I O N A S S O C I A T S E C U R I T I E S 101 T A I W A N

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理事長的話理事長的話壹 主題報導壹 主題報導證所稅通過以後證所稅通過以後 貳 專題論述貳 專題論述 - 201237IOSCO- 參 業務報導參 業務報導 肆 證券市場紀要肆 證券市場紀要 伍 統計資料伍 統計資料 CONTENTS CONTENTS 目錄 101 101 03 06 18 II 24 29 35 42 47 51 55 57 58 59 62 64 68 71

理事長的話 迅速放下 證所稅 紛擾, 努力提振經濟發展 - 呼籲政府儘快推出振興證券市場方案 壹 證所稅議題沸沸揚揚, 已傷害證券市場和經濟發展 725 3.81%1.94% 2% 327251,191(-14.58%) 665(-52.16%)22.1019.512.59 (-11.72%) 60 貳 台灣將成為全世界課證券稅負最重的國家 (1) (2) ()(3) Ⅱ

3%100 參 公會在金管會協助下, 努力降低證所稅的傷害 () () () 102 IPO 102100 Ⅲ

102 102 10410 ()FINI 10 肆 企盼政府儘快推出振興證券市場方案 一 除了放寬台灣資金投資大陸, 應更積極開放大陸資金投資台灣證券市場 ; 研議使大陸居民來台 ( 每年有數百萬人 ), 可開存款帳戶 證券帳戶和財富管理帳戶 二 比照 退稅救出口 措施, 適時調降證交稅 ( 減半 ), 提升證券市場信心 三 放寬證券商業務範圍 ( 複委託買賣大陸 A 股 境外業務 客戶理財業務 ), 法規鬆綁 ( 資本適足要求 監理思維 ), 和降低經營成本 ( 人員兼任 調降經手費和資訊費 ) Ⅳ

壹 主 題 報 導 證所稅通過以後 紛擾將近五個月的證所稅 終於在7月25日立院臨時會三讀修正所得稅法與所得基本稅額條例 即將從明 年初正式上路 財政部長張盛和說 這次通過的版本對股市影響很小 股市不確定因素應該塵埃落定 今天開 始股市將回歸沒有證所稅干擾的基本面 證券商當然非常失望 但也只能無奈表示證所稅的課徵 對台灣資本市場的功過 對錯 卻並不會在修 法之後同時落幕 而是才正要開始 通過的證所稅設算所得機制 有如證交稅的 附加稅 虧損也要繳稅 不像是所得稅的精神 縱使衝 著大戶而來的核實課稅制 看似是對 富者多徵 但在 有所得即課稅 的租稅正義旗幟下 卻將興櫃股票 課較重稅負 恐會抹殺創新精神 證所稅留下的許多遺憾 除了股市重創蒸發掉的3兆元市值 折損政府改革威信 升高的階級對立情緒 檢視社會為證所稅付出的代價著實不小 回顧來看 政府急徵證所稅 犯了思慮不周 操之過急和與急功近利 三個大錯 最後得不償失 本次主題報導的三篇文章 回顧證所稅議題爭論焦點 證所稅通過後的影響和證所稅對證券發行市場的 衝擊 文章深入分析證所稅為何且戰且走 終淪落至 先求有再求好 寧爛勿缺的地步 可以作為已訂定政策 的參考 課徵證所稅大事紀 2012.03.02 財政部提出復徵證所稅議題 2012.03.28 財政部財政健全小組成立 將資本利得課稅列為優先稅改項目 2012.04.12 財政部公布財政部 證券與期貨交易所得稅方案 2012.04.18 本公會召開 呼籲排除對自然人課徵證所稅 記者會 2012.04.23 本公會刊登廣告- 證券期貨市場參與者的怒吼 2012.04.26 行政院公布行政院證所稅方案 2012.05.28 國民黨立法院黨團提出 證所稅整合版 2012.06.01 行政院提出 證所稅黨團共識版 2012.06.04 2012.07.25 行政院版 立法委員修正動議版 民進黨版 許添財版和親民黨 版等共五個版本通過立法院財政委員會初審 立法院臨時會表決通過開徵證所稅案 明年起上路

2 2012TAIWAN SECURITIES ASSOCIATION

101 3 2()1,6203 361,170873830724 6402008 () () ( ) () () ()

4 2012TAIWAN SECURITIES ASSOCIATION ( ) () 30() () () () 10 20 ( 92 20 10 ) 4-0.3 () 100129693 7884 (78 0.30.15840.30.2) () 67(33) 242640 30141515 3 41.8

101 5 500 (1.94%) (101716)

6 2012TAIWAN SECURITIES ASSOCIATION 725 () () 550060 7819 36%79 848514 6.73% ( )3 3 ( )

101 7 () 1% 3 1,0006% 5 () + 91 1,965 590 768 1,358-10,583 92 3,256 977 693 1,670 13,702 93 5,060 1,518 841 2,359-301 94 7,578 2,273 682 2,955 1,949 95 8,331 2,499 900 3,399 15,423 96 10,338 3,101 1,289 4,390 7,494 97 12,563 3,769 906 4,675-51,935 98 6,368 1,910 1,060 2,970 43,415 99 9,531 2,859 1,046 3,905 4,666 100 11,873 3,562 940 4,502-27,869 76,861 23,058 9,125 32,183-4,039.8230%..50%

8 2012TAIWAN SECURITIES ASSOCIATION 31 91 100104,039 9,125 2.31 961005 2.4235,241 1.52 () 6% 20%25% 1022 60 1 32 725 1. 8,1706,9791,191 (14.58%) 2. 21,3907 665(52.16%) 3. 3223.94 72721.132.81( 11.74%) 8,144 1,329 6,979 686

101 9 4. +4 700~800+ 1,0002008 10~20092201111 ~121,000 (+) 32 1 2 3 4 5 6 7 8 9 10 11 12 2007 1,548 1,184 1,458 1,372 1,235 1,954 2,928 1,955 1,692 1,880 1,522 1,220 1,683 2008 1,544 1,454 1,695 1,809 1,639 1,094 1,125 1,039 978 624 615 676 1,181 2009 627 733 1,186 1,636 2,206 1,437 1,581 1,251 1,451 1,476 1,295 1,623 1,391 2010 1,809 1,105 1,263 1,524 1,161 962 1,223 1,483 1,498 1,316 1,212 1,563 1,349 2011 1,513 1,580 1,372 1,319 1,237 1,161 1,328 1,422 1,135 1,021 976 739 1,222 2012 1,017 1,620 1,170 873 830 724 743 (7/25)

10 2012TAIWAN SECURITIES ASSOCIATION 1. 2011 95.93EPS 0.283ROE 2.03%2,000ROE 9.33%10 2. 2012110.59 EPS 0.325ROE 2.27%2012 1~397.58EPS 0.286 ROE 2.02% 13.01 2007 2008 2009 2010 2011 2012 EPS () 1.619-0.201 1.175 1.020 0.505 0.325 ROE (%) 11.24-1.58 8.55 7.29 3.63 2.27 3. (1) 201152.34% 27.06% 30%2,1141,825 14%623,259 401,535 785 15% 120 (2) 27( 207 TDR) 8(5 3) IPO 13061 32%949 25721% 1. 2009

101 11 600 2009 V 2. 2009 L 800 240 12,857 25.7 700 280 15,000 30.0 600 320 17,143 34.3 500 360 19,286 38.6 400 400 21,429 42.9 300 440 23,571 47.1 0.8 3. 1,200 5 8001,000 600~700 3 1. 639 456 16.6455.621.95 11.7

12 2012TAIWAN SECURITIES ASSOCIATION 5 2. 3. 1. 2. 1. 2. 3. 4.7%5.8% 1.94% 2%

101 13 4. 600~700 5. (1) A 100% (2) (3) A ()

14 2012TAIWAN SECURITIES ASSOCIATION 101725 102 103 8,500~9,500 0.2 9,500~10,500 0.4 10,500 0.6 1011231 () 15% - - 102 102 10 100() 10 () () 104 102-103 10 15%7.5%IPO 3.75%

101 15 () ( ) () 20% KOSDAQ 3 % 1 0 0 1 3 0 % 1 0 % 2 0 % ( 1 0 % 3 3 % 11%22%) = = 250 ( ) ( 17% 15% 16.5% (12 )(12 ) 1. 10-35% 2. 0-15% 3,000 15% ( 5%) 2013() 7% ( 3%) 3

16 2012TAIWAN SECURITIES ASSOCIATION ( ) () 10% 22% (2011) ( 2 10%2 2 2 % 1 0 % (resident s u r t a x ) 24.2%) 2 5 % 1 0 % 2 0 % ( ) ( 17% 1 5 % 16.5% 14 35% 3 5 ( 183 ) 3 0 % ( 1 1 800 3 0 % 1 800 22%) 20%

101 17 0.3% () ETF 0.1% K R X 0.15% 0.15% KOSDAQ 0.3% 0.5% 400 0.2% 0.1%

18 2012TAIWAN SECURITIES ASSOCIATION (WEF)20102011 3IT ()806.2 100966155 182.77 1,55640 8378100 2,5914,270 3247 9112.7100 81.76.434,658 23 () 80.06.18 83.09.05 91.03.26 () () () () 100 100 100 04/17 6.2 966.0 155 17.8 27,700 1,556 524 401,165 765 26 10,800 415 78.0 2,591.0 33 133 4,270 32 30,951 467,277 15 702 21,700 31 12.7 81.7 6.43 206 4,658 23 7,386 26,905 3.6 208 4,415 21

101 19 90100() 9171,3971120 GDP117%150% ()100() 19.6() 922695 3.66% GDP 10 () () () () () () GDP 90 917 4,778 N/A 5,698 4.85% N/A 11,660 117.4% 91 1,022 5,071 N/A 6,327 3.70% N/A 9,957 95.6% 92 1,092 5,365 261 7,801 3.10% 6.49% 14,070 131.5% 93 1,163 5,684 405 10,041 4.38% 7.38% 15,112 133.0% 94 1,194 6,059 606 11,372 5.39% 7.07% 16,946 144.3% 95 1,219 6,249 667 13,494 4.21% 4.88% 21,276 173.8% 96 1,245 6,316 827 16,100 4.22% 5.71% 23,396 181.2% 97 1,257 6,439 1,001 16,171 9.83% 13.89% 12,479 98.9% 98 1,287 6,642 509 15,511 2.76% 2.84% 22,948 183.9% 99 1,322 6,634 763 19,805 3.58% 2.71% 25,796 189.5% 100 1,397 6,884 950 19,627 5.65% 5.81% 20,633 150.0% :20%1,300()

2012TAIWAN SECURITIES ASSOCIATION 2012TAIWAN SECURITIES ASSOCIATION 20 102 1 () () () 91172 0.77191 100 277 8.242,000 911001,172 657() ()56% () 102 10 () () 102104() (IPO) 0.20.6104 10 102100 15% () () () 100 () 100277 ()() 100 1004 5%21% 102 ()

101 101 21 1016 34TDR37 ()10 100() 1,397( )4,734 102() () 15% () - 3014 26 ()400 23 () IPO IPO IPO

22 2012 TAIWAN SECURITIES ASSOCIATION 是資本市場的火車頭 更是台灣整個產業競爭力的 重要指標 任何會影響企業於我國上市(櫃)意願的 政策都應慎重為之 否則替代效果是企業出走 競 爭力降低 證券市場萎縮等 問題將不是可以課多 少稅 而是無所得可課稅 (作者為本公會電腦資訊組專員)

貳 專 題 論 述 本次季刊共有五篇專題 分別介紹國際防制洗 不同型態的投資人採用不同的方式收取交易手續費 錢趨勢與變革 股東會電子投票 證券商收取投信 率 在投信基金方面 成交費率部分收費較其他法 基金交易手續費 大陸場外市場發展與兩岸合作契 人機構略高 主因實為證券經紀商提供額外加值服 機及出席第37屆IOSCO年會報告 務給投信公司及現行法規限制等因素 國內外法人 第一篇 國際防制洗錢新趨勢與變革 由法務 投資者選擇下單之證券商 除考量交易手續費外 部調查局洗錢防制處調查官魏武群撰寫 防制洗 更重視的是證券商所能提供之資訊內容與服務品 錢金融行動工作組織 (FATF)在今年頒布新修正40 質 雙方應本著市場自由競爭與商業談判機制進行 項防制洗錢建議 名為 打擊洗錢及資助恐怖分子 手續費議價 回歸正常的市場運作機制 與武器擴散之國際標準 包括應用以風險為基礎 第四篇 大陸場外市場發展現狀與兩岸合作 之方法 強化透明度 國際合作 執行標準 新威 契機 由中國北京大學光華管理學院教授劉玉珍撰 脅及優先議題等 對此 建議主管機關宜配合增修 寫 大陸目前有30多萬家非上市股份公司 現有 相關法規 成立專案小組因應評鑑 強化防制洗錢 掛牌融資管道與中小企業龐大的融資需求相比只是 與打擊資助恐怖活動(AML/CFT)之金融監理 並加 杯水車薪 建立一個規範而靈活的場外市場 將有 強AML/CFT機制之國際合作 助解決大陸中小企業的融資難題 新三板市場的活 第二篇 股東會新紀元-電子投票時代來臨 由 躍也有利於證券商及創業投資的發展 未來在時機 臺灣集中保管結算所副總經理孟慶蒞撰寫 公司 成熟之際 台灣證券商將有可能獲得造市業務的資 法 第177條之1於今年修正 授權金管會應視公司 格牌照 也提供了台灣創業投資良好的業務拓展契 規模 股東人數 結構及其他必要條件情況訂定公 機 司強制使用電子投票之標準 今年合計有113家上 第五篇由本公會國際事務組徐秉群組長撰寫 市(櫃)公司符合強制條件 其中30家得緩衝自下次 2012年第37屆國際證券管理機構組織(IOSCO)年 股東會起始採電子投票 集保結算所於98年3月建 會-新興資本市場發展及管理趨勢之探討 本次 置完成 股東e票通 電子投票平台 今年參與電 IOSCO年會於5月13日至17日假中國北京舉行 我 子投票平台之股東大幅成長為3萬餘人次 表決權 國由金管會陳主任委員裕璋率證券周邊機構代表與 總數達676億股 我國公司股東會因電子投票來臨 會 會中共識在目前在國際證監會組織框架下 應 正式邁入新的紀元 透過多邊和雙邊協議來解決跨境監管的協作問題 第三篇 淺談證券經紀商收取證券投資信託基 金交易手續費 由本公會廖賢慧專員撰寫 現行我 國證券商採彈性方式收取經紀交易手續費 即針對 由當地監管部門提供配合 每個國家都有自己的特 點 應該建立與本國國情相適應的監管制度

24 2012TAIWAN SECURITIES ASSOCIATION FATF 201240 940 FATF40 (Financial Action Task ForceFATF) 1 FATF 2 (Egmant Group) 3 FATF 1990401996 2003 2001(2004) 9 FATF () 2012240 9 40 4 FATF40 1 http://www.fatf-gafi.org/(2012/06/17) 2 APGCFATFEAGESAAMLGGAFISUDGIABAMENAFATFMONEYVALhttp://www.fatf-gafi. org/countries/(2012/06/17) 3 http://www.egmontgroup.org/about(2012/06/17)

101 25 FATF 1989 200110 180 36 1. 2. 3. FATF (Asia/ Pacific Group on Money Laundering APG)FATFAPG FATF APG 5 199724 (Chinese Taipei) 1341 FATF (DNFBP) (country /status report) (progress report)2001 2007 (Egmont Group) (Financial Intelligence UnitFIU)1995 (Egmont-Arenberg Palace in Brussels) 127 1998 (MLPC 6, Taiwan) FIU 1997 (Outreach Working Group) 4 http://www.fatf-gafi.org//documents/repository/fatfrecommendations2012.html(2012/06/17) 5 http://www.apgml.org/about(2012/06/17) 6 MLPCAMLDAMLD, Taiwan

26 2012TAIWAN SECURITIES ASSOCIATION / 20120621 FATF20122 FATF FATF 40 (Money Laundering/ Finance of TerrorismML/FT) FATF FATF FATF 1. 2. 3. 4. ( )5. 6. FATF 40 7 () (Risk-based approach RBA) () (Individual Circumstance)(Identify)(Assess) (Understand)ML/FT ML/FT (Required Enhanced Measures)(Proven Low Risk) (Possible Simplified Measures) (AML/CFT) (Financial Inclusion) AML/CFT (Updated) RBA () (Transparency) (Legal Arrangements) 8 http://www.fatf-gafi.org//documents/repository/fatfstepsupthefightagainstmoneylaunderingandterroristfinancing.html(2012/06/17) (FATF)232 6-13 (2012/05/11)

101 27 FATF () (International Cooperation) FATF (Counterparts) ( ) FATF () (Operational Standards) () (New Threats and Priorities) () ( ) APG2013FATF40 2012APGFATF FATF40 FATF FATF 40 (PEPs) AML/CFTAPG 8 APG FATF 8 (APG)(FATF) 13-16(2012/05/11)APGFATF101. (1)(2)(3)(4)(5)2. (1)AML/CFT(2)(3)3. (1)(2)(3)(4)

28 2012TAIWAN SECURITIES ASSOCIATION FATF FATF AML/CFT FATF401 2 40 () AML/CFT RBA AML/CFT () RBA (rule-based) () FATF AML/CFT FATF FIU FIU FIU / ()

101-101- 29 - - () 1771 (101)() 113()30 3676 95.04 () () 97613 637() 946177 1 12 100 ()

2012TAIWAN SECURITIES ASSOCIATION 2012TAIWAN SECURITIES ASSOCIATION 30 975 e983 () () () 99 200() 101120 () 1771 101220 100 1() 101 () 101 (101)

101-101- 31 () 1772 5 1(24) 3 10061772 2 10114 181 101413 () ()

32 2012TAIWAN SECURITIES ASSOCIATION () 1771 101224 2 ( 1725) 10153 e www.stockvote.com.tw 983e e e e CA 300 3,000 80() e1,200

101-33 e e e (101) 113() () e e e 682e 35e 676

2012TAIWAN SECURITIES ASSOCIATION 2012TAIWAN SECURITIES ASSOCIATION 34 ()21.27% 250% 540% 1230% 1220% () ()

101 35 () 94 2 1.425 () 1.425 1.425 +X bps 1.425 1 14.25 () () 1 1 1.425 215

36 2012TAIWAN SECURITIES ASSOCIATION 1.325 351 1.2 411.5 1.1 51.51 0.9 1.425 (1.425 ) () 1.425 (1 14.25 ) 1.425 2.861.425 10 96 97 98 99 100 2.7 3.4 2.7 2.4 2.5 19.6 24.3 16.4 18.5 21.8

101 37 () 9 9 3 2 6 0990010779 10116 ( ) 94 1.425

38 2012TAIWAN SECURITIES ASSOCIATION 1.425 6 2.5 2.5 3 1.425 3 0.8~ 1.425 2.5 0.8~ 5 1.05~ 13.65 1.8~ 2.5 3~ 6 2.2~ 4.99 0.9 3.5 ) 1. 2. 3. 4. 5.

101 39 1015 87,084,550 78,321 0.9 69,506,750 62,548 0.9 () 26,260,050 26,263 1 21,739,150 21,732 1 13,864,500 13,863 1 204,804,814 558,055 2.7 ( ) INSTINET(HK) 81,001,179 110,606 1.4 UOB Kay Hian(HK) 72,208,529 187,862 2.6 CIMB 68,033,130 200,660 2.9 67,965,541 238,933 3.5 ( Bloomberg ) 11,228,861 13,451 1.2 8,671,080 10,475 1.2 7,348,279 11,026 1.5 MORGAN STANLEY 5,847,925 14,918 2.6 5,820,278 8,708 1.5

40 2012TAIWAN SECURITIES ASSOCIATION 6. 7. (WEF)1009 14213 4 24 97 (LPS)0.20 (LPS)0.42 (+) 1 2 3 4 5 6 7 8 9 10 11 12 96 1,548 1,184 1,458 1,372 1,235 1,954 2,928 1,955 1,692 1,880 1,522 1,220 1,683 97 1,544 1,454 1,695 1,809 1,639 1,094 1,125 1,039 978 624 615 676 1,181 98 627 733 1,186 1,636 2,206 1,437 1,581 1,251 1,451 1,476 1,295 1,623 1,391 99 1,809 1,105 1,263 1,524 1,161 962 1,223 1,483 1,498 1,316 1,212 1,563 1,349 100 1,513 1,580 1,372 1,319 1,237 1,161 1,328 1,422 1,135 1,021 976 739 1,222 101 1,017 1,620 1,170 873 830 724 743 7/25

101 101 41 19 10077 1 ( )( )2. () ( ) ()

42 2012TAIWAN SECURITIES ASSOCIATION 1971(NASDAQ) 30 ( ) 2008 2009 30 2080 1997 2006 2010

101 101 43 2010 () 2001 A2008AB 207 ECFA -- 2010 2011 20111 2012 20124

44 2012TAIWAN SECURITIES ASSOCIATION 200 2012 20122 2010 (Over the Counter Bulletin Board OTCBB) (Pink Sheet) 20062007 / /

101 101 45 502 () 2011 3.285.6028 30 20 200 200 (VC)(PE)

46 2012TAIWAN SECURITIES ASSOCIATION A B EFCA ( )

101201237IOSCO - 47 201237IOSCO 201237(International Organization of Securities Commission, IOSCO) 201251317IOSCO 1983(Inter- American Regional Association)19741984 1986 7IOSCO(General Secretariat)IOSCO IOSCO90%1985 IOSCO(Ordinary member) (Affiliate member) IOSCO IOSCO Mr. Vedat Akgiray()

48 2012TAIWAN SECURITIES ASSOCIATION 2020 IOSCO Mr. U.K. Sinha Mr. U.K. Sinha() JP 20 () (GDP) 200% 500%168.9% () () 105.4% 20 80% 80%

101201237IOSCO - 49 () 20 () () 1. 2. 12 3. () 1. 2. 3. () () OTC

2012TAIWAN SECURITIES ASSOCIATION 2012TAIWAN SECURITIES ASSOCIATION 50 2012 2012 201237IOSCO ()

101 51 () () 10143 10145 () 2101424 () 30 10142023 () 101418 18 () (FATF) (PEPs) FATF5

52 2012TAIWAN SECURITIES ASSOCIATION 1015210158 10142 197 () 14 1. 2. 101530 10161 () 10175 10179 1001219 101423 101514 () IPO 1 IPO 1 101315

101 53 1015 2 () 2 26 101530 () TDR (TDR) () () TDR TDR () ()() () TDR101 72 () 101713 () 101 517 20

54 2012TAIWAN SECURITIES ASSOCIATION 101521 () 102(IFRSs) 1016181010011388 11 50% () 101412 10159 () 888888-8 000000-0 888888-8 101524 888888-8 6 1

101 55 () ( ) () () ETF () () 1

56 2012TAIWAN SECURITIES ASSOCIATION 6 (FRM) (Professional Risk ManagerPRM) 9 1017

101 57 () 10141051410141652101 58511101618521016 19515 1. () 2. (1) 101314 (2) 10146 () 37(IOSCO) 2012(IOSCO)3751317 () 25(ICSA) 6101225 (ICSA)ICSA () http://www.csa.org.tw 1

58 2012TAIWAN SECURITIES ASSOCIATION 1 2 3 4 26 9597 () 22 1827911193 233813 1001111 23 18279 13 66 66 56 6 3813 2 56 1

101 59 0403 0409 ()102(IFRSs) IFRSs IFRSs 0502 1 () 1 0508 (FATF)(PEPs) FATF5 0524 (Atsushi Saito) (MOU) MOU 0530 2 0601 14

60 2012TAIWAN SECURITIES ASSOCIATION 0612 1330 13301330 12001330 0612 10102111.6 0621 () 80()32 6222728 0621 (MSCI) MSCI 0625 (DBAG)(MOU) MOU 0626 NASDAQ OMX Bob Greifeld (MOU)MOU

101 61 / - 101410 101 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

62 2012TAIWAN SECURITIES ASSOCIATION 0419 20 3% 0503 (Chiang Mai Initiative)2,400 1,200 1602001997 0522 FacebookFacebook IPOFacebookIPO 0529 0605-0614 (EU) 1121 () 0619 () 188 130

101 63 0620 ()(LME)LME 14 LMELMELME 0621 20092011IPO DealogicIPO32 20113542010678 7 0625 1,00028 0628 1527

64 2012TAIWAN SECURITIES ASSOCIATION () ( ) 1014 1015 1016 1012 1 14,388,838,601 18,319,542,609 14,968,857,197 47,677,238,407 2 1,132,415,359 1,361,283,440 1,814,717,219 4,308,416,018 3 4,434,790,810 7,287,304,455 5,691,461,290 17,413,556,555 4 2,832,047,195 3,821,966,601 3,911,263,417 10,565,277,213 5 9,768,831 10,186,253 215,297 20,170,381 6 1,423,950,534 1,380,284,074 1,098,885,429 3,903,120,037 7 0 0 0 0 8 2,606,616 0 0 2,606,616 9 342,452,269 252,316,305 394,525,267 989,293,841 10 116,513,728 399,047,469 184,733,075 700,294,272 11 0 0 0 0 12 0 0 0 0 13 394,464,769 1,002,682,709 1,275,102,518 2,672,249,996 14 0 0 0 0 15 0 0 0 0 16 477,540 290,480 10,679 778,699 17 2,298,954 1,898,383 0 4,197,337 18 20,359,437 44,470,431 22,642,287 87,472,155 19 1,611,052,898 2,202,229,275 3,174,079,619 6,987,361,792 20 391,382,324 377,629,973 460,340,414 1,229,352,711 21 111,511,774 176,324,595 119,042,021 406,878,390 22 313,320,234 2,237,783,585 1,685,743,245 4,236,847,064 23 犇亞 0 0 0 0 24 3,196,620 7,484,362 1,575,363 12,256,345 25 0 0 0 0 26 402,851 269,500 692,008 1,364,359 27 159,083,247 306,118,130 147,699,017 612,900,394 28 0 0 0 0 29 72,407,098 92,184,698 65,411,647 230,003,443 30 33,208,277 81,655,951 0 114,864,228 31 0 0 0 0 32 79,251,294 37,844,979 31,358,234 148,454,507 33 811,022,102 1,873,499,327 982,444,773 3,666,966,202 34 9,575,327 8,194,486 90,456,726 108,226,539 35 0 0 1,232 1,232 36 2,346,377,702 2,432,060,480 2,106,228,740 6,884,666,922 37 3,866,147,245 4,843,197,926 3,078,621,479 11,787,966,650 38 8,212,264 11,805,923 1,004,623 21,022,810 39 3,075,961,986 3,850,944,048 4,730,320,540 11,657,226,574 40 6,399,731,964 7,869,773,671 5,162,158,261 19,431,663,896 44,392,829,850 60,290,274,118 51,199,591,617 155,882,695,585

101 65 () 1012 ( ) ETF 10,487,223,412 789,723,749 0 1,844,483,979 8,282,594 1,611,641 465,687,991 419,166 13,597,432,532 1,278,739,942 1,974,935,271 113,456,738 2,747,970,389 2,903,300 304,377 80,679,520 2,695,317 6,201,684,854 11,359,605,001 1,269,360,009 0 16,142,138,147 156,915,600 0 489,713,830 0 29,417,732,587 23,125,568,355 4,034,019,029 113,456,738 20,734,592,515 168,101,494 1,916,018 1,036,081,341 3,114,483 49,216,849,973 0 0 0 0 0 0 0 0 0 0 8,528,625 0 0 0 0 0 0 8,528,625 580,934,539 0 0 0 0 0 0 0 580,934,539 580,934,539 8,528,625 0 0 0 0 0 0 589,463,164 29,518,796 209,503,289 0 2,910,699 2,331,563 0 0 0 244,264,347 0 1,204,130,946 111,434,200 0 0 0 0 0 1,315,565,146 628,376,377 557,561,868 0 131,685,148 0 0 83,249,072 0 1,400,872,465 657,895,173 1,971,196,103 111,434,200 134,595,847 2,331,563 0 83,249,072 0 2,960,701,958 0 0 0 0 361,535,341 0 0 0 361,535,341 0 0 0 0 193,592,891 0 0 0 193,592,891 0 0 0 0 6,080,016 0 0 0 6,080,016 0 0 0 0 561,208,248 0 0 0 561,208,248 0 0 0 0 23,632,882,476 0 0 0 23,632,882,476 0 17,606,173 0 0 1,146,182,633 0 0 0 1,163,788,806 0 0 0 0 25,779,527,024 0 0 0 25,779,527,024 0 17,606,173 0 0 50,558,592,133 0 0 0 50,576,198,306 151,760,645 0 0 0 0 0 0 0 151,760,645 1,458,271 30,680,616 0 0 0 0 0 0 32,138,887 547,890,939 93,204,332 0 0 0 0 0 0 641,095,271 701,109,855 123,884,948 0 0 0 0 0 0 824,994,803 238,410,301 8,477,658 0 0 0 0 0 0 246,887,959 3,632,400 124,651,529 0 0 0 0 0 0 128,283,929 283,053,069 145,535,658 0 4,818,438 0 0 0 0 433,407,165 525,095,770 278,664,845 0 4,818,438 0 0 0 0 808,579,053

66 2012TAIWAN SECURITIES ASSOCIATION ETF 195,818,550 2,433,214 0 0 0 0 0 0 198,251,764 3,614,185 24,072,339 0 7,913,688 0 0 0 0 35,600,212 639,314,852 63,628,352 0 12,425 0 0 0 0 702,955,629 838,747,587 90,133,905 0 7,926,113 0 0 0 0 936,807,605 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 62,960,301 0 0 0 0 0 0 0 62,960,301 62,960,301 0 0 0 0 0 0 0 62,960,301 7,775,368,267 34,507,968 0 894,669,680 6,528,057,232 305,093,756 0 2,221,944 15,539,918,847 316,358,654 290,595,585 0 29,223,884 549,045,632 0 0 0 1,185,223,755 12,945,025,427 150,635,191 0 2,161,711,153 12,442,386,349 24,730 0 0 27,699,782,850 21,036,752,348 475,738,744 0 3,085,604,717 19,519,489,213 305,118,486 0 2,221,944 44,424,925,452 281,319,216 0 0 0 0 0 0 0 281,319,216 207,942,435 0 0 0 0 0 0 0 207,942,435 636,584,442 0 0 0 0 0 0 0 636,584,442 1,125,846,093 0 0 0 0 0 0 0 1,125,846,093 545,916,210 3,246,058 0 0 0 0 0 0 549,162,268 38,698,111 0 0 0 0 0 0 0 38,698,111 842,892,350 0 0 49,499,058 0 0 0 0 892,391,408 1,427,506,671 3,246,058 0 49,499,058 0 0 0 0 1,480,251,787 34,921,700 17,310,361 0 0 0 0 0 0 52,232,061 2,119,940 11,003,775 0 0 0 0 0 0 13,123,715 606,202,495 16,974,548 0 0 0 0 0 0 623,177,043 643,244,135 45,288,684 0 0 0 0 0 0 688,532,819 69,884,229 0 0 23,379 0 0 0 0 69,907,608 0 0 0 0 0 0 0 0 0 1,457,660,978 0 0 0 0 0 0 0 1,457,660,978 1,527,545,207 0 0 23,379 0 0 0 0 1,527,568,586

101 67 ETF 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 97,807,441 0 0 0 0 0 0 0 97,807,441 97,807,441 0 0 0 0 0 0 0 97,807,441 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 52,351,013,474 7,048,307,115 224,890,938 24,017,060,065 70,809,722,647 307,034,506 1,119,330,413 5,336,427 155,882,695,585 19,810,141,324 1,065,202,296 0 2,742,087,737 30,533,089,205 306,705,397 465,687,991 2,641,110 54,925,555,060 1,852,563,938 3,686,204,860 224,890,938 2,785,107,960 1,891,724,455 304,377 80,679,520 2,695,317 10,524,171,365 30,688,308,212 2,296,899,959 0 18,489,864,368 38,384,908,987 24,732 572,962,902 0 90,432,969,160 766,583 1016 1,047 1,980 769,610

68 2012TAIWAN SECURITIES ASSOCIATION () 90 52 163 3 7 91 113 211 2 4 92 126 128 1 2 93 205 130 2 7 94 102 92 0 9 95 111 99 0 11 96 185 122 0 13 97 86 61 1 1 98 127 101 0 1 99 190 140 0 3 100 204 171 0 1 101Q1 24 17 0 0 101Q2 39 27 0 0 ()1012 () () (%) 1 60,777 16.3 990,665,100 101.04.03 11.27 2 3,400 13.8 46,920,000 101.04.05 5.91 3 4,500 31 139,500,000 101.04.17 7.29 4 1,785 29.5 52,657,500 101.04.18 6.33 5 () 3,606 85 306,510,000 101.04.19 6.4 6 6,885 10.3 70,915,500 101.04.20 100 7 3,714 25 92,850,000 101.04.23 4.6 8 9 Ginko International Co., Ltd () () 3,600 198 712,800,000 101.04.23 6.43 2,667 53 141,351,000 101.04.23 6.5 10 383 82 31,406,000 101.04.24 0.55 11 1,908 88 167,904,000 101.04.24 2.64 12 4,983 38 189,354,000 101.04.26 7.4 13 1,465 18.7 27,395,500 101.05.03 5.79 14 2,274 35 79,590,000 101.05.03 3.0 15 3,870 14.7 56,889,000 101.05.03 7.49 16 3,060 208 636,480,000 101.05.15 2.13 17 900 11.5 10,350,000 101.05.17 12.15

101 69 () () (%) 18 () 1,374 73.5 100,989,000 101.05.23 2.27 19 1,530 45 68,850,000 101.05.28 1.42 20 1,530 66 100,980,000 101.05.30 2.76 21 F- () 5,000 120 600,000,000 101.05.31 7.12 22 540 53.8 29,052,000 101.06.07 1.09 23 1,074 27 28,998,000 101.06.07 3.27 24 2,796 28 78,288,000 101.06.13 5 25 3,400 11.5 39,100,000 101.06.22 8.08 26 2,676 20.15 53,921,400 101.06.25 3.13 27 1,020 50 51,000,000 101.06.26 4.19 ()1012 1 2,870 2,650 2012.04.10-04.12 101-110% 2 50,000 42,500 2012.04.10-04.12 101-115% 3 5,856 4,701 2012.04.11-04.16 29-31 4 4,070 3,820 2012.04.12-04.13 101-105% 5 6 7 () Ginko International Co., Ltd () () 13,823 10,217 2012.04.12-04.17 80-85 10,350 6,750 2012.04.16-04.19 180-210 10,222 7,555 2012.04.16-04.19 50-55 8 7,088 3,374 2012.04.16-04.19 22-26 9 3,274 2,176 2012.04.17-04.20 86-96 10 12,000 11,100 2012.04.17-04.18 101-110% 11 16,601 11,618 2012.04.19-04.24 35-40 12 2,100 1,995 2012.04.20-04.23 101-120% 13 14 () () 1,500 1,350 2012.04.20-04.24 101-110% 1,000 885 2012.04.20-04.24 101-110% 15 4,355 2,081 2012.04.25-04.30 34-37 16 16,254 12,384 2012.04.25-04.30 14.7-17.8 17 3,124 1,659 2012.04.25-04.30 18-21 18 9,000 8,100 2012.04.27-05.02 105-110%

70 2012TAIWAN SECURITIES ASSOCIATION 19 5,865 2,805 2012.05.08-05.11 201-216 20 21 22 () () () 2,000 1,800 2012.05.14-05.14 101-110% 2,000 1,700 2012.05.14-05.14 101-110% 3,000 2,550 2012.05.14-05.14 101-110% 23 1,700 1,445 2012.05.15-05.17 101-105% 24 25 26 () () () 2,539 1,165 2012.05.16-05.21 72-78 2,000 1,849 2012.05.21-05.23 101-110% 2,000 1,849 2012.05.21-05.23 101-110% 27 6,000 5,175 2012.05.22-05.24 101-105% 28 7,000 6,180 2012.05.22-05.23 101-110% 29 2,930 1,400 2012.05.23-05.28 66-74 30 Grand Ocean Retail Group Limited(F-) () 23,000 18,000 2012.05.24-05.29 120-135 31 2,052 978 2012.05.31-06.05 25-30 32 3,000 2,827 2012.06.06-06.07 101-110% 33 4,957 2,161 2012.06.06-06.11 26-30 34 25,000 22,124 2012.06.07-06.08 105-125% 35 BizLink Holding Inc. 3,000 2,550 2012.06.08-06.08 101-115% 36 1,500 1,425 2012.06.11-06.11 101-110% 37 1,000 950 2012.06.11-06.11 101-110% 38 8,000 6,800 2012.06.11-06.12 101-110% 39 72,000 68,400 2012.06.18-06.20 90-95%

101 71 () (1011-6) () (%) EPS () ROE (%) (%) () 83 177,248,854 166,189,868 11,058,986 340,476,124 486,961,287 6.24 0.325 2.27 100.00 14.302 47 173,739,281 163,567,056 10,172,225 327,462,199 460,640,406 5.85 0.311 2.21 98.02 14.067 36 3,509,573 2,622,812 886,761 13,013,925 26,320,881 25.27 0.681 3.37 1.98 20.225 65 168,013,383 158,424,311 9,589,072 319,059,914 444,734,466 5.71 0.301 2.16 94.79 13.939 33 166,626,676 157,249,910 9,376,766 309,415,989 429,399,965 5.63 0.303 2.18 94.01 13.878 32 1,386,707 1,174,401 212,306 9,643,925 15,334,501 15.31 0.220 1.38 0.78 15.901 18 9,235,471 7,765,557 1,469,914 21,416,210 42,226,821 15.92 0.686 3.48 5.21 19.717 14 7,112,605 6,317,146 795,459 18,046,210 31,240,441 11.18 0.441 2.55 4.01 17.311 4 2,122,866 1,448,411 674,455 3,370,000 10,986,380 31.77 2.001 6.14 1.20 32.601 20 20 162,118,834 154,355,832 7,763,002 280,922,221 395,643,023 4.79 0.276 1.96 91.46 14.084 2077.63 (1). 1016149 87()62 (2). 83 (3). Year-To-Month 1011-6 101713 (4). 6ISM49.7 588.2% 1.9%FED (OT) 511.1%ECB1 0.75%10 6PMI50.21-6 9.2%6.7% (5). 1011-6(TSE:921/OTC: 137)00 (TSE: 1,182/OTC: 203)83 EPS0.3251000.59759 247,3017,2960.07% 1011-6EPS0.311 0.681EPS0.686 0.301EPS0.303 EPS0.220EPS 2.001EPS0.441 (6). 1011-620EPS0.276 18EPS 0.527 20ROE1.96%2.27% (7). EPS 5.924.723.89 EPS-7.08-1.75-1.23 (8). 1011-61,468 4.7%1,3565.8% 5 (M1B)3.82%2012 20 GDP3%

72 2012TAIWAN SECURITIES ASSOCIATION () (1011-6) () () () () () () 1 20,923,287 1 2,432,269 1 5.919 2 19,911,216 2 1,135,083 2 4.720 3 17,544,271 3 960,626 3 3.893 4 16,054,380 4 810,390 4 2.368 5 12,522,396 5 587,136 5 2.198 6 11,034,876 6 557,461 6 1.948 7 10,965,125 7 547,180 7 1.745 8 9,691,791 8 535,695 8 港商麥格理 1.640 9 9,368,135 9 498,757 9 1.493 10 5,674,997 10 444,929 10 0.909 () () () () () () 1 20,923,287 1 2,432,269 1 5.919 2 19,911,216 2 1,135,083 2 3.893 3 17,544,271 3 960,626 3 2.368 4 16,054,380 4 810,390 4 1.745 5 12,522,396 5 587,136 5 1.640 () () () () () () 1 1,009,928 1 535,695 1 4.720 2 526,229 2 223,153 2 2.198 3 448,019 3 83,530 3 1.948 4 193,914 4 62,331 4 1.493 5 171,177 5 22,570 5 0.496 4.01% 1.20% 0.78% 94.01% 1.92% 7.19% 6.10% 84.79% 2.500 2.000 1.500 1.000 0.500 0.000 0.303 0.220 0.441 2.001 ()

101 73 () (1011-6) () (%) EPS() ROE(%) (%) () 1020 168,892 168,724 168 3,000,000 3,010,396 0.10 0.001 0.01 0.095 10.03 1040 292,102 260,077 32,025 3,000,000 3,374,099 10.964 0.107 0.95 0.165 11.25 1090 3,066,539 2,970,432 96,107 4,703,054 5,119,313 3.134 0.204 1.88 1.730 10.89 1160 9,691,791 9,246,862 444,929 11,572,128 20,386,790 4.591 0.384 2.18 5.468 17.62 1260 469,429 484,020-14,591 4,568,388 3,779,536-3.108-0.032-0.39 0.265 8.27 1360 406,694 319,281 87,413 533,000 1,331,732 21.494 1.640 6.56 0.229 24.99 1400 79,515 185,684-106,169 150,000 884,311-959.402-7.078-12.01 0.045 58.95 1440 590,259 583,869 6,390 1,700,000 2,984,670 1.083 0.038 0.21 0.333 17.56 1470 444,178 389,227 54,951 1,468,210 2,053,787 12.371 0.374 2.68 0.251 13.99 1480 565,509 331,695 233,814 395,000 3,619,674 41.346 5.919 6.46 0.319 91.64 1530 417,640 240,039 177,601 750,000 2,180,649 42.525 2.368 8.14 0.236 29.08 1560 304,811 270,354 34,457 1,450,000 1,636,026 11.304 0.238 2.11 0.172 11.28 1570 2,756,168 2,685,543 70,625 1,010,000 1,522,240 2.562 0.699 4.64 1.555 15.07 1590 370,261 291,441 78,820 1,455,000 4,131,812 21.288 0.542 1.91 0.209 28.40 1650 571,696 350,923 220,773 1,265,000 2,261,218 38.617 1.745 9.76 0.323 17.88 2180 1,337,291 1,239,279 98,012 7,137,143 10,020,456 7.329 0.137 0.98 0.754 14.04 5050 325,692 274,586 51,106 2,325,836 3,273,840 15.692 0.220 1.56 0.184 14.08 5110 31,967 48,776-16,809 760,000 618,121-52.582-0.221-2.72 0.018 8.13 5180 1,447,564 312,481 1,135,083 2,915,500 3,419,328 78.413 3.893 33.20 0.817 11.73 5260 356,316 306,747 49,569 3,067,560 4,225,999 13.912 0.162 1.17 0.201 13.78 5380 3,147,016 3,141,144 5,872 6,400,000 6,530,564 0.187 0.009 0.09 1.775 10.20 5510 16,054,380 15,243,990 810,390 15,365,000 22,669,228 5.048 0.527 3.57 9.058 14.75 5720 10,965,125 10,417,945 547,180 14,290,660 19,230,552 4.990 0.383 2.85 6.186 13.46 5850 12,522,396 11,935,260 587,136 13,231,191 21,306,616 4.689 0.444 2.76 7.065 16.10 5920 9,368,135 8,937,809 430,326 15,285,723 18,988,751 4.594 0.282 2.27 5.285 12.42 6010 犇 131,971 135,263-3,292 1,137,554 1,286,251-2.494-0.029-0.26 0.074 11.31 6160 1,888,624 1,872,412 16,212 5,357,140 6,046,233 0.858 0.030 0.27 1.066 11.29 6480 162,310 111,031 51,279 2,000,000 1,612,163 31.593 0.256 3.18 0.092 8.06

74 2012TAIWAN SECURITIES ASSOCIATION (%) EPS() ROE(%) (%) () 6530 1,780,325 1,764,744 15,581 3,777,618 4,505,347 0.875 0.041 0.35 1.004 11.93 6910 151,040 127,577 23,463 1,375,500 1,308,227 15.534 0.171 1.79 0.085 9.51 7000 5,674,997 5,551,787 123,210 11,600,000 13,784,852 2.171 0.106 0.89 3.202 11.88 7030 475,302 284,266 191,036 2,101,818 2,982,522 40.193 0.909 6.41 0.268 14.19 7790 2,681,361 2,662,793 18,568 8,699,471 9,406,729 0.692 0.021 0.20 1.513 10.81 8150 196,657 213,502-16,845 2,280,000 2,350,169-8.566-0.074-0.72 0.111 10.31 8450 3,872,728 3,911,466-38,738 6,918,038 7,665,094-1.000-0.056-0.51 2.185 11.08 8560 297,702 192,936 104,766 1,470,000 2,127,375 35.192 0.713 4.92 0.168 14.47 8700 175,027 129,989 45,038 3,000,000 3,325,381 25.732 0.150 1.35 0.099 11.08 8840 470,327 458,112 12,215 3,060,000 3,550,440 2.597 0.040 0.34 0.265 11.60 8880 5,146,251 5,096,025 50,226 3,700,000 4,318,012 0.976 0.136 1.16 2.903 11.67 8890 139,877 194,699-54,822 3,000,000 3,597,035-39.193-0.183-1.52 0.079 11.99 8910 99,495 206,486-106,991 870,000 569,585-107.534-1.230-18.78 0.056 6.55 8960 191,475 137,916 53,559 1,000,000 1,142,321 27.972 0.536 4.69 0.108 11.42 9100 19,911,216 19,412,459 498,757 23,690,730 28,628,630 2.505 0.211 1.74 11.233 12.08 9200 20,923,287 19,962,661 960,626 32,697,809 47,377,725 4.591 0.294 2.03 11.804 14.49 9300 5,038,796 4,915,327 123,469 8,111,743 11,182,672 2.450 0.152 1.10 2.843 13.79 9600 17,544,271 16,986,810 557,461 16,643,550 29,235,537 3.177 0.335 1.91 9.898 17.57 9800 11,034,876 8,602,607 2,432,269 67,172,835 106,078,398 22.042 0.362 2.29 6.226 15.79 1380 448,019 486,427-38,408 220,000 823,941-8.573-1.746-4.66 0.253 37.45 1520 1,009,928 474,233 535,695 1,135,000 6,153,229 53.043 4.720 8.71 0.570 54.21 5320 98,655 76,085 22,570 478,555 1,011,782 22.878 0.472 2.23 0.056 21.14 5460 14,669 20,961-6,292 312,000 346,529-42.893-0.202-1.82 0.008 11.11 5600 171,177 87,647 83,530 380,000 864,079 48.797 2.198 9.67 0.097 22.74 5660 26,999 27,657-658 203,400 366,310-2.437-0.032-0.18 0.015 18.01 5690 26,903 22,904 3,999 280,000 539,320 14.865 0.143 0.74 0.015 19.26 5860 25,886 15,101 10,785 268,438 553,710 41.663 0.402 1.95 0.015 20.63 5870 33,544 23,615 9,929 200,000 535,693 29.600 0.496 1.85 0.019 26.78 5960 45,967 35,984 9,983 361,538 767,832 21.718 0.276 1.30 0.026 21.24 6210 18,198 21,935-3,737 235,400 268,931-20.535-0.159-1.39 0.010 11.42

101 75 (%) EPS() ROE(%) (%) () 6380 82,036 80,870 1,166 440,783 667,504 1.421 0.026 0.17 0.046 15.14 6450 66,731 52,130 14,601 481,060 796,018 21.880 0.304 1.83 0.038 16.55 6460 193,914 174,785 19,129 900,000 1,427,886 9.865 0.213 1.34 0.109 15.87 6620 4,440 6,428-1,988 200,000 110,537-44.775-0.099-1.80 0.003 5.53 6660 9,885 16,393-6,508 200,000 225,151-65.837-0.325-2.89 0.006 11.26 6950 30,411 30,402 9 255,000 470,243 0.030 0.000 0.00 0.017 18.44 7020 18,605 16,209 2,396 200,000 330,789 12.878 0.120 0.72 0.010 16.54 7070 17,191 14,368 2,823 200,000 367,994 16.421 0.141 0.77 0.010 18.40 7080 16,004 32,529-16,525 250,000 217,698-103.255-0.661-7.59 0.009 8.71 7120 9,445 10,912-1,467 200,000 96,072-15.532-0.073-1.53 0.005 4.80 7670 49,436 36,975 12,461 300,300 431,175 25.206 0.415 2.89 0.028 14.36 7690 11,241 11,160 81 200,000 247,797 0.721 0.004 0.03 0.006 12.39 7750 33,473 34,118-645 269,451 333,328-1.927-0.024-0.19 0.019 12.37 7780 46,600 47,317-717 368,000 513,293-1.539-0.019-0.14 0.026 13.95 7900 12,853 13,813-960 238,000 318,518-7.469-0.040-0.30 0.007 13.38 8380 64,623 56,487 8,136 370,000 676,955 12.590 0.220 1.20 0.036 18.30 8440 526,229 303,076 223,153 1,495,000 3,354,037 42.406 1.493 6.65 0.297 22.44 8490 17,376 17,450-74 200,000 311,331-0.426-0.004-0.02 0.010 15.57 8520 24,851 24,039 812 200,000 481,851 3.267 0.041 0.17 0.014 24.09 8660 5,963 9,699-3,736 230,000 214,947-62.653-0.162-1.74 0.003 9.35 8710 31,358 40,481-9,123 502,000 511,454-29.093-0.182-1.78 0.018 10.19 8770 12,010 11,928 82 200,000 263,300 0.683 0.004 0.03 0.007 13.17 8800 127,541 65,210 62,331 320,000 804,950 48.871 1.948 7.74 0.072 25.15 8850 38,722 38,809-87 200,000 261,524-0.225-0.004-0.03 0.022 13.08 8900 138,690 184,675-45,985 520,000 655,173-33.157-0.884-7.02 0.078 12.60

268 8 2 (02)2737-4721 (02)2735-0822 http://www.twsa.org.tw

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熱誠. 專業. 效率. 創新 中華民國證券商業同業公會 TAIWAN SECURITIES ASSOCIATION 台北市復興南路二段 268 號 8 樓之 2 TEL: 02-2737-4721 FAX: 02-2735-0822 http://www.twsa.org.tw