i ii

二零一六年年報

i ii 1 2 4 6 9 10 12 16 16 19 32 36 42 44 51 53 63 64 118 125 128 130 132 134 135 136 137 138 277 279 280 66 78 92 106 110 112

2010 5 2011 7 2012 7 27 2011 7 2011 7 2012 6 12 14 571 10 Charoen Pokphand Group Company Limited i

2017 3 222016 17 17 20160.203,656,048,282.00 18,280,241,410 20160.5510,054,132,775.502017 20162016 ii

3.46 1.31 + 1

1988 5 27 1994 1996 4 2003 2 14 2003 12 1988 1992 1994 1995 1996 2002 2003 1992 6 4 1995 10 2002 10 8 1994 2

H 2004 6 24 2011 7 2014 5 21 Millward Brown 100 124 2004 2006 2007 2011 2012 2014 2016 2007 3 1 IPO A 2012 2016 3,000 32.2% 2006 5 2006 7 50041 200020 50 3

1 2 3 1. 2016 9 (2016)+RUN + 2. 2016 10 20 app 3. 2016 9 8 + 2016 2016 723.68 11.0% 623.94 15.1% 2016 12 31 3,834.492015 14.7%500 502016 12 31 57 15 1 30 4

2016 1.31 2016 20.1% 2.21 289 3122016 408.29 29.5% 65.4% 4 5 20 2017 3 22 6 4. 2016 10 19 5. 2016 8 2.0 8 2,200APP 400 6. 2016 5 5

712,453 619,990 62,394 299,372 362,631 462,882 20,050 28,154 39,279 54,203 2012 2013 2014 2015 2016 2012 2013 2014 2015 2016 5,576,903 383,449 4,005,911 4,765,159 289,564 334,248 2,844,266 3,360,312 159,617 182,709 (1) 2012 2013 2014 2015 2016 (1)(2) 2012 2013 2014 2015 2016 3.50 2.98 2.47 0.75 (3) 1.27 1.78 0.225 0.325 0.375 0.53 2012 2013 2014 2015 2016 2012 2013 2014 2015 2016 (4) (4) 637,703 50,805 458,812 551,514 38,420 285,874 329,653 15,915 18,163 21,966 2012 2013 2014 2015 2016 2012 2013 2014 2015 2016 1 2015 8 4 10 10 18,280 2 3 0.55 2016 4 20162015 2014 6

408.29 29.5% 311.51 2015 289.07 2.21 8.9% 1.31 20.1% 3,842 25.0% 857 22.3% 3.46 43.4% 6,199 42.3% 1.94 16.2% 70.6% 70.6% 38.1 38.1 5.3 62.4% 62.4% 10.63 39.2% 39.2% 7

2016 2016 623.94 15.1% 0.75 41.5% 5.58 17.0% 508.05 32.2% 244.44 110 27.7% 1,779.08 8.7%127.00 95.9% 6 1,077.15 12.0% 99.50 22.15 23.22 22.21 13.52 3.46 43.4% 1.94 1.31 10 1 2.21 289.07 311.51 5,000 140 1,000 1 41 15 1 2004 28.4% B 12 185 A 530 8

2016 (Fortune) 500411 5008 20 (Forbes) 200020 1 2016 (Most Honored Company) & 500 9 3A & CSR CSR 2016 (Millward Brown&WPP) BrandZ 10057 BrandZ100 10 FutureBrand 100 FutureBrand Index 2016 17 (World Brand Lab) 2016500 255 201610 6 9

2016 12 31 2015 12 31 (%) 2014 12 31 5,576,903 4,765,159 17.0 4,005,911 5,090,442 4,351,588 17.0 3,652,095 486,461 413,571 17.6 353,816 383,449 334,248 14.7 289,564 18,280 18,280 8,892 2016 2015 (%) 712,453 619,990 14.9 462,882 93,368 92,947 0.5 62,341 94,411 93,413 1.1 62,353 72,368 65,178 11.0 47,930 62,394 54,203 15.1 39,279 61,516 53,892 14.1 39,215 227,821 135,618 68.0 170,260 2016 12 31 2015 12 31 (%) 2014 2014 12 31 20.98 18.28 14.8 16.28 (%) 93.1 93.0 0.1 92.8 2016 2015 (%) 3.50 2.98 17.4 2.47 3.49 2.98 17.1 2.34 3.45 2.96 16.6 2.46 (%) 17.4 17.1 0.3 18.3 (%) 17.1 17.0 0.1 18.2 12.77 7.46 71.2 10.69 2016 2016 2016 2016 208,857 167,800 169,461 166,335 20,700 20,076 15,732 5,886 20,508 20,035 15,530 5,443 119,272 (53,274) (83,023) 244,846 2016 2015 2014 (51) (14) (134) 1,035 612 282 (37) (76) (55) 96 (56) (81) (199) (166) (27) 34 11 79 878 311 64 2008 43 1 2014 10

2016 2015 2014 (1) 637,703 551,514 458,812 1,971,798 1,731,619 1,474,098 (%) 6.0 5.8 5.3 (%) 5.3 7.8 5.1 (%) (1) 210.0 204.9 205.1 288,064 215,627 179,169 (%) 33.6 20.3 20.3 (%) 6.0 5.7 5.3 (%) 5.3 8.0 5.0 55,714 43,651 37,527 (%) (2) 1.4 1.8 1.3 (1) 360,312 325,474 264,223 (%) (1) 225.9 219.7 219.9 153,556 134,219 109,610 (%) 14.4 22.5 20.1 (%) 6.8 6.3 5.3 (%) 4.8 6.5 5.6 90,614 82,610 72,154 63,053 56,254 43,629 84,522 74,474 65,132 (%) 95.9 95.6 95.3 (%) 54.4 56.7 57.7 (%) (1) 267.3 269.5 164.5 (3) 76,411 68,461 53,046 22,599 21,865 19,802 (%) 2.60 2.62 2.40 (%) 2.75 2.81 2.57 (%) 25.97 31.31 36.33 1,921,835 1,733,921 1,533,183 1,475,801 1,216,138 1,024,734 (%) 11.53 10.94 10.86 (%) 1.74 1.45 1.02 (%) 155.37 165.86 200.90 (4) 5,158 6,924 5,857 2,322 2,888 2,212 677,221 558,435 399,849 7,870 9,310 3,826 2,215 2,478 924 (1) 20162015 2014 (2) = (3) 2016 (4) (5) 11

(1) 3.79 (2) 1.31 (3) 3.46 2.21 1.94 408.29 65.4% 311.51 2016623.94 408.29 65.4% 7.3 215.65 260 2016 1.31 20.1% 3,84225.0% 3.46 43.4% 2016 2.21 8.9% 2016311.51 7.8% 1 2 3 APP 12

2016 2015 2014 2,985 2,478 1,721 2016 2015 2014 623.94 542.03 392.79 2016 2015 2014 2016 2015 2014 408.29 315.37 246.40 215.65 226.66 146.39 2016 2015 2014 2016 2015 2014 1.31 1.09 0.89 311.51 289.07 275.77 2016 2015 2014 2016 2015 2014 3,842 3,073 1,951 2016 2015 2014 2.21 2.03 1.93 230 857 595 1 2 1.31 20.1% 3,84225.0% 3.46APP2.33 1.94 2016 110 1,0725.26 2016 2,985 APP425 1 2016 12 31 2015 12 31 2016 2015 4,623 4,123 722 615 3,424 3,100 1,456 1,354 4,047 3,176 1,272 811 2,331 1,805 678 582 1,742 761 1,078 392 2,261 892 1,779 508 13,107 10,910 3,842 3,073 (1) (2) 2016 2015 (3) 2016 857 22.3% 2016 3.46APP2.33 6,905 31.0%1.94 16.2% 20166,199 42.3% (1) 19.1% (4) 1 48 (5) 2015 13

2 2016 12 31 2015 12 31 34,630 24,157 26,491 18,258 21,866 13,217 APP 23,336 10,719 15,120 7,168 13,009 5,224 (1) APP 311.51 2.21 8.9% 4 2016 2015 28,792 16.2% 24,951 15.2% 5,489 44.4% 4,597 43.6% 113 14.3% 64 12.2% 70.6% 38.15.3 39.2% 311.517.8% 2016 3,150 24.0%2.21 8.9% 2016 311.517.8% 3 2016 12 31 2015 12 31 1.80 1.73 1.90 1.86 1.36 1.43 1.12 1.19 1.57 1.45 1.49 1.73 2.21 2.03 2016 343.94 16.1% 62.4% 10.63 5 2.46 1 59.7% 70.6% 38.15.3 39.2% 20168,179 62.4% 10.63 5 2.46 1 59.7% 14

2016 70.6% 10.63 29.7% 29.4% 29.2% 12.1% 11.7% 12.6% 8.0% 7.0% 9.7% 14.5% 8.2% 16.1% 7.3% 4.5% 9.23 3.11 3.34 2.05 2.19 1.58 1.65 2016 62.4%2015 4.5 11 (1) 2015 (2) 10 10 24 24 1,000 2,493 62.4% 5,675 4,928 15

623.94 15.1% + 2016 3,552.74 1,779.08 95.9% 4,400 SAT + + + 2016 12 312,838 55.0%A 5 301.3 442016 12 31 3.46 43.4% 16

2016623.94 2015 15.1% 2016 12 31 3,834.492015 14.7% 5.58 2015 17.0% 2016 2015 22,426 18,935 12,255 12,462 2016 2015 712,453 619,990 469,555 386,012 (619,085) (527,043) 93,368 92,947 72,368 65,178 62,394 54,203 12,851 12,485 2,137 2,266 2,319 2,885 (1) 5,198 8,411 (2) 5,208 (3,241) 62,394 54,203 (1) 2016 2015 22,596 18,992 12,315 12,522 22,156 21,382 2,215 2,478 2,322 2,888 (1) 5,413 8,553 (2) 5,351 (1,637) 72,368 65,178 (2) 2016 100% 94.97 2016 12 31 2016 2015 12 31 2015 (%) 5,576,903 4,765,159 17.0 5,090,442 4,351,588 17.0 383,449 334,248 14.7 62,394 54,203 15.1 17

2016 12 31 2016 2015 12 31 2015 (%) 9,738 6,789 43.4 153,963 73,402 109.8 65,657 142,050 (53.8) 12,348 7,977 54.8 22,353 16,778 33.2 78,056 57,598 35.5 48,955 26,858 82.3 20,639 12,460 65.6 42,396 27,509 54.1 28,292 15,663 80.6 19,137 3,051 527.2 52,586 13,061 302.6 25,883 8,506 204.3 8,715 4,527 92.5 8,565 4,735 80.9 6,582 2,704 143.4 52,239 34,324 52.2 9,283 6,673 39.1 14,177 9,212 53.9 28,848 20,568 40.3 71,258 52,390 36.0 349,825 264,413 32.3 3,831 125 2,964.8 1,401 256 447.3 42,318 27,583 53.4 (1,522) 2,127 11,236 8,455 32.9 78,742 50,633 55.5 9,268 20,815 (55.5) 12,144 7,539 61.1 48,894 36,548 33.8 (7,567) 752 18

3,552.74 25.3% 110 32.2% 1,779.08 95.9% 4,400 2016 2016 508.05 32.2% 464.13 34.9% 74.5% 4.7 427 3,000 2016 12 31 338 1,078.14 18,586.18 2016 244.44 2016 12 31 4,546.7737.4% 2016 381.982015 30.5% 623.3% 20163,552.74 25.3% 3,533.80 25.3%1,217.07 38.1% 2016 2015 2016 2015 101,633 73,197 90,677 61,725 94,276 69,434 86,053 58,273 11,319 7,695 10,819 7,732 3,041 1,613 3,038 1,598 8,755 7,224 8,721 6,787 8,724 6,785 8,717 6,785 121,707 88,116 110,217 76,244 213,018 180,308 146,275 118,554 5,217 5,259 5,135 5,188 13,438 8,316 13,438 8,316 231,673 193,883 164,848 132,058 353,380 281,999 275,065 208,302 1,894 1,496 117 146 355,274 283,495 275,182 208,448 (1) (2) (3) < [2009]15 19

2016 2015 (%) 12.7 13.1 2016 12.7% 2016 12 31 2015 12 31 77,250 68,647 46,141 41,233 1,825 1,288 79,075 69,935 1,110,805 869,895 4,768 4,380 3,094 3,200 29,626 22,209 2016 2015 7,821 7,236 1.2 1.2 (%) 13 91.4 90.9 25 86.5 86.4 1104,768 33,094 2016 12 110 27.7% 7,8218.1% 6,016 17.4% 30.41 88.5% 168.68 29.8% APP O2O 201653.25 2016 +RUN APP 2014 APP 9,80930% 2016 APP 6,447 2,736 NPS e +2016 132 7X24 29 95% 8 20

2016 5 2016 27.6% (2) (1) 20,748 7,019 19,936 9,268 13,437 12,910 2,317 8,849 3,189 20166.75 4.7% 156.84 91.342016 12 31 4,400.94 2016 2015 28,892 33,386 30,740 26,582 343,817 98,085 2016 12 31 2015 12 31 165,605 127,226 152,189 135,480 122,300 50,138 (1) (2) 2004 2016 2016 12 31 48.6 2016 7.88 50.7% 1E E 1+N APP O2O 21

201619.0% 2016 2015 373,781 299,814 (5,311) (5,174) (77,206) (72,583) 291,264 222,057 288,064 215,627 77,870 104,882 2,655 103 (226) 151 19,602 10,309 387,965 331,072 2016 2015 2016 2015 121,822 88,152 110,331 76,279 231,672 193,910 164,848 132,085 353,494 282,062 275,179 208,364 20,260 17,706 16,065 13,673 27 46 20 20 20,287 17,752 16,085 13,693 373,781 299,814 291,264 222,057 (1) (1) (223,918) (191,986) (56,249) (34,823) (791) (2,903) (40,557) (32,152) 275 1,445 (2,747) (1,740) (32,649) (32,632) (659) (3,618) (357,295) (298,409) 129 84 (8,203) (13,755) 22,596 18,992 (1) 2016 2015 144,419 124,513 92,860 85,567 51,089 34,168 44,237 29,066 26,819 20,377 12,605 3,792 1,752 2,331 373,781 299,814 (%) 20162015 38.6 (41.5) 24.8 (28.5) 13.7 (11.4) 11.8 (9.7) 7.2 (6.8) 3.4 (1.3) 0.5 (0.8) 22

2016 2015 2016 24.8% 6.0% 0.3 64,537 49,704 22,912 18,131 22,178 19,241 21,891 17,592 20,782 16,887 2016 20.5%5.3% 2.7 2016 2015 152,300 121,555 373,781 299,814 (%) 20162015 17.3 (16.6) 6.1 (6.0) 5.9 (6.4) 5.9 (5.9) 5.6 (5.6) 59.2 (59.5) 2016 2015 (1) 91,866 73,587 (2) (9,144) 33,200 (617) (3,542) 82,105 103,245 (%) (3) 6.0 5.7 (%) (3) 5.3 8.0 (1) (2) (3) Modified Dietz 16,050 16,578 10,915 8,103 5,907 5,882 24,520 18,713 14,372 10,953 (2,286) (4,016) 11,236 8,455 143,204 127,318 223,918 191,986 34.7% 31.0% 2016 31.2% 32.9% 2016 2015 17,420 10,005 5,681 3,193 33,148 21,625 56,249 34,823 23

2016 61.5% 201626.1% 2016 12 31 210 636.49 2,836.23 2016 127.00 201657.9% 2016 2016 12 31 2015 12 31 4,895 3,872 4,757 4,075 895,525 768,756 95,212 82,730 1,000,389 859,433 76,638 64,866 188,052 160,222 616,230 526,078 1,879 2,263 117,590 106,004 1,000,389 859,433 201516.4% 6 + 2016 + APP 2016 12 31 APP 1,774 20161,779.08 8.7% 1,485.01 13.4% 817.25 8.3% 414.85 22.4% 1,245.54 14.8% 24

2016 12 31 2015 12 31 2016 2015 177,908 163,641 148,501 130,984 (%) (1) 19.2 19.4 (%) 21.7 21.1 (1) 40,571 37,367 2,804 2,284 43,375 39,651 7,658 7,538 (1) 141,369 74,543 (1) 19.2% 21.7% 41 2,400 2016 95.9% 97.9% (%) 95.3 95.6 95.9 37.6 38.9 41.5 2016157.15 99.71 57.090.35 0.89 2016 57.7 56.7 54.4 2014 2015 2016 (1) = (2) = 25

2016 201696.0% 32,427,751 148,501 72,487 2,704 110,737 131,296 8,136 3,091 2,696 19,265 9,658,060 5,183 2,106 376 4,816 11,505,545 4,856 1,552 (42) 5,028 206,529,263 4,157 1,156 1,141 1,732 2016 2015 178,291 163,955 (1) (2) 2016 1.7% 153,556 134,219 8,571 10,417 (84) 22 92 58 812 816 162,947 145,532 (1) (83,531) (76,137) (2) (25,486) (19,704) 2016 2015 148,645 131,117 24,686 28,739 4,960 4,099 178,291 163,955 (%) 20162015 (4,006) (9,241) (39,849) (30,969) 6,078 7,703 (451) (222) 83.4 (80.0) 13.8 (17.5) 2.8 (2.5) (554) (1,035) (357) (108) (148,156) (129,713) 138 140 (2,614) (3,437) 12,315 12,522 26

13.4% 2016 2015 (1) 12,448 9,631 (2) (3,755) 1,022 14.1% 2015135.3239.9% 201681.36 201541.7825.8% 2016 52.54 104 (707) 8,797 9,946 (%) (3) 6.8 6.3 (%) (3) 4.8 6.5 (1) 21.0% (2) (3) Modified Dietz 2016 2015 27,771 25,840 12,155 11,561 11,432 10,079 10,842 9,785 10,403 9,561 72,603 66,826 178,291 163,955 (%) 20162015 2016 29.2% 6.8% 2016 11.6%4.8% 1.7 2016 2015 72,576 66,494 8,978 8,058 1,977 1,585 83,531 76,137 15.6 (15.8) 6.8 (7.1) 6.4 (6.1) 6.1 (6.0) 5.8 (5.8) 59.3 (59.2) 9.1% 11.4% 24.7% 27

2016 2015 21,055 14,423 3,394 4,515 1,037 766 25,486 19,704 (%) 14.3 12.0 29.3% 2.3 201628.7% 2016 23.9% 2016 12 31 2015 12 31 90,614 82,610 63,053 56,254 153,667 138,864 111,567 96,542 38,217 39,154 3,883 3,168 153,667 138,864 201510.7% 2016 A 2016 20132014 28

2016 12 31 95% AAA70% 80% 20132014 10 5.3% 105.7% 2016 2015 (1) 105,030 84,740 (2) (12,821) 34,278 (495) (4,268) 91,714 114,750 (%) (3) 6.0 5.8 (%) (3) 5.3 7.8 (1) (2) (3) Modified Dietz 2016 23.9% 6.0% 0.2 2016 20.1%5.3% 2.5 29

2016 12 31 2015 12 31 (%) (%) 206,548 10.5 193,248 11.1 910,968 46.2 829,245 47.9 135,781 6.9 136,414 7.9 (1) 124,004 6.3 117,970 6.8 (2) 93,497 4.7 68,931 4.0 136,350 6.9 124,254 7.2 30,096 1.5 48,275 2.8 12,544 0.7 20,067 1.2 74,721 3.8 43,732 2.5 (1) 42,114 2.1 24,338 1.4 (3) 38,069 1.9 19,692 1.1 43,442 2.2 25,350 1.5 123,664 6.3 80,103 4.6 1,971,798 100.0 1,731,619 100.0 64,461 3.3 33,129 1.9 471,914 23.9 440,032 25.4 721,527 36.6 647,568 37.4 662,058 33.6 576,996 33.3 51,838 2.6 33,894 2.0 1,971,798 100.0 1,731,619 100.0 (1) (2) (3) 30

(%) 2016 12 312015 12 31 74.6 (77.7) 2015 2 16.9 (16.2) 6.3 (4.6) 1-17 2016 1 2.2 (1.5) 2016 12 31 2015 12 31 2016 12 31 2015 12 31 2016 12 31 2015 12 31 2016 12 31 2015 12 31 501,710 418,366 63,439 58,029 6,306 5,981 251 324 533,710 444,366 71,439 66,029 6,306 5,981 251 324 236,304 202,289 26,725 24,498 2,529 2,144 170 129 212.3% 206.8% 237.4% 236.9% 249.3% 279.0% 147.4% 250.2% 225.9% 219.7% 267.3% 269.5% 249.3% 279.0% 147.4% 250.2% (1) = = (2) (www.pingan.cn) (3) 2016 12 31 31

225.99 1,077.15 10.8% 21.4% 75 000001 2016 12 312.95 2,021.71 171.70 1,072 2016 SAT + + + 2016 225.99 3.4% 2016 12 31 19,218.3510.8% 14,758.01 21.4% 2016 1,077.15 12.0% 313.04 13.0% 6 25.97% 5.34 2016 5 1 2016 2.60% 2.75% 2016 4,047.32 27.4% (AUM) 7,97619.5% LUM 2,913 42.0% 2,274 29.8% 11,211 38.9% 93.15 147.2% 32

C+SIE+R + + + e 1.4892.5% APP 2016 5.469,820 2016 454.35 52.1% 399.3236.5% 2.71% 0.30 1.74% 155.37% 52.46 48.52 88% 2016 2016 2015 (1) 76,411 68,461 27,859 24,083 2,368 3,924 49 107 882 (573) 146 161 107,715 96,163 2016 32004 100 2016 6 752016 60 1,072 (3,445) (6,671) (27,973) (30,112) (46,518) (30,485) (77,936) (67,268) 156 (49) (7,336) (6,981) 22,599 21,865 (1) 2016 2016 225.99 3.4% 33

2016 2015 4,240 4,206 8,787 12,660 84,904 86,140 29,665 28,271 3,523 2,876 131,119 134,153 (948) (168) (8,531) (17,275) (35,895) (42,763) (9,334) (5,486) (54,708) (65,692) 76,411 68,461 2,774,577 2,439,991 2,572,154 2,282,197 (%) (1) 2.60 2.62 (%) (2) 2.75 2.81 (1) (2) 2016 11.6%2016 5 1 2016 2015 2,216 1,936 3,005 2,243 12,401 9,207 4,835 3,421 3,963 5,250 2,745 2,939 166 164 1,978 1,521 31,309 26,681 (350) (210) (2,801) (2,156) (299) (232) (3,450) (2,598) 27,859 24,083 2016 15.7% 2016 2015 27,973 30,112 (%) (1) 25.97 31.31 (1) 20167.1% 5.34 201652.6% 34

2016 2015 2016 12 31 2015 12 31 (%) (1) 24.51 24.20 (1) 1,389,396 1,148,011 60,703 50,482 2016 12 31 2015 12 31 1,652,813 1,453,590 269,022 280,331 1,921,835 1,733,921 13,833 7,945 4,494 2,141 7,375 7,559 1,475,801 1,216,138 25,702 17,645 (%) 1.74 1.45 (39,932) (29,266) (%) 2016 12 312015 12 31 (%) 2.71 2.41 (%) 155.37 165.86 86.0 (83.8) 14.0 (16.2) 2016 12 31 2015 12 31 934,857 774,996 359,859 293,402 181,085 147,740 1,475,801 1,216,138 (%) 2016 12 312015 12 31 63.3 (63.7) 24.4 (24.1) 12.3 (12.2) 2016 257.02 1.74% 155.37% 2016 2.71%0.30 2016 12 31 2015 12 31 170,088 150,070 190,041 150,070 234,387 181,805 2,033,715 1,661,747 (%) > 7.5% 8.36 9.03 (%) > 8.5% 9.34 9.03 (%) > 10.5% 11.53 10.94 (1) 2016 12 31 11.53% 9.34% 8.36% 35

36 2016 12 31 120 225.11 261.13 2016 + + 9 15 20.54 2016 12 315.25 39.4% 2016 PPP

2016 12 31 6,772.21201521.3% 3,910.95 201574.2% 1,413.11201517.7% 1,448.15201510.6% 201541.7% 271.63 2016 12 31 2015 12 31 30,129 66,688 48,824 33,717 (1) 62,358 71,393 141,311 171,798 18,257 29,370 27,163 46,611 86,334 67,008 (2) 13,061 19,087 144,815 162,076 2016 2016 (3) 391,095 224,561 677,221 558,435 (1) (2) (3) 37

2016 2015 3,600 5,331 (615) (1,082) 1,983 2,456 190 219 5,158 6,924 (100) (314) (1,604) (1,958) (374) (580) (359) (149) (2,437) (3,001) 30 (26) (429) (1,009) 2,322 2,888 2016 23.22 19.6% 2016 2015 3,382 5,157 218 174 3,600 5,331 (615) (1,082) 2,985 4,249 32.5%2016 11.5% 64.3% 43.2% 2016 12 31 138.00256.49910.79 2016300 11.3% 50.4% 2016 49.6% 10.6% 49 14152016 A 201650.4% 10.7 13.5% 2016 12 1,008 138.4%5.7% APP 43412 1068 2016 12 587.43197.5% 38

2016 25 13% 2016 12 31 2,060.3772.2% ABS 2016 2016 2015 4,148 5,361 2,634 3,255 (43) 45 1,131 649 2016 8 11 2016 7,870 9,310 (131) (447) (3,539) (4,443) (514) (565) (8) (37) (1,126) (618) (5,318) (6,110) 160 (46) (497) (676) 2,215 2,478 2016 A 201610.6% 39

2016 2015 2,303 4,035 1,178 1,043 1,485 1,087 4,966 6,165 (655) (754) (163) (50) (818) (804) 4,148 5,361 2016 42.9% A 12.9% 201619.1% 30011.3% 27.7% 2016 22.21 2016 12 31 22,594.35 201514.9% 2,800.35201514.0% 20.54 47.9% 2016 20.3% 1,966,611 2,259,435 1,631,952 2016 12 31 15 2014 12 31 2015 12 31 2016 12 31 2016 12.3% 40

2016 2016 12 31 480.94 2016 2016 8372015117.4% 30 18 2016 5,300 Wind 2016 11% 2016 21 2016 2016 ABS 2016 2012 9 93 19 8 17 2016 9 2016 50.7% 2016 68.17 48.1% 13.52 108.6% 1.04% 41

15,351.634,383.79 740 41,999.25 A 5 301.3 2,60044 1.85 78.0% 3,000 62.7% 42 2016 2016 12 31 2,83855.0%740 103.9% 2016445 33.3% 2016 15,351.63 137.5% 4,383.79 201574.7% 2016 82% 2016 12 3152,806.05 2016 41,999.25 377.9% 2016 1,729.19 257.7% 1,466.40 377 2,719.97 1,753.64 966.33 2016 2017 2016 12 31 2015 12 31 2,838 1,831 813 368 740 363 377 124

2016 2015 1,535,163 646,492 4,199,925 878,780 172,919 48,343 2016 12 31 2015 12 31 438,379 250,977 146,640 41,796 BC APP O2O 2016A 5 30 2016 1,000 7X24 6 2,300 700150 B2C 13 1O2O 3 1.3 2,62544 20162581,135 3.6 16,575 2016 60% 5 20 200 O2O + APP 2016 7,681.20 6502,068.25 28,039.13 75.9% 20,828.76 95.7% 2016 12 31 2015 12 31 13,150 3,026 2,625 920 44 12 1.85 78.0% 3,00062.7% 759792.9% APP 2016 27,805.25 77.0% 2016 142.45 119.1% 233.87 10.2% 43

2016 12 316,377.03 508.05 2016 12 31 2016 12 31 2016 11 2016 12 31 2016 2016 2017 3 22 44

2016 4 2016 12 31 2016 11 2016 2015 2016 12 31 2015 12 31 11.0% 11.0% 407,340 348,194 129,949 122,154 1999 6 16,515 25,488 1999 6 249,382 205,776 (35,535) (27,944) 637,703 551,514 360,312 325,474 2016 12 31 2015 12 31 11.0% 11.0% 66,321 47,964 (15,516) (9,544) 50,805 38,420 45

2016 1 11.0% 2 4.75% 25.0% 3 25%12% 2%16% 4 (2000-2003)65% 65% (2000-2003) 60% 50% 5 15% 100% 6 7 2% 8 75% 80% 46

2016 2015 (%) 2016 2015 (%) 110,506 77,486 42.6 50,527 38,050 32.8 90,357 62,544 44.5 46,413 34,393 34.9 45,637 31,697 44.0 37,848 26,812 41.2 32,158 20,536 56.6 4,905 3,900 25.8 6,370 5,848 8.9 1,977 2,616 (24.4) 6,193 4,462 38.8 1,683 1,065 58.0 8,837 7,258 21.8 3,800 3,339 13.8 11,311 7,684 47.2 314 318 (1.4) 25,216 21,625 16.6 278 370 (24.8) 135,722 99,110 36.9 50,805 38,420 32.2 1 2 10 10 2016 2015 2016 2015 45.7% 49.1% 50.7% 53.7% 51.4% 55.0% 53.8% 56.3% 82.9% 84.6% 83.2% 85.0% 15.3% 19.0% 17.1% 20.1% 31.0% 44.7% 33.5% 45.7% 27.2% 23.9% 27.3% 24.0% 43.0% 46.0% 40.8% 44.9% 2.8% 4.1% 8.1% 14.3% 1.1% 1.7% 1.6% 2.6% 37.4% 38.8% 43.5% 45.3% 100% 10% 33.9% 66.1% 22.0% 78.0% 47

2016 12 316,377.03 2016 2015 12 31 325,474 27,346 2016 68,720 50,805 2016 7,311 10,604 (42,115) (1,020) (547) 2016 (259) 377,601 16.0% (17,289) 2016 12 31 360,312 2015 12 31 226,040 37,550 6,567 2016 12 31 270,156 17,289 172.89 (10,054) 2016 12 31 277,391 2016 12 31 637,703 2016 12 31 34.88 48

2015 10% 10% 10% 5% 10.5% 11.0% 11.5% 50 402,554 391,035 380,422 370,180 360,312 351,213 50 337,675 329,463 321,881 10.5% 11.0% 11.5% 50 58,808 55,614 52,650 53,694 50,805 48,118 50 48,561 45,976 43,566 360,312 50,805 2015 411,150 57,289 10% 349,240 46,568 10% 354,229 48,654 10% 357,993 50,345 5% 353,477 50,059 49

2016 12 31 2015 12 31 407,340 369,561 348,194 327,926 129,949 92,170 122,154 101,887 230,363 258,978 203,320 224,927 637,703 628,539 551,514 552,853 360,312 351,148 325,474 326,814 50,805 39,290 38,420 30,838 37,848 26,161 26,812 19,797 2 [2008]11[2009]15 2016 12 314,546.77201537.4% 2016381.982015 30.5% 2016 12 31 2016 12 31 533,710 236,304 225.9% 2016 12 31 225.9% 750 100bps 209.0% 30% 216.6% 50

2016 12 31 2016 (1) 8,000 32,000 5,150 25,000 3,000 (1) 2016 12 31355.70 82.79 2016 12 31 2015 12 31 35,570 27,291 2016 2016 12 31 3,834.49201514.7% A H 2016 284.74 100.54 141.42 (G-SIIs) (LRMP) 51

2016 2015 227,821 135,618 (330,616) (273,732) 133,004 204,976 68.0% 20.8% 35.1% 2016 12 31 2015 12 31 301,557 228,633 58,766 101,469 7,229 3,223 367,552 333,325 2015 2 1-17 2016 1 2016 12 31 2015 12 31 889,883 730,052 929,883 764,677 442,729 373,186 >=50% 201.0% 195.6% >=100% 210.0% 204.9% = = 52

2016 11(FSB) (IAIS) (G-SIIs) 2016FSB IAIS G-SII (SRMP) (RRP including LRMP) 2016 2016 RAP(Resolvability Assessment Process) G-SII G-SII G-SII 53

54

2016 G-SII 55

2016 12 31 10 (8,568) 10 8,910 +10% 22,304 +10% 7,131 +5% 2,160 * 10% 10% 10% 2016 12 31 +5% 2,770 +5% 228 56

10 (VaR) (VaR) (99%) 10 50 2016 12 31 2016 12 31 (VaR) 2016 12 31 8,297 50 257 5,664 57

5% 2016 12 31 5% 840 2,813 2016 12 31 AA A-1 99.23% A 99.55% 58

59

60 IT IT APP 2016

61

2015 2 1-17 2016 1 SARMRA SARMRA 2016 SARMRA 86.06 72 2016 12 31 73.84 83.58 77 2016 12 314.85 KPI G-SII 2019 IAIS G-SII G-SII IAIS 2016 12 31 210.0% 62

63 + 2016 CSRCSR +17.4% 3.50 115.44 455.42 71,163 4,866 60,000 28,039.13 5,000 36,433 1,007 590.35 184.85 55 5.58 28,665 9,809 1.85 1.3 93.5% 99.9% 30%

2017 2016 2017 3.0 NPS C+SIE+R+ + 2017 64

2016 3 2016 3.1027.5% 17,442.228,724.50 4,042.5015.12 201522.3% 2016 2016 232 15.8% 215 16.0% 2017 PPP APP SAT + + + 2016 2017 65

A 2016 1 1 2016 12 31 (%) (%) 1 10,832,664,498 59.26 10,832,664,498 59.26 2 3 7,447,576,912 40.74 7,447,576,912 40.74 4 18,280,241,410 100.00 18,280,241,410 100.00 18,280,241,410 100.00 18,280,241,410 100.00 2016 12 3118,280,241,410A 10,832,664,498H7,447,576,912 2016 12 31 2017 2 28 291,473 286,724 301,090 296,340 66

(%) 32.09 5,866,696,672-881,374 H (1) 5.27 962,719,102 A 380,060,000 4.32 789,001,992 H 789,001,992 4.31 788,319,315 +166,732,876 A 3.79 692,271,799 +314,609,134 A 2.77 505,772,634 H 505,772,634 2.65 483,801,600 A 1.43 261,581,728 H 169,463,933 1.41 257,728,008 A (2) 1.21 221,026,586 +32,046,835 A (1) (2) 67

5% 2016 12 31 H 1,752,331,636 9.59% A 962,719,102 5.27% 5% 100% 100% 4.32% 1.43% 2.77% 1.07% 31.15% 5.27% 53.99% 1976 9 23 2004 10 13 H 2016 12 31 XV23336 68

10% H/A H/A H/A (%) (%) H 2,357,656,226 31.66 12.90 317 100,000,000 1.34 0.55 (1),(2) 2,457,656,226 33.00 13.44 (1) 605,324,590 8.13 3.31 Dhanin Chearavanont H 317 2,357,656,226 31.66 12.90 100,000,000 1.34 0.55 (1),(2) 2,457,656,226 33.00 13.44 317 (2) 605,324,590 8.13 3.31 King Ace International Limited H 317 2,357,656,226 31.66 12.90 100,000,000 1.34 0.55 (1),(2) 2,457,656,226 33.00 13.44 317 (2) 605,324,590 8.13 3.31 H/A H/A H/A (%) (%) H (1) 789,001,992 10.59 4.32 H (1) 605,324,590 8.13 3.31 605,324,590 8.13 3.31 H (1) 505,772,634 6.79 2.77 JPMorgan Chase & Co. H 303,215,405 4.07 1.66 163,535,997 2.20 0.89 17,362 0.00 0.00 204,619,496 2.75 1.12 (3) 671,388,260 9.01 3.67 (3) 64,234,059 0.86 0.35 69

H/A H/A H/A (%) (%) UBS AG H 667,735,354 8.97 3.65 165,093,247 2.22 0.90 (4) 101,096,520 1.36 0.55 (4) 933,925,121 12.54 5.11 (4) 1,189,596,046 15.97 6.51 UBS Group AG H 162,357,789 2.18 0.89 (5) 898,387,989 12.06 4.91 (5) 1,060,745,778 14.24 5.80 (5) 1,245,339,562 16.72 6.81 Deutsche Bank Aktiengesellschaft H 352,442,594 4.73 1.93 1,278,265 0.02 0.01 (6) 22,300,327 0.30 0.12 16,376,442 0.22 0.09 662,500 0.01 0.00 (6) 393,060,128 5.28 2.15 (6) 295,713,046 3.97 1.62 A 962,719,102 8.89 5.27 (1) 2,357,656,226 H 605,324,590 H 2015 11 4H % CPG Overseas Company Limited Chareon Pokphand Group Company Limited 100.00 2,357,656,226 CT Bright Group Company Limited Chia Tai Resources Holdings Limited CPG Overseas Company Limited 100.00 2,357,656,226 Chia Tai Giant Far Limited CT Bright Group Company Limited Chia Tai Resources Holdings Limited 100.00 2,357,656,226 Chia Tai Primrose Holdings Limited Chia Tai Giant Far Limited 100.00 8,360,200 Chia Tai Primrose Holdings Limited Chia Tai Giant Far Limited 100.00 2,349,296,026 Chia Tai Primrose Investment Limited Chia Tai Primrose Holdings Limited 100.00 2,349,296,026 70

% Easy Boom Developments Limited Chia Tai Primrose Investment Limited 100.00 605,324,590 605,324,590 All Gain Trading Limited Chia Tai Primrose Investment Limited 100.00 789,001,992 Business Fortune Holdings Limited Chia Tai Primrose Investment Limited 100.00 261,581,728 Bloom Fortune Group Limited Chia Tai Primrose Investment Limited 100.00 505,772,634 Jubilee Success Holdings Limited Chia Tai Primrose Investment Limited 100.00 47,352,072 Majestic Junilee Limited Chia Tai Primrose Investment Limited 100.00 20,730,730 Ewealth Global Limited Chia Tai Primrose Investment Limited 100.00 76,858,634 King Beyond Global Limited Chia Tai Primrose Investment Limited 100.00 42,673,646 605,324,590 H 317100,000,000 H (2) Boom Dragon Limited Long Growth Global Limited 88,000,000 H12,000,000 HBoom Dragon Limited Long Growth Global LimitedKing Ace International LimitedKing Ace International Limited Dhanin Chearavanont King Ace International Limited Dhanin Chearavanont3172,357,656,226 H 605,324,590 H (3) JPMorgan Chase & Co.671,388,260 H 64,234,059 H JPMorgan Chase & Co. 2017 1 5HJPMorgan Chase & Co. % J.P. Morgan Securities LLC J.P. Morgan Broker-Dealer Holdings Inc 100.00 152,543,452 67,000 JF International Management Inc. JPMorgan Asset Management (Asia) Inc. 100.00 479,500 0 JF Asset Management Limited JPMorgan Asset Management (Asia) Inc. 100.00 68,312,000 0 JPMorgan Asset Management (Japan) Limited JPMorgan Asset Management (Asia) Inc. 100.00 3,357,500 0 JPMorgan Asset Management (Taiwan) Limited JPMorgan Asset Management (Asia) Inc. 100.00 4,914,500 0 J.P. Morgan Investment Management Inc. JPMorgan Asset Management Holdings Inc 100.00 55,795,568 0 J.P. Morgan GT Corporation JPMorgan Chase & Co. 100.00 650,000 0 J.P. Morgan Trust Company of Delaware J.P. Morgan Equity Holdings, Inc. 100.00 13,766 0 71

% Bank One International Holdings Corporation J.P. Morgan International Inc. 100.00 283,904,183 114,062,807 J.P. Morgan International Inc. JPMorgan Chase Bank, N.A. 100.00 283,904,183 114,062,807 J.P. Morgan Chase International Holdings J.P. Morgan Chase (UK) Holdings Limited 100.00 133,882,230 49,895,748 J.P. Morgan Whitefriars Inc. J.P. Morgan Overseas Capital Corporation 100.00 15,632,529 12,011,311 J.P. Morgan Securities plc J.P. Morgan Capital Financing Limited 0.59 133,882,230 49,895,748 J.P. Morgan Securities plc J.P. Morgan Chase International Holdings 99.41 133,882,230 49,895,748 JPMorgan Chase Bank, N.A. JPMorgan Chase & Co. 100.00 211,236,121 0 J.P. Morgan Chase Bank Berhad J.P. Morgan International Finance Limited 100.00 507,194 2,260,000 JPMorgan Asset Management (UK) Limited JPMorgan Asset Management Holdings (UK) Limited 100.00 20,171,400 0 China International Fund Management Co Ltd JPMorgan Asset Management (UK) Limited 49.00 3,892,500 0 J.P. Morgan Capital Financing Limited JPMorgan Chase & Co. 100.00 133,882,230 49,895,748 J.P. Morgan Broker-Dealer Holdings Inc JPMorgan Chase & Co. 100.00 152,543,452 67,000 J.P. Morgan Capital Holdings Limited J.P. Morgan Overseas Capital Corporation 27.27 133,882,230 49,895,748 J.P. Morgan Capital Holdings Limited J.P. Morgan International Finance Limited 72.73 133,882,230 49,895,748 JPMorgan Asset Management Holdings Inc JPMorgan Chase & Co. 100.00 156,922,968 0 JPMorgan Asset Management (Asia) Inc. JPMorgan Asset Management Holdings Inc 100.00 77,063,500 0 J.P. Morgan Chase (UK) Holdings Limited J.P. Morgan Capital Holdings Limited 100.00 133,882,230 49,895,748 JPMorgan Asset Management Holdings (UK) Limited JPMorgan Asset Management International Limited 100.00 24,063,900 0 J.P. Morgan Overseas Capital Corporation J.P. Morgan International Finance Limited 100.00 149,514,759 61,907,059 72

% JPMorgan Asset Management International Limited JPMorgan Asset Management Holdings Inc 100.00 24,063,900 0 JPMorgan Chase Bank, N.A. JPMorgan Chase & Co. 100.00 283,904,183 114,062,807 J.P. Morgan Equity Holdings, Inc. JPMorgan Chase & Co. 100.00 13,766 0 J.P. Morgan International Finance Limited Bank One International Holdings Corporation 100.00 283,904,183 114,062,807 JPMorgan Asset Management (UK) Limited JPMorgan Asset Management Holdings (UK) Limited 100.00 3,892,500 0 JPMorgan Chase & Co. 204,619,496 H 58,096,703 H 48,200,572 H 25,017,839 H10,107,517 H 1,179,000 H21,931,450 H 365,405 H3,090,072 H 31,534,459 H13,071,533 H (4) UBS AG101,096,520 H UBS AG 2015 7 30HUBS AG % UBS Fund Management (Switzerland) AG UBS AG 100.00 13,347,500 0 UBS Fund Services (Luxembourg) S.A. UBS AG 100.00 22,604,966 0 UBS Global Asset Management (Americas) Inc. UBS AG 100.00 2,503,000 0 UBS Global Asset Management (Australia) Ltd UBS AG 100.00 370,000 0 UBS Global Asset Management (Canada) Inc. UBS AG 100.00 4,440,000 0 UBS Global Asset Management (Hong Kong) Limited UBS AG 100.00 12,470,936 0 UBS Global Asset Management (Japan) Ltd UBS AG 100.00 1,964,104 0 73

% UBS Global Asset Management (Singapore) Ltd UBS AG 100.00 26,022,000 0 UBS Global Asset Management Trust Company UBS AG 100.00 64,000 0 UBS Global Asset Management (UK) Ltd UBS AG 100.00 16,052,000 0 UBS Global Asset Management (Deutschland) GmbH UBS AG 100.00 29,000 0 UBS Financial Services Inc. UBS AG 100.00 34,814 0 UBS Bank (Canada) UBS AG 100.00 13,700 0 UBS Swiss Financial Advisers AG UBS AG 100.00 510,000 0 UBS Global Asset Management Life Ltd UBS AG 100.00 12,000 0 UBS Switzerland AG UBS AG 100.00 622,000 0 UBS O'Connor Limited UBS AG 100.00 36,500 0 644,518,785 H1,089,909,472 H 9,955,876 H9,967,000 H 1,252,878 H29,279,768 H 182,785,280 H51,911,643 H 450,524,751 H998,751,061 H (5) UBS Group AG898,387,989 H 1,245,339,562 H UBS Group AG 2016 12 9HUBS Group AG % UBS AG UBS Group AG 100.00 734,652,077 1,244,476,841 UBS Asset Management (Americas) Inc. UBS Group AG 100.00 3,313,422 0 74

% UBS Asset Management (Australia) Ltd UBS Group AG 100.00 2,500 0 UBS Asset Management (Canada) Inc. UBS Group AG 100.00 5,893,500 0 UBS Asset Management (Deutschland) GmbH UBS Group AG 100.00 29,000 0 UBS Asset Management (France) SA UBS Group AG 100.00 206,000 0 UBS Asset Management (Hong Kong) Ltd UBS Group AG 100.00 14,778,666 386,721 UBS Asset Management (Japan) Ltd UBS Group AG 100.00 2,236,104 0 UBS Asset Management Life Limited UBS Group AG 100.00 12,000 0 UBS Asset Management (Singapore) Ltd UBS Group AG 100.00 40,474,000 0 UBS Asset Management Trust Company UBS Group AG 100.00 214,500 0 UBS Asset Management (UK) Limited UBS Group AG 100.00 25,259,500 0 UBS Fund Management (Luxembourg) S.A. UBS Group AG 100.00 32,629,300 0 UBS Fund Management (Switzerland) AG UBS Group AG 100.00 18,475,500 0 UBS O'Connor Limited UBS Group AG 100.00 49,500 26,000 UBS Third Party Management Company S.A. UBS Group AG 100.00 53,000 0 UBS Securities LLC UBS Group AG 100.00 450,000 450,000 UBS Switzerland AG UBS Group AG 100.00 19,222,296 0 UBS Financial Services Inc. UBS Group AG 100.00 67,316 0 UBS Bank (Canada) UBS Group AG 100.00 48,808 0 UBS Swiss Financial Advisers AG UBS Group AG 100.00 321,000 0 75

747,488,543 H1,214,117,303 H 16,037,554 H6,019,496 H 243,000 H10,656,300 H 302,328,876 H171,680,218 H 428,879,113 H1,025,761,289 H (6) Deutsche Bank Aktiengesellschaft22,300,327 H Deutsche Bank Aktiengesellschaft 2016 11 9HDeutsche Bank Aktiengesellschaft % DB Valoren S.à r.l. Deutsche Bank Aktiengesellschaft 100.00 1,615,606 0 Deutsche Asia Pacific Holdings Pte Ltd DB Valoren S.à r.l. 100.00 1,615,606 0 Deutsche Asset Management (Asia) Limited Deutsche Asia Pacific Holdings Pte Ltd 100.00 1,615,606 0 DB UK PCAM Holdings Limited Deutsche Bank Aktiengesellschaft 100.00 4,073,394 0 Deutsche Asset Management Group Limited DB UK PCAM Holdings Limited 100.00 4,073,394 0 Deutsche Asset Management (Korea) Company Limited Deutsche Asset Management Group Limited 100.00 31,000 0 Deutsche Asset Management (UK) Limited Deutsche Asset Management Group Limited 100.00 4,042,394 0 Deutsche Bank Luxembourg S.A. Deutsche Bank Aktiengesellschaft 100.00 1,286,969 0 Deutsche Asset Management S.A. Deutsche Bank Luxembourg S.A. 100.00 1,286,969 0 DB Finanz-Holding GmbH Deutsche Bank Aktiengesellschaft 100.00 11,618,159 0 DWS Holding & Service GmbH DB Finanz-Holding GmbH 99.38 11,618,159 0 76

% Deutsche Asset Management Investment GmbH DWS Holding & Service GmbH 100.00 11,618,159 0 DB Capital Markets (Deutschland) GmbH Deutsche Bank Aktiengesellschaft 100.00 3,954,183 0 Deutsche Asset Management International GmbH DB Capital Markets (Deutschland) GmbH 100.00 3,815,983 0 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien DB Capital Markets (Deutschland) GmbH 100.00 138,200 0 Sal. Oppenheim jr. & Cie. Luxembourg S.A. Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien 100.00 138,200 0 Oppenheim Asset Management Services S.à r.l. Sal. Oppenheim jr. & Cie. Luxembourg S.A. 100.00 138,200 0 DB USA Corporation Deutsche Bank Aktiengesellschaft 100.00 16 0 Deutsche Bank Americas Holding Corp. DB USA Corporation 100.00 16 0 Deutsche Investment Management Americas Inc. Deutsche Bank Americas Holding Corp. 100.00 16 0 Deutsche X-trackers FTSE Emerging Comprehensive Factor ETF Deutsche Investment Management Americas Inc. 73.00 16 0 Deutsche Bank Aktiengesellschaft 16,376,442 H 319,061,036 H 278,097,533 H 3,728,060 H3,708,556 H 315,332,976 H274,388,977 H (7) 2016 12 31 XV23 336 77

61 2015.06-2018 64 2015.06-2018 47 2015.06-2018 46 2015.06-2018 51 2015.06-2018 43 2015.06-2018 54 2015.06-2018 53 2015.06-2018 53 2015.06-2018 78

(1) 51 2016.01-2018 (1) 57 2016.01-2018 54 2015.06-2018 74 2015.06-2018 (Stephen Thomas MELDRUM) 69 2015.06-2018 61 2015.06-2018 57 2015.06-2018 65 2015.06-2018 (1) 54 2015.06-2016.01 (1) 52 2015.06-2016.01 79

69 2015.06-2018 (1) 74 2016.06-2018 37 2015.06-2018 47 2015.06-2018 40 2015.06-2018 (1) 68 2015.06-2016.06 (1) 39 2015.06-60 2011.01-59 2007.01-61 2007.04- (1) 48 2016.09-51 2008.05- 樑 56 2012.02- (1) 1988 3 1995 3 2008 10 2003 2 1990 7 2012 7 19922010 6 2011 3 2010 62010 12 2007 42011 5 CEO 2009 32010 3 2015 22015 12 80

2009 6 2001 5 2009 62016 1 (FSA) 2013 6 20042004 22005 3 2005 32010 12007 12012 2 (FSA) 2014 7 2007 72012 2 2013 9 2009 102012 2 2003 520002013 19972000 2013 6 True Corporation Public Company Limited CP ALL Public Company LimitedTrue Visions Public Company Limited 2013 6 2016 12014 5 2016 62014 122016 5 2011 72014 52010 62012 9 81

2016 1 2009 62010 6 2009 52014 2 2011 7 2008 1 2008 (Stephen Thomas MELDRUM) 2012 7 2008 2012 32007 12009 1 2003 22007 1199920031995 1998 19861995 Lincoln National (UK) plc. 19691986 ILI(UK) Cannon Assurance Cannon Lincoln Lincoln National (UK) 2013 6 DSG International (Thailand) PLC 1965 2003 12005 52005 42012 6 2005 52012 62002 112005 5 (CFP)(CFMP) 2013 6 One Asset Management Limited2008 92011 12 ARN Investment SICAV ARN Asian Enterprise Fund Limited 82

2013 6 2015 6 1983 2009 6 2013 52014 8 2008 112010 102008 10 AMP(151) 2016 62003 1 2013 6 2012 7 1995 7 2015 6 2000 10 83

2015 62016 12013 1 2013 12013 12 CEO 2011 12006 32008 32010 7 20042004 22006 32006 3 2011 1 2010 6 2007 1 1992 122003 2 2007 12002 62006 5 2002 62007 4 19992002 19961999 19951996 19931995 2007 4 2007 5 1991 11 2004 32007 42002 122007 42002 122005 62002 412 2016 92016 121994 2005 62006 3 2006 32013 11 2013 112016 11 CEO 2003 92008 52007 4 2008 102012 2 2004 62008 5 2003 9 (FCIS) (FCS) 樑 2012 2 2007 32004 6 1992 9 84

2012 8 2005 CEO BNP PARIBAS 2014 52016 6 2010 4 2012 10 2012 10 2012 10 2012 10 1. 2015 12 172015 2016 1 8 2. 2015 11 12 2016 6 152015 2016 6 28 3. 2016 1 12 4. 2016 8 17 2016 8 29 2016 9 8 85

1. 2016 11 2. 2016 4 2017 1 3. 2016 1 4. 2017 1 5. 2017 1 6. 2016 6 2016 5 7. 2016 4 8. 2016 42016 10 9. 2016 12016 11 10. 2016 1 2016 12 31 2 2016 XV XV XV7 8 352 86

H/A H/A(%) (%) A 176,710 +176,710 0.00163 0.00097 H 20,000 20,000 0.00027 0.00011 A 3,796,560 3,844,368 +47,808 0.03549 0.02103 A 200,000 247,808 +47,808 0.00229 0.00136 A 11,921 +11,921 0.00011 0.00007 H 24,000 24,000 0.00032 0.00013 H 44,000 44,000 0.00059 0.00024 A 8,157 +8,157 0.00008 0.00004 A 102,000 102,000 0.00094 0.00056 A 2,581 +2,581 0.00002 0.00001 A 6,165 +6,165 (1) 0.00006 0.00003 A 13,200 13,200 0.00012 0.00007 A 5,822 +5,822 0.00005 0.00003 A 6,211 +6,211 0.00006 0.00003 A 6,211 +6,211 0.00006 0.00003 A 5,822 +5,822 0.00005 0.00003 樑 A 6,211 +6,211 0.00006 0.00003 H 20,000 20,000 0.00027 0.00011 (1) 8,165 2,0006,165 (%) 159,072 190,886 +31,814 (1) 0.00111 (1) 2015 10 1.5310 2 2016 12 31 352 87

17 5,882.84 4,118.062 47.02 16.98 47.70 17.30 46.80 16.88 4 51.50 14.50 50.74 14.26 50.30 14.70 25.70 6.99 47.02 16.98 552.27 416.22 404.87 295.98 416.82 294.62 546.71 406.63 574.21 429.13 305.00 204.75 74.29 17.35 47.02 16.98 47.70 17.30 46.80 16.88 46.80 16.88 51.50 14.50 50.74 14.26 (Stephen Thomas MELDRUM) 51.50 14.50 50.74 14.26 51.50 14.50 51.50 14.50 88

50.30 14.70 25.70 6.99 47.02 16.98 98.65 26.65 145.06 58.52 574.21 429.13 449.16 330.97 306.27 204.62 216.05 138.13 277.77 181.92 樑 209.90 128.47 731.60 554.97 1. 2. 2016 1 8 3. 2016 1 8 4. 2016 6 28 5. 2016 6 28 6. 201596.38 77.62 2015107.66 86.862015 7. 8. 3 9. 10. 89

2015 90

2016 12 31 318,588 61,991 19.46% 183,275 57.53% 38,093 11.96% 35,229 11.05% 16,983 5.33% 151,731 47.63% 113,173 35.52% 36,701 11.52% (%) (%) 19.46 57.53 11.96 11.05 5.33 47.63 35.52 11.52 2016 2016 77.57% 7 4,866 34.3 694 1,31837,022 91

2016 12 31 42016 6 152015 2016 8 152016 2016A2016H 2016 6 162016 8 16 (www.sse.com.cn) (www.hkexnews.hk) 92

(2) (%) 1988 3 21 4/4 100 1995 3 29 4/4 100 2012 7 17 3/4 75 2009 6 9 4/4 100 2013 6 17 4/4 100 2014 7 2 4/4 100 2003 5 16 3/4 75 2013 6 17 3/4 75 2013 6 17 4/4 100 (1) 2016 1 8 0/4 0 (1) 2016 1 8 4/4 100 (1) 2012 3 8 0/0 (1) 2013 6 17 0/0 2011 7 22 4/4 100 2012 7 17 4/4 100 2013 6 17 4/4 100 2013 6 17 3/4 75 2013 6 17 4/4 100 2015 6 30 4/4 100 (1) (2) 93

(IR@pingan.com.cn) 2016 12 31 176 5 6 94

2016 12 31 95

6 (%) (%) 6/6 100 0/6 0 6/6 100 0/6 0 5/6 83.3 1/6 16.7 6/6 100 0/6 0 6/6 100 0/6 0 5/6 83.3 1/6 16.7 6/6 100 0/6 0 5/6 83.3 1/6 16.7 6/6 100 0/6 0 (1) 6/6 100 0/6 0 (1) 6/6 100 0/6 0 (1) 0/0 0/0 (1) 0/0 0/0 6/6 100 0/6 0 6/6 100 0/6 0 6/6 100 0/6 0 5/6 83.3 1/6 16.7 6/6 100 0/6 0 6/6 100 0/6 0 (1) 96

2016 12 31 53 60%1 2016 1 20162015 20162018 H (%) (%) 1/1 100 0/1 0 1/1 100 0/1 0 1/1 100 0/1 0 1/1 100 0/1 0 1/1 100 0/1 0 2016 12 31 4 1 80% 97

2016 6 2015 12 31 2016 3 31 2016 6 302016 9 30 2016 20172016 12 31 (%) (%) 6/6 100 0/6 0 6/6 100 0/6 0 6/6 100 0/6 0 6/6 100 0/6 0 5/6 83.3 1/6 16.7 2015 2016 65 8 8 9 90 98

2 2016 12 314 1 80% 1 20163 2016 2015 2015 2015 20152013 (%) (%) 3/3 100 0/3 0 3/3 100 0/3 0 3/3 100 0/3 0 3/3 100 0/3 0 2/3 66.7 1/3 33.3 1 2016 12 313 260% 1 99

20162 2015 (%) (%) 2/2 100 0/2 0 2/2 100 0/2 0 2/2 100 0/2 0 2/2 100 0/2 0 2/2 100 0/2 0 2016 12 315212 100

7 (www.pingan.cn) IR@pingan.com.cn e 2016 2 2 11 14 2 49 112 101

20142015 (www.hkexnews.hk) 2015 4 172015 11 2 2015 4 17 2015 10 31 (www.sse.com.cn) 6 2015 102

+1 2016 G-SIIG-SII 2016 2016 103

2016 24 (www.sse.com.cn)2016 2016 2016 6 2016 12 31 104

D.3.1 2016 1 12016 12 31 A.2.1 A.2.1 1. 1994 2. 3. 4. 2007 82014 4 2016 1 12016 12 31 2017 3 22 105

2016 3 2016 1% 5% 2016 2016 6 15 2015201518,280,241,410 2015 0.356,398,084,493.50 2016 8 17 2016 18,280,241,410 20160.203,656,048,282 106

2016 2016623.94286.78 498.26 20160.203,656,048,282 18,280,241,410 2016 0.5510,054,132,775.502017 2016 (%) 2016 0.75 13,710 62,394 22.0 2015 0.53 9,688 54,203 17.9 2014 0.75 6,549 39,279 16.7 (1) (2) 2015 (3) 2016 2016 2016 12 31 498.2620160.55 2016 2017 1,401.03 2014 12 8594,056,000H 36,831,472,000 2016 12 31 77.54 107

20162016 12 31 2016 2016 37 201623 22 2016 2015 8 2016 1 28 2016 7 5 2016 12 31 2016 12 31 2016 108

2016 2016 2016 14 2016 1 1 2016 12 31 2015 2016 2017 3 222016 12 3120% 2017 3 22 109

5 (%) 2009 6 3 5/5 100 (1) 2016 6 28 2/2 100 (1) 2009 6 3 2/3 66.7 2013 6 17 5/5 100 2012 7 17 5/5 100 2015 6 30 5/5 100 (1) 2016 9 110

(1) (2) 2016 (3) 2014 12 8594,056,000H 36,831,472,000 2016 12 31 77.54 (4) (5) 20162016 (6) (7) 2017 3 22 111

2014 7 15 50%-60% 2016 3 15 100 20,0004.37% 20011,600 72 1 19 2 2014 10 28 2015 2 52015 112

2015 839 2015 9 9 2015 3 202015 3 26 A 4,050,253 312,047,6450.044% 2015 3 272015 3 30 2015 2014 8,100,506 2016 3 30 2016 3 30 5142016 4 2725174 588,281 2016 773 2016 3 172016 3 21 A 14,803,850 481,578,936.53 0.081% 32.53 2016 3 232017 3 222016 3 222016 3 23 2016 2015 7 1 65 65 2015 7 1 (www.sse.com.cn)(www.hkexnews.hk) 2016 12 31 113

9,739 37,489 37,489 (%) 9.8 70%2016 12 31 31,317 50% 2016 1 50% 2 9,7392016 12 31 37,489 9.8%50% 3 4 114

(1) (2) (3) 2016 12 31 2016 12 31 1,323,384,991 1,323,384,9912014 1 9 2016 12 31 2017 1 9 210,206,652 210,206,6522015 5 21 2016 12 31 115

2008 1 1 2017 7 18 HH 2016 10% HH 2016 H 10% 2017 7 12 HH 201610% H10%10% <> 201560 2017 7 12 H H H 2014 81 H 116

2016 4 2016 (1) 2016 2016 368 1,7781,884 1,81631 32+ ++ (2) 2013 2016 1,9004,600748 35 116 4.344 + 201610,621 7.18 (3) 2016 2016 58515.90 18,325 117

(2017) 10021 2016 12 31 2016 2016 12 31 2016-118

842(1)72(2) 2016 12 31 2% 119

120 1) 2) 3) 4) 5) 6) 842 (2)14 161718283 2016 12 31 53% - - - - -

- - - - 121

122 2242(4)43 1 2016 12 31 21% - - - - - - -

2016 123

2017 3 22 124

2016 12 31 2016 12 31 2015 12 31 1 569,683 475,057 2 9,738 6,789 3 97,450 76,636 4 153,963 73,402 5 8,836 8,272 6 65,657 142,050 7 44,950 41,272 8 35,325 34,072 9 22,353 16,778 10 12,348 7,977 11 15,269 17,872 12 78,056 57,598 13 64,634 52,092 14 1,458,291 1,245,371 15 189,950 166,811 16 537,241 516,364 17 1,009,714 916,669 18 751,990 582,193 19 48,955 26,858 20 20,639 12,460 21 12,098 12,093 22 42,396 27,509 23 36,147 32,291 24 36,550 29,774 25 28,292 15,663 26 182,588 117,249 27 43,790 53,987 5,576,903 4,765,159 125

2016 12 31 2016 12 31 2015 12 31 29 56,904 42,610 19,137 3,051 30 384,909 299,146 31 52,586 13,061 25,883 8,506 5 8,715 4,527 32 89,166 119,236 33 1,868,294 1,681,093 34 26,083 32,814 8,565 4,735 6,582 2,704 35 52,239 34,324 9,283 6,673 36 14,177 9,212 37 30,892 26,990 38 28,848 20,568 39 24,582 25,367 40 37,688 32,276 41 39,216 33,028 42 472,557 410,365 43 1,154,056 998,296 44 71,258 52,390 45 349,825 264,413 25 11,274 9,911 46 203,933 162,305 27 43,790 53,987 5,090,442 4,351,588 126

2016 12 31 2015 12 31 47 18,280 18,280 48 122,510 117,965 70 18,562 26,246 49 11,366 8,498 50 36,799 28,248 51 175,932 135,011 383,449 334,248 52 103,012 79,323 486,461 413,571 5,576,903 4,765,159 127

2016 2016 2015 53 469,555 386,012 106 63 (17,827) (25,208) 54 (10,108) (10,958) 441,620 349,846 55 131,075 134,635 55 (52,937) (64,869) 55 78,138 69,766 56 39,859 37,995 56 (4,392) (3,425) 56 35,467 34,570 57 109,678 137,844 58 3,831 125 1,401 256 59 42,318 27,583 712,453 619,990 (16,050) (16,578) 60 (140,236) (118,125) 11,208 13,016 61 (149,613) (140,108) 62 (1,522) 2,127 (11,236) (8,455) (12) (11) (78,742) (50,633) 63 (9,268) (20,815) 64 (129,997) (112,737) 6,353 9,148 (12,144) (7,539) 64 (38,932) (39,785) 65 (48,894) (36,548) (619,085) (527,043) 128

2016 2015 93,368 92,947 66 1,402 859 67 (359) (393) 94,411 93,413 68 (22,043) (28,235) 72,368 65,178 62,394 54,203 9,974 10,975 72,368 65,178 69 3.50 2.98 69 3.49 2.98 (12,243) 970 3,430 (552) 1,167 (66) (38) 10 117 390 70 (7,567) 752 64,801 65,930 54,710 54,565 10,091 11,365 64,801 65,930 129

2016 2016 18,280 117,965 26,246 8,498 28,248 135,011 79,323 413,571 62,394 9,974 72,368 70 (7,684) 117 (7,567) (7,684) 62,394 10,091 64,801 51 (10,054) (10,054) 2,868 (2,868) 8,551 (8,551) (1,640) (1,640) 6,219 6,219 (1,927) (3,276) (5,203) 1,835 2,059 3,894 (121) (121) 10,236 10,236 4,758 4,758 18,280 122,510 18,562 11,366 36,799 175,932 103,012 486,461 130

2015 8,892 129,374 25,884 7,470 19,196 98,748 64,252 353,816 54,203 10,975 65,178 70 362 390 752 362 54,203 11,365 65,930 248 8,871 9,119 9,140 (9,140) 51 (7,860) (7,860) 1,028 (1,028) 9,052 (9,052) (1,257) (1,257) (1,193) (1,233) (2,426) 953 6,036 6,989 (127) (127) (13,392) (13,392) 2,619 160 2,779 18,280 117,965 26,246 8,498 28,248 135,011 79,323 413,571 131

2016 2016 2015 493,939 392,266 276,526 101,998 15,138 235 46,121 32,858 143,698 145,672 31,297 32,220 91,153 4,093 1,056 3,301 22,871 10,625 71(3) 103,003 68,617 1,169,962 846,725 (134,298) (112,526) 367 (3,036) (6,336) (5,125) (305,159) (225,704) (46,635) (5,472) (116,759) (106,173) (54,128) (46,944) (48,042) (46,852) (3,929) (12,661) (44) (1,839) (29,209) (10,340) 71(4) (201,898) (130,506) (942,141) (711,107) 71(1) 227,821 135,618 2,820,783 1,661,369 154,498 133,556 376 240 7,179 9,069 2,982,836 1,804,234 132

2016 2015 (3,266,503) (2,042,361) (16,624) (16,529) (12,564) (14,154) (5,203) (2,427) (12,558) (2,495) (3,313,452) (2,077,966) (330,616) (273,732) 14,153 7,124 14,153 7,124 267,828 69,649 762,547 387,982 30,267 16,862 18,371 1,061,390 513,393 (848,513) (270,937) (24,978) (18,156) (1,640) (1,257) (40,926) (13,969) (19,324) (928,386) (308,417) 133,004 204,976 4,018 2,503 71(2) 34,227 69,365 333,325 263,960 71(5) 367,552 333,325 133

2016 12 31 2016 12 31 2015 12 31 1 10,028 10,179 2 2,927 7,655 3 2,947 120 344 362 1,500 4 12,772 14,070 1,689 6,103 5 183,256 169,025 14 18 440 230 220,331 203,348 6 7,300 5,000 950 4,782 7 715 808 8 4 53 55 23 181 139 9,205 10,805 18,280 18,280 130,168 129,924 223 508 11,366 8,498 395 395 50,694 34,938 211,126 192,543 220,331 203,348 134

2016 2016 2015 9 29,379 10,714 34 7 159 340 459 461 30,031 11,522 (7) (26) 10 (1,069) (688) (284) (319) (5) (2) 18 (18) (1,347) (1,053) 28,684 10,469 7 1 (2) (33) 28,689 10,437 11 (11) (157) 28,678 10,280 (285) 436 12 (285) 436 28,393 10,716 135

2016 2016 18,280 129,924 508 8,498 395 34,938 192,543 28,678 28,678 12 (285) (285) (285) 28,678 28,393 (10,054) (10,054) 2,868 (2,868) 244 244 18,280 130,168 223 11,366 395 50,694 211,126 2015 8,892 129,317 72 7,470 395 33,546 179,692 10,280 10,280 12 436 436 436 10,280 10,716 248 8,871 9,119 9,140 (9,140) (7,860) (7,860) 1,028 (1,028) 185 185 691 691 18,280 129,924 508 8,498 395 34,938 192,543 136

2016 2016 2015 1,154 1,300 1,154 1,300 (405) (323) (149) (232) (1,239) (948) (1,793) (1,503) 13(1) (639) (203) 26,304 36,388 31,090 11,623 57,394 48,011 (42,374) (57,151) (14) (13) (1,837) (42,388) (59,001) 15,006 (10,990) 8,100 5,500 (3,832) 4,782 4,268 10,282 (5,800) (7,705) (10,363) (8,273) (15) (16,163) (15,993) (11,895) (5,711) 204 340 13(2) 2,676 (16,564) 10,299 26,863 12,975 10,299 137

2016 1988 3 21HA 5033 47 48 109 110 111 112 1992 19941997 2002 2003 1 24 2017 3 22 2006 2 15-15 - 2016 12 31 2016 8 21 22 32 42 1. 1 1 12 31 2. 138

3. 139

2016 4. 2016 12 31 2-140

5. 7-12 - 19 141

2016 6. 7. 8. (1) (2) (a) (b) 142

8. (1) (2) (3) (4) 143

2016 8. (1) (2) (3) (4) 144

8. 22-25 - 145

2016 8. 146

8. 50% 12 147

2016 9. 8 10. 11. 12. 13. 20-40 1% - 10% 2.25% - 4.95% 50 0.00% - 2.00% 19 148

14. 20-40 1% - 10% 2.25% - 4.95% 3-15 0-10% 6% - 33.3% 5-10 1% - 10% 9% - 19.8% 19 15. 19 16. 20-30 30-50 20 10-40 3-5 2-28 149

2016 16. 19 17. 18. 19. 150

19. 20. [2008]2 0.8% 0.08% 0.05% 0.15%0.05% 0.8%0.15% 0.8% 0.08% 0.05% 1% 6% 21. 151

2016 21. 24 25 26 25 26 22. - - - 152

22. Bornhuetter-Ferguson 153

2016 22. 23. 24. 25. 26. 154

27. 28. 155

2016 29. 8 30. 31. 32. 156

32. (1) (2) 33. 157

2016 34. 35. 1 36. 158

37. 38. 159

2016 39. 40. 41. 2016 12 31 2016 12 31 28,909 2016 28,909 42. 160

42. (1) (2) 8 (3) 8 (4) 41 161

2016 42. (4) 2016 12 31 3.12%-5.00% 2015 12 31 3.55%-5.29%) 2016 12 314.75%-5.00% 2015 12 31 4.75%-5.50%) (2000-2003) 162

42. (4) 85% 3% 6% 2.5% 5.5% (5) 5% 100% 1% 163

2016 42. (6) 8 [2016]36 2016 5 1 2016 5 15% [1994]2 6%-17% 2016 25% 2015 25% 30%-60% 164

1. 2016 12 31 1 1 99.51% 99.51% 33,800,000,000 99.51% 99.51% 21,000,000,000 2 3 49.56% 8.40% 58.00% 17,170,411,366 99.88% 99.88% 12,000,000,000 3 40.96% 55.59% 96.62% 13,800,000,000 86.11% 13.82% 100.00% 4,860,000,000 98.67% 1.33% 100.00% 1,500,000,000 71.26% 3.73% 75.01% 666,577,790 3 100.00% 100.00% 7,085,000,000 100.00% 100.00% 490,000,000 75.00% 25.00% 100.00% 9,300,000,000 100.00% 100.00% 345,000,000 99.88% 100.00% 4,000,000,000 4 99.75% 100.00% 100,000,000 165

2016 1. 2016 12 31 1 1 3 99.58% 100.00% 20,000,000,000 100.00% 100.00% 204,763,800 58.33% 100.00% 350,000,000 3 100.00% 100.00% 498,583,070 4 76.71% 76.71% 2,090,088,316 76.71% 100.00% 200,000,000 3 99.49% 99.98% 1,095,000,000 3 96.74% 100.00% 420,000,000 3 100.00% 100.00% 1,310,000,000 100.00% 100.00% 100,000,000 99.51% 100.00% 4,330,500,000 99.51% 100.00% 50,000 3 96.52% 3.48% 100.00% 20,971,000,000 166

1. 2016 12 31 1 1 66.92% 67.00% 50,000,000 3 87.18% 87.18% 624,000,000 3 60.63% 100.00% 200,000,000 60.63% 60.70% 300,000,000 99.51% 100.00% 5,248,870,000 100.00% 100.00% 50,000,000 99.51% 100.00% 50,000,000 99.51% 100.00% 50,000 99.51% 100.00% 50,000 99.51% 100.00% 419,000,000 99.58% 100.00% 500,000,000 100.00% 100.00% 700,000,000 59.71% 60.00% 750,000,000 59.71% 60.00% 504,000,000 96.55% 100.00% 600,000,000 96.55% 100.00% 200,000,000 100.00% 100.00% 50,000,000 167

2016 1. 2016 12 31 1 1 100.00% 100.00% 1,250,000,000 4 100.00% 100.00% 3,200,000,000 99.58% 100.00% 2,000,000,000 99.51% 100.00% 256,323,143 99.51% 100.00% 840,000,000 99.58% 100.00% 500,000,000 99.51% 100.00% 1,600,000,000 99.51% 100.00% 1,160,000,000 99.51% 100.00% 160 99.51% 100.00% 63,100,100 99.51% 100.00% 55,600,830 99.51% 100.00% 133,000,000 99.51% 100.00% 1 99.51% 100.00% 1 96.55% 100.00% 1,000,000,000 100.00% 100.00% 1,600,000,000 99.51% 100.00% 45,000,000 168

1. 2016 12 31 1 1 99.51% 100.00% 50,000,000 99.51% 100.00% 268,261,234 3 5 31.79% 32.02% 673,416,467 99.51% 100.00% 4,810,000,000 94.74% 94.74% 63,330,000 99.51% 100.00% 20,000,000 3 96.30% 96.77% 1,290,000,000 100.00% 100.00% 10,000,000 100.00% 100.00% 50,000,000 99.58% 100.00% 100,000,000 79.14% 80.00% 100,000,000 4 100.00% 100.00% 50,000 99.79% 100.00% 100,000,000 4 99.79% 100.00% 100,000,000 4 100.00% 100.00% 335,000,000 4 76.71% 100.00% 680,000,000 169

2016 1. 2016 12 31 1 1 99.79% 100.00% 100,000,000 Jake Holdings Limited 4 99.51% 100.00% 26,520,118 Mayborn Group Limited 4 99.51% 100.00% 1,154,873 Yun Chen Capital Cayman 4 6 100.00% 100.00% 50,000 Autohome Inc. 4 6 47.45% 47.45% 1,152,972 1 2 20169,3062015 8,8961,085 2015 8152016 12 3184,2342015 12 31 67,351 3 4 5 20122016 1011 31.79% 6 2016 6 25 Yun Chen Capital Cayman16.08Autohome Inc. 47.45% 2016 12 31 52.65 7 2015 8 27 Gem Alliance Limited 100%Lufax Holding Ltd 19.538 1.31 2016 94.97 2016 7 170

2. 2016 12 31 20 99.51% 13,332,033,167 98.85% 12,000,000,000 59.71% 10,000,000,000 99.51% 9,500,000,000 19 99.51% 9,103,702,167 18 99.51% 8,052,180,412 10 99.51% 7,296,884,848 6 99.51% 6,662,446,409 9 99.51% 6,290,366,802 5 99.34% 5,810,000,000 14 99.51% 5,001,000,000 11 99.51% 3,050,198,071 171