2003 6 3 Abstract : This thesis attempts to do an empirical research of workers responses to the status deprivation in the process of State2owned Enterprises institutional transformations, especially the possibility of workers collective action, and analyzes the relationship between workers action choices and institutional environment, material environment, resource as well as goal in temporal under the hypothesis of workers as context bounded rationality agents. Formal institution and informal institution are the main institutional factors of shaping the workers action choices and the logic of action choices the logic of conforming to institution and the logic of subsistence. Main conclusions of the research are : there is no open and interests organized collective action under the condition of status deprivation in the process of institution transformation, i. e. un2collective action. Collective inaction is not the main politics of state2owned enterprises. Main response of action is obedience, exit, and individual voice. 20 80 1990 ( socioeconomic attainment), Π :??, 3, ( 00CSH003 ) 97 98 1
(,1999) ( 1) ( ) 1., : ( Gurr,1970) (Smelser,1962) (, 1995) (McCarthy & Zald,1977), : ; ( ) (context bounded rationality) (Victor Nee,1995 :10) :, ; (,1998),, :,, 2 ( 2) ( ) (, 1998) : : 4 5 ( ) : 2 A, 1938,1952,1956
2.,1973 1993 A, 1993-2000, 2000 (2000 ) 3390 2012 B1, B B 1980, 1995 1998 2 B1 2207, 1997 1541 C1 C, 1933,1993 9 ( ), C1 2001 7, C1 1368, 1993 438 165 ( 1368 ) D,1996 : D1, D 43 %, 57 % ; 40 %, 60 % 2000 D2 D1 D2 400,D1 800, 1995, D 2100 E1 E E 1938 30 1992 1993 E : 3000, 1100, 300 1994,1998 7 E E E1 E, E E1, E1 ( E ) 1Π3 E1 1000 200 E 600 ( E1 200 ) : 3
138 54, 12, 16, 40, 10 100, 150 :, ( ), 750 88 % 309, 46. 9 % : 20 90 (collective inaction), : (Ching Kwan Lee,1998), : 115 %, 619 %, 9116 % C1 A1 B1 E1 D2 B1,,, (Shyang6, ) D2 : ( GX5) : ( ) 50,, 7,, ( GX12,, ) : ( ),,, ( GX28),,, ( GX6,,37, ),,,, (Shanghai22,44, )? (Hirschman) (,2001) : 4 :
A1 :,,, 10,!?!,,,,,?,, (SYXJ IV 1) C1 D2 :,,?, (Shanghai2), 4 (2 ), D1,,, 250 300 ( GX4),, C1,, ( ),, (Shanghai14)?,, ( GX30,,27, ),?,,,,,, (Shanghai4) :, : ( ),,,,, 7, 3,10 (TYYQ8-2) A1 : 100,70 % - 80 %, (SYXJ IV 18) B1 :,,, 5
75 %,,,,,,,, ( B1, 42 ) (Shyang6) : (voice),, D2 : ( ) ( GX22-1) C1 :,, (Shanghai19) D2 :, ( GX5), D2 E1 B1 C1 ( ) ( ),,,,,,,,, (Shanghai4) ( ), :, ; ( ), ( ) 6
, ( ) ( ) 1., A1,,, (SYXJ IV 6) A1 :, ( :?),,? (SYXJ IV 14),,,B1 :,,?,, (Shyang3),, 1993,D1,, ( ),,,, ( GX6), D2 : 7
( ), ( ) ( GX9) C1 :,?,,,,, (Shanghai2) ( GX17), ( GX6 Shanghai5) ( GX9) 2. (repression)??,?,, ( ),,?,,?,, (Shanghai16,,48, ),,??,,?,???, (Shyang5,,29, ),, ( ),,, ( GX33), (Shanghai4) ( GX33),,,,, ( GX22, ) 8 D2 :,
,,,,, ( GX28) ( ),,, ; ; ; ( ),,?, 200 300 ( ), 85 % ; (SYXJ IV 16, ),,?,,?,,? (Shyang3, ) ( ) (Shyang1, ), ( ) ( ) ( ),, ( ),,, 9
,,,,, B1,1992 :,,,,,,,,, (Shyang24),,, B,,, ( ) ( ),, B1 1954,1969 5 1978 1979 5 ( B) 1980 40, 400, : ( ),,,, ( ), 50,,,,, (Shyang9) ( ) 20 90 :,, 1978 544,7211 %, 1992 4919 %, 1995 720, 260, 36. 1 % 170, 23. 6 % 290, 40. 3 %, 1997 50 % 10
1.,,, ( ),, ( ), XJ IV 4 Shyang7,,, TYYQ1 Shyang7 SYXJ IV1 2. 20 80 (Walder,1986), 1990,?, : (SYXJ IV 13,,52, ),,,, (Shyang10,,38) 3, ;, 35 40, (SYXJ IV 16,,50, ) Shyang9 ( ) (, 1999),,,,,,, ( ),, (1) ; (2) 11
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