緊密聯繫客戶助握無限商機 滙豐控股有限公司 2014 年中期業績報告
2014 206 268 IASB IAS34 2013 12 31 IASB IFRS IFRS IFRS IASB IFRS 2013 12 31 2013 12 31 IFRS IFRSIASB IFRS IASB IFRS2013 12 31 2014 6 30 2014 6 30 IFRS IFRS IASB IFRS IFRS....................... 1....................... 1............................. 2..................... 4........... 6......... 8...................... 9.................. 11......................... 14............................. 16 1........................ 19 1........................ 45 1............................ 61........................ 95 1............................ 99 1............................ 175 199......................... 206 1................... 214.................. 269 KPMG Audit Plc....... 270 1................... 271....... 280............................. 281............................. 284............................. 293 1 19 22 RoRWA 43 21 50
1 5,200 256,000 74 6,200 1,930 216,000129 2014 2016 2014 2016
2 12% 123 4% 126 4 11.3%2013 0.4% 2014 6 30 8.5 14.1 12.3 8.6 13.0 12.6 5.6 10.0 9.5 0.30 0.54 0.50 0.29 0.20 0.20 51.9 66.7 58.0 53.5 66.6 58.6 7.9 7.6 5.3 2014 6 30 182 190 199 2,671 2,645 2,754 992 938 1,047 1,267 1,361 1,416 96
6.5 12.0 10.7 13.6 12.7 1.5 2.1 11.3 2.6 0.5 0.8 0.8 4.1 16.6 74.0 72.9 74.1 17.8 1,093 4.3 4.4 10.9 10.8 14.9 2014 6 30 0.50 190.71 2013 6 30186.27 2013 12 31188.30 1,930 2013 6 301,960 2013 12 312,070 11.2 5.93 2013 6 306.82 2013 12 316.62 15.4 1,105 78.60 2013 6 3081.25 2013 12 3184.15 9 2014 6 30... 92 112 149 10... 110 126 164 1,215 8 1,249 50.80 2013 6 3051.90 2013 12 3155.13 96 3
2014 6 30 11.3%10.9% 10.1% 2014 2014 123 20131712% 4% 0.5 20130.54 20140.2 2% 20 4
5 8 1 Heidi Miller 9 1 30 2010 2012 2009 2014 8 4
6 2014 123 2013 17 126 5 4 10.7% 4 11.3% 10.9% 2011 2011 2013 74 15 2014
7 150 2014 2011 2013 8% 10.9% 2014 2013 19% 7.1% 2014 2014 2014 7.5% 2014 2015 2014 8 4
2013 79 8
10 35 30 2050 2050 30 18 9
1.4 74% 10
19 21 2014 90% 85% 90% PRA FCA 11
GMB 11 96 12
13 14 96 21 2013 79 15 17 16 18 14 19 1. 2. 3. 4. 5. 6. 15 13
2014 1 2013 24 14
2012 Michael Cherkasky2013 7 2014 2 15
16 2013 39 96 2013 135
2014 2014 2014 105 100 2013134 297 17
RAS 2014 21 2014 6 30 5...... >10% 11.3%......... 2016 12% 15% 10.7% 5.... 2.2% 2.6% 2.1%........... 55% 58.6% 3.... 90% 74.0%.... 96 15% 5.3% 2014 9.5-10.5% >10% 2.1-2.7%2.2-2.6% 4 4185 48-52% 55% 2014 18
... 19............................. 19.................. 22........................... 25....... 28.......................... 28........................ 29........................ 30........... 31............. 32...................... 32........................ 33.................... 34.......................... 34............................ 35............. 36............................ 37....................... 38 2013 12 312014 6 30.. 39..................... 43 IFRS 206 2014 6 30 2014 6 30 2013 6 302013 12 31 2013 6 302013 12 31 2013 6 302013 12 31 2014 6 30 2013 6 30 2013 12 31 2014 6 30 19
2014 6 30 2014 2013 6 30 2013 2013 2013 22 2014 2014 23 23 % %............................ 17,819 (235) 17,584 17,405 (2) (1).......................... 8,404 (44) 8,360 8,177 (3) (2).......................... 6,362 142 6,504 3,275 (49) (50) 24......................... (19) 4 (15) (215).................... (1,178) (78) (1,256) 1,875...................... (1,197) (74) (1,271) 1,660................ 1,856 16 1,872 946 (49) (49)........................ 6,226 (17) 6,209 6,137 (1) (1)............ 1,053 (30) 1,023 626 (41) (39).......................... 40,523 (242) 40,281 38,226 (6) (5).. (6,151) (19) (6,170) (7,059) (15) (14) 13......................... 34,372 (261) 34,111 31,167 (9) (9)............ (3,116) 106 (3,010) (1,841) 41 39.......................... 31,256 (155) 31,101 29,326 (6) (6).............................. (18,399) 125 (18,274) (18,266) 1.............................. 12,857 (30) 12,827 11,060 (14) (14)................ 1,214 22 1,236 1,280 5 4............................ 14,071 (8) 14,063 12,340 (12) (12).................... 3,267 43 3,310 3,045 (7) (8).............................. 4,133 16 4,149 4,771 15 15.................... 5,723 (46) 5,677 5,033 (12) (11).......................... 108 11 119 364 237 206.................................. 840 (32) 808 (873)............................ 14,071 (8) 14,063 12,340 (12) (12).................................. 2,768 227 2,995 2,258 (18) (25) 11................................. 9,262 (98) 9,164 7,894 (15) (14)............................ 909 (3) 906 989 9 9................................ 666 (33) 633 825 24 30.............................. 466 (101) 365 374 (20) 2............................ 14,071 (8) 14,063 12,340 (12) (12) 20
2014 6 30 2014 2013 12 31 2013 2013 2013 22 2014 2014 23 23 % %............................ 17,720 66 17,786 17,405 (2) (2).......................... 8,030 39 8,069 8,177 2 1.......................... 2,328 (87) 2,241 3,275 41 46 24......................... (1,227) (13) (1,240) (215) 82 83............................ 3,192 109 3,301 1,875 (41) (43).............................. 1,965 96 2,061 1,660 (16) (19)................ 156 156 946........................ 5,714 12 5,726 6,137 7 7............ 1,901 6 1,907 626 (67) (67).......................... 37,814 132 37,946 38,226 1 1.. (7,541) (23) (7,564) (7,059) 6 7 13......................... 30,273 109 30,382 31,167 3 3............ (2,733) (3) (2,736) (1,841) 33 33.......................... 27,540 106 27,646 29,326 6 6.............................. (20,157) (146) (20,303) (18,266) 9 10.............................. 7,383 (40) 7,343 11,060 50 51................ 1,111 1,111 1,280 15 15............................ 8,494 (40) 8,454 12,340 45 46.................... 3,382 20 3,402 3,045 (10) (10).............................. 4,308 2 4,310 4,771 11 11.................... 3,718 (45) 3,673 5,033 35 37.......................... 85 85 364.................................. (2,999) (17) (3,016) (873) 71 71............................ 8,494 (40) 8,454 12,340 45 46.................................. (943) 61 (882) 2,258 11................................. 6,591 (10) 6,581 7,894 20 20............................ 785 (3) 782 989 26 26................................ 555 (24) 531 825 49 55.............................. 1,506 (64) 1,442 374 (75) (74)............................ 8,494 (40) 8,454 12,340 45 46 96 www.hsbc.com 6-K www.sec.gov 21
96 24 25................................................. 2013 1 1,089 Bao Viet Holdings 25................... 2013 3 104 Household Insurance Group Holding Company 25.... 2013 3 (99) HSBC Seguros, S.A. de C.V., Grupo Financiero HSBC 25............................................................... 2013 4 20 HSBC (Hellas) Mutual Funds Management SA 26.. 2013 4 (7) Hana HSBC Life Insurance Company Limited 25.......................................................... 2013 5 28 HSBC Assurances IARD 26............................ 2013 5 (4) 26.... 2013 6 (36) HSBC Markets (USA) Inc. Rutland Plastic Technologies 26............... 2013 8 17 HSBC Insurance (Singapore) Pte Ltd 26............ 2013 8 (8) FIP Colorado 26................. 2013 8 (5) Viking Sea Tech 25.......... 2013 8 54 HSBC Latin America Holdings UK Limited 26................... 2013 10 1,107 HSBC Latin America Holdings UK LimitedHSBC Bank (Peru) S.A. 26............. 2013 11 (18) HSBC Latin America Holdings UK LimitedHSBC Bank (Paraguay) S.A. 26......... 2013 11 (21) 25.................................................... 2013 12 (38) HSBC Latin America Holdings UK LimitedHSBC Bank (Colombia) S.A. 25......... 2014 2 18 Vietnam Technological & Commercial Joint Stock Bank 25................................ 2014 6 (32) 25.............................. 2014 6 96 22
2014 2013 6-Kwww.hsbc.com 2014 6 30 2013 6 30 23 2014 6 30 2013 12 31 23 % %................................ 17,405 17,819 (2) 17,405 17,720 (2) 22........................... (235) 66.................... (27) (223) (27) (150)................................ 17,378 17,361 17,378 17,636 (1)................................ 538 946 (43) 538 1,686 (68) 22........................... (28) 6.................... 14 (1,107) 14 (1,132)................................ 552 (189) 552 560 (1) 13................................ 31,167 34,372 (9) 31,167 30,273 3 22........................... (265) 122 23........................... 215 19 215 1,227.................... (23) (1,406) (23) (1,332)................................ 31,359 32,720 (4) 31,359 30,290 4................................ (1,841) (3,116) 41 (1,841) (2,733) 33 22........................... 106 (3).................... 2 44 2 17................................ (1,839) (2,966) 38 (1,839) (2,719) 32................................ (18,266) (18,399) 1 (18,266) (20,157) 9 22........................... 125 (146).................... 26 315 26 146................................ (18,240) (17,959) (2) (18,240) (20,157) 10.................. 58.2% 54.9% 58.2% 66.5%................................ 1,280 1,214 5 1,280 1,111 15 22........................... 22.................... (14) 102................................ 1,280 1,222 5 1,280 1,213 6................................ 12,340 14,071 (12) 12,340 8,494 45 22........................... (12) (27) 3........................... 215 19 215 1,227.................... 5 (1,061) 5 (1,067)................................ 12,560 13,017 (4) 12,560 8,627 46 96 23
2014 2013 2014 2013 6 30 6 30 23 6 30 12 31 23 % %................... 3,039 3,382 (10) 3,039 3,104 (2)............................. 4,758 4,098 16 4,758 3,831 24................... 5,024 5,662 (11) 5,024 3,307 52......................... 364 119 206 364 84................................. (625) (244) (156) (625) (1,699) 63................. 12,560 13,017 (4) 12,560 8,627 46................................. 2,417 3,011 (20) 2,417 109 11................................ 7,931 8,035 (1) 7,931 6,727 18........................... 984 891 10 984 768 28............................... 870 775 12 870 717 21............................. 358 305 17 358 306 17................. 12,560 13,017 (4) 12,560 8,627 46 96 24
2014 6 30 2013 6 30 2013 12 31................................................... 17,405 17,819 17,720................................................. 8,177 8,404 8,030................................................. 3,275 6,362 2,328..................... 1,660 (1,197) 1,965....................................... 946 1,856 156..................................................... 88 107 215............................................... 6,137 6,226 5,714................................................. 538 946 1,686................................................. 38,226 40,523 37,814......................... (7,059) (6,151) (7,541)............................................... 31,167 34,372 30,273................................... (1,841) (3,116) (2,733)................................................. 29,326 31,256 27,540................................................. (18,266) (18,399) (20,157)..................................................... 11,060 12,857 7,383....................................... 1,280 1,214 1,111................................................... 12,340 14,071 8,494..................................................... (2,022) (2,725) (2,040)..................................................... 10,318 11,346 6,454........................................... 9,746 10,284 5,920........................................... 572 1,062 534 1.................................................. 0.599 0.648 0.632 1.................................................. 0.730 0.761 0.745 2014 123 201317 12% 2013 11 2014 2 2013 4% 126 2013 23 144% 314 2014 2014 4.28 DVA1.552013 4.51 3.22 28 2013 25
2.93 (Consumer Credit Act)3.67 2013 5.53 4.42 2.79 2.71 1.99 HFC Bank UK1.38 1 4 97 55 33% 37% 2 4 18 201311 6 3 2014 3 2013 2014 2% 182 2014 2.34 20134.12 26
8,200 2013 2.38 2013 2.98 1.19 1 4.3 7.56 4% 5% 201416.4% 2013 19.4% 2013 2014 2013 2013 6 30 6 30 12 31................................... (155) 451 (346) 28.................................... (322) 293 218....................... 442................................... 428..................... (199) HFC Bank UK......................... (138) (8)....................... (15) (1) (122)................................. (271)................................. 553......................... (367)................. (279) (431) 851 (258) 2014 2013 2013 6 30 6 30 12 31................. (430)..................................... 298................... 119 233....................................... 82 238 245................................................. (45) 9 907........................................... 234 412 823......... 100 271 746 2,208 27
2014 6 30 2013 6 30 2013 12 31..................................................... 25,435 25,740 25,452..................................................... (8,030) (7,921) (7,732) 29.................................................. 17,405 17,819 17,720............................................... 1,801,862 1,657,555 1,680,988 30.................................................... 2.85% 3.13% 3.00%..................................................... (1.03%) (1.15%) (1.05%) 31...................................................... 1.82% 1.99% 1.95% 31................................................ 1.95% 2.17% 2.09% 96 2013 174 20134.14 1.79 20132014 2014 2,7002013 2.23 2.35 2014 2013 2014 28
2014 2013 2014 6 30 2013 6 30 2013 12 31..................................................... 1,734 1,701 1,880..................................................... 1,283 1,347 1,326........................................................... 1,210 1,304 1,151......................................................... 963 930 977................................................. 664 734 654....................................................... 558 580 577......................................................... 536 518 348................................................. 518 481 410......................................................... 411 415 434..................................................... 359 364 334......................................................... 302 280 271......................................................... 1,493 1,494 1,463..................................................... 10,031 10,148 9,825................................................. (1,854) (1,744) (1,795)................................................. 8,177 8,404 8,030 2.27 1.83 29
2014 2014 6 30 2013 6 30 2013 12 31..................................................... 2,666 5,766 1,155 32.................................... (682)......................................... 913 1,132 915................................... (4) (200) 6............................................... 15 7 15............................................... 22 46 19................................................. (337) 293 218 33, 34.............................................. 3,275 6,362 2,328 2014 2013 2013 6 30 6 30 12 31............................................. (155) 451 (346)......................... 442 32............................... (682)..................... (199) 28............................................ (322) 293 218 (477) 305 (128) 96 33 31 3250% 2013 2013 2013 30
2014 6 30 2013 6 30 2013 12 31......... 1,396 717 2,453................................. (231) (506) (731)......................... 438 (1,419) 191 35............................ (215) (19) (1,227) 36...................................... 653 (1,400) 1,418................. 57 11 52..................... 1,660 (1,197) 1,965 2014 6 30 2013 6 30 2013 12 31............................. 31,823 35,318 38,430............................. 82,968 84,254 89,084 37........................ 11,906 10,017 10,717......................... 16,927 23,365 25,423............................. 75,740 71,456 75,278 96 2013 57 2014 172013 1213 2.15 2013 14 6.43 2013 57 2014 2013 31
2014 2013 2013 6 30 6 30 12 31.................................................. 185 416 75 32........................ 1,235.............................................. 782 253 209.............................................. 2 (2) 1 969 1,902 285.......................................... (23) (46) (129)........................................ 946 1,856 156 96 2014 9.1 9.26 2013 12 2014 4.28 2013 2014 6 30 2013 6 30 2013 12 31.................................................. 6,358 6,451 5,947.................................................... (221) (225) (233)................................................ 6,137 6,226 5,714 2013 DPF 32
2014 2013 2013 6 30 6 30 12 31...................................................... 82 77 78............................ 10 (481) (248)................................................ 71 110 3............ 3 14 164.......... (32) 1,089 (38).................................... 1,107...................................... 200 100 425.......................................................... 204 37 195.................................................. 538 946 1,686 2014 2013 2013 6 30 6 30 12 31................................................ 479 517 407...................................................... (286) (249) (256)............................................ (3) (127) 215...................................................... 10 (41) 59...................................... 200 100 425 5.38 4.08 3.8 221,400 11 22 2013 2013 4 2.71 2.79 HFC Bank UK1.38 PVIF 2013 2013 33
2014 2013 2013 6 30 6 30 12 31...................................................... 7,212 6,239 7,709............................................ (153) (88) (168) 38..................................................... 7,059 6,151 7,541 96 9.088.89 2014 6 30 2013 6 30 2013 12 31.................................. 2,581 3,828 3,516.............................................. (556) (639) (657) 2,025 3,189 2,859.................................................. 558 1,121 1,199.................................................. 1,467 2,068 1,660...................................... (214) (82) (129).............................................. 30 9 3.................................... 1,841 3,116 2,733 % % %............ 0.4 0.7 0.6 1813 11 2013 6 300.7% 2014 6 30 0.4% 1239 5.9 2013 4.73 34
2014 2013 2014 6 30 2013 6 30 2013 12 31................................................ 9,978 9,496 9,700.................................. 2,092 2,008 2,175................................................ 5,035 5,719 7,163...................................................... 17,105 17,223 19,038.................................... 712 699 665............................................ 449 477 454...................................................... 18,266 18,399 20,157 2014 6 30 2013 6 30 2013 12 31.......................................................... 69,642 69,599 68,334 11......................................................... 115,111 113,631 113,701.................................................... 8,530 8,667 8,618........................................................ 20,649 21,454 20,871...................................................... 42,157 46,046 42,542...................................................... 256,089 259,397 254,066 96 183 1.331% 2% 2014 20132013 2.98 1.19 2014 1.27 1 4.3 2014 1.78 2013 4.12 2014 2.34 1.94 35
1.56 2013 2.38 2014 8,200 7.56 3.26 20145 2% 2 2014 6 30 2013 6 30 2013 12 31 % % %.......................................................... 58.6 53.5 66.6.......................................................... 76.8 68.5 102.7 11......................................................... 41.4 36.2 46.0.................................................... 47.4 49.2 53.8........................................................ 69.8 70.7 75.3...................................................... 67.8 61.9 51.0............................................ 67.1 63.6 65.4...................................................... 44.2 42.4 43.7............................................ 50.6 47.0 58.2.................................................. 70.6 89.9 92.7 96 2014 6 30 2013 6 30 2013 12 31........................................ 978 941 937................................................ 239 208 195........................................................ 37 43 (38).............................................. 1,254 1,192 1,094.............................................. 26 22 17........................................ 1,280 1,214 1,111 13 5% 4% 2014 6 30 21 36
2014 2014 6 30 2013 6 30 2013 12 31.................................................... 12,340 14,071 8,494...................................................... (2,022) (2,725) (2,040).................................................... 10,318 11,346 6,454...................................................... 16.4% 19.4% 24.0% 201416.4% 21.5% 2014 2013 37
U N 2014 2013 2013 6 30 6 30 12 31........................................ 132,137 148,285 166,599.................................................. 347,106 432,601 303,192.................................... 31,823 35,318 38,430.................................................. 269,839 299,213 282,265 3..................................................... 127,387 127,810 120,046 3, 39................................................... 1,047,241 938,294 992,089 3..................................... 198,301 88,400 179,690...................................................... 423,710 404,214 425,925.............................................. 10,248 20,377 4,050...................................................... 165,801 150,804 159,032...................................................... 2,753,593 2,645,316 2,671,318 3..................................................... 92,764 92,709 86,507 3..................................................... 1,415,705 1,266,905 1,361,297 3......................................... 165,506 66,591 164,220.................................................. 228,135 342,432 207,025.................................... 82,968 84,254 89,084.................................................. 263,494 293,669 274,284................................................ 96,397 109,389 104,080.................................................. 75,223 69,771 74,181.................................... 12,361 19,519 2,804...................................................... 122,318 117,716 117,377...................................................... 2,554,871 2,462,955 2,480,859.................................................. 190,281 174,070 181,871................................................ 8,441 8,291 8,588.............................................. 198,722 182,361 190,459........................................ 2,753,593 2,645,316 2,671,318.................................................... 9,535 9,313 9,415 40, 41................................................... 192,834 183,450 194,009............................................ 2,777 2,777 2,777 42................................... 49,644 44,539 48,114 4................................... 1,248,572 1,214,939 2.5............................... 1,104,764 1,092,653 % % % 3..................................... 74.0 74.1 72.9................................ 6.9 6.4 6.6 43.............................. 9.64 8.96 9.27 0.5........................... 19,071 18,627 18,830 1................................................... 0.586 0.657 0.605 1................................................... 0.732 0.767 0.726 96 208 38
2.8 2013 12 31 3% 5002% 74% 410 380 370 13% 73 HSBC Life (UK) Limited 6% 68 4104% 62 HSBC Life (UK) Limited 3803% 9% 8% HSBC Life (UK) Limited 9% 95 HSBC Life (UK) Limited 39
U L U L U L U L y N y N y N y N 4% 9.17 2014 6 30 2013 12 31 2013 12 31 2013 2014 2014 12 31 6 30 6 30 44 % %........ 166,599 2,988 169,587 132,137 (21) (22).................. 303,192 4,496 307,688 347,106 14 13.... 38,430 670 39,100 31,823 (17) (19).................. 282,265 4,623 286,888 269,839 (4) (6) 3..................... 120,046 524 120,570 127,387 6 6 3..................... 992,089 13,803 1,005,892 1,047,241 6 4 3..... 179,690 2,317 182,007 198,301 10 9...................... 425,925 2,955 428,880 423,710 (1) (1).............. 4,050 23 4,073 10,248 153 152...................... 159,032 (297) 158,735 165,801 4 4...................... 2,671,318 32,102 2,703,420 2,753,593 3 2 3..................... 86,507 1,130 87,637 92,764 7 6 3..................... 1,361,297 16,739 1,378,036 1,415,705 4 3 3......... 164,220 2,090 166,310 165,506 1 -.................. 207,025 2,353 209,378 228,135 10 9.... 89,084 1,123 90,207 82,968 (7) (8).................. 274,284 4,693 278,977 263,494 (4) (6)................ 104,080 1,968 106,048 96,397 (7) (9).................. 74,181 218 74,399 75,223 1 1.... 2,804 15 2,819 12,361...................... 117,377 1,032 118,409 122,318 4 3...................... 2,480,859 31,361 2,512,220 2,554,871 3 2.................. 181,871 722 182,593 190,281 5 4................ 8,588 19 8,607 8,441 (2) (2).............. 190,459 741 191,200 198,722 4 4........ 2,671,318 32,102 2,703,420 2,753,593 3 2 96 40
2013 2013 2013 12 31 2014 1 1 3 2014 2013 2014 2013 6 30 6 30 6 30 12 31 % %...................... 1,047,241 938,294 12 1,047,241 992,089 6 45................. 1,658 13,808 (88) 1,658 1,703 (3)....... 80,710 31,088 160 80,710 88,215 (9)............ 1,129,609 983,190 15 1,129,609 1,082,007 4...................... 1,415,705 1,266,905 12 1,415,705 1,361,297 4....... 4,880 17,280 (72) 4,880 2,187 123.......... 104,902 49,277 113 104,902 121,515 (14)............ 1,525,487 1,333,462 14 1,525,487 1,484,999 3...................... 127,387 127,810 127,387 120,046 6...... 117,591 57,312 105 117,591 91,475 29............ 244,978 185,122 32 244,978 211,521 16...................... 92,764 92,709 92,764 86,507 7.......... 60,604 17,314 250 60,604 42,705 42............ 153,368 110,023 39 153,368 129,212 19........ 4,485 104,273 (96) 4,485 10,120 (56).................. 3,945 53,044 (93) 3,945 7,180 (45).................. 540 51,229 (99) 540 2,940 (82)............ 5,189 134,506 (96) 5,189 17,421 (70).................. 1,365 100,100 (99) 1,365 9,611 (86).................. 3,824 34,406 (89) 3,824 7,810 (51) 96 41
3 2014 2013 2013 6 30 6 30 12 31............................................... 614,776 520,984 581,933............................................... 499,295 410,971 462,796 46.............................................. 47,347 43,246 45,149............................................... 15,912 17,251 16,615............................................. 6,216 5,797 6,222............................................... 11,073 18,779 16,796............................................. 8,492 7,537 7,795............................................... 26,441 17,403 26,560 11.............................................. 570,221 516,616 548,483............................................... 381,058 342,632 365,905............................................... 20,803 18,240 19,812............................................... 12,155 9,852 11,549............................................... 5,979 6,559 5,865........................................... 41,198 37,843 40,579........................................... 17,570 16,899 17,093............................................. 45,885 44,145 43,988............................................... 14,609 12,053 12,758............................................... 30,964 28,393 30,934................................. 40,082 41,142 38,683............................................... 6,945 7,158 7,401............................................. 3,236 4,065 2,861............................................. 19,840 18,822 18,433............................................... 10,061 11,097 9,988............................................. 136,774 136,693 140,809............................................... 79,536 80,340 80,037............................................. 46,197 45,455 47,872............................................. 11,041 10,898 12,900........................................... 53,852 51,470 51,389............................................. 4,168 4,940 4,468............................................... 27,068 25,515 23,999............................................. 20,112 19,327 21,529............................................... 2,504 1,688 1,393 1,415,705 1,266,905 1,361,297 96 42
2014 6 30 2013 6 30 2013 12 31................................. 311.3 311.3 279.1 279.1 314.4 314.4...................................... 48.4 48.4 44.0 44.0 46.4 46.4...................................... 0.1 18.5 18.6 0.1 23.5 23.6 0.1 22.6 22.7...................................... 2.4 2.4 2.9 2.9 2.7 2.7.......................................... 6.2 36.8 43.0 6.4 48.2 54.6 6.3 33.4 39.7 161 169 2013 550 161 8.7 415.0 423.7 9.4 394.8 404.2 9.1 416.8 425.9 12% 15% 22 2013 12 31 2.52014 3 31 2014 6 30 4 4 1,250% 2012 5 43
2014 6 30 47 47, 48 %............................................................... 12,340 1,200 2.1 48.............................................................. 12,560 1,197 2.1............................................................... 343 122 0.6................................. 307 48 1.3 49............................................ 36 74 0.1....................................................... 1............................. 12,217 1,074 2.3 2013 6 30 2013 12 31 47 47, 48 47 47, 48 % %.......................... 14,071 1,109 2.6 8,494 1,099 1.5 48......................... 13,017 1,084 2.4 8,627 1,093 1.6.......................... 7 135 67 113 0.1.................. 157 36 0.9 33 30 0.2 49....... (150) 99 (0.3) 34 83 0.1.................. 5 2............. 13,010 944 2.8 8,560 978 1.7 96 2014 2013 2014 2013 6 30 6 30 6 30 12 31 % % 47. 1,200 1,109 8 1,200 1,099 9 44................. 2 4.......... (3) (27) (3) (10).. 1,197 1,084 10 1,197 1,093 10 96 44
....................................... 45......................... 46................................... 46............................... 46............................... 46....................... 46......................... 47............................... 47..................................... 48............................... 48................................... 50............................... 50......................... 50............................... 51......................... 52............................... 53......................... 53............................... 54............................... 55............................... 55................................... 55............................... 56....................................... 57....................................... 57............................. 58..... 58 61 19 45
51 2014 6 30 2013 6 30 2013 12 31 2,645,316 2014 6 30 2013 6 30 2013 12 31 % % %................... 3,045 24.7 3,267 23.2 3,382 39.8............................. 4,771 38.7 4,133 29.4 4,308 50.7................... 5,033 40.8 5,723 40.7 3,718 43.8......................... 364 2.9 108 0.8 85 1.0 50................................ (873) (7.1) 840 5.9 (2,999) (35.3) 12,340 100.0 14,071 100.0 8,494 100.0 % % %................... 523,729 19.0 504,205 19.1 517,085 19.4............................. 377,374 13.7 350,503 13.2 360,623 13.5................... 2,043,767 74.2 1,992,770 75.3 1,975,509 74.0......................... 99,379 3.6 114,883 4.3 97,655 3.7................................. 170,802 6.2 176,122 6.7 171,812 6.4......................... (461,458) (16.7) (493,167) (18.6) (451,366) (17.0) 2,753,593 100.0 2,645,316 100.0 2,671,318 100.0 2014 6 30 2013 6 30 2013 12 31 % % %................... 223.0 17.9 243.4 22.0 233.5 21.4............................. 424.9 34.0 385.9 34.9 391.7 35.8................... 537.3 43.0 429.2 38.9 422.3 38.6......................... 22.1 1.8 21.8 2.0 21.7 2.0................................. 41.3 3.3 24.5 2.2 23.5 2.2 1,248.6 100.0 1,104.8 100.0 1,092.7 100.0 52 2014 2013 2013 6 30 6 30 12 31........................................... 6 (72) 298..................................................... 13 51 479........................................... 9 15 366................................................. 1......................................................... (33) 1,067 (77) 96 (5) 1,061 1,067 46
2014 6 30................ 8,427 750 7,677...... 3,291 (1) 3,292.......... 605 (149) 754 13............. 12,323 600 11,723 53............... (1,225) (180) (1,045).............. 11,098 420 10,678.............. (8,269) (361) (7,908).................. 2,829 59 2,770 54......... 216 216................ 3,045 59 2,986 47... 2.7% 0.2% 3.9% 2013 6 30................ 9,310 1,151 8,159...... 3,586 (3) 3,589.......... 393 (355) 748 13............. 13,289 793 12,496 53............... (1,768) (396) (1,372).............. 11,521 397 11,124.............. (8,451) (631) (7,820).......... 3,070 (234) 3,304 54......... 197 197........ 3,267 (234) 3,501 47... 2.5% (0.5%) 4.5% 2013 12 31................ 9,029 910 8,119.............. 3,435 14 3,421.......... 987 (45) 1,032 13............. 13,451 879 12,572 53............... (1,459) (309) (1,150).............. 11,992 570 11,422.............. (8,797) (535) (8,262).................. 3,195 35 3,160 54......... 187 (1) 188................ 3,382 34 3,348 47... 2.8% 0.1% 4.3% 96 2013 47 3.9% 400 2014 30 2 3 2013 55 5.5830 3.86 3.532014 2013 4,700 2013HFC UK Bank 1.38 1.94 2013 4.12 1,8007,400 2013 1.89 5%
55 13 2014 2013 2013 6 30 6 30 12 31..... 2,914 2,785 2,928............. 3,196 3,187 3,145 56.......... 1,721 1,852 1,733........... 908 760 888............... 567 575 524................. 5,712 6,034 5,803................... 1,604 1,610 1,584................. 2,168 2,244 2,206 57.......... 1,940 2,180 2,013 58.................... (99) 490 696 13............ 11,723 12,496 12,572 96 1% 3% 18% 2013 2014 3% 1.11 5% 10 2013 6% 48
2% 2014 2013 2014 1 2013 50,000 2014 2013 10% 2014 6 430 200 Paym Mobile Check Deposit 2013 122014 5 12% 49
60 300 2014 2013 2013 6 30 6 30 12 31... 5,184 5,050 5,150... 2,413 2,337 2,380... 519 476 972 13... 8,116 7,863 8,502 53... (562) (1,160) (1,224)... 7,554 6,703 7,278... (3,588) (3,337) (3,712)... 3,966 3,366 3,566 54... 805 767 742... 4,771 4,133 4,308 47... 2.3% 2.2% 2.2% 2013 6 7% 2013 6 8% 2014 48 15 16% 5% 6% 2013 2013 2014 13 2014 2013 2013 6 30 6 30 12 31....... 1,429 1,459 1,470............... 3,108 3,008 3,095............. 2,738 2,579 2,708..................... 841 817 1,229 13............ 8,116 7,863 8,502 2% 2014 96 2013 50
5.8 2013 10% 2013 1.6 4% 14 2014 20% 2014 140 20 2014 70% 51
32 19 70 2014 90% 2013 19% 80,000 2014 2013 2013 6 30 6 30 12 31............... 3,602 3,334 3,432............. 1,939 1,818 1,664 59............ 2,790 5,606 1,174......... 1,460 (96) 2,244 13............ 9,791 10,662 8,514 53.......... (49) (174) (33)............. 9,742 10,488 8,481............. (4,958) (5,007) (4,953)................. 4,784 5,481 3,528 54........ 249 242 190............... 5,033 5,723 3,718 47.. 2.0% 2.8% 1.7% 2014 2014 96 2013 52
13, 60, 61 50 201312% 11% 9%2014 1.55 4.51 3% 1.5315 38 7% 2013 11% 2014 2013 2013 6 30 6 30 12 31 62................ 3,845 4,070 2,865................... 593 488 308................... 1,127 1,106 547................... 1,434 1,833 1,353................... 691 643 657................. 2,075 2,042 1,952................. 904 862 908................. 846 847 815....... 389 371 370............. 1,502 1,680 1,430................. 342 205 307............. (155) 451 (346) 63.................... 43 134 213 13............ 9,791 10,662 8,514 96 1.53 1.41 1.232% 2013 2.98 8,100 53
2014 50 2014 4 2014 3 54
2014 2013 2013 6 30 6 30 12 31............... 536 575 571............. 533 602 548......... 161 (26) 169 13............ 1,230 1,151 1,288 53.................. (6) (14) (17)............. 1,224 1,137 1,271............. (868) (1,035) (1,194)................. 356 102 77 54........ 8 6 8............... 364 108 85 47.. 3.3% 1.0% 0.8% 2013 96 2013 3.64 2.56 2.45 2013 2.79 1.19 5% 17% Rubik 64 2014 2013 2013 6 30 6 30 12 31..................... 382 398 386............. (3) (10) (16)............... 5 (3) (3)................. 6 12............... (1) (2)..................... 384 386 382 2013 12 31 HSBC Trinkaus & Burkhardt AG 55
30 50 2014 65 59 2014 8 20134 60 2013 2014 60 2014 LGT Bank (Switzerland) Ltd 2013 12 31 125 15%2014 6 30 2014 2015 56
50 2014 2013 2013 6 30 6 30 12 31................ (221) (376) (361).............. 1 61 3 59.... (120) (169) 175........ 438 (1,419) 191.............. (719) 957 (1,533).............. (281) (462) (1,342).................. 3,279 5,096 3,026.............. 2,658 4,150 1,501.............. (3,533) (3,312) (4,484).......... (875) 838 (2,983) 54......... 2 2 (16)........ (873) 840 (2,999) 96 2013 8.73 8.48.08 2013 11 6.25 2.442013 5.53 4.42 2014 4.28 5,600 6.82 2013 2014 2013 1.86 2013 7.72 2013 12 2014 4.28 10 2013 11 2.48 2012 2014 2014 4,500 900 57
2014 6 30 50 65............... 8,427 5,184 3,602 536 (221) (123) 17,405..................... 3,291 2,413 1,939 533 1 8,177............... (14) 340 2,001 161 (126) 2,362..... 1 (4) 789 (2) 6 123 913 59........... (13) 336 2,790 159 (120) 123 3,275......... 1,073 124 743 1 (281) 1,660........... 8 24 462 12 440 946......................... 15 14 32 3 24 88................... 5,480 636 2 19 6,137............. 378 81 222 (7) 2,814 (2,950) 538..................... 18,659 8,812 9,792 1,256 2,657 (2,950) 38,226 66.................... (6,336) (696) (1) (26) (7,059) 13.................... 12,323 8,116 9,791 1,230 2,657 (2,950) 31,167....................... (1,225) (562) (49) (6) 1 (1,841)..................... 11,098 7,554 9,742 1,224 2,658 (2,950) 29,326 67........................ (2,500) (1,191) (1,806) (363) (4,118) (9,978)............. (5,769) (2,397) (3,152) (505) 585 2,950 (8,288)..................... (8,269) (3,588) (4,958) (868) (3,533) 2,950 (18,266)................. 2,829 3,966 4,784 356 (875) 11,060........... 216 805 249 8 2 1,280............... 3,045 4,771 5,033 364 (873) 12,340 % % % % % %............... 24.7 38.7 40.8 2.9 (7.1) 100.0..................... 67.1 44.2 50.6 70.6 133.0 58.6 51 3.................. 380,108 316,246 303,133 45,131 2,623 1,047,241......................... 523,729 377,374 2,043,767 99,379 170,802 (461,458) 2,753,593 3........................ 597,714 366,171 360,732 89,641 1,447 1,415,705 58
2013 6 30 50 65............... 9,310 5,050 3,334 575 (376) (74) 17,819..................... 3,586 2,337 1,818 602 61 8,404............... 275 343 4,577 226 (191) 5,230............. 3 1,029 4 22 74 1,132 59........... 275 346 5,606 230 (169) 74 6,362......... 122 104 (961) (462) (1,197)........... 48 (6) 597 4 1,213 1,856......................... 11 8 65 6 17 107................... 5,469 748 3 6 6,226............. (92) (19) 201 (267) 3,866 (2,743) 946..................... 18,729 8,568 10,663 1,156 4,150 (2,743) 40,523 66.................... (5,440) (705) (1) (5) (6,151) 13.................... 13,289 7,863 10,662 1,151 4,150 (2,743) 34,372....................... (1,768) (1,160) (174) (14) (3,116)..................... 11,521 6,703 10,488 1,137 4,150 (2,743) 31,256 67........................ (2,651) (1,163) (1,882) (381) (3,419) (9,496)............. (5,800) (2,174) (3,125) (654) 107 2,743 (8,903)..................... (8,451) (3,337) (5,007) (1,035) (3,312) 2,743 (18,399)......................... 3,070 3,366 5,481 102 838 12,857........... 197 767 242 6 2 1,214....................... 3,267 4,133 5,723 108 840 14,071 % % % % % %............... 23.2 29.4 40.7 0.8 5.9 100.0..................... 63.6 42.4 47.0 89.9 79.8 53.5 51 3.................. 358,464 286,539 251,768 39,161 2,362 938,294......................... 504,205 350,503 1,992,770 114,883 176,122 (493,167) 2,645,316 3........................ 547,140 327,612 298,501 92,298 1,354 1,266,905 59
2013 12 31 50 65............... 9,029 5,150 3,432 571 (361) (101) 17,720..................... 3,435 2,380 1,664 548 3 8,030....................... 414 306 376 164 153 1,413..... (3) (3) 798 22 101 915 59.................... 411 303 1,174 164 175 101 2,328......... 1,516 228 1,560 4 (1,342) (1) 1,965........... 7 7 150 (7) (1) 156......................... 10 7 64 2 132 215................... 5,074 627 3 10 5,714..................... 636 640 469 28 2,895 (2,982) 1,686..................... 20,118 9,342 8,516 1,320 1,501 (2,983) 37,814 66.................... (6,667) (840) (2) (32) (7,541) 13.................... 13,451 8,502 8,514 1,288 1,501 (2,983) 30,273....................... (1,459) (1,224) (33) (17) (2,733)..................... 11,992 7,278 8,481 1,271 1,501 (2,983) 27,540 67........................ (2,568) (1,164) (1,667) (395) (3,906) (9,700)..................... (6,229) (2,548) (3,286) (799) (578) 2,983 (10,457)..................... (8,797) (3,712) (4,953) (1,194) (4,484) 2,983 (20,157)................. 3,195 3,566 3,528 77 (2,983) 7,383... 187 742 190 8 (16) 1,111............... 3,382 4,308 3,718 85 (2,999) 8,494 % % % % % %............... 39.8 50.7 43.8 1.0 (35.3) 100.0..................... 65.4 43.7 58.2 92.7 298.7 66.6 51 3.................. 375,086 297,852 272,473 44,224 2,454 992,089......................... 517,085 360,623 1,975,509 97,655 171,812 (451,366) 2,671,318 3........................ 579,994 354,298 328,800 96,770 1,435 1,361,297 96 60
....................................... 61......................... 61................................... 62............................... 62....... 62........... 62....................... 62....................................... 63................................... 63............................................................ 63 64............................... 64............................... 65......... 67....................................... 70................................... 70............................................................ 70 71............................... 71............................... 72............................... 72................. 74................................. 77................................... 77............................................................ 77 77............................... 78............................... 79......... 80..................................... 83................................... 83............................................................ 83 84............................... 84............................... 85......... 86................................... 89................................... 89............................................................ 89 90............................... 90............................... 91......... 92 14.392013 12.36 2013 13.92 2014 6 30 2013 6 30 2013 12 31 % % %.......................................... 2,258 18.3 2,768 19.7 (943) (11.1) 11......................................... 7,894 64.0 9,262 65.8 6,591 77.6.................................... 989 8.0 909 6.5 785 9.2........................................ 825 6.7 666 4.7 555 6.5...................................... 374 3.0 466 3.3 1,506 17.8 96 2014 1 1 12,340 100.0 14,071 100.0 8,494 100.0 61
0 51 2014 6 30 2013 6 30 2013 12 31 % % %.......................................... 1,430,863 52.0 1,365,534 51.6 1,392,959 52.1 11......................................... 874,334 31.8 799,842 30.2 831,791 31.1.................................... 61,289 2.2 63,292 2.4 60,810 2.3........................................ 437,706 15.9 473,218 17.9 432,035 16.2...................................... 125,630 4.6 123,032 4.7 113,999 4.3.................................. (176,229) (6.5) (179,602) (6.8) (160,276) (6.0) 2,753,593 100.0 2,645,316 100.0 2,671,318 100.0 68 2014 6 30 2013 6 30 2013 12 31 % % %.......................................... 1,248.6 1,104.8 1,092.7.......................................... 393.6 31.0 305.4 27.4 300.1 27.1 11......................................... 481.1 37.9 413.1 37.0 430.7 38.9.................................... 62.7 4.9 64.2 5.8 62.5 5.7........................................ 236.9 18.6 236.4 21.1 223.8 20.2...................................... 96.8 7.6 96.7 8.7 89.5 8.1 24 2014 2013 2013 6 30 6 30 12 31.................................................... (159) 3 (1,018) 11................................................... (5) 1 (3).............................................. (6) (1) (3).................................................. (45) (22) (203) (215) (19) (1,227) 52 2014 2013 2013 6 30 6 30 12 31.................................................... (23) 40 11................................................... (32) 1,128 (143).............................................. 11 16 17.................................................. (120) 17................................................ 16 60 1,136 96 (5) 1,061 1,067 62
< 2014 6 30 2013 6 30 2013 12 31........ 5,244 5,250 5,443...... 3,188 2,969 3,063...... 982 4,339 84.. 1,459 (1,084) 903 13.... 10,873 11,474 9,493 53.. (266) (846) (684)...... 10,607 10,628 8,809...... (8,352) (7,862) (9,751).. 2,255 2,766 (942) 54......... 3 2 (1) 2,258 2,768 (943)...... 76.8% 68.5% 102.7% 47..... 1.2% 1.8% (0.6%)...... 69,642 69,599 68,334 Dealogic 2014 2014 Moneyfacts 70% 96 2014 0.8% 5 6.5% 6 512 10.5% 6 2014 2%0.5 3,750 2013 0.2% 6 0.5% 60.1 2014 23 28 30 6 3.67 7,700 2013 3.06 2013 4.42 2.79 2013 63
2014 6 30................................. 565 1,324 887 112 (1,192) 1,696 46............................... (39) 123 237 (2) (115) 204................................. 14 38 86 17 (7) 148............................... 17 22 15 54................................. 2 1 14 (2) 15............................... (83) 22 35 (2) (28)................................. 6 20 164 35 (56) 169 480 1,551 1,425 176 (1,374) 2,258 2013 6 30................................. 804 894 1,047 132 (657) 2,220 46............................... 130 135 302 (78) 489................................. 15 31 45 21 (6) 106............................... 22 29 19 70................................. 1 1 (42) (40)............................... (18) 31 72 (1) 84................................. 3 (35) 82 (225) 14 (161) 956 1,086 1,568 (114) (728) 2,768 2013 12 31................................. 667 790 199 120 (2,836) (1,060) 46............................... 155 120 49 21 (84) 261................................. 15 39 138 23 (19) 196............................... 12 22 16 50................................. 1 1 (249) (247)............................... (56) 5 36 (1) 2 (14)................................. 4 25 (206) 35 13 (129) 96 797 1,002 233 (51) (2,924) (943) 2013 23% 80% 5899 Fast Lane to Growth 2014 5.6 65111 1.3 1830 59.7% 46.3% Cash ISA Paym 100 1 Bpifrance UBIFRANCE 1520 64
2014912 33 Big Step 2014 5.9 Trade Radar 2013 3 3610 1.44 2013 9,800 7,700 3.06 2013 4.42 2013 2013 65
10 2013 102014 2013 2014 2013 5.84 2013 HFC Bank 70% 3 2013 (2.98 1.19 4.3 2014 1.78243 5,000 20144,5002013 900 2.6 66
. 2014 6 30 65................ 2,567 1,806 1,020 334 (352) (131) 5,244...................... 1,225 978 653 326 6 3,188................ (134) 20 683 72 (123) 518...... 7 1 328 (2) 130 464 59............ (127) 21 1,011 70 (123) 130 982.................... 545 545...... 403 47 740 1 (720) 471.................. 403 47 740 1 (175) 1,016............ 8 5 304 11 8 336.......................... 4 7 15 1 1 28.................... 1,429 125 19 1 1,574.............. (51) (7) 165 (15) 500 (70) 522............. 5,458 2,982 3,908 747 (134) (71) 12,890 66.................... (1,840) (151) (26) (2,017) 13............ 3,618 2,831 3,908 721 (134) (71) 10,873........................ (131) (128) (4) (4) 1 (266)............. 3,487 2,703 3,904 717 (133) (71) 10,607.......................... (3,010) (1,153) (2,479) (541) (1,240) 71 (8,352).................. 477 1,550 1,425 176 (1,373) 2,255.... 3 1 (1) 3................ 480 1,551 1,425 176 (1,374) 2,258 % % % % % %................ 3.9 12.6 11.5 1.4 (11.1) 18.3...................... 83.2 40.7 63.4 75.0 (925.4) 76.8 51 3................... 180,967 108,218 162,661 26,768 1,056 479,670.......................... 241,878 123,632 1,080,070 76,006 75,403 (166,126) 1,430,863 3......................... 217,080 140,043 212,557 44,176 920 614,776 67
2013 6 30 65................ 2,751 1,638 799 357 (310) 15 5,250............. 1,246 844 489 397 (7) 2,969........................ 102 26 2,958 108 538 3,732.............. 3 7 594 4 14 (15) 607 59.................... 105 33 3,552 112 552 (15) 4,339...................... (1,347) (1,347)...... 296 103 (965) 964 398.................. 296 103 (965) (383) (949)............ 43 (7) 332 3 2 373.......................... 2 1 32 4 1 40.................... 1,519 222 6 (1) 1,746.............. (149) (21) (11) (274) 343 62 (50)...................... 5,813 2,813 4,228 605 197 62 13,718 66.................... (1,958) (281) (5) (2,244) 13.................... 3,855 2,532 4,228 600 197 62 11,474................ (169) (498) (166) (13) (846)...................... 3,686 2,034 4,062 587 197 62 10,628.......................... (2,731) (950) (2,493) (700) (926) (62) (7,862).................. 955 1,084 1,569 (113) (729) 2,766.... 1 2 (1) (1) 1 2................ 956 1,086 1,568 (114) (728) 2,768 % % % % % %................ 6.8 7.7 11.1 (0.8) (5.2) 19.7...................... 70.8 37.5 59.0 116.7 470.1 68.5 51 3................... 157,613 97,814 129,954 23,095 795 409,271.......................... 220,259 115,819 1,091,624 74,917 70,010 (207,095) 1,365,534 3......................... 187,725 121,334 165,147 45,888 890 520,984 68
2013 12 31 65................ 2,849 1,715 975 365 (384) (77) 5,443...................... 1,299 945 468 347 4 3,063................ 104 4 (777) 84 160 (425)...... (1) (2) 419 16 77 509 59............ 103 2 (358) 84 176 77 84...................... 411 411...... 763 168 1,556 4 (1,534) (1) 956.................. 763 168 1,556 4 (1,123) (1) 1,367............ 9 7 12 (20) (2) 6.......................... 2 1 33 (1) 35.................... 1,263 139 (1) 10 1 1,412...................... 46 30 121 21 423 (62) 579............. 6,334 3,007 2,806 811 (906) (63) 11,989 66.................... (2,178) (286) (32) (2,496) 13............ 4,156 2,721 2,806 779 (906) (63) 9,493................ (160) (437) (76) (11) (684)............. 3,996 2,284 2,730 768 (906) (63) 8,809.......................... (3,203) (1,281) (2,494) (819) (2,017) 63 (9,751).................. 793 1,003 236 (51) (2,923) (942).... 4 (1) (3) (1) (1)................ 797 1,002 233 (51) (2,924) (943) % % % % % %................ 9.4 11.8 2.7 (0.6) (34.4) (11.1)...................... 77.1 47.1 88.9 105.1 (222.6) 102.7 51 3................... 177,357 105,498 145,136 27,289 830 456,110.......................... 238,499 124,242 1,054,506 75,718 72,174 (172,180) 1,392,959 3......................... 205,288 134,120 191,715 49,789 1,021 581,933 96 69
11 18 2014 6 30 2013 6 30 2013 12 31........... 6,090 5,519 5,913......... 2,966 3,090 2,846......... 1,329 918 1,108............. 1,722 3,764 1,274 13....... 12,107 13,291 11,141 53..... (216) (198) (300)......... 11,891 13,093 10,841......... (5,009) (4,812) (5,124)............ 6,882 8,281 5,717 54... 1,012 981 874.......... 7,894 9,262 6,591......... 41.4% 36.2% 46.0% 47....... 3.4% 4.6% 3.1%......... 115,111 113,631 113,701 64% 11% 2013 2.9% 2014 2.5% 2014 1990 2014 20147.4% 2013 7.7% 20147.5% 2014 7.5% 2013 2.9% 2014 62.3% 2014 4 1 6 1.4% 6 8 2014 2014 79 93 15% 14% 11 Bao Viet Holdings1.04 2014 96 2013 70
2014 6 30.......................... 1,928 1,125 977 99 419 4,548.......................... 49 62 92 (5) 198.......................... 6 59 243 5 67 380.......................... 2 43 62 6 113...................... 140 797 515 (2) 94 1,544...................... 90 54 90 12 246........................ 71 75 127 30 (7) 296.......................... 18 19 101 2 140.......................... 35 138 208 1 47 429 2,339 2,372 2,415 133 635 7,894 2013 6 30.......................... 1,867 1,083 1,078 137 40 4,205.......................... 51 45 108 29 233.......................... (1) 74 255 4 82 414.......................... 18 46 63 14 141...................... 106 763 423 (2) 1,645 2,935...................... 78 60 149 (13) 274........................ 78 60 147 39 37 361.......................... (5) 19 83 3 100.......................... 106 160 300 (1) 34 599 2,298 2,310 2,606 177 1,871 9,262 2013 12 31.......................... 1,875 1,027 893 71 18 3,884.......................... 49 86 81 (3) 213.......................... (20) 39 163 3 54 239.......................... (6) 60 63 22 139...................... 117 773 419 (2) (1) 1,306...................... 70 45 87 38 240........................ 69 60 115 35 (15) 264.......................... 12 11 75 2 100.......................... (45) 47 173 31 206 2,121 2,148 2,069 107 146 6,591 2014 4.28 5,3002013 5.53 1.12 2% 47% 32% Android 71
2014 6 30.................... 127 704 147 978............ 13 93 368 (2) 94 566 140 797 515 (2) 94 1,544 2013 6 30.................... 1,089 1,089.................... 553 553................ 124 681 142 947............ (18) 82 281 (2) 3 346 106 763 423 (2) 1,645 2,935 2013 12 31.................... 123 679 142 (38) 906............ (6) 94 277 (2) 37 400 117 773 419 (2) (1) 1,306 2014 The Corporate Treasurer 3G 2014 6167 2450 2014 2013 AAA Award 2013 6.75 2013 2013 72
2014 7,400 2013 4.54 6.82 2013 3.862.6 4.4 122014 4.28 2013 12 7% 12 2013 11 Bao Viet Holdings 1.04 4,700 3,200 3,000 2.99 2013 2013 Hana HSBC Life Insurance 7,200 1 73
2014 6 30 65............... 2,466 1,639 1,844 86 (11) 66 6,090..................... 1,368 785 679 129 5 2,966....................... 107 211 664 79 16 1,077..... (9) (5) 327 5 (66) 252 59.................... 98 206 991 79 21 (66) 1,329................... (4) (4)..... 402 (17) 3 2 390................. 402 (17) 3 (2) 386........... 4 6 430 440......................... 1 20 21................... 3,474 361 3,835..................... 341 51 62 6 1,290 (562) 1,188..................... 8,149 3,029 3,585 301 1,753 (562) 16,255 66.................... (3,796) (352) (4,148) 13.................... 4,353 2,677 3,585 301 1,753 (562) 12,107............... (153) (67) 4 (216)..................... 4,200 2,610 3,589 301 1,753 (562) 11,891......................... (2,018) (942) (1,323) (168) (1,120) 562 (5,009)......................... 2,182 1,668 2,266 133 633 6,882........... 157 704 149 2 1,012....................... 2,339 2,372 2,415 133 635 7,894 % % % % % %............... 19.0 19.2 19.6 1.1 5.1 64.0..................... 46.4 35.2 36.9 55.8 63.9 41.4 51 3.................. 115,541 131,920 100,942 12,417 1,567 362,387......................... 165,254 157,401 549,935 14,521 76,008 (88,785) 874,334 3........................ 283,734 149,148 106,935 30,139 265 570,221 74
2013 6 30 65............. 2,424 1,503 1,584 109 (111) 10 5,519................... 1,417 780 767 124 2 3,090............. 101 192 929 105 (720) 607... (11) (4) 327 9 (10) 311 59......... 90 188 1,256 105 (711) (10) 918................... 1 1... (245) (12) 3 (7) (261)................. (245) (12) 3 (6) (260)......... 1 21 1 1,204 1,227....................... 3 14 17................. 3,235 347 1 3,583................... 391 27 75 5 2,543 (588) 2,453................... 7,313 2,833 3,709 344 2,936 (588) 16,547 66................. (2,938) (318) (3,256) 13................. 4,375 2,515 3,709 344 2,936 (588) 13,291............. (176) (22) 1 (1) (198)................... 4,199 2,493 3,710 343 2,936 (588) 13,093....................... (2,055) (865) (1,249) (166) (1,065) 588 (4,812)....................... 2,144 1,628 2,461 177 1,871 8,281......... 154 682 145 981..................... 2,298 2,310 2,606 177 1,871 9,262 % % % % % %............. 16.3 16.4 18.5 1.3 13.3 65.8................... 47.0 34.4 33.7 48.3 36.3 36.2 51 3................ 109,290 119,621 85,816 10,389 1,567 326,683....................... 154,394 142,794 455,744 31,706 87,076 (71,872) 799,842 3...................... 262,368 129,728 93,978 30,222 320 516,616 75
2013 12 31 65............. 2,471 1,600 1,661 96 (13) 98 5,913........... 1,341 738 652 125 (10) 2,846............. 137 185 554 70 (19) 927... (5) (2) 281 5 (98) 181 59......... 132 183 835 70 (14) (98) 1,108................... (2) (2)................... 560 12 4 576................. 560 12 4 (2) 574......... (2) 37 13 48....................... 1 3 131 135................. 3,028 307 1 (1) 3,335................... 373 70 88 7 1,328 (644) 1,222................... 7,903 2,911 3,281 311 1,419 (644) 15,181 66................. (3,671) (369) (4,040) 13................. 4,232 2,542 3,281 311 1,419 (644) 11,141..... (171) (122) (4) (3) (300)................... 4,061 2,420 3,277 308 1,419 (644) 10,841....................... (2,083) (921) (1,311) (201) (1,252) 644 (5,124)....................... 1,978 1,499 1,966 107 167 5,717................. 143 649 103 (21) 874..................... 2,121 2,148 2,069 107 146 6,591 % % % % % %............. 25.0 25.3 24.3 1.3 1.7 77.6................... 49.2 36.2 40.0 64.6 88.2 46.0 51 3................ 111,769 122,882 89,722 10,904 1,620 336,897....................... 158,456 146,898 515,023 12,994 82,453 (84,033) 831,791 3...................... 278,392 141,958 96,546 31,250 337 548,483 96 76
40% 2014 2013 2013 6 30 6 30 12 31..................... 736 746 740................... 335 311 311................... 193 203 154............... 30 (7) 45 13.................. 1,294 1,253 1,250 53.... 50 47 (5)................... 1,344 1,300 1,245................... (614) (616) (673)....................... 730 684 572 54.............. 259 225 213..................... 989 909 785................... 47.4% 49.2% 53.8% 47........ 3.2% 2.9% 2.4%................... 8,530 8,667 8,618 96 EMEA 2013 2013 2014 100 10% 10 9% 9,300 2013 77
2014 6 30................................... 33 46 71 (1) 149................................. 9 22 35 66................................. 82 133 203 (35) 383................................... 3 61 69 133........... 127 262 378 (36) 731............................. 55 94 99 9 1 258 182 356 477 9 (35) 989 2013 6 30................................... 27 34 72 (16) 117................................. 7 20 33 60................................. 97 146 119 1 (26) 337................................... 6 74 89 1 170........... 137 274 313 1 (41) 684............................. 43 77 98 6 1 225 180 351 411 7 (40) 909 2013 12 31................................... 4 3 94 (13) 88................................. 3 17 29 49................................. 45 144 156 (46) 299................................... (13) 61 89 (1) 136........... 39 225 368 (60) 572............................. 39 69 90 9 6 213 78 294 458 9 (54) 785 EMEA 2013 23 3.3 2014 2014 78
79 2013 8% 5% 2,100 2013 300 15%
2014 6 30 65........................ 311 228 182 2 13 736.............. 74 137 127 (3) 335................ 30 35 139 (4) 200.............. 6 (13) (7) 59............ 30 35 145 (4) (13) 193.................. (5) (5)............ 2 1 3.......................... 1 1 7 9...................... 8 7 8 53 (53) 23...................... 424 408 471 1 43 (53) 1,294 66..................... 13..................... 424 408 471 1 43 (53) 1,294................ (14) 30 34 50...................... 410 438 505 1 43 (53) 1,344.......................... (284) (176) (128) (79) 53 (614).................. 126 262 377 1 (36) 730............ 56 94 100 8 1 259................ 182 356 477 9 (35) 989 % % % % % %................ 1.5 2.9 3.9 (0.3) 8.0...................... 67.0 43.1 27.2 183.7 47.4 51 3................... 6,230 13,126 9,554 28,910.......................... 6,968 14,830 38,358 71 3,566 (2,504) 61,289 3......................... 19,051 11,967 8,802 262 40,082 80
2013 6 30 65........................ 295 246 194 2 9 746.............. 88 137 88 (2) 311........................ 32 47 125 204...... 9 (1) (9) (1) 59............ 32 47 134 (1) (9) 203.................. (1) (1)............ (18) (18).......................... 4 4...................... 12 2 8 49 (63) 8...................... 427 432 410 47 (63) 1,253 66..................... 13..................... 427 432 410 47 (63) 1,253.................... (14) 16 44 1 47...................... 413 448 454 1 47 (63) 1,300.......................... (276) (174) (141) (88) 63 (616).................. 137 274 313 1 (41) 684............ 43 77 98 6 1 225................ 180 351 411 7 (40) 909 % % % % % %................ 1.3 2.5 2.9 (0.2) 6.5...................... 64.6 40.3 34.4 187.2 49.2 51 3................... 6,018 13,048 8,868 27,934.......................... 6,742 14,995 41,041 55 3,319 (2,860) 63,292 3......................... 19,594 13,652 7,816 1 79 41,142 81
2013 12 31 65........................ 290 240 196 2 12 740.............. 73 132 109 (3) 311........................ 27 38 95 160.............. 5 1 (12) (6) 59..................... 27 38 100 1 (12) 154.................. (1) (1)...................................... 5 5...................... 13 28 7 50 (57) 41...................... 403 438 417 49 (57) 1,250 66..................... 13..................... 403 438 417 49 (57) 1,250.................... (35) (36) 66 (5)...................... 368 402 483 49 (57) 1,245.......................... (330) (176) (115) (109) 57 (673).................. 38 226 368 (60) 572............ 40 68 90 9 6 213................ 78 294 458 9 (54) 785 % % % % % %................ 0.9 3.4 5.4 0.1 (0.6) 9.2...................... 81.9 40.2 27.6 222.4 53.8 51 3................... 6,152 11,814 9,241 4 27,211.......................... 7,016 13,776 39,302 64 3,340 (2,688) 60,810 3......................... 18,771 12,402 7,432 1 77 38,683 96 82
HSBC Markets (USA) Inc. HSBC Securities (USA) Inc. 2014 6 30 2013 6 30 2013 12 31.................... 2,635 3,030 2,712.................. 991 1,138 1,005.................. 228 505 443.............. 213 (41) 11 13................. 4,067 4,632 4,171 53... (411) (696) (501).................. 3,656 3,936 3,670.................. (2,837) (3,276) (3,140)...................... 819 660 530 54............. 6 6 25.................... 825 666 555.................. 69.8% 70.7% 75.3% 47....... 0.7% 0.5% 0.5%.................. 20,649 21,454 20,871 2013 12 31 10% 2013 12 31 29275 2014 2.1% 2014 2013 2014 2014 0 0.25 2014 2014 2.2% 6 2.4% 2010 9 1 8.25 1.59 1.92 8.7 9,500 2013 1 96 2013 83
2014 6 30................................... 80 110 162 50 (50) 352................................. 35 280 130 (6) 439................................. 15 (4) 22 1 34 130 386 314 51 (56) 825 2013 6 30................................... (267) 144 500 31 (217) 191................................. 90 194 169 (4) 449................................. 7 (21) 26 1 14 27................................... (1) (1) (170) 317 694 32 (207) 666 2013 12 31................................... (91) 152 133 22 (133) 83................................. 41 312 111 1 465................................. 13 5 (10) 3 (5) 6................................... 1 1 (37) 469 235 25 (137) 555 2013 2013 12 11,000 2013 24% 10 201444% 15% 38% 13 10 20 2014 5 1 131,500 2014 7 1 2.89 9,400 84
85 24 15 2014 6 30 500 2014 7 11 2014 2013 12% 26 2013 4 11% 10 2013 2.754% 1.88 2013 2.63 2013 1.99 2013 1.18 46% 1.7 2013 2.242013 3.7 2.75 4.11 2014 8,000 9,300 7,200 2,000 12% 28 2013 1 2012 2013 9,000
2014 6 30 65...................... 1,385 724 307 107 134 (22) 2,635............ 243 281 408 63 (4) 991.............. (103) 17 227 8 (10) 139............ 3 62 1 23 89 59.......... (100) 17 289 8 (9) 23 228.................. (99) (99)............................ (99) (99).......... 15 101 2 118........................ 7 4 9 1 3 24.............................. 37 17 53 1 883 (821) 170.................... 1,572 1,058 1,167 180 910 (820) 4,067 66................... 13................... 1,572 1,058 1,167 180 910 (820) 4,067.............. (226) (136) (54) 5 (411).................... 1,346 922 1,113 185 910 (820) 3,656........................ (1,216) (542) (799) (134) (966) 820 (2,837)................ 130 380 314 51 (56) 819.......... 6 6.............. 130 386 314 51 (56) 825 % % % % % %.............. 1.1 3.1 2.5 0.4 (0.4) 6.7.................... 77.4 51.2 68.5 74.4 106.2 69.8 51 3............... 63,733 41,454 18,566 5,867 129,620........................ 77,978 49,263 314,397 8,461 14,949 (27,342) 437,706 3....................... 53,055 47,475 23,044 13,200 136,774 86
2013 6 30 65...................... 1,888 706 321 97 49 (31) 3,030.................... 335 288 384 63 68 1,138.............. (18) 23 375 11 (6) 385............ 8 81 31 120 59.......... (10) 23 456 11 (6) 31 505.................. (72) (72)............................ (72) (72).......... 4 212 7 223........................ 7 5 25 2 2 41.................. 34 34............ (352) (16) 122 2 847 (831) (228).................... 1,906 1,006 1,520 175 895 (831) 4,671 66................... (39) (39) 13................... 1,867 1,006 1,520 175 895 (831) 4,632...................... (532) (155) (8) (1) (696).................... 1,335 851 1,512 174 895 (831) 3,936........................ (1,504) (540) (818) (143) (1,102) 831 (3,276)................ (169) 311 694 31 (207) 660.. (1) 6 1 6.............. (170) 317 694 32 (207) 666 % % % % % %.............. (1.2) 2.3 4.9 0.2 (1.5) 4.7.................... 80.6 53.7 53.8 81.7 123.1 70.7 51 3................ 71,547 35,367 17,323 5,624 129,861........................ 88,313 42,820 350,497 7,715 15,269 (31,396) 473,218 3....................... 54,159 46,455 22,582 13,432 65 136,693 87
2013 12 31 65...................... 1,595 724 261 98 40 (6) 2,712.................... 270 305 357 62 11 1,005...................... 66 17 238 8 13 342............ 3 1 91 6 101 59................... 69 18 329 8 13 6 443.......... (216) (216)................................ (216) (216).......... 70 1 71........................ 5 4 23 2 2 36.............................. (102) 16 107 (1) 982 (882) 120.................... 1,837 1,067 1,147 169 833 (882) 4,171 66................... 13................... 1,837 1,067 1,147 169 833 (882) 4,171...................... (418) (68) (12) (3) (501).................... 1,419 999 1,135 166 833 (882) 3,670........................ (1,456) (556) (900) (140) (970) 882 (3,140)................ (37) 443 235 26 (137) 530.. 26 (1) 25.............. (37) 469 235 25 (137) 555 % % % % % %.............. (0.5) 5.5 2.8 0.3 (1.6) 6.5.................... 79.3 52.1 78.5 82.8 116.4 75.3 51 3................. 66,192 37,735 18,070 5,956 127,953........................ 82,530 45,706 313,701 8,542 13,211 (31,655) 432,035 3....................... 53,600 49,225 24,113 13,871 140,809 96 88
2014 2013 2013 6 30 6 30 12 31..................... 2,700 3,274 2,912................... 697 896 805................... 543 397 539....................... 325 391 1,354 13.................. 4,265 4,958 5,610 53.... (998) (1,423) (1,243)................... 3,267 3,535 4,367................... (2,893) (3,069) (2,861)....................... 374 466 1,506 54................................... 374 466 1,506................... 67.8% 61.9% 51.0% 47........ 0.8% 1.0% 3.2%................... 42,157 46,046 42,542 11% 2014 96 2013 2014 20132.4% 0.2% 2014 2014 4 11 7.25 2013 2014 2013 2014 503 2013 1 2014 3.74 9,200 900 2013 2014 5,300 89
2014 6 30................................. 33 72 137 (1) 241................................... (129) 22 175 (6) (7) 55................................. (2) (4) 73 (1) (7) 59................................... 12 16 17 2 (28) 19 (86) 106 402 (5) (43) 374 2013 6 30................................. 44 69 67 180................................... (117) (19) 290 4 (5) 153................................. 85 (15) 55 1 (9) 117................................. 18 29 29 1 (24) 53................................... (27) 5 3 (18) (37) 3 69 444 6 (56) 466 2013 12 31................................. 53 73 103 (1) 228................................... 3 (24) 224 1 (6) 198................................. 69 (145) 60 (4) 20................................. 317 493 333 1 (13) 1,131................................... (19) (2) 3 (3) (30) (51) 423 395 723 (5) (30) 1,506 2014 2014 6 30 29%22% Nacional Financiera 20 90
91 2013 2.06 2013 12% 2.01 2.95 4% 7,900 2014 PVIF 2.98 2013 2014 1.57 6,600
2014 6 30 65........................ 1,698 787 249 9 6 (49) 2,700.............. 381 232 72 15 (3) 697................ 86 57 288 2 (5) 428.............. 66 49 115 59............ 86 57 354 2 (5) 49 543.................. 268 94 362............ 49 49.......................... 3 2 1 6.................... 577 150 2 (1) 728...................... 43 13 9 1 88 (80) 74...................... 3,056 1,335 736 27 85 (80) 5,159 66..................... (700) (193) (1) (894) 13.................... 2,356 1,142 735 27 85 (80) 4,265.................... (701) (261) (29) (7) (998)...................... 1,655 881 706 20 85 (80) 3,267.......................... (1,741) (775) (304) (25) (128) 80 (2,893).................. (86) 106 402 (5) (43) 374............................ (86) 106 402 (5) (43) 374 % % % % % %................ (0.7) 0.8 3.2 (0.3) 3.0...................... 73.9 67.9 41.4 92.6 150.6 67.8 51 3................... 13,637 21,528 11,410 79 46,654.......................... 31,651 32,248 61,007 320 876 (472) 125,630 3......................... 24,794 17,538 9,394 2,126 53,852 92
2013 6 30 65................ 1,952 957 436 12 (6) (77) 3,274...................... 500 288 90 18 896................ 58 55 190 2 (3) 302.............. 18 77 95 59............ 58 55 208 2 (3) 77 397.................. 71 13 1 85............ 1 50 51.......................... 2 2 1 5.................... 681 179 3 863.............. 6 (11) 5 84 (85) (1)...................... 3,270 1,484 794 32 75 (85) 5,570 66..................... (505) (106) (1) (612) 13..................... 2,765 1,378 793 32 75 (85) 4,958.................... (877) (501) (45) (1,423)...................... 1,888 877 748 32 75 (85) 3,535.......................... (1,885) (808) (304) (26) (131) 85 (3,069).................. 3 69 444 6 (56) 466............................ 3 69 444 6 (56) 466 % % % % % %................ 0.5 3.2 (0.4) 3.3...................... 68.2 58.6 38.3 81.3 174.7 61.9 51 3................... 13,996 20,689 9,807 53 44,545.......................... 34,497 34,075 53,864 490 448 (342) 123,032 3......................... 23,294 16,443 8,978 2,755 51,470 93
2013 12 31 65................ 1,824 871 339 12 (6) (128) 2,912...................... 452 260 78 14 1 805................ 80 62 266 2 (1) 409.............. 2 128 130 59............ 80 62 268 2 (1) 128 539.................. 193 48 241............ 31 31.......................... 3 1 4.................... 783 181 3 967...................... 306 496 305 1 112 (104) 1,116...................... 3,641 1,919 1,024 29 106 (104) 6,615 66..................... (818) (185) (2) (1,005) 13..................... 2,823 1,734 1,022 29 106 (104) 5,610.................... (675) (561) (7) (1,243)...................... 2,148 1,173 1,015 29 106 (104) 4,367.......................... (1,725) (778) (292) (34) (136) 104 (2,861).................. 423 395 723 (5) (30) 1,506............................ 423 395 723 (5) (30) 1,506 % % % % % %................ 5.0 4.7 8.5 (0.1) (0.4) 17.7...................... 61.1 44.9 28.6 117.2 128.3 51.0 51 3................... 13,616 19,923 10,304 75 43,918.......................... 30,584 30,001 52,977 337 634 (534) 113,999 3......................... 23,943 16,593 8,994 1,859 51,389 96 94
2014 2013 2013 6 30 6 30 12 31............................................................... 921 910 902....................................................... 18 (2) (16)........................................................... 21 15 19......................................................... 4 (21) 16............................................................... 964 902 921................................................... 465 409 420....................................................... 286 281 282........................................................... 6 4 5............................................................... 207 208 214 2013 12 31 2014 6 30 9,640 5% 11% 4,650 HSBC Trinkaus & Burkhardt AG 2014LGT Bank (Switzerland) Ltd. 2013 12 31 852014 3% 2,070 964 902 921 2014 6 30 6.6 2013 12 316.26% 2014 6 30 3.22013 12 313% 2013 2014 95
1 2 3 2014 1 1 11 4 5 4 2014 1 1 2014 6 30 2.5 2013 12 31 4 6 2013 12 31 2.5 2014 3 312014 6 304 7 2014 6 186 8 9 10 11 2014 1 1 23 12 13 14 15 16 17 18 19 20 21 2014 20162013 5 22 23 24 25 26 27 28 29 30 31 32 2013 521 2013 5.5320125.53 5.53 12.35 6.82 96
33 1.232013 7,4002013 1.01 34 2,8002013 4002013 7,000 35 20142.152013 1,9002013 12 36 37 38 39 40 4 2014 1 1 2014 6 30 2.5 41 186 42 43 44 45 13 46 HSBC Assurances Vie 47 48 49 50 51 52 22 53 54 55 6-K www.hsbc.com 56 57 58 20142013 HFC UK Bank 59 60 2013 8 12 61 62 20142,8002013 40020137,000 97
63 IFRS 64 2014 6 30 120 (2013 12 31125 65 (i) (ii) 66 67 68 98
....................... 99....................... 100............... 100........ 100............... 101.......... 104................... 107.... 107............... 108....................... 109................. 148....................... 157....................... 165....................... 166....................... 168............... 169 2013 166 2014 165 100 2013 266 11.3% 2014 90% 99
2014 13 17 2014 2014 2013 100
1392014 108 2014 2013 2013 12 (FATCA) 101
EMIR 4 4 2014 7 AQR 102
2012 12 2013 4 15 2012 12 GLBA GLBA 2013 144 556 GLBA GLBA GLBA 2013 145 GLBA GLBA 103
2013 2014 25 2014 104
4 4 105
108 2014 106
2015 2012 15 107
166 CCAR DFAST DFAST 2014 1 6 2014 3 26 2015 1 5 CCAR 2014 7 DFAST 2014 6 (Firm Data Submission Framework) 2014 2013 139 108
2014..................... 110....................... 110............................... 111................................ 111............................... 112................................ 113.................................... 113................................ 113............................... 113.............................. 114............................... 115................................ 116....................... 116............. 117......... 117.................................... 118............................... 118.............................. 120.......................... 120........... 121............ 124................... 124............... 125...................... 126........................... 126............... 127............................ 128........................... 129....................... 129..................... 129.................................. 129........... 130.................................... 130............... 131... 132......................... 132......................... 132 2014....................... 133................. 134............. 135..................... 135................................ 136.................................... 136................................ 136............................... 136.................................... 136........................................ 136....................... 137............. 138....................... 139........... 139............. 140.................... 143......................... 143......................... 143......................... 144.......................... 147 109
2014 2013 41 121 2013 266 2014 2014 2014 6 3011,890 2013 12 31 11,270 2014 610 12 2014 6 304,160 2013 12 31 2013 7,250 2014 6 307,730 2014 2013 2013 6 30 6 30 12 31 (A).............. 415.8 394.5 410.7 (B).............. 772.9 687.2 716.6 (C) 1...................... 1,188.7 1,081.7 1,127.3 (a)............... 5.9 7.4 6.6 (b).............. 8.1 8.2 8.6 (c) 1...................... 14.0 15.6 15.2 (a) (A) 1............ 1.42 1.88 1.61 (b) (B) 1............ 1.05 1.19 1.20 (c) (C) 1............. 1.18 1.44 1.35 1.......... 1,174.7 1,066.1 1,112.1................. 1.2 1.8 1.4................. 0.8 1.4 1.4......................... 2.0 3.2 2.8 172 2013 154 2014 6 30 140 8 6 20142013 3120 5 6 2014 110
111 9,300 112 39 112 112 2014 6 30 2,510 2013 12 312,520 2,1202013 12 312,090 320 2013 12 31360 702013 12 31 70 124 112 2014 6 30 5406,420
2014 6 30 2013 6 30 2013 12 31........................ 132,137 132,137 148,285 148,285 166,599 166,599........................ 8,144 8,144 8,416 8,416 6,021 6,021............................ 26,640 26,640 24,275 24,275 25,220 25,220.................................. 273,251 (3) 273,248 381,124 (8,557) 372,567 239,301 (1,777) 237,524........................ 17,678 17,678 19,188 19,188 21,584 21,584.................................... 155,522 155,522 147,568 147,568 141,644 141,644................................ 41,048 41,048 96,748 96,748 27,885 27,885................................ 59,003 (3) 59,000 117,620 (8,557) 109,063 48,188 (1,777) 46,411.................... 9,937 9,937 12,548 12,548 12,719 12,719........................ 27 27 99 99 50 50.................................... 9,870 9,870 12,392 12,392 12,589 12,589................................ 39 39 25 25 76 76................................ 1 1 32 32 4 4...................................... 269,839 (250,731) 19,108 299,213 (254,077) 45,136 282,265 (252,344) 29,921 1, 2.................. 1,047,241 (110,782) 936,459 938,294 (79,649) 858,645 992,089 (96,726) 895,363...................................... 409,846 (1,605) 408,241 387,125 (1,317) 385,808 404,126 (1,348) 402,778................................ 584,265 (103,289) 480,976 505,535 (73,456) 432,079 537,922 (90,215) 447,707................ 53,130 (5,888) 47,242 45,634 (4,876) 40,758 50,041 (5,163) 44,878 1................... 127,387 (662) 126,725 127,810 (766) 127,044 120,046 (587) 119,459 1............................... 198,301 (28,982) 169,319 88,400 (14,255) 74,145 179,690 (22,267) 157,423...................................... 414,984 414,984 394,846 394,846 416,785 416,785.......................... 78,177 78,177 79,005 79,005 78,111 78,111.................................... 336,807 336,807 315,841 315,841 338,674 338,674.............................. 3,081 3,081 18,690 (572) 18,118 3,306 (22) 3,284.......................... 2,794 2,794 17,756 (572) 17,184 2,647 (22) 2,625.................... 287 287 934 934 659 659...................................... 35,212 35,212 32,470 32,470 34,018 34,018.................................. 12,511 12,511 11,329 11,329 11,624 11,624........................................ 22,701 22,701 21,141 21,141 22,394 22,394............................ 45,817 45,817 43,783 43,783 46,300 46,300 3....................... 642,068 642,068 587,946 587,946 587,603 587,603 172 3,234,039 (391,160) 2,842,879 3,106,100 (357,876) 2,748,224 3,111,962 (373,723) 2,738,239 112
2014 6 30 4,160 2013 12 31 2014 6 30 3,100 27 2014 6 30290 20135%2013 12 2014 6 30 810 2013 12 4 4 2014 6 30 (A)....... 135,701 8,524 54,988 40,501 39,939 18,738 7,044 305,435 (B)............. 22,121 28,552 21,777 12,414 5,842 5,054 14,557 110,317................ 9 407 28 1,947 2,391.................. 11,276 2,743 6,233 3,448 681 403 4,420 29,204...... 80 4,685 194 3 4,962.................... 10,845 25,800 15,544 8,479 476 4,429 8,187 73,760 (C)............. 157,822 37,076 76,765 52,915 45,781 23,792 21,601 415,752 (a)...... 327 71 52 2,195 59 149 2,853 (b)........... 376 549 81 137 374 60 1,476 3,053................ 4 2 111 117.................. 118 299 43 82 29 8 359 938...... 339 6 345.................... 258 246 38 53 6 46 1,006 1,653 (c)...................... 703 620 81 189 2,569 119 1,625 5,906 (a) (A)............ 0.2 0.8 0.1 5.5 0.3 2.1 0.9 (b) (B)............ 1.7 1.9 0.4 1.1 6.4 1.2 10.1 2.8 (c) (C)............ 0.4 1.7 0.1 0.4 5.6 0.5 7.5 1.4 113
825 539 76 191 4,058 114 1,581 7,384 4 4 2013 6 30 (D)....... 120,740 6,694 53,475 36,605 47,186 19,091 5,857 289,648 (E)............. 20,395 25,441 18,813 11,929 6,805 5,877 15,601 104,861................ 16 490 22 2,560 3,088.................. 10,421 3,042 5,738 3,927 742 567 4,168 28,605...... 103 5,483 295 5,881.................... 9,974 22,383 13,075 7,409 580 4,993 8,873 67,287 (F)............. 141,135 32,135 72,288 48,534 53,991 24,968 21,458 394,509 (d)..... 337 65 63 3,504 39 155 4,163 (e)............ 488 474 76 128 554 75 1,426 3,221................ 4 2 1 94 101.................. 136 232 43 79 35 10 275 810...... 512 5 517.................... 352 238 33 47 7 59 1,057 1,793 (f)...................... 825 539 76 191 4,058 114 1,581 7,384 (d) (D)............ 0.3 1.0 0.2 7.4 0.2 2.6 1.4 (e) (E)............. 2.4 1.9 0.4 1.1 8.1 1.3 9.1 3.1 (f) (F)............. 0.6 1.7 0.1 0.4 7.5 0.5 7.4 1.9 2013 12 31 (G)....... 132,174 8,300 53,762 38,285 42,317 18,638 6,399 299,875 (H)............. 22,913 28,720 19,794 12,688 6,257 5,478 15,003 110,853................ 11 481 20 2,181 2,693.................. 11,480 3,016 6,428 3,846 734 411 4,441 30,356...... 91 5,010 251 2 5,354.................... 11,433 25,693 13,366 8,270 513 4,796 8,379 72,450 (I).............. 155,087 37,020 73,556 50,973 48,574 24,116 21,402 410,728 (g)..... 368 71 57 2,834 52 156 3,538 (h)........... 450 509 78 144 470 62 1,351 3,064................ 3 2 88 93.................. 132 271 40 87 39 8 278 855...... 421 5 426.................... 318 235 38 55 10 49 985 1,690 (i)...................... 818 580 78 201 3,304 114 1,507 6,602 (g) (G)............ 0.3 0.9 0.1 6.7 0.3 2.4 1.2 (h) (H)............ 2.0 1.8 0.4 1.1 7.5 1.1 9.0 2.8 (i) (I)............. 0.5 1.6 0.1 0.4 6.8 0.5 7.0 1.6 172 2014 6 30 2,660 2013 12 28 2014 6 301,360 2013 12 31 7 35 42 510 220 First Direct 2014 0.2% 114
2014 60% 47% 960 2013 3% 47% 32% 2013 4 4 2014 6 30 5................ 135,701 8,524 54,988 40,501 39,939 18,738 7,044 305,435................. 80 4,685 194 3 4,962 (A).................... 135,701 8,524 54,988 40,581 44,624 18,932 7,047 310,397 (A)............ 0.2 10.5 1.0 1.6 327 71 52 2,534 65 149 3,198............... 327 71 52 2,195 59 149 2,853............... 339 6 345............. 49,749 590 1,138 332 18 51,827............... 1 349 10 5,521 15,950 1 21,832............................... 92 131 10 233................... 49,842 939 10 6,790 15,950 332 29 73,892 (A).................. 36.7 11.0 16.7 35.7 1.8 0.4 23.8 2013 6 30 5................ 120,740 6,694 53,475 36,605 47,186 19,091 5,857 289,648................. 103 5,483 295 5,881 (B).................... 120,740 6,694 53,475 36,708 52,669 19,386 5,857 295,529 (B)............ 0.3 10.4 1.5 2.0 337 65 63 4,016 44 155 4,680............... 337 65 63 3,504 39 155 4,163............... 512 5 517............. 46,301 140 29 1,116 445 48,031............... 2 453 17 5,534 18,007 1 24,014............................... 89 156 19 264................... 46,392 593 46 6,806 18,007 445 20 72,309 (B).................. 38.4 8.9 0.1 18.5 34.2 2.3 0.3 24.5 115
4 4 2013 12 31 5................ 132,174 8,300 53,762 38,285 42,317 18,638 6,399 299,875................. 91 5,010 251 2 5,354 (C).................... 132,174 8,300 53,762 38,376 47,327 18,889 6,401 305,229 (C)............ 0.2 10.6 1.3 1.8 368 71 57 3,255 57 156 3,964............... 368 71 57 2,834 52 156 3,538............... 421 5 426............. 48,907 553 6 1,109 352 50,927............... 2 506 12 5,581 16,274 22,375............................... 95 141 18 254................... 49,004 1,059 18 6,831 16,274 352 18 73,556 (C).................. 37.1 12.8 17.8 34.4 1.9 0.3 24.1 172 2014 6 30450 20136% 11% 14% 2014 6 30 270 2013 10% 6 2014 2013 2013 6 30 6 30 12 31................... 24,490 32,271 27,305................... 2,784 3,328 3,014 (A)...................... 27,274 35,599 30,319..................... 2,338 3,789 3,028 (A)............ 8.6 10.6 10.0 172 2014 6 30 31 2013 12 31 46 11 2013 100% 100% 80% 116
2014 6 30 2013 6 30 2013 12 31.................................... 2,320 4,068 4,254...................... 2,243 4,902 4,850 7....................... (1%) 2% 8................................. 50% 51% 51%............................ 161 155 154 172 2014 6 30 2013 12 2014 1% 180 90 45 2014 2013 2013 6 30 6 30 12 31.................................... 4,169 8,378 5,931...................................... 3,062 7,114 4,595........................................ 1,107 1,264 1,336.................................... 216 401 406...................................... 161 274 276........................................ 55 127 130................................................ 17 19 25.......................................... 8 24 25.................................................. 4,410 8,822 6,387 % % %.................................... 10.4 17.6 14.0.................................... 4.6 7.3 8.1................................................ 2.5 2.5 3.4.......................................... 1.7 4.1 4.9.................................................. 9.6 16.2 13.1 117
1 9 2014 6 30 (A)................. 257,715 221,852 20,983 55,916 32,965 589,431.................... 65,374 35,210 2,445 12,941 14,196 130,166............ 79,981 80,574 10,072 13,087 8,534 192,248.................. 30,935 34,727 434 6,677 2,492 75,265............ 7,444 32,730 1,593 8,644 348 50,759...................... 2,404 1,082 1,696 568 1,007 6,757 10................. 71,577 37,529 4,743 13,999 6,388 134,236 (B). 29,603 12,091 2,838 7,579 1,397 53,508.......... 2,382 138 2,520 (C)....................... 27,763 72,222 8,644 6,252 12,569 127,450 (D)................... 317,463 306,165 32,465 69,885 46,931 772,909 (a).................. 3,355 951 1,161 817 1,402 7,686.................... 526 252 162 148 372 1,460............ 961 458 490 187 257 2,353.................. 1,062 19 147 178 454 1,860............ 257 99 239 89 7 691...................... 3 4 1 8.................. 546 123 119 214 312 1,314 (b). 250 15 30 81 2 378 (c)........................ 45 18 63 (d)........................... 3,650 966 1,209 898 1,404 8,127 (a) (A).................. 1.30 0.43 5.53 1.46 4.25 1.30 (b) (B).................. 0.84 0.12 1.06 1.07 0.14 0.71 (c) (C).................. 0.16 0.21 0.05 (d) (D).................. 1.15 0.32 3.72 1.28 2.99 1.05 118
9 2013 6 30 (E)................. 211,128 198,457 21,416 48,327 30,451 509,779.................... 46,202 30,244 3,409 9,609 12,128 101,592............ 66,317 77,798 9,458 13,082 7,771 174,426.................. 30,764 33,416 898 6,064 2,328 73,470............ 7,403 23,715 1,526 7,725 285 40,654...................... 1,834 3,220 1,664 348 1,431 8,497 10................. 58,608 30,064 4,461 11,499 6,508 111,140 (F). 26,895 8,549 1,822 7,470 1,365 46,101.......... 3,319 147 3,466 (G)....................... 26,741 72,483 9,054 8,614 10,968 127,860 (H)................... 268,083 279,489 32,292 64,558 42,784 687,206 (e).................. 3,708 840 1,264 827 1,071 7,710.................... 570 211 199 88 325 1,393............ 1,116 381 523 207 346 2,573.................. 1,036 28 158 156 231 1,609............ 213 98 241 139 13 704...................... 2 31 2 35.................. 771 122 112 235 156 1,396 (f). 270 35 118 43 1 467 (g)....................... 33 17 50 (h)........................... 4,011 875 1,399 870 1,072 8,227 (e) (E)................... 1.76 0.42 5.90 1.71 3.52 1.51 (f) (F)................... 1.00 0.41 6.48 0.58 0.07 1.01 (g) (G).................. 0.12 0.19 0.04 (h) (H).................. 1.50 0.31 4.33 1.35 2.51 1.20 2013 12 31 (I).................. 239,116 203,894 19,760 50,307 30,188 543,265.................... 55,920 30,758 3,180 11,778 12,214 113,850............ 76,700 79,368 8,629 11,676 8,295 184,668.................. 31,326 34,560 639 5,900 2,421 74,846............ 7,308 27,147 1,333 8,716 328 44,832...................... 3,340 1,021 1,443 499 974 7,277 10................. 64,522 31,040 4,536 11,738 5,956 117,792 (J). 27,872 9,688 2,532 9,055 1,376 50,523.......... 2,578 138 2,716 (K)....................... 24,273 72,814 6,419 6,420 10,178 120,104 (L)................... 293,839 286,396 28,711 65,920 41,742 716,608 (i).................. 3,821 918 1,212 769 1,339 8,059.................... 618 246 182 89 384 1,519............ 1,216 428 502 188 349 2,683.................. 1,116 22 153 202 396 1,889............ 269 102 236 93 8 708...................... 3 10 1 14.................. 599 120 129 196 202 1,246 (j).. 344 17 60 50 11 482 (k)....................... 35 18 5 58 (l)............................ 4,200 935 1,290 824 1,350 8,599 (i) (I)................... 1.60 0.45 6.13 1.53 4.44 1.48 (j) (J)................... 1.23 0.18 2.37 0.55 0.80 0.95 (k) (K).................. 0.14 0.28 0.08 0.05 (l) (L)................... 1.43 0.33 4.49 1.25 3.23 1.20 172 119
44% 2013 12 31 42%340 2014 6 30 1,260 2013 12 31 53 12% 2013 2014 2013 272 2014 2014 6 30 2202013 12 31220 582013 12 316812 202013 12 3124 162013 12 3116 72013 12 316 2013 267 143 120
11 12 2014 6 30........... 129,684 1,781 256 416 132,137........... 7,466 299 286 93 8,144............... 26,640 26,640 13.................... 190,567 39,199 41,659 1,826 273,251......... 13,400 3,356 893 29 17,678..................... 119,117 18,709 16,389 1,307 155,522....................... 23,478 5,456 11,686 428 41,048....................... 34,572 11,678 12,691 62 59,003 13...... 4,341 4,362 852 382 9,937......... 24 3 27..................... 4,298 4,361 832 379 9,870....................... 19 20 39....................... 1 1 13........................ 213,280 43,103 12,460 996 269,839 1, 14.... 501,162 274,776 212,714 24,712 13,967 33,880 (13,970) 1,047,241......................... 332,045 38,673 16,847 1,366 9,283 17,538 (5,906) 409,846................... 140,941 222,982 185,541 22,450 4,327 15,710 (7,686) 584,265... 28,176 13,121 10,326 896 357 632 (378) 53,130 1...... 96,849 21,948 6,986 1,599 12 56 (63) 127,387 1.................. 137,023 32,897 25,780 2,601 198,301......................... 358,131 29,280 18,734 6,503 2,336 414,984........... 66,661 7,038 2,445 2,033 78,177..................... 291,470 22,242 16,289 4,470 2,336 336,807................. 1,265 802 597 90 6 397 (76) 3,081............. 1,232 802 596 90 3 118 (47) 2,794....... 33 1 3 279 (29) 287......................... 10,893 8,060 14,815 823 178 443 35,212................... 1,661 5,179 5,176 463 24 8 12,511............... 9,232 2,881 9,639 360 154 435 22,701 1,677,301 456,507 335,139 40,041 14,163 37,112 (14,109) 2,546,154 121
11 12 2013 6 30............. 145,666 2,084 156 379 148,285............. 7,992 117 215 92 8,416................. 24,275 24,275 13...................... 238,433 60,246 77,818 4,627 381,124........... 14,827 3,569 758 34 19,188....................... 115,007 15,430 16,333 798 147,568......................... 59,115 22,581 13,076 1,976 96,748......................... 49,484 18,666 47,651 1,819 117,620 13........ 6,016 5,417 1,024 91 12,548........... 99 99....................... 5,916 5,385 1,010 81 12,392......................... 1 14 10 25......................... 32 32 13.......................... 228,458 44,137 24,808 1,810 299,213 1, 14...... 464,224 216,359 198,418 20,687 16,047 38,120 (15,561) 938,294........................... 311,216 36,434 13,103 1,702 9,968 22,086 (7,384) 387,125..................... 134,939 167,595 171,797 17,956 5,794 15,164 (7,710) 505,535..... 18,069 12,330 13,518 1,029 285 870 (467) 45,634 1........ 95,549 20,795 9,355 2,050 26 85 (50) 127,810 1...................... 78,258 4,421 5,721 88,400........................... 340,631 26,981 18,751 5,110 3,373 394,846............. 72,441 3,424 2,056 1,078 6 79,005....................... 268,190 23,557 16,695 4,032 3,367 315,841................... 4,906 5,955 6,129 492 641 744 (177) 18,690............... 4,788 5,679 6,065 478 609 239 (102) 17,756......... 118 276 64 14 32 505 (75) 934........................... 11,146 6,530 12,627 1,532 193 442 32,470..................... 1,880 4,506 4,367 543 31 2 11,329................. 9,266 2,024 8,260 989 162 440 21,141 1,645,554 393,042 355,022 36,870 16,907 42,764 (15,788) 2,474,371 122
11 12 2013 12 31............. 162,017 2,877 265 1,440 166,599............. 5,590 66 286 79 6,021................. 25,220 25,220 13...................... 163,444 39,475 34,868 1,514 239,301........... 17,235 3,585 758 6 21,584....................... 107,831 16,498 16,167 1,148 141,644......................... 15,804 5,546 6,342 193 27,885......................... 22,574 13,846 11,601 167 48,188 13........ 6,608 5,183 671 257 12,719........... 50 50....................... 6,490 5,179 664 256 12,589........................ 68 7 1 76........................ 4 4 13.......................... 220,711 47,004 13,425 1,125 282,265 1, 14...... 488,504 243,077 199,821 23,942 15,460 36,428 (15,143) 992,089........................... 326,269 39,024 14,882 1,580 10,175 18,798 (6,602) 404,126..................... 132,943 194,966 174,905 21,281 5,009 16,877 (8,059) 537,922..... 29,292 9,087 10,034 1,081 276 753 (482) 50,041 1........ 91,498 21,131 6,266 1,123 11 75 (58) 120,046 1...................... 111,543 37,878 28,265 2,004 179,690........................... 362,799 27,833 17,556 6,089 2,508 416,785............. 69,364 5,595 1,856 1,296 78,111....................... 293,435 22,238 15,700 4,793 2,508 338,674................... 1,129 642 1,050 351 89 156 (111) 3,306............... 1,093 642 496 351 86 90 (111) 2,647......... 36 554 3 66 659........................... 11,372 7,386 13,798 808 218 436 34,018..................... 1,976 4,824 4,562 225 19 18 11,624................. 9,396 2,562 9,236 583 199 418 22,394 172 1,650,435 432,552 316,271 38,732 15,778 39,603 (15,312) 2,478,059 123
2014 6 30 25,460 16,770 66%2013 12 31 67% 18% 13% 2014 6 30 2% 11,750 2013 12 3111,120 630 2014 6 30 76% 2013 2014 6 30 86%2013 12 31 3402014 6 302,730 2013 12 31 120 2013 12 31 3402014 6 301,320 2013 172 9 2014 6 30... 12 12... 2,717 4,244 872 4,303 1,831 13,967... 1,395 2,860 198 3,679 1,151 9,283... 1,316 1,192 640 516 663 4,327.. 6 192 34 108 17 357 2,717 4,256 872 4,303 1,831 13,979 2013 6 30... 16 10 26... 2,043 4,135 1,001 6,930 1,938 16,047... 1,210 2,648 227 4,585 1,298 9,968... 822 1,275 723 2,340 634 5,794.. 11 212 51 5 6 285 2,059 4,145 1,001 6,930 1,938 16,073 2013 12 31... 11 11... 2,399 4,211 757 6,453 1,640 15,460... 1,287 2,764 174 4,817 1,133 10,175... 1,092 1,197 580 1,635 505 5,009.. 20 250 3 1 2 276 172 2,399 4,222 757 6,453 1,640 15,471 124
29 30 59 60 89 90 179 180 2014 6 30............ 10,980 1,910 915 121 41 13,967.............................. 6,848 1,655 759 14 7 9,283........................ 3,814 238 137 107 31 4,327........ 318 17 19 3 357............ 12 12.................................. 10,992 1,910 915 121 41 13,979...................... 3 1 1 1 6.................. 3 3............ 1 1 1 3.............................. 111 32 15 13 7 178........................ 15 8 1 24.............................. 96 24 15 12 7 154 2013 6 30 11,106 1,943 930 135 49 14,163............ 12,147 2,711 1,098 78 13 16,047.............................. 6,944 2,052 953 19 9,968........................ 4,923 655 144 59 13 5,794........ 280 4 1 285............ 26 26.................................. 12,173 2,711 1,098 78 13 16,073...................... 384 139 79 20 19 641.................. 361 133 76 20 19 609............ 23 6 3 32.............................. 111 42 19 12 9 193........................ 20 5 2 3 1 31.............................. 91 37 17 9 8 162 2013 12 31 12,668 2,892 1,196 110 41 16,907............ 11,689 2,587 1,057 76 51 15,460.............................. 7,170 2,124 865 16 10,175........................ 4,290 418 190 60 51 5,009........ 229 45 2 276............ 11 11.................................. 11,700 2,587 1,057 76 51 15,471...................... 61 12 8 6 2 89.................. 61 11 8 5 1 86............ 1 1 1 3.............................. 142 43 18 6 9 218........................ 13 3 1 2 19.............................. 129 40 18 5 7 199 11,903 2,642 1,083 88 62 15,778 125
2014 2013 173 268 272 2014 6 30.......................................................... 5,552 2,661 11,435 19,648............................................ 4,550 2,356 10,121 17,027 15................................................. 1,002 305 1,314 2,621.................................................... 2,849 279 8,501 11,629...................................... 1,527 81 4,057 5,665.................................. 737 112 3,420 4,269...................................................... 257 44 301 10................................................. 328 86 980 1,394...................................................... 358 292 650 8,759 2,940 20,228 31,927 1.............................................................................................. 3.0 2013 6 30 2013 12 31......................... 6,953 3,299 16,008 26,260 5,895 3,585 12,092 21,572........... 5,638 2,862 14,498 22,998 4,881 3,219 10,857 18,957 15................ 1,315 437 1,510 3,262 1,014 366 1,235 2,615................... 3,521 292 6,987 10,800 3,147 362 8,493 12,002..... 1,944 75 3,190 5,209 1,529 163 4,178 5,870. 1,164 115 3,336 4,615 1,050 113 3,385 4,548..................... 150 150 274 43 317 10................ 263 102 461 826 294 86 887 1,267..................... 262 16 355 633 358 243 601 10,736 3,607 23,350 37,693 9,400 3,947 20,828 34,175 1................................................... 4.0 3.4 172 126
9 2014 6 30....................................... 2,166 418 123 16,410 531 19,648......................... 1,743 107 69 15,034 74 17,027 15.............................. 423 311 54 1,376 457 2,621................................. 7,064 454 1,579 508 2,024 11,629................... 3,534 218 594 151 1,168 5,665............... 2,862 40 564 336 467 4,269................................... 136 165 301 10.............................. 668 196 285 21 224 1,394................................... 287 5 356 1 1 650 9,517 877 2,058 16,919 2,556 31,927....................... 1,355 73 436 2,025 893 4,782................................... 1,335 52 436 117 441 2,381................................... 20 21 1,908 452 2,401 2013 6 30....................................... 2,339 454 165 22,600 702 26,260......................... 1,806 128 102 20,896 66 22,998 15.............................. 533 326 63 1,704 636 3,262................................. 6,205 294 1,654 549 2,098 10,800................... 2,920 109 547 224 1,409 5,209............... 3,060 5 805 314 431 4,615................................... 1 149 150 10.............................. 225 180 301 11 109 826................................... 272 3 355 2 1 633 8,816 751 2,174 23,151 2,801 37,693....................... 1,596 82 424 2,694 687 5,483................................... 1,579 62 424 124 263 2,452................................... 17 20 2,570 424 3,031 2013 12 31....................................... 2,251 435 149 18,130 607 21,572......................... 1,820 117 91 16,853 76 18,957 15.............................. 431 318 58 1,277 531 2,615................................. 7,270 330 1,583 658 2,161 12,002................... 3,709 103 489 198 1,371 5,870............... 2,940 39 662 446 461 4,548................................... 137 180 317 10.............................. 621 188 295 14 149 1,267................................... 235 2 362 1 1 601 9,756 767 2,094 18,789 2,769 34,175....................... 1,867 101 460 2,285 1,014 5,727................................... 1,821 78 460 98 464 2,921................................... 46 23 2,187 550 2,806 172 127
2014 22 2014 6 303202013 12 31340 30% 2013 12 3130% 37% 2013 12 3138% 20133.1% 60 12 12 12 60 13 7 128
2014 6 30 54% 2013 12 3153% 902013 12 31100 16 % 2014 6 30................... 7,389 7,391 664 15,444 11,830 27,274 2,338 9 2013 6 30................... 9,237 10,796 961 20,994 15,066 36,060 3,822 11 2013 12 31.................. 8,167 8,213 768 17,148 13,171 30,319 3,028 10 172 2014 2013 2013 6 30 6 30 12 31......................................................... 17,148 22,421 20,994......................................................... 357 548 419......................................................... (675) (807) (733)......................................................... (333) (641) (481)................................................... (1,053) (527) (3,051)......................................................... 15,444 20,994 17,148 2014 6 30................................. 96 71 7 174 325 2013 6 30................................. 113 100 10 223 408 2013 12 31................................ 102 78 8 188 352 2014 6 30 2014 6 30 57% 2013 12 3157% CRR9 CRR10 90 CRR 2013 267 EL9 EL10 90 129
EL 2013 267 2013 268 2014 6 30 2013 6 30 2013 12 31................... 56 56 85 85 75 75................... 18,076 15,804 33,880 17,610 20,510 38,120 19,395 17,033 36,428............... 2,171 15,367 17,538 2,064 20,022 22,086 2,185 16,613 18,798......... 15,274 436 15,710 14,676 488 15,164 16,457 420 16,877........... 631 1 632 870 870 753 753 18,132 15,804 33,936 17,695 20,510 38,205 19,470 17,033 36,503 2014 6 30 3392013 6 30382 2013 12 31365 201326 130
9 2014 6 30 1 17 (A)......................... 10,374 1,605 2,060 1,413 2,624 18,076 18 (B)................................... 474,224 362,018 28,314 131,793 46,786 1,043,135 17................................ 1,581 176 143 12,289 1,615 15,804 19................................ 472,643 361,842 28,171 119,504 45,171 1,027,331 (C)........................................ 484,598 363,623 30,374 133,206 49,410 1,061,211 (c)................................. 4,928 1,236 1,464 3,586 2,756 13,970 (a)................................. 3,430 650 1,068 384 959 6,491 (b)................................ 1,498 586 396 3,202 1,797 7,479....................................... 479,670 362,387 28,910 129,620 46,654 1,047,241 (a) (A)............................... 33.1 40.5 51.8 27.2 36.5 35.9 (b) (B)............................... 0.3 0.2 1.4 2.4 3.8 0.7 (c) (C)............................... 1.0 0.3 4.8 2.7 5.6 1.3 2013 6 30 1 17 (D)......................... 10,712 1,356 2,108 1,629 1,805 17,610 18 (E)................................... 403,900 326,472 27,507 133,274 45,092 936,245 17................................ 1,505 185 206 17,059 1,555 20,510 19................................ 402,395 326,287 27,301 116,215 43,537 915,735 (F)........................................ 414,612 327,828 29,615 134,903 46,897 953,855 (f)................................. 5,341 1,145 1,681 5,042 2,352 15,561 (d)................................ 3,853 597 1,235 498 579 6,762 (e)................................. 1,488 548 446 4,544 1,773 8,799....................................... 409,271 326,683 27,934 129,861 44,545 938,294 (d) (D)............................... 36.0 44.0 58.6 30.6 32.1 38.4 (e) (E)................................ 0.4 0.2 1.6 3.4 3.9 0.9 (f) (F)................................ 1.3 0.3 5.7 3.7 5.0 1.6 2013 12 31 1 17 (G)......................... 11,497 1,450 2,117 1,736 2,595 19,395 18 (H)................................... 450,176 336,661 26,659 130,454 43,887 987,837 17................................ 1,690 173 148 13,373 1,649 17,033 19................................ 448,486 336,488 26,511 117,081 42,238 970,804 (I)......................................... 461,673 338,111 28,776 132,190 46,482 1,007,232 (i)................................. 5,563 1,214 1,565 4,237 2,564 15,143 (g)................................ 4,019 634 1,131 410 878 7,072 (h)................................ 1,544 580 434 3,827 1,686 8,071....................................... 456,110 336,897 27,211 127,953 43,918 992,089 (g) (G)............................... 35.0 43.7 53.4 23.6 33.8 36.5 (h) (H)............................... 0.3 0.2 1.6 2.9 3.8 0.8 (i) (I)................................ 1.2 0.4 5.4 3.2 5.5 1.5 172 131
9 2014 6 30............................... 328 50 (50) 76 154 558................................... 634 147 32 152 230 1,195......................... (292) (88) (77) (63) (44) (564)............................. (14) (9) (5) (13) (32) (73)............................... 151 166 (7) 319 838 1,467................. 412 232 12 373 921 1,950............................. (261) (66) (19) (54) (83) (483)............................... 479 216 (57) 395 992 2,025....................................... 469 216 (57) 395 992 2,015....................................... 10 10 2013 6 30............................... 714 34 (58) 168 263 1,121................................... 914 118 67 210 312 1,621......................... (180) (68) (111) (21) (20) (400)............................. (20) (16) (14) (21) (29) (100)............................... 209 146 9 552 1,152 2,068................. 480 216 29 597 1,285 2,607............................. (271) (70) (20) (45) (133) (539)............................... 923 180 (49) 720 1,415 3,189....................................... 923 180 (49) 720 1,415 3,189 2013 12 31............................... 662 111 (28) 94 360 1,199................................... 914 198 129 188 390 1,819......................... (222) (77) (124) (77) (11) (511)............................. (30) (10) (33) (17) (19) (109)............................... 147 192 33 421 867 1,660................. 463 263 53 461 968 2,208............................. (316) (71) (20) (40) (101) (548)............................... 809 303 5 515 1,227 2,859....................................... 809 303 5 510 1,227 2,854....................................... 5 5 172 2,600 2,200 1,800 2014 6 30 2013 6 30 2013 12 31 1,400 1,000 600 200-200 2,600 2,200 1,800 1,400 1,000 600 200-200 2014 6 30 2013 6 30 2013 12 31 132
2014 2014 6 30 140 20138% 339 2013 12 3126 11 2013 7% 10 201329% 2014 6 30120 2013 12 31 11% 5.67 201313% 3.79 20136,200 2014 6 3018 2013 12 31 8% 1.63 2013 10% 4,400 20135,200 2014 6 3022 2013 12 31 3% 2013 31% 1.01 34% 5.25 2014 20139% 137 1.3 201349% 21% 12 2013 2014 20134% 42 133
2013 3% 1.59 2014 1 1............................................... 58 7,072 8,071 15,201........................................................ (6) (1,276) (2,288) (3,570).......................................... 74 483 557.................................................. 10 548 1,467 2,025 22............................................... 1 73 (254) (180) 2014 6 30.............................................. 63 6,491 7,479 14,033.................................................... 6,491 7,479 13,970.................................................... 534 5,372 5,906.............................................. 5,708 1,978 7,686................................................ 249 129 378 20, 21........................................... 0.05 0.61 0.71 1.19 2013 1 1............................................... 57 6,572 9,540 16,169........................................................ (6) (823) (2,614) (3,443).......................................... 100 539 639.................................................. 1,121 2,068 3,189 22............................................... (1) (208) (734) (943) 2013 6 30.............................................. 50 6,762 8,799 15,611.................................................... 6,762 8,799 15,561.................................................... 586 6,798 7,384.............................................. 5,785 1,925 7,710................................................ 391 76 467 20, 21........................................... 0.04 0.71 0.92 1.45 2013 7 1............................................... 50 6,762 8,799 15,611........................................................ 2 (1,114) (2,100) (3,212).......................................... 109 548 657.................................................. 5 1,194 1,660 2,859 22............................................... 1 121 (836) (714) 2013 12 31............................................. 58 7,072 8,071 15,201.................................................... 7,072 8,071 15,143.................................................... 589 6,013 6,602.............................................. 6,096 1,963 8,059................................................ 387 95 482 20, 21........................................... 0.05 0.70 0.80 1.35 172 134
1 9 % % % % % % 2014 6 30................ 0.39 0.17 (0.23) 0.71 4.72 0.55.................................... (0.15) (0.04) (0.17) (0.10) (0.49) (0.12).......................... 0.24 0.13 (0.40) 0.61 4.23 0.43...................... 0.61 0.11 0.38 1.11 3.74 0.65 2013 6 30................ 0.68 0.17 (0.10) 1.16 6.11 0.86.................................... (0.16) (0.05) (0.23) (0.10) (0.63) (0.14).......................... 0.52 0.12 (0.33) 1.06 5.48 0.72...................... 0.35 0.12 0.36 1.43 3.69 0.63 2013 12 31................ 0.64 0.24 0.20 0.84 5.51 0.78.................................... (0.19) (0.05) (0.36) (0.08) (0.49) (0.15).......................... 0.45 0.19 (0.16) 0.76 5.02 0.63...................... 0.50 0.12 0.42 0.77 3.54 0.57 172 2013 12 31 23 2013 12 31 2014 6 30 2014 6 30 24 24 % %................... 13,228 217 13,445 (1,453) 11,992 (9) (11) 9.................. 1,623 30 1,653 128 1,781 10 8............. 2,285 (4) 2,281 (59) 2,222 (3) (3)................. 15,123 (2) 15,121 (1,419) 13,702 (9) (9)............... 4,244 161 4,405 (166) 4,239 (4) 36,503 402 36,905 (2,969) 33,936................... 5,598 107 5,705 (732) 4,973 (11) (13) 9.................. 1,214 15 1,229 7 1,236 2 1............. 1,583 (3) 1,580 (98) 1,482 (6) (6)................. 4,242 (2) 4,240 (654) 3,586 (15) (15)............... 2,564 120 2,684 72 2,756 7 3 172 15,201 237 15,438 (1,405) 14,033 135
2013 273 2014 120 13% 73% 12 2014 2013 2013 6 30 6 30 12 31 63% 201368% 270 90 50 2014 6 30 2,700 2013 12 312,820 4% 10 2014 6 30 10,080 2013 12 31 510 380 25... 173 218 163... 41 97 28... 59 118 48 172 273 433 239 136
1 2013 2014 12 31 6 30.................................................. 410,728 6,021 (997) 415,752 5................................... 299,875 5,025 535 305,435 15......................................... 110,853 996 (1,532) 110,317............................................ 543,265 7,217 38,949 589,431............................................ 113,850 1,903 14,413 130,166.................................... 184,668 2,325 5,255 192,248.......................................... 74,846 786 (367) 75,265.................................... 44,832 296 5,631 50,759.............................................. 7,277 45 (565) 6,757 10......................................... 117,792 1,862 14,582 134,236.............................................. 50,523 717 2,268 53,508...................................... 48,537 700 1,085 50,322.............................................. 1,986 17 1,183 3,186.................................. 2,716 82 (278) 2,520 (A) 26...................................... 1,007,232 14,037 39,942 1,061,211.............................................. 120,104 525 6,821 127,450.............................................. 1,127,336 14,562 46,763 1,188,661........................................ 36,428 400 (2,948) 33,880 (A)........................................ 3.6 3.2...................................... 15,143 236 (1,409) 13,970 (A........................................ 1.5 1.3 2013 6 30 2014 6 30.......................................... 3,189 (102) (1,062) 2,025............................ 3,828 (98) (1,149) 2,581................................................ (639) (4) 87 (556) 172 2014 6 30 4,160 39%2013 12 31 113 44% 18% 13% 2014 6 30 56% 2013 12 31 3% 7%2013 12 500 2013 12 31 11 23 15 6% 137
113 118 1 9 % 2014 6 30..................................... 194,898 129,680 6,553 69,573 15,048 415,752 39.2 5...................... 144,225 95,489 2,543 58,677 4,501 305,435 28.8 15............................ 50,673 34,191 4,010 10,896 10,547 110,317 10.4............................... 257,715 221,852 20,983 55,916 32,965 589,431 55.5............................... 65,374 35,210 2,445 12,941 14,196 130,166 12.3....................... 79,981 80,574 10,072 13,087 8,534 192,248 18.1............................. 30,935 34,727 434 6,677 2,492 75,265 7.1....................... 7,444 32,730 1,593 8,644 348 50,759 4.8................................. 2,404 1,082 1,696 568 1,007 6,757 0.6 10............................ 71,577 37,529 4,743 13,999 6,388 134,236 12.6................................. 29,603 12,091 2,838 7,579 1,397 53,508 5.0......................... 26,990 11,686 2,837 7,579 1,230 50,322 4.7................................. 2,613 405 1 167 3,186 0.3..................... 2,382 138 2,520 0.3 (A) 26......................... 484,598 363,623 30,374 133,206 49,410 1,061,211 100.0 (A)...................... 45.6 34.3 2.9 12.5 4.7 100.0................................... 11,955 1,781 2,203 13,702 4,239 33,880 (A)............................ 2.5 0.5 7.3 10.3 8.6 3.2................................. 4,928 1,236 1,464 3,586 2,756 13,970 (A)............................ 1.0 0.3 4.8 2.7 5.6 1.3 2013 6 30..................................... 173,270 120,822 6,377 78,959 15,081 394,509 41.4 5...................... 127,434 90,080 2,296 66,277 3,561 289,648 30.4 15............................ 45,836 30,742 4,081 12,682 11,520 104,861 11.0............................... 211,128 198,457 21,416 48,327 30,451 509,779 53.4............................... 46,202 30,244 3,409 9,609 12,128 101,592 10.6....................... 66,317 77,798 9,458 13,082 7,771 174,426 18.3............................. 30,764 33,416 898 6,064 2,328 73,470 7.7....................... 7,403 23,715 1,526 7,725 285 40,654 4.3................................. 1,834 3,220 1,664 348 1,431 8,497 0.9 10............................ 58,608 30,064 4,461 11,499 6,508 111,140 11.6................................. 26,895 8,549 1,822 7,470 1,365 46,101 4.8......................... 25,361 7,789 1,821 7,470 1,274 43,715 4.6................................. 1,534 760 1 91 2,386 0.2..................... 3,319 147 3,466 0.4 (B) 26......................... 414,612 327,828 29,615 134,903 46,897 953,855 100.0 (B)...................... 43.5 34.4 3.1 14.1 4.9 100................................... 12,217 1,541 2,314 18,688 3,360 38,120 (B)............................ 2.9 0.5 7.8 13.9 7.2 4.0................................. 5,341 1,145 1,681 5,042 2,352 15,561 (B)............................ 1.3 0.3 5.7 3.7 5.0 1.6 138
9 % 2013 12 31..................................... 192,107 124,529 6,484 72,690 14,918 410,728 40.8 5...................... 140,474 92,047 2,451 60,955 3,948 299,875 29.8 15............................ 51,633 32,482 4,033 11,735 10,970 110,853 11.0............................... 239,116 203,894 19,760 50,307 30,188 543,265 53.9............................... 55,920 30,758 3,180 11,778 12,214 113,850 11.3....................... 76,700 79,368 8,629 11,676 8,295 184,668 18.3............................. 31,326 34,560 639 5,900 2,421 74,846 7.4....................... 7,308 27,147 1,333 8,716 328 44,832 4.5................................. 3,340 1,021 1,443 499 974 7,277 0.7 10............................ 64,522 31,040 4,536 11,738 5,956 117,792 11.7................................. 27,872 9,688 2,532 9,055 1,376 50,523 5.0......................... 26,314 9,359 2,532 9,055 1,277 48,537 4.8................................. 1,558 329 99 1,986 0.2..................... 2,578 138 2,716 0.3 (C) 26......................... 461,673 338,111 28,776 132,190 46,482 1,007,232 100.0 (C)...................... 45.8 33.6 2.9 13.1 4.6 100.0................................... 13,187 1,623 2,265 15,109 4,244 36,428 (C)............................ 2.9 0.5 7.9 11.4 9.1 3.6................................. 5,563 1,214 1,565 4,237 2,564 15,143 (C)............................ 1.2 0.4 5.4 3.2 5.5 1.5 172 1 9 27 2014 6 30............................. 27,763 72,222 8,644 6,252 12,569 127,450 (63) 2013 6 30............................. 26,741 72,483 9,054 8,614 10,968 127,860 (50) 2013 12 31............................ 24,273 72,814 6,419 6,420 10,178 120,104 (58) 172 41 9 2014 6 30................................................. 37,095 6,463 37,152 80,710................................................. 63,749 23,199 20 24,851 5,772 117,591 100,844 29,662 20 62,003 5,772 198,301 139
9 2013 6 30................................................. 24,165 2,275 4,633 15 31,088................................................. 41,540 9,775 400 3,204 2,393 57,312 65,705 12,050 400 7,837 2,408 88,400 2013 12 31................................................. 48,091 6,448 33,676 88,215................................................. 49,631 12,973 24 23,744 5,103 91,475 97,722 19,421 24 57,420 5,103 179,690 172 1 2014 6 30............................... 144,225 50,673 38,379 251,321 484,598............................. 135,701 22,121 28,124 204,624 390,570............................. 3,131 14,177 8,322 23,292 48,922............................. 6 205 146 8,080 8,437........................... 2,030 505 391 1,613 4,539............................. 352 8,189 248 461 9,250........................... 788 3,915 276 4,368 9,347............................. 2,217 1,561 872 8,883 13,533 9.............................. 95,489 34,191 67,457 166,486 363,623............................. 54,988 21,777 49,209 84,002 209,976............................. 10,214 915 2,805 7,135 21,069............................. 1,169 303 593 4,993 7,058............................. 70 469 75 5,632 6,246......................... 5,516 151 6,228 24,349 36,244......................... 5,463 1,892 1,988 5,181 14,524........................... 10,330 6,118 4,351 12,803 33,602............................. 4,193 691 127 6,960 11,971............................. 3,546 1,875 2,081 15,431 22,933....... 2,543 4,010 2,027 21,794 30,374............................. 1 493 104 2,264 2,862........................... 12 367 318 1,333 2,030........................... 2,168 1,815 1,314 13,379 18,676............................. 362 1,335 291 4,818 6,806............................. 58,677 10,896 15,321 48,312 133,206............................. 39,939 5,842 10,609 34,279 90,669........................... 17,174 4,769 4,210 13,064 39,217........................... 1,564 285 502 969 3,320........................... 4,501 10,547 2,840 31,522 49,410........................... 16 1,158 84 1,837 3,095............................. 2,232 6,360 1,273 19,555 29,420........................... 2,155 2,987 1,428 9,128 15,698............................. 98 42 55 1,002 1,197 305,435 110,317 126,024 519,435 1,061,211 140
2013 6 30............................... 127,434 45,836 38,167 203,175 414,612............................. 120,740 20,395 28,615 160,347 330,097............................. 2,563 11,533 7,775 23,581 45,452............................. 6 193 126 5,488 5,813........................... 1,848 531 454 1,560 4,393............................. 350 8,506 94 288 9,238........................... 952 4,152 280 3,908 9,292............................. 975 526 823 8,003 10,327 9.............................. 90,080 30,742 57,131 149,875 327,828............................. 53,475 18,813 41,340 74,594 188,222............................. 9,183 1,284 2,064 6,350 18,881............................. 1,060 360 455 4,578 6,453............................. 81 526 104 5,592 6,303......................... 4,210 285 5,226 22,658 32,379......................... 5,079 2,027 1,900 5,917 14,923........................... 9,999 4,840 4,060 10,980 29,879............................. 3,495 631 107 4,500 8,733............................. 3,498 1,976 1,875 14,706 22,055....... 2,296 4,081 2,424 20,814 29,615............................. 1 479 150 2,455 3,085........................... 10 379 263 1,000 1,652........................... 1,879 1,826 1,391 12,457 17,553............................. 406 1,397 620 4,902 7,325............................. 66,277 12,682 13,789 42,155 134,903............................. 47,186 6,805 9,532 27,370 90,893........................... 17,455 5,540 3,679 13,607 40,281........................... 1,636 337 578 1,178 3,729........................... 3,561 11,520 2,613 29,203 46,897........................... 25 1,487 66 2,340 3,918............................. 1,715 7,052 1,193 17,715 27,675........................... 1,821 2,981 1,336 8,440 14,578............................. 18 708 726 289,648 104,861 114,124 445,222 953,855 141
2013 12 31............................... 140,474 51,633 38,634 230,932 461,673............................. 132,174 22,913 28,127 185,534 368,748............................. 2,661 13,840 8,442 23,962 48,905............................. 7 218 127 6,361 6,713........................... 2,007 526 434 1,627 4,594............................. 364 8,616 269 320 9,569........................... 833 4,002 305 4,059 9,199............................. 2,428 1,518 930 9,069 13,945 9.............................. 92,047 32,482 61,707 151,875 338,111............................. 53,762 19,794 44,904 75,547 194,007............................. 9,468 1,236 2,511 7,138 20,353............................. 1,080 297 425 4,231 6,033............................. 69 447 78 5,361 5,955......................... 4,880 300 5,808 22,149 33,137......................... 5,140 1,994 1,997 5,420 14,551........................... 10,283 5,754 3,953 12,188 32,178............................. 3,797 660 158 5,198 9,813............................. 3,568 2,000 1,873 14,643 22,084....... 2,451 4,033 1,972 20,320 28,776............................. 1 477 146 2,232 2,856........................... 13 377 261 1,245 1,896........................... 2,082 1,842 1,331 12,344 17,599............................. 355 1,337 234 4,499 6,425............................. 60,955 11,735 14,616 44,884 132,190............................. 42,317 6,257 10,174 30,952 89,700........................... 17,036 5,116 3,912 13,079 39,143........................... 1,602 362 530 853 3,347........................... 3,948 10,970 2,749 28,815 46,482........................... 20 1,425 62 2,103 3,610............................. 1,811 6,466 1,268 17,132 26,677........................... 2,117 3,079 1,398 8,994 15,588............................. 21 586 607 299,875 110,853 119,678 476,826 1,007,232 172 142
ABS MBS CDO 2013 274 28 2014 6 30 2013 6 30 2013 12 31.......................................... 46.6 54.6 50.1................................ 3.1 3.1 3.1 29......................................... 39.6 46.4 42.7 29....................................... 1.0 1.3 1.1.................................... 2.9 3.8 3.2.......................... 0.2 0.1........................................ 46.6 54.8 50.2 172 269 2013 6 302922013 12 31280 SE Solitaire Funding Ltd Solitaire Solitaire12 2014 6 30 2013 6 30 2013 12 31 Solitaire 30 Solitaire 30 Solitaire 30........ (1,514) (129) (1,643) (1,473) (720) (2,193) (1,586) (362) (1,948) 593 96 689 (215) 374 159 (227) 225 (2) 31............. 13 13 124 8 132 (23) 53 30................ 34 116 150 (35) 55 20 73 30 103................ (106) (54) (160) 13 (79) (66) 249 (75) 174........ (980) 29 (951) (1,586) (362) (1,948) (1,514) (129) (1,643) 172 143
32 33 34 2014 6 30........................... 150 3,231 394 3,775 3,041 4,495 107 4,388........................... 23 23 62 62 MBS MBS CDO............... 127 3,231 394 3,752 3,041 4,433 107 4,326 Alt-A........................ 96 3,214 18 128 3,456 2,738 4,881 97 4,784........................... 1 1 MBS............................... 95 3,214 18 128 3,455 2,738 4,881 97 4,784 MBS............................... 136 16,739 1,004 17,879 16,411 16,411............................. 266 1,737 362 2,365 1,336 2,458 49 2,409........................... MBS............................... 266 1,737 362 2,365 1,336 2,458 49 2,409 MBS MBSCDO............... 469 4,942 593 6,004 4,472 6,417 6,417 1,117 29,863 1,022 1,477 33,479 11,587 34,662 253 34,409 ABS ABS CDO.................. 298 4,836 242 5,376 4,209 5,601 357 5,244 ABS ABS CDO.................. 227 3,654 123 4,004 3,546 4,629 200 4,429 ABS ABS CDO.................. 1,375 1,245 22 1,051 3,693 995 4,030 812 3,218 3,017 39,598 1,022 22 2,893 46,552 20,337 48,922 1,622 47,300 144
32 33 34 2013 6 30........................... 195 2,607 419 3,221 2,380 4,318 121 4,197........................... 54 54 127 127 MBS MBS CDO............... 141 2,607 419 3,167 2,380 4,191 121 4,070 Alt-A........................ 104 3,641 30 127 3,902 2,996 6,208 100 6,108........................... 11 11 17 17 MBS............................... 93 3,641 30 127 3,891 2,996 6,191 100 6,091 MBS............................... 196 21,814 1,257 23,267 22,663 22,663............................. 579 1,877 449 2,905 1,324 3,727 62 3,665........................... 166 166 166 166 MBS............................... 413 1,877 449 2,739 1,324 3,561 62 3,499 MBS MBS CDO............... 197 6,082 105 1,155 7,539 5,270 8,260 8,260 1,271 36,021 1,287 105 2,150 40,834 11,970 45,176 283 44,893 ABS ABS CDO.................. 279 4,980 239 5,498 4,164 5,845 374 5,471 ABS ABSCDO.................. 205 4,003 120 4,328 3,662 5,286 199 5,087 ABS ABSCDO.................. 1,398 1,395 63 1,279 4,135 1,016 5,352 1,143 4,209 3,153 46,399 1,287 168 3,788 54,795 20,812 61,659 1,999 59,660 145
32 33 34 2013 12 31........................... 178 2,977 403 3,558 2,782 4,504 112 4,392........................... 46 46 106 106 MBS MBS CDO............... 132 2,977 403 3,512 2,782 4,398 112 4,286 Alt-A........................ 101 3,538 18 134 3,791 2,926 5,692 100 5,592........................... 10 10 14 14 MBS............................... 91 3,538 18 134 3,781 2,926 5,678 100 5,578 MBS............................... 178 18,661 1,110 19,949 19,812 19,812............................. 618 1,925 399 2,942 1,513 3,981 53 3,928........................... MBS............................... 618 1,925 399 2,942 1,513 3,981 53 3,928 MBS MBSCDO............... 133 5,667 104 669 6,573 5,146 7,188 7,188 1,208 32,768 1,128 104 1,605 36,813 12,367 41,177 265 40,912 ABS ABS CDO.................. 294 5,011 251 5,556 4,310 5,841 365 5,476 ABS ABSCDO.................. 196 3,705 121 4,022 3,495 4,897 199 4,698 ABS ABSCDO.................. 1,271 1,265 34 1,186 3,756 989 4,805 1,010 3,795 2,969 42,749 1,128 138 3,163 50,147 21,161 56,720 1,839 54,881 172 146
2005 2007 240 HSBC Securities (USA) Inc.HSI HSI 370 25 2014 6 30 3,4002013 6 302.17 2013 12 319,900 2014 6 30 3002013 6 305,300 2013 12 314,400 147
2014 2014... 148... 148... 149... 149... 149... 149... 149... 149... 150... 150... 150... 151... 151... 152... 152... 152... 153... 153... 154... 154... 155 2014 41 2013 12 31 2013 276 2014 2014 2014 4% 540 6% 550 74% 2013 6 3074% 2013 12 3173% 2014 3% 2014 3% 201410% 2013 276 148
20147% 40 20 2014 10671 4 2013 6 2014 1 2014 6 30 2015 LFRF 67% 2013 6 3063% 2013 12 31 66% 96% 2013 6 30 95% 2013 12 31 94% 35 2014 6 30 2013 6 30 2013 12 31 % % % 36... 99 104 100... 102 107 104... 99 103 100... 101 105 102 37... 74 77 72... 75 77 77... 72 73 70... 74 74 74 38... 97 84 85... 98 84 85... 85 78 83... 93 80 84 39... 93 92 93... 94 92 93... 93 89 90... 93 91 91 172 2014 2014 6 30 80% 115% 100% 149
35 2014 6 30 2013 6 30 2013 12 31 2014 6 30 2013 6 30 2013 12 31 % % % % % % 36... 103 105 106 103 104 109... 106 114 106 109 104 109... 102 103 100 103 101 101... 104 108 103 104 102 104 37... 114 113 119 111 109 114... 119 131 119 114 126 115... 114 113 113 111 109 109... 115 120 117 112 114 112 38... 115 111 114 108 110 110... 115 126 118 110 119 115... 108 111 110 104 109 109... 112 117 113 107 113 111 39... 115 114 121 108 109 114... 121 129 121 115 119 114... 114 114 113 108 109 109... 117 122 117 111 114 111 172 40 2014 6 30 2013 6 30 2013 12 31 36... 152,058 142,005 168,877... 3,706 933 1,076... 67,065 44,866 63,509 222,829 187,804 233,462 37... 107,127 91,742 108,713... 5,291 5,131 5,191... 7,624 3,861 7,106 120,042 100,734 121,010 150
40 2014 2013 2013 6 30 6 30 12 31 38... 45,955 49,715 43,446... 12,874 12,233 12,709... 4,593 5,359 5,044... 7,375 5,842 8,000 70,797 73,149 69,199 39... 142,147 140,529 144,774... 11,965 12,984 12,419... 15,812 12,693 13,663 172 169,924 166,206 170,856 155 2014 6 30 2013 6 30 2013 12 31 36......................... (25,546) (1,498) (17,173) (3,696) (19,033) (5,272) 37................. (3,713) 9,619 (4,368) 8,638 2,314 7,487 38......................... (22,990) 1,470 (23,320) 2,629 (24,268) 729 39......... 1,433 4,653 4,500 10,894 4,295 10,149 36......................... (25,603) 2,445 (11,569) (8,080) (39,064) 149 37................. 12,825 3,870 7,746 2,354 12,662 4,297 38......................... (4,026) 173 (10,818) (219) (11,001) 39......... (43,095) 4,973 (42,359) 8,114 (40,223) 9,551 172 151
Solitaire Mazarin Funding Limited Mazarin 2014 6 30 1302013 6 30160 2013 12 31150 Solitaire 100 2013 6 30120 2013 12 31110 Mazarin302013 6 30402013 12 3140 2014 6 30Solitaire Mazarin 36 37 38 2014 6 30 2013 6 30 2013 12 31 2014 6 30 2013 6 30 2013 12 31 2014 6 30 2013 6 30 2013 12 31 2014 6 30 2013 6 30 2013 12 31... 10.4 7.9 10.1 2.4 3.1 2.5 0.2 0.9 1.0... 0.7 0.7 0.7 0.5 0.5 0.5 0.2 0.7 0.7... 12.8 16.1 14.8... 0.1 0.8 0.7 41... 4.6 6.6 4.4 6.4 6.2 6.3 1.6 1.4 1.5 2.9 2.8 2.4 42... 12.4 11.7 9.5 8.6 7.2 8.2 3.4 3.7 3.4 2.9 2.2 2.7 172 41 152
1 2014 2013 2013 6 30 6 30 12 31... 1,415,705 1,266,905 1,361,297... 92,764 92,709 86,507... 165,506 66,591 164,220... 96,397 109,389 104,080... 12,361 19,519 2,804... 28,052 28,821 28,976... 82,968 84,254 89,084... 75,223 69,771 74,181... 228,135 342,432 207,025... 5,189 134,506 17,421... 15,252 10,097 12,218... 41,240 41,092 17,428 166,454 156,737 159,958... 198,722 182,361 190,459 172 2,395,833 2,262,752 2,308,633 2014 2013 2013 6 30 6 30 12 31... 1,047,241 938,294 992,089... 127,387 127,810 120,046... 198,301 88,400 179,690... 10,248 20,377 4,050... 347,106 432,601 303,192... 4,484 104,273 10,120... 13,903 17,372 10,318... 48,139 53,749 19,435 280,580 257,207 263,319... 423,710 404,214 425,925... 132,137 148,285 166,599... 109,703 102,771 117,042 2,395,833 2,262,752 2,308,633 IFRS 153
90 17 2013 2013 2013 12 31 (Continuous Link Settlement Bank) 10% 154
1 1 3 3 6 6 9 9 1 1 2 2 5 5 2014 6 30... 18,445 11,619 13,118 13,213 13,420 32,033 43,054 33,534 178,436... 5,582 7,205 7,883 2,845 2,647 5,855 4,130 208 36,355... 1,489 2,414 2,663 6,766 7,873 20,563 25,806 22,656 90,230... 521 797 2,153 2,069 2,819 4,225 8,179 6,478 27,241... 1,250 225 2,957 3,079 7,511... 9,338 9,338... 174 1,202 413 1,379 81 1,165 1,982 6,396... 91 1 6 154 1,113 1,365... 16 114 26 183 307 6,202 42,399 49,247... 16 114 26 183 307 6,202 36,332 43,180... 6,067 6,067 18,461 11,733 13,144 13,396 13,420 32,340 49,256 75,933 227,683 2013 6 30... 25,197 16,162 18,123 14,894 9,158 30,335 44,591 27,194 185,654... 9,228 9,146 9,505 3,578 3,664 2,584 2,326 40,031... 2,636 3,570 6,947 8,745 3,607 19,219 31,828 18,708 95,260... 435 705 646 1,164 1,344 2,936 4,868 6,059 18,157... 397 667 939 287 3,179 3,459 425 9,353... 12,725 2,159 495 15,379... 70 142 315 461 181 1,384 1,517 92 4,162... 103 43 43 7 75 1,033 593 1,415 3,312... 10 26 1,170 336 4,349 39,084 44,975... 10 26 1,170 336 3,349 32,560 37,451... 1,000 6,524 7,524 25,197 16,172 18,123 14,920 10,328 30,671 48,940 66,278 230,629 155
1 1 3 3 6 6 9 9 1 1 2 2 5 5 2013 12 31... 25,426 9,752 17,942 11,659 10,587 31,839 46,934 31,066 185,205... 7,589 7,206 9,867 3,239 5,043 4,449 2,749 40,142... 6,284 71 5,448 4,221 3,062 21,428 33,091 21,433 95,038... 987 1,423 1,952 1,689 1,718 3,712 6,036 5,021 22,538... 1,250 225 2,747 3,317 7,539... 10,383 10,383... 74 1,052 675 1,260 764 1,861 2,311 7,997... 109 164 1,295 1,568... 28 1,171 144 6 1,460 3,374 41,801 47,984... 28 1,171 144 6 460 3,374 34,899 40,082... 1,000 6,902 7,902 25,426 9,780 19,113 11,803 10,593 33,299 50,308 72,867 233,189 156
2014... 158... 158... 158... 158... 158... 158... 159... 159 1... 160... 160... 160... 160... 160... 160... 161... 161... 161... 161... 161... 161... 162... 162... 163... 163... 164... 164... 164... 164... 164... 164... 164 2013 164 169 VaR 2013 281 157
2014 2014 2014 6 30 2013 6 30 2013 12 31.... 49.2 52.9 52.1...... 51.3 50.1 49.7...... 38.5 41.4 38.6...... 63.4 71.5 81.3 2014 6 30 2013 12 31 43 44 45 2014 6 30............ 13.6 41.7 9.1 12.7 (27.9) 49.2.................. 15.8 37.1 5.9 15.0 (22.5) 51.3.................. 8.7 26.9 3.2 9.3 38.5.................. 28.0 50.5 12.4 20.9 63.4 158
44 45 2013 6 30............ 14.9 35.5 4.2 18.1 (19.7) 52.9.................. 15.2 33.0 5.1 17.6 (20.9) 50.1.................. 8.8 22.8 2.2 11.9 41.4.................. 25.8 52.3 14.1 25.5 71.5 2013 12 31 16.0 33.4 9.2 14.2 (20.7) 52.1.................. 15.1 33.7 5.0 15.5 (19.7) 49.7.................. 6.5 24.7 2.4 11.2 38.6.................. 26.4 71.9 13.6 21.3 81.3 172 46 2014 2013 2013 46 172 2014 2014 2013 283 2013 283 159
1 2014 6 30 2013 12 31................................................................ 60.3 92.7 2014 6 30 2013 6 30 2013 12 31................................................ 151.0 194.9 154.6.................................................. 154.5 141.4 197.9.................................................. 122.5 114.7 145.8.................................................. 189.0 212.7 252.3 2013 12 312014 6 30 44 45 2014 6 30....................... 103.6 75.1 (27.7) 151.0............................................. 116.1 79.3 (40.9) 154.5............................................. 99.1 69.0 122.5............................................. 147.7 91.9 189.0 2013 6 30....................... 191.1 105.6 (101.8) 194.9............................................. 112.5 109.7 (80.8) 141.4............................................. 84.6 98.3 114.7............................................. 195.2 130.3 212.7 2013 12 31...................... 150.6 80.4 (76.4) 154.6............................................. 177.6 103.6 (83.3) 197.9............................................. 136.3 80.3 145.8............................................. 221.7 135.7 252.3 172 160
2014 2013 285 2014 6 30 1.14 2013 6 301.26 2013 12 311.13 2014 6 30 182013 6 3022 2013 12 3123 2014 2013 2013 6 30 6 30 12 31 47... 2.4 2.9 2.7........ 0.1 48.... 1.2 1.1 1.2...... 5.1 5.3 5.2 172 8.7 9.4 9.1 2013 285 2013 285 2013 238 161
2014 3% 260 110 2014 2013 2013 6 30 6 30 12 31.. 107,698 118,139 134,086.... 5,673 7,830 5,547.... 70 73 72 1........ 61,277 59,548 59,355........ 1,871 17,792 2,146.... 69,844 21,660 58,968........ 311,333 279,051 314,427............ 1,420 3,284 3,700 172 559,186 507,377 578,301 2014 6 302013 12 31 2014 2014 7 112 25 2015 6 30129.79 2014 12 319.38 17.46 (2014 12 31 17.34 162
49 2014 7 2015 6 25....... 54 26 293 252 451 (97) 979 25....... (308) (37) (450) (235) (691) (25) (1,746) 2014 1 2014 12 25....... (107) 12 327 236 598 (128) 938 25....... (291) (23) (412) (233) (761) (14) (1,734) 2013 7 2014 6 25....... 112 56 283 152 593 (41) 1,155 25....... (351) (65) (399) (181) (524) (24) (1,544) 172 2013 286 100 49 6 2014 6 30 100...................... (5,157) (5,212) (5,066)............................. (2.7%) (2.7%) (2.7%) 100...................... 4,730 4,915 4,730............................. (2.5%) (2.6%) (2.5%) 2013 6 30 100...................... (5,991) (5,991) (5,507)............................. (3.4%) (3.4%) (3.2%) 100...................... 5,752 5,752 4,910............................. 3.3% 3.3% 2.8% 2013 12 31 100...................... (5,762) (5,992) (5,762)............................. (3.2%) (3.3%) (3.2%) 100...................... 5,634 5,786 5,633............................. 3.1% 3.2% 3.1% 172 163
2014 2014 2013 2013 6 30 6 30 12 31..... 42.7 37.1 40.5 % % %....... 18 19 18....... 71 71 70. 11 10 12 100 100 100 2013 457 2014 2014 2013 2013 6 30 6 30 12 31......... 51.3 46.9 54.1........... 47.0 52.6 49.8........... 42.5 46.6 47.5........... 51.5 64.1 54.1 1 1 5 5 10 10 2014 6 30...................... 145,891 45,396 591 1,961 665 97,278............ (145,891) (9,503) (10,348) (8,509) (14,891) (102,640).. (20,597) 7,137 7,400 6,042 18................ 15,296 (2,620) 852 (8,184) (5,344).................. 15,296 12,676 13,528 5,344 2013 6 30...................... 142,080 43,355 310 2,183 594 95,638............ (142,080) (11,716) (7,215) (7,681) (13,838) (101,630).. (16,799) 3,977 7,681 4,079 1,062................ 14,840 (2,928) 2,183 (9,165) (4,930).................. 14,840 11,912 14,095 4,930 164
1 1 5 5 10 10 2013 12 31...................... 150,836 50,636 290 1,970 645 97,295............ (150,836) (14,515) (7,685) (9,876) (14,306) (104,454).. (18,620) 4,382 9,876 4,421 (59)................ 17,501 (3,013) 1,970 (9,240) (7,218).................. 17,501 14,488 16,458 7,218 2014 2013 245 2013 287 2014 2014 2014 6 30 16 165
DDoS 2014 25 2013 10 166
167 2014 1 2013 2014 2 2014 1 2014 5
2014 (accountingdisclosures@hsbc. comwww.hsbc.com 2012 12 2013 294 168
.......... 2014................................................................................ 2013 290 2014 7502013 740 2014 2014 169
B U L A 2014 6 30 DPF 50 DPF 51 52 2014 6 30........................ 28,014 12,043 1,629 5,430 22 26,657 2,867 4,455 6,064 87,181................ 4 4.. 4,383 11,760 564 646 5 7,523 2,411 1,541 2,219 31,052.................... 7 1 2 95 71 176.................... 20,565 960 4,410 11 17,049 1,750 3,697 48,442................ 3,059 282 101 372 6 1,990 456 1,164 77 7,507...................... 183 265 722 1 2 1,173 PVIF 53........................... 5,438 5,438.............. 794 330 19 101 728 11 27 7,813 9,823........................ 28,991 12,638 1,648 6,253 23 27,385 2,878 4,482 19,317 103,615............ 2,878 3,800 6,678............ 476 476.................... 28,217 12,518 1,591 5,492 20 27,385 75,223 54....................... 12 11 9 1 1,223 1,256........................ 9,451 9,451........................ 28,229 12,518 1,602 5,501 21 27,385 2,878 4,276 10,674 93,084.................... 10,531 10,531 55............. 28,229 12,518 1,602 5,501 21 27,385 2,878 4,276 21,205 103,615 2013 6 30........................ 25,918 12,451 1,733 4,365 45 23,636 8,782 4,303 5,511 86,744................ 4 4.. 3,628 12,258 524 670 14 6,389 8,349 1,550 1,425 34,807.................... 13 3 1 191 6 1 59 274.................... 19,053 955 3,402 5 15,518 1,906 3,193 44,032................ 3,224 190 250 292 26 1,538 427 846 834 7,627...................... 174 327 493 339 7 3 1,343 PVIF 53........................... 4,874 4,874.............. 730 10 28 105 694 28 26 452 2,073........................ 26,822 12,788 2,254 4,809 52 24,330 8,810 4,329 10,840 95,034............ 8,601 3,740 12,341............ 452 452.................... 26,222 12,700 2,213 4,280 26 24,330 69,771 54....................... 13 11 1,099 1,123........................ 1,890 1,890........................ 26,235 12,700 2,224 4,280 26 24,330 8,601 4,192 2,989 85,577.................... 9,457 9,457 55............. 26,235 12,700 2,224 4,280 26 24,330 8,601 4,192 12,446 95,034 170
B DPF 50 DPF 51 52 2013 12 31........................ 26,382 13,348 1,651 4,703 25 25,676 9,720 4,375 5,846 91,726................ 3 3.. 3,850 13,131 532 753 8 6,867 9,293 1,706 1,757 37,897.................... 1 3 215 5 55 279.................... 19,491 959 3,769 11 16,556 1,853 3,745 46,384................ 3,040 214 157 181 6 2,038 422 816 289 7,163...................... 182 291 522 436 3 2 1,436 PVIF 53........................... 5,335 5,335.............. 757 284 23 113 791 19 31 546 2,564........................ 27,321 13,923 2,196 5,252 28 26,467 9,739 4,406 11,729 101,061............ 9,730 3,761 13,491............ 448 448.................... 26,920 13,804 2,158 4,848 24 26,427 74,181 54....................... 12 17 1 1,163 1,193........................ 2,048 2,048........................ 26,932 13,804 2,175 4,848 25 26,427 9,730 4,209 3,211 91,361.................... 9,700 9,700 55............. 26,932 13,804 2,175 4,848 25 26,427 9,730 4,209 12,911 101,061 172 IFRS 5 2015 2014 1 1 2013 12 31 171
56 9 2014 6 30 57................................................ 829 32,461 2,030 35,320 DPF 58....................................... 395 27,822 28,217............................................... 99 84 183................................................... 77 135 1,379 1,591................................. 258 4,405 646 5,309................................................. 15 5 20............................................... 1,582 5,635 5,301 12,518 DPF 51,58...................................... 27,385 27,385............................................... 29,796 38,096 7,331 75,223 2013 6 30 57................................................ 1,293 29,295 2,153 32,741 DPF 58....................................... 354 25,868 26,222............................................... 131 68 199................................................... 585 127 1,501 2,213................................. 223 3,217 641 4,081................................................. 15 11 26............................................... 3,402 4,303 4,995 12,700 DPF 51,58...................................... 24,330 24,330............................................... 29,025 33,598 7,148 69,771 2013 12 31 57................................................ 1,383 30,554 2,013 33,950 DPF 58....................................... 380 26,540 26,920............................................... 130 74 204................................................... 622 129 1,407 2,158................................. 250 3,795 599 4,644................................................. 1 16 7 24............................................... 3,976 5,065 4,763 13,804 DPF 51,58...................................... 26,427 26,427............................................... 31,786 35,619 6,776 74,181 1 2014 1 1 2 3 6002013 6 304802013 12 31340 4 5 2014 6 30332013 6 30 312013 12 3132 6 7 172
8 6 9 2014 1 1 23 10 11 89 2013 185 EL 12 13 14 2014 6 30182013 6 3020 2013 12 3117 2014 6 308,8002013 6 303.482013 12 312.55 2014 6 305,4002013 6 303.382013 12 312 2014 6 302.22013 6 304.932013 12 312.83 2014 6 303.212013 6 302.462013 12 312.59 15 16 60182013 6 3021 2013 12 3119 17 CRR 9 CRR 10 EL 9 EL 1090 2013 272 130 18 19 CRR 1 CRR 8 EL 1 EL 890 20 21 22 22013 6 302013 12 316 23 24 25 26 2942013 6 302892013 12 31306 27 2014 6 302013 6 302013 12 31 28 29 30 Solitaire 31 32 33 CDS 34 35 36 Marks and Spencer Financial Services Limited HSBC Private Bank (UK) Ltd HFC Bank Ltd HSBC Trust Company (UK) Limited 37 38 39 40 41 173
42 43 44 45 46 47 48 49 50 51 IFRS 4 52 2014 6 30 732013 6 301 2013 12 31 2014 6 30 742013 6 3012013 12 31 53 54 PVIF 55 SABB Takaful Company Canara HSBC Oriental Bank of Commerce Life Insurance Company Limited 56 57 58 DPF 174
1... 176... 176... 176... 193... 193... 193... 193... 193... 194... 194... 194... 194... 196... 196... 177... 177... 177... 177... 178... 178... 178... 179... 180... 181... 181... 182... 182... 182... 182... 183... 196... 196... 198... 198 2014... 183... 183... 184... 184 4... 185 4... 186... 186... 187... 187 G-SII... 187... 188... 188... 188... 189... 189... 190... 190 1 175
2013 10.8% 11.2% 2013 10.9% 11.3% 2014 2013 2013 6 30 6 30 12 31 % % % 4.... 11.2 10.8............ 12.3 12.0.......... 15.4 14.9 4.... 11.3 10.1 10.9 2.5........ 12.7 13.6............ 13.6 14.5.......... 16.6 17.8 4 2.5 2014 2013 2013 6 30 6 30 12 31............... 140,070 140,890 149,051........ 13,813 9,252 9,104............ 38,951 33,308 35,854.... 192,834 183,450 194,009........ 1,248,572 1,104,764 1,092,653 2014 1 142014 6 30 3 2.5 4 4 2013 324 2013 197 2013 12 PS 7/13 4 4 4 CET1 4 4 2015 1 1 2014 4 4187 2014 7 1 7% 4 2014 4 4% 4 2019 2014 2014 176
2013 2014 10% 193 2014 4 2013 6 30 2013 12 31 12 31.................................................. 966.0 936.5 864.3......................................... 101.4 95.8 45.8.................................................. 63.1 63.4 63.4.................................................. 118.1 119.2 119.2 1,248.6 1,214.9 1,092.7.............................................. 121.6 142.3 104.8............... 52.7 63.7 26.3............................ 68.9 78.6 78.5 1..................................... 1.1 1.1 192 4 2.5 2.5 2014 6 30 2013 6 30 2013 12 31....................................... 223.0 243.4 233.5.................................................. 424.9 385.9 391.7....................................... 537.3 429.2 422.3.............................................. 22.1 21.8 21.7...................................................... 41.3 24.5 23.5 2 1,248.6 1,104.8 1,092.7 4 2.5 2.5 2014 6 30 2013 6 30 2013 12 31...................................................... 393.6 305.4 300.1....................................................... 481.1 413.1 430.7................................................ 62.7 64.2 62.5.................................................... 236.9 236.4 223.8.................................................. 96.8 96.7 89.5 1,248.6 1,104.8 1,092.7 177
3 2014 6 30........................... 211.2 209.9 11.2 155.3 12.0 599.6........................... 11.4 4.1 15.5....................................... 46.9 174.3 39.0 30.7 60.0 350.9 269.5 384.2 54.3 186.0 72.0 966.0 2013 12 31........................... 157.1 182.9 11.2 161.5 8.5 521.2........................... 9.8 3.8 13.6....................................... 44.5 165.9 40.0 22.7 56.4 329.5 192 211.4 348.8 55.0 184.2 64.9 864.3 2014 6 30... 60.3 60.6 206.2 249.5 11.1 11.9 599.6... 7.2 6.9 0.1 1.3 15.5... 59.0 5.5 178.5 73.6 6.5 27.8 350.9 119.3 66.1 391.9 330.0 17.7 41.0 966.0 2013 12 31... 58.4 72.6 183.2 192.8 10.4 3.8 521.2... 6.3 5.8 0.1 1.4 13.6... 60.6 3.1 169.3 71.6 6.9 18.0 329.5 119.0 75.7 358.8 270.2 17.4 23.2 864.3 214 42014 1 1 71250% 283 163 35 2014 60 48 89 Vietnam Technological & Commercial Joint Stock Bank 11 178
3 2014 1 1 2.5... 166.9 182.9 15.0 161.5 8.5 534.8... 4.9 0.8 (0.2) (0.1) (0.4) 5.0... (2.3) (0.5) (2.6) (0.1) (5.5)... 3.0 13.0 (0.2) (0.5) 1.9 17.2... (1.7) 0.7 0.7 (2.3) 0.4 (2.2)... 14.9 0.3 (5.1) 10.1...... 14.9 0.3 (5.1) 10.1... 36.9 12.2 0.5 4.4 1.7 55.7... (9.8) (5.6) (0.2) (2.6) (0.1) (18.3)... 2.2 6.7 (0.2) 0.7 0.1 9.5 4... 37.0 5.7 0.4 4.9 0.2 48.2... 7.5 5.4 0.5 1.4 1.5 16.3... 55.7 27.0 0.3 (6.2) 3.5 80.3 2014 6 304... 222.6 209.9 15.3 155.3 12.0 615.1 2013 1 1 2.5... 150.7 162.3 12.6 187.1 11.2 523.9... (6.0) (3.2) (0.4) (1.6) (0.5) (11.7)... (1.6) (8.2) (9.8)... 2.0 10.4 0.1 (5.5) (0.4) 6.6... 2.4 3.7 1.5 (7.1) 0.1 0.6... (1.8) 0.1 (0.2) (1.9)...... (1.8) 0.1 (0.2) (1.9)... 2.7 0.4 10.0 0.1 13.2... 0.2 (6.0) (0.2) 0.1 (5.9)... 2.5 6.4 10.2 19.1... (2.3) 11.3 1.3 (12.6) (0.7) (3.0) 2013 6 30 2.5... 148.4 173.6 13.9 174.5 10.5 520.9 2013 1 1 2.5... 150.7 162.3 12.6 187.1 11.2 523.9... 3.3 (4.5) (0.5) (1.9) (1.0) (4.6)... (1.5) (8.6) (1.7) (11.8)... 2.1 21.2 1.4 (10.6) 0.2 14.3... (1.5) 5.3 1.3 (10.8) (0.3) (6.0)... 11.6 0.1 (0.2) 11.5... 13.4 13.4... (1.8) 0.1 (0.2) (1.9)... 2.2 (1.4) 0.1 6.5 0.1 7.5... (0.2) (7.8) 0.1 (0.6) 0.1 (8.4)... 2.4 6.4 7.1 15.9... 16.2 20.6 2.4 (25.6) (2.7) 10.9 2013 12 31 2.5... 166.9 182.9 15.0 161.5 8.5 534.8 192 179
2014 1 1 2.5... 58.4 72.6 131.0 189.5 198.5 10.6 5.2 534.8... 0.5 0.5 2.2 2.1 0.2 5.0... (5.5) (5.5)... 1.1 (3.4) (2.3) 11.7 8.5 (0.4) (0.3) 17.2... (1.8) (4.0) (5.8) 2.8 0.7 (0.3) 0.4 (2.2)... 0.1 (4.9) (4.8) 9.3 5.3 0.3 10.1...... 0.1 (4.9) (4.8) 9.3 5.3 0.3 10.1... 2.0 0.3 2.3 (2.1) 46.8 0.8 7.9 55.7... (2.6) (2.6) (5.5) (9.9) (0.3) (18.3)... 2.5 6.3 0.5 0.2 9.5 4... (0.7) 48.6 0.2 0.1 48.2... 4.6 0.3 4.9 1.6 1.8 0.4 7.6 16.3... 1.9 (12.0) (10.1) 23.9 57.9 0.6 8.0 80.3 2014 6 304... 60.3 60.6 120.9 213.4 256.4 11.2 13.2 615.1 193 80350 27 20 25 162 180 10 34 18 40 31 148 49
557 2014 1 1 4 4824 1,250% 402 92 98 48 74 46 557 286 271 2014 1 1 4 CCP 4 2014 1 168 102 97 2014 2013 2013 6 30 6 30 12 31................................................ 70.8 45.1 42.2............... 65.2 45.1 42.2.......................................... 5.6................................................ 30.6 3.5 3.5........................ 3.9 3.5 3.5.......................................... 22.2.......................................... 4.5.............................................. 101.4 48.6 45.7 181
2014 4 2.5 2014 6 30 2013 6 30 2013 12 31 2.5................. 42.2 45.7 45.7.................................................. 3.2 1.0 (0.9).................................................. (0.3) (1.0) (2.7).................................................. 2.2................................................ 23.5 (0.6) 0.1...................................... (1.0) (0.6) 0.1...................................... 7.5 4......................................... 17.0...................................... 28.6 (0.6) (3.5).......................................... 70.8 45.1 42.2 2014 2013 2013 6 30 6 30 12 31.............................................. 5.6 5.7 4.9...................................... 7.8 6.9 9.4.............................................. 24.9 24.2 23.1.............................................. 2.0 3.1 2.6.................... 9.2 19.6 12.2...................................... 49.5 59.5 52.2.......................................... 13.6 11.4 11.2 63.1 70.9 63.4 2013 12 31 2014 6 30 2013 6 30 2.5................. 52.2 44.5 44.5.............................................. 0.9 (4.6) (14.5).................................................. 17.6 17.6................................................ (3.6) 2.0 4.6...................................... 0.5 2.0 4.6...................................... (4.1)...................................... (2.7) 15.0 7.7.......................................... 49.5 59.5 52.2 3 42 28 41 182
24 26 2014 11 2012 5 4 2.5 2014 6 30 2013 6 30 2013 12 31....................................... 131,233 138,789 140,890......................... 10,045 10,297 6,827....................................... 9,746 10,284 5,920................................... 202 13 907................................................. 97 4.................................... (2,329) (4,780) (2,207) 2.5.................... (4,780) (2,207)....................... 1,108..................................... (1,766)..................................................... (2,053)................................... 382....................................... 147 739 (204)..................................................... 14 169 128..................................................... 720 (4,387) 3,093........................................... 240 63 524....................................... 140,070 140,890 149,051........................................... 14,408 12,259 9,252......................................... (500) (1,478) 327............................................... 1 (1,519) (485)......................................... (96) (10) 10..................................................... 153,883 150,142 158,155................................................. 35,538 29,758 33,308................................. 3,450 (457) 2,066............................................... 2 6,932 (485)......................................... (39) (2,925) 965............................................. 192,834 183,450 194,009 192 20132014 77 183
4 2.5 2014 6 30 2013 12 31 2013 12 31 2013 6 30.......................................... 173,453 164,057 173,449 165,816 5......................... 190,281 181,871 181,871 174,070 4..................................... (1,671) (3,005)...................................... (1,405) (1,405) (1,405) (1,405).................................... (5,851) (5,851) (5,851) (5,851) 6........................... (686) (1,166) (1,166) (998)............................ (7,215) (6,387).................................... 3,792 3,644 4,955 4,754.................... 8,441 8,588 8,588 8,291............................ (2,153) (2,388) (2,388) (2,395).................... (487) (488) (488) (490)............ (824) (757) (757) (652) CET1.............. (1,185) (1,311).............................. (2,559) (2,230) 480 178 7......... (141) 1,121 1,071 8................................... 1,314 1,112 1,037 137.................................... (354) (451) 9........................... (2,301) (1,731) (518) 70.................................... (1,346) (1,281) (1,281) (1,284).................................. 269 121 121 184.......................................... (34,616) (34,238) (29,833) (29,858).................................. (24,752) (24,899) (25,198) (24,994).................. (945) (680) PVA......................... (1,688) (2,006)......................... (904) (677) 50%................................ (1,684) (1,722) 50%.................... 151 134...................... (6,327) (5,976) (3,102) (3,276)............................ 140,070 131,233 149,051 140,890.............................. 13,977 14,573 16,110 15,790...................................... 1,160 1,160 1,405 1,405............................ 1,955 1,955 2,388 2,395.............. 635 731.................................... 10,227 10,727 12,317 11,990.......................................... (164) (165) (7,006) (6,538) 10.............................. (164) (165) (7,157) (6,672) 50%.................... 151 134.......................................... 153,883 145,641 158,155 150,142 184
4 2.5 2014 6 30 2013 12 31 2013 12 31 2013 6 30.......................... 39,197 35,786 47,812 45,009........ 2,755 2,567................................ 2,616 2,799.................. 47 86.................................... 2,218 2,218 2,777 2,777.................................... 36,692 33,242 39,364 36,566........................ 240 240 300 300.................... (246) (248) (11,958) (11,701) 10.............................. (246) (248) (7,157) (6,672) 50%................................ (1,684) (1,722) 50%................ (3,102) (3,276).................................... (15) (31).................................. 192,834 181,179 194,009 183,450 192 4 2014 6 30 2013 12 31.......................................................... 140,070 131,233.......................................................... 1,346 1,281............................................................ 141.............................................................. 141,557 132,514.............................................................. 13,813 14,408.......................................................................... (1,160) (1,160)................................................................ (1,955) (1,955)........................................................................ (10,227) (10,727).................................................. (231) (366).................................................................... 164 165.................................................................. 404 365.................................................................. 38,951 35,538........................................................................ (2,218) (2,218)........................................................................ (21,513) (21,513)............................................................ (240) (240)...................................................... 190 345.................................................................... (164) (165)...................................................................... 15,006 11,747 185
4 2013 12PS7/13 4 4 2014 1 1 2018 1 1 2015 1 1 4 2014 1 12018 1 1 20% 4 2014 1 1 20% 10% 2022 1 1 4 4%2015 1 1 4.5%5.5% 2015 1 16% 8% 2014 6 30 152 4 371 20% 4 23 17 2014 10 6 2013 4 2014 1 14............... 132.5 1,214.9. 10.0 5..................... (2.3)................. (0.2) 34.4................. 24.7..................... (20.1)......................... 1.6 (5.3) 2014 6 304............... 141.6 1,248.6 193 2014 1 2015 1 1 4 2014 1 12016 6 30 2014 5 4 3 2014 1 3 2010 12 4 20144 186
2014 6 30............................................................. 2,754......................................................................... (107)..................................................................... 186............................................................. 2,833 IFRS........................................................ 98..................................................................................... (498)....................................................................................... (270)............................................................................. (228)......................................................................................... 199............................................................................... 60................................................................. (55)........................................................................... 166............................................. 28............................................................................... 237............................................................................. 314..................................................... (86)............................................................................... 9 445................................................................................... 80............................................................................................. 356............................................................................................. 9....................................................................... (37)....................................................................... 3,277 4................................................................... 142............................................................................. 4.3% 4 3 42016 1 1 2014 4 2014 4 G-SII O-SII CCB 2014 4 4 CCyB G-SII G-SII G-SIB 2016 1 1 2013 FSB 2012 187
188 2.5%2013 2014 2014 4 2014 6 2014 7 http://www.hsbc. com/investor-relations/financial-and-regulatoryreports 2.5%2016 1 1 2019 1 1 43 3 4 SCR 2014 5 1 2016 1 1 2014 1 2014 6 0% 0% 2.5% 4 SRB 1% 4 2013 A PS7/132015 1 156% CPB B 4
2014 CET1 2015........ 4.5 A 56% CET1................... 0.9 2019........ 2.5 G-SIB 2019........ 2.5 A % A 1.5% 2015 1 1 56% 0.9% 2013 10 2014 2014 2014 CCAR 2014 3 108 2014 3 2015 189
190 2014 5 2013 2013 12 SS13/13 RNIV 2014 3 2014 2014 6 2014 6 CP12/14 AIRB2015 6 50% 2014 7 2013 12 2013 2014 72000 2014 2000 2014 2015 5 2019
191 2013 2014 6 2014 7 2014 12 31 2012 2 (Erkki Liikanen) 2014 1 2014 2013 20 2014
1 2 3 2014 1 1 23 4 5 2014 6 30 6 7 8 9 2.5 10 192
RoRWA 4 193
2013 232.5 42014 1 1 4 4 13 32 4 3 2013 4 4 2014 1 1 4 194
4 IRBPD EADLGD 4 2014 4 4 4 7% 1,250% 195
4 ICAAP 2013 (www.hsbc.com) 1. 2. 3. 196
4. 5. 2013 6. 197
5 6 5 6 2022 1 1 4 2014 132014 3 3 3 2010 2010 2014 SFTIFRS 2010 2010 CCF 2010 10%2014 20% 50% 198
CBE 59 CBE 1995 2010 1995 The Hong Kong Association 2014 1 24 III Turnbull Guidance on Internal Control KPMG 55 30 1980 2011 2008 HSBC Private Banking Holdings (Suisse) SA HSBC Trinkaus & Burkhardt AG 48 2014 3 1 20 2014 3 1 Patomak Global Partners 199
52 Oracle 2008 Oracle Corporation 1999 Oracle2001 Donaldson, Lufkin & Jenrette GBS 64 2014 1 17 2014 5 23 2011 12 Unilever PLC Unilever N.V. GBS OBE 66 30 2003 2009 2014 8 1 2014 2 1 56 2014 5 23 2014 1 17 200
2013 Accenture plc Darktrace Limited Facewatch Limited 30 64 14 2012 Deutsche Börse AG Joh A. Benckiser SARL Coty Inc. Allianz France S.A. Allianz Global Investors Kapitalanlagegesellschaft Allianz Global Investors Deutschland GmbH Allianz Global Investors SGR Allianz SpA Allianz Investment Management GmbH Allianz Climate Solutions GmbH Bayerische Börse AG OSRAM Licht AG CBE 52 2014 5 23 Pearson plc 2004 2014 1 1 The Economist Newspaper Limited 2014 1 242014 3 13PepsiCo Inc. Imperial Chemical Industries plc Pearson plc Interactive Data Corporation Pearson plc 59 2014 5 23 ABB Group 2013 Swiss Reinsurance Company Kühne + Nagel International AGOanda Corporation Ahaus Alstaetter Eisenbahn Swiss Federal Audit Oversight Authority 201
Diethelm Keller Group ABB Group ABB (Switzerland) AG DKSH AG Winterthur Insurance Company 58 2014 5 23 (INSEAD) 2008 Centrica plc Chevron Corporation Hanson PLCEnterprise Oil plc Amerada Hess Corporation 67 2014 5 23 Anderson Global Macro, LLC 69 2014 1 17 2008 International Regulatory Strategy Group TheCityUK Arcus European Infrastructure Fund GP LLP Heathrow Airport Holdings Limited Imperial College Institute of Fiscal Studies BruegelDitchley Foundation 2014 3 3Serco Group plc Reinsurance Group of America Inc. The Scottish American Investment Company PLC 2012 Aspen Institute 202
52 2007 2010 56 2005 2014 1 1 HSBC Private Banking Holdings (Suisse) SA HSBC Insurance (Bermuda) Limited JP Morgan PricewaterhouseCoopers 73 2007 2010 2006 Simon Robertson Associates LLP Berry Bros. & Rudd Limited The Economist Newspaper Limited Troy Asset Management Eden Project Trust Royal Opera House Endowment Fund Dresdner Kleinwort Benson Royal Opera House Covent Garden Limited New Shore Partners LimitedRolls-Royce Holdings plc CBE 55 2014 4 14 2014 4 14 2014 5 23Genomics England Limited Innocoll Inc. 2014 6 2Proteus Digital Health AstraZeneca plc KPMGDiageo plc 203
47 2013 6 112013 7 1 BG Group plc. Ann Almeida 58 1992 2008 HSBC Amanah 54 1994 2011 HSBC Trinkaus & Burkhardt AGHSBC Global Asset Management Limited 58 1975 2013 10 2013 4HSBC Global Asset Management Limited 2013 3 2013 8 HSBC Trinkaus & Burkhardt AG 46 1989 2013 10 2013 4 2013 6 2013 9 2013 10 2013 10 HSBC Bank Oman 2014 2 13 59 2014 11 1 1986 2013 2 HSBC Amanah Malaysia Berhad HSBC Amanah Takaful (Malaysia) Sendirian Berhad 46 1989 2013 1 2013 6HSBC Private Banking Holdings (Suisse) SA 204
Pam Kaur 50 Antonio Losada 59 2013 4 2013 5 55 1981 2011 2013 10 2014 2 2013 8 HSBC Trinkaus & Burkhardt AG 2013 12 51 2012 1 Miller, Cassidy, Larroca & Lewin LLP Baker Botts LLP 1973 2012 12 2013 10 HSBC Mexico, S.A., Institucion de Banca Multiple, Grupo Financiero HSBC Grupo Financiero HSBC, S.A. de C.V. 2014 1 58 1980 2011 62 2005 2010 205
2014 6 30 2014 2013 2013 6 30 6 30 12 31.................................... 25,435 25,740 25,452.................................... (8,030) (7,921) (7,732).................................. 17,405 17,819 17,720.................................... 10,031 10,148 9,825.................................... (1,854) (1,744) (1,795)................................ 8,177 8,404 8,030.................. 2,362 5,230 1,413........................ 913 1,132 915................................ 3,275 6,362 2,328.... 438 (1,419) 191........ 1,222 222 1,774.... 1,660 (1,197) 1,965...................... 946 1,856 156.................................... 88 107 215.............................. 6,137 6,226 5,714................................ 538 946 1,686................................ 38,226 40,523 37,814........ (7,059) (6,151) (7,541).............................. 31,167 34,372 30,273.................. (1,841) (3,116) (2,733)................................ 29,326 31,256 27,540.............................. (9,978) (9,496) (9,700).............................. (7,127) (7,727) (9,338).................. (712) (699) (665).......................... (449) (477) (454)................................ (18,266) (18,399) (20,157).................................... 11,060 12,857 7,383...................... 1,280 1,214 1,111.................................. 12,340 14,071 8,494.................................... 5 (2,022) (2,725) (2,040).................................... 10,318 11,346 6,454.......................... 9,746 10,284 5,920.......................... 572 1,062 534.......................... 4 0.50 0.54 0.30........................ 4 0.50 0.54 0.30 214 268 1 213 206
2014 6 30 2014 2013 2013 6 30 6 30 12 31......................................... 10,318 11,346 6,454..................................... 958 (1,818) 100........................... 2,183 (1,609) (178)................. (643) (1,025) (252)....................... 15 206 80....................................... (597) 610 450....................................... (17) (198) 70........................... (44) 35 741............... 50 (258) (636)....................................... (23) 25 (35)........... (16) 1 (72)..................................... (18) 37 (72)....................... 2 (36)......................................... 670 (4,525) 3,081............................. (21) (290)................................. 691 (4,235) 3,081....................... 72....................... 316 (959) 501................................... 421 (1,223) 622....................................... (105) 264 (121)............... 1,911 (7,499) 3,752................................. 12,229 3,847 10,206................................... 11,706 3,072 9,572................................... 523 775 634 214 268 1 213 12,229 3,847 10,206 207
2014 6 30 2014 2013 2013 6 30 6 30 12 31............................. 132,137 148,285 166,599............................. 8,144 8,416 6,021................................. 26,640 24,275 25,220....................................... 6 347,106 432,601 303,192......................... 9 31,823 35,318 38,430........................................... 10 269,839 299,213 282,265 2.......................................... 127,387 127,810 120,046 2.......................................... 1,047,241 938,294 992,089 2.......................... 11 198,301 88,400 179,690........................................... 12 423,710 404,214 425,925................................... 13 10,248 20,377 4,050........................................... 53,270 45,135 50,939....................................... 1,068 1,207 985................................. 11,503 9,781 11,006............................. 17,497 15,676 16,640..................................... 29,740 28,537 29,918................................... 10,747 10,572 10,847....................................... 7,192 7,205 7,456........................................... 2,753,593 2,645,316 2,671,318..................................... 26,640 24,275 25,220 2.......................................... 92,764 92,709 86,507 2.......................................... 1,415,705 1,266,905 1,361,297 2.............................. 11 165,506 66,591 164,220............................. 9,936 9,364 6,910....................................... 14 228,135 342,432 207,025......................... 15 82,968 84,254 89,084........................................... 10 263,494 293,669 274,284..................................... 96,397 109,389 104,080......................... 12,361 19,519 2,804........................................... 32,936 33,511 30,421....................................... 1,434 1,586 607....................................... 75,223 69,771 74,181................................. 14,972 11,292 16,185............................................... 16 4,283 4,787 5,217....................................... 1,091 864 910....................................... 2,974 3,216 2,931........................................... 28,052 28,821 28,976........................................... 2,554,871 2,462,955 2,480,859......................................... 9,535 9,313 9,415......................................... 11,582 11,071 11,135....................................... 5,851 5,851 5,851........................................... 28,355 23,503 26,742........................................... 134,958 124,332 128,728................. 190,281 174,070 181,871..................................... 8,441 8,291 8,588................................... 198,722 182,361 190,459............................. 2,753,593 2,645,316 2,671,318 214 268 1 213 208
(573) (573) (573) 2014 6 30 2014 2013 2013 6 30 6 30 12 31................................... 12,340 14,071 8,494......................... (979) (1,426) (32)................... (1,280) (1,214) (1,111)........................... (18) (9) (1,164)........... 20 4,284 5,091 6,904........................... 20 (86,266) 20,921 (169,820)........................... 20 59,108 (21,070) 185,827 3............................ (5,486) 4,877 (398)..................... 127 665 29................. (315) (494) (468)................................. (1,358) (2,125) (2,571)............... (19,843) 19,287 25,690................................. (187,934) (171,175) (192,804)........... 194,335 181,706 160,833......................... (523) (1,155) (797)................. 55 164 277......................... 950 3,193 3,325............................. (385) (416) (418)................................. (140) 287 2,631................................. (30) (25) (1)......................... 20 7,413............... 367 10............... 6,328 20,359 (26,944)............................... 14 169 128............................. (25) (33) 1................................... 234......................... 3,500 1,989......................... (3,042) (45) (1,617)................................. 1 (1)................. (1,755) (2,799) (3,615)....................... (350) (331) (255)............... (287) (286) (287)....................... (1,711) (3,324) (3,657)............. (15,226) 36,322 (4,911)..................... 346,281 315,308 343,371................. 3,443 (8,259) 7,821..................... 20 334,498 343,371 346,281 214 268 1 213 209
2014 6 30 2014 6 30 4 5,6 7 5,8 2014 1 1.................................... 9,415 11,135 5,851 128,728 97 (121) (542) 27,308 181,871 8,588 190,459........................................... 9,746 9,746 572 10,318............................. 300 956 (16) 720 1,960 (49) 1,911....................................... 956 956 2 958......................................... (16) (16) (1) (17)......................... 316 316 316................... (16) (16) (16)........................................... 720 720 (50) 670................................... 10,046 956 (16) 720 11,706 523 12,229................... 28 539 (553) 14 14 4...................... 92 (92) 2,111 2,111 2,111 9.................................. (5,774) (5,774) (432) (6,206)..................................... 52 52 52....................................... (18) (18) (18)......................... 333 333 333......................... (9) (9) (9)........................................... 42 (39) (8) (5) (1) (6)................................. (12) (12)....... (225) (225) 2014 6 30................................... 9,535 11,582 5,851 134,958 1,014 (145) 178 27,308 190,281 8,441 198,722 210
2013 6 30 4 5,6 7 5,8 2013 1 1.................................... 9,238 10,084 5,851 120,347 1,649 13 752 27,308 175,242 7,887 183,129........................................... 10,284 10,284 1,062 11,346............................. (993) (1,635) (197) (4,387) (7,212) (287) (7,499)....................................... (1,635) (1,635) (183) (1,818)......................................... (197) (197) (1) (198)......................... (994) (994) 35 (959)................... 1 1 1........................................... (4,387) (4,387) (138) (4,525)................................... 9,291 (1,635) (197) (4,387) 3,072 775 3,847................... 50 1,012 (893) 169 169 4...................... 25 (25) 707 707 707 9.................................. (5,487) (5,487) (400) (5,887)..................................... 54 54 54....................................... (36) (36) (36)......................... 355 355 355......................... 9 9 9........................................... (15) (15) 22 7................................. 6 6....... 1 1 2013 6 30................................... 9,313 11,071 5,851 124,332 14 (184) (3,635) 27,308 174,070 8,291 182,361 211
2014 6 30 2013 12 31 4 5,6 7 5, 8 2013 7 1.................................... 9,313 11,071 5,851 124,332 14 (184) (3,635) 27,308 174,070 8,291 182,361........................................... 5,920 5,920 534 6,454............................. 432 58 69 3,093 3,652 100 3,752....................................... 58 58 42 100......................................... 69 69 1 70......................... 504 504 (3) 501................... (72) (72) (72)........................................... 3,093 3,093 60 3,153................................... 6,352 58 69 3,093 9,572 634 10,206................... 10 156 (38) 128 128 4...................... 92 (92) 1,816 1,816 1,816 9.................................. (4,023) (4,023) (318) (4,341)..................................... (12) (12) (12)................................................................ 275 275 275......................... (7) (7) (7)........................................... 33 25 (6) 52 (3) 49................................. (30) (30)....... 14 14 2013 12 31.................................. 9,415 11,135 5,851 128,728 97 (121) (542) 27,308 181,871 8,588 190,459 214 268 1 213 212
1 112138 134 1842013 12 31 4 2 2014 1 1 11 3 4 2013 6 302013 12 31 5 1998 1 1 51.38 34.6916.69 6 88,240,5427.97 2013 6 3085,561,9349.3 2013 12 3185,997,271 9.15 7 2014 6 301.08 2013 6 301.162013 12 311.071.58 2013 6 301.42013 12 315.31 8 1985 1311992 2000 2003 82.9127.68 HSBC Overseas Holdings (UK) LimitedHOHU2009 1985131 157.966.14 1.49 1.491.21 3.44 9 213
1 1................... 214 2................... 217 3........................ 217 4................... 218 5........................ 219 6............... 222 7................... 223 8................... 233 9................. 235 10................... 236 11...................... 239 12................... 239 13.......... 241 14............... 242 15................. 242 16........................ 243 17........... 245 18.... 250 19.... 252 20............. 253 21.... 254 22.. 257 23................... 257 24................... 259 25........ 259 26............... 268 27 2014................. 268 1 (a) IASBIAS 34IAS 34 2013 12 31 IASB IFRS IFRS IFRS IASB IFRS2013 12 31 2013 12 31 IFRS IFRSIASB IFRS IASB IFRS 2013 12 31 IFRSIASBIFRS IFRIC 2014 6 30 2014 6 30 IFRS IFRSIASB IFRS 2014 6 30 2014 1 1 IAS 32 IAS 32 2014 6 30 2014 6 30 (b) 214
(c) 2013 72 76 (d) 2013 430 (e) IASB IASB 2014 5IASBIFRS 152017 1 1 IFRS 15 2014 7IASBIFRS 9 IAS 39 IAS 39IFRS 9 IAS 39 215
123 12 12 IAS 39 12 IAS 39 IFRS 9 IAS 39 2018 1 1 2018 1 1 2014 6 30 2.15 2012 IFRS 9 (f) (g) 23 2014 2014 1 1 216
11 (h) 2 2013 432 450 2013 3 2014 8 4 2014 12 310.10 19.1 2014 10 9 2014 6 30 2013 6 30 2013 12 31................... 0.19 3,582 1,827 0.18 3,339 540................... 0.10 1,906 284 0.10 1,861 167................... 0.10 1,864 952................... 0.10 1,873 864 0.29 5,488 2,111 0.28 5,200 707 0.20 3,737 1,816 3...................... 15.50 22 15.50 22 6...................... 15.50 23 15.50 23 9...................... 15.50 22 12..................... 15.50 23 31.00 45 31.00 45 31.00 45 217
45 2014 6 30 2013 6 30 2013 12 31 1 1...................... 0.508 44 0.508 44 3...................... 0.500 76 0.500 76 4...................... 0.508 45 0.508 45 6...................... 0.500 76 0.500 76 7...................... 0.508 45 9...................... 0.500 76 10..................... 0.508 45 12..................... 0.500 76 2.016 241 2.016 241 2.016 242 1 2010 62008 4 3822 IFRS 2014 7 15 0.5084,500 4 2014 6 30 2013 6 30 2013 12 31................................. 9,746 10,284 5,920..................... (45) (45) (45)................... (241) (241) (242)........................... 9,460 9,998 5,633 2014 6 30 2013 6 30 2013 12 31 1.......................... 9,460 18,847 0.50 9,998 18,467 0.54 5,633 18,530 0.30... 101 156 124 2........................ 9,460 18,948 0.50 9,998 18,623 0.54 5,633 18,654 0.30 1 2 218
5 2014 2013 2013 6 30 6 30 12 31................................... 165 (107) 99 1........................................ 1,803 1,868 2,081 1,968 1,761 2,180............................. 54 964 (140)........................................... 2,022 2,725 2,040........................................... 16.4% 19.4% 24.0% 1 5.892013 6.072013 5.26 16.5% 201316.5% 2014 6 30 2013 6 30 2013 12 31 % % %............................. 12,340 14,071 8,494 21.5% 201323.25%............................... 2,653 21.5 3,272 23.25 1,974 23.25........ 28 0.2 (181) (1.3) 4................... (242) (2.0) 7 (124) (1.4)................... (87) (0.7) (9) (0.1) 341 4.0............. (278) (2.2) (281) (2.0) (262) (3.1)............... (111) (0.8).......... (317) (2.3)...................... (317) (2.6) (377) (2.7) (494) (5.8)...................... 129 1.0 308 2.2 339 4.0............................... (4) (15) (0.1) 108 1.2................. 159 1.3 266 1.9 285 3.4............................... (19) (0.1) 163 1.3 (131) (1.5).......... 2,022 16.4 2,725 19.4 2,040 24.0 201416.4%201319.4% 2014 2013 2014 4 1 23% 21%2015 4 1 20%20%2013 7 17 2013 2014 6 303 219
5 2014 6 30 612013 6 30632013 12 3165 412013 6 30432013 12 3144 112013 6 3022013 12 317 102013 6 30152013 12 3112 202013 6 30262013 12 3125 10 2017 122013 6 30112013 12 3110 22013 6 302013 12 311 82013 6 3092013 12 317 22013 6 3022013 12 312 10 24 2014 6 3052013 6 30 42013 12 315 220
2.5% 2013 2013 92013 10 2013 12 2013 12 31 2.5% 2014 7 4 I.3.22.5 32013 6 3052013 12 314 10 221
67 6 222 2014 2013 2013 6 30 6 30 12 31............... 248,929 310,395 201,492....................... 98,177 122,206 101,700 347,106 432,601 303,192............................... 17,678 19,188 21,584........................................... 155,522 147,568 141,644........................................... 73,855 51,477 63,891......................... 247,055 218,233 227,119 1.......................................... 41,048 96,748 27,885 1.......................................... 59,003 117,620 48,188 2 347,106 432,601 303,192 2014 2013 2013 6 30 6 30 12 31 3.......................... 27,019 30,202 23,450........................................... 9,364 11,171 11,591........................................... 5,189 7,151 5,909........................................... 90,261 82,782 86,714 4...................................... 2,903 2,725 2,736................................. 38,464 32,725 32,828........................................... 73,855 51,477 63,891 247,055 218,233 227,119 1 2013 154 2 263.92013 6 30216.53 2013 12 31229.89 40.362013 6 3032.622013 12 31 39.73 3 4 2014 6 30 1............................... 1,394 99,414 73,163 173,971 2......................................... 16,284 56,108 692 73,084 17,678 155,522 73,855 247,055 2013 6 30 1............................... 2,447 83,220 50,332 135,999 2......................................... 16,741 64,348 1,145 82,234 19,188 147,568 51,477 218,233 2013 12 31 1............................... 194 85,821 62,724 148,739 2......................................... 21,390 55,823 1,167 78,380 21,584 141,644 63,891 227,119 1 44.792013 6 3035.082013 12 31 38.36 2
7 2013 432 450 74 IFRS 2014 6 30.................................. 220,194 121,083 5,829 347,106.................... 26,359 4,752 712 31,823...................................... 2,484 264,877 2,478 269,839............................ 259,077 132,934 6,443 398,454.................................. 102,025 118,430 7,680 228,135.................... 4,115 78,853 82,968...................................... 2,857 258,776 1,861 263,494 2013 6 30.................................. 246,233 183,324 3,044 432,601.................... 27,540 7,307 471 35,318...................................... 3,035 293,518 2,660 299,213............................ 235,460 135,615 8,960 380,035.................................. 148,118 187,280 7,034 342,432.................... 9,195 75,059 84,254...................................... 2,471 288,555 2,643 293,669 2013 12 31.................................. 182,721 115,124 5,347 303,192.................... 30,173 7,649 608 38,430...................................... 2,539 277,224 2,502 282,265............................ 262,836 130,760 7,245 400,841.................................. 88,935 110,576 7,514 207,025.................... 10,482 78,602 89,084...................................... 4,508 267,441 2,335 274,284 2014 223
7 2013 483 2013 484 2014 2013 2013 6 30 6 30 12 31........................................... 1,419 1,392 1,565............................................. 558 639 561....................................... 363 126 343..................................... 968 1,552 1,274..................................... (474) (929) (616)............................................. 4 4 3........................................... 202 147 202......................................... 198 142 199............................................. 4 5 3 10..................... 135 180 167 1,756 1,719 1,934 224
1.783.06 1.42 2013 485 486 60%75% 2014 225
7 1 1 2014 6 30........... 3,562 169 455 4,186..................... 2,450 641 3,091............. 56 56......................... 2 2 7,680 7,680....... 270 270 2 2..................... 2,208 2,208 1,858 1,858......................... 431 4,961 257 5,649 1 1 6,443 5,829 712 2,478 15,462 7,680 1,861 9,541 2013 6 30........... 4,100 92 392 4,584..................... 1,683 430 2,113............. 89 89......................... 7,034 7,034....... 407 407..................... 2,253 2,253 2,643 2,643......................... 3,177 2,433 79 5,689 8,960 3,044 471 2,660 15,135 7,034 2,643 9,677 2013 12 31............. 3,729 103 420 4,252....................... 1,677 643 2,320............... 83 83........................... 14 14 7,514 7,514......... 320 320....................... 2,182 2,182 2,335 2,335........................... 1,839 4,504 188 6,531 1 7,245 5,347 608 2,502 15,702 7,514 2,335 9,849 2013 487 226
2014 1 1............ 7,245 5,347 608 2,502 7,514 2,335......... 58 18 48 10 94 (248).............. 18 10 94 (248).. 79 48.............. (21) 1........ 334 70 (1) 61 113 83.... 145.... 34................ 189 70 (1) 61 113 49....................... 1,228 613 123 (31)..................... 1,416....................... (741) (210) (40)....................... (722) (40) (29) 5 (801) (99)....................... (1,654) (31) (228) (720) (321)....................... 695 62 3 128 95 111 2014 6 30........... 6,443 5,829 712 2,478 7,680 1,861 2014 6 30....... (21) 8 23 128 175 43.............. 8 128 175 43................ 23.............. (21) 2013 1 1............ 8,511 4,378 413 3,059 7,470 3,005......... 37 48 23 (25) (844) 875 1........ 60 (26) (105) (157) (109)....................... 1,112 486 21..................... 2,017....................... (345) (1,689) (4) (497)....................... (266) (177) (4) (283) (559) (1,114)....................... (1,009) (80) (30) (43) (565) (49)....................... 860 104 52 57 169 35 2013 6 30........... 8,960 3,044 471 2,660 7,034 2,643 2013 6 30....... 14 102 23 (17) 169 (452) 227
7 2013 7 1............ 8,960 3,044 471 2,660 7,034 2,643......... (89) 295 13 (180) 97 (482) 1................ 427 46 98 166 166....................... 726 807 35 (482)..................... 1,144....................... (421) (132) 483....................... (490) (296) (23) (28) (591) 110....................... (2,112) (305) (38) (128) (486) (111)....................... 244 1,888 150 80 149 9 2013 12 31.......... 7,245 5,347 608 2,502 7,514 2,335 2013 12 31....... (180) 260 18 (280) (570) 524 1 2014 6 30 1.. 266 (251)....... 35 (60)..................... 369 (614) 301 (311) 369 (614) 2013 6 30 1.. 395 (371)....... 45 (45)..................... 745 (777) 440 (416) 745 (777) 2013 12 31 1.. 350 (285)....... 32 (51)..................... 434 (673) 382 (336) 434 (673) 1 228
2014 6 30............. 41 (78) 224 (481)....................... 47 (18) 103 (90)............... 2 (2)........................... 15 (9)......... 21 (10)....................... 141 (156)........................... 34 (38) 42 (43) 301 (311) 369 (614) 2013 6 30............. 61 (61) 400 (400)....................... 55 (29) 138 (123)............... 3 (5)........................... 24 (17)......... 41 (31)....................... 219 (237)........................... 37 (36) 207 (254) 440 (416) 745 (777) 2013 12 31............. 31 (61) 226 (436)....................... 60 (27) 113 (99)............... 3 (3)........................... 16 (9)......... 25 (16)....................... 212 (164)........................... 35 (56) 95 (138) 382 (336) 434 (673) 95% 95% 229
7 2014 6 30................. 4,186 232 232........................... 3,091 CLO CDO 1.......................... 1,872 1% 7% 1% 7% 101 67 95..................... 1,219 111 19 89................... 56............................... 2 7,680......................... 6,189 7% 66% 13% 36% 27% 94% 47% 81%......................... 518 7% 37% 7% 37%......................... 2 606 1% 24% 3% 11%................................. 367............. 270 2 3% 4% 3% 4%........................... 2,208 1,858.......................... 298 865 0% 50% 8% 21%.................... 747 141 3% 61% 13% 30%................................ 596 255............................ 90 85 0.1% 56% 4% 11%................................ 31 33...................... 250 218 5% 62% 14% 36%................................ 41 173................................ 155 88............................... 5,649 1............................... 4,381 0.7% 3% 0.7% 3%..................... 512 0.4% 7% 0.7% 6% 60 133 110 132 2................................ 756 1 15,462 9,541 230
2013 12 31................. 4,252 232..... 232................................ 2,320 CLO CDO 1.......................... 1,180.................... 0% 5% 0% 5%............................ 102 46 95..................... 1,140................... 83............................... 14 7,514......................... 5,750........................ 6% 73% 13% 39%...................... 51% 59% 52% 57%......................... 717........................ 18% 22% 20% 21%......................... 14 662........................ 0.1% 28% 5% 15%................................. 385............. 320...................... 3% 5% 4% 5%........................... 2,182 2,335.......................... 275 1,127.................... 0% 22% 2% 20%.................... 655 185........................ 3% 160% 13% 41%................................ 540 265............................ 114 151........................ 0.1% 75% 7% 18%................................ 69 51...................... 218 247........................ 6% 73% 15% 36%................................ 24 151................................ 287 158............................... 6,531............................... 3,800...................... 1% 3% 1% 3%..................... 2,073............................ 0.2% 17% 1% 7%............................ 57 141 100 134 2................................ 658 15,702 9,849 1 2 231
78 2014 6 30 90% A A 232
230-1 1 1-1 8 2013 432 450 74 233
89 2014 6 30 2013 6 30 2013 12 31 1..................................... 127,387 127,421 127,810 127,787 120,046 120,024 1..................................... 1,047,241 1,040,666 938,294 920,593 992,089 982,282 1..................... 198,301 198,287 88,400 88,393 179,690 179,682..................................... 25,256 26,196 24,179 24,901 25,084 25,417 1..................................... 92,764 92,758 92,709 92,700 86,507 86,491 1..................................... 1,415,705 1,415,732 1,266,905 1,267,128 1,361,297 1,360,919 1......................... 165,506 165,506 66,591 66,591 164,220 164,220................................ 96,397 97,536 109,389 109,963 104,080 104,658...................................... 28,052 31,084 28,821 30,517 28,976 31,013 1 213 2 2014 6 30 2013 6 30 2013 12 31 1................................ 1,669 1,766 15,433 15,558 1,973 1,980...................................... 4,880 4,880 17,280 17,339 2,187 2,186 1 2014 6 30 2013 6 30 2013 12 31 1.......................................... 479,670 478,049 409,271 400,775 456,110 453,331.......................................... 362,387 360,887 326,683 324,949 336,897 335,132.................................... 28,910 28,400 27,934 27,816 27,211 26,891........................................ 129,620 126,342 129,861 122,247 127,953 122,823...................................... 46,654 46,988 44,545 44,806 43,918 44,105 1,047,241 1,040,666 938,294 920,593 992,089 982,282 1 213 2 234
99 91 2014 2013 497 9 2014 2013 2013 6 30 6 30 12 31....................... 31,523 34,950 38,062....................... 300 368 368 31,823 35,318 38,430............................... 27 99 50........................................... 9,870 12,392 12,589........................................... 21,886 22,770 25,711............................. 31,783 35,261 38,350........................................... 39 25 76........................................... 1 32 4 1 31,823 35,318 38,430 2014 2013 2013 6 30 6 30 12 31 2.......................... 12 35 34........................................... 153 555 534........................................... 111 115 113........................................... 4,729 4,612 4,097 3...................................... 354 177 140................................. 4,538 6,997 7,721........................................... 21,886 22,770 25,711 31,783 35,261 38,350 235
10 1 15.872013 6 3036.882013 12 3144.19 3,1002013 6 302013 12 319,200 2 3 2014 6 30 1................................ 2,706 15,902 18,608........................................... 27 7,164 5,984 13,175 236 27 9,870 21,886 31,783 2013 6 30 1................................ 2,791 15,924 18,715........................................... 99 9,601 6,846 16,546 99 12,392 22,770 35,261 2013 12 31 1................................ 2,773 18,235 21,008........................................... 50 9,816 7,476 17,342 50 12,589 25,711 38,350 1 13.372013 6 309.912013 12 3111.48 10 2014 6 30.............................. 56,756 1,993 58,749 54,999 500 55,499.............................. 426,714 2,097 428,811 417,705 4,715 422,420.............................. 10,993 10,993 13,808 13,808.............................. 7,944 7,944 8,146 8,146........................ 1,285 1,285 1,564 1,564.................... 503,692 4,090 507,782 496,222 5,215 501,437.............................. (237,943) (237,943).............................. 269,839 263,494 2013 6 30.............................. 72,591 1,857 74,448 71,192 418 71,610.............................. 484,207 1,720 485,927 476,829 4,925 481,754.............................. 18,415 18,415 21,858 21,858.............................. 11,094 11,094 10,769 10,769........................ 5,654 5,654 4,003 4,003.................... 591,961 3,577 595,538 584,651 5,343 589,994.............................. (296,325) (296,325).............................. 299,213 293,669 2013 12 31.............................. 78,652 2,262 80,914 75,350 448 75,798.............................. 456,282 2,294 458,576 448,434 4,097 452,531.............................. 18,389 18,389 22,573 22,573.............................. 9,092 9,092 8,926 8,926........................ 2,624 2,624 1,786 1,786.................... 565,039 4,556 569,595 557,069 4,545 561,614.............................. (287,330) (287,330).............................. 282,265 274,284
2014 2013 484 2014 1% 2014 2013 2013 6 30 6 30 12 31............................................... 5,560,351 5,645,648 5,264,978............................................... 27,069,408 25,785,120 27,056,367............................................... 593,532 566,048 589,903............................................... 615,765 806,260 678,256......................................... 88,297 90,091 77,842 33,927,353 32,893,167 33,667,346 6,1602013 6 308,0602013 12 31 6,780 3,0602013 6 304,0202013 12 313,390 3,1002013 6 304,0402013 12 313,390 2013 281 2014 6 30 2013 6 30 2013 12 31..................................... 167 181 180....................................... 74 113 93........................................... (56) (55) (50)................... (7) (14) (25)................... (49) (35) (42)....................................... (1) 1........................................... 6 (9) 10 1.................................... 135 180 167 1 237
101112 2014 6 30 2013 6 30 2013 12 31.......................................... 25,456 97 20,472 110 25,799 226.......................................... 220,089 101,784 181,574 70,433 201,197 90,354 245,545 101,881 202,046 70,543 226,996 90,580 2014 6 30 2013 6 30 2013 12 31.......................................... 1 5 5.......................................... 620 3,263 560 3,412 1,163 2,889 620 3,264 565 3,412 1,168 2,889 2014 6 30 2013 6 30 2013 12 31....................................... (1,163) 1,398 599..................... 1,185 (1,352) (580) 22 46 19 2014 6 30 2013 6 30 2013 12 31.......................................... 1,993 499 1,852 402 2,257 439.......................................... 1,477 1,452 1,160 1,513 1,131 1,208 3,470 1,951 3,012 1,915 3,388 1,647 2014 6 301,5002013 700 2013 1,500 238
2014 6 30 2013 6 302013 12 31400 2,3002013 6 303,000 2013 12 312,300 19.792013 6 3028.32013 12 3128.4 2014 6 30 2013 11 14 6 2014 1 1 2013 154 2014 2013 2013 6 30 6 30 12 31............................................... 117,591 57,312 91,475............................................... 80,710 31,088 88,215 198,301 88,400 179,690............................................... 60,604 17,314 42,705............................................... 104,902 49,277 121,515 12 165,506 66,591 164,220 2014 2013 2013 6 30 6 30 12 31............... 409,500 376,572 394,207....................... 14,210 27,642 31,718 423,710 404,214 425,925 2014 6 30 2013 6 30 2013 12 31.......................... 78,177 78,177 79,005 79,005 78,111 78,111.................................. 78,177 78,177 79,005 79,005 78,111 78,111...................................... 336,807 337,747 315,840 316,562 338,674 339,007.................................. 311,551 311,551 291,661 291,661 313,590 313,590................................ 25,256 26,196 24,179 24,901 25,084 25,417 1..................................... 8,726 8,726 9,369 9,369 9,140 9,140.................................. 8,726 8,726 9,369 9,369 9,140 9,140 423,710 424,650 404,214 404,936 425,925 426,258 1 2014 6 3033.48 37.21 10%20142013 439 239
1213 2014 1 2 2014 6 30...................................................... 37,378 37,900 3................................................... 17,393 17,326 3............................................... 5,087 5,407........................................................ 29,941 30,189........................................................ 50,187 50,191........................................................ 160,023 163,796 4................................................... 24,574 22,665.............................................. 85,864 88,448............................................................ 7,876 8,728 418,323 424,650 2013 6 30...................................................... 45,812 46,229 3................................................... 22,360 21,966 3............................................... 5,131 5,470........................................................ 17,153 16,850........................................................ 45,929 45,934........................................................ 142,558 145,609 4................................................... 26,835 24,616.............................................. 87,127 88,893............................................................ 8,289 9,369 401,194 404,936 2013 12 31...................................................... 50,369 50,421 3................................................... 19,211 18,771 3............................................... 5,263 5,445........................................................ 23,565 23,580........................................................ 49,570 49,579........................................................ 153,619 156,208 4................................................... 25,961 24,115.............................................. 87,469 88,999............................................................ 8,081 9,140 423,108 426,258 1 2 564.372013 6 30587.37 2013 12 31553.03 110.592013 6 3090.072013 12 31 89.46 2014 6 30565.59 2013 6 30590.352013 12 31554.67 3 4 2014 6 30 1............................... 4,219 160,719 6,325 3,892 175,155 2............................. 73,958 150,832 18,931 4,834 248,555 78,177 311,551 25,256 8,726 423,710 2013 6 30 1............................... 1,759 117,941 5,518 569 125,787 2............................. 77,246 173,720 18,661 8,800 278,427 79,005 291,661 24,179 9,369 404,214 240
2013 12 31 1............................... 1,404 134,473 6,176 3,950 146,003 2............................. 76,707 179,117 18,908 5,190 279,922 78,111 313,590 25,084 9,140 425,925 1 2014 6 3066.822013 6 3056.622013 12 3162.81 40.692013 6 3028.232013 12 3128.32 2 2014 6 30 2013 6 30 2013 12 31 1........................................ 71,747 80,814 81,215 15.................................... 153,670 134,706 154,580 510................................... 59,679 47,347 50,998 10......................................... 51,711 52,973 51,881 336,807 315,840 338,674 1........................................ 69,692 78,106 78,222 15.................................... 144,859 127,063 146,200 510................................... 52,676 40,049 44,556 10......................................... 44,324 46,443 44,612 311,551 291,661 313,590 1........................................ 2,055 2,708 2,993 15.................................... 8,811 7,643 8,380 510................................... 7,003 7,298 6,442 10......................................... 7,387 6,530 7,269 13 25,256 24,179 25,084 2014 2013 2013 6 30 6 30 12 31................................... 9,620 18,921 2,912........................... 628 1,456 1,138................................. 331 464 459......................................... 287 849 101............................................. 10 143 578............................. 10,248 20,377 4,050 2013 12 312013 521 2014 6 30 3,000 241
14 15 16 1011 HSBC Life (UK) Limited 7374 13 3 39 12 14 2014 2013 2013 6 30 6 30 12 31........................................... 47,901 80,418 43,130........................................... 67,077 159,637 57,688................................. 35,071 30,212 32,155............................. 78,086 72,165 74,052 228,135 342,432 207,025 2014 6 301.232013 6 302,5002013 12 319,500 2013 154 15 2014 2013 2013 6 30 6 30 12 31................................. 552 457 315........................... 6,676 12,341 13,491..................................... 51,371 53,026 53,363........................................... 22,716 15,089 18,230........................................... 1,653 3,341 3,685 82,968 84,254 89,084 2014 6 30 55.9 2013 6 3037.922013 12 3143.752014 6 30 15.432013 6 301.17 2013 12 3113.34 242
16 2014 1 1.................... 271 177 1,832 2,382 555 5,217................. 51 38 188 299 67 643....................... (77) (1) (214) (1,085) (51) (1,428)............................. (20) (14) (157) (64) (46) (301)........................... 22 3 3 28................. 1 (6) 94 37 (2) 124 2014 6 30................... 226 194 1,765 1,572 526 4,283 2013 1 1.................... 251 301 1,667 2,387 646 5,252................. 32 48 487 531 300 1,398....................... (68) (1) (223) (662) (185) (1,139)............................. (27) (37) (220) (58) (31) (373)........................... 1 17 4 6 28................. 6 (100) (25) (61) (199) (379) 2013 6 30................... 194 212 1,703 2,141 537 4,787 2013 7 1.................... 194 212 1,703 2,141 537 4,787................. 147 9 722 1,005 (70) 1,813....................... (43) (4) (486) (825) 18 (1,340)............................. (38) (29) (120) (36) (95) (318)........................... (1) 21 3 7 30................. 11 (10) (8) 94 158 245 2013 12 31.................. 271 177 1,832 2,382 555 5,217 25 2014 6 30 7.592013 6 3010.132013 12 319.462014 6 30 1.94 201133.47 27.43 8 243
1617 2000540 53 43 20142014 6 30 17031%210 39% 2014 6 30 2014 6 30 1............................................ 1,126 229............................................. 448 281.................................................. 51% 49% 2............................................. 78% 72%......................................... 2,543 2,701 1 2 100,0002.11 1% 1,400 2015 2014 6 30 3.172013 12 317.76 90% 2014 6 30 3.67 10 244
2434.042013 6 304.842013 12 3152.562013 6 30 2.552013 12 312.32 17 246 1 5 5 5 5 5 245
17 1 3 3 6 6 9 2014 6 30 9 1 1 2 2 5 5 1.......... 132,137 132,137.......... 8,144 8,144.............. 26,640 26,640.................... 345,144 1,025 100 837 347,106...... 863 346 469 646 289 1,361 3,740 24,109 31,823........................ 265,816 345 551 82 309 669 1,120 947 269,839 1....................... 86,341 20,506 3,958 1,908 2,517 6,734 3,390 2,033 127,387 1....................... 252,285 81,682 54,901 30,874 35,921 96,919 189,032 305,627 1,047,241 1....... 138,214 41,593 7,387 5,034 4,190 363 1,520 198,301........................ 30,651 43,087 33,722 20,295 21,715 43,448 111,847 118,945 423,710................ 1,600 199 72 106 47 115 210 6,598 8,947........................ 3,503 2,339 715 671 197 521 809 1,611 10,366.................... 14,681 5,332 1,834 634 102 181 44 2,041 24,849.................... 1,306,019 196,454 103,709 60,250 65,287 150,311 312,549 461,911 2,656,490...................... 97,103 97,103........................ 1,306,019 196,454 103,709 60,250 65,287 150,311 312,549 559,014 2,753,593.................. 26,640 26,640 1....................... 83,467 3,888 1,613 346 323 850 1,801 476 92,764 1....................... 1,269,487 62,090 29,768 14,215 20,194 14,620 5,065 266 1,415,705 1........... 126,600 23,791 7,603 2,239 4,523 750 165,506.......... 9,936 9,936.................... 189,446 1,304 3,763 3,713 2,752 6,879 9,396 10,882 228,135...... 2,648 973 9 2,135 4,291 9,211 18,622 45,079 82,968........................ 258,655 40 78 41 92 698 1,650 2,240 263,494.................. 16,560 9,767 10,576 9,592 6,417 18,854 19,081 5,550 96,397...... 7,894 227 49 66 116 225 585 3,158 12,320........................ 5,946 2,202 1,217 1,456 336 859 633 383 13,032........................ 16 114 26 183 308 4,006 23,399 28,052.................... 17,466 6,164 1,869 483 1,080 802 999 692 29,555.................... 2,014,761 110,560 56,571 34,469 40,124 53,306 61,838 92,875 2,464,504...................... 90,367 90,367........................ 2,014,761 110,560 56,571 34,469 40,124 53,306 61,838 183,242 2,554,871 246
1 3 3 6 6 9 2013 6 30 9 1 1 2 2 5 5 1.......... 148,285 148,285.......... 8,416 8,416.............. 24,275 24,275.................... 411,519 16,079 1,900 530 2,570 3 432,601...... 237 441 238 865 443 2,947 2,743 27,404 35,318........................ 295,575 34 103 66 75 1,516 1,291 553 299,213 1....................... 83,500 22,694 5,317 995 2,566 6,208 2,137 4,393 127,810 1....................... 217,002 69,193 50,415 31,804 34,463 76,454 168,581 290,382 938,294 1....... 58,382 17,030 8,638 2,069 936 949 396 88,400........................ 32,835 44,588 27,647 25,923 28,203 43,858 90,848 110,312 404,214................ 5,964 2,062 912 543 733 1,080 3,342 3,424 18,060........................ 2,476 1,241 529 154 349 205 369 2,944 8,267.................... 14,876 3,841 1,534 554 710 215 43 4,080 25,853.................... 1,303,342 177,203 97,233 63,503 71,048 133,435 269,750 443,492 2,559,006...................... 86,310 86,310........................ 1,303,342 177,203 97,233 63,503 71,048 133,435 269,750 529,802 2,645,316.................. 24,275 24,275 1....................... 80,976 3,095 1,663 1,189 1,203 1,975 1,782 826 92,709 1....................... 1,129,001 66,980 30,032 9,556 16,019 9,060 5,780 477 1,266,905 1........... 49,930 6,490 5,191 1,334 3,646 66,591.......... 9,364 9,364.................... 249,076 20,397 6,127 6,101 5,545 10,544 21,582 23,060 342,432...... 1,944 1,771 221 3,489 1,371 8,687 20,078 46,693 84,254........................ 288,856 108 305 214 208 434 2,319 1,225 293,669.................. 22,742 13,188 16,833 9,679 7,189 17,136 18,391 4,231 109,389...... 13,759 1,635 1,042 649 678 664 631 13 19,071........................ 4,964 1,593 486 399 411 267 311 1,291 9,722........................ 10 26 1,161 556 4,682 22,386 28,821.................... 17,721 5,884 1,927 558 1,004 790 769 1,567 30,220.................... 1,892,608 121,151 63,827 33,194 38,435 50,113 76,325 101,769 2,377,422...................... 85,533 85,533........................ 1,892,608 121,151 63,827 33,194 38,435 50,113 76,325 187,302 2,462,955 247
17 1 3 3 6 6 9 2013 12 31 9 1 1 2 2 5 5 1.......... 166,599 166,599.......... 6,021 6,021.............. 25,220 25,220.................... 296,396 3,098 1,536 2,062 100 303,192...... 1,929 254 494 426 328 2,145 2,819 30,035 38,430........................ 277,747 48 88 389 552 716 1,486 1,239 282,265 1....................... 76,551 22,107 5,397 1,429 1,290 6,129 2,779 4,364 120,046 1....................... 230,736 73,463 56,053 29,273 32,194 87,942 182,525 299,903 992,089 1....... 134,242 35,329 5,287 1,239 2,072 1,136 385 179,690........................ 34,331 48,053 35,877 22,353 18,816 50,711 105,340 110,444 425,925................ 1,067 541 193 199 229 156 373 744 3,502........................ 3,593 2,312 619 644 148 653 581 1,626 10,176.................... 14,059 4,831 1,655 526 323 324 73 2,166 23,957.................... 1,268,491 190,036 107,199 58,540 56,052 149,912 296,361 450,521 2,577,112...................... 94,206 94,206........................ 1,268,491 190,036 107,199 58,540 56,052 149,912 296,361 544,727 2,671,318.................. 25,220 25,220 1....................... 76,298 3,931 1,796 858 318 737 1,922 647 86,507 1....................... 1,229,694 60,683 26,940 13,704 15,384 8,717 5,937 238 1,361,297 1........... 136,137 13,058 6,583 3,711 4,231 500 164,220.......... 6,910 6,910.................... 161,231 11,405 4,886 2,844 3,653 6,323 7,979 8,704 207,025...... 4,907 157 92 2,266 68 9,348 21,544 50,702 89,084........................ 269,816 33 95 84 61 563 1,978 1,654 274,284.................. 20,739 8,280 15,734 7,442 8,106 18,552 19,850 5,377 104,080...... 2,125 208 131 98 107 49 42 5 2,765........................ 6,016 3,950 1,388 584 741 811 618 460 14,568........................ 21 28 1,171 144 6 1,435 3,406 22,765 28,976.................... 17,126 6,317 1,759 598 751 971 932 471 28,925.................... 1,956,240 108,050 60,575 32,333 33,426 47,506 64,208 91,523 2,393,861...................... 86,998 86,998........................ 1,956,240 108,050 60,575 32,333 33,426 47,506 64,208 178,521 2,480,859 1 213 2 248
1 3 3 6 6 9 9 1 1 2 2 5 5 1 2014 6 30................ 2,987 2,987 2013 6 30................ 455 4 8 6 8 29 93 230 833 2013 12 31............... 953 953 1 3 3 6 6 9 9 1 1 2 2 5 5 1 2014 6 30................ 444,957 46,101 25,155 15,011 20,819 13,005 50,181 26,839 642,068 2013 6 30................ 411,243 44,863 19,905 13,918 25,458 10,980 42,604 18,975 587,946 2013 12 31............... 404,598 45,255 18,770 16,927 20,242 13,320 46,652 21,839 587,603 249
18 18 1 2014 6 30 10. 2............. 507,782 (237,943) 269,839 (219,192) (31,539) 19,108 3.. 302,581 (85,893) 216,688 (210,904) (68) 5,716................ 19,972 (1,585) 18,387 (18,387).............. 282,609 (84,308) 198,301 (192,517) (68) 5,716 4.... 210,661 (97,748) 112,913 (103,064) 9,849 1,021,024 (421,584) 599,440 (533,160) (31,607) 34,673 2013 6 30 10. 2............. 595,538 (296,325) 299,213 (218,509) (35,568) 45,136 3.. 298,858 (88,777) 210,081 (207,203) (845) 2,033................ 169,143 (47,498) 121,645 (120,858) (617) 170.............. 129,715 (41,279) 88,436 (86,345) (228) 1,863 4.... 162,965 (83,946) 79,019 (71,300) 7,719 1,057,361 (469,048) 588,313 (497,012) (36,413) 54,888 2013 12 31 10. 2............. 569,595 (287,330) 282,265 (215,957) (36,387) 29,921 3.. 288,903 (88,775) 200,128 (197,287) (57) 2,784................ 39,008 (18,570) 20,438 (20,438).............. 249,895 (70,205) 179,690 (176,849) (57) 2,784 4.... 192,437 (92,654) 99,783 (89,419) 10,364 1,050,935 (468,759) 582,176 (502,663) (36,444) 43,069 1 2 3 153 183.872013 6 301,216.45 2013 12 31204.3844.842013 6 301,042.732013 12 31101.2 139.032013 6 30173.722013 12 31103.18 4 2014 6 3010,472.412013 6 309,382.94 2013 12 319,920.89 1,129.132013 6 30790.192013 12 31 997.83 153 250
1 2014 6 30 10. 2............. 501,437 (237,943) 263,494 (220,019) (23,163) 20,312 3...... 271,840 (85,893) 185,947 (182,451) (80) 3,416................ 22,026 (1,585) 20,441 (20,431) 10.............. 249,814 (84,308) 165,506 (162,020) (80) 3,406 4.... 213,686 (97,748) 115,938 (103,064) 12,874 986,963 (421,584) 565,379 (505,534) (23,243) 36,602 2013 6 30 10. 2............. 589,994 (296,325) 293,669 (218,444) (34,252) 40,973 3...... 299,972 (88,777) 211,195 (209,898) (203) 1,094................ 192,101 (47,498) 144,603 (144,395) 208.............. 107,871 (41,279) 66,592 (65,503) (203) 886 4.... 171,128 (83,946) 87,182 (71,300) 15,882 1,061,094 (469,048) 592,046 (499,642) (34,455) 57,949 2013 12 31 10. 2............. 561,614 (287,330) 274,284 (216,596) (29,093) 28,595 3...... 282,634 (88,775) 193,859 (193,354) (81) 424................ 48,209 (18,570) 29,639 (29,625) 14.............. 234,425 (70,205) 164,220 (163,729) (81) 410 4.... 195,153 (92,654) 102,499 (89,394) 13,105 1,039,401 (468,759) 570,642 (499,344) (29,174) 42,124 1 2 3 153 204.412013 6 301,446.03 2013 12 31296.3951.892013 6 301,345.062013 12 31174.21 152.522013 6 30100.972013 12 31122.18 4 2014 6 3014,157.052013 6 3012,669.05 2013 12 3113,612.97 1,159.372013 6 30871.822013 12 31 1,024.99 153 251
19 20 19 2014 2013 2013 6 30 6 30 12 31............................ 4,100 5,652 6,387............................................ 25,951 26,150 17,733............................................ 87,630 83,657 87,894............................................ 169,510 210,629 190,095................................................ 10,147 8,594 8,816................................................ 1,035 1,747 1,035 298,373 336,429 311,960 2,725.162013 6 302,939.352013 12 312,596.17 1,868.232013 6 301,846.04 2013 12 311,860.13 252
20 2014 6 30 2013 6 30 2013 12 31.................................... 1,119 1,214 1,116.......... 32 (1,089) 38........................................ (71) (110) (3).................................. 333 355 275.......... 2,611 3,837 3,519................................................ 370 1,053 1,525.................................... (191) (36).......................... 258 (126) 247.................................. (177) (7) 187 4,284 5,091 6,904............................ (530) (341) (1,227).................... (15,790) 13,398 (38,268)...................................... 2,481 5,002 29,434...................................... (60,076) 6,693 (53,244)...................... (8,776) (18,287) (91,291).................... (8) (1,585) (3,337)...................................... (3,567) 16,041 (11,887) (86,266) 20,921 (169,820)............................ (1,189) (1,803) 4,888...................................... 6,310 (1,966) (5,815)...................................... 59,287 (29,128) 86,494.......................... 1,286 26,023 97,629................................ (7,683) (10,072) (5,309).................... (3,562) (3,466) 4,460...................................... 4,659 (658) 3,480 59,108 (21,070) 185,827............................................ (7,775) (8,789) (8,473)............................................ 24,725 25,767 25,056............................................ 630 587 546 2014 2013 2013 6 30 6 30 12 31.............................. 132,137 148,285 166,599.............................. 8,144 8,416 6,021 1............................... 112,078 131,082 96,583 1....................... 77,842 39,938 68,008 3............... 14,233 25,014 15,980.......................... (9,936) (9,364) (6,910) 334,498 343,371 346,281 2013 521 2013 253
21 21 2014 6 30172.362013 6 30154.29 2013 12 31164.17 2014 6 30 2013 6 30 2013 12 31 1 1 1.......... 14,113 9,757 12,394 9,092 13,412 9,954.................. 2,579 5,205 2,242 3,957 2,437 4,693 16,692 14,962 14,636 13,049 15,849 14,647 1 2014 6 30................... 1 19.03% 742.63............................ 40.00% 100 1 2004 8 Technical Cooperation and Exchange Programme 2014 6 302014 3 31 2014 4 12014 6 30 2014 6 30201326 2014 6 30 2014 6 30 2013 12 31...................... 14.6 14.1 9.8 14.0 13.4 10.0 254
2014 20185% 20135% 13% 201313% 13% 11.2% 15.3% 201310.5% 15.0% 0.63%1% 20130.64% 1%0.65% 20130.64% 0.52% 1.11% 20130.55% 1.20% 201470.2% 2013 68.7% 40.8%43.0% 201339.7%43.2% 39.8% 44.3% 201338.0% 44.2% 13 12 2.5 1% 55 255
21 2223 2014 6 30 141............................. +50 +100 5% -50-100............................. 16.0 17.7 14.6 13.3 12.1................. 1.4 3.1 (1.3) (2.5)................................. -50-100 13% +50 +100............................. 16.2 18.1 14.6 13.1 11.9................. 1.6 3.5 (1.5) (2.7)......... 0.65% 2014 18 0.63% 1.00% 2019 0.65% 2014 18 1.00%............................. 15.0 14.6 13.6................. 0.4 (1.0)......... -100-200 +100 +200 70.2%............................. 14.9 15.3 14.6 14.2 13.8................. 0.3 0.7 (0.4) (0.8)........................... -50-100 2014 18 +50 +100 40.8% 43.0% 2019 43.0%............................. 14.9 15.2 14.6 14.2 13.9................. 0.3 0.6 (0.4) (0.7) 2013 12 31 134............................. +50 +100 5% -50-100............................. 15.4 16.9 14.0 12.9 11.8................. 1.4 2.9 (1.1) (2.2)................................. -50-100 13% +50 +100............................. 15.6 17.3 14.0 12.7 11.6................. 1.6 3.3 (1.3) (2.4)......... 0.64% 2013 18 0.64% 1.00% 2019 0.64% 2014 18 1.00%............................. 14.8 14.0 13.5................. 0.8 (0.5)......... -100-200 +100 +200 68.7%............................. 14.4 14.7 14.0 13.7 13.4................. 0.4 0.7 (0.3) (0.6)........................... -50-100 2013 18 +50 +100 39.7% 43.2% 2019 43.2%............................. 14.3 14.7 14.0 13.7 13.4................. 0.3 0.7 (0.3) (0.6) 256
2014 6 302.612013 6 302.47 2013 12 312.23 2014 6 30 HSBC Saudi Arabia Limited........... 49.00% 5 Vaultex UK Limited................. 50.00% 1,000 22 2014 2013 2013 6 30 6 30 12 31............................................. 87,800 80,600 84,554..................................... 394 228 182 88,194 80,828 84,736..................... 12,986 13,078 12,154....................... 2,353 710 1,005................................... 626,729 574,158 574,444 642,068 587,946 587,603 25 2014 6 305.13 2013 6 304.012013 12 314.01 2.322013 6 301.962013 12 311.12 23 2014 1 1 257
232425 2014 6 30 121.072013 6 30 132.912013 12 31111.41 3.462013 6 30 3.552013 12 31 3.94 1 2014 6 30........................... 10,873 12,107 1,294 4,067 4,265 (1,439) 31,167................................. 10,335 11,343 1,271 3,948 4,270 31,167............................. 538 764 23 119 (5) (1,439) 2013 6 30........................... 11,474 13,291 1,253 4,632 4,958 (1,236) 34,372................................. 11,092 12,507 1,262 4,534 4,977 34,372............................. 382 784 (9) 98 (19) (1,236) 2013 12 31........................... 9,493 11,141 1,250 4,171 5,610 (1,392) 30,273................................. 9,016 10,346 1,235 4,035 5,641 30,273............................. 477 795 15 136 (31) (1,392) 2014 6 30....................... 2,258 7,894 989 825 374 12,340 2013 6 30....................... 2,768 9,262 909 666 466 14,071 2013 12 31...................... (943) 6,591 785 555 1,506 8,494 2014 6 30............................... 1,430,863 874,334 61,289 437,706 125,630 (176,229) 2,753,593............................... 1,362,091 807,906 51,619 398,776 110,708 (176,229) 2,554,871 2013 6 30............................... 1,365,534 799,842 63,292 473,218 123,032 (179,602) 2,645,316............................... 1,304,260 742,802 53,801 434,361 107,333 (179,602) 2,462,955 2013 12 31............................... 1,392,959 831,791 60,810 432,035 113,999 (160,276) 2,671,318............................... 1,326,537 770,938 50,706 393,635 99,319 (160,276) 2,480,859 1 2013 472 258
1 2014 6 30..................... 10,873 7,221 5,232 1,294 4,067 4,265 (1,785) 31,167........................... 10,335 6,628 4,715 1,271 3,948 4,270 31,167....................... 538 593 517 23 119 (5) (1,785) 2013 6 30..................... 11,474 6,643 7,003 1,253 4,632 4,958 (1,591) 34,372........................... 11,092 6,098 6,409 1,262 4,534 4,977 34,372....................... 382 545 594 (9) 98 (19) (1,591) 2013 12 31..................... 9,493 6,560 4,975 1,250 4,171 5,610 (1,786) 30,273........................... 9,016 5,933 4,413 1,235 4,035 5,641 30,273....................... 477 627 562 15 136 (31) (1,786) 2014 6 30................ 2,258 4,549 3,345 989 825 374 12,340 2013 6 30................. 2,768 4,205 5,057 909 666 466 14,071 2013 12 31................ (943) 3,884 2,707 785 555 1,506 8,494 2014 6 30......................... 1,430,863 574,679 357,721 61,289 437,706 125,630 (234,295) 2,753,593......................... 1,362,091 547,402 318,570 51,619 398,776 110,708 (234,295) 2,554,871 2013 6 30......................... 1,365,534 528,712 325,271 63,292 473,218 123,032 (233,743) 2,645,316......................... 1,304,260 498,691 298,252 53,801 434,361 107,333 (233,743) 2,462,955 2013 12 31......................... 1,392,959 555,413 335,937 60,810 432,035 113,999 (219,835) 2,671,318......................... 1,326,537 523,579 306,918 50,706 393,635 99,319 (219,835) 2,480,859 1 24 2013 513 7 1 2014 6 30 25 2 2014 6 30 16 259
25 2002 8 200246 Household International 2002 8 19Jaffe Household International, Inc. N.D. Ill. No. 02 C5893 1934 10 20 Household International Household International 2002 1999 7 302002 10 11Household International 2009 4 2011 12 45,921 22 2012 9 2013 10 4 2013 10 17 25 6.25 2014 5 29 25 362013 10 17 25 2008 12Bernard L. Madoff Bernard L. Madoff Investment Securities LLC 150 260
2008 11 3084 40 2011 12 2013 9 2014 5 90 2011 7 2013 6 2014 6 30 2014 7 7 2009 102012 4 Fairfield Sentry Limited Fairfield Sigma Limited Fairfield Lambda Limited Fairfield FairfieldFairfield 2014 4 16 Fairfield 261
25 2011 4 2009 12010 12 2013 2 28 IFR 1293 IFR9,600 2009 2010 IFR IFR IFR IFR 2012 2 49 262
HSBC Securities USA) Inc. HSI 2005 2007HSI240 HSI2013 12 312014 6 306560 2014 6 264 BlackRock PIMCO 320 2011 9 HSI HSI Asset SecuritizationHASCOHASCO 2014 6 3015 S.D.N.Y. No. CV 11-6189-LAK17 2005 2008 2012 5 2013 4 5 2013 1 2013 12 2014 8 2014 9 29 263
25 16 Decision One Mortgage Company LLC 10 Decision One Mortgage Company LLC 2010 122011 2 2012 2 2011 2 2012 1HSI 2005 1 2010 10 2012 12 19 2013 7 1 166 2013 7 22 264
2014 5 7 2013 8 2011 4 2011 4 265
25 2013 12 4 2014 5 20 2013 3 2014 6 30 2014 6 23 2013 4 2014 3 29 2014 6 17 266
2013 11 2014 5 2 2014 9 9 2013 2014 WM/ReutersWM/Reuters WM/Reuters 2014 2 2014 3 31 2014 5 30 2014 3 2004 1 2014 7 2007 1 2013 7 2006 2009 2014 5 267
2526272014 ISDA Markit 2013 10 16 MDL No. 24762013 12 5 2014 1 31 2014 3 2014 4 11 2014 5 23 1980 1990 HSBC Bank Brasil S.A. 2014 2 8.38 26 2014 8 4 2014 12 31 3 27 2014 2014 2006434 2014 8 42014 2013 12 31 2006447 2006498(2)498(3) 268
1 199 203 IAS 34 (a) DTR 4.2.7R 2014 12 31 (b) DTR 4.2.8R (i) 2014 12 31 (ii) 2013 2014 12 31 2014 8 4 1 2014 269
KPMG Audit Plc 206 268 2014 6 30 2014 2014 20141 IFRS 2014 IAS 34 2014 2410 20142014 6 30IAS 34 Guy Bainbridge KPMG Audit Plc 2014 8 4 270
1 1.......................... 271 2...................... 274 3............... 275 4................. 276 5 2014.................. 276 6 2014.................. 276 7 2014............. 277 1 352 2014 6 30 2014 1 1 8................ 277 9......................... 277 10......................... 277 11.................... 278 12......... 278 13......................... 278 14 2014................ 278 18 2014 6 30 1 3................ 19,480 19,480........... 1,495 5,519 5,519............... 10,605 24,105 24,105............... 21,858 22,276 22,276............... 392,664 400,273 400,273............... 2,730,477 2,291,733 176,885 2,468,618............... 35,123 34,352 1,416 2 35,768 3............ 15,525 15,820 15,820............... 8,000 8,000............... 65,130 48,263 48,263............... 400,753 400,753 400,753........... 9,912 22,331 22,331............... 15,490 4,483 19,973 2015 2.875 4.............. 5.1 5.1 1 2011 2014 6 30 402,2894,959,844 1,639,6921,022,7490.03% 2 3 3,8963,164 ADS XV 4 1202015 2.875 271
1 2011 1 2014 1 1 2014 6 30.............. 2012 4 24 4.4621 2015 8 1 2016 1 31 2,016 2,016 2013 250 20% 2014 6 30 5.976.81 5.92 1 1 2014 1 1 2014 6 30............ 2011 3 15 3 2012 2014 49,423 50,322 2 300............ 2011 3 15 3 2012 2014 305,950 311,517 2 1,860............ 2011 3 15 3 2012 2014 13,333 13,575 2 81............ 2011 3 15 3 2012 2014 43,539 44,331 2 265 1 33% 2011 3 15 2 3 2014 3 175.972011 3 15 6.46 272
2011 2014 1 1 2014 6 30 1......... 2012 3 12 2 2013 2015 170,212 85,068 510 86,774 2013 3 11 4 2018 82,955 84,543 2014 3 10 3 2014 59,178 365 59,178 365 2014 3 10 5 2015 2017 88,766 547 90,465......... 2012 3 12 2 2013 2015 85,700 42,828 257 43,692 2013 3 11 4 2018 57,349 58,447 2014 3 10 3 2014 34,664 214 34,664 214 2014 3 10 5 2015 2017 51,997 320 52,992......... 2012 3 12 2 2013 2015 89,080 44,518 267 45,416 2013 3 11 4 2018 55,718 56,784 2014 3 10 3 2014 34,661 214 34,661 214 2014 3 10 5 2015 2017 51,992 320 52,987 1 2 2012 3 12 5.5650% 33% 2014 3 125.99 3 2014 3 10 6.16 4 5 2014 3 10 6.1650% 33%33% 2011 2014 1 1 1 2014 6 30 2............... 2011 6 23 2016 434,004 442,312 2012 3 12 2017 736,368 750,464 2013 3 11 2018 425,418 433,561 2014 3 10 1 2019 591,779 3,645 603,107............... 2011 6 23 2016 121,336 123,659 2012 3 12 2017 137,455 140,086 2013 3 11 2018 198,528 202,328 2014 3 10 1 2019 346,647 2,135 353,282............... 2011 6 23 2016 112,656 114,813 2012 3 12 2017 382,910 390,240 2013 3 11 2018 221,216 225,451 2014 3 10 1 2019 346,613 2,135 353,248 2011 1 2014 3 10 6.16 2 273
23 2014 6 30 2014 6 30............................................................................... 185 1............................................................................. 214 2............................................................................. 124 3............................................................................. 23,958 4............................................................................. 330 2............................................................................. 9,371 4............................................................................. 11,913 4......................................................................... 214 2............................................................................. 191 2 1 37 ADS XV 2 3 64 2436 4 2011 2 20112011 5 27 27217 www.hsbc.com Investor Relations Governance Share Plans www.hkex.com.hk 8 Canada Square, London E14 5HQ 2012 2013 250 274
20% 2015 5 27 2014 1 1 1 2008 2013 4 30 9 20 2 2008 2012 4 30 4 24 2008 4 30 2008 4 30 2008 4 30 2012 4 24 2012 4 24 2012 4 24 3.3116 3.3116 4.8876 3.6361 37.8797 5.9397 5.9397 11.8824 7.5571 92.5881 2013 8 1 2013 8 1 2013 8 1 2013 8 1 2013 8 1 1 6.20 2 6.35 2014 6 30 2019 5 1 53,950,886 1,766,360 1,909,833 50,274,693 2018 2 1 10,022,450 195,127 425,428 9,401,895 2018 2 1 3,997,069 85,833 448,770 3,462,466 2018 2 1 1,574,652 29,970 48,166 1,496,516 2018 2 1 24,215,341 307,194 355,262 23,552,885 2005 9 30 2014 1 1 1 2004 2005 4 30 4 20 2005 9 30 7.2181 7.9911 7.5379 2007 4 30 2008 9 30 2 2014 6 30 2015 4 20 55,025,868 1,434 48,295,358 6,729,076 2015 9 30 86,046 86,046 1 2005 5 26 2 6.09 3 2014 6 305 Legal & General Group Plc 2013 7 102013 7 9 3.00% 275
45 6 78910 BlackRock, Inc. 2009 12 92009 12 7 1,142,439,457 705,100 234,880 6.56% 0.0041% 0.0013% 2014 6 30336 JPMorgan Chase & Co. 2014 5 292014 5 27 1,282,599,404 129,880,547867,737,345 6.72% 0.68% 4.55% BlackRock, Inc. 2013 1 82013 1 3 1,110,172,768 35,234,325 6% 0.19% 4 2014 6 30 5 2014 2014 0.12014 7 10 6 2014 2014 8 42014 0.12014 10 9 2014 8 21 2014 8 22 2014 9 29 11 2014 9 32014 9 25 Euroclear Euronext2014 10 9 2014 8 22Euroclear 2014 9 29 2014 8 52014 8 28Euronext 2014 10 9 2014 8 22 0.5 2014 9 19 2014 8 20 2014 8 20 2014 8 21 4 276
2014 8 22 4 2014 8 22 2014 8 20 4 2014 8 21 4 2014 8 22 12 7 2014 2014 2014 2014..................................................... 2014 10 6 2015 2 23....................... 2014 10 23 2015 3 12................................... 2014 10 22 2015 3 11..................... 2014 10 24 2015 3 13..................................................... 2014 12 10 2015 5 7 8 2014 9 302014 11 3 9 2014 12 31 2015 2 23 10 2014 6 30 (i) (ii) 14 The Walker C.3.3(f) (g) (h) www.frc.org.ukwww.hkex.com.hk 277
11121314 2013 199 20313.51B(1) 2014 11 214 1 2014 12 HSBC InvestDirect HSBC InvestDirect, PO Box 1683, Frobisher House, Nelson Gate, Southampton, SO15 9DG, UK 08456 002 469 +44 (0) 1226 261090www.hsbc.co.uk/shares 13 HSBA 5 HSBC Euronext HSB HSBC.BH 14 2014 2014 8 Canada Square, London E14 5HQ, United Kingdom 1 7th Floor, 10 East 40th Street, New York, 10018, USA2014 www.hsbc.com www.hsbc.com/ecomms 278
Computershare Investor Services PLC Investor Relations Team The Pavilions HSBC Bank Bermuda Limited Bridgwater Road 183 6 Front Street Bristol BS99 6ZZ Hamilton HM 11 United Kingdom 17 1712-1716 Bermuda +44 (0) 870 702 0137 +852 2862 8555 +1 441 299 6737 www.investorcentre.co.uk/contactus hsbc.ecom@computershare.com.hk hbbm.shareholder.services@hsbc.bm www.investorcentre.co.uk www.investorcentre.com/hk www.investorcentre.co.uk/bm BNY Mellon Shareowner Services PO Box 30170 BNY Mellon Shareowner Services College Station, TX 77842-3170 211 Quality Circle, Suite 210 USA College Station, TX 77845 +1 877 283 5786 +1 201 680 6825 shrrelations@cpushareownerservices.com www.mybnymdr.com Euroclear NYSE Euronext HSBC France 103, avenue des Champs Elysées 75419 Paris Cedex 08 France +33 1 40 70 22 56 ost-agence-des-titres-hsbc-reims.hbfr-do@hsbc.fr www.hsbc.fr 2006 146 2006 279
2014 280
A ABCP ABS 1 ADS ALCM ALCO 1 B 1 2 1 3 1 BSM C 1 CD CDO 1 CDS 1 CET1 1 1 1 CRR 1 CRS CVA 1 D DDoS DFAST DPA DPF DVA 1 E 1 EBA EL 1 EMIR Euribor F 1 1 1988 2006 281
G 20 GLBA 1 H HASCO HSI I IAS IASB ICB IFRS IRB 1 ISDA K KPMG L LCR 1 LFRF LGD 1 Libor LIC 1 M Mazarin MBS 1 1 1 N NSFR 1 20 Government National Mortgage Association Ginnie Mae HSI Asset Securitization HSBC Bank plc Midland Bank plc HSBC Bank Bermuda Limited The Bank of Bermuda Limited HSBC Bank USA, N.A. HSBC Bank USA, Inc. HSBC Trust Company Canada HSBC Mortgage Corporation Canada HSBC Securities Canada HSBC Finance Corporation Household International, Inc. CCF S.A. HSBC Securities (USA) Inc. KPMG Audit Plc Bernard L Madoff Investment Securities LLC Mazarin Funding Limited 282
O OCC 1 1 P PD 1 1 PVIF R 1 1 RMBS 1 S SE 1 SIC Solitaire U V VaR 1 1 284 Solitaire Funding Limited 283
284 A ARM Alt-A ABS B 2011 1 1 12 31 2 2006 6 2.5 2011 12 31 3 2010 123 2011 6 0.01% 1001% C 3 2 CRD 2 2006 7 202 2010 12 31 3 2011 12 31 4 3 4 2014 1 1 CCP CDO
CP CET1 COREP CNAV CML CCB CCR CDS CVA 3 SIC 50 2009 2007 Decision One Mortgage CompanyDecision OneDecision One Decision One 2007 9 2 3 285
286 CRR 23 D DVA E EVE ENAV 18 18 EL 12 EAD F FCA
287 FPC FINREP G G-SIB 32011 7 2011 11 FSBG-SIB 28 GSE H HELoC I 2 IRB BBB-
ISDA K L LCR LTV LGD Solitaire Funding Limited 3 30 3 2015100% EAD 288
289 M MTN MBS N NSFR 3 2018 100% O OIS OTC P VaR
290 PD PRA R RWA S
291 ECAI SE SIV T
U V VaR W 292
A 281 215 215 217 214 46, 62 264 107 38 74 71, 72 20 36, 70 71 42, 74 70 70 131, 132, 134 74 61, 70, 74 72 62 35, 70 24 143 2 62, 67, 74, 80, 86, 92 46, 67, 74, 80, 86, 92 252 40 241 95 150 245 39 3, 44, 46, 62 222 36, 72, 254 23 270 B 159 38, 208 40 38, 58, 67, 74, 80 170 39 42, 161 169 254 214 268 245 11 C 187 257 194 193 194 176 3, 176 193 184 194 151 209 253 280 55 252 41 50 20 36 148 50 24 120 111 10 166 214 216 136 19 244 257 278 277 27 188 181, 198 4 149, 176, 195 267 120 109, 179 111 196 178 225 154 3, 42, 67, 74, 80, 86, 92 41 D 107 276 225 220 236 236 237 111, 135 238 244 237 199 5 271 269 22, 46, 62 217, 276 293
E 218 70 63 89 77 83 38, 40 161 215 62, 67 67 64 20 36 64 42, 67 63 63 131, 132, 134 67 61, 63, 64, 67 65 62 35, 63 24 191 268 F 224 224 62 223 233 228 226 29 20 277 235 250 107 2 31 120 233 43, 136, 239 242 250 96, 172 126 117 25, 38 267 153 95 G 32 12 177 52 143 20 36 148 224 53 24 13, 45 177 12 55 20 36 149 24 14 284 217, 278 267 259 14 4 6 204 48, 51, 54, 56 H 2, 47, 50, 52, 55, 63, 70, 77, 83, 89 116, 128 12, 164 I 133 131, 135 34 135 129 31 25, 206 106 169 170 34 32 169, 171 28 29 28 20 162 23 164 277 268 106 13 L 92 92 90 20 36 90 42, 92 89 89 131, 132, 134 92 61, 89, 92 91 62 294
35, 89 24 259 198 38 40 242 245 39 250 242 266 148 150 152 149 149 125 138, 139 121 118, 137 110 111, 136 129 113, 114, 116 124 109, 113 126 139 3, 67, 74, 80, 86, 92, 140 118 34 23 M 260 28 1, 3 157, 182 164 80 80 78 20 36, 77 77 42, 80 77 77 131, 132, 134 80 61, 77, 80 79 62 35, 77 24 107 15 113, 114, 116 262 147 N 19 139, 160 86 86 84 20 36, 83 84 42, 86 83 83 131, 132, 134 86 61 85 62 35, 83 24 275 O 245 1 250 35 23 33 23 12 165 57 5, 7 P 243 164 108, 113 195, 196 38 214, 216 218 64, 71, 72, 78, 84, 90 20, 24, 61, 63, 67, 74, 77, 80, 83, 86, 89, 92 20, 24, 46, 58, 67, 74, 80, 86, 92 2, 25 20 2 24 23 188 243 PVIF33 R 149 3 3, 18 3 2, 18, 36, 58, 63, 67, 70, 74, 80, 83, 89, 92 18 3, 18 2 2 2 3, 198 2 38 3, 18, 43, 47, 63, 70, 77, 83, 89 3 18 150 177, 185 187 102 101 183 190 295
95 147 29, 41, 111, 139, 153, 239 168 269 47 20 36 148 48 48 24 27 23 47, 50, 53, 55, 65, 72, 79, 85, 91 16 15, 18 5 104 193 166 152 198 109 161 107 104 104 16 164 101 106 169, 171 106 148 100 157 107 161 165 105 99 101 168 106 105 17, 100 225 3, 177, 178 62 46 189 193 44 S 143, 152 260 143 263 257 204 162 38 275 278 38 272 275 274 27 13 28 35, 63, 70, 77, 83, 89 210 207 153 278 9 50 52 55 48 1, 10 105, 108, 189, 193 190 161 8 187 T 37, 219 265 278 3 136, 222 237 20, 30 242 158 U 190 22 V 158, 160 159 8 15 W 149 118 154 Y 28 296
2014 6-K 617987 8 Canada Square, London E14 5HQ, United Kingdom www.hsbc.com 2014 Black Sun Plc DG3 Asia Limited Acroprint 1 EW Ozone Offset Acroprint 1 EW Ozone Offset 100% FSC Forest Stewardship Council Matthew Mawson George Brooks GPS131464
從上海浦東滙豐銀行大樓 ( 世紀大道 8 號 ) 外望的景色 從香港滙豐總行大廈 ( 皇后大道中 1 號 ) 外望的景色 從倫敦滙豐集團總部 (8 Canada Square) 外望的景色 滙豐控股有限公司 8 Canada Square London E14 5HQ United Kingdom 電話 :44 020 7991 8888 www.hsbc.com
滙豐控股有限公司 僱員股份計劃 HSBC Holdings plc 滙豐控股有限公司 僱員股份計劃 2014 年 6 月 30 日
滙豐控股有限公司 僱員股份計劃 根據香港聯合交易所於 2010 年 12 月 24 日授出豁免的條款, 僱員股份計劃下的認股權的全部詳情須根據上市規則第 17.07 條及第 17.09 條於下文披露 有關披露資料亦可於香港聯合交易所網站 www.hkex.com.hk 查閱, 亦可向集團公司秘書長索取, 地址為 8 Canada Square, London E14 5HQ 滙豐根據滙豐股份計劃授出認股權及特別股份獎勵, 以使僱員利益與股東利益保持一致 第 2 至 3 頁載有尚未行使之認股權詳情, 包括根據 香港僱傭條例 界定為 持續合約 之僱傭合約受聘之僱員持有之認股權 授出之認股權均不收取代價 主要股東 貨品或服務供應商並無獲授認股權, 而授出之認股權亦無超越各項股份計劃之個別上限 滙豐期內概無註銷任何認股權 並無根據 2011 年滙豐股份計劃授出特別優先認股權, 該計劃於 2011 年 5 月 27 日取代滙豐股份計劃 期內授出 行使或失效的認股權詳情, 載於下文列表內 滙豐控股董事持有的認股權詳情, 載於 2014 年中期業績報告 第 272 頁 全體僱員優先認股計劃滙豐控股儲蓄優先認股計劃及滙豐控股儲蓄優先認股計劃 : 國際均為全體僱員優先認股計劃 根據此等計劃, 合資格之滙豐僱員經已獲授認股權, 以購入滙豐控股普通股 滙豐控股儲蓄優先認股計劃 : 國際的最後一期已於 2012 年授出, 滙豐將不會再根據該計劃授出任何認股權 新的國際全體僱員優先認股計劃已於 2013 年第三季推出 就根據滙豐控股儲蓄優先認股計劃授出的認股權而言, 僱員可於三年或五年期內, 每月供款不超過 250 英鎊 ( 或等值金額 ), 並在有關儲蓄合約開始第三或第五周年後的六個月內選擇行使認股權 僱員亦可選擇以現金方式取回儲蓄及 ( 如適用 ) 任何利息或花紅 僱員如被裁退 退休 ( 包括因受傷或健康欠佳而退休 ) 受僱業務轉讓予另一機構, 或僱用公司之控制權有變, 則認股權可於有關儲蓄合約完成前行使 在若干情況下, 根據全體僱員優先認股計劃授出的認股權行使期可以延長, 例如倘參與者身故, 遺囑執行人可於正常行使期屆滿後六個月內行使有關認股權 根據滙豐控股儲蓄優先認股計劃及滙豐控股儲蓄優先認股計劃 : 國際, 認股權行使價乃按最接近要約日期前五個營業日之滙豐控股普通股平均市價折讓 20% 釐定 在適用情況下, 美元 港元及歐元行使價會按有關要約日期前一個工作天的適用匯率從英鎊行使價折算 滙豐控股儲蓄優先認股計劃及滙豐控股儲蓄優先認股計劃 : 國際將於 2015 年 5 月 27 日終止, 除非董事議決提早終止有關計劃則另作別論 1
滙豐控股有限公司 僱員股份計劃 滙豐控股儲蓄優先認股計劃 滙豐控股普通股 行使價 行使期 於 2014 年 期內授出 期內行使 期內失效 於 2014 年 授出日期 ( 英鎊 ) 開始日期 截止日期 1 月 1 日 之認股權 1 之認股權 之認股權 6 月 30 日 2008 年 4 月 30 日 5.9397 2013 年 8 月 1 日 2014 年 2 月 1 日 76,623 46,621 30,002 2009 年 4 月 29 日 3.3116 2014 年 8 月 1 日 2015 年 2 月 1 日 22,639,846 1,048,253 167,899 21,423,694 2010 年 4 月 21 日 5.4573 2013 年 8 月 1 日 2014 年 2 月 1 日 210,336 143,596 62,951 3,789 2010 年 4 月 21 日 5.4573 2015 年 8 月 1 日 2016 年 2 月 1 日 1,268,403 35,472 36,706 1,196,225 2011 年 4 月 20 日 5.0971 2014 年 8 月 1 日 2015 年 2 月 1 日 2,870,885 86,893 80,324 2,703,668 2011 年 4 月 20 日 5.0971 2016 年 8 月 1 日 2017 年 2 月 1 日 1,438,431 33,644 53,114 1,351,673 2012 年 4 月 24 日 4.4621 2015 年 8 月 1 日 2016 年 2 月 1 日 13,491,512 329,898 668,032 12,493,582 2012 年 4 月 24 日 4.4621 2017 年 8 月 1 日 2018 年 2 月 1 日 3,518,307 34,773 160,933 3,322,601 2013 年 9 月 20 日 5.4738 2016 年 11 月 1 日 2017 年 5 月 1 日 6,477,354 5,957 529,508 5,941,889 2013 年 9 月 20 日 5.4738 2018 年 11 月 1 日 2019 年 5 月 1 日 1,959,189 1,253 120,364 1,837,572 1 最接近行使認股權日期前, 股份之加權平均收市價為 6.20 英鎊 滙豐控股儲蓄優先認股計劃 : 國際 53,950,886 1,766,360 1,909,833 50,274,693 滙豐控股普通股 行使期 於 2014 年 期內授出 期內行使 期內失效 於 2014 年 授出日期 行使價 開始日期 截止日期 1 月 1 日 之認股權 1 之認股權 之認股權 6 月 30 日 ( 英鎊 ) 2008 年 4 月 30 日 5.9397 2013 年 8 月 1 日 2014 年 2 月 1 日 53,915 21,930 31,816 169 2009 年 4 月 29 日 3.3116 2014 年 8 月 1 日 2015 年 2 月 1 日 5,521,719 63,001 101,755 5,356,963 2010 年 4 月 21 日 5.4573 2013 年 8 月 1 日 2014 年 2 月 1 日 151,634 93,490 58,144 2010 年 4 月 21 日 5.4573 2015 年 8 月 1 日 2016 年 2 月 1 日 218,919 563 3,608 214,748 2011 年 4 月 20 日 5.0971 2014 年 8 月 1 日 2015 年 2 月 1 日 685,034 2,421 87,841 594,772 2011 年 4 月 20 日 5.0971 2016 年 8 月 1 日 2017 年 2 月 1 日 186,806 10,667 176,139 2012 年 4 月 24 日 4.4621 2015 年 8 月 1 日 2016 年 2 月 1 日 2,669,788 13,117 111,315 2,545,356 2012 年 4 月 24 日 4.4621 2017 年 8 月 1 日 2018 年 2 月 1 日 534,635 605 20,282 513,748 10,022,450 195,127 425,428 9,401,895 ( 美元 ) 2008 年 4 月 30 日 11.8824 2013 年 8 月 1 日 2014 年 2 月 1 日 43,932-43,932 2009 年 4 月 29 日 4.8876 2014 年 8 月 1 日 2015 年 2 月 1 日 1,497,456 13,159 72,160 1,412,137 2010 年 4 月 21 日 8.1232 2013 年 8 月 1 日 2014 年 2 月 1 日 216,423 59,605 156,818 2010 年 4 月 21 日 8.1232 2015 年 8 月 1 日 2016 年 2 月 1 日 129,756 8,881 120,875 2011 年 4 月 20 日 8.2094 2014 年 8 月 1 日 2015 年 2 月 1 日 447,961 4,983 49,932 393,046 2011 年 4 月 20 日 8.2094 2016 年 8 月 1 日 2017 年 2 月 1 日 111,396 11,278 100,118 2012 年 4 月 24 日 7.1456 2015 年 8 月 1 日 2016 年 2 月 1 日 1,261,942 5,358 76,439 1,180,145 2012 年 4 月 24 日 7.1456 2017 年 8 月 1 日 2018 年 2 月 1 日 288,203 2,728 29,330 256,145 3,997,069 85,833 448,770 3,462,466 2
滙豐控股有限公司 僱員股份計劃 滙豐控股儲蓄優先認股計劃 : 國際 ( 續 ) 滙豐控股普通股 行使期 於 2014 年 期內授出 期內行使 期內失效 於 2014 年 授出日期 行使價 開始日期 截止日期 1 月 1 日 之認股權 1 之認股權 之認股權 6 月 30 日 ( 歐元 ) 2008 年 4 月 30 日 7.5571 2013 年 8 月 1 日 2014 年 2 月 1 日 8,329 8,329 2009 年 4 月 29 日 3.6361 2014 年 8 月 1 日 2015 年 2 月 1 日 843,087 14,354 4,350 824,383 2010 年 4 月 21 日 6.0657 2013 年 8 月 1 日 2014 年 2 月 1 日 15,417 10,363 5,054 2010 年 4 月 21 日 6.0657 2015 年 8 月 1 日 2016 年 2 月 1 日 37,852 247 37,605 2011 年 4 月 20 日 5.7974 2014 年 8 月 1 日 2015 年 2 月 1 日 151,415 2,920 4,470 144,025 2011 年 4 月 20 日 5.7974 2016 年 8 月 1 日 2017 年 2 月 1 日 44,841 44,841 2012 年 4 月 24 日 5.3532 2015 年 8 月 1 日 2016 年 2 月 1 日 384,509 2,147 19,180 363,182 2012 年 4 月 24 日 5.3532 2017 年 8 月 31 日 2018 年 2 月 1 日 89,202 186 6,536 82,480 ( 港元 ) 1,574,652 29,970 48,166 1,496,516 2008 年 4 月 30 日 92.5881 2013 年 8 月 1 日 2014 年 2 月 1 日 13,316 13,316 2009 年 4 月 29 日 37.8797 2014 年 8 月 1 日 2015 年 2 月 1 日 17,205,856 215,503 135,889 16,854,464 2010 年 4 月 21 日 62.9770 2013 年 8 月 1 日 2014 年 2 月 1 日 82,670 58,016 24,654 2010 年 4 月 21 日 62.9770 2015 年 8 月 1 日 2016 年 2 月 1 日 220,985 2,565 10,893 207,527 2011 年 4 月 20 日 63.9864 2014 年 8 月 1 日 2015 年 2 月 1 日 384,366 841 5,310 378,215 2011 年 4 月 20 日 63.9864 2016 年 8 月 1 日 2017 年 2 月 1 日 162,426 1,770 4,219 156,437 2012 年 4 月 24 日 55.4701 2015 年 8 月 1 日 2016 年 2 月 1 日 5,466,147 27,310 141,518 5,297,319 2012 年 4 月 24 日 55.4701 2017 年 8 月 1 日 2018 年 2 月 1 日 679,575 1,189 19,463 658,923 24,215,341 307,194 355,262 23,552,885 1 最接近行使認股權日期前, 股份之加權平均收市價為 6.35 英鎊 特別股份計劃 自 2005 年 9 月 30 日以來, 滙豐並無根據僱員股份計劃授出任何特別認股權 授出日期 行使價 ( 英鎊 ) 1,2 滙豐控股集團優先認股計劃 行使期開始日期 截止日期 於 2014 年 1 月 1 日 滙豐控股普通股 期內行使之認股權 期內失效之認股權 於 2014 年 6 月 30 日 2004 年 4 月 30 日... 7.2181 2007 年 4 月 30 日 2014 年 4 月 30 日 48,256,628 1,434 48,255,194-2004 年 8 月 27 日... 7.5379 2007 年 8 月 27 日 2014 年 8 月 27 日 281,651 - - 281,651 2005 年 4 月 20 日... 7.2869 2008 年 4 月 20 日 2015 年 4 月 20 日 6,487,589-40,164 6,447,425 滙豐股份計劃 55,025,868 1,434 48,295,358 6,729,076 2005 年 9 月 30 日... 7.9911 2008 年 9 月 30 日 2015 年 9 月 30 日 86,046 - - 86,046 1 滙豐控股集團優先認股計劃已於 2005 年 5 月 26 日屆滿, 自該日起並無根據該計劃授出任何認股權 2 最接近行使認股權日期前, 股份之加權平均收市價為 6.09 英鎊 3