4 N US718286AP29 PHILIPPINES 菲律宾国际债券 PHILIP 10 5/8 03/16/25 USD Baa2 BBB BBB FIXED N N/A N/A 16/03/2025 1,000 1

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1 主权债 3 N XS RUSSIAN FEDERATION 俄罗斯外国债券 RUSSIA 3 1/2 01/16/19 USD Ba1 BBB- BBB- 3.5 FIXED N N/A N/A 16/01/ , ,000 1,500,000,000 3 N XS RUSSIAN FEDERATION 俄罗斯外国债券 RUSSIA 5 04/29/20 USD Ba1 BBB- BBB- 5 FIXED N N/A N/A 29/04/ , ,000 3,500,000,000 3 N XS RUSSIAN FEDERATION 俄罗斯外国债券 RUSSIA 4 1/2 04/04/22 USD Ba1 BBB- BBB- 4.5 FIXED N N/A N/A 4/04/ , ,000 2,000,000,000 4 N XS RUSSIAN FEDERATION 俄罗斯外国债券 RUSSIA 4 7/8 09/16/23 USD Ba1 BBB- BBB FIXED N N/A N/A 16/09/ , ,000 3,000,000,000 5 N XS RUSSIAN FEDERATION 俄罗斯外国债券 RUSSIA 5 5/8 04/04/42 USD Ba1 BBB- BBB FIXED N N/A N/A 4/04/ , ,000 3,000,000,000 5 N XS RUSSIAN FEDERATION 俄罗斯外国债券 RUSSIA 5 7/8 09/16/43 USD Ba1 BBB- BBB FIXED N N/A N/A 16/09/ , ,000 1,500,000,000 5 N US105756BB58 FED REPUBLIC OF BRAZIL 巴西政府国际债券 BRAZIL 8 1/4 01/20/34 USD Ba2 BB- BB FIXED N N/A N/A 20/01/2034 1,000 1,000 1,502,458,000 4 N US105756BU30 FED REPUBLIC OF BRAZIL 巴西政府国际债券 BRAZIL 2 5/8 01/05/23 USD Ba2 BB- BB FIXED N N/A N/A 5/01/ ,000 1,000 2,150,000,000 4 N US105756BS83 FED REPUBLIC OF BRAZIL 巴西政府国际债券 BRAZIL 4 7/8 01/22/21 USD Ba2 BB- BB FIXED N N/A N/A 22/01/ ,000 1,000 2,713,192,000 5 N US105756BR01 FED REPUBLIC OF BRAZIL 巴西政府国际债券 BRAZIL 5 5/8 01/07/41 USD Ba2 BB- BB FIXED N N/A N/A 7/01/ ,000 1,000 2,484,311,000 5 N US105756BK57 FED REPUBLIC OF BRAZIL 巴西政府国际债券 BRAZIL 7 1/8 01/20/37 USD Ba2 BB- BB FIXED N N/A N/A 20/01/2037 1,000 1,000 1,920,418,000 4 N US105756BV13 FED REPUBLIC OF BRAZIL 巴西政府国际债券 BRAZIL 4 1/4 01/07/25 USD Ba2 BB- BB FIXED N N/A N/A 7/01/ ,000 1,000 4,300,000,000 4 N US105756BX78 FED REPUBLIC OF BRAZIL 巴西政府国际债券 BRAZIL 6 04/07/26 USD Ba2 BB- BB- 6 FIXED N N/A N/A 7/04/ ,000 1,000 2,176,245,000 5 N US105756BW95 FED REPUBLIC OF BRAZIL 巴西政府国际债券 BRAZIL 5 01/27/45 USD Ba2 BB- BB- 5 FIXED N N/A N/A 27/01/ ,000 1,000 3,550,000,000 5 N US105756BY51 FED REPUBLIC OF BRAZIL 巴西政府国际债券 BRAZIL 5 5/8 02/21/47 USD Ba2 BB- BB FIXED N N/A N/A 21/02/ ,000 1,000 3,000,000,000 5 N USY20721AE96 INDONESIA 印度尼西亚政府国际债券 INDON 8 1/2 10/12/35 USD Baa2 BBB- WD 8.5 FIXED N N/A N/A 12/10/ ,000 1,000 1,600,000,000 5 N USY20721BE87 INDONESIA 印度尼西亚政府国际债券 INDON 4 5/8 04/15/43 USD Baa2 BBB- BBB FIXED N N/A N/A 15/04/ ,000 1,000 1,500,000,000 4 N USY20721BN86 INDONESIA 印度尼西亚政府国际债券 INDON 4 3/4 01/08/26 USD Baa2 BBB- BBB 4.75 FIXED N N/A N/A 8/01/ ,000 1,000 2,250,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 1 of 23

2 4 N US718286AP29 PHILIPPINES 菲律宾国际债券 PHILIP 10 5/8 03/16/25 USD Baa2 BBB BBB FIXED N N/A N/A 16/03/2025 1,000 1,000 1,480,193,000 4 N US718286BN61 PHILIPPINES 菲律宾国际债券 PHILIP 5 1/2 03/30/26 USD Baa2 BBB BBB 5.5 FIXED N N/A N/A 30/03/ ,000 1,000 1,032,178,000 5 N US718286AY36 PHILIPPINES 菲律宾国际债券 PHILIP 9 1/2 02/02/30 USD Baa2 BBB BBB 9.5 FIXED N N/A N/A 2/02/2030 2,000 1,000 2,000,000,000 5 N US718286BB24 PHILIPPINES 菲律宾国际债券 PHILIP 7 3/4 01/14/31 USD Baa2 BBB BBB 7.75 FIXED N N/A N/A 14/01/ ,000 1,000 1,744,446,000 5 N US718286BD89 PHILIPPINES 菲律宾国际债券 PHILIP 6 3/8 01/15/32 USD Baa2 BBB BBB FIXED N N/A N/A 15/01/ ,000 1,000 1,022,248,000 5 N US718286BG11 PHILIPPINES 菲律宾国际债券 PHILIP 6 3/8 10/23/34 USD Baa2 BBB BBB FIXED N N/A N/A 23/10/ ,000 1,000 1,900,131,000 5 N US718286BW60 PHILIPPINES 菲律宾国际债券 PHILIP 5 01/13/37 USD Baa2 BBB BBB 5 FIXED N N/A N/A 13/01/ ,000 1,000 1,330,799,000 5 N US718286BZ91 PHILIPPINES 菲律宾国际债券 PHILIP /20/40 USD Baa2 BBB BBB 3.95 FIXED N N/A N/A 20/01/ ,000 1,000 2,000,000,000 5 N US718286CA32 PHILIPPINES 菲律宾国际债券 PHILIP /01/41 USD Baa2 BBB BBB 3.7 FIXED N N/A N/A 1/03/ ,000 1,000 2,000,000,000 5 N US718286CB15 PHILIPPINES 菲律宾国际债券 PHILIP /02/42 USD Baa2 BBB BBB 3.7 FIXED N N/A N/A 2/02/ ,000 1,000 2,000,000,000 4 Y USP04808AL87 ARGENTINA 阿根廷国际债券 ARGENT 5 5/8 01/26/22 USD B2 B+ *- N/A FIXED N N/A N/A 26/01/2022 1,000 1,000 70,000 4 Y USP04808AM60 ARGENTINA 阿根廷国际债券 ARGENT 6 7/8 01/26/27 USD B2 B+ *- N/A FIXED N N/A N/A 26/01/2027 1,000 1, ,000 4 N US50064FAM68 KOREA 阿根廷国际债券 KOREA 2 3/4 01/19/27 USD Aa2 AA AA FIXED N N/A N/A 19/01/ ,000 1,000 1,000,000,000 高收益债券 内地房地产类 4 N XS COUNTRY GARDEN HLDG CO COUNTRY 4 N USG24524AH67 GARDEN HLDGS COUNTRY 4 Y XS GARDEN HLDGS 4 Y XS EASY TACTIC 碧桂园 COGARD 7 1/2 03/09/20 碧桂园 COGARD 7 1/4 04/04/21 碧桂园 COGARD 5 5/8 12/15/26 富力地产 GZRFPR 5 3/4 01/13/22 USD Ba2 BB BBB- 7.5 FIXED Y 1/11/ /03/ ,000 1, ,000,000 USD Ba2 BB N/A 7.25 FIXED Y 1/11/ /04/ ,000 1, ,000,000 USD Ba2 N/A BBB FIXED N N/A N/A 15/12/ ,000 1, ,000,000 USD N/A N/A BB FIXED Y 13/01/ /01/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 2 of 23

3 4 Y XS KWG 合景泰富 KWGPRO /14/19 USD B2 B N/A FIXED Y 1/11/ /01/ ,000 1, ,000,000 4 Y XS KWG 合景泰富 KWGPRO 6 01/11/22 USD N/A B BB- 6 FIXED Y 11/01/ /01/ ,000 1, ,000,000 4 Y XS Y XS N XS Y XS N XS N XS N XS Y XS Y XS N XS N XS N XS Y XS Y XS Y XS N XS Y XS KWG EVERGRANDE EVERGRANDE EVERGRANDE EVERGRANDE EVERGRANDE EVERGRANDE AGILE AGILE CENTRAL CHN REAL ESTATE CENTRAL REAL ESTAT SUNAC GREENTOWN HLDGS CIFI CIFI FUTURE LAND T RKI OVERSEAS FIN 2016 A 合景泰富 KWGPRO 6 09/15/22 恒大地产 EVERRE 7 03/23/20 恒大地产 EVERRE 6 1/4 06/28/21 恒大地产 EVERRE 8 1/4 03/23/22 恒大地产 EVERRE 7 1/2 06/28/23 恒大地产 EVERRE 9 1/2 03/29/24 恒大地产 EVERRE 8 3/4 06/28/25 雅居乐 AGILE 9 05/21/20 雅居乐 AGILE PERP 建业地产 CENCHI 8 01/28/20 建业地产 CENCHI 8 3/4 01/23/21 融创中国 SUNAC 8 3/4 12/05/19 绿城中国 GRNCH 5 7/8 08/11/20 旭辉控股 CIFIHG 7 3/4 06/05/20 旭辉控股 CIFIHG 5 1/2 01/23/22 新城发展控股 FUTLAN 5 02/16/20 路劲基建 ROADKG 5 08/09/19 USD N/A B BB- 6 FIXED Y 15/03/ /09/ ,000 1, ,000,000 USD B2 N/A B+ 7 FIXED N N/A N/A 23/03/ ,000 1, ,000,000 USD B2 B B FIXED N N/A N/A 28/06/ ,000 1, ,181,000 USD B2 N/A B FIXED Y 23/03/ /03/ ,000 1,000 1,000,000,000 USD B2 B B+ 7.5 FIXED Y 28/06/ /06/ ,000 1,000 1,344,921,000 USD B2 N/A B+ 9.5 FIXED Y 29/03/ /03/ ,000 1,000 1,000,000,000 USD B2 B B FIXED Y 28/06/ /06/ ,000 1,000 4,680,476,000 USD Ba3 BB N/A 9 FIXED Y 1/11/ /05/ ,000 1, ,000,000 USD N/A N/A N/A VARIABLE Y 18/01/ 永续债 200,000 1, ,000,000 USD B1 B+ N/A 8 FIXED Y 1/11/ /01/ ,000 1, ,000,000 USD B1 B+ N/A 8.75 FIXED Y 23/01/ /01/ ,000 1, ,000,000 USD B2 B BB FIXED Y 1/11/ /12/ ,000 1, ,000,000 USD Ba3 B+ N/A FIXED Y 1/11/ /08/ ,000 1, ,000,000 USD B1 B+ BB 7.75 FIXED Y 1/11/ /06/ ,000 1, ,000,000 USD N/A B+ N/A 5.5 FIXED Y 23/01/ /01/ ,000 1, ,000,000 USD N/A BB- BB 5 FIXED N N/A N/A 16/02/ ,000 1, ,000,000 USD B1 BB- N/A 5 FIXED N N/A N/A 9/08/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 3 of 23

4 4 Y XS RKI OVERSEAS FIN 2016 B 路劲基建 ROADKG /06/21 USD B1 BB- N/A 4.7 FIXED Y 6/09/ /09/ ,000 1, ,000,000 5 N XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS N XS Y XS Y XS Y XS RKP OVERSEAS FI 2016 A LOGAN PROPERTY LOGAN PROPERTY SOUTH CITY HOLDING YUZHOU PROPERTIES CO YUZHOU PROPERTIES CO SCE GRP HLDGS SCE GRP HLDGS MODERN LAND CO TIMES HLDG OCEANWIDE HLDGS INTL 15 OCEANWIDE HLDGS INTL 17 路劲基建 ROADKG 7.95 PERP 龙光地产 LOGPH /19/20 龙光地产 LOGPH 5 3/4 01/03/22 华南城 CSCHCN 6 3/4 09/13/21 禹洲地产 YUZHOU 6 01/25/22 禹洲地产 YUZHOU 6 10/25/23 中骏置业 CHINSC 10 07/02/20 中骏置业 CHINSC 5 7/8 03/10/22 当代置业 MOLAND 6 7/8 10/20/19 时代地产 TPHL 6 1/4 01/23/20 泛海控股 FANHAI 9 5/8 08/11/20 泛海控股 FANHAI 8 1/2 05/28/19 USD B1 N/A N/A 7.95 FIXED Y 17/02/ 永续债 200,000 1, ,000,000 USD B1 N/A BB- 7.7 FIXED Y 19/01/ /01/ ,000 1, ,000,000 USD B1 N/A BB FIXED Y 3/01/ /01/ ,000 1, ,000,000 USD N/A CCC+ B 6.75 FIXED Y 13/09/ /09/ ,000 1, ,500,000 USD B1 N/A BB- 6 FIXED Y 25/01/ /01/ ,000 1, ,000,000 USD B1 N/A BB- 6 FIXED Y 25/10/ /10/ ,000 1, ,000,000 USD B2 B N/A 10 FIXED Y 1/11/ /07/ ,000 1, ,000,000 USD B2 B N/A FIXED Y 10/03/ /03/ ,000 1, ,000,000 USD B3 N/A B FIXED N N/A N/A 20/10/ ,000 1, ,000,000 USD B1 B BB FIXED Y 23/01/ /01/ ,000 1, ,000,000 USD N/A CCC- B FIXED Y 1/11/ /08/ ,000 1,000 11,300,000 USD N/A N/A B- 8.5 FIXED N N/A N/A 28/05/ ,000 1, ,000,000 4 N XS XINYUAN REAL ESTATE 鑫苑置业 XIN 7 3/4 02/28/21 USD N/A B- B 7.75 FIXED N N/A N/A 28/02/ ,000 1, ,000,000 4 Y XS Y XS N XS Y XS N XS CHN AOYUAN PROPERTY GRP CHN AOYUAN PROPERTY GRP FANTASIA FANTASIA POWERLONG REAL ESTATE HL 中国奥园 CAPG /25/19 中国奥园 CAPG /11/20 花样年 FTHDGR 10 3/4 01/22/20 花样年 FTHDGR 7 3/8 10/04/21 宝龙地产 PWRLNG 7 5/8 11/26/18 USD B2 N/A BB FIXED N N/A N/A 25/04/ ,000 1, ,000,000 USD B2 B BB FIXED N N/A N/A 11/01/ ,000 1, ,000,000 USD B3 B N/A FIXED Y 14/11/ /01/ ,000 1, ,000,000 USD B3 B N/A FIXED Y 4/10/ /10/ ,000 1, ,000,000 USD B2 B N/A FIXED N N/A N/A 26/11/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 4 of 23

5 5 N XS Y USG98100AA11 5 Y XS N XS Y XS Y XS POWERLONG REAL ESTATE WUZHOU INTL FRANSHION BRILLIANT YANLORD LAND HK CO NEW WORLD LAND XINHU ZHONGBAO 宝龙地产 PWRLNG 4 7/8 09/15/21 五洲国际 WUINTL 13 3/4 09/26/18 中国金茂 CHJMAO 5 3/4 PERP 仁恒置地 YLLGSP 5 7/8 01/23/22 新世界中国地产 NEWWOR 4 3/4 01/23/27 新湖中宝 XINHUZ 6 03/01/20 USD B2 B N/A FIXED Y 15/09/ /09/ ,000 1, ,000,000 USD #N/A N/A#N/A N/A WR N/A WD DEFAULTED Y N/A N/A 26/09/ ,000 1, ,000,000 USD Ba2 N/A N/A 5.75 VARIABLE Y 17/01/ 永续债 200,000 1, ,000,000 USD Ba3 BB- N/A FIXED Y 23/01/ /01/ ,000 1, ,000,000 USD N/A N/A N/A 4.75 FIXED N N/A N/A 23/01/ ,000 1, ,000,000 USD B3 B- B 6 FIXED N N/A N/A 1/03/ ,000 1, ,000,000 3 Y XS GREENLAND GLB INVST 绿地集团 GRNLGR 4 3/8 07/03/19 USD Ba2 BB- BB FIXED N N/A N/A 3/07/ ,000 1, ,000,000 4 Y XS GREENLAND GLB INVST 绿地集团 GRNLGR 5 7/8 07/03/24 USD Ba2 BB- BB FIXED N N/A N/A 3/07/ ,000 1, ,000,000 4 Y XS Y XS KEEN IDEA GLOBAL GUORUI PROPERTIES 北京建设 BEIPRO 4 3/8 03/08/20 国瑞置业 GUOPRO 7 03/21/20 USD N/A N/A N/A FIXED N N/A N/A 8/03/ ,000 1, ,000,000 USD N/A CCC+ B 7 FIXED Y 21/03/ /03/ ,000 1, ,000,000 城投债 4 Y XS Y XS Y XS Y XS Y XS Y XS Y XS XZ ECO TECH DEV ZONE INT ZHONGGUAN CUN HLD GP INT QINGHAI INVEST YUNNAN ENERGY INST OVR HUANTAIHU INTL INV CO LT SHANHAI HONG KONG INT IN JINAN WEST CITY INVT 徐州经济技术开发区国有资产经营 江苏中关村控股集团 XZETDZ 4 1/2 06/16/19 ZGCHGI /08/19 青海省投资集团 QHINVG 7 1/4 02/22/20 云南省能源投资集团有限公司 YUNAEN 3 1/2 12/13/19 湖州环太湖集团 HTHG 5 3/4 03/30/20 连云港港 LIANYU 3 7/8 04/20/20 济南西城投资开发集团有限公司 JNXCCC 3 1/8 10/11/21 USD N/A N/A BB 4.5 FIXED N N/A N/A 16/06/ ,000 1, ,000,000 USD N/A N/A N/A 5.7 FIXED Y 16/11/ /11/ ,000 1, ,000,000 USD N/A B+ *- N/A 7.25 FIXED N N/A N/A 22/02/ ,000 1, ,000,000 USD N/A N/A BBB 3.5 FIXED N N/A N/A 13/12/ ,000 1, ,000,000 USD N/A N/A N/A 5.75 FIXED N N/A N/A 30/03/ ,000 1, ,000,000 USD N/A BBB- * N/A FIXED N N/A N/A 20/04/ ,000 1, ,000,000 USD N/A BBB- BBB FIXED N N/A N/A 11/10/ ,000 1, ,000,000 工业类 / 其他企业债券 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 5 of 23

6 4 Y XS N USQ94606AE22 4 N USQ94606AG79 4 N XS N XS N USG11259AB79 4 N XS PANDA GREEN ENERGY VIRGIN AUSTRALIA HOLDING VIRGIN AUSTRALIA HOLDING SOFTBANK CORP SOFTBANK CORP HEALTH AND HAPPINESS H&H HNA INTL CO 熊猫绿能 GDPOLY 8 1/4 01/25/20 维珍澳大利亚控股有限公司 维珍澳大利亚控股有限公司 软银集团股份有限公司 软银集团股份有限公司 VAHAU 8 1/2 11/15/19 VAHAU 7 7/8 10/15/21 SOFTBK 5 3/8 07/30/22 SOFTBK 6 07/30/25 H&H 国际控股 BTSDF 7 1/4 06/21/21 海航集团 SANYPH 8 1/8 12/03/18 USD B3 B- N/A 8.25 FIXED N N/A N/A 25/01/ ,000 1, ,000,000 USD B3 B- N/A 8.5 FIXED N N/A N/A 15/11/2019 2,000 1, ,000,000 USD B3 B- N/A FIXED N N/A N/A 15/10/2021 2,000 1, ,000,000 USD Ba1 BB+ N/A FIXED Y 30/04/ /07/ ,000 1, ,521,000 USD Ba1 BB+ N/A 6 FIXED Y 30/04/ /07/ ,000 1, ,627,000 USD Ba3 BB+ N/A 7.25 FIXED Y 1/11/ /06/ ,000 1, ,000,000 USD N/A N/A N/A FIXED N N/A N/A 3/12/ ,000 1, ,000,000 4 N XS HNA INTL CO 海航集团 SANYPH 6 08/18/19 USD N/A N/A N/A 6 FIXED N N/A N/A 18/08/ ,000 1, ,000,000 4 N XS HNA INTL CO 海航集团 SANYPH 6 1/4 10/05/21 USD N/A N/A N/A 6.25 FIXED N N/A N/A 5/10/ ,000 1, ,000,000 4 Y XS BLUE SKY FLIERS CO 香港航空 HONAIR /20/19 USD N/A N/A N/A 6.9 FIXED N N/A N/A 20/01/ ,000 1, ,000,000 5 Y XS Y XS BLUE SKYVIEW CO GRAND AIR HONG KON 香港航空 HONAIR 7 1/8 PERP 大新华航空 GRCHAR 6 3/8 03/07/19 USD N/A N/A N/A VARIABLE Y 26/07/ 永续债 200,000 1, ,000,000 USD N/A N/A N/A FIXED N N/A N/A 7/03/ ,000 1, ,000,000 4 Y XS DEGREES INTL 361 度 DEGREE 7 1/4 06/03/21 USD N/A BB BB 7.25 FIXED Y 3/06/ /06/ ,000 1, ,000,000 4 Y XS WEST CEMENT 西部水泥 WESCHI 6 1/2 09/11/19 USD Ba3 B+ BB- 6.5 FIXED Y 1/11/ /09/ ,000 1, ,000,000 4 N USY9896RAB79 ZOOMLION HK SPV CO 中联重科 ZOOMLI 6 1/8 12/20/22 USD N/A B B FIXED N N/A N/A 20/12/ ,000 1, ,000,000 4 Y XS CAR INC 神州租车 CARINC 6 1/8 02/04/20 4 Y XS CAR INC 神州租车 CARINC 6 02/11/21 4 Y XS Y USG9844KAB55 OIL AND GAS YINGDE GASES INVSTMT 中油燃气 CHIOIL 5 05/07/20 盈德气体 YINGDZ 7 1/4 02/28/20 USD Ba3 BB WD FIXED Y 1/11/ /02/ ,000 1, ,000,000 USD Ba3 BB WD 6 FIXED Y 1/11/ /02/ ,000 1, ,000,000 USD Ba2 BB N/A 5 FIXED Y 7/05/ /05/ ,000 1, ,000,000 USD B2 B B FIXED Y 1/11/ /02/ ,000 1, ,829,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 6 of 23

7 4 Y XS Y USG3958RAB53 4 N USG85381AA26 4 N US71645WAR25 4 N US71647NAF69 4 N US71647NAM11 5 N US71647NAA72 5 N US71647NAK54 5 N US71647NAN93 3 N XS N XS N XS N XS FORTUNE STAR BVI GOLDEN EAGLE RETAIL GRP STUDIO CITY PETROBRAS GLOBAL PETROBRAS GLOBAL PETROBRAS GLOBAL PETROBRAS GLOBAL PETROBRAS GLOBAL PETROBRAS GLOBAL SBERBANK (SB CAP SA) SBERBANK (SB CAP SA) VTB BANK (VTB CAPITAL SA VTB BANK (VTB CAPITAL SA 复星国际 FOSUNI 5 1/4 03/23/22 金鹰商贸 GERGHK 4 5/8 05/21/23 新濠影汇 STCITY 8 1/2 12/01/20 巴西国家石油 PETBRA 5 3/8 01/27/21 巴西国家石油 PETBRA 4 3/8 05/20/23 巴西国家石油 PETBRA 6 1/4 03/17/24 巴西国家石油 PETBRA 5 5/8 05/20/43 巴西国家石油 PETBRA 7 1/4 03/17/44 巴西国家石油 ( 百年债 ) 俄罗斯联邦储蓄银行 俄罗斯联邦储蓄银行 俄罗斯外贸银行 俄罗斯外贸银行 PETBRA /05/15 SBERRU /28/19 SBERRU 6 1/8 02/07/22 VTB /13/20 VTB 6 1/4 06/30/35 USD N/A BB N/A 5.25 FIXED Y 23/03/ /03/ ,000 1,000 1,400,000,000 USD B1 BB- BB FIXED N N/A N/A 21/05/ ,000 1, ,000,000 USD B2 B+ N/A 8.5 FIXED Y 1/11/ /12/ ,000 1, ,000,000 USD Ba2 BB- BB FIXED N N/A N/A 27/01/ ,000 1,000 1,216,850,000 USD Ba2 BB- BB FIXED N N/A N/A 20/05/ ,000 1,000 3,500,000,000 USD Ba2 BB- BB FIXED N N/A N/A 17/03/ ,000 1,000 2,500,000,000 USD Ba2 BB- BB FIXED N N/A N/A 20/05/ ,000 1, ,606,000 USD Ba2 BB- BB FIXED N N/A N/A 17/03/ ,000 1,000 2,000,000,000 USD Ba2 BB- BB FIXED N N/A N/A 5/06/ ,000 1,000 2,500,000,000 USD Ba1 N/A BBB FIXED N N/A N/A 28/06/ ,000 1,000 1,000,000,000 USD Ba1 N/A BBB FIXED N N/A N/A 7/02/ ,000 1,000 1,500,000,000 USD Ba1 BBB- WD FIXED N N/A N/A 13/10/ ,000 1, ,960,000 USD Ba1 BBB- WD 6.25 FIXED N N/A N/A 30/06/ ,000 1,000 22,513,000 5 Y XS FWD 富卫人寿保险 FWDINS 6 1/4 PERP 4 Y XS Y XS Y XS Y XS Y XS PB INTERNATION AL BV NEW ROSE INVESTMENTS SINGYES SOLAR TECH GUANGHUI INVESTMENT GR TOP WISE EXCELLENCE ENTE Pan Brothers PBRXIJ 7 5/8 01/26/22 爪哇控股 SEAHDL 4 1/2 01/19/20 兴业太阳能 CSSXF /15/19 新疆广汇 GUANGH 7 7/8 03/30/20 康德新 KANGDE 6 03/16/20 USD Ba2 N/A BB VARIABLE Y 24/01/ 永续债 200,000 1, ,000,000 USD B1 N/A B FIXED Y 26/01/ /01/ ,000 1, ,000,000 USD N/A N/A N/A 4.5 FIXED N N/A N/A 19/01/ ,000 1, ,000,000 USD N/A N/A N/A 7.95 FIXED N N/A N/A 15/02/ ,000 1, ,000,000 USD B3 B- * N/A FIXED N N/A N/A 30/03/ ,000 1, ,000,000 USD B1 N/A BB 6 FIXED N N/A N/A 16/03/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 7 of 23

8 5 N XS LEGAL & GENERAL Legal & General Group PLC LGEN 5 1/4 03/21/47 USD A3 BBB+ BBB VARIABLE Y 21/03/ /03/ ,000 1, ,000,000 投资级别债券 香港企业类 3 Y XS Y XS Y XS Y XS Y XS Y XS CLP POWER HK FINANCING CLP POWER HK FINANCING CLP POWER HK FINANCING CLP POWER HK FINANCING CLP POWER HK FINANCING CLP POWER HK 中电控股 CHINLP 4 3/4 03/19/20 中电控股 CHINLP 4 3/4 07/12/21 中电控股 CHINLP 2 7/8 04/26/23 中电控股 CHINLP 3 1/8 05/06/25 中电控股 CHINLP 3 3/8 10/26/27 中电控股 CHINLP 4 1/4 PERP USD A1 A+ N/A 4.75 FIXED N N/A N/A 19/03/ ,000 1, ,000,000 USD A1 A+ N/A 4.75 FIXED N N/A N/A 12/07/ ,000 1, ,000,000 USD A1 A+ N/A FIXED N N/A N/A 26/04/ ,000 1, ,000,000 USD A1 A+ N/A FIXED N N/A N/A 6/05/ ,000 1, ,000,000 USD A1 A+ N/A FIXED N N/A N/A 26/10/ ,000 1, ,000,000 USD A3 A- N/A 4.25 VARIABLE Y 7/11/ 永续债 200,000 1, ,000,000 4 Y XS GOODMAN HK 嘉民物流 GOOMAN 4 3/8 06/19/24 USD N/A BBB+ N/A FIXED N N/A N/A 19/06/ ,000 1, ,000,000 5 Y XS Y XS N XS N XS N XS Y XS N US50074KAA97 3 N XS Y XS TOWNGAS HONGKONG ELECTRIC FIN HONGKONG LAND HONGKONG LAND HONGKONG LAND HYSAN (MTN) LIMITED KOWLOON- CANTON RAILWAY WISEYEAR TVB 香港中华煤气 电能实业 ( 港灯 ) HKCGAS 4 3/4 PERP HKE 4 1/4 12/14/20 香港置地 HKLSP 4 1/2 06/01/22 香港置地 HKLSP 4 5/8 01/16/24 香港置地 HKLSP 4 1/2 10/07/25 希慎兴业 HYSAN 3 1/2 01/16/23 九广铁路公司 KCRC 5 1/8 05/20/19 嘉里建设 KERPRO 5 7/8 04/06/21 电视广播 TVB 3 5/8 10/11/21 USD A3 A- N/A 4.75 VARIABLE Y 28/01/ 永续债 200,000 1, ,000,000 USD N/A A- N/A 4.25 FIXED N N/A N/A 14/12/ ,000 1, ,000,000 USD A2 A N/A 4.5 FIXED N N/A N/A 1/06/ ,000 1, ,000,000 USD A2 A N/A FIXED N N/A N/A 16/01/ ,000 1, ,000,000 USD A2 A WD 4.5 FIXED N N/A N/A 7/10/ ,000 1, ,000,000 USD A3 BBB+ BBB+ 3.5 FIXED N N/A N/A 16/01/ ,000 1, ,000,000 USD Aa2 AA+ WD FIXED N N/A N/A 20/05/ ,000 1, ,000,000 USD N/A NR N/A FIXED N N/A N/A 6/04/ ,000 1, ,000,000 USD N/A N/A N/A FIXED N N/A N/A 11/10/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 8 of 23

9 3 Y XS LI & FUNG 利丰 LIFUNG 5 1/4 05/13/20 5 N XS LI & FUNG 利丰 LIFUNG 5 1/4 PERP USD Baa2 BBB+ N/A 5.25 FIXED N N/A N/A 13/05/ ,000 1, ,000,000 USD Ba1 BBB- N/A 5.25 FIXED Y 3/11/ 永续债 200,000 1, ,000,000 3 Y XS LS 2022 利福国际 LIHHK 4 1/4 10/16/22 USD Ba2u N/A BB+u 4.25 FIXED N N/A N/A 16/10/ ,000 1, ,000,000 3 N XS N XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS NAN FUNG TREASURY NAN FUNG TREASURY SUN HUNG KAI PROP (CAP) SUN HUNG KAI PROP (CAP) SUN HUNG KAI PROP (CAP) SUN HUNG KAI PROP (CAP) SWIRE PROPERT MTN FIN SWIRE PROPERT MTN FIN SWIRE PACIFIC MTN FIN 南丰集团 NANFUN 4 1/2 09/20/22 南丰集团 NANFUN 4 7/8 05/29/24 新鸿基地产 SUNHUN 4 11/02/20 新鸿基地产 SUNHUN 4 1/2 02/14/22 新鸿基地产 SUNHUN 3 5/8 01/16/23 新鸿基地产 SUNHUN 3 3/8 02/25/24 太古地产 SWIPRO 2 3/4 03/07/20 太古地产 SWIPRO 4 3/8 06/18/22 太古股份 SWIRE 5 1/2 08/19/19 USD Baa3 BBB- BBB 4.5 FIXED N N/A N/A 20/09/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 29/05/ ,000 1, ,000,000 USD A1 A+ Au 4 FIXED N N/A N/A 2/11/ ,000 1, ,000,000 USD A1 A+ Au 4.5 FIXED N N/A N/A 14/02/ ,000 1, ,000,000 USD A1 A+ Au FIXED N N/A N/A 16/01/ ,000 1, ,000,000 USD A1 A+ Au VARIABLE Y 25/02/ /02/ ,000 1, ,000,000 USD A2 NR N/A 2.75 FIXED N N/A N/A 7/03/ ,000 1, ,000,000 USD A2 NR A FIXED N N/A N/A 18/06/ ,000 1, ,000,000 USD A3 A- A- 5.5 FIXED N N/A N/A 19/08/ ,000 1, ,000,000 3 Y XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 4 1/2 02/28/22 USD A3 A- A- 4.5 FIXED N N/A N/A 28/02/ ,000 1, ,000,000 4 Y XS SWIRE PACIFIC MTN FIN 太古股份 SWIRE 4 1/2 10/09/23 USD A3 A- N/A 4.5 FIXED N N/A N/A 9/10/ ,000 1, ,000,000 2 Y XS WHARF 九龙仓 WHARF 3 1/2 01/23/19 USD N/A N/A BBB 3.5 FIXED N N/A N/A 23/01/ ,000 1, ,000,000 4 Y XS FWD 富卫保险 FWDINS 5 09/24/24 USD Baa3 N/A BBB 5 FIXED N N/A N/A 24/09/ ,000 1, ,000,000 3 N USG4672UAA37 3 N USG4671AAA81 3 N USG4673GAB17 HUTCH WHAM INT 09 HUTCHISON WHAM INT 09/19 HUTCH WHAMPOA INT 11 和记黄埔 CKHH 7 5/8 04/09/19 和记黄埔 CKHH 5 3/4 09/11/19 和记黄埔 CKHH 4 5/8 01/13/22 USD A2 A A FIXED N N/A N/A 9/04/ ,000 1,000 1,500,000,000 USD A2 A A FIXED N N/A N/A 11/09/ ,000 1,000 1,000,000,000 USD A2 A A FIXED N N/A N/A 13/01/ ,000 1,000 1,430,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 9 of 23

10 3 N USG4690AAB38 4 N USG46747AB00 4 N USG46715AC56 5 N USG4672CAC94 3 N USG22117AB45 3 N XS N XS Y XS 内地房地产类 HUTCH WHAMPOA INT 12 II HUTCH WHAMPOA INT 14 HUTCHISON WHAMPOA FIN HUTCHISON WHAM INT 03/33 HPHT 15 PCCW-HKT CAPITAL NO5 HKT CAPITAL NO 2 EMPEROR INT 和记黄埔 CKHH 3 1/4 11/08/22 和记黄埔 CKHH 3 5/8 10/31/24 和记黄埔 CKHH 7 1/2 08/01/27 和记黄埔 CKHH /24/33 和记港口控股信托 HPHTSP 2 7/8 03/17/20 电讯盈科 PCCW 3 3/4 03/08/23 电讯盈科 PCCW 3 5/8 04/02/25 英皇集团 EMPINT 5 03/30/22 USD A2 A A FIXED N N/A N/A 8/11/ ,000 1, ,000,000 USD A2 A A FIXED N N/A N/A 31/10/ ,000 1,000 1,500,000,000 USD A2 A A- 7.5 FIXED N N/A N/A 1/08/ ,000 1, ,000,000 USD A2 A A FIXED N N/A N/A 24/11/ ,000 1,000 1,144,000,000 USD Baa1 A- N/A FIXED N N/A N/A 17/03/ ,000 1, ,000,000 USD Baa2 BBB N/A 3.75 FIXED N N/A N/A 8/03/ ,000 1, ,000,000 USD Baa2 BBB N/A FIXED N N/A N/A 2/04/ ,000 1, ,000,000 USD N/A N/A N/A 5 FIXED N N/A N/A 30/03/ ,000 1, ,000,000 2 Y XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS Y XS CSCEC CAYMAN II OVERSEA FIN KY III OVERSEAS FIN KY VI OVRSEA FIN KY II OVERSEAS FIN KY V OVERSEA FIN KY III OVERSEAS FIN KY VI OVERSEAS FIN. VI OVERSEAS FIN KY V OVERSEA FIN KY III 中国建筑股份 CHCONS 2 1/4 06/14/19 中国海外发展 CHIOLI 3 3/8 10/29/18 中国海外发展 CHIOLI 4 1/4 05/08/19 中国海外发展 CHIOLI 5 1/2 11/10/20 中国海外发展 CHIOLI /15/22 中国海外发展 CHIOLI 5 3/8 10/29/23 中国海外发展 CHIOLI /08/24 中国海外发展 CHIOLI /11/34 中国海外发展 CHIOLI /15/42 中国海外发展 CHIOLI 6 3/8 10/29/43 USD A2 A A 2.25 FIXED N N/A N/A 14/06/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 29/10/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 8/05/ ,000 1, ,000,000 USD Baa1 BBB+ N/A 5.5 FIXED N N/A N/A 10/11/ ,000 1,000 1,000,000,000 USD Baa1 BBB+ N/A 3.95 FIXED N N/A N/A 15/11/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 29/10/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 8/05/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 11/06/ ,000 1, ,000,000 USD Baa1 BBB+ N/A 5.35 FIXED N N/A N/A 15/11/ ,000 1, ,000,000 USD Baa1 BBB+ A FIXED N N/A N/A 29/10/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 10 of 23

11 3 Y XS Y XS OS GRAND OCEAN FIN POLY REAL ESTATE 中国海外宏洋 COGO 5 1/8 01/23/19 保利地产 POLYRE 5 1/4 04/25/19 USD Baa2 BBB- BBB FIXED N N/A N/A 23/01/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 25/04/ ,000 1, ,405,000 3 Y XS SINO OCEAN LND TRS FIN I 远洋地产 SINOCE 4 5/8 07/30/19 USD Baa3 NR BBB FIXED N N/A N/A 30/07/ ,000 1, ,000,000 3 Y XS SINO OCEAN LD TRS FIN II 远洋地产 SINOCE /04/20 USD Baa3 NR BBB FIXED N N/A N/A 4/02/ ,000 1, ,000,000 4 Y XS SINO OCEAN LND TRS FIN I 远洋地产 SINOCE 6 07/30/24 USD Baa3 NR BBB- 6 FIXED N N/A N/A 30/07/ ,000 1, ,000,000 4 Y XS Y XS Y XS N USG3709DAA03 3 Y HK Y XS Y XS Y XS Y XS Y XS Y XS Y XS N XS 中国资产管理类 SINO OCEAN LD TRS FIN II FRANSHION BRILLIANT FRANSHION BRILLIANT FRANSHION T VANKE REAL ESTATE HK WANDA PROPERTIES OVERSEA WANDA PROPERTIES INTL LEADING AFFLUENCE LINK CAYMAN 2009 RESOURCES LAND RESOURCES LAND DOUBLE ROSY SHIMAO PROPERTY HLDGS 远洋地产 SINOCE /04/27 方兴地产 ( 母 : 中化 ) 方兴地产 ( 母 : 中化 ) 方兴地产 ( 母 : 中化 ) CHJMAO 5 3/8 10/17/18 CHJMAO 5 3/4 03/19/19 CHJMAO 6 3/4 04/15/21 万科 VNKRLE 4 1/2 12/04/18 大连万达商业地产 大连万达商业地产 DALWAN 4 7/8 11/21/18 DALWAN 7 1/4 01/29/24 越秀地产 YUEXIU 4 1/2 01/24/23 领汇 REITs LINREI /03/24 华润置地 CRHZCH 4 3/8 02/27/19 华润置地 CRHZCH 6 02/27/24 中粮置地 COFCOL 3 5/8 11/18/19 世茂房地产 SHIMAO 8 3/8 02/10/22 USD Baa3 NR BBB FIXED N N/A N/A 4/02/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 17/10/ ,000 1, ,109,000 USD Baa3 BBB- BBB FIXED N N/A N/A 19/03/ ,000 1, ,000,000 USD Baa3 BBB- BBB FIXED N N/A N/A 15/04/ ,000 1, ,000,000 CNY Baa2 BBB BBB+ 4.5 FIXED N N/A N/A 4/12/2018 1,000,000 10,000 1,000,000,000 USD Ba3 B+ BB FIXED N N/A N/A 21/11/ ,000 1, ,000,000 USD Ba3 B+ BB FIXED N N/A N/A 29/01/ ,000 1, ,000,000 USD Baa3 N/A BBB- 4.5 FIXED N N/A N/A 24/01/ ,000 1, ,000,000 USD A2 A N/A 3.6 FIXED N N/A N/A 3/09/ ,000 1, ,000,000 USD Baa1 BBB+ BBB FIXED N N/A N/A 27/02/ ,000 1, ,000,000 USD Baa1 BBB+ BBB+ 6 FIXED N N/A N/A 27/02/ ,000 1, ,000,000 USD N/A N/A A FIXED N N/A N/A 18/11/ ,000 1, ,000,000 USD Ba3 BB BBB FIXED Y 10/02/ /02/ ,000 1,000 1,100,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 11 of 23

12 3 Y USG2117CAB84 CINDA 中国信达资产管理 CCAMCL 4 05/14/19 USD Baa1 A- A 4 FIXED N N/A N/A 14/05/ ,000 1,000 1,000,000,000 2 Y XS CINDA 2017 中国信达资产管理 CCAMCL 3 03/09/20 USD Baa1 A- A 3 FIXED N N/A N/A 9/03/ ,000 1, ,000,000 3 Y USG21184AA79 CINDA 2015 中国信达资产管理 CCAMCL 3 1/8 04/23/20 USD Baa1 A- A FIXED N N/A N/A 23/04/ ,000 1,000 1,300,000,000 3 Y XS CINDA 2017 中国信达资产管理 CCAMCL /09/22 USD Baa1 A- A 3.65 FIXED N N/A N/A 9/03/ ,000 1,000 1,300,000,000 3 Y XS CINDA 2017 中国信达资产管理 CCAMCL /09/24 USD Baa1 A- A 4.1 FIXED N N/A N/A 9/03/ ,000 1, ,000,000 4 Y USG2117CAC67 CINDA 中国信达资产管理 CCAMCL 5 5/8 05/14/24 USD Baa1 A- A FIXED N N/A N/A 14/05/ ,000 1, ,000,000 4 Y USG21184AB52 CINDA 2015 中国信达资产管理 CCAMCL 4 1/4 04/23/25 USD Baa1 A- A 4.25 FIXED N N/A N/A 23/04/ ,000 1,000 1,700,000,000 4 Y XS CINDA 2017 中国信达资产管理 CCAMCL /09/27 USD Baa1 A- A 4.4 FIXED N N/A N/A 9/03/ ,000 1, ,000,000 2 Y XS GRT WALL INTL III 中国长城资产管理 GRWALL 2 1/4 10/27/19 USD Baa1 BBB+ A 2.25 FIXED N N/A N/A 27/10/ ,000 1, ,000,000 3 Y XS GRT WALL INTL III 中国长城资产管理 GRWALL 2 5/8 10/27/21 USD Baa1 BBB+ A FIXED N N/A N/A 27/10/ ,000 1, ,000,000 2 Y XS II HRAM 2 7/8 11/19/18 USD Baa1 BBB+ A FIXED N N/A N/A 19/11/ ,000 1, ,000,000 3 Y XS Y XS Y XS II CO II HRAM 2 3/4 06/03/19 HRAM 4 07/17/19 HRAM 2 7/8 11/22/19 USD N/A BBB+ A 2.75 FIXED N N/A N/A 3/06/ ,000 1, ,000,000 USD Baa1 BBB+ A 4 FIXED N N/A N/A 17/07/ ,000 1,000 1,200,000,000 USD N/A BBB+ A FIXED N N/A N/A 22/11/ ,000 1,000 1,000,000,000 3 Y XS Y XS Y XS II 2017 CO II HRAM 4 1/2 01/16/20 HRAM 3 3/8 01/24/20 HRAM 3 3/4 11/19/20 USD Baa1 BBB+ A 4.5 FIXED N N/A N/A 16/01/ ,000 1,000 1,200,000,000 USD Baa1 N/A A FIXED N N/A N/A 24/01/ ,000 1,000 1,100,000,000 USD Baa1 BBB+ A 3.75 FIXED N N/A N/A 19/11/ ,000 1, ,000,000 3 Y XS II HRAM 3 1/4 06/03/21 USD N/A BBB+ A 3.25 FIXED N N/A N/A 3/06/ ,000 1, ,000,000 3 Y XS II HRAM 3 5/8 11/22/21 USD N/A BBB+ A FIXED N N/A N/A 22/11/ ,000 1,000 1,350,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 12 of 23

13 4 Y XS II HRAM 5 1/2 01/16/25 USD Baa1 BBB+ A 5.5 FIXED N N/A N/A 16/01/ ,000 1,000 1,400,000,000 4 Y XS II HRAM 5 11/19/25 USD Baa1 BBB+ A 5 FIXED N N/A N/A 19/11/ ,000 1, ,000,000 4 Y XS II HRAM 4 5/8 06/03/26 USD N/A BBB+ A FIXED N N/A N/A 3/06/ ,000 1, ,000,000 4 Y XS Y XS Y XS Y XS Y XS Y XS II 2017 CO II CHARMING LIGHT INVST CHARMING LIGHT INVST CHARMING LIGHT INVST 中国东方资产管理 中国东方资产管理 中国东方资产管理 HRAM 4 7/8 11/22/26 HRAM 4 1/2 PERP HRAM 2 7/8 PERP ORIEAS 3 3/4 09/03/19 ORIEAS 2 3/8 08/30/21 ORIEAS 5 09/03/24 USD N/A BBB+ A FIXED N N/A N/A 22/11/ ,000 1, ,000,000 USD Baa1 N/A A- 4.5 VARIABLE Y 24/01/ 永续债 200,000 1,000 1,500,000,000 USD Baa1 N/A A VARIABLE Y 14/09/ 永续债 200,000 1, ,000,000 USD Baa1 N/A A 3.75 FIXED N N/A N/A 3/09/ ,000 1,000 1,100,000,000 USD Baa1 N/A A FIXED N N/A N/A 30/08/ ,000 1, ,000,000 USD Baa1 N/A A 5 FIXED N N/A N/A 3/09/ ,000 1, ,000,000 保险类 2 Y US00131M2A05 AIA 友邦保险 AIA 2 1/4 03/11/19 USD A2 A N/A 2.25 FIXED N N/A N/A 11/03/ ,000 1, ,000,000 3 Y HK AIA 友邦保险 AIA 3 1/8 03/13/23 USD N/A A N/A FIXED N N/A N/A 13/03/ ,000 1, ,000,000 5 Y US00131M2B87 AIA 友邦保险 AIA 4 7/8 03/11/44 USD A2 A N/A FIXED N N/A N/A 11/03/ ,000 1, ,000,000 5 N XS PRUDENTIAL PLC 英国保诚 PRUFIN 5 1/4 PERP USD A3 BBB+ BBB 5.25 FIXED Y 20/07/ 永续债 200,000 1,000 1,000,000,000 2 N XS PING AN LIFE INSURANCE 中国平安保险 PINGLI 2 3/8 01/19/19 USD A3 N/A N/A FIXED N N/A N/A 19/01/ ,000 1, ,000,000 3 N XS Y XS PING AN LIFE INSURANCE TAIKANG INSURANCE GR 中国平安保险 PINGLI 2 7/8 01/19/21 泰康人寿保险 TAIKAN 3 1/2 01/19/22 USD A3 N/A N/A FIXED N N/A N/A 19/01/ ,000 1, ,000,000 USD N/A N/A BBB+ 3.5 FIXED N N/A N/A 19/01/ ,000 1, ,000,000 5 N XS LA MONDIALE LA MONDIALE LAMON 7 5/8 PERP 3 Y XS REINSURANCE FIN 中国再保险 CNREFI 3 3/8 03/09/22 USD N/A BBB N/A VARIABLE Y 23/04/ 永续债 200,000 1, ,000,000 USD N/A N/A N/A FIXED N N/A N/A 永续债 200,000 1,000 1,500,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 13 of 23

14 证券金融类 3 Y XS Y XS Y XS Y XS CITIC SECURITIES FIN MTN CITIC SECURITIES FIN MTN CICC HK 2016 MTN HAITONG INTL FIN 2014 中信证券 CITICS 3 1/2 10/30/19 中信证券 CITICS 3 1/4 04/20/22 中金国际 CICCHK 2 3/4 05/18/19 海通国际 HTISEC /11/19 USD Baa1 BBB+ N/A 3.5 FIXED N N/A N/A 30/10/ ,000 1, ,000,000 USD Baa1 N/A N/A 3.25 FIXED N N/A N/A 20/04/ ,000 1, ,000,000 USD N/A BBB BBB FIXED N N/A N/A 18/05/ ,000 1, ,000,000 USD N/A BBB N/A 3.99 FIXED N N/A N/A 11/09/ ,000 1, ,000,000 3 Y XS HAITONG INTL FIN HLDG 15 海通证券 HAISEC 3 1/2 04/21/20 USD N/A BBB N/A 3.5 FIXED N N/A N/A 21/04/ ,000 1, ,000,000 3 Y XS N US38141GVP61 4 N US38148LAE65 3 Y XS 租赁类 HAITONG INTL FIN 2015 GOLDMAN SACHS INC GOLDMAN SACHS INC ORIENT HUIZHI 海通国际 HTISEC /29/20 美商高盛证券 GS 2 3/4 09/15/20 美商高盛证券 GS 3 3/4 05/22/25 东方证券 ORSECH 3 5/8 11/30/22 USD N/A BBB N/A 4.2 FIXED N N/A N/A 29/07/ ,000 1, ,000,000 USD A3 BBB+ A 2.75 FIXED Y 15/08/ /09/ ,000 1,000 2,000,000,000 USD A3 BBB+ A 3.75 FIXED Y 22/02/ /05/ ,000 1,000 2,250,000,000 USD Baa3 N/A N/A FIXED N N/A N/A 30/11/ ,000 1, ,000,000 4 N US09681MAB46 BOC AVIATION 中银航空租赁 BOCAVI 3 7/8 04/27/26 USD N/A A- A FIXED Y 27/01/ /04/ ,000 1, ,000,000 2 Y XS AZURE ORBIT III INTL FIN 交银金融租赁 BOCOM 2 1/8 03/21/19 USD A2 A- N/A FIXED N N/A N/A 21/03/ ,000 1, ,000,000 3 Y XS AZURE ORBIT III INTL FIN 交银金融租赁 BOCOM 2 5/8 03/21/21 USD A2 A- N/A FIXED N N/A N/A 21/03/ ,000 1, ,000,000 3 Y XS CCBL CAYMAN 1 CORP 建银金融租赁 CCBL 2 3/8 05/31/19 USD A2 N/A A FIXED N N/A N/A 31/05/ ,000 1, ,000,000 3 Y XS CCBL CAYMAN 1 CORP 建银金融租赁 CCBL 2 3/4 05/31/21 USD A2 N/A A 2.75 FIXED N N/A N/A 31/05/ ,000 1, ,000,000 3 Y XS Y USY3R559AE22 3 Y USY3R559AJ19 ABCL GLORY CAPITAL ICBCIL CO ICBCIL CO 农银金融租赁 AGRBK 2 1/2 06/21/21 工银国际租赁财务 工银国际租赁财务 ICBCIL /13/18 ICBCIL 2 3/8 05/19/19 USD N/A N/A A 2.5 FIXED N N/A N/A 21/06/ ,000 1, ,000,000 USD A2 A A 2.6 FIXED N N/A N/A 13/11/ ,000 1, ,000,000 USD NR A A FIXED N N/A N/A 19/05/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 14 of 23

15 3 Y XS Y USY3R559AF96 3 Y USY3R559AK81 4 Y USY3R559AL64 ICBCIL CO ICBCIL CO ICBCIL CO ICBCIL CO 工银国际租赁财务 工银国际租赁财务 工银国际租赁财务 工银国际租赁财务 ICBCIL 3 1/4 03/17/20 ICBCIL /10/20 ICBCIL 2 3/4 05/19/21 ICBCIL 3 5/8 05/19/26 USD A2 N/A A 3.25 FIXED N N/A N/A 17/03/ ,000 1, ,000,000 USD A2 A A 3.2 FIXED N N/A N/A 10/11/ ,000 1, ,000,000 USD NR A A 2.75 FIXED N N/A N/A 19/05/ ,000 1, ,000,000 USD NR A A FIXED N N/A N/A 19/05/ ,000 1, ,000,000 银行金融类 2 Y XS Y XS Y XS Y XS Y XS Y XS Y XS T BK/HK T BANK T BK/HK T BANK T BANK T BANK FUBON BANK HONG KONG 2 N XS AGRICULTURA L BK OF 3 N US00850XAC20 2 Y XS Y XS Y XS Y USY1391CAJ00 3 N XS AGRICULTURA L BK /NY BANK OF /HONG KONG BANK OF /HONG KONG BANK OF /HONG KONG BANK OF HONG KONG BANK OF EAST ASIA 国家开发银行股份有限公司 国家开发银行股份有限公司 国家开发银行股份有限公司 国家开发银行股份有限公司 国家开发银行股份有限公司 国家开发银行股份有限公司 SDBC 0 03/06/20 SDBC 2 1/8 06/01/21 SDBC 0 03/06/22 SDBC 2 5/8 01/24/22 SDBC 3 06/01/26 SDBC 4 01/24/37 富邦香港 FUBON 6 1/8 11/30/20 农业银行 AGRBK 2 1/8 10/20/18 农业银行 AGRBK 2 3/4 05/21/20 中银香港 B 3 1/8 01/23/19 中银香港 B 2 7/8 06/30/20 中银香港 B 3 7/8 06/30/25 中银香港 BOCHKL /11/20 东亚银行 BNKEA 6 1/8 07/16/20 USD A1 A+ N/A FLOATING N N/A N/A 6/03/ ,000 1, ,000,000 USD A1 A+ N/A FIXED N N/A N/A 1/06/ ,000 1,000 1,000,000,000 USD A1 A+ N/A FLOATING N N/A N/A 6/03/ ,000 1,000 1,150,000,000 USD A1 A+ N/A FIXED N N/A N/A 24/01/ ,000 1,000 1,000,000,000 USD A1 A+ N/A 3 FIXED N N/A N/A 1/06/ ,000 1, ,000,000 USD A1 A+ N/A 4 FIXED N N/A N/A 24/01/ ,000 1, ,000,000 USD N/A BBB N/A FIXED N N/A N/A 30/11/ ,000 1, ,000,000 USD A1 N/A A FIXED N N/A N/A 20/10/ ,000 1, ,000,000 USD A1 A N/A 2.75 FIXED N N/A N/A 21/05/ ,000 1, ,000,000 USD A1 N/A A FIXED N N/A N/A 23/01/ ,000 1, ,000,000 USD A1 N/A A FIXED N N/A N/A 30/06/ ,000 1, ,000,000 USD A1 N/A A FIXED N N/A N/A 30/06/ ,000 1, ,000,000 USD A3 A A FIXED N N/A N/A 11/02/ ,000 1,000 1,623,251,000 USD Baa3 BBB N/A FIXED N N/A N/A 16/07/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 15 of 23

16 3 Y XS AZURE ORBIT II INTL FIN 交通银行 BOCOM 3 3/8 04/25/19 USD N/A A- A FIXED N N/A N/A 25/04/ ,000 1, ,000,000 3 Y XS Y XS Y XS AZURE ORBIT INTL CONSTRUCT BK ASIA AIRVESSEL HLDG 交通银行 BOCOM 3 3/4 03/06/23 建设银行 CCB 3 1/4 07/02/19 招商银行 M 3 1/4 08/11/19 USD A2 A- N/A 3.75 FIXED N N/A N/A 6/03/ ,000 1, ,000,000 USD A1 N/A N/A 3.25 FIXED N N/A N/A 2/07/ ,000 1, ,000,000 USD N/A BBB+ N/A 3.25 FIXED N N/A N/A 11/08/ ,000 1, ,000,000 3 Y XS CHONG HING BANK 创兴银行 CHOHIN 6 11/04/20 USD Baa3 N/A BBB- 6 FIXED N N/A N/A 4/11/ ,000 1, ,024,000 3 Y XS CITIC 中信股份 CIT 6 5/8 04/15/21 USD A3 BBB+ N/A FIXED N N/A N/A 15/04/ ,000 1, ,000,000 3 N XS DAH SING BANK 大新银行 DAHSIN 6 5/8 02/11/20 USD Baa1 N/A BBB FIXED N N/A N/A 11/02/ ,000 1, ,000,000 3 N XS DAH SING BANK 大新银行 DAHSIN 6 5/8 02/11/20 USD Baa1 N/A BBB FIXED N N/A N/A 11/02/ ,000 1, ,000,000 3 N XS DAH SING BANK 大新银行 DAHSIN 6 5/8 02/11/20 USD Baa1 N/A BBB FIXED N N/A N/A 11/02/ ,000 1, ,000,000 3 N US45580KAC27 3 N XS N US45580KAD00 3 N US45580KAE82 3 N XS Y XS Y XS IND & COMM BK /NY IND & COMM BK CHN/DUBAI IND & COMM BK /NY IND & COMM BK /NY IND & COMM BK CHN/DUBAI SKYSEA INTERNATION AL CAP IND & COMM BK CHN MACAU 工商银行 ICBCAS /13/19 工商银行 ICBCAS 2 5/8 05/26/20 工商银行 ICBCAS /13/18 工商银行 ICBCAS /13/20 工商银行 ICBCAS 2 1/2 06/16/21 工商银行 ICBCAS 4 7/8 12/07/21 工商银行 ICBCAS 3 7/8 09/10/24 USD A1 A N/A FIXED N N/A N/A 13/11/ ,000 1,000 1,000,000,000 USD A1 N/A N/A FIXED N N/A N/A 26/05/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 13/11/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 13/11/ ,000 1, ,000,000 USD A1 N/A N/A 2.5 FIXED N N/A N/A 16/06/ ,000 1, ,000,000 USD A1 A N/A FIXED N N/A N/A 7/12/ ,000 1, ,934,000 USD NR N/A A VARIABLE Y 10/09/ /09/ ,000 1, ,000,000 3 N XS ICBC ASIA 工银亚洲 ICBCAS 5 1/8 11/30/20 2 N XS N US302154AW97 KOREA T BANK EXPORT- IMPORT BANK KOREA 韩国产业银行 KDB /15/18 韩国输出入银行 EIBKOR 5 1/8 06/29/20 USD Baa2 A- WD FIXED N N/A N/A 30/11/ ,000 1, ,000,000 CNY Aa2 N/A AA- 4.2 FIXED N N/A N/A 15/12/2018 1,000,000 1,000,000 1,300,000,000 USD Aa2 AA AA FIXED N N/A N/A 29/06/ ,000 1,000 1,250,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 16 of 23

17 3 N US302154BV06 3 N US82460EAK64 EXPORT- IMPORT BANK KOREA SHINHAN BANK 韩国输出入银行 EIBKOR 2 5/8 12/30/20 韩国输出入银行 SHNHAN 2 7/8 03/28/22 USD Aa2 AA AA FIXED N N/A N/A 30/12/ ,000 1, ,000,000 USD Aa3 A+ A FIXED N N/A N/A 28/03/ ,000 1, ,000,000 3 N XS AMBANK M BHD 新韩银行 AMMMK 3 1/8 07/03/19 USD Baa1 BBB+ N/A FIXED N N/A N/A 3/07/ ,000 1, ,000,000 3 N XS Y US00182FBC95 CITIC BANK INTL ANZ NEW ZEALAND INTL/LDN 中信银行国际 CINDBK 6 7/8 06/24/20 澳新银行 ANZNZ 2 7/8 01/25/22 USD Baa3 N/A BBB FIXED N N/A N/A 24/06/ ,000 1, ,000,000 USD A1 AA- AA FIXED N N/A N/A 25/01/ ,000 1, ,000,000 3 N XS Y XS Y US404280BJ78 4 Y US404280BK42 STATE BANK OF INDIA EVERBRIGHT BANK/HK HSBC PLC HSBC PLC 印度国家银行 SBIIN 3 1/4 01/24/22 光大银行 CHEVBK 2 1/2 03/08/20 汇丰 HSBC /13/23 汇丰 HSBC /13/28 USD Baa2 BBB- BBB FIXED N N/A N/A 24/01/ ,000 1, ,000,000 USD N/A N/A BBB 2.5 FIXED N N/A N/A 8/03/ ,000 1, ,000,000 USD A2 A AA VARIABLE Y 13/03/ /03/ ,000 1,000 2,500,000,000 USD A2 A AA VARIABLE Y 13/03/ /03/ ,000 1,000 2,500,000,000 城投债 3 y XS Y XS 信息科技类 ZHAOHAI INVESTMENT BVI TIANJIN CITY CONSTRUCTIO 天津滨海建设 BINHCO 4 07/23/20 天津城市基础设施投资集团 TJNCON 2 3/4 06/15/19 USD Baa2 BBB A- 4 FIXED N N/A N/A 23/07/ ,000 1, ,000,000 USD N/A BBB+ A 2.75 FIXED N N/A N/A 15/06/ ,000 1, ,000,000 3 Y XS Y XS Y XS Y XS PROVEN GLORY CAPITAL PROVEN HONOUR CAPITAL PROVEN HONOUR CAPITAL PROVEN GLORY CAPITAL 华为 HUAWEI 3 1/4 02/21/22 华为 HUAWEI 4 1/8 05/19/25 华为 HUAWEI 4 1/8 05/06/26 华为 HUAWEI 4 02/21/27 USD N/A N/A N/A 3.25 FIXED N N/A N/A 21/02/ ,000 1,000 1,000,000,000 USD N/A N/A N/A FIXED N N/A N/A 19/05/ ,000 1,000 1,000,000,000 USD N/A N/A N/A FIXED N N/A N/A 6/05/ ,000 1,000 2,000,000,000 USD N/A N/A N/A 4 FIXED N N/A N/A 21/02/ ,000 1, ,000,000 3 N US47215PAB22 JD.COM INC 京东 JD 3 1/8 04/29/21 4 N US47215PAC05 JD.COM INC 京东 JD 3 7/8 04/29/26 USD Baa2 BBB- N/A FIXED N N/A N/A 29/04/ ,000 1, ,000,000 USD Baa2 BBB- N/A FIXED N N/A N/A 29/04/ ,000 1, ,000,000 查詢電話 : ( 國內專綫 ) 或 (852) ( 香港熱綫 ) 17 of 23