4 N US718286AP29 4 N US718286BN61 5 N US718286AY36 5 N US718286BB24 5 N US718286BD89 5 N US718286BG11 5 N US718286BW60 5 N US718286BZ91 5 N US718286CA

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1 主权债 3 N XS N XS N XS N XS N XS N XS RUSSIAN FEDERATION RUSSIAN FEDERATION RUSSIAN FEDERATION RUSSIAN FEDERATION RUSSIAN FEDERATION RUSSIAN FEDERATION 5 N FED US105756BB58 BRAZIL FED 4 N US105756BU30 BRAZIL FED 4 N US105756BS83 BRAZIL FED 5 N US105756BR01 BRAZIL FED 5 N US105756BK57 BRAZIL FED 4 N US105756BV13 BRAZIL FED 4 N US105756BX78 BRAZIL FED 5 N US105756BW95 BRAZIL FED 5 N US105756BY51 BRAZIL 5 N USY20721AE96 5 N USY20721BE87 4 N USY20721BN86 INDONESIA INDONESIA INDONESIA 俄罗斯外国债券 俄罗斯外国债券 俄罗斯外国债券 俄罗斯外国债券 俄罗斯外国债券 俄罗斯外国债券 巴西政府国际债券 巴西政府国际债券 巴西政府国际债券 巴西政府国际债券 巴西政府国际债券 巴西政府国际债券 巴西政府国际债券 巴西政府国际债券 巴西政府国际债券 印度尼西亚政府国际债券 印度尼西亚政府国际债券 印度尼西亚政府国际债券 RUSSIA 3 1/2 01/16/19 RUSSIA 5 04/29/20 RUSSIA 4 1/2 04/04/22 RUSSIA 4 7/8 09/16/23 RUSSIA 5 5/8 04/04/42 RUSSIA 5 7/8 09/16/43 BRAZIL 8 1/4 01/20/34 BRAZIL 2 5/8 01/05/23 BRAZIL 4 7/8 01/22/21 BRAZIL 5 5/8 01/07/41 BRAZIL 7 1/8 01/20/37 BRAZIL 4 1/4 01/07/25 BRAZIL 6 04/07/26 BRAZIL 5 01/27/45 BRAZIL 5 5/8 02/21/47 INDON 8 1/2 10/12/35 INDON 4 5/8 04/15/43 INDON 4 3/4 01/08/26 USD Ba1 BB+ BBB- 3.5 FIXED N N/A N/A 16/01/ , ,000 1,500,000,000 USD Ba1 BB+ BBB- 5 FIXED N N/A N/A 29/04/ , ,000 3,500,000,000 USD Ba1 BB+ BBB- 4.5 FIXED N N/A N/A 4/04/ , ,000 2,000,000,000 USD Ba1 BB+ BBB FIXED N N/A N/A 16/09/ , ,000 3,000,000,000 USD Ba1 BB+ BBB FIXED N N/A N/A 4/04/ , ,000 3,000,000,000 USD Ba1 BB+ BBB FIXED N N/A N/A 16/09/ , ,000 1,500,000,000 USD Ba2 BB /*- BB 8.25 FIXED N N/A N/A 20/01/2034 1,000 1,000 1,502,458,000 USD Ba2 BB /*- BB FIXED N N/A N/A 5/01/ ,000 1,000 2,150,000,000 USD Ba2 BB /*- BB FIXED N N/A N/A 22/01/ ,000 1,000 2,849,251,000 USD Ba2 BB /*- BB FIXED N N/A N/A 7/01/ ,000 1,000 2,484,311,000 USD Ba2 BB /*- BB FIXED N N/A N/A 20/01/2037 1,000 1,000 1,920,418,000 USD Ba2 BB /*- BB 4.25 FIXED N N/A N/A 7/01/ ,000 1,000 4,300,000,000 USD Ba2 BB /*- BB 6 FIXED N N/A N/A 7/04/ ,000 1,000 2,500,000,000 USD Ba2 BB /*- BB 5 FIXED N N/A N/A 27/01/ ,000 1,000 3,550,000,000 USD Ba2 BB /*- BB FIXED N N/A N/A 21/02/ ,000 1,000 1,500,000,000 USD Baa3 BBB- BBB- 8.5 FIXED N N/A N/A 12/10/ ,000 1,000 1,600,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 15/04/ ,000 1,000 1,500,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 8/01/ ,000 1,000 2,250,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 1 of 26

2 4 N US718286AP29 4 N US718286BN61 5 N US718286AY36 5 N US718286BB24 5 N US718286BD89 5 N US718286BG11 5 N US718286BW60 5 N US718286BZ91 5 N US718286CA32 4 Y USP04808AL87 4 Y USP04808AM60 高收益债券 PHILIPPINES PHILIPPINES PHILIPPINES PHILIPPINES PHILIPPINES PHILIPPINES PHILIPPINES PHILIPPINES PHILIPPINES ARGENTINA ARGENTINA 菲律宾国际债券 菲律宾国际债券 菲律宾国际债券 菲律宾国际债券 菲律宾国际债券 菲律宾国际债券 菲律宾国际债券 菲律宾国际债券 菲律宾国际债券 阿根廷国际债券 阿根廷国际债券 PHILIP 10 5/8 03/16/25 USD Baa2 BBB BBB FIXED N N/A N/A 16/03/2025 1,000 1,000 1,632,885,000 PHILIP 5 1/2 03/30/26 PHILIP 9 1/2 02/02/30 PHILIP 7 3/4 01/14/31 PHILIP 6 3/8 01/15/32 PHILIP 6 3/8 10/23/34 PHILIP 5 01/13/37 PHILIP /20/40 PHILIP /01/41 USD Baa2 BBB BBB- 5.5 FIXED N N/A N/A 30/03/ ,000 1,000 1,145,577,000 USD Baa2 BBB BBB- 9.5 FIXED N N/A N/A 2/02/2030 2,000 1,000 2,000,000,000 USD Baa2 BBB BBB FIXED N N/A N/A 14/01/ ,000 1,000 1,925,243,000 USD Baa2 BBB BBB FIXED N N/A N/A 15/01/ ,000 1,000 1,078,337,000 USD Baa2 BBB BBB FIXED N N/A N/A 23/10/ ,000 1,000 2,023,475,000 USD Baa2 BBB BBB- 5 FIXED N N/A N/A 13/01/ ,000 1,000 1,330,799,000 USD Baa2 BBB BBB FIXED N N/A N/A 20/01/ ,000 1,000 2,000,000,000 USD Baa2 BBB BBB- 3.7 FIXED N N/A N/A 1/03/ ,000 1,000 2,000,000,000 ARGENT 5 5/8 01/26/22 USD B3 B N/A FIXED N N/A N/A 26/01/2022 1,000 1,000 4,395,000 ARGENT 6 7/8 01/26/27 USD B3 B N/A FIXED N N/A N/A 26/01/2027 1,000 1,000 5,444,000 内地房地产类 4 N USG24524AJ24 4 N XS N USG24524AH67 4 N USG24524AG84 4 Y XS Y XS COUNTRY GARDEN HLDGS COUNTRY GARDEN HLDG CO COUNTRY GARDEN HLDGS COUNTRY GARDEN HLDG CO COUNTRY GARDEN HLDGS EASY TACTIC 碧桂园 COGARD 7 7/8 05/27/19 USD Ba1 BB BB FIXED Y 26/06/ /05/ ,000 1, ,000,000 碧桂园 COGARD 7 1/2 03/09/20 USD Ba1 BB BB+ 7.5 FIXED Y 9/03/ /03/ ,000 1, ,000,000 碧桂园 COGARD 7 1/4 04/04/21 USD Ba1 BB N/A 7.25 FIXED Y 4/10/ /04/ ,000 1, ,000,000 碧桂园 COGARD 7 1/2 01/10/23 USD Ba1 BB N/A 7.5 FIXED Y 10/01/ /01/ ,000 1, ,000,000 碧桂园 COGARD 5 5/8 12/15/26 USD Ba1 N/A BB FIXED N N/A N/A 15/12/ ,000 1, ,000,000 富力地产 GZRFPR 5 3/4 01/13/22 USD N/A N/A BB 5.75 FIXED Y 13/01/ /01/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 2 of 26

3 4 Y XS KWG PROPERTY HOLDING KWG 4 Y XS PROPERTY HOLDING KWG 4 Y XS PROPERTY HOLDING 4 Y USG3225AAD57 EVERGRANDE 4 N XS EVERGRANDE 4 N XS EVERGRANDE 4 Y XS EVERGRANDE 4 Y XS EVERGRANDE AGILE 4 Y XS HOLDINGS AGILE 4 Y XS HOLDINGS AGILE 5 Y XS HOLDINGS GEMDALE 4 N XS ASIA HLD CENTRAL 4 N XS CHN REAL ESTATE CENTRAL 4 N XS CHN REAL ESTATE CENTRAL 4 N XS REAL ESTAT SUNAC 4 N XS HOLDINGS GREENTOWN 4 Y XS HLDGS GREENTOWN 4 Y XS HLDGS CIFI 4 Y XS HOLDINGS 合景泰富 KWGPRO /14/19 USD B2 B N/A FIXED Y 26/06/ /01/ ,000 1, ,000,000 合景泰富 KWGPRO 8 1/4 08/05/19 USD B2 B N/A 8.25 FIXED Y 5/08/ /08/ ,000 1, ,000,000 合景泰富 KWGPRO 6 01/11/22 恒大地产 EVERRE 8 3/4 10/30/18 恒大地产 EVERRE 8 01/15/19 恒大地产 EVERRE 12 02/17/20 恒大地产 EVERRE 7 03/23/20 恒大地产 EVERRE 8 1/4 03/23/22 雅居乐 AGILE 8 3/8 02/18/19 雅居乐 AGILE 9 05/21/20 雅居乐 AGILE 8 1/4 PERP USD N/A B BB- 6 FIXED Y 11/01/ /01/ ,000 1, ,000,000 USD B3 B- N/A 8.75 FIXED Y 26/06/ /10/ ,000 1,000 1,500,000,000 USD B3 B- B- 8 FIXED N N/A N/A 15/01/ ,000 1, ,000,000 USD B3 B- N/A 12 FIXED Y 17/02/ /02/ ,000 1,000 1,000,000,000 USD B3 N/A B- 7 FIXED N N/A N/A 23/03/ ,000 1, ,000,000 USD B3 N/A B FIXED Y 23/03/ /03/ ,000 1,000 1,000,000,000 USD B1 B+ N/A FIXED Y 26/06/ /02/ ,000 1, ,000,000 USD B1 B+ N/A 9 FIXED Y 21/05/ /05/ ,000 1, ,000,000 USD N/A N/A N/A 8.25 VARIABLE Y 18/07/ 永续债 200,000 1, ,000,000 金地集团 GEMDAL 5 5/8 03/21/18 CNY Ba3 B+ N/A FIXED N N/A N/A 21/03/2018 1,000,000 10, ,450,000 建业地产 CENCHI 6 1/2 06/04/18 USD Ba3 B+ N/A 6.5 FIXED Y 26/06/ /06/ ,000 1, ,000,000 建业地产 CENCHI 8 01/28/20 USD Ba3 B+ N/A 8 FIXED Y 26/06/ /01/ ,000 1, ,000,000 建业地产 CENCHI 8 3/4 01/23/21 USD Ba3 B+ N/A 8.75 FIXED Y 23/01/ /01/ ,000 1, ,000,000 融创中国 SUNAC 8 3/4 12/05/19 绿城中国 GRNCH 8 03/24/19 绿城中国 GRNCH 5 7/8 08/11/20 旭辉控股 CIFIHG 7 3/4 06/05/20 USD B3 B BB 8.75 FIXED Y 5/12/ /12/ ,000 1, ,000,000 USD B1 B+ N/A 8 FIXED Y 26/06/ /03/ ,000 1, ,541,000 USD Ba3 B+ N/A FIXED Y 11/08/ /08/ ,000 1, ,000,000 USD B1 B+ BB FIXED Y 5/06/ /06/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 3 of 26

4 4 Y XS CIFI HOLDINGS 旭辉控股 CIFIHG 5 1/2 01/23/22 USD N/A B+ N/A 5.5 FIXED Y 23/01/ /01/ ,000 1, ,000,000 FUTURE 4 N XS LAND 新城发展控股 FUTLAN 6 1/4 11/12/17 DEVELOPME USD B1 B+ N/A 6.25 FIXED N N/A N/A 12/11/ ,000 1, ,000,000 FUTURE 4 N XS LAND 新城发展控股 FUTLAN 5 02/16/20 DEVELOPME USD N/A B+ BB- 5 FIXED N N/A N/A 16/02/ ,000 1, ,000,000 RKI 4 Y XS OVERSEAS 路劲基建 ROADKG 5 08/09/19 FIN 2016 A USD B1 BB- N/A 5 FIXED N N/A N/A 9/08/ ,000 1, ,000,000 RKI 4 Y XS OVERSEAS 路劲基建 ROADKG /06/21 FIN 2016 B USD B1 BB- N/A 4.7 FIXED Y 6/09/ /09/ ,000 1, ,000,000 RKP 5 N XS OVERSEAS FI 路劲基建 ROADKG 7.95 PERP 2016 A USD B1 N/A N/A 7.95 FIXED Y 17/02/ 永续债 200,000 1, ,000,000 LOGAN 4 Y XS PROPERTY 龙光地产 LOGPH 9 3/4 12/08/17 HOLDINGS USD B1 N/A BB FIXED N N/A N/A 8/12/ ,000 1, ,000,000 LOGAN 4 Y XS PROPERTY 龙光地产 LOGPH 11 1/4 06/04/19 HOLDINGS USD B1 N/A BB FIXED Y 19/06/ /06/ ,000 1, ,000,000 LOGAN 4 Y XS PROPERTY 龙光地产 LOGPH /19/20 HOLDINGS USD B1 N/A BB- 7.7 FIXED Y 19/01/ /01/ ,000 1, ,000,000 LOGAN 4 Y XS PROPERTY 龙光地产 LOGPH 5 3/4 01/03/22 HOLDINGS USD B1 N/A BB FIXED Y 3/01/ /01/ ,000 1, ,000,000 4 Y XS SOUTH CITY 华南城 CSCHCN 6 3/4 09/13/21 HOLDING USD N/A B- B 6.75 FIXED Y 13/09/ /09/ ,000 1, ,000,000 YUZHOU 4 Y XS PROPERTIES 禹洲地产 YUZHOU 9 12/08/19 CO USD B1 B BB- 9 FIXED Y 8/12/ /12/ ,000 1, ,000,000 YUZHOU 4 Y XS PROPERTIES 禹洲地产 YUZHOU 6 01/25/22 CO USD B1 N/A BB- 6 FIXED Y 25/01/ /01/ ,000 1, ,000,000 YUZHOU 4 Y XS PROPERTIES 禹洲地产 YUZHOU 6 10/25/23 CO USD B1 N/A BB- 6 FIXED Y 25/10/ /10/ ,000 1, ,000,000 SCE 4 Y XS PROPERTY 中骏置业 CHINSC 10 07/02/20 HLDGS USD B2 B- N/A 10 FIXED Y 2/07/ /07/ ,000 1, ,000,000 MODERN 4 N XS LAND 当代置业 MOLAND 12 3/4 07/31/1 CO USD B2 N/A WD FIXED Y 15/06/2017 N/A 31/07/ ,000 1, ,000,000 MODERN 4 N XS LAND 当代置业 MOLAND 6 7/8 10/20/19 CO USD B2 N/A B FIXED N N/A N/A 20/10/ ,000 1, ,000,000 TIMES 4 Y XS PROPERTY 时代地产 TPHL 10 3/8 07/16/17 HLDG CNY B2 B B FIXED N N/A N/A 16/07/2017 1,000,000 10,000 1,500,000,000 TIMES 4 Y XS PROPERTY 时代地产 TPHL /05/20 HLDG USD B2 B B FIXED Y 5/03/ /03/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 4 of 26

5 4 Y XS TIMES PROPERTY HLDG REDCO 4 Y XS PROPERTIES OCEANWIDE 4 Y XS REAL ESTATE IN OCEANWIDE 4 Y XS HLDGS INTL 15 4 N XS N XS XINYUAN REAL ESTATE XINYUAN REAL ESTATE 4 N XS AOYUAN PROPERTY CHN 4 Y XS AOYUAN PROPERTY CHN 4 Y XS AOYUAN PROPERTY FANTASIA 4 N XS HOLDINGS FANTASIA 4 N XS HOLDINGS FANTASIA 4 N XS HOLDINGS FANTASIA 4 Y XS HOLDINGS 4 N XS POWERLONG REAL ESTATE 4 N XS POWERLONG REAL ESTATE HL 5 N XS POWERLONG REAL ESTATE 4 Y USG98100AA11 WUZHOU INTL HOLDINGS FRANSHION 5 Y XS BRILLIANT YANLORD 4 N XS LAND HK CO 时代地产 TPHL 6 1/4 01/23/20 USD B2 B B FIXED Y 23/01/ /01/ ,000 1, ,000,000 力高地产 REDPRO 13 3/4 08/01/19 USD N/A B B FIXED Y 1/08/ /08/ ,000 1, ,000,000 泛海控股 FANHAI 11 3/4 09/08/19 USD N/A B B FIXED Y 8/09/ /09/ ,000 1, ,000,000 泛海控股 FANHAI 9 5/8 08/11/20 USD N/A B B FIXED Y 11/08/ /08/ ,000 1, ,000,000 鑫苑置业 XIN 13 06/06/19 鑫苑置业 XIN 7 3/4 02/28/21 中国奥园 CAPG 10 7/8 05/26/18 中国奥园 CAPG /25/19 中国奥园 CAPG /11/20 USD N/A B- B 13 FIXED Y 26/06/ /06/ ,000 1, ,000,000 USD N/A B- B 7.75 FIXED N N/A N/A 28/02/ ,000 1, ,000,000 USD N/A B- BB FIXED N N/A N/A 26/05/ ,000 1, ,000,000 USD B2 N/A BB FIXED N N/A N/A 25/04/ ,000 1, ,000,000 USD B2 B- BB FIXED N N/A N/A 11/01/ ,000 1, ,000,000 花样年 FTHDGR 13 3/4 09/27/17 USD B3 B N/A FIXED N N/A N/A 27/09/ ,000 1, ,700,000 花样年 FTHDGR 11 1/2 06/01/18 USD B3 B N/A 11.5 FIXED N N/A N/A 1/06/ ,000 1, ,000,000 花样年 FTHDGR 10 3/4 01/22/20 USD B3 B N/A FIXED Y 11/07/ /01/ ,000 1, ,000,000 花样年 FTHDGR 7 3/8 10/04/21 USD B3 B N/A FIXED Y 4/10/ /10/ ,000 1, ,000,000 宝龙地产 PWRLNG 10 3/4 09/18/17 CNY B2 B- N/A FIXED N N/A N/A 18/09/2017 1,000,000 10, ,320,000 宝龙地产 PWRLNG 7 5/8 11/26/18 USD B2 B- N/A FIXED N N/A N/A 26/11/ ,000 1, ,000,000 宝龙地产 PWRLNG 4 7/8 09/15/21 USD B2 B- N/A FIXED Y 15/09/ /09/ ,000 1, ,000,000 五洲国际 WUINTL 13 3/4 09/26/18 USD Caa2 N/A CCC FIXED Y 26/06/ /09/ ,000 1, ,000,000 中国金茂 CHJMAO 5 3/4 PERP 仁恒置地 YLLGSP 5 7/8 01/23/22 USD Ba2 N/A N/A 5.75 VARIABLE Y 17/01/ 永续债 200,000 1, ,000,000 USD Ba2 BB- N/A FIXED Y 23/01/ /01/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 5 of 26

6 5 Y XS Y XS NEW WORLD LAND XINHU ZHONGBAO 3 Y XS GREENLAND GLB INVST 3 Y XS GREENLAND GLB INVST 4 Y XS GREENLAND GLB INVST 3 Y GREENLAND XS HONG KONG HLDG GREENLAND 3 Y XS HONG KONG HLDG 城投债 新世界中国地产 NEWWOR 4 3/4 01/23/27 USD N/A N/A N/A 4.75 FIXED N N/A N/A 23/01/ ,000 1, ,000,000 新湖中宝 XINHUZ 6 03/01/20 USD B3 B- B 6 FIXED N N/A N/A 1/03/ ,000 1, ,000,000 绿地集团 GRNLGR 3 1/2 10/17/17 USD Ba2 BB BB+ 3.5 FIXED N N/A N/A 17/10/ ,000 1, ,000,000 绿地集团 GRNLGR 4 3/8 07/03/19 USD Ba2 BB BB FIXED N N/A N/A 3/07/ ,000 1, ,000,000 绿地集团 GRNLGR 5 7/8 07/03/24 USD Ba2 BB BB FIXED N N/A N/A 3/07/ ,000 1, ,000,000 绿地香港 GRNLHK 4 3/8 08/07/17 USD Ba3 B+ BB FIXED N N/A N/A 7/08/ ,000 1, ,000,000 绿地香港 GRNLHK 5 1/2 01/23/18 CNY N/A N/A BB+ 5.5 FIXED N N/A N/A 23/01/2018 1,000,000 10,000 1,500,000,000 4 Y XS Y XS Y XS XZ ECO TECH DEV ZONE INT ZHONGGUA NCUN HLD GP INT QINGHAI INVEST 徐州经济技术开发区国有资产经营 江苏中关村控股集团 XZETDZ 4 1/2 06/16/19 ZGCHGI /08/19 USD N/A N/A BB+ 4.5 FIXED N N/A N/A 16/06/ ,000 1, ,000,000 USD N/A N/A N/A 5.7 FIXED Y 8/11/ /11/ ,000 1, ,000,000 青海省投资集团 QHINVG 7 1/4 02/22/20 USD N/A BB- N/A 7.25 FIXED N N/A N/A 22/02/ ,000 1, ,000,000 工业类 / 其他企业债券 4 Y XS UNITED PHOTOVOLT AICS GRP VIRGIN 4 N USQ94606AE22 AUSTRALIA HOLDING VIRGIN 4 N USQ94606AG79 AUSTRALIA HOLDING 4 N USJ75963AU23 4 N XS N XS N USG11259AB79 SOFTBANK CORP SOFTBANK CORP SOFTBANK CORP BIOSTIME INTL HOLDINGS 联合光伏 GDPOLY 8 1/4 01/25/20 USD B1 /*- B+ N/A 8.25 FIXED N N/A N/A 25/01/ ,000 1, ,000,000 维珍澳大利亚控股有限公司 维珍澳大利亚控股有限公司 软银集团股份有限公司 软银集团股份有限公司 软银集团股份有限公司 VAHAU 8 1/2 11/15/19 VAHAU 7 7/8 10/15/21 USD B3 B- N/A 8.5 FIXED N N/A N/A 15/11/2019 2,000 1, ,000,000 USD B3 B- N/A FIXED N N/A N/A 15/10/2021 2,000 1, ,000,000 SOFTBK 4 1/2 04/15/20 USD Ba1 BB+ N/A 4.5 FIXED N N/A N/A 15/04/ ,000 1,000 2,485,000,000 SOFTBK 5 3/8 07/30/22 USD Ba1 BB+ N/A FIXED Y 30/04/ /07/ ,000 1,000 1,000,000,000 SOFTBK 6 07/30/25 合生元 BTSDF 7 1/4 06/21/21 USD Ba1 BB+ N/A 6 FIXED Y 30/04/ /07/ ,000 1,000 1,000,000,000 USD Ba3 BB- N/A 7.25 FIXED Y 21/06/ /06/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 6 of 26

7 4 N XS N XS N XS HNA INTL CO HNA INTL CO HNA INTL CO 4 N XS HAIKOU MEILAN INT AIRPRT BLUE SKY 4 Y XS FLIERS CO BLUE 5 Y XS SKYVIEW CO GRAND 4 Y XS AIR HONG KON 4 Y XS Y XS N USY9896RAB DEGREES INTL WEST CEMENT ZOOMLION HK SPV CO GEELY 4 Y USG3777BAB92 AUTOMOBILE 海航集团 SANYPH 8 1/8 12/03/18 USD N/A N/A N/A FIXED N N/A N/A 3/12/ ,000 1, ,000,000 海航集团 SANYPH 6 08/18/19 USD N/A N/A N/A 6 FIXED N N/A N/A 18/08/ ,000 1, ,000,000 海航集团 SANYPH 6 1/4 10/05/21 USD N/A N/A N/A 6.25 FIXED N N/A N/A 5/10/ ,000 1, ,000,000 海口美兰国际机场 MEILAN 7 1/4 06/18/18 CNY N/A N/A N/A 7.25 FIXED N N/A N/A 18/06/2018 1,000,000 10,000 1,425,000,000 香港航空 HONAIR /20/19 香港航空 HONAIR 7 1/8 PERP USD N/A N/A N/A 6.9 FIXED N N/A N/A 20/01/ ,000 1, ,000,000 USD N/A N/A N/A VARIABLE Y 26/07/ 永续债 200,000 1, ,000,000 大新华航空 GRCHAR 6 3/8 03/07/19 USD N/A N/A N/A FIXED N N/A N/A 7/03/ ,000 1, ,000, 度国际 DEGREE 7 1/4 06/03/21 USD N/A BB BB 7.25 FIXED Y 3/06/ /06/ ,000 1, ,000,000 西部水泥 WESCHI 6 1/2 09/11/19 USD B1 B+ B+ 6.5 FIXED Y 11/09/ /09/ ,000 1, ,000,000 中联重科 ZOOMLI 6 1/8 12/20/22 USD N/A B B FIXED N N/A N/A 20/12/ ,000 1, ,000,000 吉利汽车 GEELY 5 1/4 10/06/19 USD Ba2 BB+ N/A 5.25 FIXED Y 6/10/ /10/ ,000 1, ,000,000 4 Y XS CAR INC 神州租车 CARINC 6 1/8 02/04/20 USD Ba2 BB+ BB FIXED Y 4/02/ /02/ ,000 1, ,000,000 4 Y XS CAR INC 神州租车 CARINC 6 02/11/21 4 Y XS OIL AND GAS YINGDE 4 Y USG9844KAA72 GASES INVSTMT YINGDE 4 Y USG9844KAB55 GASES INVSTMT 4 N XS HONGQIAO 4 N XS Y XS SPARKLE ASSETS FORTUNE STAR BVI 中油燃气 CHIOIL 5 05/07/20 USD Ba2 BB+ BB 6 FIXED Y 11/08/ /02/ ,000 1, ,000,000 USD Ba2 BB N/A 5 FIXED Y 7/05/ /05/ ,000 1, ,000,000 盈德气体 YINGDZ 8 1/8 04/22/18 USD Caa1 /*+ CC B+ /* FIXED Y 26/06/ /04/ ,000 1, ,170,000 盈德气体 YINGDZ 7 1/4 02/28/20 USD Caa1 /*+ CC B+ /* FIXED Y 28/02/ /02/ ,000 1, ,829,000 中国宏桥 HONGQI 6 7/8 05/03/18 USD N/A B+ /*- B+ /* FIXED N N/A N/A 3/05/ ,000 1, ,000,000 复星国际 FOSUNI 6 7/8 01/30/20 USD Ba3 NR N/A FIXED Y 31/05/ /01/ ,000 1, ,000,000 复星国际 FOSUNI 5 1/4 03/23/22 USD N/A BB N/A 5.25 FIXED Y 23/03/ /03/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 7 of 26

8 4 Y XS FORTUNE STAR BVI 4 Y XS HENGDELI HOLDINGS GOLDEN 4 Y USG3958RAB53 EAGLE RETAIL GRP PARKSON 4 Y XS RETAIL STUDIO CITY 4 N USG85381AA26 4 N US71645WAM38 PETROBRAS GLOBAL PETROBRAS 4 N US71647NAB55 GLOBAL PETROBRAS 4 N US71645WAN11 GLOBAL PETROBRAS 4 N US71647NAH26 GLOBAL PETROBRAS 4 N US71645WAR25 GLOBAL PETROBRAS 4 N US71647NAF69 GLOBAL PETROBRAS 4 N US71647NAM11 GLOBAL PETROBRAS 5 N US71647NAA72 GLOBAL PETROBRAS 5 N US71647NAK54 GLOBAL PETROBRAS 5 N US71647NAN93 GLOBAL 3 N XS N XS SBERBANK (SB CAP SA) SBERBANK (SB CAP SA) 4 N VTB BANK XS (VTB CAPITAL SA VTB BANK 4 N XS (VTB CAPITAL SA 复星国际 FOSUNI 5 1/4 03/23/22 USD N/A BB N/A 5.25 FIXED Y 23/03/ /03/ ,000 1, ,000,000 亨得利 XINHD 6 1/4 01/29/18 USD B1 N/A B+ /* FIXED Y 26/06/ /01/ ,000 1, ,428,000 金鹰商贸 GERGHK 4 5/8 05/21/23 USD B2 B+ BB FIXED N N/A N/A 21/05/ ,000 1, ,000,000 百盛商业 PRKSON 4 1/2 05/03/18 USD B3 N/A B- 4.5 FIXED N N/A N/A 3/05/ ,000 1, ,500,000 新濠影汇 STCITY 8 1/2 12/01/20 USD B3 B N/A 8.5 FIXED Y 26/06/ /12/ ,000 1, ,000,000 巴西国家石油 PETBRA 5 7/8 03/01/18 USD B1 BB- BB FIXED N N/A N/A 1/03/ ,000 1, ,028,000 巴西国家石油 PETBRA 3 01/15/19 USD B1 BB- BB 3 FIXED N N/A N/A 15/01/ ,000 1, ,833,000 巴西国家石油 PETBRA 7 7/8 03/15/19 USD B1 BB- BB FIXED N N/A N/A 15/03/ ,000 1, ,560,000 巴西国家石油 PETBRA 4 7/8 03/17/20 USD B1 BB- BB FIXED N N/A N/A 17/03/ ,000 1, ,535,000 巴西国家石油 PETBRA 5 3/8 01/27/21 USD B1 BB- BB FIXED N N/A N/A 27/01/ ,000 1,000 5,250,000,000 巴西国家石油 PETBRA 4 3/8 05/20/23 USD B1 BB- BB FIXED N N/A N/A 20/05/ ,000 1,000 3,500,000,000 巴西国家石油 PETBRA 6 1/4 03/17/24 USD B1 BB- BB 6.25 FIXED N N/A N/A 17/03/ ,000 1,000 2,500,000,000 巴西国家石油 PETBRA 5 5/8 05/20/43 USD B1 BB- BB FIXED N N/A N/A 20/05/ ,000 1,000 1,750,000,000 巴西国家石油 PETBRA 7 1/4 03/17/44 USD B1 BB- BB 7.25 FIXED N N/A N/A 17/03/ ,000 1,000 2,000,000,000 巴西国家石油 ( 百年债 ) 俄罗斯联邦储蓄银行 俄罗斯联邦储蓄银行 俄罗斯外贸银行 俄罗斯外贸银行 PETBRA /05/15 SBERRU /28/19 USD B1 BB- BB 6.85 FIXED N N/A N/A 5/06/ ,000 1,000 2,500,000,000 USD Ba1 N/A BBB FIXED N N/A N/A 28/06/ ,000 1,000 1,000,000,000 SBERRU 6 1/8 02/07/22 USD Ba1 N/A BBB FIXED N N/A N/A 7/02/ ,000 1,000 1,500,000,000 VTB /22/18 VTB 6 7/8 05/29/18 USD Ba1 BB+ WD FIXED N N/A N/A 22/02/ ,000 1, ,983,000 USD Ba1 BB+ WD FIXED N N/A N/A 29/05/ ,000 1,000 1,219,920,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 8 of 26

9 4 N VTB BANK XS (VTB CAPITAL SA VTB BANK 5 N XS (VTB CAPITAL SA OJSC RUSS 4 N XS AGRIC BK(RSHB) OJSC RUSS 4 N XS AGRIC BK(RSHB) 俄罗斯外贸银行 俄罗斯外贸银行 俄罗斯农业银行 俄罗斯农业银行 VTB /13/20 VTB 6 1/4 06/30/35 RSHB /27/17 RSHB /25/18 USD Ba1 BB+ WD FIXED N N/A N/A 13/10/ ,000 1, ,960,000 USD Ba1 BB+ WD 6.25 FIXED N N/A N/A 30/06/ ,000 1,000 22,513,000 USD Ba2 N/A BB FIXED N N/A N/A 27/12/ ,000 1,000 1,300,000,000 USD Ba2 N/A BB+ 5.1 FIXED N N/A N/A 25/07/ ,000 1,000 1,300,000,000 5 Y XS FWD 富卫人寿保险 FWDINS 6 1/4 PERP USD Ba1 N/A BB VARIABLE Y 24/01/ 永续债 200,000 1, ,000,000 4 Y XS PB INTERNATIO Pan Brothers PBRXIJ 7 5/8 01/26/22 NAL BV USD B1 N/A B FIXED Y 26/01/ /01/ ,000 1, ,000,000 NEW ROSE 5 Y XS INVESTMENT 爪哇控股 NEROSE 4 1/2 01/19/20 S USD N/A N/A N/A 4.5 FIXED N N/A N/A 19/01/ ,000 1, ,000,000 4 Y XS SINGYES 兴业太阳能 CSSXF /15/19 SOLAR TECH USD N/A N/A N/A 7.95 FIXED N N/A N/A 15/02/ ,000 1, ,000,000 GUANGHUI 4 Y XS INVESTMENT 新疆广汇 GUANGH 7 7/8 03/30/20 GR USD B3 B- N/A FIXED N N/A N/A 30/03/ ,000 1, ,000,000 投资级别债券 香港企业类 3 Y XS CLP POWER HK FINANCING CLP POWER 3 Y XS HK FINANCING CLP POWER 4 Y XS HK FINANCING CLP POWER 4 Y XS HK FINANCING CLP POWER 4 Y XS HK FINANCING CLP POWER 5 Y XS HK 4 Y XS Y XS GOODMAN HK TOWNGAS 中电控股 CHINLP 4 3/4 03/19/20 USD A1 A+ N/A 4.75 FIXED N N/A N/A 19/03/ ,000 1, ,000,000 中电控股 CHINLP 4 3/4 07/12/21 USD A1 A+ N/A 4.75 FIXED N N/A N/A 12/07/ ,000 1, ,000,000 中电控股 CHINLP 2 7/8 04/26/23 USD A1 A+ N/A FIXED N N/A N/A 26/04/ ,000 1, ,000,000 中电控股 CHINLP 3 1/8 05/06/25 USD A1 A+ N/A FIXED N N/A N/A 6/05/ ,000 1, ,000,000 中电控股 CHINLP 3 3/8 10/26/27 USD A1 A+ N/A FIXED N N/A N/A 26/10/ ,000 1, ,000,000 中电控股 CHINLP 4 1/4 PERP USD A3 A- N/A 4.25 VARIABLE Y 7/11/ 永续债 200,000 1, ,000,000 嘉民物流 GOOMAN 4 3/8 06/19/24 USD N/A BBB+ N/A FIXED N N/A N/A 19/06/ ,000 1, ,000,000 香港中华煤气 HKCGAS 4 3/4 PERP USD A3 A- N/A 4.75 VARIABLE Y 28/01/ 永续债 200,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 9 of 26

10 3 Y XS HONGKONG ELECTRIC FIN 3 N XS HONGKONG LAND HONGKONG 4 N XS LAND HONGKONG 4 N XS LAND HYSAN 3 Y XS (MTN) LIMITED KOWLOON- 3 N US50074KAA97 CANTON RAILWAY WISEYEAR 3 N XS HOLDINGS TVB 3 Y XS Y XS N XS N XS Y XS LI & FUNG LI & FUNG LI & FUNG LS N XS NAN FUNG TREASURY NAN FUNG 4 N XS TREASURY SUN HUNG 3 Y XS KAI PROP (CAP) SUN HUNG 3 Y XS KAI PROP (CAP) SUN HUNG 3 Y XS KAI PROP (CAP) SUN HUNG 4 Y XS KAI PROP (CAP) SWIRE 3 Y XS PROPERT MTN FIN 电能实业 ( 港灯 ) HKE 4 1/4 12/14/20 香港置地 HKLSP 4 1/2 06/01/22 香港置地 HKLSP 4 5/8 01/16/24 香港置地 HKLSP 4 1/2 10/07/25 希慎兴业 HYSAN 3 1/2 01/16/23 九广铁路公司 KCRC 5 1/8 05/20/19 USD N/A A- N/A 4.25 FIXED N N/A N/A 14/12/ ,000 1, ,000,000 USD A2 A N/A 4.5 FIXED N N/A N/A 1/06/ ,000 1, ,000,000 USD A2 A N/A FIXED N N/A N/A 16/01/ ,000 1, ,000,000 USD A2 A Au 4.5 FIXED N N/A N/A 7/10/ ,000 1, ,000,000 USD A3 BBB+ BBB+ 3.5 FIXED N N/A N/A 16/01/ ,000 1, ,000,000 USD Aa2 AAA WD FIXED N N/A N/A 20/05/ ,000 1, ,000,000 嘉里建设 KERPRO 5 7/8 04/06/21 USD N/A NR N/A FIXED N N/A N/A 6/04/ ,000 1, ,000,000 电视广播 TVB 3 5/8 10/11/21 利丰 LIFUNG 5 1/4 05/13/20 利丰 利丰 LIFUNG 5 1/4 PERP LIFUNG 6 PERP 利福国际 LIHHK 4 1/4 10/16/22 USD N/A N/A N/A FIXED N N/A N/A 11/10/ ,000 1, ,000,000 USD Baa1 BBB+ N/A 5.25 FIXED N N/A N/A 13/05/ ,000 1, ,000,000 USD Baa3 BBB- N/A 5.25 FIXED Y 3/11/ 永续债 200,000 1, ,000,000 USD Baa3 BBB- N/A 6 VARIABLE Y 25/05/ 永续债 200,000 1, ,000,000 USD Ba2 N/A BB FIXED N N/A N/A 16/10/ ,000 1, ,000,000 南丰集团 NANFUN 4 1/2 09/20/22 USD Baa3 BBB- BBB 4.5 FIXED N N/A N/A 20/09/ ,000 1, ,000,000 南丰集团 NANFUN 4 7/8 05/29/24 USD Baa3 BBB- BBB FIXED N N/A N/A 29/05/ ,000 1, ,000,000 新鸿基地产 SUNHUN 4 11/02/20 USD A1 A+ Au 4 FIXED N N/A N/A 2/11/ ,000 1, ,000,000 新鸿基地产 SUNHUN 4 1/2 02/14/22 USD A1 A+ Au 4.5 FIXED N N/A N/A 14/02/ ,000 1, ,000,000 新鸿基地产 SUNHUN 3 5/8 01/16/23 USD A1 A+ Au FIXED N N/A N/A 16/01/ ,000 1, ,000,000 新鸿基地产 SUNHUN 3 3/8 02/25/24 USD A1 A+ Au VARIABLE Y 25/02/ /02/ ,000 1, ,000,000 太古地产 SWIPRO 2 3/4 03/07/20 USD A2 A- N/A 2.75 FIXED N N/A N/A 7/03/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 10 of 26

11 3 Y XS SWIRE PROPERT MTN FIN SWIRE 2 Y XS PACIFIC MTN FIN SWIRE 3 Y XS PACIFIC MTN FIN SWIRE 3 Y XS PACIFIC MTN FIN SWIRE 4 Y XS PACIFIC MTN FIN 2 Y XS WHARF 太古地产 SWIPRO 4 3/8 06/18/22 USD A2 A- A FIXED N N/A N/A 18/06/ ,000 1, ,000,000 太古股份 SWIRE 6 1/4 04/18/18 太古股份 SWIRE 5 1/2 08/19/19 太古股份 SWIRE 4 1/2 02/28/22 太古股份 SWIRE 4 1/2 10/09/23 4 Y XS FWD 富卫保险 FWDINS 5 09/24/24 2 N USG46715AB73 HUTCHISON WHAMPOA FIN HUTCH 2 N USG46747AA27 WHAMPOA INT 14 HUTCH 2 N USG4690AAA54 WHAMPOA INT 12 II HUTCH 3 N USG4672UAA37 WHAM INT 09 HUTCHISON 3 N USG4671AAA81 WHAM INT 09/19 HUTCH 3 N USG4673GAB17 WHAMPOA INT 11 HUTCH 3 N USG4690AAB38 WHAMPOA INT 12 II HUTCH 4 N USG46747AB00 WHAMPOA INT 14 HUTCHISON 4 N USG46715AC56 WHAMPOA FIN HUTCHISON 5 N USG4672CAC94 WHAM INT 03/33 HPHT 3 N USG22117AB45 15 PCCW-HKT 3 N XS CAPITAL NO5 USD A3 A- A FIXED N N/A N/A 18/04/ ,000 1, ,000,000 USD A3 A- A- 5.5 FIXED N N/A N/A 19/08/ ,000 1, ,000,000 USD A3 A- A- 4.5 FIXED N N/A N/A 28/02/ ,000 1, ,000,000 USD A3 A- N/A 4.5 FIXED N N/A N/A 9/10/ ,000 1, ,000,000 九龙仓 WHARF 3 1/2 01/23/19 USD N/A N/A A- 3.5 FIXED N N/A N/A 23/01/ ,000 1, ,000,000 和记黄埔 CKHH /01/17 和记黄埔 CKHH 1 5/8 10/31/17 和记黄埔 CKHH 2 11/08/17 和记黄埔 CKHH 7 5/8 04/09/19 和记黄埔 CKHH 5 3/4 09/11/19 和记黄埔 CKHH 4 5/8 01/13/22 和记黄埔 CKHH 3 1/4 11/08/22 和记黄埔 CKHH 3 5/8 10/31/24 和记黄埔 CKHH 7 1/2 08/01/27 和记黄埔 CKHH /24/33 和记港口控股信托 USD Baa2 N/A BBB 5 FIXED N N/A N/A 24/09/ ,000 1, ,000,000 USD A3 A- A FIXED N N/A N/A 1/08/ ,000 1, ,000,000 USD A3 A- A FIXED N N/A N/A 31/10/ ,000 1,000 2,000,000,000 USD A3 A- A- 2 FIXED N N/A N/A 8/11/ ,000 1,000 1,000,000,000 USD A3 A- A FIXED N N/A N/A 9/04/ ,000 1,000 1,500,000,000 USD A3 A- A FIXED N N/A N/A 11/09/ ,000 1,000 1,000,000,000 USD A3 A- A FIXED N N/A N/A 13/01/ ,000 1,000 1,430,000,000 USD A3 A- A FIXED N N/A N/A 8/11/ ,000 1, ,000,000 USD A3 A- A FIXED N N/A N/A 31/10/ ,000 1,000 1,500,000,000 USD A3 A- A- 7.5 FIXED N N/A N/A 1/08/ ,000 1, ,000,000 USD A3 A- A FIXED N N/A N/A 24/11/ ,000 1,000 1,144,000,000 HPHTSP 2 7/8 03/17/20 USD Baa1 BBB+ N/A FIXED N N/A N/A 17/03/ ,000 1, ,000,000 电讯盈科 PCCW 3 3/4 03/08/23 USD Baa2 BBB N/A 3.75 FIXED N N/A N/A 8/03/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 11 of 26

12 4 N XS HKT CAPITAL NO 2 电讯盈科 PCCW 3 5/8 04/02/25 USD Baa2 BBB N/A FIXED N N/A N/A 2/04/ ,000 1, ,000,000 内地房地产类 2 Y XS CSCEC CAYMAN II 2 Y XS OVERSEA FIN KY III 3 Y XS OVERSEAS FIN KY VI 3 Y XS OVRSEA FIN KY II 3 Y XS OVERSEAS FIN KY V 4 Y XS OVERSEA FIN KY III 4 Y XS OVERSEAS FIN KY VI 5 Y XS OVERSEAS FIN. VI 5 Y XS OVERSEAS FIN KY V 5 Y XS OVERSEA FIN KY III OS 3 Y XS GRAND OCEAN FIN POLY REAL 3 Y XS ESTATE POLY REAL 3 Y XS ESTATE SINO OCEAN 3 Y XS LND TRS FIN I 3 Y XS Y XS Y XS SINO OCEAN LD TRS FIN II SINO OCEAN LND TRS FIN I SINO OCEAN LD TRS FIN II 中国建筑股份 CHCONS 2 1/4 06/14/19 USD A2 A A 2.25 FIXED N N/A N/A 14/06/ ,000 1, ,000,000 中国海外发展 CHIOLI 3 3/8 10/29/18 USD Baa1 BBB+ A FIXED N N/A N/A 29/10/ ,000 1, ,000,000 中国海外发展 CHIOLI 4 1/4 05/08/19 USD Baa1 BBB+ A FIXED N N/A N/A 8/05/ ,000 1, ,000,000 中国海外发展 CHIOLI 5 1/2 11/10/20 USD Baa1 BBB+ N/A 5.5 FIXED N N/A N/A 10/11/ ,000 1,000 1,000,000,000 中国海外发展 CHIOLI /15/22 USD Baa1 BBB+ N/A 3.95 FIXED N N/A N/A 15/11/ ,000 1, ,000,000 中国海外发展 CHIOLI 5 3/8 10/29/23 USD Baa1 BBB+ A FIXED N N/A N/A 29/10/ ,000 1, ,000,000 中国海外发展 CHIOLI /08/24 USD Baa1 BBB+ A FIXED N N/A N/A 8/05/ ,000 1, ,000,000 中国海外发展 CHIOLI /11/34 USD Baa1 BBB+ A FIXED N N/A N/A 11/06/ ,000 1, ,000,000 中国海外发展 CHIOLI /15/42 USD Baa1 BBB+ N/A 5.35 FIXED N N/A N/A 15/11/ ,000 1, ,000,000 中国海外发展 CHIOLI 6 3/8 10/29/43 USD Baa1 BBB+ A FIXED N N/A N/A 29/10/ ,000 1, ,000,000 中国海外宏洋 COGO 5 1/8 01/23/19 USD Baa2 BBB- BBB FIXED N N/A N/A 23/01/ ,000 1, ,000,000 保利地产 POLYRE 4 1/2 08/06/18 USD Baa3 BBB- BBB+ 4.5 FIXED N N/A N/A 6/08/ ,000 1, ,287,000 保利地产 POLYRE 5 1/4 04/25/19 USD Baa3 BBB- BBB FIXED N N/A N/A 25/04/ ,000 1, ,405,000 远洋地产 SINOCE 4 5/8 07/30/19 USD Baa3 BBB- BBB FIXED N N/A N/A 30/07/ ,000 1, ,000,000 远洋地产 SINOCE /04/20 USD Baa3 BBB- BBB FIXED N N/A N/A 4/02/ ,000 1, ,000,000 远洋地产 SINOCE 6 07/30/24 USD Baa3 BBB- BBB- 6 FIXED N N/A N/A 30/07/ ,000 1, ,000,000 远洋地产 SINOCE /04/27 USD Baa3 BBB- BBB FIXED N N/A N/A 4/02/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 12 of 26

13 3 Y XS FRANSHION INVESTMENT FRANSHION 3 Y XS BRILLIANT FRANSHION 3 Y XS BRILLIANT FRANSHION 3 N USG3709DAA03 DEVELOPME NT 3 Y XS Y HK BESTGAIN REAL ESTATE VANKE REAL ESTATE HK 3 Y XS WANDA PROPERTIES OVERSEA WANDA 4 Y XS PROPERTIES INTL LEADING 3 Y XS AFFLUENCE 3 Y XS YUEXIU REIT MTN CO 4 Y XS LINK CAYMAN 3 Y XS RESOURCES LAND 4 Y XS RESOURCES LAND 3 N XS N XS N XS Y XS LONGFOR PROPERTIES LONGFOR PROPERTIES LONGFOR PROPERTIES DOUBLE ROSY 3 N XS SHIMAO PROPERTY HLDGS SHIMAO 3 N XS PROPERTY HLDGS 方兴地产 ( 母 : 中化 ) 方兴地产 ( 母 : 中化 ) 方兴地产 ( 母 : 中化 ) 方兴地产 ( 母 : 中化 ) CHJMAO /26/17 USD Baa3 BBB- BBB- 4.7 FIXED N N/A N/A 26/10/ ,000 1, ,140,000 CHJMAO 5 3/8 10/17/18 USD Baa3 BBB- BBB FIXED N N/A N/A 17/10/ ,000 1, ,000,000 CHJMAO 5 3/4 03/19/19 USD Baa3 BBB- BBB FIXED N N/A N/A 19/03/ ,000 1, ,000,000 CHJMAO 6 3/4 04/15/21 USD Baa3 BBB- BBB FIXED N N/A N/A 15/04/ ,000 1, ,000,000 万科 VNKRLE 2 5/8 03/13/18 USD Baa2 BBB BBB FIXED N N/A N/A 13/03/ ,000 1, ,000,000 万科 VNKRLE 4 1/2 12/04/18 CNY Baa2 BBB BBB+ 4.5 FIXED N N/A N/A 4/12/2018 1,000,000 10,000 1,000,000,000 大连万达商业地产 大连万达商业地产 DALWAN 4 7/8 11/21/18 USD Ba1 BB BBB FIXED N N/A N/A 21/11/ ,000 1, ,000,000 DALWAN 7 1/4 01/29/24 USD Ba1 BB BBB 7.25 FIXED N N/A N/A 29/01/ ,000 1, ,000,000 越秀地产 YUEXIU 4 1/2 01/24/23 越秀 REITs YXREIT /14/18 领汇 REITs LINREI /03/24 USD Baa3 N/A BBB- 4.5 FIXED N N/A N/A 24/01/ ,000 1, ,000,000 USD Baa3 BBB- N/A 3.1 FIXED N N/A N/A 14/05/ ,000 1, ,000,000 USD A2 A N/A 3.6 FIXED N N/A N/A 3/09/ ,000 1, ,000,000 华润置地 CRHZCH 4 3/8 02/27/19 USD Baa1 BBB+ BBB FIXED N N/A N/A 27/02/ ,000 1, ,000,000 华润置地 CRHZCH 6 02/27/24 USD Baa1 BBB+ BBB+ 6 FIXED N N/A N/A 27/02/ ,000 1, ,000,000 龙湖地产 LNGFOR 6 3/4 05/28/18 CNY Ba1 BB+ BBB FIXED N N/A N/A 28/05/2018 1,000,000 10,000 2,000,000,000 龙湖地产 LNGFOR 6 3/4 01/29/23 USD Ba1 BB+ BBB FIXED Y 29/01/ /01/ ,000 1, ,000,000 龙湖地产 LNGFOR 6 3/4 01/29/23 USD Ba1 BB+ BBB FIXED Y 29/01/ /01/ ,000 1, ,000,000 中粮置地 COFCOL 3 5/8 11/18/19 USD N/A N/A A FIXED N N/A N/A 18/11/ ,000 1, ,000,000 世茂房地产 SHIMAO 8 1/8 01/22/21 USD Ba3 BB BBB FIXED Y 22/01/ /01/ ,000 1, ,000,000 世茂房地产 SHIMAO 8 3/8 02/10/22 USD Ba3 BB BBB FIXED Y 10/02/ /02/ ,000 1,000 1,100,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 13 of 26

14 中国资产管理类 3 Y USG2117CAB84 CINDA 3 Y USG21184AA79 CINDA 4 Y USG2117CAC67 CINDA 4 Y USG21184AB52 CINDA 2 Y XS GREAT WALL INT HLD 2 Y XS GREAT WALL II 2 Y XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS GRT WALL INTL III GRT WALL INTL III CO II II II CO II II 2017 CO II II 中国信达资产管理 中国信达资产管理 中国信达资产管理 中国信达资产管理 中国长城资产管理 中国长城资产管理 中国长城资产管理 中国长城资产管理 CCAMCL 4 05/14/19 USD Baa1 A- A 4 FIXED N N/A N/A 14/05/ ,000 1,000 1,000,000,000 CCAMCL 3 1/8 04/23/20 USD Baa1 A- A FIXED N N/A N/A 23/04/ ,000 1,000 1,300,000,000 CCAMCL 5 5/8 05/14/24 USD Baa1 A- A FIXED N N/A N/A 14/05/ ,000 1, ,000,000 CCAMCL 4 1/4 04/23/25 USD Baa1 A- A 4.25 FIXED N N/A N/A 23/04/ ,000 1,000 1,700,000,000 GRWALL 2 1/2 09/17/17 USD A1 N/A N/A 2.5 FIXED N N/A N/A 17/09/ ,000 1, ,000,000 GRWALL 2 1/2 06/18/18 USD A2 N/A N/A 2.5 FIXED N N/A N/A 18/06/ ,000 1,000 1,000,000,000 GRWALL 2 1/4 10/27/19 USD Baa1 BBB+ A 2.25 FIXED N N/A N/A 27/10/ ,000 1, ,000,000 GRWALL 2 5/8 10/27/21 USD Baa1 BBB+ A FIXED N N/A N/A 27/10/ ,000 1, ,000,000 HRAM 3 07/17/17 USD Baa1 BBB+ A 3 FIXED N N/A N/A 17/07/ ,000 1, ,000,000 HRAM 3 1/2 01/16/18 USD Baa1 BBB+ A 3.5 FIXED N N/A N/A 16/01/ ,000 1, ,000,000 HRAM 2 7/8 11/19/18 USD Baa1 BBB+ A FIXED N N/A N/A 19/11/ ,000 1, ,000,000 HRAM 2 3/4 06/03/19 USD N/A BBB+ A 2.75 FIXED N N/A N/A 3/06/ ,000 1, ,000,000 HRAM 4 07/17/19 USD Baa1 BBB+ A 4 FIXED N N/A N/A 17/07/ ,000 1,000 1,200,000,000 HRAM 2 7/8 11/22/19 USD N/A BBB+ A FIXED N N/A N/A 22/11/ ,000 1,000 1,000,000,000 HRAM 4 1/2 01/16/20 USD Baa1 BBB+ A 4.5 FIXED N N/A N/A 16/01/ ,000 1,000 1,200,000,000 HRAM 3 3/8 01/24/20 USD Baa1 N/A A FIXED N N/A N/A 24/01/ ,000 1,000 1,100,000,000 HRAM 3 3/4 11/19/20 USD Baa1 BBB+ A 3.75 FIXED N N/A N/A 19/11/ ,000 1, ,000,000 HRAM 3 1/4 06/03/21 USD N/A BBB+ A 3.25 FIXED N N/A N/A 3/06/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 14 of 26

15 3 Y XS II HRAM 3 5/8 11/22/21 USD N/A BBB+ A FIXED N N/A N/A 22/11/ ,000 1,000 1,350,000,000 4 Y XS II HRAM 5 1/2 01/16/25 USD Baa1 BBB+ A 5.5 FIXED N N/A N/A 16/01/ ,000 1,000 1,400,000,000 4 Y XS II HRAM 5 11/19/25 USD Baa1 BBB+ A 5 FIXED N N/A N/A 19/11/ ,000 1, ,000,000 4 Y XS II HRAM 4 5/8 06/03/26 USD N/A BBB+ A FIXED N N/A N/A 3/06/ ,000 1, ,000,000 4 Y XS Y XS II 2017 CO 5 Y XS II 2 Y XS CENTURY MASTER INVESTMEN CHARMING 3 Y XS LIGHT INVST CHARMING 3 Y XS LIGHT INVST CHARMING 4 Y XS LIGHT INVST 中国东方资产管理 中国东方资产管理 中国东方资产管理 中国东方资产管理 HRAM 4 7/8 11/22/26 HRAM 4 1/2 PERP HRAM 2 7/8 PERP ORIEAS 4 3/4 09/19/18 ORIEAS 3 3/4 09/03/19 ORIEAS 2 3/8 08/30/21 ORIEAS 5 09/03/24 USD N/A BBB+ A FIXED N N/A N/A 22/11/ ,000 1, ,000,000 USD Baa1 N/A A- 4.5 VARIABLE Y 24/01/ 永续债 200,000 1,000 1,500,000,000 USD Baa1 N/A A VARIABLE Y 14/09/ 永续债 200,000 1, ,000,000 USD N/A BBB+ A 4.75 FIXED N N/A N/A 19/09/ ,000 1, ,000,000 USD Baa1 N/A A 3.75 FIXED N N/A N/A 3/09/ ,000 1,000 1,100,000,000 USD Baa1 N/A A FIXED N N/A N/A 30/08/ ,000 1, ,000,000 USD Baa1 N/A A 5 FIXED N N/A N/A 3/09/ ,000 1, ,000,000 保险类 2 Y HK Y US00131M2A05 3 Y HK Y US00131M2B87 AIA AIA AIA AIA 5 N XS PRUDENTIAL PLC 2 N XS N XS PING AN LIFE INSURANCE PING AN LIFE INSURANCE 友邦保险 AIA 1 3/4 03/13/18 友邦保险 AIA 2 1/4 03/11/19 友邦保险 AIA 3 1/8 03/13/23 友邦保险 AIA 4 7/8 03/11/44 英国保诚 PRUFIN 5 1/4 PERP 中国平安保险 PINGLI 2 3/8 01/19/19 中国平安保险 PINGLI 2 7/8 01/19/21 USD N/A A N/A 1.75 FIXED N N/A N/A 13/03/ ,000 1, ,000,000 USD A2 A N/A 2.25 FIXED N N/A N/A 11/03/ ,000 1, ,000,000 USD N/A A N/A FIXED N N/A N/A 13/03/ ,000 1, ,000,000 USD A2 A N/A FIXED N N/A N/A 11/03/ ,000 1, ,000,000 USD A3 A- BBB FIXED Y 20/07/ 永续债 200,000 1,000 1,000,000,000 USD A3 N/A N/A FIXED N N/A N/A 19/01/ ,000 1, ,000,000 USD A3 N/A N/A FIXED N N/A N/A 19/01/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 15 of 26

16 3 Y XS N XS TAIKANG INSURANCE GR LA MONDIALE 泰康人寿保险 TAIKAN 3 1/2 01/19/22 USD N/A N/A BBB+ 3.5 FIXED N N/A N/A 19/01/ ,000 1, ,000,000 LA MONDIALE LAMON 7 5/8 PERP USD N/A BBB N/A VARIABLE Y 23/04/ 永续债 200,000 1, ,000,000 证券金融类 2 Y XS CITIC SEC 2013 CITIC 3 Y XS SECURITIES FIN MTN CICC HK 3 Y XS MTN HAITONG 3 Y XS INTL FIN 2014 HAITONG 3 Y XS INTL FIN HLDG 15 HAITONG 3 Y XS INTL FIN 2015 GOLDMAN 3 N US38141GVP61 SACHS INC GOLDMAN 4 N US38148LAE65 SACHS INC 租赁类 中信证券 CITICS 2 1/2 05/03/18 中信证券 CITICS 3 1/2 10/30/19 中金国际 CICCHK 2 3/4 05/18/19 海通国际 HTISEC /11/19 海通证券 HAISEC 3 1/2 04/21/20 海通国际 HTISEC /29/20 美商高盛证券 GS 2 3/4 09/15/20 美商高盛证券 GS 3 3/4 05/22/25 USD N/A A N/A 2.5 FIXED N N/A N/A 3/05/ ,000 1, ,000,000 USD Baa1 BBB N/A 3.5 FIXED N N/A N/A 30/10/ ,000 1, ,000,000 USD N/A BBB+ BBB FIXED N N/A N/A 18/05/ ,000 1, ,000,000 USD N/A BBB N/A 3.99 FIXED N N/A N/A 11/09/ ,000 1, ,000,000 USD N/A BBB N/A 3.5 FIXED N N/A N/A 21/04/ ,000 1, ,000,000 USD N/A BBB N/A 4.2 FIXED N N/A N/A 29/07/ ,000 1, ,000,000 USD A3 BBB+ A 2.75 FIXED Y 15/08/ /09/ ,000 1,000 2,000,000,000 USD A3 BBB+ A 3.75 FIXED Y 22/02/ /05/ ,000 1,000 2,250,000,000 4 N US09681MAB46 2 Y XS Y XS BOC AVIATION AZURE ORBIT III INTL FIN AZURE ORBIT III INTL FIN 3 Y XS CCBL CAYMAN 1 CORP CCBL 3 Y XS CAYMAN 1 CORP 3 Y XS Y USY3R559AE22 ABCL GLORY CAPITAL ICBCIL CO 中银航空租赁 BOCAVI 3 7/8 04/27/26 USD N/A BBB+ A FIXED Y 27/01/ /04/ ,000 1, ,000,000 交银金融租赁 BOCOM 2 1/8 03/21/19 USD A2 A- N/A FIXED N N/A N/A 21/03/ ,000 1, ,000,000 交银金融租赁 BOCOM 2 5/8 03/21/21 USD A2 A- N/A FIXED N N/A N/A 21/03/ ,000 1, ,000,000 建银金融租赁 CCBL 2 3/8 05/31/19 建银金融租赁 CCBL 2 3/4 05/31/21 农银金融租赁 AGRBK 2 1/2 06/21/21 工银国际租赁财务 ICBCIL /13/18 USD A2 N/A A FIXED N N/A N/A 31/05/ ,000 1, ,000,000 USD A2 N/A A 2.75 FIXED N N/A N/A 31/05/ ,000 1, ,000,000 USD N/A N/A A 2.5 FIXED N N/A N/A 21/06/ ,000 1, ,000,000 USD A2 A- A 2.6 FIXED N N/A N/A 13/11/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 16 of 26