4 XS FUTURE LAND DEVELOPMENT 新城发展控股 FUTLAN 6 1/4 11/12/17 4 XS FUTURE LAND DEVELOPMENT 新城发展控股 FUTLAN 10 1/4 07/21/19 4 HK

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1 高收益债券 内地房地产类 4 USG24524AJ24 COUNTRY GARDEN HLDG CO 碧桂园 COGARD 7 7/8 05/27/19 4 XS COUNTRY GARDEN HLDG CO 碧桂园 COGARD 7 1/2 03/09/20 4 USG24524AH67 COUNTRY GARDEN HLDGS 碧桂园 COGARD 7 1/4 04/04/21 4 USG24524AG84 COUNTRY GARDEN HLDG CO 碧桂园 COGARD 7 1/2 01/10/23 4 XS TRILLION CHANCE LTD 富力地产 GZRFPR 8 1/2 01/10/19 4 XS CAIFU HOLDINGS LTD 富力地产 GZRFPR 8 3/4 01/24/20 4 XS KWG PROPERTY HOLDING LTD 合景泰富 KWGPRO 13 1/4 03/22/17 4 XS KWG PROPERTY HOLDING LTD 合景泰富 KWGPRO /14/19 4 XS KWG PROPERTY HOLDING LTD 合景泰富 KWGPRO 8 1/4 08/05/19 4 XS KWG PROPERTY HOLDING LTD 合景泰富 KWGPRO 8 5/8 02/05/20 4 USG3225AAD57 EVERGRANDE REAL ESTATE 恒大地产 EVERRE 8 3/4 10/30/18 4 XS EVERGRANDE REAL ESTATE 恒大地产 EVERRE 12 02/17/20 4 XS AGILE PROPERTY HLDGS LTD 雅居乐 AGILE 6 1/2 02/28/17 4 XS AGILE PROPERTY HLDGS LTD 雅居乐 AGILE 9 7/8 03/20/17 4 XS AGILE PROPERTY HLDGS LTD 雅居乐 AGILE 8 3/8 02/18/19 4 XS AGILE PROPERTY HLDGS LTD 雅居乐 AGILE 9 05/21/20 4 XS GEMDALE ASIA HLD LTD 金地集团 GEMDAL 5 5/8 03/21/18 4 XS GEMDALE ASIA INVESTMENT 金地集团 GEMDAL 6 1/2 03/04/17 4 XS CENTRAL CHN REAL ESTATE 建业地产 CENCHI 6 1/2 06/04/18 4 XS CENTRAL CHINA REAL ESTAT 建业地产 CENCHI 8 01/28/20 4 XS CENTRAL CHINA REAL ESTAT 建业地产 CENCHI 8 3/4 01/23/21 4 XS SUNAC CHINA HOLDINGS LTD 融创中国 SUNAC 9 3/8 04/05/18 4 XS SUNAC CHINA HOLDINGS LTD 融创中国 SUNAC 8 3/4 12/05/19 4 XS GREENTOWN CHINA HLDGS 绿城中国 GRNCH 8 03/24/19 4 XS GREENTOWN CHINA HLDGS 绿城中国 GRNCH 5 7/8 08/11/20 4 XS CIFI HOLDINGS GROUP CO 旭辉控股 CIFIHG 8 7/8 01/27/19 4 XS CIFI HOLDINGS GROUP 旭辉控股 CIFIHG 7 3/4 06/05/20 USD Ba1 BB BB FIXED Y 27/05/ /05/ ,000 1, ,000,000 USD Ba1 BB BB+ 7.5 FIXED Y 9/03/ /03/ ,000 1, ,000,000 USD Ba1 BB N/A 7.25 FIXED Y 4/10/ /04/ ,000 1, ,000,000 USD Ba1 BB N/A 7.5 FIXED Y 10/01/ /01/ ,000 1, ,000,000 USD B1 B BB 8.5 FIXED Y 10/01/ /01/ ,000 1,000 1,000,000,000 USD B1 B BB 8.75 FIXED Y 24/01/ /01/ ,000 1, ,000,000 USD B1 B+ N/A FIXED N N/A N/A 22/03/ ,000 1, ,000,000 USD B1 B+ N/A FIXED Y 14/01/ /01/ ,000 1, ,000,000 USD B1 B+ N/A 8.25 FIXED Y 5/08/ /08/ ,000 1, ,000,000 USD B1 B+ N/A FIXED Y 5/02/ /02/ ,000 1, ,000,000 USD B3 CCC+ N/A 8.75 FIXED Y 30/10/ /10/ ,000 1,000 1,500,000,000 USD B3 CCC+ N/A 12 FIXED Y 17/02/ /02/ ,000 1,000 1,000,000,000 CNY B1 B+ N/A 6.5 FIXED N N/A N/A 28/02/2017 1,000,000 10,000 2,000,000,000 USD B1 B+ N/A FIXED N N/A N/A 20/03/ ,000 1, ,000,000 USD B1 B+ N/A FIXED Y 18/02/ /02/ ,000 1, ,000,000 USD B1 B+ N/A 9 FIXED Y 21/05/ /05/ ,000 1, ,000,000 CNY Ba3 B+ N/A FIXED N N/A N/A 21/03/2018 1,000,000 10, ,450,000 CNY Ba3 B+ N/A 6.5 FIXED N N/A N/A 4/03/2017 1,000,000 10, ,290,000 USD Ba3 B+ N/A 6.5 FIXED Y 4/06/ /06/ ,000 1, ,000,000 USD Ba3 B+ N/A 8 FIXED Y 28/01/ /01/ ,000 1, ,000,000 USD Ba3 B+ N/A 8.75 FIXED Y 23/01/ /01/ ,000 1, ,000,000 USD B2 B WD FIXED Y 29/07/ /04/ ,000 1, ,000,000 USD B2 B BB 8.75 FIXED Y 5/12/ /12/ ,000 1, ,000,000 USD B1 B+ N/A 8 FIXED Y 24/03/ /03/ ,000 1, ,541,000 USD Ba3 B+ N/A FIXED Y 11/08/ /08/ ,000 1, ,000,000 USD B1 B+ BB FIXED Y 27/01/ /01/ ,000 1, ,000,000 USD B1 B+ BB FIXED Y 5/06/ /06/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 1 of 16

2 4 XS FUTURE LAND DEVELOPMENT 新城发展控股 FUTLAN 6 1/4 11/12/17 4 XS FUTURE LAND DEVELOPMENT 新城发展控股 FUTLAN 10 1/4 07/21/19 4 HK RKI FINANCE (2013)LTD 路劲基建 ROADKG 6 12/03/16 4 XS ROAD KING 2012 LTD 路劲基建 ROADKG 9 7/8 09/18/17 4 XS LOGAN PROPERTY HOLDINGS 龙光地产 LOGPH 9 3/4 12/08/17 4 XS LOGAN PROPERTY HOLDINGS 龙光地产 LOGPH 11 1/4 06/04/19 4 XS CHINA SOUTH CITY HOLDING 华南城 CSCHCN 8 1/4 01/29/19 4 XS YUZHOU PROPERTIES CO LTD 禹洲地产 YUZHOU 8 3/4 10/04/18 4 XS YUZHOU PROPERTIES CO LTD 禹洲地产 YUZHOU 8 5/8 01/24/19 4 XS YUZHOU PROPERTIES CO LTD 禹洲地产 YUZHOU 9 12/08/19 4 XS CHINA SCE PROPERTY HLDGS 中骏置业 CHINSC 10 07/02/20 4 HK MODERN LAND CHINA CO 当代置业 MOLAND 11 01/22/17 4 XS MODERN LAND CHINA CO 当代置业 MOLAND 12 3/4 07/31/19 4 XS MODERN LAND CHINA CO 当代置业 MOLAND 13 7/8 11/04/18 4 XS TIMES PROPERTY HLDG LTD 时代地产 TPHL 10 3/8 07/16/17 4 XS TIMES PROPERTY HLDG LTD 时代地产 TPHL 12 5/8 03/21/19 4 XS TIMES PROPERTY HLDG LTD 时代地产 TPHL /05/20 4 XS REDCO PROPERTIES GROUP 力高地产 REDPRO 13 3/4 08/01/19 4 XS OCEANWIDE REAL ESTATE IN 泛海控股 FANHAI 11 3/4 09/08/19 4 XS OCEANWIDE HLDGS INTL 15 泛海控股 FANHAI 9 5/8 08/11/20 4 XS XINYUAN REAL ESTATE 鑫苑置业 XIN 13 1/4 05/03/18 4 XS XINYUAN REAL ESTATE 鑫苑置业 XIN 13 06/06/19 4 XS CHINA AOYUAN PROPERTY 中国奥园 CAPG 10 7/8 05/26/18 4 XS CHINA AOYUAN PROPERTY 中国奥园 CAPG 11 1/4 01/17/19 4 XS FANTASIA HOLDINGS GROUP 花样年 FTHDGR 13 3/4 09/27/17 4 XS FANTASIA HOLDINGS GROUP 花样年 FTHDGR 11 1/2 06/01/18 4 XS FANTASIA HOLDINGS GROUP 花样年 FTHDGR 10 5/8 01/23/19 4 XS FANTASIA HOLDINGS GROUP 花样年 FTHDGR 10 3/4 01/22/20 4 XS POWERLONG REAL ESTATE HL 宝龙地产 PWRLNG 10 3/4 09/18/17 USD B1 B+ N/A 6.25 FIXED N N/A N/A 12/11/ ,000 1, ,000,000 USD B1 B+ N/A FIXED Y 21/07/ /07/ ,000 1, ,000,000 CNY B1 BB- N/A 6 FIXED N N/A N/A 3/12/2016 1,000,000 10,000 2,200,000,000 USD B1 BB- N/A FIXED Y 14/07/ /09/ ,000 1, ,000,000 USD B1 N/A BB FIXED N N/A N/A 8/12/ ,000 1, ,000,000 USD B1 N/A BB FIXED Y 4/06/ /06/ ,000 1, ,000,000 USD N/A B- B 8.25 FIXED Y 29/01/ /01/ ,000 1, ,000,000 USD B1 B BB FIXED Y 4/10/ /10/ ,000 1, ,000,000 USD B1 B BB FIXED Y 24/01/ /01/ ,000 1, ,000,000 USD B1 B BB- 9 FIXED Y 8/12/ /12/ ,000 1, ,000,000 USD B2 B- N/A 10 FIXED Y 2/07/ /07/ ,000 1, ,000,000 CNY B2 N/A B 11 FIXED N N/A N/A 22/01/2017 1,000, ,000 1,100,000,000 USD B2 N/A B FIXED Y 31/07/ /07/ ,000 1, ,000,000 USD B2 N/A B FIXED Y 4/11/ /11/ ,000 1, ,000,000 CNY B2 B B FIXED N N/A N/A 16/07/2017 1,000,000 10,000 1,500,000,000 USD B2 B B FIXED Y 21/03/ /03/ ,000 1, ,000,000 USD B2 B B FIXED Y 5/03/ /03/ ,000 1, ,000,000 USD N/A B B FIXED Y 1/08/ /08/ ,000 1, ,000,000 USD N/A B B FIXED Y 8/09/ /09/ ,000 1, ,000,000 USD N/A B B FIXED Y 11/08/ /08/ ,000 1, ,000,000 USD N/A B- B FIXED Y 3/05/ /05/ ,000 1, ,000,000 USD N/A B- B 13 FIXED Y 6/06/ /06/ ,000 1, ,000,000 USD N/A B- B FIXED N N/A N/A 26/05/ ,000 1, ,000,000 USD B3 B- B FIXED Y 17/01/ /01/ ,000 1, ,000,000 USD B3 B N/A FIXED N N/A N/A 27/09/ ,000 1, ,000,000 USD B3 B N/A 11.5 FIXED N N/A N/A 1/06/ ,000 1, ,000,000 USD B3 B N/A FIXED Y 23/01/ /01/ ,000 1, ,000,000 USD B3 B N/A FIXED Y 22/01/ /01/ ,000 1, ,000,000 CNY B3 B- N/A FIXED N N/A N/A 18/09/2017 1,000,000 10,000 1,500,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 2 of 16

3 4 XS POWERLONG REAL ESTATE HL 宝龙地产 PWRLNG 7 5/8 11/26/18 城投债 4 XS XZ ECO TECH DEV ZONE INT 工业类 / 其他企业债券 徐州经济技术开发区国有资产经营 XZETDZ 4 1/2 06/16/19 4 XS WEST CHINA CEMENT LTD 西部水泥 WESCHI 6 1/2 09/11/19 4 XS HSIN CHONG GROUP HOLDING 新昌集团控股 HSINCG 8 3/4 05/18/18 4 XS HSIN CHONG GROUP HOLDING 新昌集团控股 HSINCG 8 1/2 01/22/19 4 USG11259AB79 BIOSTIME INTL HOLDINGS 合生元 BTSDF 7 1/4 06/21/21 4 XS HNA GROUP INTL CO LTD 海航集团 SANYPH 8 1/8 12/03/18 4 XS HAIKOU MEILAN INT AIRPRT 海口美兰国际机场 MEILAN 7 1/4 06/18/18 4 SG6QD HAINAN AIRLINE HK 海南航空 HAIAIR 6 1/4 05/22/17 4 HK HONG KONG AVIATION LTD 香港航空 HONAIR 7 1/2 11/04/16 4 XS BLUE SKY FLIERS CO LTD 香港航空 HONAIR /20/19 4 XS DEGREES INTL LTD 361 度国际 DEGREE 7 1/4 06/03/21 4 XS DEGREES INTL LTD 361 度国际 DEGREE 7 1/2 09/12/17 4 USY9896RAA96 ZOOMLION HK SPV CO LTD 中联重科 ZOOMLI 6 7/8 04/05/17 4 USY9896RAB79 ZOOMLION HK SPV CO LTD 中联重科 ZOOMLI 6 1/8 12/20/22 4 USG3777BAB92 GEELY AUTOMOBILE 吉利汽车 GEELY 5 1/4 10/06/19 4 XS CAR INC 神州租车 CARINC 6 1/8 02/04/20 4 XS CAR INC 神州租车 CARINC 6 02/11/21 4 USG2115XAA66 CHINA OIL AND GAS GROUP 中油燃气 CHIOIL 5 1/4 04/25/18 4 XS CHINA OIL AND GAS GROUP 中油燃气 CHIOIL 5 05/07/20 4 XS CHINA HONGQIAO GROUP LTD 中国宏桥 HONGQI 7 5/8 06/26/17 4 XS CHINA HONGQIAO GROUP LTD 中国宏桥 HONGQI 6 7/8 05/03/18 4 USG2108VAC57 CHINA ORIENTAL GROUP CO 中国东方集团控股 CHOGRP 7 11/17/17 4 XS SPARKLE ASSETS LTD 复星国际 FOSUNI 6 7/8 01/30/20 4 XS TEXHONG TEXTILE GROUP LT 天虹纺织 TEXTEX 6 1/2 01/18/19 4 XS HENGDELI HOLDINGS LTD 亨得利 XINHD 6 1/4 01/29/18 4 USG3958RAB53 GOLDEN EAGLE RETAIL GROU 金鹰商贸 GERGHK 4 5/8 05/21/23 USD B3 B- N/A FIXED N N/A N/A 26/11/ ,000 1, ,000,000 USD N/A N/A BB+ 4.5 FIXED N N/A N/A 16/06/ ,000 1, ,000,000 USD Ba3 /*+ B+ /*+ BB- /*+ 6.5 FIXED Y 11/09/ /09/ ,000 1, ,000,000 USD N/A N/A N/A 8.75 FIXED N N/A N/A 18/05/ ,000 1, ,000,000 USD N/A N/A N/A 8.5 FIXED N N/A N/A 22/01/ ,000 1, ,000,000 USD Ba3 BB- N/A 7.25 FIXED Y 21/06/ /06/ ,000 1, ,000,000 USD N/A N/A N/A FIXED N N/A N/A 3/12/ ,000 1, ,000,000 CNY N/A N/A N/A 7.25 FIXED N N/A N/A 18/06/2018 1,000,000 10, ,000,000 CNY N/A N/A N/A 6.25 FIXED N N/A N/A 22/05/2017 1,000,000 10,000 3,000,000,000 CNY N/A N/A N/A 7.5 FIXED N N/A N/A 4/11/2016 1,000,000 10, ,000,000 USD N/A N/A N/A 6.9 FIXED N N/A N/A 20/01/ ,000 1, ,000,000 USD N/A BB BB 7.25 FIXED Y 3/06/ /06/ ,000 1, ,000,000 CNY N/A N/A N/A 7.5 FIXED N N/A N/A 12/09/2017 1,000,000 10,000 1,500,000,000 USD N/A B+ B FIXED N N/A N/A 5/04/ ,000 1, ,000,000 USD N/A B+ B FIXED N N/A N/A 20/12/ ,000 1, ,000,000 USD Ba2 BB+ N/A 5.25 FIXED Y 6/10/ /10/ ,000 1, ,000,000 USD Ba1 BB+ /*- BB FIXED Y 4/02/ /02/ ,000 1, ,000,000 USD Ba1 BB+ /*- BB+ 6 FIXED Y 11/08/ /02/ ,000 1, ,000,000 USD Ba2 BB N/A 5.25 FIXED Y 29/07/ /04/ ,000 1, ,000,000 USD Ba2 BB N/A 5 FIXED Y 7/05/ /05/ ,000 1, ,000,000 USD N/A BB- BB FIXED N N/A N/A 26/06/ ,000 1, ,000,000 USD N/A BB- BB FIXED N N/A N/A 3/05/ ,000 1, ,000,000 USD WR N/A BB- 7 FIXED Y 29/07/ /11/ ,000 1,000 49,156,000 USD Ba3 BB N/A FIXED Y 30/01/ /01/ ,000 1, ,000,000 USD Ba3 BB N/A 6.5 FIXED Y 18/01/ /01/ ,000 1, ,000,000 USD Ba3 N/A B FIXED Y 29/01/ /01/ ,000 1, ,628,000 USD B2 B+ /*- BB FIXED N N/A N/A 21/05/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 3 of 16

4 4 XS PARKSON RETAIL GROUP LTD 百盛商业 PRKSON 4 1/2 05/03/18 5 USG5804GAE47 MAOYE INTERNATIONAL HLDG 茂业国际 MAOIH 7 3/4 05/19/17 4 USG59301AB01 MCE FINANCE LTD 新濠博亚娱乐 MPEL 5 02/15/21 4 USG85381AA26 STUDIO CITY FINANCE LTD 新濠博亚娱乐 STCITY 8 1/2 12/01/20 4 US71645WAU53 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 3 1/2 02/06/17 4 US71647NAG43 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 3 1/4 03/17/17 4 US71645WAM38 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 5 7/8 03/01/18 4 US71647NAB55 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 3 01/15/19 4 US71645WAN11 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 7 7/8 03/15/19 4 US71647NAH26 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 4 7/8 03/17/20 4 US71645WAR25 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 5 3/8 01/27/21 4 US71647NAF69 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 4 3/8 05/20/23 4 US71647NAM11 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 6 1/4 03/17/24 5 US71647NAA72 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 5 5/8 05/20/43 5 US71647NAK54 PETROBRAS GLOBAL FINANCE 巴西国家石油 PETBRA 7 1/4 03/17/44 5 US71647NAN93 PETROBRAS GLOBAL FINANCE 巴西国家石油 ( 百年债 ) PETBRA /05/15 3 XS SBERBANK (SB CAP SA) 俄罗斯联邦储蓄银行 SBERRU /07/17 3 XS SBERBANK (SB CAP SA) 俄罗斯联邦储蓄银行 SBERRU /24/17 3 XS SBERBANK (SB CAP SA) 俄罗斯联邦储蓄银行 SBERRU /28/19 3 XS SBERBANK (SB CAP SA) 俄罗斯联邦储蓄银行 SBERRU 6 1/8 02/07/22 4 XS VTB BANK (VTB CAPITAL SA 俄罗斯外贸银行 VTB 6 04/12/17 4 XS VTB BANK (VTB CAPITAL SA 俄罗斯外贸银行 VTB /22/18 4 XS VTB BANK (VTB CAPITAL SA 俄罗斯外贸银行 VTB 6 7/8 05/29/18 4 XS VTB BANK (VTB CAPITAL SA 俄罗斯外贸银行 VTB /13/20 5 XS VTB BANK (VTB CAPITAL SA 俄罗斯外贸银行 VTB 6 1/4 06/30/35 4 XS OJSC RUSS AGRIC BK(RSHB) 俄罗斯农业银行 RSHB /15/17 4 XS OJSC RUSS AGRIC BK(RSHB) 俄罗斯农业银行 RSHB /27/17 4 XS OJSC RUSS AGRIC BK(RSHB) 俄罗斯农业银行 RSHB /25/18 投资级别债券 USD B2 N/A B 4.5 FIXED N N/A N/A 3/05/ ,000 1, ,000,000 USD Caa2 CCC+ /* N/A 7.75 FIXED N N/A N/A 19/05/ ,000 1, ,000,000 USD Ba3 BB- N/A 5 FIXED Y 29/07/ /02/ ,000 1,000 1,000,000,000 USD B3 B N/A 8.5 FIXED Y 29/07/ /12/ ,000 1, ,000,000 USD B3 B+ BB 3.5 FIXED N N/A N/A 6/02/ ,000 1, ,483,000 USD B3 B+ BB 3.25 FIXED N N/A N/A 17/03/ ,000 1, ,019,000 USD B3 B+ BB FIXED N N/A N/A 1/03/ ,000 1, ,527,000 USD B3 B+ BB 3 FIXED N N/A N/A 15/01/ ,000 1,000 1,934,733,000 USD B3 B+ BB FIXED N N/A N/A 15/03/ ,000 1,000 2,750,000,000 USD B3 B+ BB FIXED N N/A N/A 17/03/ ,000 1,000 1,500,000,000 USD B3 B+ BB FIXED N N/A N/A 27/01/ ,000 1,000 5,250,000,000 USD B3 B+ BB FIXED N N/A N/A 20/05/ ,000 1,000 3,500,000,000 USD B3 B+ BB 6.25 FIXED N N/A N/A 17/03/ ,000 1,000 2,500,000,000 USD B3 B+ BB FIXED N N/A N/A 20/05/ ,000 1,000 1,750,000,000 USD B3 B+ BB 7.25 FIXED N N/A N/A 17/03/ ,000 1,000 1,000,000,000 USD B3 B+ BB 6.85 FIXED N N/A N/A 5/06/ ,000 1,000 2,500,000,000 USD Ba1 N/A BBB FIXED N N/A N/A 7/02/ ,000 1,000 1,300,000,000 USD Ba1 N/A BBB- 5.4 FIXED N N/A N/A 24/03/ ,000 1,000 1,250,000,000 USD Ba1 N/A BBB FIXED N N/A N/A 28/06/ ,000 1,000 1,000,000,000 USD Ba1 N/A BBB FIXED N N/A N/A 7/02/ ,000 1,000 1,500,000,000 USD Ba1 N/A WD 6 FIXED N N/A N/A 12/04/ ,000 1,000 1,574,039,000 USD Ba1 BB+ WD FIXED N N/A N/A 22/02/ ,000 1, ,983,000 USD Ba1 BB+ WD FIXED N N/A N/A 29/05/ ,000 1,000 1,219,920,000 USD Ba1 BB+ WD FIXED N N/A N/A 13/10/ ,000 1, ,960,000 USD Ba1 BB+ WD 6.25 FIXED N N/A N/A 30/06/ ,000 1,000 22,513,000 USD Ba2 N/A BB FIXED N N/A N/A 15/05/ ,000 1, ,312,000 USD Ba2 N/A BB FIXED N N/A N/A 27/12/ ,000 1,000 1,300,000,000 USD Ba2 N/A BB+ 5.1 FIXED N N/A N/A 25/07/ ,000 1,000 1,300,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 4 of 16

5 香港企业类 3 XS CLP POWER HK FINANCING 中电控股 CHINLP 4 3/4 03/19/20 3 XS CLP POWER HK FINANCING 中电控股 CHINLP 4 3/4 07/12/21 4 XS CLP POWER HK FINANCING 中电控股 CHINLP 2 7/8 04/26/23 4 XS CLP POWER HK FINANCING 中电控股 CHINLP 3 1/8 05/06/25 4 XS CLP POWER HK FINANCING 中电控股 CHINLP 3 3/8 10/26/27 5 XS CLP POWER HK FINANCE LTD 中电控股 CHINLP 4 1/4 05/29/49 4 XS GOODMAN HK FINANCE 嘉民物流 GOOMAN 4 3/8 06/19/24 5 XS TOWNGAS FINANCE LTD 香港中华煤气 HKCGAS 4 3/4 01/29/49 3 XS HONGKONG ELECTRIC FINANC 电能实业 ( 港灯 ) HKE 4 1/4 12/14/20 3 XS HONGKONG LAND FINANCE 香港置地 HKLSP 4 1/2 06/01/22 4 XS HONGKONG LAND FINANCE 香港置地 HKLSP 4 5/8 01/16/24 4 XS HONGKONG LAND FINANCE 香港置地 HKLSP 4 1/2 10/07/25 3 XS HYSAN (MTN) LIMITED 希慎兴业 HYSAN 3 1/2 01/16/23 3 US50074KAA97 KOWLOON-CANTON RAILWAY 九广铁路公司 KCRC 5 1/8 05/20/19 3 XS WISEYEAR HOLDINGS LTD 嘉里建设 KERPRO 5 02/15/17 3 XS WISEYEAR HOLDINGS LTD 嘉里建设 KERPRO 5 7/8 04/06/21 3 XS LI & FUNG LTD 利丰 LIFUNG 5 1/2 05/16/17 3 XS LI & FUNG LTD 利丰 LIFUNG 5 1/4 05/13/20 3 XS LS FINANCE 2017 LTD 利福国际 LIHHK 5 1/4 01/26/17 3 XS LS FINANCE 2022 LTD 利福国际 LIHHK 4 1/4 10/16/22 3 XS NAN FUNG TREASURY I LTD 南丰集团 NANFUN 5 1/4 01/20/17 3 XS NAN FUNG TREASURY LTD 南丰集团 NANFUN 4 1/2 09/20/22 4 XS NAN FUNG TREASURY LTD 南丰集团 NANFUN 4 7/8 05/29/24 2 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 3 1/2 11/02/16 2 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 5 3/8 03/08/17 3 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 4 11/02/20 3 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 4 1/2 02/14/22 3 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 3 5/8 01/16/23 USD A1 A N/A 4.75 FIXED N N/A N/A 19/03/ ,000 1, ,000,000 USD A1 A N/A 4.75 FIXED N N/A N/A 12/07/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 26/04/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 6/05/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 26/10/ ,000 1, ,000,000 USD A3 BBB+ N/A 4.25 VARIABLE Y 7/11/ /05/ ,000 1, ,000,000 USD N/A BBB+ N/A FIXED N N/A N/A 19/06/ ,000 1, ,000,000 USD A3 A- N/A 4.75 VARIABLE Y 28/01/ /01/ ,000 1, ,000,000 USD N/A A- N/A 4.25 FIXED N N/A N/A 14/12/ ,000 1, ,000,000 USD A2 A N/A 4.5 FIXED N N/A N/A 1/06/ ,000 1, ,000,000 USD A2 A N/A FIXED N N/A N/A 16/01/ ,000 1, ,000,000 USD A2 A A 4.5 FIXED N N/A N/A 7/10/ ,000 1, ,000,000 USD A3 BBB+ BBB+ 3.5 FIXED N N/A N/A 16/01/ ,000 1, ,000,000 USD Aa1 AAA WD FIXED N N/A N/A 20/05/ ,000 1, ,000,000 USD N/A NR N/A 5 FIXED N N/A N/A 15/02/ ,000 1, ,000,000 USD N/A NR N/A FIXED N N/A N/A 6/04/ ,000 1, ,000,000 USD Baa1 BBB+ N/A 5.5 FIXED N N/A N/A 16/05/ ,000 1, ,000,000 USD Baa1 BBB+ N/A 5.25 FIXED N N/A N/A 13/05/ ,000 1, ,000,000 USD Baa3 N/A BBB FIXED N N/A N/A 26/01/ ,000 1, ,000,000 USD Baa3 N/A BBB FIXED N N/A N/A 16/10/ ,000 1, ,000,000 USD Baa3 BBB- BBB 5.25 FIXED N N/A N/A 20/01/ ,000 1, ,000,000 USD Baa3 BBB- BBB 4.5 FIXED N N/A N/A 20/09/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 29/05/ ,000 1, ,000,000 USD A1 A+ A 3.5 FIXED N N/A N/A 2/11/ ,000 1, ,000,000 USD A1 A+ A FIXED N N/A N/A 8/03/ ,000 1, ,300,000 USD A1 A+ A 4 FIXED N N/A N/A 2/11/ ,000 1, ,000,000 USD A1 A+ A 4.5 FIXED N N/A N/A 14/02/ ,000 1, ,000,000 USD A1 A+ A FIXED N N/A N/A 16/01/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 5 of 16

6 4 XS SUN HUNG KAI PROP (CAP) 新鸿基地产 SUNHUN 3 3/8 02/25/24 3 XS SWIRE PROPERT MTN FIN 太古地产 SWIPRO 2 3/4 03/07/20 3 XS SWIRE PROPERT MTN FIN 太古地产 SWIPRO 4 3/8 06/18/22 2 XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 6 1/4 04/18/18 3 XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 5 1/2 08/19/19 3 XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 4 1/2 02/28/22 4 XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 4 1/2 10/09/23 2 XS WHARF FINANCE LTD 九龙仓 WHARF 4 5/8 02/08/17 2 XS WHARF FINANCE LTD 九龙仓 WHARF 3 1/2 01/23/19 4 XS FWD LTD 富卫保险 FWDINS 5 09/24/24 2 USG4673GAA34 HUTCH WHAMPOA INT 11 LTD 和记黄埔 HUWHY 3 1/2 01/13/17 2 USG46715AB73 HUTCHISON WHAMPOA FIN 和记黄埔 HUWHY /01/17 2 USG46747AA27 HUTCH WHAMPOA INT 14 LTD 和记黄埔 HUWHY 1 5/8 10/31/17 2 USG4690AAA54 HUTCH WHAMPOA INT 12 II 和记黄埔 HUWHY 2 11/08/17 3 USG4672UAA37 HUTCH WHAM INT 09 LTD 和记黄埔 HUWHY 7 5/8 04/09/19 3 USG4671AAA81 HUTCHISON WHAM INT 09/19 和记黄埔 HUWHY 5 3/4 09/11/19 3 USG4673GAB17 HUTCH WHAMPOA INT 11 LTD 和记黄埔 HUWHY 4 5/8 01/13/22 3 USG4690AAB38 HUTCH WHAMPOA INT 12 II 和记黄埔 HUWHY 3 1/4 11/08/22 4 USG46747AB00 HUTCH WHAMPOA INT 14 LTD 和记黄埔 HUWHY 3 5/8 10/31/24 4 USG46715AC56 HUTCHISON WHAMPOA FIN 和记黄埔 HUWHY 7 1/2 08/01/27 5 USG4672CAC94 HUTCHISON WHAM INT 03/33 和记黄埔 HUWHY /24/33 3 USG22117AB45 HPHT FINANCE 15 LTD 和记港口控股信托 HPHTSP 2 7/8 03/17/20 3 XS PCCW-HKT CAPITAL NO5 LTD 电讯盈科 PCCW 3 3/4 03/08/23 4 XS HKT CAPITAL NO 2 LTD 电讯盈科 PCCW 3 5/8 04/02/25 内地房地产类 2 XS CSCEC FINANCE CAYMAN II 中国建筑股份 CHCONS 2 1/4 06/14/19 3 XS CHINA OVERSEAS FIN KY IV 中国海外发展 CHIOLI 4 7/8 02/15/17 2 XS CHINA OVERSEA FIN KY III 中国海外发展 CHIOLI 3 3/8 10/29/18 3 XS CHINA OVERSEAS FIN. VI 中国海外发展 CHIOLI 4 1/4 05/08/19 USD A1 A+ A VARIABLE Y 25/02/ /02/ ,000 1, ,000,000 USD A2 A- N/A 2.75 FIXED N N/A N/A 7/03/ ,000 1, ,000,000 USD A2 A- A FIXED N N/A N/A 18/06/ ,000 1, ,000,000 USD A3 A- A FIXED N N/A N/A 18/04/ ,000 1, ,000,000 USD A3 A- A- 5.5 FIXED N N/A N/A 19/08/ ,000 1, ,000,000 USD A3 A- A- 4.5 FIXED N N/A N/A 28/02/ ,000 1, ,000,000 USD A3 A- N/A 4.5 FIXED N N/A N/A 9/10/ ,000 1, ,000,000 USD N/A N/A A FIXED N N/A N/A 8/02/ ,000 1, ,000,000 USD N/A N/A A- 3.5 FIXED N N/A N/A 23/01/ ,000 1, ,000,000 USD Baa2 N/A BBB 5 FIXED N N/A N/A 24/09/ ,000 1, ,000,000 USD A3 A- A- 3.5 FIXED N N/A N/A 13/01/ ,000 1,000 1,000,000,000 USD A3 A- A FIXED N N/A N/A 1/08/ ,000 1, ,000,000 USD A3 A- A FIXED N N/A N/A 31/10/ ,000 1,000 2,000,000,000 USD A3 A- A- 2 FIXED N N/A N/A 8/11/ ,000 1,000 1,000,000,000 USD A3 A- A FIXED N N/A N/A 9/04/ ,000 1,000 1,500,000,000 USD A3 A- A FIXED N N/A N/A 11/09/ ,000 1,000 1,000,000,000 USD A3 A- A FIXED N N/A N/A 13/01/ ,000 1,000 1,480,000,000 USD A3 A- A FIXED N N/A N/A 8/11/ ,000 1, ,000,000 USD A3 A- A FIXED N N/A N/A 31/10/ ,000 1,000 1,500,000,000 USD A3 A- A- 7.5 FIXED N N/A N/A 1/08/ ,000 1, ,000,000 USD A3 A- A FIXED N N/A N/A 24/11/ ,000 1,000 1,144,000,000 USD Baa1 BBB+ N/A FIXED N N/A N/A 17/03/ ,000 1, ,000,000 USD Baa2 BBB N/A 3.75 FIXED N N/A N/A 8/03/ ,000 1, ,000,000 USD Baa2 BBB N/A FIXED N N/A N/A 2/04/ ,000 1, ,000,000 USD (P)A2 A A 2.25 FIXED N N/A N/A 14/06/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED N N/A N/A 15/02/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 29/10/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 8/05/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 6 of 16

7 3 XS CHINA OVRSEA FIN KY II 中国海外发展 CHIOLI 5 1/2 11/10/20 3 XS CHINA OVERSEAS FIN KY V 中国海外发展 CHIOLI /15/22 4 XS CHINA OVERSEA FIN KY III 中国海外发展 CHIOLI 5 3/8 10/29/23 4 XS CHINA OVERSEAS FIN KY VI 中国海外发展 CHIOLI /08/24 5 XS CHINA OVERSEAS FIN. VI 中国海外发展 CHIOLI /11/34 5 XS CHINA OVERSEAS FIN KY V 中国海外发展 CHIOLI /15/42 5 XS CHINA OVERSEA FIN KY III 中国海外发展 CHIOLI 6 3/8 10/29/43 3 XS CHINA OS GRAND OCEAN FIN 中国海外宏洋 COGO 5 1/8 01/23/19 3 XS POLY REAL ESTATE FINANCE 保利地产 POLYRE 4 1/2 08/06/18 3 XS POLY REAL ESTATE FINANCE 保利地产 POLYRE 5 1/4 04/25/19 3 XS GREENLAND GLB INVST 绿地集团 GRNLGR 3 1/2 10/17/17 3 XS GREENLAND GLB INVST 绿地集团 GRNLGR 4 3/8 07/03/19 4 XS GREENLAND GLB INVST 绿地集团 GRNLGR 5 7/8 07/03/24 3 XS GREENLAND HONG KONG HLDG 绿地香港 GRNLHK 4 3/4 10/18/16 3 XS GREENLAND HONG KONG HLDG 绿地香港 GRNLHK 4 3/8 08/07/17 3 XS GREENLAND HONG KONG HLDG 绿地香港 GRNLHK 5 1/2 01/23/18 3 XS SINO OCEAN LND TRS FIN I 远洋地产 SINOCE 4 5/8 07/30/19 3 XS SINO OCEAN LD TRS FIN II 远洋地产 SINOCE /04/20 4 XS SINO OCEAN LND TRS FIN I 远洋地产 SINOCE 6 07/30/24 4 XS SINO OCEAN LD TRS FIN II 远洋地产 SINOCE /04/27 3 XS FRANSHION INVESTMENT LTD 方兴地产 ( 母 : 中化 ) CHJMAO /26/17 3 XS FRANSHION BRILLIANT LTD 方兴地产 ( 母 : 中化 ) CHJMAO 5 3/8 10/17/18 3 XS FRANSHION BRILLIANT LTD 方兴地产 ( 母 : 中化 ) CHJMAO 5 3/4 03/19/19 3 USG3709DAA03 FRANSHION DEVELOPMENT 方兴地产 ( 母 : 中化 ) CHJMAO 6 3/4 04/15/21 3 HK BESTGAIN REAL ESTATE LYR 万科 VANKE /16/16 3 XS BESTGAIN REAL ESTATE 万科 VANKE 2 5/8 03/13/18 3 HK BESTGAIN REAL ESTATE LYR 万科 VANKE 4 1/2 12/04/18 3 XS WANDA PROPERTIES OVERSEA 大连万达商业地产 DALWAN 4 7/8 11/21/18 4 XS WANDA PROPERTIES INTL 大连万达商业地产 DALWAN 7 1/4 01/29/24 USD Baa1 BBB+ N/A 5.5 FIXED N N/A N/A 10/11/ ,000 1,000 1,000,000,000 USD Baa1 BBB+ N/A 3.95 FIXED N N/A N/A 15/11/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 29/10/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 8/05/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 11/06/ ,000 1, ,000,000 USD Baa1 BBB+ N/A 5.35 FIXED N N/A N/A 15/11/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 29/10/ ,000 1, ,000,000 USD Baa2 BBB- BBB FIXED N N/A N/A 23/01/ ,000 1, ,000,000 USD Baa3 BBB- BBB+ 4.5 FIXED N N/A N/A 6/08/ ,000 1, ,287,000 USD Baa3 BBB- BBB FIXED N N/A N/A 25/04/ ,000 1, ,405,000 USD Ba2 BB BB+ 3.5 FIXED N N/A N/A 17/10/ ,000 1, ,000,000 USD Ba2 BB BB FIXED N N/A N/A 3/07/ ,000 1, ,000,000 USD Ba2 BB BB FIXED N N/A N/A 3/07/ ,000 1, ,000,000 USD Ba3 B+ BB FIXED N N/A N/A 18/10/ ,000 1, ,000,000 USD Ba3 B+ BB FIXED N N/A N/A 7/08/ ,000 1, ,000,000 CNY N/A N/A BB+ 5.5 FIXED N N/A N/A 23/01/2018 1,000,000 10,000 1,500,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 30/07/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 4/02/ ,000 1, ,000,000 USD Baa3 BBB- BBB- 6 FIXED N N/A N/A 30/07/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 4/02/ ,000 1, ,000,000 USD Baa3 BBB- BBB- 4.7 FIXED N N/A N/A 26/10/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 17/10/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 19/03/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 15/04/ ,000 1, ,000,000 CNY Baa2 BBB BBB FIXED N N/A N/A 16/12/2016 1,000,000 10,000 1,000,000,000 USD Baa2 BBB BBB FIXED N N/A N/A 13/03/ ,000 1, ,000,000 CNY Baa2 BBB BBB+ 4.5 FIXED N N/A N/A 4/12/2018 1,000,000 10,000 1,000,000,000 USD Baa3 BB+ BBB FIXED N N/A N/A 21/11/ ,000 1, ,000,000 USD Baa3 BB+ BBB 7.25 FIXED N N/A N/A 29/01/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 7 of 16

8 3 XS YUEXIU PROPERTY CO LTD 越秀地产 YUEXIU 3 1/4 01/24/18 3 XS YUEXIU PROPERTY CO LTD 越秀地产 YUEXIU 4 1/2 01/24/23 3 XS YUEXIU REIT MTN CO 越秀 REITs YXREIT /14/18 4 XS LINK FINANCE CAYMAN 2009 领汇 REITs LINREI /03/24 3 XS CHINA RESOURCES LAND LTD 华润置地 CRHZCH 4 3/8 02/27/19 4 XS CHINA RESOURCES LAND LTD 华润置地 CRHZCH 6 02/27/24 3 XS LONGFOR PROPERTIES 龙湖地产 LNGFOR 6 3/4 05/28/18 3 XS LONGFOR PROPERTIES 龙湖地产 LNGFOR 6 7/8 10/18/19 3 XS LONGFOR PROPERTIES 龙湖地产 LNGFOR 6 3/4 01/29/23 3 XS LONGFOR PROPERTIES 龙湖地产 LNGFOR 6 3/4 01/29/23 3 XS DOUBLE ROSY LTD 中粮置地 COFCOL 3 5/8 11/18/19 3 XS SHIMAO PPTY HLDNG LTD 世茂房地产 SHIMAO 6 5/8 01/14/20 3 XS SHIMAO PPTY HLDNG LTD 世茂房地产 SHIMAO 8 1/8 01/22/21 3 XS SHIMAO PPTY HLDNG LTD 世茂房地产 SHIMAO 8 3/8 02/10/22 中国资产管理类 3 USG2117CAB84 CHINA CINDA FINANCE 中国信达资产管理 CCAMCL 4 05/14/19 3 USG21184AA79 CHINA CINDA FINANCE 2015 中国信达资产管理 CCAMCL 3 1/8 04/23/20 4 USG2117CAC67 CHINA CINDA FINANCE 中国信达资产管理 CCAMCL 5 5/8 05/14/24 4 USG21184AB52 CHINA CINDA FINANCE 2015 中国信达资产管理 CCAMCL 4 1/4 04/23/25 2 XS CHINA GREAT WALL INT HLD 中国长城资产管理 GRWALL 2 1/2 09/17/17 2 XS HUARONG FINANCE CO LTD 中国华融资产管理 HRAM 3 07/17/17 2 XS HUARONG FINANCE II 中国华融资产管理 HRAM 3 1/2 01/16/18 2 XS HUARONG FINANCE II 中国华融资产管理 HRAM 2 7/8 11/19/18 3 XS HUARONG FINANCE II 中国华融资产管理 HRAM 2 3/4 06/03/19 3 XS HUARONG FINANCE CO LTD 中国华融资产管理 HRAM 4 07/17/19 3 XS HUARONG FINANCE II 中国华融资产管理 HRAM 4 1/2 01/16/20 3 XS HUARONG FINANCE II 中国华融资产管理 HRAM 3 3/4 11/19/20 3 XS HUARONG FINANCE II 中国华融资产管理 HRAM 3 1/4 06/03/21 4 XS HUARONG FINANCE II 中国华融资产管理 HRAM 5 1/2 01/16/25 USD Baa3 N/A BBB FIXED N N/A N/A 24/01/ ,000 1, ,000,000 USD Baa3 N/A BBB- 4.5 FIXED N N/A N/A 24/01/ ,000 1, ,000,000 USD Baa2 BBB N/A 3.1 FIXED N N/A N/A 14/05/ ,000 1, ,000,000 USD A2 A N/A 3.6 FIXED N N/A N/A 3/09/ ,000 1, ,000,000 USD Baa1 BBB+ BBB FIXED N N/A N/A 27/02/ ,000 1, ,000,000 USD Baa1 BBB+ BBB+ 6 FIXED N N/A N/A 27/02/ ,000 1, ,000,000 CNY Ba2 BB BBB FIXED N N/A N/A 28/05/2018 1,000,000 10,000 2,000,000,000 USD Ba2 BB BBB FIXED Y 18/10/ /10/ ,000 1, ,000,000 USD Ba2 BB BBB FIXED Y 29/01/ /01/ ,000 1, ,000,000 USD Ba2 BB BBB FIXED Y 29/01/ /01/ ,000 1, ,000,000 USD N/A N/A A FIXED N N/A N/A 18/11/ ,000 1, ,000,000 USD Ba3 BB BBB FIXED Y 14/01/ /01/ ,000 1, ,000,000 USD Ba3 BB BBB FIXED Y 22/01/ /01/ ,000 1, ,000,000 USD Ba3 BB BBB FIXED Y 10/02/ /02/ ,000 1,000 1,100,000,000 USD Baa1 BBB+ /* A 4 FIXED N N/A N/A 14/05/ ,000 1,000 1,000,000,000 USD Baa1 BBB+ /* A FIXED N N/A N/A 23/04/ ,000 1,000 1,300,000,000 USD Baa1 BBB+ /* A FIXED N N/A N/A 14/05/ ,000 1, ,000,000 USD Baa1 BBB+ /* A 4.25 FIXED N N/A N/A 23/04/ ,000 1,000 1,700,000,000 USD A1 N/A N/A 2.5 FIXED N N/A N/A 17/09/ ,000 1, ,000,000 USD Baa1 BBB+ A 3 FIXED N N/A N/A 17/07/ ,000 1, ,000,000 USD Baa1 BBB+ A 3.5 FIXED N N/A N/A 16/01/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 19/11/ ,000 1, ,000,000 USD N/A BBB+ A 2.75 FIXED N N/A N/A 3/06/ ,000 1, ,000,000 USD Baa1 BBB+ A 4 FIXED N N/A N/A 17/07/ ,000 1,000 1,200,000,000 USD Baa1 BBB+ A 4.5 FIXED N N/A N/A 16/01/ ,000 1,000 1,200,000,000 USD Baa1 BBB+ A 3.75 FIXED N N/A N/A 19/11/ ,000 1, ,000,000 USD N/A BBB+ A 3.25 FIXED N N/A N/A 3/06/ ,000 1, ,000,000 USD Baa1 BBB+ A 5.5 FIXED N N/A N/A 16/01/ ,000 1,000 1,400,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 8 of 16

9 4 XS HUARONG FINANCE II 中国华融资产管理 HRAM 5 11/19/25 4 XS HUARONG FINANCE II 中国华融资产管理 HRAM 4 5/8 06/03/26 2 HK STARWAY ASSETS ENTERPRIS 中国东方资产管理 ORIEAS /22/17 2 XS CENTURY MASTER INVESTMEN 中国东方资产管理 ORIEAS 4 3/4 09/19/18 3 XS CHARMING LIGHT INVST LTD 中国东方资产管理 ORIEAS 3 3/4 09/03/19 4 XS CHARMING LIGHT INVST LTD 中国东方资产管理 ORIEAS 5 09/03/24 保险类 2 HK AIA GROUP LTD 友邦保险 AIA 1 3/4 03/13/18 2 US00131M2A05 AIA GROUP LTD 友邦保险 AIA 2 1/4 03/11/19 3 HK AIA GROUP LTD 友邦保险 AIA 3 1/8 03/13/23 5 US00131M2B87 AIA GROUP LTD 友邦保险 AIA 4 7/8 03/11/44 5 XS PRUDENTIAL PLC 英国保诚 PRUFIN 5 1/4 12/29/49 2 XS PING AN LIFE INSURANCE 中国平安保险 PINGLI 2 3/8 01/19/19 3 XS PING AN LIFE INSURANCE 中国平安保险 PINGLI 2 7/8 01/19/21 证券金融类 2 XS CITIC SEC FINANCE 2013 中信证券 CITICS 2 1/2 05/03/18 3 XS CITIC SECURITIES FIN MTN 中信证券 CITICS 3 1/2 10/30/19 3 XS CICC HK FINANCE 2016 MTN 中金国际 CICCHK 2 3/4 05/18/19 3 XS HAITONG INTL FIN 2014 海通证券 HTISEC /11/19 3 XS HAITONG INTL FIN HLDG 15 海通证券 HAISEC 3 1/2 04/21/20 3 XS HAITONG INTL FIN 2015 海通证券 HTISEC /29/20 3 US38141GVP61 GOLDMAN SACHS GROUP INC 美商高盛证券 GS 2 3/4 09/15/20 4 US38148LAE65 GOLDMAN SACHS GROUP INC 美商高盛证券 GS 3 3/4 05/22/25 租赁类 4 US09681MAB46 BOC AVIATION LTD 中银航空租赁 BOCAVI 3 7/8 04/27/26 2 XS AZURE ORBIT III INTL FIN 交银金融租赁 BOCOM 2 1/8 03/21/19 3 XS AZURE ORBIT III INTL FIN 交银金融租赁 BOCOM 2 5/8 03/21/21 3 XS CCBL CAYMAN 1 CORP 建银金融租赁 CCBL 2 3/8 05/31/19 3 XS CCBL CAYMAN 1 CORP 建银金融租赁 CCBL 2 3/4 05/31/21 USD Baa1 BBB+ A 5 FIXED N N/A N/A 19/11/ ,000 1, ,000,000 USD N/A BBB+ A FIXED N N/A N/A 3/06/ ,000 1, ,000,000 CNY N/A BBB+ A 4.1 FIXED N N/A N/A 22/01/2017 1,000,000 10,000 2,500,000,000 USD N/A BBB+ A 4.75 FIXED N N/A N/A 19/09/ ,000 1, ,000,000 USD Baa1 N/A A 3.75 FIXED N N/A N/A 3/09/ ,000 1,000 1,100,000,000 USD Baa1 N/A A 5 FIXED N N/A N/A 3/09/ ,000 1, ,000,000 USD N/A A N/A 1.75 FIXED N N/A N/A 13/03/ ,000 1, ,000,000 USD A3 A N/A 2.25 FIXED N N/A N/A 11/03/ ,000 1, ,000,000 USD N/A A N/A FIXED N N/A N/A 13/03/ ,000 1, ,000,000 USD A3 A N/A FIXED N N/A N/A 11/03/ ,000 1, ,000,000 USD A3 A- BBB FIXED Y 20/07/ /12/ ,000 1,000 1,000,000,000 USD A3 N/A N/A FIXED N N/A N/A 19/01/ ,000 1, ,000,000 USD A3 N/A N/A FIXED N N/A N/A 19/01/ ,000 1, ,000,000 USD N/A A N/A 2.5 FIXED N N/A N/A 3/05/ ,000 1, ,000,000 USD Baa1 BBB N/A 3.5 FIXED N N/A N/A 30/10/ ,000 1, ,000,000 USD N/A BBB+ BBB FIXED N N/A N/A 18/05/ ,000 1, ,000,000 USD N/A BBB N/A 3.99 FIXED N N/A N/A 11/09/ ,000 1, ,000,000 USD N/A BBB N/A 3.5 FIXED N N/A N/A 21/04/ ,000 1, ,000,000 USD N/A BBB N/A 4.2 FIXED N N/A N/A 29/07/ ,000 1, ,000,000 USD A3 BBB+ A 2.75 FIXED Y 15/08/ /09/ ,000 1,000 2,000,000,000 USD A3 BBB+ A 3.75 FIXED Y 22/02/ /05/ ,000 1,000 2,250,000,000 USD N/A BBB+ A FIXED Y 27/01/ /04/ ,000 1, ,000,000 USD (P)A2 A- N/A FIXED N N/A N/A 21/03/ ,000 1, ,000,000 USD (P)A2 N/A N/A FIXED N N/A N/A 21/03/ ,000 1, ,000,000 USD A3 N/A A FIXED N N/A N/A 31/05/ ,000 1, ,000,000 USD A3 N/A A 2.75 FIXED N N/A N/A 31/05/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 9 of 16

10 3 XS ABCL GLORY CAPITAL 农银金融租赁 AGRBK 2 1/2 06/21/21 2 USY3R559AE22 ICBCIL FINANCE CO LTD 工银国际租赁财务 ICBCIL /13/18 2 XS ICBCIL FINANCE CO LTD 工银国际租赁财务 ICBCIL 2 5/8 03/19/18 3 USY3R559AJ19 ICBCIL FINANCE CO LTD 工银国际租赁财务 ICBCIL 2 3/8 05/19/19 3 XS ICBCIL FINANCE CO LTD 工银国际租赁财务 ICBCIL 3 1/4 03/17/20 3 USY3R559AF96 ICBCIL FINANCE CO LTD 工银国际租赁财务 ICBCIL /10/20 3 USY3R559AK81 ICBCIL FINANCE CO LTD 工银国际租赁财务 ICBCIL 2 3/4 05/19/21 4 USY3R559AL64 ICBCIL FINANCE CO LTD 工银国际租赁财务 ICBCIL 3 5/8 05/19/26 银行金融类 3 XS CHINA DEVELOPMENT BANK 国家开发银行 SDBC 2 1/8 06/01/21 4 XS CHINA DEVELOPMENT BANK 国家开发银行 SDBC 3 06/01/26 3 XS FUBON BANK HONG KONG LTD 富邦香港 FUBON 6 1/8 11/30/20 2 XS ADVANCE WISDOM INVESTMEN 农业银行 AGRBK /16/17 2 HK AGRICULTURAL BK OF CHINA 农业银行 AGRBK /20/17 2 US00850XAB47 AGRICULTURAL BK CHINA/NY 农业银行 AGRBK 2 05/21/18 2 XS AGRICULTURAL BK OF CHINA 农业银行 AGRBK 2 1/8 10/20/18 3 US00850XAC20 AGRICULTURAL BK CHINA/NY 农业银行 AGRBK 2 3/4 05/21/20 3 US00850XAC20 AGRICULTURAL BK CHINA/NY 农业银行 AGRBK 2 3/4 05/21/20 2 USY1391CDU28 BANK OF CHINA HONG KONG 中银香港 BCHINA 3 3/4 11/08/16 2 XS BANK OF CHINA/HONG KONG 中银香港 BCHINA 2 1/8 01/23/17 2 XS BANK OF CHINA/ABU DHABI 中国银行 BCHINA /30/17 2 XS BANK OF CHINA/HONG KONG 中银香港 BCHINA 2 1/8 06/30/18 2 XS BANK OF CHINA/HONG KONG 中银香港 BCHINA 3 1/8 01/23/19 3 XS BANK OF CHINA/HONG KONG 中银香港 BCHINA 2 7/8 06/30/20 4 XS BANK OF CHINA/HONG KONG 中银香港 BCHINA 3 7/8 06/30/25 3 USY1391CAJ00 BANK OF CHINA HONG KONG 中银香港 BCHINA /11/20 2 XS BANK OF EAST ASIA 东亚银行 BNKEA 2 3/8 04/24/17 3 XS BANK OF EAST ASIA LTD 东亚银行 BNKEA 6 1/8 07/16/20 3 XS BANK OF EAST ASIA LTD 东亚银行 BNKEA 6 3/8 05/04/22 USD N/A N/A A 2.5 FIXED N N/A N/A 21/06/ ,000 1, ,000,000 USD A3 A- A 2.6 FIXED N N/A N/A 13/11/ ,000 1, ,000,000 USD A3 N/A A FIXED N N/A N/A 19/03/ ,000 1, ,000,000 USD NR A- A FIXED N N/A N/A 19/05/ ,000 1, ,000,000 USD A3 N/A A 3.25 FIXED N N/A N/A 17/03/ ,000 1, ,000,000 USD A3 A- A 3.2 FIXED N N/A N/A 10/11/ ,000 1, ,000,000 USD NR A- A 2.75 FIXED N N/A N/A 19/05/ ,000 1, ,000,000 USD NR A- A FIXED N N/A N/A 19/05/ ,000 1, ,000,000 USD Aa3 AA- N/A FIXED N N/A N/A 1/06/ ,000 1,000 1,000,000,000 USD Aa3 AA- N/A 3 FIXED N N/A N/A 1/06/ ,000 1, ,000,000 USD N/A BBB N/A FIXED N N/A N/A 30/11/ ,000 1, ,000,000 USD N/A A N/A 2.1 FIXED N N/A N/A 16/10/ ,000 1, ,000,000 CNY A1 N/A A 4.15 FIXED N N/A N/A 20/10/2017 1,000,000 10, ,000,000 USD A1 A N/A 2 FIXED N N/A N/A 21/05/ ,000 1, ,000,000 USD A1 N/A A FIXED N N/A N/A 20/10/ ,000 1, ,000,000 USD A1 A N/A 2.75 FIXED N N/A N/A 21/05/ ,000 1, ,000,000 USD A1 A N/A 2.75 FIXED N N/A N/A 21/05/ ,000 1, ,000,000 USD Aa3 A+ A 3.75 FIXED N N/A N/A 8/11/ ,000 1, ,000,000 USD A1 N/A A FIXED N N/A N/A 23/01/ ,000 1, ,000,000 CNY A1 N/A A 3.6 FIXED N N/A N/A 30/06/2017 1,000,000 10,000 2,000,000,000 USD A1 N/A A FIXED N N/A N/A 30/06/ ,000 1,000 1,000,000,000 USD A1 N/A A FIXED N N/A N/A 23/01/ ,000 1, ,000,000 USD A1 N/A A FIXED N N/A N/A 30/06/ ,000 1, ,000,000 USD A1 N/A A FIXED N N/A N/A 30/06/ ,000 1, ,000,000 USD A3 A A FIXED N N/A N/A 11/02/ ,000 1,000 2,500,000,000 USD A3 A N/A FIXED N N/A N/A 24/04/ ,000 1, ,000,000 USD Baa3 A- N/A FIXED N N/A N/A 16/07/ ,000 1, ,000,000 USD Baa3 A- N/A VARIABLE Y 4/05/ /05/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 10 of 16

11 2 XS BK OF COMMUNICATIONS/HK 交通银行 BOCOM 2 1/8 01/15/17 3 XS AZURE ORBIT II INTL FIN 交通银行 BOCOM 3 3/8 04/25/19 3 XS AZURE ORBIT INTL FINANCE 交通银行 BOCOM 3 3/4 03/06/23 2 XS CHINA CONSTRUCT BK ASIA 建设银行 CCB 2 3/8 04/01/17 2 XS CHINA CONSTRUCTION BANK 建设银行 CCB /19/17 3 XS CHINA CONSTRUCT BK ASIA 建设银行 CCB 3 1/4 07/02/19 2 XS CHINA CONSTRUCT BK ASIA 建行亚洲 CCB 4 11/26/17 3 XS CHINA MINSHENG BKG/HK 民生银行 CHIMIN 2 1/4 05/21/18 3 XS CHINA MERCHANTS BANK/HK 招商银行 CHINAM 2 3/8 06/12/17 3 XS CHINA MERCHANTS BANK/NY 招商银行 CHINAM 2 3/8 05/14/18 3 XS AIRVESSEL FINANCE HLDG 招商银行 CHINAM 3 1/4 08/11/19 3 XS CHONG HING BANK LTD 创兴银行 CHOHIN 6 11/04/20 3 XS CITIC LTD 中信股份 CITPAC 6 5/8 04/15/21 3 XS DAH SING BANK LTD 大新银行 DAHSIN 6 5/8 02/11/20 3 XS DAH SING BANK LTD 大新银行 DAHSIN 6 5/8 02/11/20 3 XS DAH SING BANK LTD 大新银行 DAHSIN 6 5/8 02/11/20 5 XS DAH SING BANK LTD 大新银行 DAHSIN /29/49 2 XS HORSEPOWER FINANCE LTD 工银国际 ICBCAS /03/17 2 XS INDU & COML BNK CHINA SG 工商银行 ICBCAS 2 3/4 09/12/17 2 US45580KAB44 INDU & COML BNK CHINA NY 工商银行 ICBCAS /13/17 2 XS INDU & COML BNK CHINA SG 工商银行 ICBCAS 2 05/27/18 3 US45580KAC27 IND & COMM BK CHINA/NY 工商银行 ICBCAS /13/19 3 XS IND & COMM BK CHN/DUBAI 工商银行 ICBCAS 2 5/8 05/26/20 2 US45580KAD00 IND & COMM BK CHINA/NY 工商银行 ICBCAS /13/18 3 US45580KAE82 IND & COMM BK CHINA/NY 工商银行 ICBCAS /13/20 3 XS ICBC ASIA LTD 工银亚洲 ICBCAS 5 1/8 11/30/20 3 XS IND & COMM BK CHN/DUBAI 工商银行 ICBCAS 2 1/2 06/16/21 3 XS SKYSEA INTERNATIONAL CAP 工商银行 ICBCAS 4 7/8 12/07/21 4 XS IND & COMM BK CHN MACAU 工商银行 ICBCAS 3 7/8 09/10/24 USD N/A A- N/A FIXED N N/A N/A 15/01/ ,000 1, ,000,000 USD N/A A- A FIXED N N/A N/A 25/04/ ,000 1, ,000,000 USD A2 A- N/A 3.75 FIXED N N/A N/A 6/03/ ,000 1, ,000,000 USD A2 N/A N/A FIXED N N/A N/A 1/04/ ,000 1, ,000,000 CNY N/A N/A N/A 4.3 FIXED N N/A N/A 19/10/2017 1,000,000 10,000 1,000,000,000 USD A2 N/A N/A 3.25 FIXED N N/A N/A 2/07/ ,000 1, ,000,000 CNY A2 N/A N/A 4 FIXED N N/A N/A 26/11/2017 1,000,000 10,000 1,000,000,000 USD N/A BBB N/A 2.25 FIXED N N/A N/A 21/05/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED N N/A N/A 12/06/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED N N/A N/A 14/05/ ,000 1, ,000,000 USD N/A BBB+ N/A 3.25 FIXED N N/A N/A 11/08/ ,000 1, ,000,000 USD Baa3 N/A BBB- 6 FIXED N N/A N/A 4/11/ ,000 1, ,000,000 USD A3 A- N/A FIXED N N/A N/A 15/04/ ,000 1, ,000,000 USD Baa1 N/A BBB FIXED N N/A N/A 11/02/ ,000 1, ,000,000 USD Baa1 N/A BBB FIXED N N/A N/A 11/02/ ,000 1, ,000,000 USD Baa1 N/A BBB FIXED N N/A N/A 11/02/ ,000 1, ,000,000 USD Baa2 NR BB VARIABLE Y 17/02/ /08/ , ,000 55,000,000 USD A1 A N/A 2.1 FIXED N N/A N/A 3/03/ ,000 1, ,000,000 USD A1 A N/A 2.75 FIXED N N/A N/A 12/09/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 13/11/ ,000 1, ,000,000 USD A1 N/A N/A 2 FIXED N N/A N/A 27/05/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 13/11/ ,000 1,000 1,000,000,000 USD A1 N/A N/A FIXED N N/A N/A 26/05/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 13/11/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 13/11/ ,000 1, ,000,000 USD Baa2 N/A A FIXED N N/A N/A 30/11/ ,000 1, ,000,000 USD A1 N/A N/A 2.5 FIXED N N/A N/A 16/06/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 7/12/ ,000 1, ,582,000 USD NR N/A A VARIABLE Y 10/09/ /09/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 11 of 16

12 5 XS OCBC WING HANG BANK LTD 永亨银行 WINHAN 6 04/29/49 2 XS KOREA DEVELOPMENT BANK 韩国产业银行 KDB /15/18 3 US302154AW97 EXPORT-IMPORT BK KOREA 韩国输出入银行 EIBKOR 5 1/8 06/29/20 3 US302154BV06 EXPORT-IMPORT BANK KOREA 韩国输出入银行 EIBKOR 2 5/8 12/30/20 3 XS AMBANK M BHD 大马银行 AMMMK 3 1/8 07/03/19 3 XS CHINA CITIC BANK INTL 中信银行国际 CINDBK 6 7/8 06/24/20 3 XS CHINA CITIC BANK INTL LT 中信银行国际 CINDBK 3 7/8 09/28/22 城投债 2 XS TIANJIN CITY CONSTRUCTIO 信息科技类 天津城市基础设施投资集团 TJNCON 2 3/4 06/15/19 4 XS PROVEN HONOUR CAPITAL 华为 HUAWEI 4 1/8 05/06/26 3 US47215PAB22 JD.COM INC 京东 JD 3 1/8 04/29/21 4 US47215PAC05 JD.COM INC 京东 JD 3 7/8 04/29/26 2 USG01719AC08 ALIBABA GROUP HOLDING 阿里巴巴 BABA 1 5/8 11/28/17 3 USG01719AB25 ALIBABA GROUP HOLDING 阿里巴巴 BABA 2 1/2 11/28/19 3 USG01719AA42 ALIBABA GROUP HOLDING 阿里巴巴 BABA 3 1/8 11/28/21 4 USG01719AE63 ALIBABA GROUP HOLDING 阿里巴巴 BABA /28/24 5 USG01719AF39 ALIBABA GROUP HOLDING 阿里巴巴 BABA 4 1/2 11/28/34 3 US594918AL81 MICROSOFT CORP 微软 MSFT 4 02/08/21 5 US594918AU80 MICROSOFT CORP 微软 MSFT 3 3/4 05/01/43 2 US056752AA67 BAIDU INC 百度 BIDU 2 1/4 11/28/17 2 US056752AC24 BAIDU INC 百度 BIDU 3 1/4 08/06/18 3 US056752AD07 BAIDU INC 百度 BIDU 2 3/4 06/09/19 3 US056752AF54 BAIDU INC 百度 BIDU 3 06/30/20 3 US056752AB41 BAIDU INC 百度 BIDU 3 1/2 11/28/22 4 US056752AG38 BAIDU INC 百度 BIDU 4 1/8 06/30/25 2 USG87572AA47 TENCENT HOLDINGS LTD 腾讯 TENCNT 4 5/8 12/12/16 2 US88032XAA28 TENCENT HOLDINGS LTD 腾讯 TENCNT 2 05/02/17 2 USG87572AD85 TENCENT HOLDINGS LTD 腾讯 TENCNT 3 3/8 03/05/18 USD A2 N/A BBB+ 6 VARIABLE Y 20/04/ /04/ ,000 1, ,000,000 CNY Aa2 N/A AA- 4.2 FIXED N N/A N/A 15/12/2018 1,000,000 1,000,000 1,300,000,000 USD Aa2 AA- AA FIXED N N/A N/A 29/06/ ,000 1,000 1,250,000,000 USD Aa2 AA- AA FIXED N N/A N/A 30/12/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED N N/A N/A 3/07/ ,000 1, ,000,000 USD Baa3 N/A BBB FIXED N N/A N/A 24/06/ ,000 1, ,000,000 USD Baa3 N/A BBB VARIABLE Y 28/09/ /09/ ,000 1, ,000,000 USD N/A A- A 2.75 FIXED N N/A N/A 15/06/ ,000 1, ,000,000 USD N/A N/A N/A FIXED N N/A N/A 6/05/ ,000 1,000 2,000,000,000 USD Baa3 BBB- N/A FIXED N N/A N/A 29/04/ ,000 1, ,000,000 USD Baa3 BBB- N/A FIXED N N/A N/A 29/04/ ,000 1, ,000,000 USD A1 A+ A FIXED N N/A N/A 28/11/ ,000 1,000 3,342,000 USD A1 A+ A+ 2.5 FIXED Y 28/10/ /11/ ,000 1,000 32,710,000 USD A1 A+ A FIXED Y 28/09/ /11/ ,000 1,000 26,862,000 USD A1 A+ A+ 3.6 FIXED Y 28/08/ /11/ ,000 1,000 16,569,000 USD A1 A+ A+ 4.5 FIXED Y 28/05/ /11/ ,000 1,000 2,330,000 USD Aaa /*- AAA AA+ /*- 4 FIXED N N/A N/A 8/02/ ,000 1, ,000,000 USD Aaa /*- AAA AA+ /* FIXED Y 1/11/ /05/ ,000 1, ,000,000 USD A3 N/A A 2.25 FIXED N N/A N/A 28/11/ ,000 1, ,000,000 USD A3 N/A A 3.25 FIXED N N/A N/A 6/08/ ,000 1,000 1,000,000,000 USD A3 N/A A 2.75 FIXED N N/A N/A 9/06/ ,000 1,000 1,000,000,000 USD A3 N/A A 3 FIXED N N/A N/A 30/06/ ,000 1, ,000,000 USD A3 N/A A 3.5 FIXED N N/A N/A 28/11/ ,000 1, ,000,000 USD A3 N/A A FIXED N N/A N/A 30/06/ ,000 1, ,000,000 USD A2 A A FIXED N N/A N/A 12/12/ ,000 1, ,000,000 USD A2 A A+ 2 FIXED N N/A N/A 2/05/ ,000 1, ,000,000 USD A2 A A FIXED N N/A N/A 5/03/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 12 of 16

13 3 US88032XAB01 TENCENT HOLDINGS LTD 腾讯 TENCNT 3 3/8 05/02/19 3 US88032XAC83 TENCENT HOLDINGS LTD 腾讯 TENCNT 2 7/8 02/11/20 4 US88032XAD66 TENCENT HOLDINGS LTD 腾讯 TENCNT /11/25 3 US428236BV43 HP INC 惠普 HPQ /09/21 石油石化类 2 US12591DAA90 CNOOC FINANCE 2014 ULC 中国海洋石油 CNOOC 1 5/8 04/30/17 2 US12625GAB05 CNOOC FINANCE 2013 LTD 中国海洋石油 CNOOC 1 3/4 05/09/18 3 US12634GAA13 CNOOC FINANCE 2015 AU 中国海洋石油 CNOOC 2 5/8 05/05/20 3 USG2353WAA92 CNOOC FINANCE 2011 LTD 中国海洋石油 CNOOC 4 1/4 01/26/21 3 USG23530AA92 CNOOC FINANCE 2012 LTD 中国海洋石油 CNOOC 3 7/8 05/02/22 4 US12625GAC87 CNOOC FINANCE 2013 LTD 中国海洋石油 CNOOC 3 05/09/23 4 USQ25738AA54 CNOOC CURTIS FUNDING NO. 中国海洋石油 CNOOC 4 1/2 10/03/23 4 US12591DAC56 CNOOC FINANCE 2014 ULC 中国海洋石油 CNOOC 4 1/4 04/30/24 4 US12634MAB63 CNOOC FINANCE 2015 US 中国海洋石油 CNOOC 3 1/2 05/05/25 5 USG21886AB53 CNOOC FINANCE 2003 LTD 中国海洋石油 CNOOC 5 1/2 05/21/33 5 USG2353WAB75 CNOOC FINANCE 2011 LTD 中国海洋石油 CNOOC 5 3/4 01/26/41 5 USG23530AB75 CNOOC FINANCE 2012 LTD 中国海洋石油 CNOOC 5 05/02/42 5 US12591DAD30 CNOOC FINANCE 2014 ULC 中国海洋石油 CNOOC 4 7/8 04/30/44 5 US12634GAC78 CNOOC FINANCE 2015 AU 中国海洋石油 CNOOC /05/45 3 XS COSL SINGAPORE CAPITAL 中海油田服务 COSL 3 1/2 07/30/20 3 USG2444PAA50 COSL FINANCE BVI LTD 中海油田服务 COSL 3 1/4 09/06/22 4 XS COSL SINGAPORE CAPITAL 中海油田服务 COSL 4 1/2 07/30/25 2 USG22004AA67 CNPC GENERAL CAPITAL LTD 中国石油财务 CNPCCH 2 3/4 04/19/17 2 XS CNPC GENERAL CAPITAL LTD 中国石油财务 CNPCCH 0 11/25/17 2 XS CNPC GENERAL CAPITAL LTD 中国石油财务 CNPCCH /25/17 2 USG22004AD07 CNPC GENERAL CAPITAL LTD 中国石油财务 CNPCCH /16/18 3 USG22004AG38 CNPC GENERAL CAPITAL LTD 中国石油财务 CNPCCH 2 3/4 05/14/19 3 XS CNPC GENERAL CAPITAL LTD 中国石油财务 CNPCCH /25/19 3 USG21895AB60 CNPC HK OVERSEAS CAPITAL 中国石油财务 CNPCCH 4 1/2 04/28/21 USD A2 A A FIXED N N/A N/A 2/05/ ,000 1,000 2,000,000,000 USD A2 A A FIXED N N/A N/A 11/02/ ,000 1,000 1,100,000,000 USD A2 A A+ 3.8 FIXED N N/A N/A 11/02/ ,000 1, ,000,000 USD Baa2 BBB BBB FIXED N N/A N/A 9/12/ ,000 1,000 1,500,000,000 USD Aa3 A+ A FIXED N N/A N/A 30/04/ ,000 1,000 1,250,000,000 USD Aa3 A+ N/A 1.75 FIXED N N/A N/A 9/05/ ,000 1, ,000,000 USD Aa3 A+ N/A FIXED N N/A N/A 5/05/ ,000 1,000 1,500,000,000 USD Aa3 A+ A FIXED N N/A N/A 26/01/ ,000 1,000 1,500,000,000 USD Aa3 A+ N/A FIXED N N/A N/A 2/05/ ,000 1,000 1,500,000,000 USD Aa3 A+ N/A 3 FIXED N N/A N/A 9/05/ ,000 1,000 2,000,000,000 USD Aa3 A+ N/A 4.5 FIXED N N/A N/A 3/10/ ,000 1,000 1,300,000,000 USD Aa3 A+ A FIXED N N/A N/A 30/04/ ,000 1,000 2,250,000,000 USD Aa3 A+ N/A 3.5 FIXED N N/A N/A 5/05/ ,000 1,000 2,000,000,000 USD Aa3 A+ A+ 5.5 FIXED N N/A N/A 21/05/ ,000 1, ,000,000 USD Aa3 A+ A FIXED N N/A N/A 26/01/ ,000 1, ,000,000 USD Aa3 A+ N/A 5 FIXED N N/A N/A 2/05/ ,000 1, ,000,000 USD Aa3 A+ A FIXED N N/A N/A 30/04/ ,000 1, ,000,000 USD Aa3 A+ N/A 4.2 FIXED N N/A N/A 5/05/ ,000 1, ,000,000 USD Baa1 BBB+ A 3.5 FIXED N N/A N/A 30/07/ ,000 1, ,000,000 USD Baa1 BBB+ A 3.25 FIXED N N/A N/A 6/09/ ,000 1,000 1,000,000,000 USD Baa1 BBB+ A 4.5 FIXED N N/A N/A 30/07/ ,000 1, ,000,000 USD A1 A+ A FIXED N N/A N/A 19/04/ ,000 1, ,000,000 USD Aa3 AA- A FLOATING N N/A N/A 25/11/ ,000 1, ,000,000 USD Aa3 AA- A FIXED N N/A N/A 25/11/ ,000 1, ,000,000 USD A1 A+ A FIXED N N/A N/A 16/04/ ,000 1, ,000,000 USD A1 A+ A FIXED N N/A N/A 14/05/ ,000 1, ,000,000 USD Aa3 AA- A+ 2.7 FIXED N N/A N/A 25/11/ ,000 1, ,000,000 USD A1 A+ A+ 4.5 FIXED N N/A N/A 28/04/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 13 of 16

14 3 USG22004AB41 CNPC GENERAL CAPITAL LTD 中国石油财务 CNPCCH /19/22 4 USG22004AE89 CNPC GENERAL CAPITAL LTD 中国石油财务 CNPCCH /16/23 5 USG21895AC44 CNPC HK OVERSEAS CAPITAL 中国石油财务 CNPCCH /28/41 2 USG81877AB17 SINOPEC CAPITAL 2013 LTD 中国石化 SINOPC 1 7/8 04/24/18 4 USG81877AA34 SINOPEC CAPITAL 2013 LTD 中国石化 SINOPC 3 1/8 04/24/23 5 USG81877AD72 SINOPEC CAPITAL 2013 LTD 中国石化 SINOPC 4 1/4 04/24/43 2 USG82003AA54 SINOPEC GRP OVERSEA 2014 中国石化 SINOPE 1 3/4 04/10/17 2 USG8189YAA22 SINOPEC GRP OVERSEA 2012 中国石化 SINOPE 2 3/4 05/17/17 2 USG8200QAA43 SINOPEC GRP OVERSEA 2013 中国石化 SINOPE 2 1/2 10/17/18 3 USG82003AC11 SINOPEC GRP OVERSEA 2014 中国石化 SINOPE 2 3/4 04/10/19 3 USG8201JAB73 SINOPEC GRP OVERSEA 2015 中国石化 SINOPE 2 1/2 04/28/20 3 USG8189YAB05 SINOPEC GRP OVERSEA 2012 中国石化 SINOPE /17/22 4 USG8200QAB26 SINOPEC GRP OVERSEA 2013 中国石化 SINOPE 4 3/8 10/17/23 4 USG82003AE76 SINOPEC GRP OVERSEA 2014 中国石化 SINOPE 4 3/8 04/10/24 4 USG8201JAC56 SINOPEC GRP OVERSEA 2015 中国石化 SINOPE 3 1/4 04/28/25 5 USG8189YAC87 SINOPEC GRP OVERSEA 2012 中国石化 SINOPE 4 7/8 05/17/42 5 USG8200QAC09 SINOPEC GRP OVERSEA 2013 中国石化 SINOPE 5 3/8 10/17/43 5 USG8201JAE13 SINOPEC GRP OVERSEA 2015 中国石化 SINOPE /28/45 工业及其他企业类 3 XS CITIC LTD 中信集团 CITPAC /14/21 4 XS CITIC LTD 中信集团 CITPAC /14/26 3 XS CHINA STATE CONS FINANCE 中国建筑国际 CHSCOI 3 1/8 04/02/18 3 XS CHINA RAILWAY RESOURCES 中国中铁 CHRAIL /05/23 4 XS CRCC YUXIANG LTD 中国铁建 RLCONS 3 1/2 05/16/23 2 XS CHINA URANIUM DEVELOPMEN 中广核 CHGDNU 3 1/2 10/08/18 4 XS CGNPC INTERNATIONAL LTD 中广核 CHGDNU 4 05/19/25 3 USG5320CAA65 KUNLUN ENERGY CO LTD 昆伦能源 KUNLEG 2 7/8 05/13/20 4 USG5320CAB49 KUNLUN ENERGY CO LTD 昆伦能源 KUNLEG 3 3/4 05/13/25 3 XS HERO ASIA INVESTMENT LTD 龙源电力 LONGYU 3 1/4 08/12/16 USD A1 A+ A FIXED N N/A N/A 19/04/ ,000 1, ,000,000 USD A1 A+ A+ 3.4 FIXED N N/A N/A 16/04/ ,000 1, ,000,000 USD A1 A+ A FIXED N N/A N/A 28/04/ ,000 1, ,000,000 USD Aa3 A+ N/A FIXED N N/A N/A 24/04/ ,000 1,000 1,000,000,000 USD Aa3 A+ N/A FIXED N N/A N/A 24/04/ ,000 1,000 1,250,000,000 USD Aa3 A+ N/A 4.25 FIXED N N/A N/A 24/04/ ,000 1, ,000,000 USD Aa3 A+ N/A 1.75 FIXED N N/A N/A 10/04/ ,000 1,000 1,550,000,000 USD Aa3 A+ N/A 2.75 FIXED N N/A N/A 17/05/ ,000 1,000 1,000,000,000 USD Aa3 A+ N/A 2.5 FIXED N N/A N/A 17/10/ ,000 1, ,000,000 USD Aa3 A+ N/A 2.75 FIXED N N/A N/A 10/04/ ,000 1, ,000,000 USD Aa3 A+ N/A 2.5 FIXED N N/A N/A 28/04/ ,000 1,000 2,500,000,000 USD Aa3 A+ N/A 3.9 FIXED N N/A N/A 17/05/ ,000 1,000 1,500,000,000 USD Aa3 A+ N/A FIXED N N/A N/A 17/10/ ,000 1,000 1,500,000,000 USD Aa3 A+ N/A FIXED N N/A N/A 10/04/ ,000 1,000 1,400,000,000 USD Aa3 A+ N/A 3.25 FIXED N N/A N/A 28/04/ ,000 1,000 1,500,000,000 USD Aa3 A+ N/A FIXED N N/A N/A 17/05/ ,000 1,000 1,000,000,000 USD Aa3 A+ N/A FIXED N N/A N/A 17/10/ ,000 1, ,000,000 USD Aa3 A+ N/A 4.1 FIXED N N/A N/A 28/04/ ,000 1, ,000,000 USD A3 A- N/A 2.8 FIXED N N/A N/A 14/12/ ,000 1, ,000,000 USD A3 N/A N/A 3.7 FIXED N N/A N/A 14/06/ ,000 1, ,000,000 USD Baa2 BBB BBB FIXED N N/A N/A 2/04/ ,000 1, ,000,000 USD N/A BBB+ A FIXED N N/A N/A 5/02/ ,000 1, ,000,000 USD A3 A- N/A 3.5 FIXED N N/A N/A 16/05/ ,000 1, ,000,000 USD A3 N/A A+ 3.5 FIXED N N/A N/A 8/10/ ,000 1, ,000,000 USD A3 A- A+ 4 FIXED N N/A N/A 19/05/ ,000 1, ,000,000 USD A1 A+ A FIXED N N/A N/A 13/05/ ,000 1, ,000,000 USD A1 A+ A 3.75 FIXED N N/A N/A 13/05/ ,000 1, ,000,000 USD N/A BBB+ N/A 3.25 FIXED N N/A N/A 12/08/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 14 of 16

15 3 XS HERO ASIA INVESTMENT LTD 龙源电力 LONGYU 2 7/8 10/03/17 3 XS SHANGHAI ELC GRP GLB INV 上海电气 SECGRP 3 08/14/19 2 XS ZHEJIANG ENERGY GROUP HK 浙江省能源集团 ZHENGY /30/17 3 USG8450LAB02 STATE GRID OVERSEAS INV 国家电网 CHGRID 2 1/8 05/18/21 4 USG8450LAC84 STATE GRID OVERSEAS INV 国家电网 CHGRID 2 7/8 05/18/26 3 XS MIDEA INVST DEVELOPMENT 美的 MIDEAZ 2 3/8 06/03/19 3 XS TINGYI (C.I.) HLDG CORP 康师傅控股 TINGYI 3 7/8 06/20/17 3 XS TINGYI (C.I.) HLDG CORP 康师傅控股 TINGYI 4 3/8 08/06/18 4 XS NOBLE GROUP LTD 来宝集团 NOBLSP 3 5/8 03/20/18 4 USG6542TAE13 NOBLE GROUP LTD 来宝集团 NOBLSP 6 3/4 01/29/20 3 US87973RAA86 TEMASEK FINANCIAL I LTD 淡马锡控股 TEMASE /25/19 3 US87973RAC43 TEMASEK FINANCIAL I LTD 淡马锡控股 TEMASE 2 3/8 01/23/23 5 US87973RAB69 TEMASEK FINANCIAL I LTD 淡马锡控股 TEMASE 5 3/8 11/23/39 2 XS VOLKSWAGEN INTL FIN NV 大众汽车国际金融 VW 3 3/4 11/30/17 3 USN93695BL23 VOLKSWAGEN INTL FIN NV 大众汽车国际金融 VW 4 08/12/20 2 XS VOLKSWAGEN INTL FIN NV 大众汽车国际金融 VW 2 3/8 03/22/17 3 USC98874AN76 GLENCORE FINANCE CANADA 嘉能可 GLENLN /25/17 3 XS GLENCORE FUNDING LLC 嘉能可 GLENLN 2 1/2 01/15/19 3 USC98874AM93 GLENCORE FINANCE CANADA 嘉能可 GLENLN 4 10/25/22 Coco 债券 5 US404280AT69 HSBC HOLDINGS PLC 汇丰控股 HSBC 6 3/8 12/29/49 5 US404280BC26 HSBC HOLDINGS PLC 汇丰控股 HSBC 6 7/8 12/29/49 5 USG84228CE61 STANDARD CHARTERED PLC 渣打集团 STANLN 6 1/2 12/29/49 5 US251525AN16 DEUTSCHE BANK AG 德意志银行 DB 7 1/2 12/29/49 5 XS BANK OF CHINA 中国银行 BCHINA 6 3/4 10/31/49 5 USY39656AA40 IND & COMM BK OF CHINA 工商银行 ICBCAS 6 12/29/49 5 XS CHINA CONSTRUCTION BANK 建设银行 CCB /29/49 5 USQ08328AA64 AUST & NZ BANKING GRP/UK 澳新银行 ANZ 6 3/4 12/29/49 USD N/A BBB+ N/A FIXED N N/A N/A 3/10/ ,000 1, ,000,000 USD A2 A A 3 FIXED N N/A N/A 14/08/ ,000 1, ,000,000 USD A2 N/A A 2.3 FIXED N N/A N/A 30/09/ ,000 1, ,000,000 USD Aa3 AA- A FIXED N N/A N/A 18/05/ ,000 1, ,000,000 USD Aa3 AA- A FIXED N N/A N/A 18/05/ ,000 1, ,000,000 USD N/A A- A FIXED N N/A N/A 3/06/ ,000 1, ,000,000 USD Baa1 BBB+ N/A FIXED N N/A N/A 20/06/ ,000 1, ,000,000 CNY N/A BBB+ N/A FIXED N N/A N/A 6/08/2018 1,000,000 10,000 1,000,000,000 USD Ba3 B BB FIXED N N/A N/A 20/03/ ,000 1, ,000,000 USD Ba3 B BB FIXED N N/A N/A 29/01/ ,000 1,000 1,176,920,000 USD Aaa AAA N/A 4.3 FIXED N N/A N/A 25/10/ ,000 1,000 1,500,000,000 USD Aaa AAA N/A FIXED N N/A N/A 23/01/ ,000 1,000 1,200,000,000 USD Aaa AAA N/A FIXED N N/A N/A 23/11/ ,000 1, ,000,000 CNY A3 BBB+ N/A 3.75 FIXED N N/A N/A 30/11/2017 1,000,000 1,000,000 1,000,000,000 USD A3 BBB+ N/A 4 FIXED N N/A N/A 12/08/ ,000 1, ,000,000 USD A3 BBB+ BBB FIXED N N/A N/A 22/03/ ,000 1,000 1,000,000,000 USD Baa3 BBB- N/A 2.7 FIXED N N/A N/A 25/10/ ,000 1,000 1,740,000,000 USD Baa3 BBB- N/A 2.5 FIXED N N/A N/A 15/01/ ,000 1,000 1,471,288,000 USD Baa3 BBB- N/A 4.25 FIXED N N/A N/A 25/10/ ,000 1, ,100,000 USD Baa3 N/A BBB VARIABLE Y 30/03/ /12/ ,000 1,000 2,450,000,000 USD Baa3 N/A BBB VARIABLE Y 1/06/ /12/ ,000 1,000 2,000,000,000 USD Ba1 BB- BBB- 6.5 VARIABLE Y 2/04/ /12/ ,000 1,000 2,000,000,000 USD B1 B+ BB 7.5 VARIABLE Y 30/04/ /12/ , ,000 1,500,000,000 CNY Ba2 BB- N/A 6.75 VARIABLE Y 23/10/ /10/2049 2,000,000 10,000 39,940,000,000 USD Ba2 BB N/A 6 VARIABLE Y 10/12/ /12/ ,000 1,000 2,940,000,000 USD Ba2 BB N/A 4.65 VARIABLE Y 16/12/ /12/ ,000 1,000 3,050,000,000 USD Baa1 BBB- BBB 6.75 VARIABLE Y 15/06/ /12/ ,000 1,000 1,000,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 15 of 16

16 重要声明 : 本文件所载数据乃保密讯息及只供参考之用 东方证券 ( 香港 ) 有限公司或其关联成员 ( 统称 东方证券 ) 并无顾虑任何特定投资者之特定投资目标丶财务状况丶或风险承受程度, 投资者在进行任何投资前, 必须对其投资进行独立判断或在需要时寻求独立专业意见 本文件所载数据并不拟发布予公众人士或提供予置身或居住于该等法律上限制东方证券发放此等数据之地区的人士或实体使用 ; 及在任何地区向任何人士或实体进行认购或投资证券或投资产品的要约或游说乃属违法时, 则上述数据不应视为向该等地区进行该等要约或游说 上述数据亦不拟提供作为专业意见, 因此不应赖以作为专业意见 请注意上述关于产品数据乃未获香港证券及期货事务监察委员会认可可向香港公众人士销售及未经任何香港的规管当局审核的基金 / 投资产品 任何投资均带有风险, 投资者可能损失全部或部份投资金额 投资者需详细阅读并了解产品详细说明书及 / 或产品备忘录及 / 或条款说明书及其他相关档 ( 包括但不限于产品数据概要 ) ( 统称 产品说明书 ) 回购及赎回条款等, 并明确同意接受本产品的相关交易条件及投资风险 你应就上述资料内容谨慎行事, 如你对有关资料的任何内容有任何疑问, 你应寻求独立专业意见 本文件内所提及之价格仅供参考之用途, 投资产品之价值及收入可能会浮动, 包括受汇率 市场指数 有关公司相关资料或其他因素而变动 本文件内容可随时更改, 东方证券并不承诺提供任何有关变更之通知 证券 / 投资产品过去的表现不可作为未来表现的指标, 同时未来回报是不能保证的, 投资者可能蒙受所有最初存入资金的损失 虽然本文件所载数据来自或编写自东方证券相信是可靠之来源, 惟东方证券并不明示或暗示地声明或保证任何该等数据之准确性丶完整性或可靠性, 惟东方证券不会就有关数据的遗漏 错误 不准确 不完整或其他情况或由于信赖有关数据而蒙受或招致的任何损失或损害 ( 不论任何形式的直接 间接或相应的损失或其他经济损失 ) 承担任何责任 东方证券不会就第三方所提供的或引用自第三方的数据内容承担任何责任 未经东方证券事先书面授权, 任何人不得为任何目的复制丶分发丶转发 发表本文件所载数据 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 16 of 16