167 0.00 10,253,626 1.60 () 59,892,284 10.01 17,946,713 3.00 77,838,997 13.01 () 592,110,363 7.72 247,373,245 3.23 839,483,608 10.95 () 1,744,001,729 21.23 315,708,533 3.84 2,059,710,262 25.07 () 811,265,329 19.27 56,644 0.00 811,321,973 19.27 () 52,568,167 0.51 10,886,768 0.11 63,454,935 0.62 () 282,714,082 2.51 210,860 0.00 282,924,942 2.51 () 162,280,143 18.94 22,759,869 2.66 185,040,012 21.60 () 64,608,278 17.76 8,120 0.00 64,616,398 17.76 () 74,802,414 21.37 16,093,512 4.60 90,895,926 25.97 () 238,729,496 2.12 184,821 0.00 238,914,317 2.12 () 303,131,576 91.86 0 0.00 303,131,576 91.86 () 25,035,822 9.54 0 0.00 25,035,822 9.54 () 1,250,110 1.91 0 0.00 1,250,110 1.91 () 62,882 0.14 0 0.00 62,882 0.14 () 8,913,458 15.22 0 0.00 8,913,458 15.22 () 230,836,323 2.30 1,299,153 0.01 232,135,476 2.31 () 1,500,000 30.00 0 0.00 1,500,000 30.00 146,250 4.99 0 0.00 146,250 4.99 () 1,400,000 7.06 700,000 3.53 2,100,000 10.59 () 5,571,738 2.05 5,346,146 1.97 10,917,884 4.02 () 100,000,000 5.68 200,000,000 11.35 300,000,000 17.03 () 450,000 3.33 0 0.00 450,000 3.33 () 10,000,000 5.88 5,000,000 2.94 15,000,000 8.82 () 11,998,125 2.67 5,191,875 1.15 17,190,000 3.82 () 2,481,467 7.19 792,027 2.30 3,273,494 9.49 () 490,000 1.63 1,580,000 5.27 2,070,000 6.90 () 15,531 0.26 69,740 1.16 85,271 1.42 () 14,658 0.92 0 0.00 14,658 0.92 41

關懷 42

...44...44...45...45...45...46...46...53...55...55...56...56...57 43

肆 募資情形 10012 10 70 700 70 700 5099 250 991028 0990057600991028 70 0 70 70 700 70 700 100% 100 99 101331 - - - - - - - - - 35.20 35.94 35.95 34.57 35.12 35.32 7,000,000,000 7,000,000,000 7,000,000,000 () 0.53 1.01 0.31 0.64 0.82 - - - - - - - - - - - - - 99100101331 44

1. (1) (2) (3) 30% (4) 2040% (5) 15% 2. 10044.51 0.64100 45

伍 營運概況 1. 1001232,20899120.99% 39,46081.62%3.62% 2.49% 34,000 32,000 32,221 32,208 31,893 100 30,000 29,863 28,000 26,000 25,090 24,000 22,000 20,000 21,312 21,765 20,694 2. 93 94 95 96 97 98 99 100 ( ) 1001221,6339912 4.05%39,46054.82%10012 14,82337.56%5603.93% 6,6314256.02%100100 2,63627811.79% 100 22,000 20,000 18,000 21,633 20,413 20,791 19,116 19,818 16,000 14,000 12,000 14,720 13,202 12,467 10,000 93 94 95 96 97 98 99 100 3. 101-46

100126,34499274 4.51% 4. 100 3,393.419955.69%100 DBUOBU10.34 21.25%7.59 3,700 74.08% 2,285.38 2,179.62 2,200 100156 1,639.87 3 1,700 1,260.37 1,200 1,059.30 791.58 100 700 93 94 95 96 97 98 99 100 339227 2,405137 7 100103.78 5. 1001,917,8239918.16%954 143.8994.39% 44.3129989.86% 1001,514eeSuper Pay EDISuper E-Billing100237100 3,4309029915.94% 6. 1003,76710.36%10012 9,4537.07%3,263 5.89%1003 157,55911,728 6,2195,509 7. 1 10039,859 7,523100126,296 6,22510055 440.87%0.65%0.22 10032631 3,200 2,700 2,613.14 3,393.41 47

2 10011070 403,465555 100 3 1003153711.87% 100 31 4 1001221230.9-2.51%-13.83% -21.18% 1006.88.050.4 4.60%-16.15% -21.18% 8. 10013,076 8.85%16,14110021 7.24%13,206999.61% 9. 100127,531594,283100176.96 55,44327010035 25 10. 100 747 11. 1002,0601421.95%2.2% 100121218179 12. 1001,52094.58% 0.4992.27% 48

101 1. 2. OBU e 3. ATM 34 24 JCB 4. 5. 6. 7. ETF 8. 49

9. 10. 1. 100%10012 1641 71 2. 9965 100126,647 /1026.921026 3. 1 2 3 4. 1 a. 100% b. c. d. 50

2 a. 100% b. c. 3 a. b. c. d. () 10062595 66,000 1. (1)8 (2)10074 2. 1009,846997,564 (1)24 (2)24 (3)4 (4)24 (5)8 (6)24 (7)22 (8)70 51

1. (1) (2) (3) (4) e (5) (6) (7) (8) (9) (10) ISO 20000 2. 100 101 52

10023117,7271,470 859 101331 99 100 101331 6,901 6,971 6,941 164 161 167 828 770 737 7,893 7,902 7,845 44.35 44.37 44.47 17.82 17.74 17.85 0.03 0.05 0.05 9.54 11.05 11.22 % 77.35 76.70 76.74 11.35 10.59 10.38 1.73 1.61 1.62 4 7 7 5 5 5 35 35 35 5 6 7 13 13 13 7 7 7 9 9 9 13 13 13 CFALevel-1 10 11 11 CFALevel-2 3 4 4 CFALevel-3 2 2 2 CFA 1 1 1 11 11 11 1 1 1 1 1 1 0 1 1 1 1 1 1,726 2,036 2,082 4,925 5,074 5,109 53

99 100 101331 2,432 2,642 2,684 22 25 25 115 120 122 1,882 1,992 2,019 983 1,044 1,053 FRM 20 20 22 196 210 209 80 84 84 2,209 2,313 2,330 2,231 2,376 2,394 67 69 69 17 23 23 77 79 79 4,891 5,068 5,112 2,428 2,526 2,545 2,603 2,712 2,732 211 225 227 911 1,083 1,092 1,131 1,213 1,230 40 41 41 433 564 588 10 10 10 126 135 137 3,889 3,805 3,809 862 1,047 1,094 CFP 23 30 31 14 13 13 1 1 1 20 23 23 1,273 1,379 1,392 94 115 121 772 819 839 1,635 1,760 1,786 54

100 e EDI 64020 1. 2.102(IFRS)101IFRS IFRS102IFRS 3. 4. 5. 6. - KYC- 7. IFRS 8. 9712 Enb e 55

9. ISO 27001ISO 27001 3BSi100 82282312 ISO 27001 1. 2. 63.7 80.6 91.11 100.1.1100.12. 31 56

1. 2. 3. 100.2.1 1. 2. 99.7.1.104.7.1 99.7.1104.7.1 99.7.9 98 100.6.1~101.5.31 100.1.7~101.10.5 100.1.3~101.12.31 99100 99.1.1~101.12.31 99100 99.4.1~101.3.31 100.6.1~102.5.31 100.1.1~100.12.31 100.9.1~101.8.31 57

效率 58

...60...60...62...66...67...130...130...131...131...131...131...132...132...133...139...139 59

陸 財務概況 100 99 98 97 96 101331 564,981,579 562,643,187 1,287,012,402 1,050,661,801 717,353,117 582,260,206 110,886,007 99,875,033 92,123,443 72,201,513 64,566,565 103,110,538 3,231,949 600,294 368,349 298,262 14,162,067 875,487 86,422,934 84,272,771 91,299,622 103,636,858 107,082,342 84,014,439 2,153,645,232 2,079,558,679 2,045,894,068 1,988,070,246 1,920,097,700 2,220,559,700 757,373,465 837,360,582 142,009,713 155,491,586 201,069,905 651,246,033 50,942,589 54,207,507 37,859,403 31,818,435 105,802,005 53,316,992 32,479,598 31,330,008 29,815,276 26,959,682 34,357,836 33,945,840 72,207,332 69,201,006 68,496,647 67,326,090 79,502,931 77,301,848 97,864,904 76,596,999 78,474,877 79,953,507 83,460,268 97,634,931 821,057 969,574 1,107,496 1,226,158 1,082,609 801,326 15,119,110 18,607,244 16,590,347 16,735,325 19,237,023 14,036,042 10,747,703 12,986,379 12,635,344 12,761,493 14,749,365 9,664,635 3,945,975,756 3,915,222,884 3,891,051,643 3,594,379,463 3,347,774,368 3,919,103,382 3,941,604,349 3,909,602,019 3,887,096,640 3,590,405,631 3,343,286,710 3,914,731,975 208,926,475 207,612,937 204,950,860 181,489,738 245,414,754 239,350,310 3,902,885 18,985,604 4,535,308 6,002,275 1,478,166 5,603,878 14,906,165 9,429,373 5,486,934 19,217,840 17,570,315 15,618,026 3,218,010,687 3,185,931,012 3,189,671,973 2,947,909,688 2,466,179,246 3,147,490,515 - - - - - - - - - - - - 4,566,754 3,389,155 2,695,402 2,396,018 2,106,598 3,282,821 5,756,183 1,048,528 1,511,328 1,618,124 1,715,307 6,045,309 243,500,211 237,277,669 241,629,847 211,911,904 364,170,479 250,056,874 243,579,340 237,399,288 241,763,050 212,116,616 365,027,918 250,136,003 3,699,569,360 3,663,674,278 3,650,481,652 3,370,545,587 3,098,634,865 3,667,447,733 3,699,648,489 3,663,795,897 3,650,614,855 3,370,750,299 3,099,492,304 3,667,526,862 70,000,000 70,000,000 45,000,000 45,000,000 53,000,000 70,000,000 106,077,872 105,581,440 110,062,555 110,063,016 110,423,081 105,682,871 30,938,920 32,923,901 50,427,139 46,429,272 43,737,833 33,076,369 26,488,384 27,181,417 46,338,933 42,250,728 38,392,736 28,625,833 13,983,157 28,860,619 19,065,468 6,074,887 25,302,748 16,081,958-366,046-455,457-123,228-151,884-203,687-574,526 25,772,493 14,638,103 16,138,057 16,418,585 16,879,528 27,388,977 246,406,396 251,548,606 240,569,991 223,833,876 249,139,503 251,655,649 241,955,860 245,806,122 236,481,785 219,655,332 243,794,406 247,205,113 1.96979899100101331 2.967194 (1:2)21 60

100 99 98 97 96 101331 23,186,559 20,269,138 16,803,150 24,548,326 27,673,836 6,006,166 4,412,784 5,257,020 13,284,694 3,166,464 5,574,281 1,666,517 4,991,365 376,029 4,434,016 1,545,337 868,389 907,410 18,117,605 17,323,324 17,055,490 17,666,944 18,949,456 4,474,092 4,490,373 7,826,805 8,598,338 8,502,509 13,430,272 2,291,181 3,701,072 7,084,968 8,176,411 8,357,089 12,576,699 2,137,450 - - - - - - - - - - - - - - - - - - 3,701,072 7,084,968 8,176,411 8,357,089 12,576,699 2,137,450 () 0.53 1.01 1.17 1.19 1.80 0.31 1.96979899100101331 2.967194 (1:2)21 3.99118700 96 97 98 99 100 61

100 99 98 97 96 101331 67.16 65.19 63.35 66.36 76.19 70.82 0.44 0.62 1.03 1.06 0.97 0.44 1.21 1.04 1.26 2.45 2.38 1.28 1.77 1.59 1.68 3.12 2.98 1.84 0.70 0.65 0.80 0.80 1.02 0.78 3,476 3,210 3,733 3,410 4,045 970 - - - - - - 466 891 1,014 1,028 1,530 270 2.57 4.43 4.98 5.05 8.26 5.24 0.09 0.18 0.22 0.24 0.39 0.22 1.49 2.88 3.52 3.53 5.21 3.43 13.41 27.76 27.18 30.15 37.83 27.86 0.53 1.01 1.17 1.19 1.80 0.31 93.74 93.57 93.81 93.76 92.54 93.56 39.72 30.45 32.62 35.72 33.50 38.80 0.79 0.62 8.25 7.37 5.45-0.68-42.63-8.97 1.13-36.69-1.17 104.10-12.33 2.66 6.03 32.52 5.78 368.31 580.70 781.07 683.77 973.56 188.03-4.60-2.12-2.58-64.51-19.22 40.59 42.94 47.25 40.28 30.98 36.76 19,419,003 19,516,445 19,657,805 18,038,620 16,967,947 19,482,832 0.86 0.91 0.93 0.87 0.85 0.84 10.36 10.94 11.55 10.91 10.70 10.29 10.67 11.46 11.76 11.71 13.14 10.90 11.29 11.63 12.32 12.17 10.97 11.05 9.52 9.97 10.54 10.22 10.29 9.82 62

196979899100101331 2967194 (1:2)21 3 1. (1) (2) (3)(4) (4) (5) (6)7 (7) 2. (1)(9) (2) (3) (4) (5)() 3. (1)5 (2) 4. (1)(-) (2)(-) 5. 8 (1) (2) (3) 6. 7. (1)(6) (2) (3) (4) 4978,608,814 962,475,150 5 6 7 8 1. 2. 3. 4. 9 10100 1199118700 63

% 100 99 98 97 96 101331 70,000,000 70,000,000 45,000,000 45,000,000 48,000,000 70,000,000 106,077,872 105,581,440 110,062,555 110,063,016 110,423,081 106,077,872 24,119,287 21,993,796 19,540,873 17,033,747 16,941,023 24,119,287 518,561 1,645,137 22,709,855 21,038,437 21,273,993 518,561 6,301,072 9,284,925 8,117,131 8,152,201 8,345,899-5,799,208-1,567,024-3,442,117-10,378,229-1,345,827-4,303,444 28,336,290 30,416,621 25,434,476 22,092,214 27,143,683 27,853,233 172,881,294 176,521,653 176,553,821 168,816,958 168,148,587 176,904,942 26,581,673 14,640,019 16,138,057 16,418,585 16,526,778 26,581,673 45% 8,373,213 13,486,622 10,072,960 7,335,555 12,132,512 8,527,447 7,865,923 1,328,931 2,596,286 2,423,631 4,887,482 8,268,332 28,336,288 29,455,572 25,434,475 22,092,211 27,143,681 27,853,232 14,484,521 3,372,828 4,085,560 6,403,091 15,524,220 187,365,815 176,521,653 179,926,649 172,902,518 174,551,678 192,429,162 64

100 99 98 97 96 101331 1,525,347,746 1,387,342,993 1,425,665,616 1,415,152,755 1,331,488,686 1,508,185,188 2,125,603 2,722,945 3,073,045 3,360,326 3,634,507 3,155,826 47,184,300 46,779,788 47,894,250 44,805,525 42,207,000 47,184,300 / 71,441,638 49,679,588 36,162,738 23,653,475 22,872,575 71,561,388 1,646,099,287 1,486,525,314 1,512,795,649 1,486,972,081 1,400,202,768 1,630,086,702 11.38 11.87 11.89 11.63 12.47 11.80 10.50 11.87 11.67 11.35 12.01 10.85 0.88 0.22 0.28 0.46 0.95 1.77 1.79 1.16 1.25 1.59 1.79 196100101331 2 3 1. 2.12.5 3. 4. 5. 6. 7. 65

100 10010149117 144 1 0 1 4 9 66

() 26,661,86524,953,3400.680.64 2,124,9991,512,519 47.3219.32 ()()()() () (88)()18311 0930105495 1 0 1 4 1 3 67

100.12.31 99.12.31 % (()) $ 76,426,176 44,476,364 72 (()) 488,555,403 518,166,823 (6) (()()) 110,886,007 99,875,033 11 (()) 3,231,949 600,294 438 (()()()) 86,422,934 84,272,771 3 (()()) 2,153,645,232 2,079,558,679 4 (()()()) 757,373,465 837,360,582 (10) (()()) 50,942,589 54,207,507 (6) (()) 32,479,598 31,330,008 4 (()()()()()) 72,207,332 69,201,006 4 (()()) 97,864,904 76,596,999 28 (()) 821,057 969,574 (15) (()()()()) 15,119,110 18,607,244 (19) $ 3,945,975,756 3,915,222,884 1 68

100.12.31 99.12.31 % (()) $ 208,926,475 207,612,937 1 (()()) 3,902,885 18,985,604 (79) (()) 14,906,165 9,429,373 58 (()) 39,471,579 38,952,004 1 (()) 3,218,010,687 3,185,931,012 1 (()) 4,566,754 3,389,155 35 (()()) 5,756,183 1,048,528 449 (()()) 204,028,632 198,325,665 3 3,699,569,360 3,663,674,278 1 (()()()()()()) 70,000,000 70,000,000-106,077,872 105,581,440-24,119,287 21,993,796 10 518,561 1,645,137 (68) 6,301,072 9,284,968 (32) 30,938,920 32,923,901 (6) 26,581,673 14,640,018 82 (366,046) (455,457) 20 13,983,157 28,860,619 (52) (809,180) (1,915) (42,155) 39,389,604 43,043,265 (8) 246,406,396 251,548,606 (2) () $ 3,945,975,756 3,915,222,884 1 69

100 99 % () $ 53,764,189 46,355,373 16 () 30,577,630 26,086,235 17 23,186,559 20,269,138 14 () 4,960,296 4,963,130 - (()) (4,129,073) 9,581,136 (143) (()) 1,363,849 1,987,283 (31) (()) 2,255,273 1,667,093 35 2,596,381 (677,764) 483 ()(()()()()) 37,027 (88,625) 142 17,695,580 17,418,404 2 151,965,102 79,647,398 91-284 (100) (()) 18,619,038 17,871,279 4 1,114,260 954,240 17 (26,971,342) (24,991,430) (8) (()) (151,065,996) (79,101,635) (91) (3,526,880) (14,138,729) 75 () (832,925) (721,645) (15) (()) (10,089,476) (9,726,373) (4) (()) 421,670 612,974 (31) 27,599,343 25,526,158 8 (()) 4,991,365 376,029 1,227 (()) 11,928,775 11,663,498 2 1,412,201 1,365,936 3 () 4,776,629 4,293,890 11 18,117,605 17,323,324 5 4,490,373 7,826,805 (43) (()) 789,301 741,837 6 $ 3,701,072 7,084,968 (48) () (()) $ 0.64 0.53 1.12 1.01 70

$ 45,000,000 110,062,555 19,540,873 22,709,855 8,176,411 (123,228) - 19,065,468 16,138,057 240,569,991 - - - - 7,084,968 - - - - 7,084,968 - - 2,452,923 - (2,452,923) - - - - - - - - 1,635,282 (1,635,282) - - - - - - - - - (4,088,206) - - - - (4,088,206) - - - (2,200,000) 2,200,000 - - - - - 25,000,000 (4,500,000) - (20,500,000) - - - - - - (()) - 18,885 - - - - - - - 18,885 (()) - - - - - - - - (1,498,039) (1,498,039) (()) - - - - - - - 9,795,151-9,795,151 (()) - - - - - - (1,915) - - (1,915) (()) - - - - - (26,954) - - - (26,954) (()) - - - - - (305,275) - - - (305,275) 70,000,000 105,581,440 21,993,796 1,645,137 9,284,968 (455,457) (1,915) 28,860,619 14,640,018 251,548,606 - - - - 3,701,072 - - - - 3,701,072 - - 2,125,491 - (2,125,491) - - - - - - - - 1,416,994 (1,416,994) - - - - - - - - - (5,742,483) - - - - (5,742,483) - - - (2,600,000) 2,600,000 - - - - - - - - 56,430 - - - - - 56,430 (()) - 496,432 - - - - - - - 496,432 (()) - - - - - - - - 11,941,655 11,941,655 (()) - - - - - - - (14,877,462) - (14,877,462) (()) - - - - - - (807,265) - - (807,265) (()) - - - - - 34,115 - - - 34,115 (()) - - - - - 55,296 - - - 55,296 $ 70,000,000 106,077,872 24,119,287 518,561 6,301,072 (366,046) (809,180) 13,983,157 26,581,673 246,406,396 71

100 99 $ 3,701,072 7,084,968 973,738 924,128 441,317 443,152 4,681,411 356,601 3,526,880 14,138,445 - (260) 309,954 19,428 20,875 54,086 (2,255,273) (1,666,669) 648,138 378,505 (398,531) (589,390) 1,597 123 (533,175) (979,109) - (424) () (3,382,898) 4,379,180 137 - (1,156) - 4,036 102,729 (40,044) (14,104) - (329) 4,102,760 3,714,457 248,868 4,953 () (11,986,494) 10,631,305 (2,631,655) (231,945) () (2,140,916) 7,034,170 335,928 436,842 (3,031,942) (2,380,193) (5,465,697) (690,241) (5,137) (17,652) 5,476,792 3,942,439 () 545,572 (19,559,239) 399,929 307,217 () (644,380) 976,471 () (7,098,294) 28,799,644 (11,528,078) (11,920,743) 4,056,872 - (3,835,278,366) (3,883,777,288) 35,823,526 27,125,223 3,069 58,135 (605,485) - 72

100 99 $ 632,217 1,714,148 (133,778,319) (185,855,528) 130,323,391 183,487,043-5,157 259 - - 609 3,794,300,535 3,844,203,117 330,242 238,278 2,320,951 3,944,669 (694,117) (916,562) 498,651 867,538 () (4,099) 430 - (62) (290,518) (302,505) - 329 29,738,637 684,486,887 (84,143,691) (37,789,465) (11,163) (1,608) 1,196,243 410,179 () (67,109,243) 625,977,981 () (318,112) 71,076 () 4,553,096 (477,174) () (143,857) 10,295 (4,493,026) (5,754,067) 1,785,715 3,324,306 (472,178) (662,229) () 32,079,675 (3,740,960) () 32,991,313 (7,228,753) 151,743 (456,696) (41,064,481) 647,092,176 887,019,071 239,926,897 $ 845,954,590 887,019,073 $ 39,601,569 36,505,314 $ 433,198 856,523 $ - (4,500,000) $ - (20,500,000) () $ (14,877,462) 9,795,151 $ 22,790 124,467 $ - 25,000,000 $ 11,941,655 (1,498,039) $ 496,432 18,885 $ (807,265) (1,915) 73

74 () () () () () 80 3050 50013 610204080 120160220320480 530450700 40 1631 71 7,9407,952 () ()

() ( )() () () () () 1. (1) (2) (3) () 2. () ( ) () () 75

() () () () 88.6.3088733168 92.6.2509200114870 () () () () ( ) ( ) 76

() () 97.11.20340 () () () 1. 10 0990073857 2. () () 48.53 77

() 8 6 () 99.02.030990403030091.10.300910456521 ()() () () () () () () 1. 2. 3. 4. 78

() ()()()() () () 100.12.31 99.12.31 $ 10,483,643 10,568,232 5,845,726 4,753,513 8,904,406 6,578,023 51,192,401 22,576,596 $ 76,426,176 44,476,364 100.12.31 99.12.31 $ 76,426,176 44,476,364 72,379,420 91,073,836 46,820,477 27,993,867 631,220,453 698,063,885 19,108,064 25,411,121 $ 845,954,590 887,019,073 () 100.12.31 99.12.31 $ 72,379,420 91,073,836 (4,978) - 46,820,477 27,993,867 60,077,287 60,676,386 309,283,197 338,422,734 $ 488,555,403 518,166,823 1. 2. 605,077,052 4,915,945 79

() 1. 100.12.31 99.12.31 $ 84,356,488 66,961,065 2,821,327 14,209,300 87,177,815 81,170,365 24,189,751 18,775,474 (481,559) (70,806) 23,708,192 18,704,668 $ 110,886,007 99,875,033 2. () 3. 100.12.31 99.12.31 $ 7,477,954 1,495,027 966,154 1,464,184-310,000 12,708 11,498 16,564 20,063-2,171,005 73,628,237 58,064,375 2,254,871 3,424,913 (8,129,523) 3,946,024 (7,626) 5,922 9,479,852 9,375,409 409,240 612,525 1,073,063 265,003 (3,679) 4,417 $ 87,177,815 81,170,365 4. 100.12.31 99.12.31 $ 24,189,751 18,775,474 (481,559) (70,806) $ 23,708,192 18,704,668 5. () 100.12.31 99.12.31 $ 5,049,048 4,461,625 545,609,809 237,201,146 9,031,487 20,961,443 39,416,298 10,433,103 1,700,000 700,000 $ 600,806,642 273,757,317 80

6. 100 99 $ 2,434,829 1,792,620 87,132,139 78,063,121 (4,945,025) 9,759,466 (81,770,050) (73,655,062) (6,980,966) (6,379,009) $ (4,129,073) 9,581,136 () ()() 100.12.31 99.12.31 $ 950,045-2,281,904 600,294 $ 3,231,949 600,294 $ 2,706,204 827,971 12,199,961 8,601,402 $ 14,906,165 9,429,373 () 100.12.31 99.12.31 $ 9,076 11,323 1,272,891 1,074,262 34,821,221 41,261,142 468,742 321,113 10,839,856 8,732,081 204,714 182,868 1,833,863 1,857,576 2,714,946 3,683,301 10,054,670 7,008,990 22,572,919 18,615,870 1,906 - ATM 1,329,159 1,434,978 531,356 330,899 86,655,319 84,514,403 232,385 241,632 $ 86,422,934 84,272,771 794117914525 1.78681.7535()7,907,5747,607,997 ()81,737,714( 34,821,22146,916,493())87,549,002 (41,261,14246,287,860()) 81

() 100.12.31 99.12.31 $ 4,415,954 3,994,541 74,323,818 62,641,391 1,498,174 390,086 300,646,862 253,946,554 142,685-87,252,408 84,426,067 600,661,125 659,590,524 287,299,276 243,962,592 182,011,233 184,008,225 625,024,765 586,172,630 8,263,174 11,968,052 2,171,539,474 2,091,100,662 17,894,242 11,541,983 $ 2,153,645,232 2,079,558,679 100.12.31 100.12.31 $ 20,824,191 6,751,423 15,170,898 3,463,378 2,135,544,385 7,679,441 $ 2,171,539,474 17,894,242 () 100.12.31 100.12.31 $ 134,421 65,584 289,281 89,366 215,782,595 120,356 $ 216,206,297 275,306 18,169,548 100.12.31 $ 11,541,983 4,711,516 (2,518,860) 4,074,223 85,380 $ 17,894,242 () $ 288,753 (30,105) (12,558) 28,537 679 $ 275,306 82

100.12.31 99.12.31 $ 4,978-232,385 241,632 17,894,242 11,541,983 37,943 47,121 $ 18,169,548 11,830,736 100.12.31 99.12.31 $ 4,681,411 356,601 309,954 19,428 $ 4,991,365 376,029 8,312,63212,026,928 1,442,3141,561,733 () 100.12.31 99.12.31 $ 622,500,000 694,600,000 25,693,625 26,870,850 51,300,942 50,406,854 1,514,800 1,818,859 13,497,227 12,917,851 10,000 10,000 995,505 996,661 26,941,461 21,599,228 16,216,337 29,566,174 (1,296,432) (1,425,895) $ 757,373,465 837,360,582 1. () 2. 56,151 21,61434,537 3. 1,156 4. 100 99 $ 789,855 1,008,174 573,994 979,109 $ 1,363,849 1,987,283 83

() 100.12.31 99.12.31 $ 4,004,339 302,708 6,288,696 6,115,542 8,720,453 3,153,885 11,630,110 23,916,094 8,447,097 8,729,342 30,381 32,040 39,121,076 42,249,611 7,565,212 8,960,130 3,129,324 2,174,296 1,126,977 823,470 11,821,513 11,957,896 $ 50,942,589 54,207,507 () () 100.12.31 99.12.31 () 21.23 $ 26,646,642 24.86 24,943,091 () 18.94 1,742,973 20.84 2,399,489 () 91.86 2,420,898 91.86 2,449,110 () 21.37 1,653,862 21.37 1,528,069 () 30.00 15,223 30.00 10,249 $ 32,479,598 31,330,008 1. 100 99 100 99 () $ 374,141 (1,014) 30,136 (23,074) () - (10,950) 3,979 (3,880) () 21,880 53,025 - - $ 396,021 41,061 34,115 (26,954) 2. 100 99 100 99 () 395,254 - (778,850) 464,844 () 101,178 18,885 (662,192) (270,072) () - - 434 1,112 $ 496,432 18,885 (1,440,608) 195,884 3. 100 99 () $ 65 (1,915) 84

4. 100 99 () $ 56,430-5. 100 99 () $ 493,585 311,902 () 154,553 66,603 $ 648,138 378,505 6. 100.12.31 99.12.31 () $ 6,863,133 6,863,133 () 712,409 712,409 () 1,377,872 1,377,872 () 1,451,074 1,451,074 () 3,793 3,793 $ 10,408,281 10,408,281 7. 100 99 () $ 2,120,025 1,511,858 () 55,007 307,243 () (28,212) (161,439) () 103,479 8,346 () 4,974 661 () - 424 $ 2,255,273 1,667,093 (1) 2,124,9991,512,519 (2) (28,212)(161,439) 8. () 9. ()20,000 60938856202 424 10.() 24.8621.23 11.() 20.8418.9421.0120.84 85

() 100.12.31 99.12.31 $ 57,100,311 54,068,368 (10,688) - 3,074 5,051 4,269,035 4,295,323 (317,888) (309,750) 11,092,326 11,092,326 (137) - 21,789 12,579 - (38) 49,458 58,876 (27,255) (47,083) 27,307 25,354 $ 72,207,332 69,201,006 1. () 2. () 3. 137 () 100.12.31 99.12.31 () $ 86,002,456 66,228,341 14,964 14,964 () 14,348,456 14,088,482 5,750,837 5,639,974 1,072,597 1,084,393 1,013,078 1,015,939 628,947 606,488 652,182 718,665 109,483,517 89,397,246 12,975 12,613 5,402,727 5,032,214 4,055,340 3,854,519 834,883 813,021 791,991 783,020 520,697 481,896 11,618,613 10,977,283-1,822,964 $ 97,864,904 76,596,999 4,03657,504 23,28213,775()119,733(1,526,651) 81,525,92061,795,26618,278,621 15,313,154() 421,670 612,974 86

()35,741,711 101.01.01~101.12.31 $ 124,002 102.01.01~102.12.31 52,028 103.01.01~103.12.31 19,256 104.01.01~104.12.31 2,770 105.01.01~105.12.31 1,128 $ 199,184 () 100.12.31 99.12.31 $ 969,574 1,107,496 290,519 302,505 439,036 440,427 $ 821,057 969,574 () 100.12.31 99.12.31 $ 846,546 7,966,724 1,076,959 1,076,959 6,179,390 7,345,139 10,000 10,000 113,358 109,259 198,996 212,361 338,993 633,114 5,994,550 861,430 360,318 392,258 $ 15,119,110 18,607,244 1. 100.12.31 99.12.31 () $ 846,769 8,110,612 2,353 2,353 92 92 (2,186) (2,091) (482) (144,242) $ 846,546 7,966,724 045,226 16,76233019961 2. 100.12.31 99.12.31 $ 1,093,456 1,093,456 (16,497) (16,497) $ 1,076,959 1,076,959 87

3. 100.12.31 99.12.31 $ 720,670 660,000 34,817 50,170 4,371,407 5,620,865 1,052,496 1,014,104 $ 6,179,390 7,345,139 4. 100.12.31 99.12.31 $ 6,244,475 865,005 249,925 3,575 $ 5,994,550 861,430 100.12.31 99.12.31 $ 3,575 84 246,350 3,491 $ 249,925 3,575 246,3503,491 246,3503,491 () 100 99 $ 3,719,348 2,179,945 4,173 102,729 (41,200) (14,104) (119,932) 1,526,712 (1,915,323) (2,333) (15,630) (73,601) $ 1,631,436 3,719,348 100.12.31 99.12.31 $ 1,296,432 1,425,895 318,025 309,750-1,822,964 16,979 160,739 $ 1,631,436 3,719,348 () 100.12.31 99.12.31 $ 4,036 (43,729) 32,991 (44,896) $ 37,027 (88,625) 88

() 100.12.31 99.12.31 $ 12,005,704 12,477,882 25,282,765 25,086,913 3,404,645 3,830,591 695,107 1,661,280 167,538,254 164,556,271 $ 208,926,475 207,612,937 () 1. 100.12.31 99.12.31 $ 19,429 24,565 3,883,456 18,961,039 $ 3,902,885 18,985,604 2. () 3. 100.12.31 99.12.31 $ 19,429 24,565 (10,528) 4,681 2,793,485 16,848,246 906,650 916,724 193,849 1,191,388 $ 3,902,885 18,985,604 4. () 100.12.31 99.12.31 $ 4,949,172 4,657,063 309,062,210 412,998,459 15,668,237 27,061,391 21,877,127 35,506,718 $ 351,556,746 480,223,631 () 100.12.31 99.12.31 $ 10,935,111 7,140,316 1,058,172 1,243,990 2,569,836 2,570,575 246,517 267,655 12,548,806 11,488,871 2,724,821 3,753,620 249,071 353,952 757 26,870 32 7,227 1,410,373 5,322,119 4,545,731 4,142,598 ATM 1,259,252 1,400,110 661,118-359,069 227,675 902,913 1,006,426 $ 39,471,579 38,952,004 89

() 100.12.31 99.12.31 $ 34,918,413 32,910,376 227,242,671 233,009,445 256,758,436 251,441,337 473,562,243 513,251,758 568,020 497,518 608,719,709 584,352,372 23,352,713 22,708,997 1,116,970 1,118,497 648,445,648 648,342,232 494,125,407 458,588,204 449,200,457 439,710,276 $ 3,218,010,687 3,185,931,012 () () 100.12.31 99.12.31 $ 409,907 255,348 671,370 793,180 4,674,906 - $ 5,756,183 1,048,528 () () 100.12.31 99.12.31 $ 591,441 281,340 178,024,493 174,497,614 1,193,587 1,821,419 18,278,621 15,313,154 4,622,421 4,940,533 43,485 187,041 8,239 8,239 1,266,345 1,276,325 $ 204,028,632 198,325,665 90

() 100.12.31 99.12.31 / / $ (5,318,460) (396,692) (4,960,693) (362,404) (4,506,105) (303,426) (3,689,641) (280,751) (9,824,565) (700,118) (8,650,334) (643,155) (2,775,581) (194,311) (2,407,543) (182,494) (12,600,146) (894,429) (11,057,877) (825,649) 5,300,184 965,539 5,323,980 938,079 (7,299,962) 71,110 (5,733,897) 112,430 203,281 68,882 308,207 94,413 153,595 (12,771) 174,074 (16,419) 3,582,911 (169,594) 2,311,798 (253,226) ( ) (1,164,206) - (386,535) - $ (4,524,381) (42,373) (3,326,353) (62,802) $ (6,271,675) (450,102) (6,004,486) (425,469) 100 99 $ 823,187 34,191 771,614 34,842 208,052 15,663 234,176 19,983 (100,655) (18,788) (127,548) (22,552) 192,406 10,496 147,985 11,779 $ 1,122,990 41,562 1,026,227 44,052 100 99 1.65% 2.00% 2.00% 2.00% 1.65% 2.00% () 100 99 $ 449,109 337,748 340,192 404,089 $ 789,301 741,837 91

() 100 99 $ 763,363 1,330,550-6,981 19,394 (193,269) () (48,894) 48,744 (122,838) (182,442) (383,396) (283,334) (70,029) (102,610) () (6,121) 15,066 549,205 - () (743,207) (234,479) 362,539 261,721 () 426,091 (253,397) 42,858 220,807 336 23,329-84,170 $ 789,301 741,837 100 99 $ 510,445 (52,227) () (197,454) 216,154 27,201 155,948-84,170-44 $ 340,192 404,089 100.12.31 99.12.31 $ 3,402,558 578,433 3,002,619 510,445 - - 1,932,567 328,536 249,924 42,487 - - 16,497 2,804 16,497 2,804 140,309 23,853 - - 300,926 51,158 429,234 72,969 643,067 109,321 - - - 226,589-253,790-68,733-16,146-6,819-6,273-70,524-81,851 - - 3,575 608 1,180,721 1,273,422 (808,056) (381,949) $ 372,665 891,473 $ - - 135,113 22,969-33,672-37,937 - - 1,161,490 197,453 $ 33,672 258,359 $ 338,993 633,114 92

100.12.31 99.12.31 $ 449,109 337,748 - (11,169) (335,338) (105,773) (4,316) (3,972) (684,886) (738,510) (1,258,432) (1,335,715) () $ (1,833,863) (1,857,391) () 100.12.31 () () $ 740,542 - - 517,890 - - 571,115-4,316 $ 1,829,547-4,316 () 99.12.31 () () $ 740,542 - - 595,173-3 517,704-3,969 $ 1,853,419-3,972 100 $ 449,109 340,192 338,993 1,829,547 - - - - $ 449,109 340,192 338,993 1,829,547 99 $ 337,748 404,089 633,114 1,853,419 - - - - $ 337,748 404,089 633,114 1,853,419 100.12.31 99.12.31 $ 860,212 195,077 6.50 5.32 100.12.31 99.12.31 $ 6,301,072 9,284,968 93

() 1. 70,000,00010 20,500,0004,500,0002,500,000 2. 100.12.31 99.12.31 $ 105,453,034 105,453,034 624,838 128,406 $ 106,077,872 105,581,440 3. 4. 2226 5. (1) (2) (3)30 (4)2040 (5) 6. 100.12.31 99.12.31 $ (455,457) (123,228) 34,115 (26,954) 55,296 (305,275) $ (366,046) (455,457) 7. 100.12.31 99.12.31 $ (1,915) - 65 (1,915) (807,330) - $ (809,180) (1,915) 94

8. 100.12.31 99.12.31 $ 28,860,619 19,065,468 (1,440,608) 195,884 (13,436,854) 9,599,267 $ 13,983,157 28,860,619 9. 100.12.31 99.12.31 $ 14,640,018 16,138,057 396,021 41,061 () 11,545,634 (12,186) - (1,526,914) $ 26,581,673 14,640,018 () 100 99 () $ 4,490,373 3,701,072 7,826,805 7,084,968 7,000,000 7,000,000 7,000,000 7,000,000 () $ 0.64 0.53 1.12 1.01 () 1. 100.12.31 99.12.31 $ 110,886,007 110,886,007 99,875,033 99,875,033 757,373,465 757,373,465 837,360,582 837,360,582 2,153,645,232 2,153,645,232 2,079,558,679 2,079,558,679 50,942,589 43,529,068 54,207,507 54,633,371 72,207,332 72,207,332 69,201,006 69,201,006 3,902,885 3,902,885 18,985,604 18,985,604 5,756,183 5,756,183 1,048,528 1,048,528 2. (1) (2) (3) (4) (5) (Bloomberg) Black Scholes model 95

3. 100.12.31 99.12.31 $ 65,996,668 44,889,339 63,218,156 36,656,877 71,616,875 685,756,590 77,914,758 759,445,824-2,153,645,232-2,079,558,679 8,808,758 34,720,310 9,043,816 45,589,555-72,207,332-69,201,006-3,902,885-18,985,604-5,756,183-1,048,528 ()15,416,361 (7,615,514) 100 99 $ 839,541 6,866,077 (410,753) (119,592) 129,463 45,503 (1,718) (8,200) (8,138) 28,098 (137) - 548,258 6,811,886 (15,022,661) 14,413,026 154,558 14,374 (14,868,103) 14,427,400 $ 15,416,361 (7,615,514) 4. (1) () A. ()() B. C. (IMA)VaR (2) A. 96

100.12.31 () () $ 1,112,514 2,171,539 51.23 155 2,715 5.71 9,967 71,487 13.94 99.12.31 () () $ 1,004,085 2,091,101 48.02 145 3,683 3.94 13,421 43,952 30.54 B. 100.12.31 () $ 110,886 110,004 757,373 108,268 50,943 50,353 () 2,228,639 1,928,347 3 3 3,951 3,951 11,092 11,092 ()() (8,263) 88226,495 622,610590258,642 28,10013,550 99.12.31 () $ 99,875 98,968 837,361 114,801 54,208 53,664 () 2,145,169 1,867,178 5 5 3,986 3,986 11,092 11,092 ()() 90727,869 694,691544240,087 24,60013,304 97

C. a. 100.12.31 () () () $ 684,213 31.51 684,213 458,287 21.10 171,545 383,094 17.64 383,094 127,593 5.88 127,593 123,856 5.70 123,856 394,496 18.17 394,496 $ 2,171,539 100.00 1,884,797 ()()(8,263 ) 258,64228,100 99.12.31 () () () $ 657,172 31.43 657,172 474,044 22.67 209,357 330,004 15.78 330,004 137,845 6.59 137,845 141,453 6.76 141,453 350,583 16.77 350,583 $ 2,091,101 100.00 1,826,414 ()() 240,08724,600 b. 100.12.31 () () () $ 2,024,215 93.22 1,737,473 147,324 6.78 147,324 $ 2,171,539 100.00 1,884,797 ()()(8,263 ) 258,64228,100 99.12.31 () () () $ 1,975,054 94.45 1,710,367 116,047 5.55 116,047 $ 2,091,101 100.00 1,826,414 ()() 240,08724,600 D. () 98

100.12.31 99.12.31 () $ 390,357 545,305 $ 43,112 35,706 $ 71,390 43,952 $ 2,715 3,683 (3) () 40.5942.94 100.12.31 130 3190 911 1 $ 25,233,775 - - - 25,233,775 38,702,180 221,480,349 127,314,375 126,319,259 513,816,163 5,501,626 6,714,417 2,905,636 30,018,005 45,139,684 3,231,949 - - - 3,231,949 315,920,821 266,954,423 77,090,954 97,407,267 757,373,465 2,001-89,528 529,338 620,867 3,074 - - - 3,074 - - - 11,092,189 11,092,189-605,500 454,110 2,891,537 3,951,147 - - - 32,479,598 32,479,598 9,990,771 1,108,127 646,911 16,547,065 28,292,874 202,617,269 175,031,865 412,495,247 1,368,715,956 2,158,860,337 253,196 - - 8,059,436 8,312,632 $ 601,456,662 671,894,681 620,996,761 1,694,059,650 3,588,407,754 $ 102,494,969 63,188,499 17,567,343 25,675,664 208,926,475 11,869,584 11,302 148,956 25,282,175 37,312,017 553,783 64,551-3,279,298 3,897,632 9,715,429 4,715,540 475,196-14,906,165 409,907 - - - 409,907 - - - 671,369 671,369 305,811,927 338,382,799 1,092,169,729 1,481,646,232 3,218,010,687 $ 430,855,599 406,362,691 1,110,361,224 1,536,554,738 3,484,134,252 $ 170,601,063 265,531,990 (489,364,463) 157,504,912 104,273,502 99

99.12.31 130 3190 911 1 $ 21,899,765 - - - 21,899,765 66,698,365 229,546,130 127,308,218 99,957,658 523,510,371 5,409,926 2,679,087 1,435,592 25,776,052 35,300,657 600,294 - - - 600,294 443,339,002 233,755,710 52,310,744 107,955,126 837,360,582-2,004-574,347 576,351 5,052 - - - 5,052 - - - 11,092,326 11,092,326 - - - 3,985,572 3,985,572 - - - 31,330,008 31,330,008 1,515,085 1,000,814 826,280 20,582,778 23,924,957 154,865,595 155,046,220 381,880,016 1,383,285,728 2,075,077,559 459,324 - - 11,567,604 12,026,928 $ 694,792,408 622,029,965 563,760,850 1,696,107,199 3,576,690,422 $ 65,991,474 70,488,298 24,412,375 46,720,790 207,612,937 17,545,152 16,802 165,608 39,124,072 56,851,634 775,534 - - 18,210,071 18,985,605 6,542,132 2,887,241 - - 9,429,373 243,003-12,346-255,349 - - - 793,180 793,180 335,786,707 323,351,819 1,077,660,808 1,449,131,678 3,185,931,012 $ 426,884,002 396,744,160 1,102,251,137 1,553,979,791 3,479,859,090 $ 267,908,406 225,285,805 (538,490,287) 142,127,408 96,831,332 (4) A. ( ) 100.12.31 100 130 3190 911 1 $ 5,501 6,714 2,906 30,018 45,139 3,232 - - - 3,232 315,921 266,954 77,091 97,407 757,373 2-90 529 621 3 - - - 3 - - - 11,092 11,092-606 453 2,892 3,951 38,702 221,480 127,314 126,320 513,816 202,608 175,032 412,495 1,368,716 2,158,851 - - - 32,479 32,479 18,980 4,708 1,516 222,458 247,662 $ 584,949 675,494 621,865 1,891,911 3,774,219 $ 102,495 63,188 17,567 25,676 208,926 603 65-3,279 3,947 9,715 4,716 475-14,906 410 - - - 410 - - - 671 671 305,244 338,383 1,092,170 1,481,646 3,217,443 - - - 24,112 24,112 8,207 26,945 2,416 20,789 58,357 $ 426,674 433,297 1,112,628 1,556,173 3,528,772 $ 158,275 242,197 (490,763) 335,738 245,447

99.12.31 130 3190 911 1 $ 5,590 2,679 1,436 25,776 35,481 600 - - - 600 443,339 233,756 52,311 107,955 837,361-2 - 574 576 5 - - - 5 - - - 11,092 11,092 - - - 3,986 3,986 66,698 229,546 127,308 99,958 523,510 154,865 155,046 381,880 1,383,286 2,075,077 - - - 31,330 31,330 28,189 2,707 1,464 221,350 253,710 $ 699,286 623,736 564,399 1,885,307 3,772,728 $ 65,992 70,488 24,412 46,721 207,613 775 - - 18,210 18,985 6,542 2,887 - - 9,429 244-12 - 256 - - - 793 793 335,289 323,352 1,077,661 1,449,132 3,185,434 - - - 19,962 19,962 20,737 78 13,925 49,479 84,219 $ 429,579 396,805 1,116,010 1,584,297 3,526,691 $ 269,707 226,931 (551,611) 301,010 246,037 B. () 100.12.31 0.7909%6.9000% 1.2200%7.3750% 1.2300%2.3000% 0.5056%7.3000% 1.0002%3.0500% 0.5456%6.5000% 0.8700%1.0500% - 1.2000% - 2.4600% - 2.6800% 5.7500% 1.3930%6.0664% - 2.4000% - - 0.51830%1.79360% 0.8300%18.0000% 0.4500%6.1500% 0.00125%18.0000% 0.4411%6.8500% 0.00001%10.0000% 0.69022%2.25000% - 0.2000%2.0000% - 0.77211%4.57375% 101

99.12.31 0.7909%6.9000% 1.0000%9.6250% 2.1100%2.3000% 0.3138%6.5000% 1.0001%3.0500% 0.4169%8.8750% 0.6900%0.8300% - 1.2000%4.6190% - 2.4600% - 2.6800% 5.5000%5.7500% 2.6000% - 1.5150%6.0699% - 2.4000% - - 0.5003%1.7606% 0.3400%18.0000% 0.5256%6.1000% 0.00001%18.0000% 0.4211%6.8500% 0.00001%10.0000% 0.6141%7.5000% - 0.2922%1.1466% - 0.6900%10.6777% (5) A. B. a. (IRS) b. 100.12.31 $ 9,031,487 3,074 15,668,237 (409,907) 99.12.31 $ 590,241 5,051 4,639,975 (255,349) c. (IRS)( ) 102

5. 100.12.31 1 2 3 $ 99,918,593 71,818,290 28,100,303-42,161,922 42,161,922 - - 3,562,402 3,549,713 12,689-30,486,077 23,009,269 7,476,808-23,708,192 3,097,386 20,610,806-42,765,150 42,765,150 - - 90,451,188 26,135,374 64,315,814-624,157,127 1,509,476 622,647,651-3,951,147-3,951,147-10,967,414-10,967,414-3,074-3,074-3,902,885-3,902,885-409,907-409,907-1 34 5 (1) (2) (3) 2 (1) (2) (3) (4) 3 () 1. (1) A. B. C. D. E. 103

(2) A. B. C. D. E. 2. (1) A. B. a. b. c. C. (2) A. Bloomberg Reuters B. a. b. (3) A. B. a. 80140 10035 b. (a) 10 104

(b) 65876886 (c) 11011300 (d) 4() 5040 (e) (f) 3. ( )() () ()() ()() ()() ()() ()() ()() ()() ()() () () () 1. 100.12.31 99.12.31 $ 23,301 0.05 4,338 0.02 2. 100.12.31 99.12.31 $ 632-213 - 94,867 0.11 67,313 0.08 - - 25 - $ 95,499 0.11 67,551 0.08 105

3. 100.12.31 99.12.31 $ 4,371,752 28.92 5,620,865 30.21 4. 100.12.31 99.12.31 $ 8,373 0.06 7,926 0.04 14-14 - $ 8,387 0.06 7,940 0.04 5. 100.12.31 99.12.31 $ 728,860 2.88 168,398 0.67 6. 100 $ 8,572,450-0.200~0.800 2,035 99 $ 11,056,085 447,500 0.104~1.35 14,758 7. 100.12.31 99.12.31 $ 171,328 0.01 37,084-14,707,240 0.46 18,211,604 0.57 300,697 0.01 553,290 0.02 47,659-42,391-11,168-505,498 0.02 101,734 0.01 120,766-357 - 165 - $ 15,340,183 0.49 19,470,798 0.61 8. 100.12.31 99.12.31 $ 9-2 - 2,668 0.01 4,328-298 - 267 - $ 2,975 0.01 4,597-106

9. 100.12.31 99.12.31 $ 2,737 - - - 1,631 - - - $ 4,368 - - - 10. 100 99 $ 48,227 0.09 23,071 0.05 95-509 - $ 48,322 0.09 23,580 0.05 11. 100 99 $ 191-475 - 88,454 0.29 111,263 0.43 4,089 0.01 3,890 0.01 $ 92,734 0.30 115,628 0.44 12. 100 99 $ 842,883 15.12 789,956 1.70 3,116 0.06 2,588 0.01 $ 845,999 15.18 792,544 1.71 13. 100 99 $ 20,256 3.30 19,337 0.04 14.() 100 99 $ 23,890 0.91 21,986 0.18 45,341 1.73 39,356 0.03 63,276 2.42 66,236 0.54 $ 132,507 5.06 127,578 0.75 15. 100 99 $ 1,061 0.02 805 0.02 39,489 0.83 39,788 1.09 86-86 - $ 40,636 0.85 40,679 1.11 107

16. 100.12.31 36 19,559 12,857 12,857-99 545,136 442,658 442,658 - () 104,566 - - - () 266,141 266,141 266,141 - () 1,500,000 900,000 900,000-83,899 - - - 521,000 - - - 3,869,756 - - - 5,700,000 5,700,000 5,700,000 - () 23,711,368 1,060 1,060-99.12.31 31 19,553 15,600 15,600-130 444,831 408,070 408,070 - () 357,536 250,000 250,000 - () 830,000 - - - () 600,000 - - - () 170,500 33,638 33,638 - () 1,500,000 1,500,000 1,500,000-603,017 82,017 82,017-5,600,000 5,600,000 5,600,000 - () 8,303,775 5,000 5,000-17. 100.12.31 AEBH410927 93.11.30~101.01.12 141,326 237 237 AEBH411027 93.12.31~101.01.12 139,814 234 234 AEBH510877 94.11.25~101.01.12 144,842 243 243 BHSW010121 99.05.07~101.02.16 150,148 1,085 1,085 BHSW010122 99.05.07~101.02.16 450,443 3,256 3,256 BHSW010141 99.06.25~ 100.02.14 2,714,535 7,733 7,733 BHSW010205 99.10.15~101.02.07 603,310 1,691 1,691 BHSW110252 100.09.22~101.01.13 453,447 601 601 BHSW810239 97.11.06~101.01.13 151,149 200 200 BHSW910020 98.02.09~101.01.13 141,732 188 188 BHSW910022 98.02.18~101.01.13 241,838 321 321 BHSW910064 98.04.09~101.01.13 302,298 401 401 BHSW910339 98.12.17~101.02.16 110,080 8,682 8,682 108

100.12.31 CLSW010067 99.03.04~101.03.08 603,060 1,668 1,668 CLSW010081 99.03.11~101.02.17 1,207,040 2,812 2,812 CLSW010111 99.04.19~101.03.22 1,211,040 (2,226) (2,226) CLSW010117 99.05.04~101.02.09 1,051,085 7,637 7,637 CLSW010164 99.08.16~101.01.18 1,440,325 72,943 72,943 CLSW010168 99.08.20~101.01.30 1,871,870 94,724 94,724 CLSW010181 99.09.13~101.02.17 603,520 1,406 1,406 CLSW010184 99.09.17~101.03.22 908,280 (1,669) (1,669) CLSW010196 99.09.28~101.06.29 603,540 (1,210) (1,210) CLSW010223 99.11.10~101.06.15 1,202,680 2,535 2,535 CLSW010235 99.11.22~101.02.29 1,204,960 4,709 4,709 CLSW010238 99.12.06~101.03.08 1,507,650 4,170 4,170 CLSW110005 100.01.10~101.01.12 1,149,920 60,895 60,895 CLSW110028 100.01.20~101.01.30 1,727,880 87,438 87,438 CLSW110068 100.02.22~101.02.29 1,506,200 5,886 5,886 CLSW110079 100.05.27~101.03.30 1,848,056 (5,176) (5,176) CLSW810104 97.04.30~101.02.23 603,500 1,381 1,381 CLSW810225 97.10.16~101.02.23 2,715,750 6,214 6,214 CLSW810247 97.11.20~101.04.24 1,198,480 8,871 8,871 CLSW810273 97.12.22~101.04.24 149,810 1,109 1,109 CLSW910009 98.01.23~101.01.31 287,260 15,284 15,284 CLSW910010 98.01.23~101.01.31 287,260 15,284 15,284 CLSW910011 98.01.23~101.01.31 287,260 15,284 15,284 CLSW910012 98.01.23~101.01.31 287,260 15,284 15,284 CLSW910014 98.01.23~101.01.31 574,520 30,568 30,568 CLSW910017 98.02.04~101.03.08 482,448 1,334 1,334 CLSW910033 98.03.18~101.04.24 299,620 2,218 2,218 CLSW910101 98.05.04~101.02.09 150,155 1,091 1,091 CLSW910117 98.05.14~101.02.23 603,500 1,381 1,381 CLSW910155 98.06.08~101.02.13 2,438,440 (18,593) (18,593) CLSW910158 98.06.11~101.02.17 1,810,560 4,218 4,218 CLSW910201 98.07.29~101.01.31 172,356 9,170 9,170 CLSW910207 98.08.04~101.02.09 300,310 2,182 2,182 CLSW910228 98.08.26~101.06.29 1,508,850 (3,025) (3,025) CLSW910259 98.09.28~101.06.29 1,207,080 (2,420) (2,420) CLSW910267 98.10.13~101.02.17 301,760 703 703 CLSW910287 98.10.19~101.03.22 302,760 (556) (556) CLSW910313 98.11.04~101.02.09 300,310 2,182 2,182 CLSW910315 98.11.05~101.02.10 577,060 27,897 27,897 109

99.12.31 AEBH410927 93.11.30~100.01.10 141,536 (3,594) (3,594) AEBH411027 93.12.31~100.01.10 140,022 (3,556) (3,556) AEBH510877 94.11.25~100.01.10 145,058 (3,684) (3,684) BHSW010121 99.05.07~100.03.14 150,160 (2,900) (2,900) BHSW010122 99.05.07~100.03.14 450,480 (8,701) (8,701) BHSW010141 99.06.25~ 100.01.07 2,688,930 (34,092) (34,092) BHSW010179 99.09.08~100.02.14 300,560 (5,861) (5,861) BHSW010205 99.10.15~100.03.22 594,364 (5,479) (5,479) BHSW810239 97.11.06~100.01.31 159,345 (11,944) (11,944) BHSW910020 98.02.09~100.01.31 149,417 (11,200) (11,200) BHSW910022 98.02.18~100.01.31 254,952 (19,111) (19,111) BHSW910064 98.04.09~100.01.31 318,690 (23,888) (23,888) BHSW910339 98.12.17~100.02.10 1,203,380 (24,505) (24,505) CLSW010067 99.03.04~100.06.08 611,380 (24,068) (24,068) CLSW010081 99.03.11~100.06.15 1,216,700 (42,389) (42,389) CLSW010095 99.04.01~100.01.06 1,555,350 (80,407) (80,407) CLSW010111 99.04.19~100.03.22 1,214,200 (36,395) (36,395) CLSW010117 99.05.04~100.05.09 1,067,500 (38,607) (38,607) CLSW010164 99.08.16~100.02.18 1,592,500 (119,036) (119,036) CLSW010168 99.08.20~100.01.24 2,068,950 (152,381) (152,381) CLSW010172 99.08.25~100.01.27 2,079,025 (162,607) (162,607) CLSW010175 99.08.30~100.03.01 1,914,120 (146,259) (146,259) CLSW010181 99.09.13~100.06.15 608,350 (21,194) (21,194) CLSW010184 99.09.17~100.03.22 910,650 (27,296) (27,296) CLSW010196 99.09.28~100.03.31 627,720 (38,948) (38,948) CLSW010223 99.11.10~100.02.14 1,226,080 (47,268) (47,268) CLSW010235 99.11.22~100.02.24 1,209,520 (30,913) (30,913) CLSW010238 99.12.06~100.06.08 1,528,450 (60,169) (60,169) CLSW810104 97.04.30~100.06.23 609,910 (22,917) (22,917) CLSW810108 97.05.07~100.05.13 157,960 (10,983) (10,983) CLSW810109 97.05.07~100.05.13 1,168,904 (81,271) (81,271) CLSW810130 97.06.30~100.02.23 1,592,550 (119,199) (119,199) CLSW810207 97.09.26~100.05.13 1,895,520 (131,791) (131,791) CLSW810208 97.09.26~100.05.13 631,840 (43,930) (43,930) CLSW810211 97.09.30~100.05.13 126,368 (8,786) (8,786) CLSW810212 97.09.30~100.05.13 947,760 (65,895) (65,895) CLSW810225 97.10.16~100.06.23 2,744,595 (103,125) (103,125) CLSW810241 97.11.13~100.02.23 637,020 (47,680) (47,680) CLSW810242 97.11.13~100.02.23 1,592,550 (119,199) (119,199) CLSW810247 97.11.20~100.04.22 1,231,560 (54,941) (54,941) CLSW810265 97.12.15~100.02.23 318,510 (23,840) (23,840) CLSW810273 97.12.22~100.04.22 153,945 (6,868) (6,868) CLSW910009 98.01.23~100.04.29 307,460 (13,380) (13,380) CLSW910010 98.01.23~100.04.29 307,460 (13,380) (13,380) CLSW910011 98.01.23~100.04.29 307,460 (13,380) (13,380) CLSW910012 98.01.23~100.04.29 307,460 (13,380) (13,380) CLSW910014 98.01.23~100.04.29 614,920 (26,759) (26,759) 110

99.12.31 CLSW910017 98.02.04~100.06.08 489,104 (19,254) (19,254) CLSW910033 98.03.18~100.04.22 307,890 (13,735) (13,735) CLSW910101 98.05.04~100.05.09 152,500 (5,515) (5,515) CLSW910110 98.05.07~100.05.13 1,263,680 (87,861) (87,861) CLSW910117 98.05.14~100.06.23 609,910 (22,917) (22,917) CLSW910155 98.06.08~100.04.12 2,471,760 (117,665) (117,665) CLSW910158 98.06.11~100.06.15 1,825,050 (63,583) (63,583) CLSW910174 98.06.29~100.01.06 311,070 (16,081) (16,081) CLSW910201 98.07.29~100.04.29 184,476 (8,028) (8,028) CLSW910207 98.08.04~100.05.09 305,000 (11,031) (11,031) CLSW910228 98.08.26~100.03.31 1,569,300 (97,370) (97,370) CLSW910259 98.09.28~100.03.31 1,255,440 (77,896) (77,896) CLSW910267 98.10.13~100.06.15 304,175 (10,597) (10,597) CLSW910287 98.10.19~100.03.22 303,550 (9,099) (9,099) CLSW910298 98.10.23~100.01.27 1,589,550 (115,386) (115,386) CLSW910313 98.11.04~100.05.09 305,000 (11,031) (11,031) CLSW910315 98.11.05~100.02.10 633,540 (44,083) (44,083) 18. 100 99 $ 7,468-5,687-45,341 0.02 39,303 0.03 53,394 0.03 56,300 0.05 $ 106,203 0.05 101,290 0.08 () 100 99 $ 21,689 20,922 12,282 11,704 1,108 1,142 100.12.31 99.12.31 $ 224,000 293,300 12,200 12,200 150,000 100,000 100,000 150,000 300,000 250,000 25,000,000 25,000,000 $ 25,786,200 25,805,500 111

() 100.12.31 99.12.31 $ - - 279,583 - - - 294,869 19,905 - - 119,394 6,205 $ - - 693,846 26,110 () 101.01.01~101.12.31 $ 336,137 102.01.01~102.12.31 250,154 103.01.01~103.12.31 130,020 104.01.01~104.12.31 53,776 105.01.01~105.12.31 22,745 $ 792,832 () 100.12.31 99.12.31 $ 5,393,061 5,561,498 1,087,707 910,992 1,612,616,773 1,581,499,347 43,112,360 35,705,957 10,797,009 8,095,388 1,322,680,282 1,206,905,438 240,200 306,530 331,884,300 301,422,600 265,095,673 225,014,126 1,947,495 2,251,450 505,848,030 458,952,804 71,389,619 43,951,879 $ 4,172,092,509 3,870,578,009 112

() 100.12.31 99.12.31 $ 26,596,608 22,408,932 3,029,334 1,065,689 163,596,031 149,577,958 196,046,874 169,169,073 51,158,626 65,198,569 1,434,094 1,183,260 1,604 628 402,087 372,842 9,558,813-677 2,118 1,992,865 727,706 151,797 151,510 621,565 802,975 51,257,055 48,291,544 $ 505,848,030 458,952,804 100.12.31 99.12.31 $ - 511,090 271,267 653,417 9,535,900-168 112 1,964 3,533 100 335 280 227 51,257,055 48,291,544 372,183,932 338,063,497 8,280,795 16,616,353 4,763,696 1,441,091 31,085,015 22,826,831 1,410,786 (7,258,807) 10,002,421 20,631,600 17,054,651 17,171,981 $ 505,848,030 458,952,804 113

100.12.31 99.12.31 $ 26,596,608 22,408,932 3,029,334 1,065,689 163,596,031 149,577,958 196,046,874 169,169,073 51,158,626 65,198,569 1,992,865 727,706 151,797 151,510 621,565 802,975 51,257,055 48,291,544 $ 494,450,755 457,393,956 100 99 $ 9,530,178 7,108,814 3,594,932 3,225,534 97,050 1,009,565 2,112,553 2,348,960 2,063,344 953,829-3,239,813 101,545-96,075 3,436 17,595,677 17,889,951 458,981 565,429 3,904 3,694 112 347 9,473 6,220 54 616 40,532-27,970 141,664 541,026 717,970 $ 17,054,651 17,171,981 () 100 99 114 () $ 10,042,592 9,920,940 () 429,894 416,227 () 1,304,777 1,185,918 151,512 140,413 11,928,775 11,663,498 () 970,884 924,128 441,317 443,152 $ 13,340,976 13,030,778 475,54047,032117,090112,208 2,8473,0052,8541,249

() 1. (1) 100.12.31 (%) (%) 3,063,664 1,792,161 529,151,229 1,006,480,293 0.58 0.18 9,553,203 4,104,641 311.82 229.03 2,883,236 408,856,119 0.71 2,385,189 82.73 - - - - - 114,067 8,860,282 1.29 87,705 76.89 491,008 68,705,528 0.71 305,373 62.19 1,316,419 149,486,023 0.88 1,458,131 110.76 9,660,555 2,171,539,474 0.44 17,894,242 185.23 (%) (%) 4,273 1,039,246 0.41 12,012 281.11-10,054,670-86,714-99.12.31 (%) (%) 3,774,613 3,045,462 473,494,947 1,006,570,258 0.80 0.30 3,424,698 4,515,246 90.73 148.26 3,701,637 388,523,166 0.95 2,012,207 54.36 - - - - - 177,289 11,175,663 1.59 214,308 120.88 629,450 65,048,818 0.97 353,492 56.16 1,608,788 146,287,809 1.10 1,022,032 63.53 12,937,239 2,091,100,661 0.62 11,541,983 89.22 (%) (%) 3,198 1,050,171 0.30 7,644 239.02-7,008,990-21,027 - ()0944000378 =/=/ =/=/ () ()09440010950 ()094000494 115

(2) 100.12.31 99.12.31 5,309-6,996-121,013 18,902 143,774 15,586 126,322 18,902 150,770 15,586 (3) % 100.12.31 1 A 72,181 29.29 2 B 49,320 20.02 3 C 37,224 15.11 4 D 23,166 9.40 5 E 22,704 9.21 6 F 21,353 8.67 7 G 10,400 4.22 8 H 9,848 4.00 9 I 9,461 3.84 10 J 9,060 3.68 99.12.31 1 A 71,971 28.61 2 B 37,610 14.95 3 C 31,847 12.66 4 D 26,552 10.56 5 E 19,483 7.75 6 F 16,491 6.56 7 G 12,659 5.03 8 H 9,232 3.67 9 I 8,865 3.52 10 J 8,721 3.47 () () 116

2. () 3. 100.12.31 99.12.31 (%) (%) $ 79,446,442 0.89 107,209,206 0.71 427,424,964 0.88 514,699,202 0.69 760,840,638 1.23 797,347,272 0.98 2,104,126,925 1.77 2,048,534,841 1.59 14,907,629-13,854,500-1 - - - 169,216,584 0.66 156,353,505 0.49 249,427,075 0.12 241,623,875 0.09 619,970,857 0.72 620,031,773 0.62 1,577,427,974 1.78 1,541,974,187 1.58 459,641,375 1.02 622,873,001 0.83 216,911,936 0.32 213,161,202 0.26 13,159,542 0.62 - - 1 24 3 4. () 90 91180() 1811() $ 1,485,212,568 1,282,755,366 290,047,314 3,058,015,248 192,636,073 2,433,759,573 425,650,104 3,052,045,750 1,292,576,495 (1,151,004,207) (135,602,790) 5,969,498 246,679,631 () 100.20 () 2.42 90 91180() 1811() $ 1,640,441,260 1,176,812,684 159,064,535 2,976,318,479 225,920,966 2,521,028,612 227,977,058 2,974,926,636 1,414,520,294 (1,344,215,928) (68,912,523) 1,391,843 251,335,947 () 100.05 () 0.55 () 117

() 90 91180() 1811() 1 $ 20,320,716 4,229,999 1,778,879 1,116,053 27,445,647 21,722,210 3,934,428 1,364,888 206,973 27,228,499 (1,401,494) 295,571 413,991 909,080 217,148 (41,843) () 100.80 () (518.96) 90 91180() 1811() 1 $ 16,141,921 4,868,370 1,424,550 988,609 23,423,450 17,457,697 4,214,828 1,290,154 140,827 23,103,506 (1,315,776) 653,542 134,396 847,782 319,944 14,686 () 101.38 () 2,178.56 () 5. 100.12.31 99.12.31 (GBP) $ 28,276 1,319,924 (USD) 394,267 11,630,877 (USD) 9,406 284,767 (JPY) 3,016,498 1,092,576 (SGD) 11,289 263,034 (GBP) 18,756 854,355 (CNY) 35,211 168,907 (CNY) 153,948 687,594 (ZAR) 6,270 23,262 (SGD) 15,763 360,528 6. (1) % 100.12.31 99.12.31 0.11 0.20 0.09 0.18 1.80 3.18 1.49 2.88 13.41 27.76 () () 118

(2) 30 3190 91180 1811 1 $ 3,822,254,738 802,311,389 678,469,732 385,900,252 373,328,997 1,582,244,368 4,176,475,777 478,582,783 556,460,135 508,071,726 915,866,757 1,717,494,376 (354,221,039) 323,728,606 122,009,597 (122,171,474) (542,537,760) (135,250,008) 30 3190 91180 1811 1 $ 3,759,621,399 889,994,289 578,316,017 348,684,135 231,059,106 1,711,567,852 4,290,523,630 544,127,505 495,347,238 543,412,244 1,019,809,738 1,687,826,905 (530,902,231) 345,866,784 82,968,779 (194,728,109) (788,750,632) 23,740,947 () 30 3190 91180 1811 1 $ 23,314,824 6,889,263 9,450,063 3,625,532 1,574,075 1,775,891 22,818,079 11,880,343 6,980,792 2,006,354 1,343,291 607,299 496,745 (4,991,080) 2,469,271 1,619,178 230,784 1,168,592 30 3190 91180 1811 1 $ 20,312,625 7,119,199 5,938,070 4,382,325 1,350,149 1,522,882 19,907,610 11,254,352 4,469,203 2,302,642 1,271,577 609,836 405,015 (4,135,153) 1,468,867 2,079,683 78,572 913,046 ( ) 119

() 100.12.31 99.12.31 172,881,294 176,521,653 14,484,521 - - - 187,365,815 176,521,653 1,525,347,746 1,387,342,993 - - 2,125,603 2,722,945 47,184,300 46,779,788 - - - - 71,441,638 49,679,588 - - 1,646,099,287 1,486,525,314 11.38% 11.87% 10.50% 11.87% 0.88% - - - 1.77% 1.79% 4.45% 4.61% 1. 2.12.5 3. 4. 5. 6. 7. 8. () 1. 100.12.31 99.12.31 $ 24,911,164 16,895,308 65,802,579 64,574,377 23,330,050 19,293,627 50,321,722 53,631,156 6,832 7,493 442 1,254 13,690,111 20,126,389 $ 178,062,900 174,529,604 $ 5,254-33,146 31,978 178,024,500 174,497,626 178,062,900 174,529,604 $ 178,062,900 174,529,604 120

2. 100 99 $ 1,396,332 1,060,828 114,692 128,967 (8,021,468) 7,014,054 838,664 (4,207,957) 17,695,580 17,418,404-284 () 18,619,038 17,871,279 (26,971,342) (24,991,430) (3,526,880) (14,138,729) (7,221) (24,550) 137,395 131,150 566-120,411 115,149 3,295 3,454 13,123 12,547 136,829 131,150 $ - - () 1. 100.12.31 99.12.31 $ 51,515,012 27,581,056 488,555,403 518,166,823 45,083,428 35,300,656 3,231,949 600,294 63,092,884 64,979,144 2,153,645,232 2,079,558,679 757,373,465 837,360,582 620,867 576,351 32,479,598 31,330,008 72,207,332 69,201,006 97,858,072 76,589,506 820,615 968,321 15,048,179 18,503,049 $ 3,781,532,036 3,760,715,475 $ 208,926,475 207,612,937 3,897,631 18,985,604 14,906,165 9,429,373 39,438,433 38,920,026 3,218,010,687 3,185,931,012 4,566,754 3,389,155 5,756,183 1,048,528 39,623,312 43,850,234 3,535,125,640 3,509,166,869 121

100.12.31 99.12.31 70,000,000 70,000,000 106,077,872 105,581,440 24,119,287 21,993,796 518,561 1,645,137 6,301,072 9,284,968 26,581,673 14,640,018 (366,046) (455,457) (809,180) (1,915) 13,983,157 28,860,619 246,406,396 251,548,606 $ 3,781,532,036 3,760,715,475 2. 100 99 $ 52,367,857 45,294,545 (30,577,630) (26,086,235) 21,790,227 19,208,310 5,438,046 5,405,720 (592,442) (571,557) 3,892,395 2,567,082 1,363,849 1,987,283 2,255,273 1,667,093 1,757,717 3,530,193 () 37,027 (88,625) (8,902,810) (8,923,464) 421,670 612,974 27,460,952 25,395,009 4,989,803 376,029 11,808,364 11,548,349 1,408,906 1,362,482 4,763,506 4,281,343 17,980,776 17,192,174 4,490,373 7,826,806 () 789,301 741,838 $ 3,701,072 7,084,968 122

() 99.12.31 () 99.12.31 $ 84,272,586 185 84,272,771 38,951,861 143 38,952,004 9,284,925 43 9,284,968 99 () 99 $ (12,788,249) 43 (12,788,206) 7,084,925 43 7,084,968 1. 2. $ 43 $ 143 43 143 :16:16 98.12.31 () 98.12.31 $ 91,299,631 (9) 91,299,622 58,561,964 (59,289) 58,502,675 8,117,131 59,280 8,176,411 98 () 98 $ 1,319,555 40 1,319,595 4,271,468 (40) 4,271,428 481,207 (59,280) 421,927 8,117,131 59,280 8,176,411 1. $ 24 16 140 24 140 16 2. $ 17 59,289 59,280 17 9 123

() 100.12.31 99.12.31 () () () () 9,018,170 30.2750 273,025,097 9,001,651 29.5000 265,548,705 12,422,465 3.8970 48,410,346 7,666,903 3.7900 29,057,562 3,989 9.5360 38,039 2,495 9.5624 23,858 429,575 46.6800 20,052,561 497,898 45.5500 22,679,752 580,397 30.7450 17,844,306 598,990 30.0281 17,986,532 42,915 29.6700 1,273,288 6,330 29.5118 186,810 1,395,628 23.3000 32,518,132 1,180,280 22.8718 26,995,128 5,017 32.1850 161,472 4,738 31.5339 149,408 106,085,406 0.3897 41,341,483 109,938,180 0.3622 39,819,609 1,288,822 3.7100 4,781,530 1,160,947 4.4426 5,157,623 6,255 4.3900 27,459 4,296 4.3671 18,761 6,725 23.4100 157,432 9,652 22.7593 219,673 218,376 0.9583 209,270 156,570 0.9788 153,251 32,161 0.6906 22,210 16,641 0.6733 11,204 3,491,497 0.0034 11,871 2,399,609 0.0033 7,919 364,612 39.2200 14,300,083 431,135 39.2468 16,920,669 7,128,657 0.0262 186,771 5,058,219 0.0261 132,020 366,597 4.7970 1,758,566 163,159 4.4664 728,733 8,005,820 0.0015 12,009 5,095,010 0.0015 7,643 841,066 30.2750 25,463,273 40 29.5000 1,180 45,116 3.8970 175,817 3,018 3.7900 11,438 3,982 9.5360 37,972-9.5624-46,605 46.6800 2,175,521 96 45.5510 4,373 164,017 30.7450 5,042,703 - - - 34,123 29.6700 1,012,429-29.5118-14,669 23.3000 341,788 377 22.8718 8,623 223 32.1850 7,177-31.5339-3,311,074 0.3897 1,290,326 26,091 0.3622 9,450 51,165 3.7100 189,822 1,773 4.4426 7,877 1,050 4.3900 4,610 - - - 247 23.4100 5,782 - - - 1,877 0.9583 1,799 - - - 32,161 0.6906 22,210 - - - 3,491,497 0.0034 11,871 - - - 136,887 39.2200 5,368,708 - - - 7,128,657 0.0262 186,771 - - - 221,436 4.7970 1,062,228 - - - 8,005,820 0.0015 12,009-0.0015-124

100.12.31 99.12.31 () () () () 11,409,937 30.2750 345,435,843 11,365,118 29.5000 335,270,981 12,187,584 3.8970 47,495,015 7,641,054 3.7900 28,959,595 6 9.5360 57 7 9.5624 67 492,548 46.6800 22,992,141 557,311 45.5510 25,386,073 654,621 30.7450 20,126,323 644,740 30.0281 19,360,317 123,792 29.6700 3,672,909 120,570 29.5118 3,558,238 1,334,091 23.3000 31,084,320 1,123,231 22.8718 25,690,315 19,240 32.1850 619,239 10,486 31.5339 330,664 82,494,495 0.3897 32,148,105 87,692,863 0.3622 31,762,355 9,577,014 3.7100 35,530,722 6,619,409 4.4426 29,407,386 34,305 4.3900 150,599 22,206 4.3671 96,976 364,478 23.4100 8,532,430 580,654 22.7593 13,215,279 254 0.9583 243 18 0.9788 18 320,918 39.2200 12,586,404 409,932 39.2468 16,088,519-0.0262 - - - - 145,223 4.7970 696,635 9,211 4.4664 41,140 11,193 30.2750 338,868 - - - 54,490 3.8970 212,348 - - - - 9.5360 - - - - 2,397 46.6800 111,892 - - - 13,041 23.3000 303,855 - - - 962,268 0.3897 374,996 - - - 15,892 3.7106 58,959 - - - () IFRSs 1. 10000073410 IFRSsIFRSs () (1)(983992) IFRS IFRS IFRS IFRS ROC GAAPIFRS IFRS 1 () 125

(2)(9931004) () ROC GAAPIFRS IFRS IFRS IFRS () IFRS 1IFRS(101.01.01)() (3)(10111014) IFRS 1IFRS(101.01.01)()ROC GAAP (1011)IFRS IFRS IFRS () (4)(10211024) IFRS IFRS 2. (1) IFRSs (2) IFRSs (3) IFRSs (1) IFRSs (2) IFRSs IFRSs (1) IFRSs (2) IFRSs 3. 126

() 1. 2. 3. 4. 5. 6. (1) 100.01.07 A - 6,043 6,043 100.04.19 B 254,785 242,045 (12,740) 100.09.09 C 36,494 164,311 127,817 (2) 10() 7. 8. () 1.... () () () () () 38 1718 535 538 563 () 21.23% 26,646,642 2,120,025 1,943,061,717-1,943,061,717 25.07% - 18.94% 1,742,973 55,007 176,228,584-176,228,584 21.60% - 21.37% 1,653,862 103,479 74,802,414-74,802,414 21.37% - 91.86% 2,420,898 (28,212) 303,131,576-303,131,576 91.86% - 30.00% 15,223 4,974 1,500,000-1,500,000 30.00% - (1) () 74 (2) (3) 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. () 127

() 100.12.31 $ 50,489,558 24,911,164 624,645 400,809-76,426,176 488,555,403 - - - - 488,555,403 45,083,428 65,802,579 - - - 110,886,007 3,231,949 - - - - 3,231,949 62,883,039 23,330,050 9,076 200,769-86,422,934 2,153,645,232 - - - - 2,153,645,232 757,373,465 - - - - 757,373,465 620,867 50,321,722 - - - 50,942,589 32,479,598 - - - - 32,479,598 72,207,332 - - - - 72,207,332 97,845,861 6,832 7,875 4,336-97,864,904 815,019 442 3,375 2,221-821,057 9,020,338 13,690,111 3,384,358 6,020,484 (16,996,181) 15,119,110 $ 3,774,251,089 178,062,900 4,029,329 6,628,619 (16,996,181) 3,945,975,756 $ 208,926,475 - - - - 208,926,475 3,897,631 5,254 - - - 3,902,885 14,906,165 - - - - 14,906,165 37,312,050 33,146 121,551 2,004,832-39,471,579 3,218,010,687 - - - - 3,218,010,687 4,566,754 - - - - 4,566,754 5,756,183 - - - - 5,756,183 35,260,126 178,024,500 3,488,963 4,251,224 (16,996,181) 204,028,632 3,528,636,071 178,062,900 3,610,514 6,256,056 (16,996,181) 3,699,569,360 70,000,000 - - - - 70,000,000 106,077,872 - - - - 106,077,872 24,119,287 - - - - 24,119,287 518,561 - - - - 518,561 5,509,694-418,815 372,563-6,301,072 26,581,673 - - - - 26,581,673 (366,046) - - - - (366,046) (809,180) - - - - (809,180) 13,983,157 - - - - 13,983,157 245,615,018-418,815 372,563-246,406,396 $ 3,774,251,089 178,062,900 4,029,329 6,628,619 (16,996,181) 3,945,975,756 128

100 $ 52,367,793 1,396,332 63 1-53,764,189 (30,577,630) - - - - (30,577,630) 21,790,163 1,396,332 63 1-23,186,559 4,821,824 135,279 573,025 43,197-5,573,325 (490,844) (20,587) (37,156) (64,442) - (613,029) 3,892,395 (8,021,468) - - - (4,129,073) 1,363,849 - - - - 1,363,849 2,255,273 - - - - 2,255,273 1,757,424 838,664-293 - 2,596,381 () 37,027 - - - - 37,027 (9,380,210) 5,809,175 6,856 471,610 (70) (3,092,639) 421,670 - - - - 421,670 26,468,571 137,395 542,788 450,659 (70) 27,599,343 4,990,869 566 - - (70) 4,991,365 17,778,708 136,829 123,973 78,095-18,117,605 () 3,698,994-418,815 372,564-4,490,373 789,301 - - - - 789,301 () $ 2,909,693-418,815 372,564-3,701,072 99.12.31 $ 27,243,313 16,895,308 296,027 41,716-44,476,364 518,166,823 - - - - 518,166,823 35,300,656 64,574,377 - - - 99,875,033 600,294 - - - - 600,294 64,945,452 19,293,627 10,332 23,360-84,272,771 2,079,558,679 - - - - 2,079,558,679 837,360,582 - - - - 837,360,582 576,351 53,631,156 - - - 54,207,507 31,330,008 - - - - 31,330,008 69,201,006 - - - - 69,201,006 76,575,448 7,493 8,925 5,133-76,596,999 958,852 1,254 5,187 4,281-969,574 17,614,967 20,126,389 3,512,545 1,121,005 (23,767,662) 18,607,244 $ 3,759,432,431 174,529,604 3,833,016 1,195,495 (23,767,662) 3,915,222,884 $ 207,612,937 - - - - 207,612,937 18,985,604 - - - - 18,985,604 9,429,373 - - - - 9,429,373 38,044,692 31,978 183,511 691,823-38,952,004 3,185,931,012 - - - - 3,185,931,012 3,389,155 - - - - 3,389,155 1,048,528 - - - - 1,048,528 44,278,229 174,497,626 3,143,727 173,745 (23,767,662) 198,325,665 3,508,719,530 174,529,604 3,327,238 865,568 (23,767,662) 3,663,674,278 129

99.12.31 70,000,000 - - - - 70,000,000 105,581,440 - - - - 105,581,440 21,993,796 - - - - 21,993,796 1,645,137 - - - - 1,645,137 8,449,263-505,778 329,927-9,284,968 14,640,018 - - - - 14,640,018 (455,457) - - - - (455,457) (1,915) - - - - (1,915) 28,860,619 - - - - 28,860,619 250,712,901-505,778 329,927-251,548,606 $ 3,759,432,431 174,529,604 3,833,016 1,195,495 (23,767,662) 3,915,222,884 99 $ 45,294,436 1,060,828 108 1-46,355,373 (26,086,235) - - - - (26,086,235) 19,208,201 1,060,828 108 1-20,269,138 4,709,074 152,375 651,935 44,711-5,558,095 (511,863) (23,408) (35,085) (24,609) - (594,965) 2,567,082 7,014,054 - - - 9,581,136 1,987,283 - - - - 1,987,283 1,667,093 - - - - 1,667,093 3,532,642 (4,207,957) - (2,449) - (677,764) () (88,625) - - - - (88,625) (9,326,848) (3,864,742) 18,504 384,955 (75) (12,788,206) 612,974 - - - - 612,974 24,357,013 131,150 635,462 402,609 (75) 25,526,159 376,104 - - - (75) 376,029 16,989,808 131,150 129,684 72,682-17,323,324 () 6,991,101-505,778 329,927-7,826,806 741,838 - - - - 741,838 () $ 6,249,263-505,778 329,927-7,084,968 () () 130

柒 財務狀況及經營結果之檢討分析與風險管理事項 1001231 991231 () () 3,945,975,756 3,915,222,884 30,752,872 0.79 3,699,569,360 3,663,674,278 35,895,082 0.98 246,406,396 251,548,606 (5,142,210) (2.04) 10099100999999100 99 100 99() () () 23,186,559 20,269,138 2,917,421 14.39 4,412,784 5,257,020 (844,236) (16.06) 27,599,343 25,526,158 2,073,185 8.12 4,991,365 376,029 4,615,336 1,227.39 18,117,605 17,323,324 794,281 4.59 4,490,373 7,826,805 (3,336,432) (42.63) 789,301 741,837 47,464 6.40 3,701,072 7,084,968 (3,383,896) (47.76) 1.10099100343 2.10099100 3.10099100 4.10099343 5.10099 1. 100 99 () % () () (41,064,481) 647,092,175 (688,156,656) (106.35) 131

10041,064,48199647,092,175688,156,656 (35,897,938) 190,051 48,498,922 (49,902,582) 52,077,209 (53,163,652) (46,384,226) (1,538,591) 35,820,635 (637,856,484) (688,156,656) 2. (1) (2) (3) () (1)+(2)-(3) 845,954,590 18,851,547 (16,750,012) 848,056,125 - - 1. (1) 18,851,547 (2) 42,390,168 (3) 25,990,303 2. 100 9931 /101 2 132

1. (1) 100 OBU ( ) 133

(2) 1001231 1,410,061,446 50,086 524,357,947 13,637,682 174,608,102 5,033,018 829,076,008 58,476,986 320,049,932 13,195,782 465,481,494 18,703,510 13,501,413 4,188,143 147,588,487 8,739,613 3,884,724,829 122,027,820 2. (1) 100 (2) 134

(3) 1001231-2,629,100 42,066-40,293 1,612 () 1,042,458 126,370 3,711,851 170,048 () 1001231 (REAT) 145600-10,000 48 10,048 (REAT) 145800-30,381 30,381 (ABS) 145600-995,505 (995,505) 0 (CDO) 113102-1,599,000 (274,803) 1,324,197 (CDO) 145E00-605,500 605,500 (CMO) 113601-24,374 1,584 25,958 (CMO) 145E00-2,558,364 2,558,364 3 1001231 / () (1) (2) (3) KKRF 2005-1X 1A FRN (USG6267NAA57) RUTLAND RATED INVESTMENTS (USG77264BL54) GREYLOCK SYNTHETIC (USG4119QAC99) CHEYNE CREDIT SPI (XS0256381319) EQUINOX (XS0282273704A) 2007-1 B1 113102-113102 - 113102-145E00-145E00-145600 - USD USD USD USD USD Morgan Stanley Managed ACES SPC Rutland Rated Investments Greylock Synthetic ( Cheyne Credit SPI (Ireland) Plc. Equinox Credit Funding Plc. 2006/2/7 2013/3/20 3ML+50BP Ba3/A 2006/5/24 2013/6/20 3ML+70BP B1/BBB-/B 2006/11/17 2014/3/20 3ML+0.7% B2/BB 454,125 (48,591) 405,534 11.53% 454,125 (85,920) 368,205 573% 1 (81) USD8,050,000 2 (9) USD1,150,000 CDS(124)USD17,306,379 3%:87 64.50%86.5%4 3.5%33% 302,750 (86,465) 216,285 2006/6/6 2014/6/30 USD0% NR 302,750 302,750 2006/12/15 2013/12/20 USD0% Aa3/AA- 302,750 302,750 2007/5/25 2014/6/15 2.4500% C.tw 101315 995,505 (995,505) 0 6.67% Triaxx Funding High Grade I, Ltd. Class C Notes USD149,375 12007-1B1995,505 2(attachment point)(cdo)a ABBBBBB12%A12% 3 135

3. (1) 100 SOP (RCSA) (KRI) SOP ( ) (2) 1001231 98 25,024,985 99 23,959,996 100 26,509,906 75,494,887 3,774,744 136

4. (1) 100 OBU 1004(IMA) 1.2. 3. 4. (2) 1001231 2,104,918 1,739,933 1,862,229 8,251 5,715,331 137

5. 1-1011-301 (1) 1001231 130 3190 91180 1811 1 3,822,254,738 802,311,389 678,469,732 385,900,252 373,328,997 1,582,244,368 4,176,475,777 478,582,783 556,460,135 508,071,726 915,866,757 1,717,494,376 (354,221,039) 323,728,606 122,009,597 (122,171,474) (542,537,760) (135,250,008) (2) 1001231 130 3190 91180 1811 1 23,314,824 6,889,263 9,450,063 3,625,532 1,574,075 1,775,891 22,818,079 11,880,343 6,980,792 2,006,354 1,343,291 607,299 496,745 (4,991,080) 2,469,271 1,619,178 230,784 1,168,592 496,745 (4,991,080) (2,521,809) (902,631) (671,847) 496,745 () DRAMLEDPC 138

()10050 104 Yahoo!100 5 1001227 139

穩健 140

... 142... 142... 145... 145... 145... 145... 146... 146... 152 141

捌 特別記載事項 142

() (88)()18311 0930105495 () 100 7,000,000,000 100% ; 143

1. 2. 3. () () 5,700,000 5,700,000 0.695%- 1.011% 48,227 100.06.30-101.06.29 5,700,000 4. () () 11203 131 97.1.1~ 101.12.31 5 16,422 5. (1) 100.12.31 $ 632 - (2) - 100.12.31 $ 4,371,752 28.92 (3) 100.12.31 $ 171,328 0.01 (4) 100.12.31 $ 9 - (5) 100 $ 2,737-144

(6) 100 $ 48,227 0.09 (7) 100 $ 191 - (8) 100 $ 23,890 0.91 (9) 100 $ 1,061 0.02 (10) 100 $ 7,468-145

玖 總行及國內外分支機構 100071120 5305 http//www.bot.com.tw SWIFTBKTWTWTP 11201 TAIWANBK 0037 1120 02-23493456 02-23759708 0059 1120 02-23494123 02-23751125 0082 1496 02-23493456 02-23146041 2329 145 02-23493456 02-23832010 2330 1492 02-23493456 02-23821047 2352 31406 02-27013411 02-27015622 0691 1621 02-23493456 02-23894500 0071 49 02-23812949 02-23753800 0336 1120 02-23512121 02-23964281 0347 4120 02-23672581 02-23698237 0451 47 02-23218934 02-23918761 1229 299 02-23975936 02-23975927 1621 111 02-23411001 02-23578831 1942 142 02-23943168 02-23916855 1986 3242 02-23667506 02-23672354 2363 149 02-23493456 02-23141340 0808 167 02-27192081 02-27188897 1067 2051 02-25455111 02-25450913 2798 3409 02-27187628 02-27187618 1104 5108 02-27698618 02-27603224 0646 4560 02-27293111 02-27230014 0853 13333 02-27200315 02-27576156 1931 33 02-27209856 02-27209970 0532 1202 02-27516091 02-27411704 0543 288 02-23515486 02-23973887 146

0864 2691657 02-27553121 02-27093243 1089 1180 02-23687027 02-23626987 2396 2189 02-23413006 02-23413134 2400 3132 02-27057905 02-27057906 1953 31 02-23960017 02-23578646 0200 1150 02-25423434 02-25710210 0509 115 02-25069421 02-25078786 1241 577 02-25976699 02-25932760 2385 80 02-25435790 02-25236924 0196 406 02-25522859 02-25524317 0462 2239 02-25530121 02-25529463 0521 380 02-23088111 02-23366978 2422 226 02-23830066 02-23830067 1654 6218 02-86633456 02-86635656 2293 1145 02-86615115 02-86617690 1078 2951 02-26516706 02-27839049 2259 6622 02-27833009 02-27833900 1539 1396 02-87977933 02-87977957 2237 5458 02-26305768 02-26307233 2709 188 02-87927988 02-87928118 0705 6197 02-28367080 02-28362523 1425 718 02-28755222 02-28755219 2411 4174 02-28831633 02-28831364 0369 1152 02-28951200 02-28973345 0277 21 02-29680172 02-29676416 2053 11611 02-89535968 02-89535268 0875 1293-2 02-29610101 02-29638280 2433 1268 02-22540560 02-22540570 0428 439 02-29719621 02-29719736 0484 197 02-29216611 02-29233793 147

0668 2253 02-22488980 02-22461474 2444 126 02-82457558 02-82452722 0716 85 02-22056699 02-22031524 2455 6536531 02-29012999 02-29012119 2802 119 02-22773000 02-89945222 0750 45 02-29180795 02-29105461 1115 2344 02-22703791 02-22603314 1872 50 02-82868686 02-82868989 1562 21751 02-86926822 02-86926828 0749 29 02-26866511 02-26861307 1481 93 02-26281111 02-26281122 2189 1232 02-26196269 02-26196272 1355 442 02-22936699 02-22918201 0129 16 02-24247113 02-24220436 0266 46 03-3352801 03-3322007 1861 300 03-3263888 03-3265666 2466 28-8 03-3645566 03-3643322 0417 580 03-4252160 03-4258751 1447 125 03-4618519 03-4519650 1724 169 03-4670081 03-4670010 2477 7 03-4951301 03-4943210 1218 211 03-4945688 03-4945699 2282 368 03-3277299 03-3277706 1230 181 03-3529191 03-3520916 1159 15 03-3982166 03-3834834 2260 142 03-4790888 03-4700999 0152 29 03-5266161 03-5266446 0738 52 03-5770050 03-5777936 1643 68 03-5354381 03-5354380 0680 16 03-5513111 03-5517322 148

2488 1312 03-6585858 03-6587500 0299 510 037-326791 037-327111 0439 65 037-663451 037-672213 0107 1140 04-22224001 04-22224274 0554 4102 04-22244181 04-22205856 0657 144 04-22242141 04-22293851 0794 607 04-22551178 04-22524822 0923 196 04-23597850 04-23599868 1090 2416 04-22468130 04-22466855 1414 241 04-23128528 04-23117106 2499 17 04-22257412 04-22257413 2503 95 04-22281191 04-22247323 0303 302 04-25278686 04-25256981 0370 838 04-23302216 04-23327104 0473 1 04-25323133 04-25339071 0576 2 04-26562311 04-26580625 0727 61 04-26868111 04-26865224 0901 106 04-25683330 04-25680164 1366 2481 04-24180211 04-24180801 1573 2 04-26565111 04-26570157 1702 146 04-22736666 04-22736120 1713 163 04-24853280 04-24826661 2204 6256 04-25658111 04-25658220 2787 289 04-22589611 04-22584278 0130 11 049-2332101 049-2350457 0325 101 049-2232121 049-2229845 0598 112 049-2983991 049-2995949 0163 130 04-7225191 04-7257871 0495 63 04-8323191 04-8330663 1436 21 04-7810168 04-7810268 149

0314 27 05-5324155 05-5338309 1470 2369 05-6337367 05-6321611 0141 306 05-2224471 05-2258400 1540 602 05-2718911 05-2718922 2525 353 05-2348686 05-2348661 0679 2 05-3620016 05-3620021 0093 1155 06-2160168 06-2160188 0406 240 06-2292181 06-2241520 1377 2298 06-3555111 06-3565881 2307 311 06-3842585 06-3842568 2536 2180 06-2219999 06-2206977 0288 10 06-6351111 06-6321843 0819 513 06-3125411 06-3138709 1469 15 06-5051701 06-5051709 2271 2899 06-2492389 06-2498078 2721 41 06-2810991 06-2810360 0118 264 07-2515131 07-2211257 0211 1 07-8215141 07-8115648 0358 19 07-5819141 07-5850051 0440 13 07-8115171 07-8413413 0510 23 07-5218291 07-5315544 0565 567 07-3127143 07-3215350 0613 133 07-2384611 07-2387374 0624 261 07-3358700 07-3327904 0820 142 07-3349341 07-3336835 0912 201 07-3526680 07-3531484 1160 540 07-3891036 07-3806046 1193 394 07-5567690 07-5562613 150

1595 410 07-8010399 07-8066029 1919 2 07-8017564 07-8022004 2547 259 07-2413200 07-2414519 2558 106 07-5581900 07-5583917 2569 261 07-2512031 07-2517471 2248 415 07-3432258 07-3431198 2710 52 07-7271606 07-7271617 0255 20 07-7416131 07-7433478 0602 16 07-6216141 07-6214853 1182 168 07-7170730 07-7233469 1207 339 07-7038838 07-7038964 2215 821 07-6955268 07-6955278 0174 43 08-7328141 08-7322309 0886 13-2 08-7883084 08-7883614 1551 105 08-8323131 08-8352545 1609 9 08-7677001 08-7320199 1768 37 08-7932111 08-7932091 1805 65 08-8687705 08-8687505 0222 50 03-9355121 03-9355822 0587 93 03-9576866 03-9560622 0897 197 03-9962566 03-9963370 0233 313 089-324201 089-311608 0185 3 03-8322151 03-8322404 2570 61 03-8361163 03-8361165 0244 24 06-9279935 06-9272347 0381 4 082-333711 082-333719 0392 257 083-626046 083-625801 151

SWIFT 100 Wall Street, 11th Floor New York, NY 10005 U.S.A. 601 S. Figueroa Street, Suite 4525 Los Angeles, CA 90017 U.S.A. 23/F., Central Tower, 28 Queen's Road Central, Central, Hong Kong 1-212-968-8128 BKTWUS33 1-212-968-8370 1-213-629-6600 BKTWUS6L 1-213-629-6610 852-2521-0567 BKTWHKHH 852-2869-4957 80 Raffles Place #28-20 UOB Plaza 2 Singapore 048624 65-6536-5536 BKTWSGSG 65-6536-8203 7F, Fukoku Seimei Building, 2-2 Uchisaiwaicho 2-Chome Chiyoda-Ku, Tokyo 100-0011, Japan 11, Cradock Ave. Rosebank 2196, Johannesburg, South Africa Level 5, City Tower, 40 Basinghall Street, London, EC2V 5DE, U.K. 81-3-3504-8881 BKTWJPJT 813-3504-8880 27-11-880-8008 BKTWZAJJ 27-11-447-1868 44-20-7382-4530 BKTWGB2L 44-20-7374-8899 16821 86-21-5116-7168 86-21-5116-7116 152

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