滙豐晉信大盤股票型證券投資基金 香港說明文件 2016年2月5日 更新招募說明書 第 1 號 2016年2月5日

2009 6 24 2016 2

8 17 Pedro Augusto Botelho Bastos 188 1 22 1318 6 200120 18 5 1

2009 6 24 104 1933 1940 1. 2. i. a. 2

b. 4.7(a) 10% SEC 50% c. d. ii. a. b. c. iii. 3. 4. 3

2015 5 22 a) b) c) d) e) f) (f) a) b) c) d) e) 200,000,000 f) g) 50% 4

(g) 50% 50% 50% 1 22 (852) 2284 1118 (1) (a) (b) (c) (d)(e) (f) (2) (3) (4) 5

(852) 2284 1118 1 22 104 103 H H H HH H1.0000 H H H H H H H www.assetmanagement.hsbc.com/hk 6

13. 43 48 1. 300 *90%+*10% 48 2. 85%-95% 0-3%5%-15% 5% 80% A A 30% 3 80% 80% 80% 3 80% 7

21. 1. 2. 3. 20 4. 8

5. 6. 7. 9

8. FATCA 10,000 10,000 10,000 10,000 (1) (2) 8 H H 10

V 1 H H H 10,000 11

20 (i) (ii) 12

H www.assetmanagement.hsbc.com/hk www.assetmanagement.hsbc.com/hk H H H5.00% (i) (ii) 10,000H 5.00% H 1.2000 = 10,000 *5.00% = 500 = 10,000-500 = 9,500 9,500.00 1.2000 7,916.67 10,0007,916.67 H H0.13% 13

20,0000.13% H 1.2000 = 1.2000 * 20,000 = 24,000 = 24,000 * 0.13% = 31.20 = 24,000 31.20 = 23,968.80 23,968.80 (a) 2015 12 18[2015]125 14

(b) [2008]1 [2002]128 20% 10% 7% A B0.1% 104 19861471 1474 FATCA 30% 2014 7 1 30% 2019 1 1 15

FATCA FATCA FATCA FATCA FATCA FATCA FATCA 90 6015 www.assetmanagement.hsbc.com/hk - (i) (ii) (iii) (iv) (v) (vi) 16

(vii) (viii) (ix) (i) (ii) (iii) (v) (vi) (ix)(iv) (vii) (ii) (v) (iv) (v) (iv) (viii) 17

2016 1 1

[2009]343 2009 6 24 1 2015 12 24 2015 12 31 2

4 4 8 15 18 30 33 33 42 42 42 43 43 55 57 58 63 64 66 67 70 73 75 99 113 115 117 117 3

H HH 4

5 2003 10 28 2012 12 28 2013 6 1 2015 4 24 < > 2014 7 78 8 2013 3 156 1 2004 6 87 1

6 10%

7 T T n TTn 2015 5 227 1 A H A H H

H H A H 8 17 8 17 2005 11 16 021-20376789 2 51% HSBC Global Asset Management (UK) Limited 49% (1) 8

Mr. Pedro Augusto Botelho Bastos (CPA) (CFA) EMBA (IIF) (2) (3) (CPA) (CFA) 9

(4) 2009 6 24 2010 12 4 2009 6 24 2015 5 23 (5) (6) (1) (2) (3) 10

(4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) (15) (16) (17) (18) (19) (20) (21) (22) 11

(23) (24) (25) (26) (27) (1) (2) 1) 2) 3) 4) 5) 6) 7) 8) 9) 10) 11) 12) 13) 10% 14) 10% 12

15) 16) (3) 1) 2) 3) 4) 5) 6) 7) 8) 9) 10) 11) 12) 13) 14) (4) 1) 2) 3) 4) 13

(1) 1) 2) 3) (2) 1) 2) 3) 4) 5) (3) 1) 2) 3) 4) 14

(4) 1) 2) 3) 4) (5) BANK OF COMMUNICATIONS CO.,LTD 188 188 200120 1987 3 30 742.62 [1998]25 021-95559 15

1908 1987 2005 6 2007 5 2014 19 20 500 217 2014 2015 9 307.21 520.40 2013 102013 5 2013 10 2009 12 2013 5 1983 1997 1999 2013 112013 10 2010 4 2013 9 2005 8 2010 4 2004 9 2005 8 2004 6 2004 92001 9 2004 61994 2001 1986 2015 8 2007 12 2015 8 1999 12 2007 12 1992 2005 2015 9 30139 QFII RQFII QDII QDLP 16

1 2 3 4 5 17

(1) 8 17 021-20376952 021-20376989 www.hsbcjt.cn 021-20376888 https://etrading.hsbcjt.cn/ 021-20376957 (2) A 188 188 (021)58781234 (021)58408483 95559 www.bankcomm.com 18

25 1 1 95533 www.ccb.com 55 010-66106912 021-66107914 95588 www.icbc.com.cn 69 69 (010)85109219 95599 www.abchina.com 1 (010)66109330 (010)66109144 95566 www.boc.cn 500 12 021-63296188 82438 82410 95528 021-63298615 www.spdb.com.cn 19

8 C 95558 010-65557013 010-65550827 bank.ecitic.com 7088 (0755)83195834 82090060 (0755)83195049 82090817 95555 www.cmbchina.com 6 010-68098778 010-68560661 95595 www.cebbank.com 22 22 010-85238423 010-85238680 95577 www.hxb.com.cn 2 2 010-58351666 010-83914283 95568 www.cmbc.com.cn 20

1099 95511-3 http://bank.pingan.com 294 96528 962528 www.nbcb.com.cn 196 (0577)88990082 (0577)88995217 (0577)96699 www.wzbank.cn 201-205 201-205 022-58316666 022-58316569 95541 www.cbhb.com.cn 8 15-20 22-27 815 021-38576666 021-50105124 021-962999 http://www.srcb.com 256 256 96699 http://www.bankofluoyang.com.cn 21

8 22 8 22 www.hsbc.com.cn 800-820-8828 (+86)-(21)-3888 8828 800-820-8878 (+86)-(21)-3888 8878 800-830-2880 (+86)-(21)-3888 3015 69 69 0351-8686703 0351-8686619 400-666-1618 www.i618.com.cn 618 135 021-62580818-213 021-62569400 400-8888-666 www.gtja.com 989 45 989 45 021-33389888 021-33388224 95523 4008895523 www.swhysc.com 22

66 4 188 4008888108 010-65182261 http://www.csc108.com 1508 1508 021-22169999 021-22169134 95525 10108998 www.ebscn.com A 38-45 A 38-45 0755-82943666 0755-82943636 400-8888-111 95565 www.newone.com.cn 183-18743 (4301-4316 5 18 19 36 38 41 42 020-87555305 95575 www.gf.com.cn 35 C 010-66568430 (010)66568116 400-8888-888 www.chinastock.com.cn 23

98 689 021-23219000 021-23219100 95553 www.htsec.com 7088 A 6 3 010-84683893 010-84865560 010-84588888 www.cs.ecitic.com 2221 20 2221 20 0532-85022326 0532-85022605 95548 www.citicssd.com 268 1199 1 21 021-38565785 021-38565955 400-8888-123 www.xyzq.com.cn 1012 16-26 1012 16-26 0755-82133066 0755-82133302 95536 www.guosen.com.cn 24

179 4008-888-777 www.gyzq.com.cn 1 2 27 28 1 2 27 28 400-910-1166 www.cicc.com.cn 90 (025)83290979 95597 www.htsc.com.cn 318 2 21-29 318 2 21-29 021-63325888 021-63326173 95503 www.dfzq.com.cn 4018 35 28 A02 4018 35 28 A02 0755-82558305 0755-82558355 4008001001 www.essences.com.cn 25

19 B 701 5 B 4 010-66045529 010-66045500 010-66045678 www.txsec.com www.txjijin.com 95 95 6 16 17 喆 400-660-0109 www.gjzq.com.cn 5047 25 I J 4006-788-887 www.zlfund.cn www.jjmmw.com 613 6 551 400-1818-188 www.1234567.com.cn 3588 12 4000766123 www.fund123.cn 685 37 4 449 400-700-9665 ww.ehowbuy.com 26

903 www.10jqka.com.cn 95105-885 0571-56768888 7650 205 www.noah-fund.com 400-821-5399 23 18-19 www.longone.com.cn 400-8888-588 86 0531-68889155 0531-68889518 www.zts.com.cn 95538 1 A www.stocke.com.cn 967777 4018 28 A01 B01(b) www.cfsc.com.cn 021-32109999 029-68918888 27

9 1 www.cindasc.com 400-800-8899 22 10 licaike.hexun.com 4009-200-022 6 15-1 2 www.myfund.com 400-888-6661 198 www.hazq.com 400-809-6518 1000 34 36 528 27 1000 34 36 528 27 www.hangseng.com.cn 8008308008/4008308008 8 8 021-68751929 95579 www.95579.com 28

5 B 12 15 5 B 12 15 010-66555316 010-66555147 4008888993 www.dxzq.net 358 20 2005 358 20 2005 010-88085258 010-88013605 (3) H HSBC Investment Funds (Hong Kong) Limited 1 22 852-2284 1118 852-3409 2667 www.assetmanagement.hsbc.com/hk (4) H ( ( ( 8 17 021-20376892 29

256 1405 256 1405 (021)51150298 (021)51150398 202 2 11 021-2323 8888 021-2323 8800 2009 4 28 [2009]343 2009 5 18 2009 6 19 30

(1) 1.00 (2) 1.00 (3) A<50 1.2% 50 A<100 1.0% 100 A<500 0.6% A 500 1000 (4) 1+ 10,0003 10,000/(1+1.20%) 9,881.42 10,000-9,881.42 118.58 (9,881.42 + 3)/1.00 9,884.42 31

10,000 9,884.42 (1) 2009 5 18 2009 6 1933 (2) (3) T T+2 (4) 2,000 1,000 31,795 1.00 2,884,896,208.13658,033.28 2,885,554,241.41 32

10 10 (1) 22 (2) 200 (1) (2) 30 200 5000 20 2009 6 24 A H A H 33

A H H (1) A H AH H (2) 3 A 2009 7 30 (3) 3 A 2009 9 24 (4) (5) 34

(1) (2) A H (3) A H (4) (5) 2 (1) A A H H (2) A T T+1T T+2 (3) H H H H 35

H H T T+1T T+2 (4) A T 7 (5) H H H T+7 (1) A 1) A 2,000 A1,000 A 2) A 500 A500 A 500 A 500 3) A 2 36

(2) H H 10,000 H 10,000 H 10,000H 10,000 H (3) 1) A A<50 1.5% 50 A<100 1.2% 100 A<500 0.8% A 500 1000 H5% 2) A0.50% H0.13% A A 25% H H 2 37

(4) A 1+ T A T10,000A 1.50% T A1.200 10,000/(1+1.50%) 9,852.22 10,000-9,852.22 147.78 9,852.22/1.20 8,210.18 10,000A 8,210.18 A (5) H H (6) T A T A T A20,000 T A 1.2 20,000 1.2 24,000 24,000 0.13% 31.20 24,000-31.20 23,968.80 H 38

H (7) A H T+1 T AT A T A T HT H T H A H (1) (2) T 1 T 2 (3) T 1 (4) 2 (1) 10% (2) 1) 2) 10% A A 39

3) H H H 4) H (3) 2 20 2 (1) 1) 2) 3) 4) 5) 6) 1) 2) 3) 4) (2) 1) 40

2) 3) 4) 5) 1) 2) 3) 4) (3) 1) 1 2) 1 2 1 3) 2 2 H (1) (2) H50% (3) 41

2 2009 9 24A (1) (2) (3) H H 42

2009 7 30A 85%-95% 0-3% 5%-15% 5% 80% A A A 30% 3 (1) 85%-95% 80% A 43

(2) A A 30% (3) 1 44

2 20% 3 (1) A A 30% (2) (P/B) (P/E) (ROE) (P/B) AH B BA 45

GDP 3 2 3 GDP 3 2 3 (P/E) 1 (P/E) (P/E) (ROE) 1 GDP (ROE) (3) 46

(4) 4 (1) (2) (3) (4) 47

5 (1) 1) 2) 3) (2) 300 *90%+*10% 1) 300 A 300 A 2) 85%-95% 80% A 90% 10% 90% 10% 300 *90%+*10% 48

(1) 1) 2) 3) 4) 5) 6) 7) 8) (2) 1) 10% 2) 10% 3) 85%-95% 0-3% 5%-15% 5% 4) 5) 40% 6) 5% 49

7) 10% 8) 10% 9) 20% 10) 10% 11) 10% 12) BBB BBB 3 13) 0.5% 14) [2006]141 15) 10 6 50

(1) (2) (3) 2016 1 20 2015 10 112 31 9.1 (%) 1 1,714,360,202.53 85.99 1,714,360,202.53 85.99 2 3 4 5 6 7 267,191,104.90 13.40 8 12,043,669.33 0.60 9 1,993,594,976.76 100.00 51

9.2 (%) A B 145,661,653.48 7.83 C 540,014,480.89 29.04 D 71,057,461.48 3.82 E 22,665,506.34 1.22 F 162,581,458.56 8.74 G 19,092,129.06 1.03 H I J 437,845,209.55 23.54 K 202,980,900.97 10.91 L M N O P Q R 112,461,402.20 6.05 S 1,714,360,202.53 92.18 52

9.3 (%) 1 600028 26,218,438 130,043,452.48 6.99 2 601169 10,779,740 113,510,662.20 6.10 3 601098 4,705,498 112,461,402.20 6.05 4 601318 3,087,954 111,166,344.00 5.98 5 600048 10,269,600 109,268,544.00 5.88 6 000651 4,006,069 89,535,642.15 4.81 7 000963 856,869 70,228,983.24 3.78 8 601688 2,809,103 55,395,511.16 2.98 9 600674 4,919,053 52,929,010.28 2.85 10 600823 4,306,270 52,665,682.10 2.83 9.4 9.5 9.6 9.7 9.8 9.9 9.9.1 9.9.2 9.10 9.10.1 53

9.10.2 9.10.3 9.11 9.11.1 (601688) 2015 8 26 2015 8 24 2015004 2015 9 12 2015 9 10 [2015]72 18,235,275.00 54,705,825.00 9.11.2 9.11.3 1 1,316,302.58 2 3 4 76,023.74 5 10,651,343.01 6 7 8 9 12,043,669.33 9.11.4 9.11.5 9.11.6 54

1 A 2009 6 24 2009 12 31 2010 1 1 2010 12 31 2011 1 1 2011 12 31 2012 1 1 2012 12 31 2013 1 1 2013 12 31 2014 1 1 2014 12 31 2015 1 1 2015 6 30 2015 1 1 2015 12 31 17.28% 1.53% 14.39% 1.89% 2.89% -0.36% 8.20% 1.41% -11.19% 1.43% 19.39% -0.02% -19.39% 1.14% -22.44% 1.17% 3.05% -0.03% 4.99% 1.09% 6.87% 1.15% -1.88% -0.06% 10.36% 1.29% -6.81% 1.25% 17.17% 0.04% 60.25% 1.34% 46.57% 1.09% 13.68% 0.25% 29.96% 2.15% 23.96% 2.03% 6.00% 0.12% 35.18% 2.42% 5.10% 2.24% 30.08% 0.18% 2 H 2015 12 30 H 2015 12 31-1.06% 0.21% -0.74% 0.63% -0.32% -0.42% 55

1 A 1. 85%-95% 80% A 5%-15% 5% 6 2009 12 24 2. 300 90% + 10% 3. 300 2 H 56

1. 85%-95% 80% A 5%-15% 5% 6 2009 12 24 2. 300 *90% + 10% 3. 300 (1) 1 2 3 4 5 6 7 8 9 (2) 57

(1) (2) (3) (4) (1) 1) 58

2) 1) 1) A 1) 1) B 1) FV C P CDl Dr Dl FV C P DlDr 3) (2) 1) 59

2) 3) 4) 5) (3) 1) 2) 3) 4) 5) (4) 1) 2) 3) (5) 60

(6) (1) (2) (3) (4) A HA H T AT A T A T HT H T H (1) AH 0.25% 0.5% 61

(2) (3) 1) 2) 3) 4) 5) 6) 7) 62

(4) 1) 2) 3) 4) 5) 0.5% 0.25% (1) 6 (2) (1) A H (2) (3) 63

(4) 4 (5) 50%3 (6) (7) A H (8) A H A 2 H 15 (1) (2) (1) (2) 64

(3) (4) (5) (6) (7) (1) 1.5% H E H E 15 (2) 0.25% H E H E 15 (3) (3) (7) 65

2 (1) 1 1 12 31 (2) (3) (4) (5) (6) (1) (2) (3) 2 66

(1) (2) (3) (4) (5) (6) (1) 3 (2) (3) (4) 6 45 15 67

(1) 90 (2) 60 (3) 15 2 H www.assetmanagement.hsbc.com/hk 2 (1) (2) (3) (4) (5) (6) (7) (8) 68

(9) (10) (11) (12) (13) (14) (15) (16) (17) (18) (19) (20) (21) (22) (23) (24) (25) (26) 69

H H H H 1 11 70

(1) (2) (3) (4) (5) (6) (7) 71

85%-95% 80% A 2009 4332008 5.6 2008 2009 2009 2007 2009-2010 72

(1) (2) (3) (4) H H (1) (2) 6 (3) (1) (2) 1) 30 2) 73

3) (3) 1) 2) 3) 4) 5) 6) 7) 8) 9) 10) (4) (5) 1) 2) 3) 4) (6) 2 (7) 15 74

(1) 8 17 2005 11 16 [2005]172 2 (2) 1) 2) 3) 4) 5) 6) 7) 8) 75

9) 10) 11) 12) 13) 14) 15) 16) 17) 18) (3) 1) 2) 3) 4) 5) 6) 7) 76

8) 9) 10) 11) 12) 13) 14) 15) 16) 17) 18) 19) 20) 21) 22) 23) 24) 77

25) 26) 27) 28) (1) 188 1987 3 30 [1998]25 742.62 (2) 1) 2) 3) 4) 5) 6) 78

7) (3) 1) 2) 3) 4) 5) 6) 7) 8) 9) 10) 11) 12) 15 13) 14) 15) 16) 79

17) 18) 19) 20) 21) 22) 23) (1) (2) 1) 2) 3) 4) 5) H 6) 7) 8) 9) 80

(3) 1) 2) 3) 4) 5) 6) 7) (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (1) (2) 81

(3) (4) (5) (6) (7) (8) (1) (2) 10 60 (3) 10% 10% 10 60 10% 10% 10 60 (4) 10% 10% 10% 10% 30 (5) (6) (1) 40 82

1) 2) 3) 4) 5) 6) 7) 8) 9) 10) (2) (3) (1) 83

(2) 1) 50% 50% 2) 2 50% 50% (1) 1) 84

2) 10% 10% 35 30 3) 4) 10% 10% 6 5) 30 30 (2) 1) 50% 85

2) 30 2 (3) (1) (2) 1) 50% 50% 2) (3) (4) (5) (1) 1) 3 2) 3) 86

4) (2) (1) 5 (2) (3) 2 H H H (1) A H (2) 87

(3) (4) 4 (5) 50%3 (6) (7) A H (8) A H A 2 H 15 (1) (2) (1) 88

(2) (3) (4) (5) (6) (7) (1) 1.5% H E H E 15 (2) 0.25% H E H E 15 (3) (3) (7) 89

2 85%-95% 0-3% 5%-15% 5% 80% A A A 30% 3 90

(1) 85%-95% 80% A (2) A A 30% (3) 300 90% 10% 1) 300 A 300 A 2) 85%-95% 80% A 90% 10% 90% 10% 300 90% 10% 91

(1) 1) 2) 3) 4) 5) 6) 7) 8) (2) 1) 10% 2) 10% 3) 85%-95% 0-3% 5%-15% 5% 4) 5) 40% 6) 5% 92

7) 10% 8) 10% 9) 20% 10) 10% 11) 10% 12) BBB BBB 3 13) 0.5% 14) [2006]141 15) 10 6 93

(1) 1) 2) 1) 1) A 1) 1) B 1) FV C P CDl Dr Dl FV C P Dl Dr 3) 94

(2) 1) 2) 3) 4) 5) (3) 1) 2) 3) 4) 5) 95

(4) 1) 2) 3) (5) (6) (1) (2) (1) 2 96

(1) (2) (3) (1) (2) 1) 30 2) 3) (3) 1) 2) 3) 4) 5) 6) 7) 8) 9) 10) 97

(4) (5) 1) 2) 3) 4) (6) 2 (7) 15 98

99 8 17 8 17 2005 11 16 [2005]172 2 188 200120 188 200120 1987 3 30 (1986) 81 [1987]40 [1998]25 742.62

A 10 10 10 (1) 10% (2) 10% (3) 85%-95% 0-3% 5%-15% 5% (4) (5) 40% (6) 5% (7) 10% (8) 10% (9) 20% 100

(10) 10% (11) 10% (12) BBB BBB 3 (13) 0.5% (14) [2006]141 (15) 10 6 10 10 10 (1) (2) (3) (4) 101

(5) (6) (7) (8) 2 10 10 10 (1) 2 2 (2) (1) 102

(2) (3) (4) 10 10 10 10 10 10 10 103

10 10 10 10 (1) (2) (3) (4) 10 2 2 104

(1) (2) (3) (4) (5) H (6) (7) 105

(1) (2) 106

(1) 1) 2) 1) 1) A 1) 1) B 1) FV C P CDl Dr Dl FV C P Dl Dr 3) 107

(2) 1) 2) 3) 4) 5) (3) 1) 2) 3) 4) 5) 108

(4) 1) 2) 3) (5) (6) (1) (1)-(5) 70% 30% (2) (3) (7) 109

(1) (2) (3) (4) 5 15 6 45 660 90 2 5 15 20 30 110

1 10 2 5 3 10 4 15 111

(1) (2) (3) (4) (1) 1) 2) (2) 1) 2) 3) 4) 5) 6) 7) 8) 9) 10) (3) 112

(4) 1) 2) 3) 4) (5) 2 (6) 15 A 021-20376888 0 2009 9 24 2009 7 30 113

www.hsbcjt.cn services@hsbcjt.cn E-MAIL EMAIL (CALL-CENTER) 7 24 9:00-18:00 021-20376888 021-20376998 2 2007 11 2 www.hsbcjt.cn 114

2007 11 2 021-20376888 H H H 2015 6 25 2015 12 24 2015 6 25 2015 12 24 2015 6 25 2015 12 24 2015-6-26 2015-6-29 2015-6-29 2015-6-29 2015-7-1 2015-7-1 2015-7-4 2015-7-7 2015-7-8 115

2015-7-9 2015-7-16 2015-7-18 2015 2015-7-31 2015-8-8 2015 2 2015-8-19 2015-8-25 2015-8-25 2015-8-25 2015-8-29 2015 2015-9-30 2015-10-13 2015-10-16 2015-10-20 2015-10-21 2015-10-27 2015 3 2015-11-7 2015-11-18 2015-11-18 2015-11-18 2015-11-20 116

A H 117