Shenzhen Development Bank Co., Ltd. 2007 2007 8 16
...3...3...10...13...14...23...28...98 2007...99 2
34 2007 12 (Frank N. Newman) (Daniel A. Carroll) Robert T. Barnum 2007 2007 1 Shenzhen Development Bank Co., Ltd. 2 A 000001 3 5047 518001 http://www.sdb.com.cn dsh@sdb.com.cn 4(Frank N.Newman) 5 3
5047 (0755)82080387 (0755)82080386 dsh@sdb.com.cn 6 http://www.cninfo.com.cn 2007 1 2006 12 31 % 314,056,006 260,576,263 260,760,692 20.52% 20.44% 306,357,528 254,101,800 254,163,652 20.56% 20.54% 7,698,478 6,474,463 6,597,040 18.91% 16.7% 3.69 3.33 3.39 10.81% 8.85% 2007 1-6 2006 1-6 % 1,681,775 709,762 778,114 136.95% 116.13% 1,689,924 760,194 823,399 122.30% 105.24% 1,123,983 463,621 517,856 142.44% 117.05% 1,117,056 416,961 479,364 167.90% 133.03% 0.54 0.24 0.25 125% 117.05% 0.54 0.24 0.25 125% 117.05% () 29.2% 16.58% 18.52% 12.62 10.68 13,170,709 2,731,155 1,264,445 382.24% 941.62% 6.31 1.4 0.65 350.71% 870.77% 4
2 2007 1-6 15 8,134-1,222 6,927 3 % ( ) 15 16 0.54 0.54 15 16 0.54 0.54 4 2007 6 30 2006 12 31 2005 12 31 306,357,528 254,163,652 217,270,276 266,465,799 232,206,328 201,815,801 28,589,580 14,897,794 16,102,216 207,413,819 182,181,947 155,846,984 143,789,029 126,797,390 96,888,972 11,459,498 16,473,659 38,159,233 52,165,292 38,910,898 20,799,779 5
1 2 5 % 2007 6 2006 2005 8 3.88 3.73 3.71 3.63 3.70 3.17 15 7.00 7.40 7.98 8.63 9.33 10.21 25 46.03 40.10 45.99 34.18 35.89 33.34 25 47.87 66.14 305.70 139.03 87.86 84.45 10 9.18 8.87 9.17 11.48 20.67 15.11 0.72 0.50 0.14 29.2 20.12 6.15 31.4 22.83 6.99 6 2006 12 31 189,408 161,850 17.03% 3,488 5,767-39.52% 7,583 6,897 9.95% 5,181 6,037-14.18% 1,754 1,631 7.54% 207,414 182,182 13.85% /, 70.32 [2005]90 2007 6 30 1 25.80 7 42.49 2.05% 6
8 3,285 1,546 9 135,234 5.57% 12,411 4.59% 44,900 6.21% 192,545 5.66% 10 208,149 1.79% 37,192 1.58% 245,341 1.75% 7
11 06 06 2,850 2.62% 2013-5-25 06 05 2,550 2.40% 2011-5-16 03 02 740 2.80% 2013-4-9 03 06 600 2.53% 2008-7-25 02 09 500 2.70% 2012-7-19 01 01 500 3.36% 2011-3-23 01 09 500 3.04% 2011-8-31 00 02 400 3.34% 2010-4-18 05 05 337 3.37% 2012-5-25 01 14 300 2.90% 2008-12-10 01 05 250 3.71% 2008-6-22 05 07 250 1.58% 2007-7-15 05 13 210 3.01% 2012-11-25 00 12 200 3.12% 2007-12-20 02 01 200 2.70% 2012-3-18 06 03 190 2.80% 2016-3-27 05 14 170 1.75% 2007-12-15 07 09 150 2.61% 2008-6-14 03 11 130 3.50% 2010-11-19 06 13 130 2.89% 2013-8-31 06 18 100 2.48% 2011-10-25 07 08 100 2007-9-7 8
12 751,708-450,093 200,353 13 145.18 1 2 3 4 14 15 119,033,898 2,291,065 1,973,079 126,065,933 6,165,007 9
1 2007 6 8 2007 1 1,409,361,965 2006, 10 1 10 0.257 12,684,257.69 2 10 1 208,675,834 10 0.5 104,337,917 19.00 1 1 1 1 2,086,758,345 2 416,664 + - % % 536,560,524 27.58 10034 10,034 536,570,558 25.71 1 2 1,717,146 0.09 1,717,146 0.08 3 186,740,073 9.60 10,034 10,034 186,750,107 8.95 186,639,733 9.59-416,664-416,664 186,223,069 8.92 100,340 0.0052 10,034 416,664 426,698 527,038 0.025 4 348,103,305 17.89 348,103,305 16.68 348,103,305 17.89 348,103,305 16.68 1,409,261,625 72.42 140,926,162 140,926,162 1,550,187,787 74.29 1 1,409,261,625 72.42 140,926,162 140,926,162 1,550,187,787 74.29 2 3 4 1,945,822,149 100 140,936,196 0 140,936,196 2,086,758,345 100 10
2008 6 20 292,694,796 243,765,388 1,842,882,583 2009 6 20 104,337,917 139,427,471 1,947,220,500 2010 6 20 139,427,471 0 2,086,647,971 NEWBRIDGE ASIA AIV,L.P. 104,337,917 188,356,879 NEWBRIDGE ASIA AIV,L.P. NEWBRIDGE ASIA AIV,L.P. 110,374 10 1 348,103,305 2008 6 20 104,337,917 2009 6 20 104,337,917 2010 6 20 139,427,471 2 62,246,616 2008 6 20 62,246,616 3 33,924,466 2008 6 20 33,924,466 4 25,137,627 2008 6 20 25,137,627 5 15,567,288 2008 6 20 15,567,288 6 7,120,866 2008 6 20 7,120,866 7 6,601,486 2008 6 20 6,601,486 8 4,513,626 2008 6 20 4,513,626 9 10 4,458,468 2008 6 20 4,458,468 2,909,088 2008 6 20 2,909,088 11
272,155 10 16.68% 348,103,305 0 348,103,305 2.98% 62,246,616 0 62,246,616 2.00% 41,737,697 37,237,739 JPMORGAN CHASE BANK,NATIONAL 1.81% 37,692,788 15,959,490 ASSOCIATION 1.63% 33,924,466 0 33,924,466 1.20% 25,137,627 0 25,137,627 100 GOLDMAN,SACHS & CO 10 0.94% 19,650,637 17,350,880 0.90% 18,801,904-1,307,802 0.89% 18,602,447 15,434,923 0.85% 17,810,000 17,810,000 41,737,697 JPMORGAN BANK,NATIONAL ASSOCIATION CHASE 37,692,788 100 19,650,637 18,801,904 GOLDMAN,SACHS & CO 18,602,447 17,810,000 16,702,728 16,360,117 16,290,694 MORGAN STANLEY & CO. INTERNATIONAL LIMITED 16,099,460 12
210 21 231 78,350 7,835 86,185 2,437 3,544 5,981 50,000 5,000 55,000 903 90 993 1 2007 6 15 2006 Robert T. Barnum 2 3 2007 2 7 2007 4 28 13
2007 117% 11.24 2006 142% 31.4% 3,141 2,665 1 2007 44.3, 42% 2007 1-6 2006 1-6 284,891 232,719 509 39% 3.11% 2.68% 812 61% 4,434 3,113 1,321 100% 2,074 14 1,552 522 21% 25% 13% 1,438 34% 522 165 115 30% 3.11% 2006 2.82% 0.29 2006 2.68% 0.43 2007 51% 2.1 45 4.4 42% 26% 38% 2006 3.44 9.38 32% 23% 6.08 28% -10% 3.13 6% -7% 2007 33.5%, 2006 34.68 1.18 2 35% 65% 14
29.5% 2007 145 2005 1 1 2005 1 1 1% 7% 2006 6 30 2006 12 31 2007 3 31 8.3% 7.98% 7.68% 7.39 6.09 70.32 10, 88% 3 2006 12 31 74,685,378 36% 66,651,390 36% 73,430,142 36% 62,993,976 35% 45,974,192 22% 41,675,895 23% 13,324,107 6% 10,860,686 6% 207,413,819 100% 182,181,947 100% 2006 12 31 93,528,067 35% 85,846,169 37% 90,463,262 34% 82,297,507 36% 66,878,609 25% 51,750,119 22% 15,595,861 6% 12,312,533 5% 266,465,799 100% 232,206,328 100% 2,470,858 1,990,816 480,042 1,362,175 701,921 660,254 747,413 392,749 354,664 15
238,541 112,496 126,045 71,728 10,958 60,770 4,890,715 3,208,940 1,681,775 2007 1-6 2006 1-6 5,903,791 4,108,388 43.70% 1,115,453 934,875 19.32% 62,819 18,853 233.20% 539,153 421,923 27.78% 489,954 408,561 19.92% 8,111,170 5,892,600 37.65% 2,263, 6 30 15% 26% 1,552, 6 30 8% 5% 85% 75% 1,438 115 2007 5 2007 6 20% UPS Capital 2007 6 30 401 6 30 15% 25% 522 6 30 34% 82% 15% 25% 1% TTY 16
2007 6 30 600 112 51.8 8.84 2007 6 30 760 ATM 67 19 4 7 7,958 62% 17
5047 1 8,981 92 7008 88 44,650 1,435 66 17 30,875 641 22 4 3,145 142 8 6 3,053 129 148 10 11,053 328 1351 23 41,607 751 36 16 25,104 497 138 7 10,086 309 5 7,585 175 158 18 44,669 591 130 7 9,152 221 1 8 5,654 211 28 11 16,928 335 10 9 9,330 259 138 5 8,396 185 6 A 5 5,767 203 206 6 8,145 193 450 4 3,830 126 250 298,010 6,823 2007 18
1 2 3 4 19
1 2 3 4 5 2007 GDP 11.5% 4.4% 3 2007 6 30 3.86% 3.88% 2007 6 8 2007 2,086,758,345 19 2007 2008 60 160 20
100.00% 49.05% 338.34% 306.50% 192.96% 100.00% 100.00% 43.15% 100.00% 165.55% 270.02% 865.52% 46.51% 52.30% 53.58% 38.97% 34.40% 43.97% 117.42% -63.20% 38.78% 43.61% -56.58% 10 [2006]3 1 38 2007 1 1 38 2007 1 1 2006 2007 21
2006 2007 2006 2007 1,626,402 1,826,771 2,131,497 2,226,104 2,352,129 2,538,586 1,485,367 1,627,370 1,890,404 2,039,725 2,137,412 2,296,673 53,348 85,352 72,428 92,008 82,320 127,195 87,688 114,049 168,666 94,371 132,397 114,718 789,166 934,946 969,360 1,097,145 1,055,074 1,156,380 118,967 126,987 151,383 156,137 167,115 186,100 670,200 807,960 817,977 941,008 887,959 970,280 837,236 891,824 1,162,137 1,128,959 1,297,055 1,382,206 476,771 474,176 459,127 576,144 479,036 518,450 360,465 417,649 703,011 552,815 818,019 863,756-726 46,011 17,789 24,871 3,254 4,895 359,739 463,660 720,799 577,686 821,273 868,651 126,555 178,980 266,325 138,077 286,188 279,753 233,184 284,680 454,474 439,609 535,084 588,899 22
2006 2 6 2007 1,123,982,641 8,710,876,358 2007 1 10 112,398,264 2 900,000,000 3 2007 4 2007 6 30 566,889,077 2,579,704,345 826,513,634 2007 6 30 526 4.66 2007 6 30 31 1.88 23
1 2 1 000002 1,061 0.04% 54,933 32,049-3,976 000040 3,215 0.30% 9,681-5,405 000031 2,520 0.22% 34,990-20,728 000005 ST 405 0.04% 3,606-2,597 000505 9,650 0.27% - - - 600515 ST 664 0.20% - - - 17,515 103,210 32,049 24,754 2 (%) 50,000 3.03 50,000 - - SWIFT 230 230 0.01 230 67,000 67,000 21.61 36,530 - - 117,230 86,760 - - 1 2007 6 30 11,408 2006 12 31 10,989 24
2 2007 6 30 28.43 12.89 3.04 3 2005 9 28 GECIFC 5.247 1 2006 12 GE 2007 6 30 2005 9 28 2005 9 28 2006 6 26 2006 GE 2006 10 20 4,283 2007 6 30 1,437 2006 12 31 3,581 25
5% NEWBRIDGE ASIA AIV,L.P. NEWBRIDGE ASIA AIV,L.P. NEWBRIDGE ASIA AIV,L.P. 20% 25% 2007 160 3 22 2006 3 23 UBS 2006 3 23 2006 4 25 07 1 4 26 07 1 26
1 2005 9 28 2005 9 28 2007 1 6 2 2006 2007 1 26 3 2007 2 9 4 2006 2007 3 22 5 2007 2007 4 26 6 2007 2007 5 16 7 2007 5 24 8 2006 2007 5 25 9 2006 2007 6 2 10 2007 2007 6 9 11 2007 6 14 12 2007 2007 6 16 13 2006 2007 6 16 14 2007 6 21 15 SFC1 SFC2 2007 6 29 27
1. 200760438538_H01 2007 6 302007 1 6 1 2 3 28
2007 6 302007 1 6 2007 8 15 29
2. 2007 6 30 () 2007-6-30 2006-12-31 1 27,491,307 26,288,176 21,851-2 4,592,325 3,081,003 3 2,733,519 3,369,176 4 1,873,281 427,358 5 92,532 22,763 6 33,021,597 11,271,768 7 751,213 675,700 8 200,381,323 175,244,806 9 20,616,491 18,052,342 10 15,819,358 17,548,193 11 2,000,000-12 251,948 247,665 13 461,029 460,656 14 1,524,791 1,553,715 29,732 26,568 15 890,134 1,015,930 16 1,503,575 1,474,873 314,056,006 260,760,692 30
() 2007-6-30 2006-12-31 86,410-17 24,434,386 17,069,244 18 2,175,380-4 1,284,605 483,751 5 104,031 28,115 19 7,154,578 741,010 20 266,465,799 232,206,328 21 629,835 614,628 22 453,198 503,553 1,380,899 942,538 69,667 55,449 15 205,271 262,668 23 1,913,469 1,256,368 306,357,528 254,163,652 24 2,086,758 1,945,822 25 1,638,613 1,648,517 26 566,889 454,491 27 2,579,704 1,679,704 28 826,514 868,506 7,698,478 6,597,040 314,056,006 260,760,692 31
2007 1 6 () 2007 1 6 2006 1 6 29 7,621,216 5,484,039 29 (3,187,131) (2,371,302) 29 4,434,085 3,112,737 30 262,751 182,504 (53,236) (43,804) 209,515 138,700 31 65,849 30,287 32 12,993 35,309 99,933 86,898 68,340 49,242 4,890,715 3,453,173 (353,215) (245,953) 33 (1,858,239) (1,478,159) (2,211,454) (1,724,112) 2,679,261 1,729,061 34 (997,486) (950,947) 1,681,775 778,114 26,843 61,817 (18,694) (16,532) 1,689,924 823,399 35 (565,941) (305,543) 1,123,983 517,856 36 0.54 0.25 36 0.54 0.25 32
2007 1 6 () 2007 1 6 2006 1 6 41,624,613 8,315,271 86,410-2,175,380-7,003,993 4,819,294 6,632,956 11,532,576 57,523,352 24,667,141 25,957,186 20,067,436 / 6,330,303 (888,520) / 715,841 (164,207) 2,802,006 2,308,924 922,537 578,682 916,784 743,273 6,707,986 757,108 44,352,643 23,402,696 13,170,709 1,264,445 56,600,449 40,472,091 546,532 330,425 16,887 310,489 57,163,868 41,113,005 59,640,013 48,786,053 97,045 97,694 59,737,058 48,883,747 (2,573,190) (7,770,742) 12,641-12,641 - (12,641) - - (12,976) / 10,584,878 (6,519,273) 37 22,133,228 25,632,137 37 32,718,106 19,112,864 33
2007 1 6 () 2007 1 6 2006 1 6 1 1,123,983 517,856 997,486 950,947 102,701 111,783 6,146 11,377 37,285 37,969 / 294 (56,377) (12,993) (35,309) (605,002) (452,210) 124,332 18,528 (55,424) (30,665) (39,922,602) (19,678,883) 51,360,285 19,869,429 14,218-13,170,709 1,264,445 2 37 843,813 689,123 909,080 787,993 37 31,874,293 18,423,742 21,224,148 24,844,145 / 10,584,878 (6,519,273) 34
2007 1 6 () 2007 1 1 1,945,822 1,648,517 76,787-454,491 1,679,704 868,506 6,597,040 - - - - - - 1,123,983 1,123,983 - (9,904) (19,213) 9,309 - - - (9,904) 1 - (21,365) (21,365) - - - - (21,365) (1) - (14,480) (14,480) - - - - (14,480) (2) - (6,885) (6,885) - - - - (6,885) 2-10,952-10,952 - - - 10,952 3-509 2,152 (1,643) - - - 509 - (9,904) (19,213) 9,309 - - 1,123,983 1,114,079 140,936 - - - 112,398 900,000 (1,165,975) (12,641) 1 26 - - - - 112,398 - (112,398) - 2 27 - - - - - 900,000 (900,000) - 3 28 140,936 - - - - - (140,936) - 28 - - - - - - (12,641) (12,641) 2007 6 30 2,086,758 1,638,613 57,574 9,309 566,889 2,579,704 826,514 7,698,478 35
2007 1 6 () : 2005 12 31 1,945,822 1,574,374 2,644 324,200 479,704 773,314 (43,003) 5,054,411 - - - - - 10,877-10,877 2006 1 1 1,945,822 1,574,374 2,644 324,200 479,704 784,191 (43,003) 5,065,288 - - - - - 517,856-517,856-73,191 73,191 - - - - 73,191 1-90,063 90,063 - - - 90,063 (1) - 90,524 90,524 - - - - 90,524 (2) - (461) (461) - - - (461) 2 (16,872) (16,872) (16,872) - 73,191 73,191 - - 517,856-591,047 - - - - - - - - 1 - - - - - - - - 2 - - - - - - - - 2006 6 30 1,945,822 1,647,565 75,835 324,200 479,704 1,302,047 (43,003) 5,656,335 - - - - - 896,750-896,750-952 952 - - - - 952 1 - (2,369) (2,369) - - - - (2,369) (1) - 23,116 23,116 - - - - 23,116 (2) - (25,485) (25,485) - - - - (25,485) 2-3,321 3,321-3,321-952 952 - - 896,750-897,702 - - - 130,291 1,200,000 (1,330,291) - - 1 - - - 130,291 - (130,291) - - 2 - - - - 1,200,000 (1,200,000) - - - - - - - - 43,003 43,003 2006 12 31 1,945,822 1,648,517 76,787 454,491 1,679,704 868,506-6,597,040 36
3. () 6 1987 5 10 1987 12 221991 4 3 000001 00000028 B0014H144030001 N46884 5047 2007 6 30 2006 1 38 [2006]3 2007 1 1 2006 38 7 2006 12 312006 1 6 2006 12 31 2006 1 6 29 37
() 2007 6 30 2007 1 6 1. 1 1 12 31 2. 3. / 4. 38
() 5. 6. (i) (ii) (iii) 39
() 6. (i) (ii) (iii) 7. 40
() 7. 41
() 7. 8. 9. (i) (ii) 42
() 9. 10. 43
() 11. 12. 44
() 13. (i) (ii) 30 1% 3.3% 6 3% 16.2% 3 5 1% 33.0% 19.8% 5 10 1% 19.8% 9.9% 5 10-20.0% 10.0% 45
() 14. 15. 16. 46
() 17. 18. 47
() 19. 20. 21. 22. 48
() 23. 24. 25. 26. (i) (ii) (iii) 27. / (a) 49
() 27. (b) (c) (d) 28. 5% 1%-7% 10% 15% 33% 10% [2004]1113 50
() 28. 2007 3 16 2008 1 1 25% 29. 1 38 [2006]3 2007 1 1 2006 38 7 2007 2006 2007 2006 745,929 773,314 6,474,463 5,054,411 1 171,142 38,966 171,142 38,966 2 (32,996) (28,181) (32,996) (28,181) (15,569) 92 (15,569) 92 868,506 784,191 6,597,040 5,065,288 2006 1 6 2006 1 6 463,621 : 1 66,088 2 (2,884) (8,969) 517,856 1 2 i 13 ii 14 51
() 1. 2007-6-30 2006-12-31 843,813 909,080-20,941,854 14,693,303-336,143 204,109 5,198,411 10,475,761-171,086 5,923 27,491,307 26,288,176 2. (a) 2007-6-30 2006-12-31 3,972,939 2,341,711 73,966 76,762 612,010 729,955 4,658,915 3,148,428 2b (66,590) (67,425) 4,592,325 3,081,003 2007 6 30 19,350 2006 12 31 19,722 2006 12 31211,016 52
() 2. (b) 2007 1 6 2006 3. / 67,425 76,827 / 165 6,113 / - (15,515) / (1,000) - / 66,590 67,425 (a) 2007-6-30 2006-12-31 1,811,752 808,553 130,719 210,546 1,102,227 2,675,062 3,044,698 3,694,161 3b (311,179) (324,985) 2,733,519 3,369,176 (b) 2007 1 6 2006 / 324,985 340,341 / 6,238 13,601 / (2,480) (25,830) / (2,387) (3,127) / (15,177) - / 311,179 324,985 53
() 4. / 2007-6-30 2006-12-31 441,412 37,566 1,431,869 389,792 1,873,281 427,358 2007-6-30 2006-12-31 36,010 37,566 1,248,595 446,185 1,284,605 483,751 2007 6 30 1,248,595 2006 12 31 446,185 4,729 2006 12 31 7,617 5. 54
() 5. 2007-6-30 3 3 1 15 2,749,394 4,888,237-7,637,631 55,122 (45,981) - 22,062-22,062 - (622) - 1,359,822 447,166 1,806,988 21,086 (42,365) - 593,292 482,036 1,075,328 5,016 (3,755) - - 411,190 411,190 11,308 (11,308) 2,749,394 6,863,413 1,340,392 10,953,199 92,532 (104,031) 2006-12-31 3 3 1 15-2,193,112 1,963,973 4,157,085 15,068 (13,079) - 448,257 22,611 470,868 3 (7,344) - - 224,966 224,966 7,692 (7,692) - 2,641,369 2,211,550 4,852,919 22,763 (28,115) 2007 6 302006 12 31 55
() 6. (a) 2007-6-30 2006-12-31 6,692,990 2,595,105 15,145,857 931,713 11,210,300 7,772,500 33,049,147 11,299,318 6b) (27,550) (27,550) 33,021,597 11,271,768 (b 2007 1 6 2006 / 27,550 27,550 / - - / - - / - - / 27,550 27,550 (c 7. 2007-6-30 2006-12-31 520,000 499,082 1,600,000 1,641,954 10,433,529 10,433,529 392,438 392,438 10,760,300 10,760,300 6,567,000 6,567,000 21,713,829 21,692,911 8,559,438 8,601,392 3,474,821 2006 12 31 2007-6-30 2006-12-31 336,208 343,587 415,005 332,113 751,213 675,700 56
() 8. 8.1 2007-6-30 2006-12-31 143,789,029 126,797,390 11,459,498 16,473,659 155,248,527 143,271,049 883,937 544,134 48,598,926 35,821,105 2,682,429 2,545,659 52,165,292 38,910,898 207,413,819 182,181,947 (6,518,964) (6,452,271) (513,532) (484,870) 8.6 (7,032,496) (6,937,141) 200,381,323 175,244,806 272,266 2006 12 31 693,912 812,833 2006 12 31 460,530 85,497 2006 12 31 8.2 2007-6-30 2006-12-31 473,842 612,101 2,471,960 2,136,750 52,695,213 46,632,865 8,609,835 9,075,773 12,046,388 11,652,194 26,525,401 27,506,812 12,565,433 12,742,637 16,688,066 14,248,353 13,576,547 10,379,876 7,747,329 7,290,741 54,013,805 39,903,845 207,413,819 182,181,947 (7,032,496) (6,937,141) 200,381,323 175,244,806 57
() 8. 8.3 2007-6-30 2006-12-31 32,535,652 25,312,952 63,120,904 58,903,914 100,297,765 81,491,422 74,564,335 59,026,322 25,733,430 22,465,100 195,954,321 165,708,288 11,459,498 16,473,659 207,413,819 182,181,947 (7,032,496) (6,937,141) 200,381,323 175,244,806 8.4 190 90 901 1 2007-6-30 13 3 3 147,931 159,208 19,936 65,787 392,862 158,560 1,952,540 1,758,698 5,052,329 8,922,127 2,489,705 1,072,757 1,869,081 2,140,347 7,571,890 2,168,352 792,579 1,015,513 1,845,532 5,821,976 321,353 280,178 853,568 294,815 1,749,914 2,796,196 3,184,505 3,647,715 7,258,463 16,886,879 190 90 901 1 2006-12-31 13 3 3 181,290 40,501 20,466 66,785 309,042 228,442 2,084,591 2,706,377 4,680,913 9,700,323 1,788,730 714,232 2,020,575 2,071,676 6,595,213 1,579,564 348,521 1,302,454 1,721,720 4,952,259 209,166 365,711 718,121 349,956 1,642,954 2,198,462 2,839,324 4,747,418 6,819,374 16,604,578 58
() 8. 8.4 1 2007 6 30 538,937 2006 12 31 503,664164,706 2006 12 31 319,141 8.5 2007-6-30 2006-12-31 72,836,432 65,658,931 73,430,142 62,993,976 45,974,192 41,675,895 13,324,107 10,860,686 1,848,946 992,459 207,413,819 182,181,947 (7,032,496) (6,937,141) 200,381,323 175,244,806 8.6 2007 1 6 2006 / 6,452,271 484,870 6,937,141 5,954,274 278,278 6,232,552 / 952,463 29,112 981,575 1,654,812 208,907 1,863,719 / (605,691) (450) (606,141) (561,641) (2,315) (563,956) / 2,299-2,299 2,398-2,398 (257,929) - (257,929) (560,421) - (560,421) / (24,449) - (24,449) (37,151) - (37,151) / 6,518,964 513,532 7,032,496 6,452,271 484,870 6,937,141 59
() 9. 2007-6-30 2006-12-31 14,643,003 11,688,471 5,235,542 6,050,429 634,735 234,986 20,513,280 17,973,886 103,211 78,456 20,616,491 18,052,342 10. 2007-6-30 2006-12-31 9,791,183 10,088,592 5,437,940 6,409,398 336,565 735,885 253,670 314,318 15,819,358 17,548,193 15,323,506 17,439,496 2007 6 30 2,247,200 2006 12 31 2,864,200 2,700,000 2006 12 316,000,110 2006 12 31 11. 2007-6-30 2006-12-31 2,000,000-60
() 11. 20 2010 53.22% 12. 2007-6-30 2006-12-31 507,348 507,348 50,000 50,000 9,662 9,662 9,650 9,650 5,220 5,220 1,100 1,100 2,500 2,500 2,800 2,800 500 500 1,000 1,000 1,000 1,000 500 500 1,000 1,000 16,725 16,725 SWIFT 230 230 10,000 10,000 67,000 67,000 32,175 32,175 4,283-722,693 718,410 (470,745) (470,745) 251,948 247,665 2001 61
() 13. 2007-6-30 2006-12-31 / 460,656 692,637 / - 695 / - (292,192) / 20,311 113,570 / (19,938) (54,054) / 461,029 460,656 2007 6 30 20,889 2006 1 6 19,563 10,055 2006 1 6 9,495 14. / / 1,557,198 33,505 - (49,570) 1,541,133 218,195 1,142 - (31) 219,306 601,519 37,445 - (5,880) 633,084 269,035 13,218 2,382 (3,396) 281,239 301,766 293 5,522 (17) 307,564 2,947,713 85,603 7,904 (58,894) 2,982,326 401,214 25,109 - (30,098) 396,225 171,586 9,672 - (30) 181,228 413,418 41,349 - (5,809) 448,958 182,440 15,931 - (3,227) 195,144 225,340 10,640 - - 235,980 1,393,998 102,701 - (39,164) 1,457,535 1,553,715 1,524,791 62
() 14. 2007 6 30132,976 90,859 2006 12 31181,058 128,870 15. / 16. 1,002,644 (124,922) - 877,722 13,286 (874) - 12,412 1,015,930 (125,796) - 890,134 (211,652) 69,249 - (142,403) (51,016) (12,361) 509 (62,868) (262,668) 56,888 509 (205,271) (a) 2007-6-30 2006-12-31 63,734 55,911 76,153 71,651 274,013 267,985 16b 882,383 885,396 207,292 193,930 1,503,575 1,474,873 63
() 16. (b) 2007-6-30 2006-12-31 1,056,469 1,049,994 22,701 24,940 1,079,170 1,074,934 (196,787) (189,538) 882,383 885,396 109,690 200662,597 17. 2007-6-30 2006-12-31 8,230,332 6,701,964 16,204,054 10,367,280 24,434,386 17,069,244 18. 2007-6-30 2006-12-31 2,175,380-64
() 19. 2007-6-30 2006-12-31 2,667,059-4,293,682 460,530 193,837 280,480 7,154,578 741,010 20. 2007-6-30 2006-12-31 69,607,771 66,786,638 16,004,449 14,528,101 85,612,220 81,314,739 72,003,455 58,877,218 22,442,175 20,828,590 94,445,630 79,705,808 86,407,949 71,185,781 266,465,799 232,206,328 21. 453,633 726,545 (736,719) 443,459 9,000 10,333-19,333 160,995 98,721 (73,340) 186,376-32,280 (32,280) - - 80,198 (80,198) - 614,628 937,744 (922,537) 629,835 65
() 22. 2007-6-30 2006-12-31 218,837 276,643 198,610 197,937 35,751 28,973 453,198 503,553 23. 24. 2007-6-30 2006-12-31 419,488 252,073 652,557 77,292 34,608 32,996 245,102 12,444 120,902 73,394-500,000 71,873 84,281 22,214 22,214 346,725 201,674 1,913,469 1,256,368 2006-12-31 2007-6-30 1,717 0.09% - 1,717 0.08% 186,640 9.59% (417) 186,223 8.92% 100 0.01% 427 527 0.03% 348,103 17.89% - 348,103 16.68% 536,560 27.58% 10 536,570 25.71% 1,409,262 72.42% 140,926 1,550,188 74.29% 1,409,262 72.42% 140,926 1,550,188 74.29% 1,945,822 100.00% 140,936 2,086,758 100.00% 66
() 24. 2007 6 8 1,409,361,9652006 10 1 2007 6 18 5% 417 25. 2007-6-30 2006-12-31 1,571,730 1,571,730 57,574 76,787 9,309-1,638,613 1,648,517 26. 10% 50% 25% 2006 12 312007 6 30 67
() 27. 1% 2005 7 28. 2007 8 1510% 112,398 900,000 2007 3 20 2006 10%130,291 1,200,000 2007 6 15 2007 6 8 1,409,361,965 2006 10 1 140,936,196 12,641 68
() 29. 2007 1 6 2006 1 6 196,243 130,745 152,984 105,828 124,846 86,900 62,819 18,853 3,674,357 2,644,111 1,379,374 714,738 850,060 749,539 539,153 421,923 641,380 611,402 7,621,216 5,484,039 257,929 273,445 240,584 96,733 20,045 5,296 20,129 21,939 2,108,821 1,719,847 797,552 527,487 3,187,131 2,371,302 4,434,085 3,112,737 69
() 30. 2007 1 6 2006 1 6 75,557 58,410 46,466 38,950 25,375 9,756 3,935 8,030 49,833 34,348 61,585 33,010 262,751 182,504 31. 2007 1 6 2006 1 6 11,250 6,589 28,814 28,537 32,049 - (6,264) (4,839) 65,849 30,287 32. 2007 1 6 2006 1 6 (713) - (20,144) (25,247) 13,539 1,285 20,311 59,271 12,993 35,309 70
() 33. 2007 1 6 2006 1 6 766,510 565,775 145,893 120,525 20,386 13,932 4,955 8,087 937,744 708,319 58,758 27,632 31,189 26,486 16,754 12,841 58,760 52,439 36,018 52,388 84,897 60,383 65,743 45,676 11,507 11,789 60,163 42,221 16,180 15,785 26,820 23,700 140,889 104,449 607,678 475,789 102,701 111,783 6,146 11,377 37,285 37,969 166,685 132,922 312,817 294,051 1,858,239 1,478,159 22,080 2006 1 6 16,000 71
() 34. 2007 1 6 2006 1 6 981,575 879,618 6,403 14,809-3,761 9,508 52,759 997,486 950,947 35. 2007 1 6 2006 1 6 473,297 306,734 23,736 10,939 68,908 (12,130) 565,941 305,543 33% 2007 1 6 2006 1 6 1,689,924 823,399 33% 557,675 271,722 23,736 10,939 49,050 151,626 (64,520) (128,744) 565,941 305,543 72
() 36. 2007 1 6 2006 1 6 1,123,983 517,856 2,086,758 2,086,758 0.54 0.25 2007 1 6 2006 1 6 1,123,983 517,856 2,086,758 2,086,758 1,178-2,087,936 2,086,758 0.54 0.25 2007 6 140,936,196 2,086,758,345 73
() 37. 2007-6-30 2006-12-31 843,813 909,080-5,198,411 10,475,761-4,419,645 2,693,713-1,444,925 2,807,749-19,288,312 4,125,713 1,523,000 1,121,212 31,874,293 21,224,148 32,718,106 22,133,228 74
() 2007 1 6 2,175,535 1,292,794 687,401 227,127 51,228-4,434,085 2,175,535 1,292,794 687,401 227,127 51,228-4,434,085 - - - - - - - 114,645 43,660 26,768 10,082 14,360-209,515 180,678 25,721 33,244 1,332 6,140-247,115 2,470,858 1,362,175 747,413 238,541 71,728-4,890,715 (120,163) (131,603) (79,057) (22,392) - - (353,215) (1,031,704) (452,039) (290,569) (83,927) - - (1,858,239) (838,949) (118,279) (23,123) (6,177) (10,958) - (997,486) (1,990,816) (701,921) (392,749) (112,496) (10,958) - (3,208,940) 480,042 660,254 354,664 126,045 60,770-1,681,775 (74,190) (31,765) (25,169) (15,008) - - (146,132) 58,411 15,444 14,873 8,317 - - 97,045 2007-6-30 185,842,183 101,309,165 77,313,532 17,629,394 2,840,467 (71,768,869) 313,165,872 (180,017,015) (100,654,814) (76,959,009) (17,505,435) (2,784,853) 71,768,869 (306,152,257) 75
() 2006 1 6 1,093,278 1,176,663 674,413 144,299 24,084-3,112,737 1,295,823 1,104,647 553,450 135,367 23,450-3,112,737 (202,545) 72,016 120,963 8,932 634 - - 73,519 29,800 22,712 3,799 8,870-138,700 119,395 25,500 46,951 1,262 8,628-201,736 1,286,192 1,231,963 744,076 149,360 41,582-3,453,173 (85,672) (93,990) (55,207) (11,084) - - (245,953) (799,811) (377,583) (238,541) (62,224) - - (1,478,159) (759,211) (149,374) (8,614) (29,143) (4,605) - (950,947) (1,644,694) (620,947) (302,362) (102,451) (4,605) - (2,675,059) (358,502) 611,016 441,714 46,909 36,977-778,114 (83,967) (36,237) (28,021) (12,904) - - (161,129) 50,822 19,527 17,599 5,174 - - 93,122 2006-12-31 159,326,773 90,585,082 60,200,376 13,095,648 2,796,432 (66,259,549) 259,744,762 (155,572,294) (89,377,254) (59,492,688) (12,984,256) (2,734,041) 66,259,549 (253,900,984) 76
() 1. 2007-6-30 2006-12-31 249,566 257,844 208,645 216,083 175,655 156,556 545,253 545,830 1,179,119 1,176,313 2. 2007-6-30 2006-12-31 119,033,898 101,280,502 2,291,065 2,531,815 1,973,079 1,720,642 1,335,669 2,641,306 124,633,711 108,174,265 2,364,796 1,840,547 123,701,137 81,491,662 6,165,007 3,034,546 256,864,651 194,541,020 39,096,200 34,415,010 77
() 3. 2007-6-30 2006-12-31 (5,525,481) (5,898,988) 5,525,481 5,898,988 4. 2007 6 30 1.88 2006 12 31 1.88 2007 2 15 2.6 2007 4 11 4.2 5. 2007 6 30 47.7(2006 12 31 52.5) 2007 6 3020.32 2006 12 31 16.92) 78
() 1. 79
() 1. 2007-6-30 2006-12-31 27,491,307 26,288,176 4,592,325 3,081,003 2,733,519 3,369,176 1,873,281 427,358 92,532 22,763 33,021,597 11,271,768 200,381,323 175,244,806 20,513,280 17,973,886 15,819,358 17,548,193 2,000,000-1,064,686 918,465 309,583,208 256,145,594 124,633,711 108,174,265 132,230,940 86,366,755 566,447,859 450,686,614 8 80
() 1. : 2007-6-30 ( ) 13,964,076 449,416 14,413,492 (6,518,964) (405,319) (6,924,283) 7,445,112 44,097 7,489,209 2,753,629-2,753,629 (202,401) - (202,401) 2,551,228-2,551,228 1,010,443-1,010,443 3 518,193-518,193 3 1 170,008-170,008 13 322,242-322,242 3 - - - (37,069) - (37,069) 973,374-973,374 189,685,671 40,303,344 229,989,015 (274,062) - (274,062) 189,411,609 40,303,344 229,714,953 200,381,323 40,347,441 240,728,764 81
() 1. 2006-12-31 ( ) 14,045,677 536,138 14,581,815 (6,452,271) (419,960) (6,872,231) 7,593,406 116,178 7,709,584 1,973,447-1,973,447 (162,060) - (162,060) 1,811,387-1,811,387 802,855-802,855 3 172,929-172,929 3 1 358,119-358,119 13 271,807-271,807 3 - - - (50,372) - (50,372) 752,483-752,483 165,359,968 17,605,769 182,965,737 (272,438) - (272,438) 165,087,530 17,605,769 182,693,299 175,244,806 17,721,947 192,966,753 82
() 1. 2007-6-30 2006-12-31 1,500,368 1,305,301 323,561 297,084 690,425 328,527 2,514,354 1,930,912 2. 83
() 2. 2007 6 30 2007-6-30 / 1 1 3 3 1 1 5 5 6,042,224 - - - - - 21,449,083 27,491,307 21,851 - - - - - - 21,851 (1) 1,973,023 21,429,764 13,818,921 3,125,733 - - - 40,347,441-202,443 104,356 857,817 765,187 36,010-1,965,813 8,255,893 12,752,041 29,427,165 87,995,901 20,217,402 41,732,921-200,381,323-1,042,547 2,783,918 8,879,092 6,885,142 922,581 103,211 20,616,491-259,341 236,612 269,885 6,807,347 8,246,173-15,819,358 - - - - 2,000,000 - - 2,000,000 - - - - - - 251,948 251,948 - - - - - - 1,524,791 1,524,791 987,211-539,289 45,412 203,203 1,141,369 719,199 3,635,683 17,280,202 35,686,136 46,910,261 101,173,840 36,878,281 52,079,054 24,048,232 314,056,006 - - - 86,410 - - - 86,410 ( 2) 20,161,257 4,617,763 7,215,198 1,769,383 743 - - 33,764,344-2,386 4,493 781,190 564,557 36,010-1,388,636 168,204,555 20,131,231 15,313,411 44,162,434 16,153,784 2,500,384-266,465,799 1,736,216 634,960 920,830 792,517 284,155 283,661-4,652,339 190,102,028 25,386,340 23,453,932 47,591,934 17,003,239 2,820,055-306,357,528 (172,821,826) 10,299,796 23,456,329 53,581,906 19,875,042 49,258,999 24,048,232 7,698,478 (1) (2) 84
() 2. 2006 12 31 2006-12-31 / 1 1 3 3 1 1 5 5 11,384,841 - - - - - 14,903,335 26,288,176 (1) 2,294,028 3,332,332 9,736,293 1,914,294 445,000 - - 17,721,947 - - 2,088 17,816 392,651 37,566-450,121 8,323,837 9,873,020 24,495,189 80,858,772 20,649,829 31,044,159-175,244,806-1,547,999 2,143,633 8,102,970 4,473,619 1,705,665 78,456 18,052,342-1,651 119,684 2,824,636 6,154,136 8,448,086-17,548,193 - - - - - - 247,665 247,665 - - - - - - 1,553,715 1,553,715 989,514 10 470,312 300,644 24,232 1,109,183 759,832 3,653,727 22,992,220 14,755,012 36,967,199 94,019,132 32,139,467 42,344,659 17,543,003 260,760,692 (2) 13,988,203-2,029,694 1,792,357 - - - 17,810,254 - - 28,050 388,704 57,546 37,566-511,866 153,235,051 18,583,009 17,148,542 28,678,343 14,526,896 34,487-232,206,328 1,149,399 390,736 988,965 577,626 206,239 322,239-3,635,204 168,372,653 18,973,745 20,195,251 31,437,030 14,790,681 394,292-254,163,652 (145,380,433) (4,218,733) 16,771,948 62,582,102 17,348,786 41,950,367 17,543,003 6,597,040 (1) (2) 85
() 3. 86
() 4. 2007 6 30 2007-6-30 26,893,661 421,422 176,224 27,491,307 21,851 - - 21,851 (1) 37,579,961 1,809,602 957,878 40,347,441 1,637,931 323,298 4,584 1,965,813 193,379,771 6,182,228 819,324 200,381,323 20,093,372 379,338 143,781 20,616,491 15,205,504 563,053 50,801 15,819,358 2,000,000 - - 2,000,000 224,476 27,472-251,948 1,524,791 - - 1,524,791 3,433,108 179,918 22,657 3,635,683 301,994,426 9,886,331 2,175,249 314,056,006 86,410 - - 86,410 (2) 32,627,116 1,046,746 90,482 33,764,344 1,228,371 155,101 5,164 1,388,636 257,383,909 6,996,172 2,085,718 266,465,799 4,539,310 101,046 11,983 4,652,339 295,865,116 8,299,065 2,193,347 306,357,528 6,129,310 1,587,266 (18,098) 7,698,478 251,874,218 3,389,434 265,331 255,528,983 (1) (2) 87
() 4. 2006 12 31 2006-12-31 25,791,774 322,315 174,087 26,288,176 (1) 13,445,030 3,061,641 1,215,276 17,721,947 21,514 424,463 4,144 450,121 171,578,621 2,803,962 862,223 175,244,806 17,905,922-146,420 18,052,342 16,393,890 1,001,248 153,055 17,548,193 223,373 24,292-247,665 1,553,715 - - 1,553,715 3,461,968 160,196 31,563 3,653,727 250,375,807 7,798,117 2,586,768 260,760,692 (2) 16,479,647 1,256,692 73,915 17,810,254 7,807 500,676 3,383 511,866 223,667,420 6,184,536 2,354,372 232,206,328 3,544,707 64,930 25,567 3,635,204 243,699,581 8,006,834 2,457,237 254,163,652 6,676,226 (208,717) 129,531 6,597,040 188,973,690 2,646,604 279,421 191,899,715 (1) (2) 88
() 5. 2007 6 30 2007-6-30 3 3 1 1 5 5 26,140,264 - - - 1,351,043 27,491,307 - - - - 21,851 21,851 (1) 37,160,695 3,119,680 - - 67,066 40,347,441 398,662 854,941 583,668 36,010 92,532 1,965,813 114,489,680 77,093,943 7,289,620 1,508,080-200,381,323 4,831,480 10,690,571 4,109,605 881,624 103,211 20,616,491 1,785,802 2,655,632 6,194,974 5,182,950-15,819,358 - - 2,000,000 - - 2,000,000 - - - - 251,948 251,948 - - - - 1,524,791 1,524,791 - - - - 3,635,683 3,635,683 184,806,583 94,414,767 20,177,867 7,608,664 7,048,125 314,056,006-86,410 - - - 86,410 (2) 32,056,586 1,705,931 1,604-223 33,764,344 496,074 714,566 37,956 36,010 104,030 1,388,636 219,463,767 38,158,715 7,901,418 384 941,515 266,465,799 - - - - 4,652,339 4,652,339 252,016,427 40,665,622 7,940,978 36,394.00 5,698,107 306,357,528 (67,209,844) 53,749,145 12,236,889 7,572,270 (1) (2) 89
() 5. 2006 12 31 2006-12-31 3 3 1 1 5 5 25,169,064 - - - 1,119,112 26,288,176 (1) 15,345,159 1,940,516 400,000-36,272 17,721,947 136,677 290,681 - - 22,763 450,121 72,089,242 91,379,288 9,489,719 2,286,557-175,244,806 4,178,002 9,984,815 2,105,404 1,705,665 78,456 18,052,342 245,293 4,842,788 6,449,825 6,010,287-17,548,193 - - - - 247,665 247,665 - - - - 1,553,715 1,553,715 - - - - 3,653,727 3,653,727 117,163,437 108,438,088 18,444,948 10,002,509 6,711,710 260,760,692 (2) 16,081,906 1,728,348 - - - 17,810,254 188,586 295,165 - - 28,115 511,866 187,898,588 29,308,934 13,919,418 17 1,079,371 232,206,328 - - - - 3,635,204 3,635,204 204,169,080 31,332,447 13,919,418 17 4,742,690 254,163,652 (87,005,643) 77,105,641 4,525,530 10,002,492 (1) (2) 90
() 5. 2007 6 302006 12 31 2007-6-30 (100) 100 386,201 (386,201) 2006-12-31 (100) 100 471,682 (471,682) 6. 91
() 6. (i) / / / (ii) (iii) 12 (iv) (v) 92
() 2007-6-30 2006-12-31 Newbridge Asia AIV III, L.P. 16.68% 17.89% Newbridge Asia AIV III, L.P. David Bonderman James G. Coulter William S. Price III Richard C. Blum % 21,010,000 100% 2007 6 3011,408(2006 12 31 10,989) 2007 1 6 2006 / - 2,713 / - - / - 2,713 / - - - 24 2007 1 6 2006 / 10,786 9,492 / 32,463 50,262 / 34,301 48,968 / 8,948 10,786 30 137 93
() 2007 6 30 28.43 2006 12 31 24.15 12.89 2006 12 31 12.09 3.04 2006 12 31 1.18 2007 1 6 2006 22,125 46,121 188 82 - - - - 1,619 1,472 23,932 47,675 2005 9 28 5.247 2006 122007 6 30 2005 9 28 94
() 2005 9 28 2006 6 26 2006 GE 2006 10 20 4,283 2007 6 301,437 2006 12 31 3,581 2007 7 2080 80 2007 8 15 95
() 2007 1 6 ( ) 1,123,983 15% 16% 0.54 0.54 1,117,056 15% 16% 0.54 0.54 2006 1 6 ( ) 517,856 8% 10% 0.25 0.25 479,364 7% 9% 0.23 0.23 2007 1 6 2006 1 6 1,123,983 517,856 /( ) (26,843) (61,817) 18,694 16,532 1,222 6,793 1,117,056 479,364 2007 2 2 9 1 96
() 67,425 165 - - (1,000) 66,590 324,985 6,238 (2,480) - - (17,564) 311,179 27,550 - - - - - 27,550 6,937,141 981,575 (606,141) 2,299 (257,929) (24,449) 7,032,496 470,745 - - - - - 470,745 189,538 (5,050) - - - 12,299 196,787 188,891 14,558-8 - 837 204,294 8,206,275 997,486 (608,621) 2,307 (257,929) (29,877) 8,309,641 97
2007 8 16 98
2007 99