China Securities Depository and Clearing Corporation Limited CONTENTS Summary for Securities Depository and Clearing 2004 OVERVIEW

CHINA SECURITIES REGISTRATION AND SETTLEMENT STATISTICAL YEARBOOK 2004 Edited by China Securities Depository and Clearing Corporation Limited China Securities Depository and Clearing Corporation Limited 1

China Securities Depository and Clearing Corporation Limited CONTENTS 2004... 1 Summary for Securities Depository and Clearing 2004 OVERVIEW 1.1... 5 Summary 2003-2004 1.2 2004... 6 Summary for Each Month 2004 INVESTOR 2.1... 8 Number of Accounts Accumulated from 1993 to 2004 2.2...9 Number of New Accounts for Each Year 2.3 2000-2004... 10 Total Number of Accounts by the End of Each Year 2000-2004 2.4 2004...11 Number of New Accounts for Each Month 2004 2.5 2004... 12 Number of Accounts Closed in Each Month 2004 2.6 2004... 13 Total Number of Accounts by the End of Each Month 2004 2.7 2004 A... 14 Regional Distribution of A-Share Accounts 2004 2.8 2004 B... 16 Regional Distribution of B-Share Accounts 2004 2.9 2004... 18 Services for Investors 2004 ACCOUNT-OPENING AGENCIES 3.1 2001-2004... 20 2

Number of Account-Opening Agencies and Agency Offices 2001-2004 3.2 2004 A... 21 Regional Distribution of A-share Account-Opening Agencies 2004 3.3 2004 B... 22 Regional Distribution of B-share Account-Opening Agencies 2004 3.4 2004 A... 23 Regional Distribution of A-share Account-Opening Agency Offices 2004 3.5... 24 The Overview of Account-Opening Agencies ISSUER 4.1 2003-2004... 32 Number of Securities Issuers 2003-2004 4.2 2004... 33 Securities Issued in 2004 4.3A 2004... 35 New Issued Stocks in 2004 4.3B 2004... 37 New Issued Stocks in 2004 4.4a 2004... 39 New Issued Bonds in Shanghai in 2004 4.4b 2004... 40 New Issued Bonds in Shenzhen in 2004 4.5 2004... 41 Regional Distribution of Stocks Issued in 2004 4.6 2004... 42 Capitalization Structure in 2004 4.7 2004... 44 Securities Pledge in 2004 4.8 2004... 45 Securities Freezed in 2004 4.9 2003-2004... 46 Dividend Distribution of Listed Companies 2003-2004 4.10a 2004... 47 Summary for Dividend Distribution of Listed Companies in Shanghai in 2004 4.10b 2004... 60 Summary for Dividend Distribution of Listed Companies in Shenzhen in 2004 4.11a 2004... 68 Summary for Bonus Share of Listed Companies in Shanghai in 2004 3

China Securities Depository and Clearing Corporation Limited 4.11b 2004... 74 Summary for Bonus Share of Listed Companies in Shenzhen in 2004 4.12a 2004... 77 Summary for Rights Issuing of Listed Companies in Shanghai in 2004 4.12b 2004... 78 Summary for Rights Issuing of Listed Companies in Shenzhen in 2004 4.13 2003-2004... 79 Dividend Distribution of Securities Investement Funds 2003-2004 4.14 2004... 80 Summary for Dividend Distribution of Securities Investement Funds in 2004 4.15 2003-2004... 81 Repayment of Principal and Interest of Bonds 2003-2004 4.16a 2004... 82 Summary for Repayment of Principal and Interest of Bonds in Shanghai in 2004 4.16b 2004... 84 Summary for Repayment of Principal and Interest of Bonds in Shenzhen in 2004 4.17 2004... 85 Shareholder Book Inquiring 2004 PARTICIPANTS OF SECURITIES DEPOSITORY SYSTEMS 5.1 2003-2004... 87 Securities in Custody 2003-2004 5.2 2004 A B 20... 88 Securities Value in Custody of Top 20 Participants 2004 Including A-Share B-Share Close Securities Investment Fund and Bonds 5.3 2004 A 20... 89 A Share s Value in Custody of Top 20 Participants 2004 5.4 2004 B 20... 90 B Share s Value in Custody of Top 20 Participants 2004 5.5 2004 20... 91 Bonds Value in Custody of Top 20 Participants 2004 5.6 2004 20... 92 Securities Investment Funds Value in Custody of Top 20 Participants 2004 5.7 2004... 93 Regional Distribution of Negotiable Share s Market Value in Custody 2004 5.8 2004 /... 95 Changes of Designated Brokers in 2004 4

PARTICIPANTS OF SECURITIES SETTLEMENT SYSTEMS 6.1 2003-2004... 97 Number of Participants 2003-2004 6.2 2003-2004... 98 Cash Settlement of Participaants 2003-2004 6.3.1 2004 20... 99 RMB Net Settlement Value of Top 20 Participants 2004 6.3.2 2004 20... 100 US Dollar Net Settlement Value of Top 20 Participants 2004 6.3.3 2004 20... 101 HongKong Dollar Net Settlement Value of Top 20 Participants 2004... 102 Defination... 103 5

2004 2004 2004 Summary for Securities Depository and Clearing 2004 2004 2004 2004 A 2,865 151 A 3,440 203 2004 7,215.74 234.51 3.36% A 6945.87 142.34 2.09% B 160.26 2.77 1.76% 109.61 89.38 4 2004 248.10 105.84, 74.4% A 167.92 30.78 22.45% B 2.73 0.89 24.52% 77.45 75.94 50 A 4,000 2,000 0 2001 2002 2003 2004 7400 7200 7000 6800 6600 2001 2002 2003 2004 1

China Securities Depository and Clearing Corporation Limited 2004 1640 116 A 1354 83 B 110 1 56 16 33 9 32 9 55 2004 1.22 11.71% A 2003.37 15.01% B 197.51 9.49% 4520.61 10.22% 3967.30 11.96% 396.49 8.91% 334.92 62.99% 818.09 2004 1.66 7.94% A 1.11 11.19% B 687.71 21.57% 3626.00 4.23% 365.99 0.28% 346.41 57.76% 547.17 18.65% 32% 3% 3% 7% 16% 2% 37% A B 22% 4% 2% 2% 3% 67% A B 2

2004 2004 8.79 27.01% 28.36 6.27% 29.49 9.68% 3.72 7.05% 87% 2004 12 TA 4 21 2004 11 7 18 12 54 32 82.64 70 2004 2004 2004 LOFs ETF LOFs 3

China Securities Depository and Clearing Corporation Limited Overview 4

1.1 Summary 2003-2004 2003 2004 2004 2003 2004 2003 % absolute value increased from increased rate from 2003 to 2003 to 2004 2004 Number of New Accounts Unit:10,000 Total Number of Accounts by the end of the year Unit:10,000 Number of Securities in Custody 142.26 248.10 105.84 70.40 6,981.23 7,215.74 234.51 3.36 1,524 1,640 116 7.61 Total Par Value in Custody RMB 100 Mil. 10,955.12 12,238.29 1,283.17 11.71 Total Market Value in Custody RMB 100 Mil. 47,311.37 41,979.00-5,332.37-11.27 Market Value of Negotiable Securities in Custody RMB 100 Mil. 18,080.07 16,643.74-1,436.33-7.94 Number of Transactions 10,000 Unit: 69,198.99 87,889.71 18,690.72 27.01 Total Transfer Value RMB 100 Mil. 302,609.51 283,636.93-18,972.58-6.27 Gross Settlement Value 100 Mil. RMB 326,533.53 294,915.82-31,617.71-9.68 Net Settlement Value RMB 100 Mil. 39,973.95 37,156.73-2,817.22-7.05 A B A B,B B 1 8.2770 1 1.0624 5

Number of New Accounts (Unit:10,000) Total Number of Accounts by the End of Each Month (Unit:10,000) () Number of Securitiess in Custody ( ) Total Par Value in Custody (RMB 100 Mil.) ( ) Total Market Value in Custody (RMB 100 Mil.) Jan. Feb. 1.2 2004 Summary for Each Month 2004 Mar. Apr. May. Jun. Jul. Aug. Sep. Oct. Nov. Dec. 11.70 35.99 27.81 21.94 10.80 13.39 9.61 9.46 22.42 10.00 * 11.61 16.69 6,985.76 7,021.39 7,048.89 7,070.53 7,081.20 7,094.42 7,103.90 7,113.24 7,135.52 7,187.71 7,199.18 7,215.74 1,524 1,533 1,542 1,555 1,568 1,601 1,616 1,626 1,628 1,630 1,634 1,640 10,968.69 10,948.48 11,062.37 11,214.43 11,399.01 11,731.30 11,882.44 11,919.05 12,045.29 12,179.90 12,102.02 12,238.29 50,256.20 53,205.55 54,907.54 50,521.29 49,623.53 45,494.40 45,355.65 43,968.26 45,958.87 44,391.59 44,321.96 41,979.00 ( ) Market Value of Negotiable Securities in 19,195.82 20,169.69 20,801.76 19,045.94 18,864.94 17,491.71 17,589.85 17,073.87 17,863.47 17,165.49 17,400.87 16,643.74 Custody (RMB 100 Mil.) Number of Transactions (Unit:10,000) Value of Transactions (RMB 100 Mil.) Gross Settlement Value (RMB 100 Mil.) 6,861.06 13,785.25 11,064.66 10,137.67 3,923.90 5,837.19 5,628.91 4,501.27 8,205.77 5,938.59 6,931.05 5,074.39 20,299.79 31,080.39 30,922.40 29,469.10 17,947.20 24,263.22 23,081.54 20,817.31 24,881.67 17,721.90 22,127.68 21,024.73 24,989.79 31,401.71 31,382.03 30,572.66 19,340.29 24,772.66 23,774.44 21,480.44 25,403.27 18,193.24 22,509.02 21,096.27 A B A B,B B 1 8.2770 * 2004 10

Investor 7

2.1 Number of Accounts Accumulated from 1993 to 2004 Total Shanghai Shenzhen Unit: 10,000 Year A A -share Accounts B B -share Accounts Fund Accounts A A -share Accounts B B -share Accounts Fund Accounts A A -share Accounts B B -share Accounts Fund Accounts Total Total Total Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution 1993 835.17 830.82 2.45 1.51 0.39 0.00 0.00 423.51 421.09 1.40 0.83 0.19 0.00 0.00 411.66 409.73 1.05 0.68 0.20 0.00 0.00 1994 1,107.76 1,100.47 4.30 2.37 0.62 0.00 0.00 574.89 571.00 2.00 1.57 0.32 0.00 0.00 532.87 529.47 2.30 0.80 0.30 0.00 0.00 1995 1,294.19 1,283.99 5.26 4.19 0.75 0.00 0.00 685.20 680.00 2.50 2.32 0.38 0.00 0.00 608.99 603.99 2.76 1.87 0.37 0.00 0.00 1996 2,422.08 2,401.37 6.76 13.03 0.92 0.00 0.00 1,207.87 1,200.00 3.30 4.11 0.46 0.00 0.00 1,214.21 1,201.37 3.46 8.92 0.46 0.00 0.00 1997 3,480.26 3,454.20 9.25 15.54 1.27 0.00 0.00 1,713.31 1,702.19 4.59 5.91 0.63 0.00 0.00 1,766.95 1,752.01 4.66 9.63 0.64 0.00 0.00 1998 4,259.88 4,015.62 10.98 17.05 1.41 214.81 0.00 2,006.57 1,986.05 5.56 7.10 0.70 7.16 0.00 2,253.31 2,029.57 5.42 9.95 0.71 207.65 0.00 1999 4,810.63 4,558.31 16.13 18.73 1.52 215.92 0.01 2,288.54 2,264.67 7.56 8.13 0.76 7.41 0.00 2,522.09 2,293.64 8.57 10.60 0.76 208.51 0.01 2000 6,154.53 5,882.40 25.72 25.79 1.67 218.95 0.01 2,966.99 2,931.20 12.12 13.69 0.83 9.16 0.00 3,187.54 2,951.20 13.60 12.10 0.84 209.79 0.01 2001 6,965.90 6,566.25 31.25 146.75 1.83 219.81 0.02 3,429.61 3,311.07 15.87 91.99 0.92 9.76 0.00 3,536.29 3,255.18 15.38 54.76 0.91 210.05 0.02 2002 7,202.16 6,790.34 36.33 152.76 1.91 220.78 0.02 3,566.61 3,441.43 18.10 95.46 0.96 10.65 0.00 3,635.55 3,348.91 18.23 57.30 0.95 210.13 0.02 2003 7,344.41 6,925.96 37.85 156.29 2.00 222.29 0.02 3,643.93 3,515.05 18.95 97.06 1.00 11.87 0.00 3,700.48 3,410.91 18.90 59.23 1.00 210.42 0.02 2004 7,588.29 7,076.32 39.07 158.97 2.20 311.14 0.59 3,787.22 3,584.19 19.53 98.22 1.14 83.75 0.39 3,801.07 3,492.13 19.54 60.75 1.06 227.39 0.20 2004

2.2 Number of New Accounts for Each Year Total Shanghai shenzhen Unit:10,000 A B A B A B A -share Accounts B -share Accounts Fund Accounts A -share Accounts B -share Accounts Fund Accounts A -share Accounts B-share Accounts Fund Accounts Year Total Total Total Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual institution Individual institution Individual institution 1994 272.59 269.65 1.85 0.86 0.23 0.00 0.00 151.38 149.91 0.60 0.74 0.13 0.00 0.00 121.21 119.74 1.25 0.12 0.10 0.00 0.00 1995 186.43 183.52 0.96 1.82 0.13 0.00 0.00 110.31 109.00 0.50 0.75 0.06 0.00 0.00 76.12 74.52 0.46 1.07 0.07 0.00 0.00 1996 1127.89 1117.38 1.50 8.84 0.17 0.00 0.00 522.67 520.00 0.80 1.79 0.08 0.00 0.00 605.22 597.38 0.70 7.05 0.09 0.00 0.00 1997 1058.18 1052.83 2.49 2.51 0.36 0.00 0.00 505.44 502.19 1.29 1.80 0.17 0.00 0.00 552.74 550.64 1.20 0.71 0.19 0.00 0.00 1998 779.62 561.41 1.73 1.52 0.13 214.81 0.00 293.26 283.86 0.97 1.19 0.07 7.16 0.00 486.36 277.55 0.76 0.33 0.06 207.65 0.00 1999 550.74 542.69 5.15 1.67 0.11 1.11 0.01 281.96 278.62 2.00 1.03 0.06 0.25 0.00 268.78 264.07 3.15 0.64 0.05 0.86 0.01 2000 1343.92 1324.08 9.60 7.06 0.15 3.02 0.00 678.46 666.52 4.56 5.56 0.07 1.74 0.00 665.46 657.56 5.04 1.50 0.08 1.28 0.00 2001 811.36 683.84 5.53 120.97 0.16 0.87 0.00 462.61 379.87 3.75 78.30 0.09 0.61 0.00 348.75 303.97 1.78 42.67 0.07 0.26 0.00 2002 236.25 224.10 5.08 6.01 0.08 0.98 0.00 137.00 130.37 2.23 3.47 0.04 0.89 0.00 99.25 93.73 2.85 2.54 0.04 0.09 0.00 2003 142.26 135.62 1.52 3.53 0.09 1.51 0.00 77.32 73.62 0.85 1.60 0.04 1.22 0.00 64.94 62.00 0.67 1.93 0.05 0.29 0.00 2004 248.10 166.66 1.26 2.61 0.12 77.07 0.38 147.54 85.36 0.73 1.09 0.06 60.10 0.20 100.56 81.30 0.53 1.52 0.06 16.97 0.18

Year Total 2.3 2000-2004 Total Number of Accounts by the End of Each Year 2000 2004 Total Shanghai Shenzhen Unit:10,000 A B A B A B A -share Accounts B -share Accounts Fund Accounts A -share Accounts B -share Accounts Fund A -share B -share Accounts Fund Accounts Accounts Accounts Total Total Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Indivi Instit Individu Institut Individua Institution Individ Institution dual ution al ion l ual 2000 6,123.23 5,851.76 25.66 25.73 1.49 218.57 0.01 2,958.46 2,922.88 12.1 13.66 0.73 9.08 0.00 3,164.77 2,928.88 13.56 12.07 0.76 209.49 0.01 2001 6,898.67 6,500.98 30.45 146.26 1.58 219.38 0.02 3,388.70 3,270.66 15.82 91.78 0.78 9.67 0.00 3,509.97 3,230.32 14.63 54.48 0.80 209.71 0.02 2002 6,841.84 6,638.31 30.83 152.37 1.58 18.72 0.02 3,513.51 3,389.48 17.37 95.35 0.78 10.53 0.00 3,328.33 3,248.83 13.46 57.02 0.80 8.19 0.02 2003 6,981.24 6,771.35 32.18 155.89 1.60 20.21 0.02 3,589.25 3,461.57 18.21 96.95 0.78 11.74 0.00 3,391.99 3,309.78 13.97 58.94 0.82 8.47 0.02 2004 7,215.74 6,912.65 33.22 158.55 1.69 109.03 0.58 3,731.22 3,529.49 18.78 98.10 0.87 83.60 0.39 3,484.52 3,383.16 14.44 60.44 0.82 25.44 0.20 2002 2001

2.4 2004 Number of New Accounts for Each Month 2004 Unit:10,000 Total Shanghai Shenzhen Month B A A A B B A-share A-share A-share A-share Accounts Fund Accounts B-share Accounts Fund Accounts B-share Accounts Fund Accounts Accounts Accounts Accounts Total Total Total Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Jan. 117,050 109,857 838 2,896 87 3,372 0 60,805 55,586 407 1,423 35 3,354 0 56,245 54,271 431 1,473 52 18 0 Feb. 359,891 348,466 1,506 6,793 106 3,019 1 184,026 177,017 784 3,210 53 2,962 0 175,865 171,449 722 3,583 53 57 1 Mar. 278,128 269,704 1,241 3,549 112 3,517 5 141,206 136,177 647 1,510 56 2,816 0 136,922 133,527 594 2,039 56 701 5 Apr. 219,352 190,181 1,140 2,787 116 24,878 250 98,693 95,298 598 877 58 1,862 0 120,659 94,883 542 1,910 58 23,016 250 May. 107,982 97,425 724 1,400 111 8,155 167 53,264 48,724 393 451 53 3,643 0 54,718 48,701 331 949 58 4,512 167 Jun. 133,964 120,147 844 1,661 113 11,198 1 73,134 60,956 458 718 56 10,946 0 60,830 59,191 386 943 57 252 1 Jul. 96,132 88,184 739 1,221 92 5,895 1 52,213 45,508 411 509 48 5,737 0 43,919 42,676 328 712 44 158 1 Aug. 94,671 70,283 632 989 66 22,657 44 44,623 37,116 349 368 32 6,758 0 50,048 33,167 283 621 34 15,899 44 Sep. 224,201 126,952 791 1,588 84 94,116 670 81,755 66,276 412 634 44 14,389 0 142,446 60,676 379 954 40 79,727 670 Oct. 99,978 74,113 488 966 113 24,127 171 56,688 38,390 267 360 57 17,606 8 43,290 35,723 221 606 56 6,521 163 Nov. 116,060 90,885 2,005 1,241 103 21,797 29 68,695 49,230 1,732 460 51 17,218 4 47,365 41,655 273 781 52 4,579 25 Dec. 166,912 80,446 1,638 993 101 82,950 784 93,588 43,340 841 349 52 48,634 372 73,324 37,106 797 644 49 34,316 412

2.5 2004 Number of Accounts Closed in Each Month 2004 Total Shanghai Shenzhen Month Total A A-share Accounts B B-share Accounts Fund Accounts Total Individ Institut Individ Institut Individ Institut ual ion ual ion ual ion A B A-share Accounts B-share Accounts Fund Accounts Total Individ Institut Individ Institut Individ Institut ual ion ual ion ual ion A B A-share Accounts B-share Accounts Fund Accounts Indivi dual Institut ion Individ ual Institut ion Individ ual Instit ution Jan. 71784 71692 43 20 19 10 0 972 945 1 6 13 7 0 70812 70747 42 14 6 3 0 Feb 3601 3343 67 45 83 62 1 1848 1755 4 15 42 32 0 1753 1588 63 30 41 30 1 Mar. 3123 2936 78 23 65 21 0 1601 1544 6 7 31 13 0 1522 1392 72 16 34 8 0 Apr. 2927 2699 80 15 53 80 0 1768 1652 8 4 29 75 0 1159 1047 72 11 24 5 0 May. 1420 1306 36 14 56 8 0 753 712 6 4 26 5 0 667 594 30 10 30 3 0 Jun. 1640 1484 75 20 51 10 0 866 792 32 8 27 7 0 774 692 43 12 24 3 0 Jul. 1366 1261 38 16 48 3 0 719 682 3 7 25 2 0 647 579 35 9 23 1 0 Aug. 1318 1147 44 12 111 4 0 733 657 6 5 64 1 0 585 490 38 7 47 3 0 Sep. 1468 1256 46 15 139 12 0 772 682 6 5 73 6 0 696 574 40 10 66 6 0 Oct. 2137 1992 33 5 100 7 0 1551 1492 7 0 49 3 0 586 500 26 5 51 4 0 Nov. 1371 1228 57 16 59 11 0 761 694 25 4 30 8 0 610 534 32 12 29 3 0 Dec. 1276 1138 50 19 58 10 1 705 637 7 11 43 7 0 571 501 43 8 15 3 1

2.6 2004 Total Number of Accounts by the End of Each Month (2004) Total Shanghai Shenzhen Unit: 10,000 Month A A-share Accounts Total B B-share Fund Accounts Accounts Instituti Individ Instituti Individ Institu Total Individual on ual on ual tion A A B B A-share A-share B-share B-share Accounts Fund Accounts Fund Accounts Accounts Accounts Accounts Individu Instituti Individ Instituti Individ Institut Total al on ual on ual ion Individu al Institut ion Individ ual Instituti on Individ ual Institut ion Jan. 6,985.76 6,775.16 32.26 156.17 1.61 20.54 0.02 3,595.23 3,467.03 18.25 97.09 0.79 12.07 0.00 3,390.53 3,308.13 14.01 59.08 0.82 8.47 0.02 Feb. 7,021.39 6,809.68 32.40 156.85 1.61 20.84 0.02 3,613.45 3,484.56 18.33 97.41 0.79 12.36 0.00 3,407.94 3,325.11 14.07 59.44 0.82 8.48 0.02 Mar. 7,048.89 6,836.35 32.52 157.20 1.61 21.19 0.02 3,627.41 3,498.02 18.39 97.56 0.79 12.64 0.00 3,421.48 3,338.33 14.13 59.64 0.82 8.54 0.02 Apr. 7,070.54 6,855.10 32.62 157.48 1.62 23.67 0.05 3,637.10 3,507.39 18.45 97.65 0.79 12.82 0.00 3,433.43 3,347.71 14.17 59.83 0.83 10.85 0.05 May. 7,081.19 6,864.71 32.69 157.62 1.63 24.48 0.06 3,642.36 3,512.19 18.49 97.69 0.79 13.19 0.00 3,438.84 3,352.52 14.20 59.92 0.83 11.30 0.06 Jun. 7,094.43 6,876.58 32.77 157.78 1.63 25.60 0.06 3,649.58 3,518.21 18.53 97.77 0.80 14.28 0.00 3,444.84 3,358.37 14.24 60.02 0.83 11.32 0.06 Jul. 7,103.91 6,885.27 32.84 157.90 1.64 26.19 0.06 3,654.73 3,522.69 18.57 97.82 0.80 14.86 0.00 3,449.17 3,362.59 14.27 60.09 0.84 11.34 0.06 Aug. 7,113.24 6,892.19 32.90 158.00 1.63 28.46 0.07 3,659.12 3,526.34 18.61 97.85 0.80 15.53 0.00 3,454.12 3,365.85 14.29 60.15 0.83 12.93 0.07 Sep. 7,135.52 6,904.76 32.97 158.16 1.63 37.87 0.13 3,667.22 3,532.89 18.65 97.91 0.79 16.97 0.00 3,468.30 3,371.86 14.33 60.24 0.83 20.90 0.13 Oct. 7,187.71 6,895.75 32.87 158.33 1.70 98.56 0.50 3,715.14 3,520.36 18.52 98.02 0.87 77.01 0.35 3,472.57 3,375.39 14.35 60.30 0.83 21.55 0.15 Nov. 7,199.18 6,904.72 33.06 158.45 1.71 100.74 0.50 3,721.94 3,525.22 18.70 98.07 0.87 78.73 0.35 3,477.24 3,379.50 14.37 60.38 0.84 22.01 0.15 Dec. 7,215.74 6,912.65 33.22 158.55 1.71 109.03 0.58 3,731.22 3,529.49 18.78 98.10 0.87 83.60 0.39 3,484.52 3,383.16 14.44 60.44 0.84 25.44 0.20

China Securities Depository and Clearing Corporation Limited 2.7 2004 A Regional Distribution of A-Share Accounts 2004 Unit:10,000 Area Shanghai Number of New Accounts % Total Number of Accounts % Shenzhen Number of New Accounts % Total Number of Accounts % 2.22 1.51 87.80 2.38 1.82 1.81 65.93 1.76 7.22 4.89 161.84 4.39 22.39 22.26 198.73 5.31 0.88 0.60 65.90 1.79 1.02 1.02 80.65 2.16 4.69 3.18 139.38 3.78 2.79 2.78 116.15 3.11 1.11 0.75 29.07 0.79 0.60 0.60 30.73 0.82 10.09 6.84 256.17 6.95 7.57 7.53 407.24 10.89 2.03 1.38 49.47 1.34 1.65 1.64 54.82 1.47 0.64 0.44 16.74 0.45 0.76 0.76 19.34 0.52 0.71 0.48 41.94 1.14 1.02 1.02 57.58 1.54 2.70 1.83 86.66 2.35 1.95 1.94 80.35 2.15 4.00 2.71 112.16 3.04 2.79 2.77 106.17 2.84 2.61 1.77 101.99 2.77 1.89 1.88 94.42 2.53 4.14 2.81 124.58 3.38 2.70 2.68 150.13 4.02 2.78 1.88 95.76 2.60 2.25 2.24 118.86 3.18 2.56 1.73 69.51 1.88 1.12 1.11 67.47 1.80 8.86 6.01 339.33 9.20 6.39 6.36 308.15 8.24 1.35 0.91 63.47 1.72 1.24 1.23 53.62 1.43 5.83 3.95 211.02 5.72 3.18 3.16 193.20 5.17 0.99 0.67 26.02 0.71 0.58 0.58 25.53 0.68 0.39 0.26 9.96 0.27 0.27 0.27 12.14 0.32 14

Area Shanghai Number of New Accounts % Total Number of Accounts % Shenzhen Number of New Accounts % Total Number of Accounts % 0.15 0.10 19.07 0.52 0.12 0.12 17.07 0.46 5.60 3.80 231.67 6.28 4.24 4.21 184.27 4.93 1.75 1.19 58.99 1.60 1.15 1.14 63.75 1.70 2.25 1.53 85.70 2.32 1.88 1.87 85.64 2.29 7.93 5.37 499.85 13.55 9.74 9.68 315.89 8.45 5.89 3.99 125.98 3.42 7.83 7.79 315.11 8.43 4.54 3.08 195.92 5.31 3.62 3.60 195.73 5.23 2.13 1.44 81.79 2.22 1.21 1.20 73.88 1.98 0.07 0.05 2.07 0.06 0.02 0.02 4.27 0.11 2.19 1.49 49.57 1.34 0.81 0.80 48.19 1.29 1.11 0.75 30.35 0.82 0.91 0.90 31.63 0.85 6.31 4.27 187.66 5.09 4.97 4.94 162.22 4.34 41.82 28.35 30.47 0.83 0.09 0.09 0.41 0.01 Total 147.54 100.00 3,687.86 100.00 100.56 100.00 3,739.26 100.00 A 15

China Securities Depository and Clearing Corporation Limited 2.8 2004 B Regional Distribution of B-Share Accounts 2004 Shanghai Shenzhen Area Number of % New Accounts Total Number % of Accounts Number of % New ccounts Total Number % of Accounts 170 1.48 14,075 1.42 67 0.42 488 0.08 1,609 14.04 148,316 14.93 556 3.51 3,978 0.64 166 1.45 3,791 0.38 267 1.69 5,935 0.96 13 0.11 56 0.01 12 0.08 28 0.00 794 6.93 71,843 7.23 4,256 26.90 195,448 31.62 71 0.62 250 0.03 55 0.35 584 0.09 12 0.10 16 0.00 21 0.13 237 0.04 18 0.16 4,267 0.43 63 0.40 631 0.10 70 0.61 267 0.03 41 0.26 110 0.02 0 0.00 0 0.00 45 0.28 72 0.01 77 0.67 5,418 0.55 45 0.28 117 0.02 101 0.88 9,551 0.96 81 0.51 852 0.14 208 1.81 20,655 2.08 116 0.73 241 0.04 93 0.81 4,294 0.43 42 0.27 463 0.07 588 5.13 45,203 4.55 400 2.53 7,046 1.14 23 0.20 23 0.00 56 0.35 99 0.02 151 1.32 10,990 1.11 145 0.92 256 0.04 44 0.38 144 0.01 7 0.04 33 0.01 38 0.33 123 0.01 6 0.04 26 0.00 0 0.00 0 0.00 1 0.01 2 0.00 192 1.67 1,026 0.10 206 1.30 484 0.08 41 0.36 138 0.01 19 0.12 51 0.01 69 0.60 355 0.04 46 0.29 135 0.02 3,455 30.14 342,053 34.43 1,440 9.10 45,617 7.38 2,490 21.72 135,478 13.63 7,197 45.48 345,729 55.94 48 0.42 404 0.04 79 0.50 232 0.04 122 1.06 10,018 1.01 94 0.59 177 0.03 13 0.11 63 0.01 0 0.00 0 0.00 16

Shanghai Shenzhen Area Number of % New Accounts Total Number % of Accounts Number of % New ccounts Total Number % of Accounts 113 0.99 905 0.09 10 0.06 93 0.02 27 0.24 39 0.00 40 0.25 776 0.13 435 3.79 42,239 4.25 329 2.08 5,404 0.87 82 0.72 7,964 0.80 70 0.44 264 0.04 131 1.14 5,494 0.55 0 0.00 0 0.00 0 0.00 54 0.01 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 79 0.01 0 0.00 0 0.00 0 0.00 3 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 1 0.00 0 0.00 0 0.00 0 0.00 1 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 108,017 10.87 12 0.08 2,474 0.40 Total 11,464 100.00 993,613 100.00 15,824 100.00 618,082 100.00 17

China Securities Depository and Clearing Corporation Limited 2.9 2004 Services for Investors 2004 Shanghai Shenzhen Total Number of Account Card Loss Report and Re-issuance 30,088 48,832 78,920 A A-share Accounts 14,107 47,785 61,892 B B-share Accounts 14,107 1,040 15,147 Fund Accounts 1,874 7 1,881 Number of Account Consolidation 27,069 63 27,132 A A-share Accounts 25,484 62 25,546 B B-share Accounts 7 0 7 Fund Accounts 1,578 1 1,579 Number of Account Opening Information Updating 26,416 14,843 41,259 A A-share Accounts 25,894 14,290 40,184 B B-share Accounts 23 539 562 Fund Accounts 499 14 513 Number of Account Opening Information Inquiry Number of Securities Holding Balance and Transfer Records Inquiry 90,164 255,074 345,238 66,798 2,147 68,945 Number of Loss Report and Re-issuance for Physical Securities 98 98 18

Account-Opening Agencies 19

China Securities Depository and Clearing Corporation Limited 3.1 2001-2004 Number of Account-Opening Agencies and Agency Offices 2001-2004 Shanghai Shenzhen A B A A B A Year Number of Agency Number of Number of Number of Agency Number of Number of Agencies Offices A-share Agencies A-share Agencies B-share Offices A-share Agencies A-share B-share 2001 88 130 1,497 62 107 2,124 2002 118 143 2,462 101 111 2,859 2003 132 162 2,714 116 97 3,237 2004 126 172 2,865 124 102 3,440 2001-2002 2001-2004 2003-2004 20

3.2 2004 A Regional Distribution of A-share Account-Opening Agencies 2004 Area Change Number Shanghai Total Number % Change Number Shenzhen Total Number % 0 2 1.59 0 2 1.61 3 12 9.52 2 5 4.03 0 4 3.17 0 5 4.03 0 2 1.59 0 2 1.61-1 8 6.35 0 10 8.06 0 0 0.00 0 1 0.81 0 1 0.79 0 2 1.61-2 0 0.00 0 1 0.81 0 2 1.59 0 3 2.42-1 2 1.59 0 4 3.23 1 3 2.38 0 2 1.61 0 2 1.59 0 2 1.61 0 3 2.38 0 3 2.42-1 2 1.59-1 2 1.61 0 6 4.76 0 7 5.65-1 2 1.59 0 3 2.42 1 3 2.38 1 4 3.23 0 2 1.59 1 3 2.42-1 0 0.00 0 1 0.81 0 1 0.79 0 0 0.00 0 3 2.38 0 3 2.42 0 2 1.59 0 2 1.61 0 4 3.17 0 4 3.23-2 25 19.84 1 14 11.29 1 19 15.08 0 19 15.32 0 5 3.97 2 6 4.84 0 2 1.59 0 2 1.61 0 1 0.79 0 1 0.81 0 1 0.79 0 1 0.81 0 2 1.59 0 2 1.61 1 4 3.17 1 5 4.03 0 1 0.79 0 2 1.61-4 0 0.00 1 1 0.81 A 21

China Securities Depository and Clearing Corporation Limited 3.3 2004 B Regional Distribution of B-share Account-Opening Agencies 2004 Area Change Number Shanghai Total Number % Change Number Shenzhen Total Number % 0 2 1.16 0 2 1.96 2 12 6.98 9 12 11.76 0 2 1.16-1 2 1.96 0 1 0.58 0 1 0.98 1 9 5.23-3 7 6.86 0 1 0.58 0 1 0.98 0 1 0.58-1 1 0.98 1 3 1.74-1 0 0.00 0 1 0.58 0 1 0.98 0 0 0.00-1 0 0.00 0 2 1.16 0 2 1.96 0 2 1.16 0 2 1.96 1 4 2.33 1 3 2.94 0 2 1.16-1 1 0.98 1 7 4.07 1 6 5.88 2 2 1.16 1 2 1.96 1 4 2.33-1 2 1.96 0 1 0.58 0 1 0.98 0 1 0.58-1 0 0.00 0 0 0.00 0 0 0.00 0 3 1.74 0 3 2.94 0 1 0.58 0 1 0.98 0 2 1.16 0 2 1.96 1 15 8.72 8 21 20.59 0 15 8.72-7 17 16.67 1 2 1.16 1 2 1.96 1 2 1.16 1 2 1.96 0 1 0.58-1 0 0.00 0 2 1.16 0 1 0.98 0 1 0.58 0 1 0.98 22

Shanghai Shenzhen Area Change Number Total Number % Change Number Total Number % 0 5 2.91 0 4 3.92 0 1 0.58 0 1 0.98-1 55 31.98 1 1 0.98 0 1 0.58 0 0 0.00 0 0 0.00 0 0 0.00 0 4 2.33 0 0 0.00-1 1 0.58 0 0 0.00 0 0 0.00 0 0 0.00 0 0 0.00 0 0 0.00 0 2 1.16 0 0 0.00 0 1 0.58 0 0 0.00 0 0 0.00 0 0 0.00 0 1 0.58 0 0 0.00 Total 10 172 100.00 5 102 100.00 B 23

China Securities Depository and Clearing Corporation Limited 3.4 2004 A Regional Distribution of A-share Account-Opening Agency Offices 2004 Area Change Number Shanghai Total Number % Change Number Shenzhen Total Number % 4 68 2.37 3 72 2.09 16 152 5.31 22 191 5.55 7 88 3.07 6 137 3.98 1 31 1.08 0 31 0.90 203 240 8.38 5 302 8.78-195 38 1.33 0 37 1.08-1 12 0.42-1 18 0.52 0 26 0.91-1 20 0.58 2 57 1.99 3 54 1.57 6 73 2.55 3 71 2.06 9 70 2.44 0 60 1.74 5 113 3.94 14 130 3.78 3 66 2.30 2 88 2.56 2 52 1.82 9 82 2.38 20 193 6.74 12 284 8.26 2 57 1.99 1 63 1.83 7 121 4.22 15 128 3.72 2 24 0.84 6 26 0.76 0 4 0.14 0 3 0.09-1 4 0.14 1 6 0.17 3 119 4.15 4 125 3.63 1 39 1.36 1 41 1.19 1 62 2.16 2 64 1.86 19 432 15.08 33 481 13.98 6 201 7.02 5 198 5.76 7 134 4.68 27 189 5.49 0 71 2.48 6 71 2.06-1 1 0.03-1 1 0.03 0 35 1.22 0 42 1.22 0 35 1.22 0 38 1.10 21 181 6.32 25 307 8.92 2 66 2.30-1 75 2.18 0 0 0.00 2 5 0.15 151 2,865 100.00 203 3,440 100.00 24

3.5 The Overview of Account-Opening Agencies 1 673 021-63341333-283 2 500 / 021-58885182/ 021-58886222 1315 /1406 3 19 010-88018395 13601233971 B12 4 3 022-28451883 5 80 0731-4403350 4403348 26 / 368 26 6 111 0571-87828068 7 439 / /0431-2946531/2942299 35 8 6008 14 0755-83515593 /16 17 9 8 / 027-65799697/65799827 10 59 1811 0519-8103333-8020 11 95 028-86690125 12 49 19 / 028-86583035/86583033/86718 552 13 26 0411-2539792 2539793 25 0411-2825975 14 C 8 / 0755-83296064/13802206618 82463388-8906 13066913958 15 24 / 0411-2539636/2539636 16 13 /0352-2047930/2067766 17 158 / /021-56073258/68590808-8116 588 26 19 12 /0755-25832536,13823666161/2 B 25 5832402 13823666123 20 588 25 021-68886599-846 21 138-1 0431-5604161,5687888-2086,5 680048 013904333967 18 166 / 021-68419282-1914/68419282- /8 1303 22 756 / 720 / 021-62568800-3026/50367888-20 1127 23 1 31 /0769-2119342/2119348 /29 24 26 / /0512-65582025/65582019 298 13812788377 0512-65158578 25 59 1811 0519-8110042 25

China Securities Depository and Clearing Corporation Limited 26 1 0571-87013767 27 29 0591-7804266 13805018360 28 15 0591-7841464 0591-7841143-23 29 157 0591-87383612 30 800 30 021-68752905 31 518 021-52524588-285 021-52987581 32 281 B-25 / 0931-8440076-48/8440171-35 33 82062756 82246400-1702 13332921698 34 1233 2503 021-68767908 35 528 021-50817462 13311827291 15F 36 33 3 / /020-85564671/83804048 322 37 123 2501 /020-83271176-76570/83270541-76571 38 111-115 / 020-87377546/020-87375781 22 / 183 13802533905 39 69 / 020-87324639/87322668-344 13802923496 40 2 3 / / 010-65538806/64482090 64482828-337 41 12 B 30 0755-82485855/0771-5324481 / 7-1 13607873339 42 8 703 / 0510-2831662/2713589273166 / 153 2 13093003135 43 15 0791-6289250 44 135 021-62553372 13621817161 45 1012 21 / 0755-82133296/82133437 46 179 11 / 0551-2634400-1126/1136 47 98 20 / 021-53594566-2607/53858526 2006 53594566-2607 48 0755-26936267 49 1 010-85285225 A 50 18 028-86199421 51 158 24 0311-7013218-8027 13703312779 26

52 81 0311-6076608 1608 53 0371-59058357 54 2 0451-4696917 13804518097 0451-4655495 55 111 /0471-4961277/6289751 / 62 13664886667 56 149 0731-4118779/13974888890 20 57 555 4 0512-8270491 021-63901673 C 58 155 1 / 9 0871-3577398/3577398 3577932 59 43 /010-62267799-6311/6302 6501 B 6 /5 60 166 28 / 0551-5161788/5161673 5161777 61 216 / 0851-6820115-1115/1110 62 138 / 0931-4890618/4890118 63 90 025-4457777-886 4457777-882 64 239 028-86150043 65 550 2101 021-54905392 13916610587 66 750 /021-64332957/64339000-803 67 F 0752-2380068 13502432832 0752-2380058 0752-2380076 68 13808832257 82488773 82488755 69 2 16 /029-88377300-8122/8377300-8 125 029-8377320 70 1 0750-3199183 71 2 506 0451-82837001 72 1 0750-3199183 13702282020 73 208 0791-6776692 6750014 74 108 0571-85783749 75 1219 17 021-64747751 64718888*1758 76 4001 0755-83025623 17 77 23 13603023186 78 7043 3 /0755-83547851/83547702 79 14 0752-2119384 80 5047 0755-82493567 10 27

China Securities Depository and Clearing Corporation Limited 81 56 / /024-22522017/22528539 81 82 98 0379-4326940 83 16 / 010-85252656/66493585 1901 / 158 13613864960 F13 84 158 28 0591-7804266 85 40 / 0471-6292465/6292495 86 4028 /0755-82138888-541/82138369 2412 /2202 26256759 87 8 025-83367888-4101 88 0755-82262888-3471 89 53 6 0971-8251109 90 128 / /0531-2024149/7949533 30 91 69 5 / 0351-8686606/7322246 / 297 7325632 92 11 / 029-7622119/7611417 93 430 62446688-68342 94 256 5 021-58788888-328 95 19 021-65087006 96 105 / /024-22526166/22955479 51 97 171 021-54033888*2244 98 A 11 0755-83255958 99 7088 / 42 0755-83199599-8271/83199524 83199546 100 29 B 010-64182387 4 H-M 101 55 B / 19 /6 028-86711383 86711384/86712825 102 1 0731-5382345 103 2-2 87925133 104 25 022-23020277 105 180 0531-6019999-6711/6015636 106 18 A 6 /021-68558235/0574-87285225 / 417-427 13003754652 107 52 0451-82357079 108 1002 A 27 0755-5170807 28

109 836 5 020-87692556 110 28 0532-5023456 0532-5023457 111 0755-3244172 112 130 / 027-82775577/82775577 113 3 3 029-8497232 114 9 / 010-64916777/0951-6028284 / 15 6024653 115 232 16/17 029-7406172 116 169 / 118 0891-6829277/021-55540071 117 2 A /023-63786571 22 013808396190/63786196 63786304 118 2 17 / 0592-5161145/5074469 13906041713 119 139 5 /021-68634518-8649/8632 13916606531 120 11 0431-8409491 121 13-1 0991-8870975 122 2 7 010-85787961 123 88 1903 / 025-4784782/4784741 124 188 0451-4655495 125 99 0591-7501994 126 399 2 / / 021-63518989-8286/8283 63518252 127 400 0871-3108504 0871-6696292 128 A 43 4307 /0755-82944620/82943229 /A 8-45 13602526624 82960032 129 228 0571-8701376713305719757 83248809 130 1468 /021-62476666-6706/6024 17 131 12 /010-82029888-1209/1207 11 132 521 021-56956478 36050796 133 49 /010-66020227/66020264 305 134 35 C /010-66568554/010-66568727 702 135 555 D 021-63901671 29

China Securities Depository and Clearing Corporation Limited 136 28 0532-5023457 137 6 010-84864818-63687 24 138 12 B 82485096 82485172 33 139 B 15 0755-83734572 140 200 40F 021-68604866-8301 141 15 0371-5585661 142 A 2D 0755-83619506 143 505 021-63525987 30

Issuer 31

China Securities Depository and Clearing Corporation Limited 4.1 2003-2004 Number of Securities Issuers 2003-2004 Shanghai Shenzhen Year 2003 2004 2003 2004 Number of Stock Issuers 1. A A Share Only 2. B B Share Only 3. A B A and B Shares Number of Bonds Issuers 1. Enterprise Bonds Only 2. Convertible Bonds Only 783 837 512 541 729 783 455 485 10 10 14 14 44 44 43 42 25 35 13 19 12 16 3 6 13 19 10 13 3. Enterprise Bonds and Conve rtible Bonds 0 0 0 0 32

4.2 2004 Securities Issued in 2004 Shanghai Shenzhen Number of Stock Issuing 252 135 First Issuing 60 39 Secondary Issuing 10 4 Right Issuing 10 12 Bonus Shares 172 80 Par Value of Stock Issuing 100 Mil. 529.63 197.71 First Issuing 112.22 58.10 1. State-owned Shares & Legal Person s Shares 48.41 9.82 2. Other Non-negotiable Shares 27.57 28.42 3. Negotiable Shares 36.24 19.42 Secondary-Issuing 21.19 6.91 1. State-Owned Shares & Legal Person s Shares 8.46 0.00 2. Other Non-negotiable Shares 0.00 0.00 3. Negotiable Shares 12.72 6.91 Right Issuing 18.32 4.45 1. State-owned Shares & Legal person s Shares 0.02 0.00 2. Other Non-negotiable Shares 0.15 0.00 3. Negotiable Shares 18.15 4.45 Bonus Shares 377.90 128.25 1. State-owned Shares & Legal person s Shares 187.53 48.90 2. Other Non-negotiable Shares 68.58 20.93 3. Negotiable Shares 121.79 58.42 Number of Bond issuing 23 19 First issuing 21 18 T-Bonds 8 8 Enterprise Bonds 6 4 Convertible Bonds 7 6 Secondary-Issuing 2 1 T-Bonds 2 1 33

China Securities Depository and Clearing Corporation Limited Shanghai Shenzhen Enterprise Bonds 0 0 Convertible Bonds 0 0 Par Value of Bonds Issuing 100 Mil. 636.73 90.64 First issuing 553.18 90.63 T-Bonds 392.55 1.07 Enterprise Bonds 28.50 8.66 Convertible Bonds 132.13 80.90 Secondary-Issuing 83.55 0.01 T-Bonds 83.55 0.10 Enterprise Bonds 0.00 0.00 Convertible Bonds 0.00 0.00 Number of Funds Issuing 1.00 1.00 First Issuing 1.00 1.00 Secondary-Issuing 0.00 0.00 Par Value of Funds Issuing 100 Mil. 54.35 11.70 First Issuing 54.35 11.70 Secondary-Issuing 0.00 0.00 34

4.3A 2004 New Issued Stocks in 2004 Code Name of Stocks Issuing Method Issuing Register Date Total Issued Capitalization 10,000 Negotiable Capitalization 10,000 600022 20040629 94,000.00 22,000.00 600035 20040301 93,165.25 28,000.00 600114 20040426 11,500.00 4,500.00 600143 20040623 17,500.00 4,500.00 600249 20040102 15,000.00 6,000.00 600284 20040308 22,600.00 8,000.00 600325 20040218 20,000.00 6,332.22 600354 20040107 18,596.64 7,500.00 600387 20040211 19,800.00 6,000.00 600405 20040325 8,695.30 3,000.00 600410 20040412 9,400.00 2,400.00 600420 20040601 8,719.19 3,300.00 600421 20040607 13,600.00 4,500.00 600438 20040216 17,188.00 6,000.00 600444 20040213 7,000.00 3,000.00 600452 20040303 16,000.00 5,200.00 600455 20040319 6,245.80 2,200.00 600461 20040601 14,000.00 5,000.00 600463 20040318 14,000.00 4,000.00 600467 20040330 18,000.00 6,000.00 600470 20040219 18,800.00 8,000.00 600479 20040226 5,600.00 1,800.00 600482 20040714 21,800.00 8,000.00 600483 20040531 19,232.25 8,000.00 600491 20040524 10,051.50 2,800.00 600493 20040421 17,000.00 6,000.00 600495 20040518 10,291.00 4,000.00 600497 20040412 16,000.00 7,000.00 600543 20040324 13,840.00 5,600.00 600572 20040412 13,720.00 4,000.00 35

China Securities Depository and Clearing Corporation Limited Code Name of Stocks Issuing Method Issuing Register Date Total Issued Capitalization 10,000 Negotiable Capitalization 10,000 600594 20040317 6,700.00 2,000.00 600960 20040323 10,854.90 4,000.00 600961 20040830 42,745.79 12,000.00 600962 20040622 16,500.00 6,500.00 600963 20040525 17,986.67 8,000.00 600965 20040706 25,400.29 8,000.00 600966 20040531 18,000.00 7,000.00 600967 20040510 13,000.00 5,000.00 600969 20040326 21,026.77 7,000.00 600971 20040817 12,560.00 4,400.00 600973 20040802 12,000.00 4,500.00 600975 20040601 10,015.39 3,500.00 600976 20040409 7,669.93 3,500.00 600978 20040809 25,132.91 6,700.00 600979 20040820 16,517.09 6,500.00 600980 20040420 10,000.00 3,500.00 600981 20040630 18,109.00 5,000.00 600982 20040706 16,800.00 5,000.00 600983 20040727 33,300.00 8,500.00 600984 20040629 14,155.60 4,000.00 600985 20040422 9,000.00 4,000.00 600986 20040419 10,745.82 3,000.00 600987 20040729 28,500.00 8,500.00 600988 20040330 9,057.98 2,500.00 600990 20040416 5,880.00 2,000.00 600991 20040614 40,067.03 7,800.00 600992 20040514 16,437.00 7,000.00 600993 20040517 5,116.97 1,800.00 600995 20040607 8,757.00 3,600.00 600997 20040525 48,800.00 15,000.00 36

4.3B 2004 New Issued Stocks in 2004 Code Name of Stocks Issuing Method Issuing Register Date Total Issued Capita lization 10,000 Negotiable Capitaliz ation 10,000 000100 TCL 2004.01.14 258633.11 99439.59 002001 2004.06.15 11402.00 3000.00 002002 2004.06.15 9170.00 3000.00 002003 2004.06.17 7478.34 2100.00 002004 2004.06.17 8800.00 2200.00 002005 2004.06.17 10100.00 2600.00 002006 2004.06.17 8000.00 3000.00 002007 2004.06.17 6700.00 2200.00 002008 2004.06.17 10701.60 2700.00 002009 2004.06.22 5755.49 2500.00 002010 2004.06.23 8000.00 2000.00 002011 2004.06.24 7118.19 2800.00 002012 2004.06.28 10821.63 3000.00 002013 2004.06.28 5000.00 2000.00 002014 2004.06.30 9340.00 2340.00 002015 2004.06.30 5032.00 2000.00 002016 2004.06.30 5508.30 2500.00 002017 2004.07.02 9080.00 2500.00 002018 2004.07.06 6500.00 2000.00 002019 2004.07.05 5250.00 1500.00 002020 2004.07.07 6770.00 1760.00 002021 2004.07.08 8600.00 2600.00 002022 2004.07.13 6875.00 1800.00 002023 2004.07.13 7839.15 2400.00 002024 2004.07.15 9316.00 2500.00 002025 2004.07.20 8000.00 2570.00 002026 2004.07.20 9000.00 3000.00 002027 2004.07.28 11197.60 2900.00 002028 2004.07.29 5300.00 1340.00 002029 2004.07.30 8500.00 2500.00 37

China Securities Depository and Clearing Corporation Limited Code Name of Stocks Issuing Method Issuing Register Date Total Issued Capita lization 10,000 Negotiable Capitaliz ation 10,000 002030 2004.07.30 8360.00 2200.00 002031 2004.08.09 14100.00 3800.00 002032 2004.08.12 13540.00 3400.00 002033 2004.08.20 9932.30 2500.00 002034 2004.08.20 6760.00 2160.00 002035 2004.08.25 7865.00 2500.00 002036 2004.08.27 8323.00 3000.00 002037 2004.09.03 11000.00 4000.00 002038 2004.09.03 6900.00 1900.00 38

4.4a 2004 New Issued Bonds in Shanghai in 2004 Code Name of Bond Listed Volume % Interest Rate % Maturity Date Listing Date 10401 04 1 14,570,000,000 20050315 20040324 10403 04 3 4,171,200,000 4.42 20090420 20040430 10404 04 4 2,861,100,000 4.89 20110525 20040607 10405 04 5 7,695,000,000 20060615 20040625 10407 04 7 2,286,000,000 4.71 20110825 20040906 10408 04 8 2,403,350,000 4.30 20091020 20041101 10410 04 10 1,240,000,000 4.86 20111125 20041206 10411 04 11 4,028,000,000 2.98 20061215 20041224 120303 03 1,097,083,000 4.86 20330731 20040315 120304 03 1 343,000,000 4.61 20131230 20040910 120305 03 2 282,360,000 3.73 20131230 20040910 120306 03 446,200,000 5.02 20181207 20041028 120482 04 102,000,000 3.73 20140330 20040916 120483 04 579,500,000 4.61 20140223 20040928 110010 1,800,000,000 1.30 20091109 20041125 110036 6,500,000,000 1.00 20091110 20041129 110037 1,250,000,000 1.30 20090511 20040528 110219 883,000,000 1.50 20091019 20041103 110317 700,000,000 1.80 20090519 20040603 110418 880,000,000 1.20 20090414 20040429 110874 1,200,000,000 1.70 20090630 20040719 39

China Securities Depository and Clearing Corporation Limited 4.4b 2004 New Issued Bonds in Shenzhen in 2004 % 100401 0401 20,000,000 20050315 20040324 100403 0403 5,000,000 4.42 20090420 20040430 100404 0404 15,000,000 4.89 20110525 20040607 100405 0405 10,000,000 20060615 20040625 100407 0407 10,000,000 4.71 20110825 20040906 100408 0408 1,7000,000 4.30 20091020 20041101 100410 0410 18,000,000 4.86 20111125 20041206 100411 0411 1,2000,000 2.98 20061215 20041224 111022 04 8,000,000 20140218 20041116 111020 03 1 380,445,000 4.60 20131208 20041119 111021 03 2 95,300,000 20131208 20041119 111023 03 382,267,000 4.63 20210824 20041228 125069 400,000,000 20061231 20040116 125932 2,000,000,000 20090716 20040803 125937 700,000,000 20090911 20040826 125822 1,000,000,000 20090907 20040923 125488 2,000,000,000 20090915 20040930 126002 2 1,990,000,000 20090924 20041018 40

4.5 2004 Regional Distribution of Stocks Issued in 2004 Shanghai Total Issued Capitalization Number of Stock Issuers Area 10,000 Change End of 2003 Change End of 2003 Shenzhen Number of Stock Issuers Change End of 2003 Total Issued Capitalization 10,000 Change End of 2003 6 27 125,803.95 1,106,096.91 1 17 74,279.81 549,571.50 5 64 969,220.11 11,874,567.52-1 28 34,692.59 1,227,988.93 1 29 152,837.62 912,956.42-1 15-4,859.24 333,842.29 2 11 93,315.92 421,278.72 0 6 0.00 102,097.08 4 27 166,662.37 1,397,571.17 3 47 296,493.24 2,088,972.52 1 10 29,096.20 244,574.84 0 11 21,227.48 264,617.68 2 9 43,132.00 196,015.20 2 7 40,100.00 177,615.85 0 8-10,804.32 224,002.81 0 15 71,454.24 627,691.94 3 19 133,520.85 787,940.26 0 14 8,098.51 754,371.82 0 20 82,261.43 918,777.09 1 12 23,818.50 435,764.67 0 22 95,142.79 1,012,661.70 0 8 0.00 162,268.99 4 33 764,931.55 1,776,048.16 0 28 828.38 768,567.08 6 20 153,256.45 464,438.62 0 25 26,474.18 831,406.90-1 20-3,180.89 605,370.06-1 14-17,212.94 763,682.71 2 60 212,634.92 2,181,345.51 4 25 54,263.34 906,646.74 1 16 73,061.29 521,638.98 1 8 30,618.35 251,163.57-2 23-1,997.95 758,209.60 0 26 19,234.47 1,193,515.05 1 15 38,968.25 696,911.37 1 5 56,111.62 188,048.18 0 4 0.00 67,709.25 0 7 7,400.00 164,952.33 0 5 15,791.73 127,767.48 0 3 25,585.00 111,740.54 5 47 251,674.60 2,148,940.36 1 26 139,078.87 901,304.76 1 13 61,239.03 415,431.35 0 9 28,275.00 492,439.79 2 17 46,405.57 397,312.13 0 12 3,206.84 296,529.06 2 139 880,999.73 11,229,911.86 2 3 12,175.00 22,975.00 0 6 124,136.36 942,957.16-2 66 132,317.10 2,677,581.38 2 35 101,417.81 972,352.90-3 32 22,165.99 1,187,292.48 0 15 133,951.02 661,732.80 0 7 46,972.63 431,841.10 0 5 0.00 67,116.67 0 0 0.00 0.00 0 21 91,580.82 665,226.45 0 5 0.00 150,176.26 2 13 48,062.67 234,734.00 0 8 41,669.74 284,233.67 6 60 312,621.90 1,660,604.62 11 20 127,869.65 337,518.66 1 14 32,725.00 323,069.13 4 12 175,806.22 331,204.34-2 0-13,500.00 0.00 6 6 92,794.19 92,794.19 54 827 5,204,968.78 46,015,271.10 29 527 1,590,938.76 19,110,417.06 A B 41

China Securities Depository and Clearing Corporation Limited 4.6 2004 Capitalization Structure in 2004 No.at the Beginning of 2004 % First Issuing Secondar y-issuing Change Right Issuing Bonus Shares No.at the End % of 2004 Others Total Capitalization 417,687.86 100.00 10,979.56 0.00 1,588.87 37,785.37 2,127.87 470,169.53 100.00 117,583.02 28.15 3,538.22 0.00 1,588.87 12,173.99 2,416.30 137,300.40 29.20 Negotiable Shares 115,974.27 27.77 3,509.00 0.00 1,588.87 12,173.99 3,426.90 136,673.03 29.07 Listed Shares A A-shares 106,489.42 25.49 3,509.00 0.00 1,588.87 11,850.06 3,218.86 126,656.21 26.94 B B-shares 9,484.85 2.27 0.00 0.00 0.00 323.93 208.04 10,016.82 2.13 Non-listed Shares 1,608.75 0.39 29.22 0.00 0.00 0.00-1,010.60 627.37 0.13 A A-shares 1,508.75 0.36 29.22 0.00 0.00 0.00-910.60 627.37 0.13 B B-shares 100.00 0.02 0.00 0.00 0.00 0.00-100.00 0.00 0.00 Shan 300,104.84 71.85 7,441.34 0.00 0.00 25,611.38-288.43 332,869.13 70.80 Non-negotiable ghai Shares State-owned Shares 145,841.02 34.92 1,066.64 0.00 0.00 4,575.37-170.34 151,312.69 32.18 State-owned Legal Person s Shares 103,514.74 24.78 3,683.88 0.00 0.00 14,177.61 54.74 121,430.97 25.83 Domestic Legal Person s Shares 46,367.82 11.10 2,209.64 0.00 0.00 5,742.36 199.66 54,519.48 11.60 Foreign Legal Person s Shares 3,773.41 0.90 360.96 0.00 0.00 896.23 170.49 5,201.09 1.11 Staff Shares Perference Shares 588.95 0.14 120.22 0.00 0.00 219.81-542.98 386.00 0.08 18.90 0.00 0.00 0.00 0.00 0.00 0.00 18.90 0.00 Total 184671.93 100.00 5809.69 0.00 466.41 11824.87-794.62 201978.28 100.00 Capitalization Shen zhen Negotiable Shares 74623.79 40.41 1953.10 0.00 466.15 4896.44 847.00 82786.48 40.99 42

No.at the Beginning of 2004 % First Issuing Secondar y-issuing Change Right Issuing Bonus Shares No.at the End % of 2004 Others 74623.79 40.41 1953.10 0.00 466.15 4896.44 847.00 82786.48 40.99 Listed Shares A A-shares 66169.95 35.83 1953.10 0.00 466.15 4896.44-432.67 73052.97 36.17 B B-shares 8453.84 4.58 0.00 0.00 0.00 0.00 1279.67 9733.51 4.82 Non-listed Shares 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 A A-shares 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 B B-shares 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 110048.14 59.59 3856.59 0.00 0.26 6928.43-1641.62 119191.80 59.01 Non-negotiable Shen Shares zhen State-owned Shares 33224.96 17.99 652.28 0.00 0.00 2118.70-835.19 35160.75 17.41 State-owned Legal Person s Shares 43877.10 23.76 329.71 0.00 0.00 2771.34 200.44 47178.59 23.36 Domestic Legal Person s Shares 31080.69 16.83 2635.94 0.00 0.00 2000.09-1486.41 34230.31 16.95 Foreign Legal Person s Shares 1640.99 0.89 238.66 0.00 0.00 32.75 531.15 2443.55 1.21 Staff Shares 224.40 0.12 0.00 0.00 0.26 5.55-51.61 178.60 0.09 B 43

China Securities Depository and Clearing Corporation Limited 4.7 2004 Securities Pledge in 2004 Shanghai Shenzhen Total Par Value of Securities Pledged by the End of 2004 10,000 Number of Pledges Number of Pledge Release Number of Securities Pledged by the end of 2004 2,255,827.84 1,670,913.71 3,926,741.55 2,946 3,286 6,232 5,809 1,044 6,853 439 309 748 44

4.8 2004 Securities Freezed in 2004 Shanghai Shenzhen Total Par Value of Securities Freezed by the end of 2004 No. of Accounts Freezed by the end of 2004 Number of Freezing Number of Freezing Release 546,128.37 920,910.65 1,467,039.02 1,162 960 2,122 2,043 6,454 8,497 2,047 5,708 7,755 Number of Securities freezed by the end of 2004 383 350 733 45

China Securities Depository and Clearing Corporation Limited 4.9 2003-2004 Dividend Distribution of Listed Companies 2003-2004 Items Shanghai Shenzhen 2003 2004 2003 2004 A A Share Dividend Distribution by SD&C Number of Listed Companies with Dividend Distribution 412 423 220 203 Shares Involved in Dividend 36,225,820.76 7,265,373.39 8,462,209.32 9,046,373.34 Distribution 10,000 Total Amount of Dividend 3,585,925.67 882,858.69 1,132,010.37 1,447,284.12 10,000 Negotiable Shares Non-negotiable Shares Average Dividend pershare 843,913.63 880,867.12 319,268.07 369993.78 2,742,012.05 1,991.57 724,860.37 968,146.61 0.1 0.12 0.13 0.16 B B Share Dividend Distribution by SD&C Number of Listed Companies of Dividend Distribution 23 20 23 27 Shares of Dividend 447,568.01 446,242.12 425,767.19 570,876.64 Distribution 10,000 / Total dividend $USD10,000/ $HKD10,000 6,661.01 6,493.51 63,833.51 91,381.52 / Average Dividend per share $USD/$HKD 0.01 0.01 0.15 0.16 = * 46

4.10a 2004 Summary for Dividend Distribution of Listed Companies in Shanghai in 2004 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10,000 600000 0.11 0.09 2004-5-19 2004-5-20 2004-5-25 9,900.00 600001 0.30 0.24 2004-10-22 2004-10-25 2004-11-1 14,801.27 600002 0.10 0.08 2004-6-17 2004-6-18 2004-6-25 3,500.00 600003 0.05 0.04 2004-9-23 2004-9-24 2004-9-30 1,500.00 600004 0.10 0.08 2004-7-12 2004-7-13 2004-7-20 4,000.00 600005 0.23 0.18 2004-4-21 2004-4-22 2004-4-28 8,832.00 600006 0.20 0.10 2004-6-10 2004-6-11 2004-6-17 6,000.00 600007 0.16 0.12 2004-6-10 2004-6-11 2004-6-18 2,480.00 600008 0.32 0.25 2004-5-31 2004-6-1 2004-6-7 9,450.00 600009 0.10 0.08 2004-7-21 2004-7-22 2004-7-28 7,266.80 600010 0.25 0.20 2004-6-7 2004-6-8 2004-6-14 8,750.00 600011 0.50 0.26 2004-5-21 2004-5-24 2004-5-28 12,500.00 600012 0.06 0.05 2004-6-17 2004-6-18 2004-6-24 1,500.00 600015 0.01 0.01 2004-5-20 2004-5-21 2004-5-27 1,000.00 600016 0.12 0.06 2004-4-16 2004-4-19 2004-4-23 13,825.70 600018 0.15 0.12 2004-7-12 2004-7-13 2004-7-19 6,300.00 600019 0.25 0.20 2004-6-18 2004-6-21 2004-6-25 46,925.00 600020 0.50 0.40 2004-7-8 2004-7-9 2004-7-15 14,000.00 600021 0.02 0.01 2004-6-18 2004-6-21 2004-6-25 384.00 600026 0.15 0.12 2004-6-18 2004-6-21 2004-6-28 5,250.00 600028 0.06 0.05 2004-6-4 2004-6-7 2004-6-28 16,800.00 600028 0.04 0.03 2004-9-20 2004-9-21 2004-9-30 11,200.00 600030 0.11 0.09 2004-6-10 2004-6-11 2004-6-18 4,400.00 600031 0.50 0.40 2004-5-10 2004-5-11 2004-5-17 3,000.00 600033 0.15 0.08 2004-6-2 2004-6-3 2004-6-10 3,600.00 600036 0.09 0.07 2004-5-10 2004-5-11 2004-5-17 13,800.00 600037 0.15 0.12 2004-6-18 2004-6-21 2004-6-25 1,560.00 600037 0.30 0.24 2004-12-8 2004-12-9 2004-12-15 3,120.03 600038 0.10 0.02 2004-7-13 2004-7-14 2004-7-19 1,140.00 600039 0.05 0.04 2004-6-7 2004-6-8 2004-6-14 500.00 600050 0.04 0.03 2004-6-24 2004-6-25 2004-6-30 17,500.00 600051 0.16 0.13 2004-6-16 2004-6-17 2004-6-22 1,366.37 600055 0.12 0.08 2004-6-11 2004-6-14 2004-6-18 468.00 47

China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10,000 600056 0.10 0.08 2004-5-24 2004-5-25 2004-5-31 624.00 600057 0.32 0.26 2004-6-10 2004-6-11 2004-6-17 5,529.60 600058 0.12 0.10 2004-6-11 2004-6-14 2004-6-18 1,872.00 600059 0.20 0.16 2004-7-5 2004-7-6 2004-7-16 2,129.40 600063 0.15 0.12 2004-6-1 2004-6-2 2004-6-10 1,485.00 600066 0.40 0.32 2004-4-14 2004-4-15 2004-4-21 3,748.93 600067 0.05 0.00 2004-5-26 2004-5-27 2004-6-2 543.39 600070 0.15 0.08 2004-6-21 2004-6-22 2004-6-25 608.40 600071 0.10 0.08 2004-5-11 2004-5-12 2004-5-18 1,074.50 600074 0.10 0.08 2004-7-22 2004-7-23 2004-7-29 1,749.60 600075 0.10 0.08 2004-6-29 2004-6-30 2004-7-7 972.00 600079 0.05 0.04 2004-6-21 2004-6-22 2004-6-25 584.40 600082 0.05 0.00 2004-6-15 2004-6-16 2004-6-22 395.94 600084 0.03 0.00 2004-6-28 2004-6-29 2004-7-6 223.08 600085 0.30 0.24 2004-6-10 2004-6-11 2004-6-18 2,988.50 600087 0.10 0.08 2004-6-18 2004-6-21 2004-6-25 1,833.15 600089 0.10 0.08 2004-6-11 2004-6-14 2004-6-18 1,304.16 600096 0.08 0.00 2004-11-12 2004-11-15 2004-11-19 875.06 600098 0.35 0.28 2004-4-12 2004-4-13 2004-4-23 8,190.00 600100 0.10 0.08 2004-7-8 2004-7-9 2004-7-14 2,730.31 600101 0.03 0.00 2004-6-14 2004-6-15 2004-6-18 285.01 600102 0.50 0.40 2004-4-19 2004-4-20 2004-4-23 10,140.00 600104 0.15 0.12 2004-6-8 2004-6-9 2004-6-14 11,340.00 600105 0.10 0.08 2004-7-2 2004-7-5 2004-7-9 975.00 600106 0.10 0.08 2004-4-16 2004-4-19 2004-4-23 900.00 600110 0.02 0.02 2004-6-16 2004-6-17 2004-6-24 275.35 600120 0.10 0.08 2004-7-21 2004-7-22 2004-7-28 1,934.46 600123 0.15 0.12 2004-6-16 2004-6-17 2004-6-22 2,160.00 600125 0.10 0.08 2004-5-10 2004-5-11 2004-5-20 1,180.09 600126 0.35 0.28 2004-3-24 2004-3-25 2004-3-31 5,801.25 600128 0.05 0.04 2004-6-22 2004-6-23 2004-6-29 370.62 600130 0.40 0.32 2004-5-28 2004-5-31 2004-6-2 1,600.00 600132 0.20 0.16 2004-6-21 2004-6-22 2004-6-25 1,560.00 600135 0.50 0.40 2004-5-18 2004-5-19 2004-6-9 6,300.00 600148 0.08 0.06 2004-7-13 2004-7-14 2004-7-20 336.00 48

Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10,000 600151 0.20 0.16 2004-7-14 2004-7-15 2004-7-20 2,828.80 600152 0.05 0.04 2004-4-16 2004-4-19 2004-4-22 554.88 600153 0.50 0.40 2004-6-23 2004-6-24 2004-6-30 8,500.00 600155 0.10 0.08 2004-6-22 2004-6-23 2004-6-29 1,200.00 600158 0.01 0.01 2004-7-9 2004-7-12 2004-7-16 76.05 600160 0.15 0.12 2004-5-19 2004-5-20 2004-5-26 1,716.00 600161 0.05 0.04 2004-9-27 2004-9-28 2004-10-15 365.00 600162 0.03 0.02 2004-7-2 2004-7-5 2004-7-7 322.56 600166 0.12 0.10 2004-11-17 2004-11-18 2004-11-24 1,872.00 600168 0.06 0.05 2004-6-18 2004-6-21 2004-6-25 765.00 600170 0.13 0.10 2004-7-20 2004-7-21 2004-7-28 2,925.00 600171 0.05 0.04 2004-5-21 2004-5-24 2004-5-28 1,247.93 600176 0.05 0.02 2004-6-29 2004-6-30 2004-7-6 593.60 600177 0.50 0.40 2004-4-15 2004-4-16 2004-4-22 13,819.89 600178 0.15 0.12 2004-7-20 2004-7-21 2004-7-27 2,078.70 600183 0.12 0.10 2004-6-14 2004-6-15 2004-6-18 2,324.28 600184 0.10 0.08 2004-6-15 2004-6-16 2004-6-22 300.00 600188 0.16 0.13 2004-7-8 2004-7-9 2004-7-15 2,952.00 600189 0.20 0.16 2004-6-17 2004-6-18 2004-6-23 2,210.00 600191 0.05 0.04 2004-6-2 2004-6-3 2004-6-10 523.25 600195 0.06 0.05 2004-6-10 2004-6-11 2004-6-18 720.00 600196 0.20 0.16 2004-6-23 2004-6-24 2004-6-30 3,465.49 600197 0.28 0.22 2004-4-7 2004-4-8 2004-4-19 2,070.00 600200 0.06 0.05 2004-4-9 2004-4-12 2004-4-16 1,125.90 600202 0.05 0.04 2004-7-15 2004-7-16 2004-7-21 503.89 600205 0.10 0.04 2004-3-23 2004-3-24 2004-3-29 1,600.00 600207 0.30 0.24 2004-7-2 2004-7-5 2004-7-9 5,400.00 600210 0.30 0.24 2004-3-24 2004-3-25 2004-3-30 7,990.53 600216 0.03 0.02 2004-6-24 2004-6-25 2004-7-1 396.44 600217 0.05 0.00 2004-4-19 2004-4-20 2004-4-26 700.00 600219 0.10 0.08 2004-4-20 2004-4-21 2004-4-29 1,350.00 600223 0.15 0.12 2004-7-5 2004-7-6 2004-7-9 3,169.73 600226 0.15 0.12 2004-5-24 2004-5-25 2004-5-31 1,461.60 600227 0.20 0.16 2004-5-21 2004-5-24 2004-5-28 1,400.00 600229 0.13 0.10 2004-6-21 2004-6-22 2004-6-29 1,617.79 49