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2014 年度報告

3 4 7 18 24 79 85 98 99 145 169 176 177 178

13 12 AH102.5 2015 2 92015 2015AH HH 1,916,978,820H H HAH 11,501,700,0002,875,425,000.00H 479,244,705.0010,369,758,976.60 2

2014 IT FICC Banco Espírito Santo de Investimento S.A. BESI Japaninvest Group plc JapanInvest 2015 2015 3 27 3

A 1.00 H 1.00 4

IPO QFII 2014 1 12014 12 31 RQFII 571 5

Haitong Securities Co., Ltd. Haitong Securities 68912200001 8621-23219000 8621-63410707 jinxb@htsec.com 68912200001 8621-23219000 8621-63410627 sunt@htsec.com 689200001 689200001 http://www.htsec.com haitong@htsec.com 189 21 7

http://www.sse.com.cn http://www.hkexnews.com.hk 68912 A 600837 H 6837 2011 1 2007 7 6 2 2009 6 3 8

3 2010 3 22 4 2012 4 11 5 2012 11 7 6 2013 8 22 7 2015 2 3 9

5% H 958,472.1180 958,472.1180 3,711,025.6311 1[2001]3 2 [2001]819 3 [2001]306 4ICP 020694 5[2002]090 6 [2002]076 7 (SC201014) 8[2005]079 9 (Z-007) 10[2005]173 11[2006]3 12[2007]86 13(2007.08) 14 [2008]146 15 [2008]22 16 [2008]479 17[2008]421 18[2009]302 19[2009]1 20[2010]122 10

21[2010]315 22[2010]372 23 (2011.08) 24[2010]070 25[2011]237 26[2011]512[2011]37 27[2011]1821 28[2011]585 29[2012]686 30[2012]825 31[2012]113 32[2012]561 33(SC201307) 34 [2013]407 35[2013]180 36[2013]741 3700132029 38 2013[2013]204 39[2013]959 40 [2013]1643 41 42[2014]358 43 T004 44[2014]1551 45[2014]4 46 [2014]321 47 [2015]153 4850ETF[2015]214 11

68911200001 8621-23219000 8621-23219100 wangjy@htsec.com 2007 7 6 19881,000 [1994]5 1994 9 27100,000 [2000]296 2000 12 29 374,692.80 12

[2001]278 2002 1 28 4,006,093,000 [2002]329 2002 11 18,734,438,870 2005 5 [2007]90 2007 6 7 2007 6 29 2007 7 6 3,389,272,910 2007 7 31 [2007]3682007 11 21 3,389,272,9104,113,910,590 2008 5 520072007 2007 12 314,113,910,590 10 1.003107 4,113,910,5908,227,821,180 2008 5 28 13

2012 4 271,229,400,000H25 122,940,000 H 1,352,340,000 H2012 5 19 H127,500,000 H2012 5 22 H10%12,750,000 AH H9,584,721,180 A 8,092,131,180H 1,492,590,000HHAITONG SEC H 6837 1 6636-37 2003 4 18 1.5 51% 021-38650999 14

2 816-17 1999 4 13 1.8 27.775% 021-20361706 3 888 8 A 2004 10 18 1 67% 021-62883005 4 1589 176 01-04252 05 1993 3 18 10 66.667% 021-61871688 15

5 189 22 2007 7 24 60 60 60 100% 852-39268888 6 689 26 07-12 2008 10 23 60 100% 021-63410311 7 774 2 107N 2012 4 24 30 100% 021-23219000 16

8 6893201-12 2012 6 26 12 100% 021-23219000 27271 61 4 8835 A 166 H 18317 310000000016182 31010113220921X 13220921X 17

2014 2013 2012 23,666,866 12,802,734 84.86% 10,743,347 10,420,394 5,454,748 91.03% 4,127,238 7,710,623 4,035,024 91.09% 3,037,542-29,338,392-18,841,821 55.71% -7,119,927 0.80 0.42 90.48% 0.33 0.80 0.42 90.48% 0.33 (%) 11.88 6.70 5.18 5.66 2014 2013 2012 12 31 12 31 12 31 352,622,149 169,123,603 108.50% 126,482,104 280,357,946 105,018,445 166.96% 66,051,508 80,766,843 40,429,567 99.77% 36,956,823 68,364,431 61,506,991 11.15% 58,679,683 9,584,721 9,584,721 9,584,721 7.13 6.42 11.06% 6.12 (%) 1 73.42 50.19 23.23 32.50 1 18

4,000.00 3,500.00 3,000.00 2,500.00 2,000.00 1,500.00 1,000.00 500.00 0.00 1,264.82 586.80 2012 12 31 1,691.24 615.07 2013 12 31 3,526.22 683.64 2014 12 31 19

2014 20143,526.22108.50%2,803.58 166.96%683.6411.15% 2014 30% 2014 2014 20

1 2014 2013 2012 2011 2010 23,666,866 12,802,734 10,743,347 10,860,374 11,304,935 13,413,806 7,464,926 6,681,975 6,633,122 6,393,365 10,420,394 5,454,748 4,127,238 4,300,164 4,989,690 7,710,623 4,035,024 3,037,542 3,103,034 3,686,264 2 2014 2013 2012 2011 2010 12 31 12 31 12 31 12 31 12 31 352,622,149 169,123,603 126,482,104 98,976,911 115,413,098 280,357,946 105,018,445 66,051,508 52,366,269 69,796,351 80,766,843 40,429,567 36,956,823 38,013,807 63,682,354 68,364,431 61,506,991 58,679,683 45,042,375 44,467,363 9,584,721 9,584,721 9,584,721 8,227,821 8,227,821 3 2014 2013 2012 2011 2010 0.80 0.42 0.33 0.38 0.45 0.80 0.42 0.33 0.38 0.45 (%) 11.88 6.70 5.66 6.93 8.39 (%) 1 73.42 50.19 32.50 23.54 11.82 7.13 6.42 6.12 5.47 5.40 1 21

250.00 236.67 80.00 77.11 200.00 70.00 60.00 150.00 100.00 113.05 108.60 107.43 128.03 50.00 40.00 30.00 36.86 31.03 30.38 40.35 50.00 20.00 10.00 0.00 2010 2011 2012 2013 2014 0.00 2010 2011 2012 2013 2014 4,000.00 3,500.00 3,000.00 2,500.00 2,000.00 1,500.00 3,526.22 1,691.24 1,154.13 1,264.82 989.77 800.00 700.00 600.00 500.00 400.00 300.00 615.07 586.80 444.67 450.42 683.64 1,000.00 200.00 500.00 100.00 0.00 2010 2011 2012 2013 2014 0.00 2010 2011 2012 2013 2014 12.00% 11.88% 80.00% 73.42% 10.00% 8.00% 6.00% 4.00% 2.00% 8.39% 6.93% 5.66% 6.70% 70.00% 60.00% 50.00% 40.00% 30.00% 20.00% 10.00% 50.19% 32.50% 23.54% 11.82% 0.00% 2010 2011 2012 2013 2014 0.00% 2010 2011 2012 2013 2014 22

201420132014 12 312013 12 31 2014 12 31371.10378.507.40 2014 2013 12 31 12 31 37,110,256 37,849,947 65,022,464 60,310,727 4,527,501 3,049,614 819.66% 1,241.14% 57.07% 62.76% 26.71% 89.12% 46.80% 142.01% 61.21% 38.54% 78.78% 97.20% 23

2014 JapanInvest 20142.013.76 e 2014928 2014241% 9 24

20143,526.22683.64 77.11371.10 236.67104.4944.2% 40.5717.1%19.798.4%13.39 5.7%3.141.3%; 25.2910.7% 36.9715.6%17.217.3% 10,449,075 6,244,168 40.24% 61.76% 51.38% 4.10 1,979,375 834,915 57.82% 224.15% 55.17% 45.93 4,056,785 1,050,903 74.10% 68.74% 24.26% 9.28 1,338,968 716,917 46.46% 87.13% 48.48% 13.94 314,348 65,302 79.23% 13.04% 41.36% 4.16 1,721,413 1,204,277 30.04% 100.00% 100.00% 30.04 2,528,951 1,646,309 34.90% 79.70% 71.33% 3.18 25

1 (1) 5.13% 4.74% 2.73 31 271 20148.6%QFII/ RQFII6610.6%QFII/RQFII 67120 76% 122% 6.65%0.7 8.12%0.4 11534% AA 201442.0540.4% 26

(2) 27IPO423 374Wind 36 548 Wind 1,357Wind IPO 26 20146.226.0% 27

(3) FICC 201430.0628.8% (4) 2,942 44% 25085% 1,069302 1,739952 28

4240 25 201411.4511.0% (5) 20108 20142.712.6% (6) 2014 )20 122141202 20145.175.0% 29

(7) IPO15 2120122014 3IPO 2014RQFII107 2014 21 RQFII ETFBBB 1182014 JapanInvest 20149.238.9% 9.238.9% 5.175.0% 2.712.6% 2014 0.070.1% 42.0540.4% 4.678.6% 7.4813.7% 2013 23.3542.8% 11.4511.0% 30.0628.8% 6.226.0% 2.514.6% 2.334.3% 15.5828.6% 0.731.3% 30

2 (1) 2014236.67108.64 84.86% 30% 95.1640.21%40.96% 77.0032.53%109.75% 57.0924.12%165.51% 2014 31

2014 1-12 2013 1-12 9,516,170 40.21% 6,751,188 52.73% 2,764,982 40.96% 7,699,971 32.53% 3,670,965 28.67% 4,029,006 109.75% 5,708,662 24.12% 2,150,038 16.79% 3,558,624 165.51% 742,063 3.14% 230,543 1.81% 511,520 221.88% 23,666,866 100.00% 12,802,734 100.00% 10,864,132 84.86% (2) 2014134.1479.69% 43.40192.39% 41.3157.60% 33.6252.63% 32

2014 2014 2013 4,131,308 2,621,465 1,509,843 57.60% 4,340,189 1,484,370 2,855,819 192.39% 868,022 514,208 353,814 68.81% 427,497 334,496 93,001 27.80% 284,304 307,319-23,015-7.49% 3,362,486 2,203,068 1,159,418 52.63% 13,413,806 7,464,926 5,948,880 79.69% 3 2014 10,555 2014 10,112 443 10,555 33

4 201439.40 (1) 293.38 401.85 914.97 102.03 478.69 131.50 (2) 122.94 70.7519.23 (3) 455.73 461.38 5 4,792.22 34

6 (1) (2) [2011]18212012 4 27 H2012 5 24 13.569H10.60 143.83 138.012014 12 31H 2013 3 26 2013 5 27 2012 40 2013 6 18 [2013]407 2013 9 16 [2013]220 149 108 35

2013 3 26 2013 5 27 2012 2013 9 25[2013]1220 230 1202013 11 27 72.623.523.9 1102014 7 16 56.545.58.0 2013 3 26 2013 5 27 2012 2014 10 28 36

[2014]1526 [2014]42014 11 20 200 75 (3) 2014 37

JapanInvest 1 20143,526.22108.50%2,803.58 166.96% 24.3% 18.04% 18.40% 14.99%0.34% 2014 2013 12 31 12 31 48,996,084 13,077,439 35,918,645 274.66% 12,826,397 3.64% 12,826,397 100.00% 8,714,786 2.47% 4,720,906 2.79% 3,993,880 84.60% 5,686,141 1.61% 2,231,269 1.32% 3,454,872 154.84% 4,470,404 1.27% 1,829,199 1.08% 2,641,205 144.39% 1,210,145 0.34% 1,171,604 0.69% 38,541 3.29% 10,292,634 2.92% 10,292,634 100% 2,600,616 0.74% 623,072 0.37% 1,977,544 317.39% 934,200 0.55% -934,200-100% 38

2014 2013 12 31 12 31 303,626,065 156,046,164 147,579,901 94.57% 85,703,611 24.30% 52,586,993 31.09% 33,116,618 62.97% 7,399,072 2.10% 7,399,072 100.00% 56,273,055 15.96% 47,590,047 28.14% 8,683,008 18.25% 64,883,359 18.40% 26,531,096 15.69% 38,352,263 144.56% 52,873,455 14.99% 9,036,993 5.34% 43,836,462 485.08% 3,990,608 1.13% 4,951,872 2.93% -961,264-19.41% 3,347,033 0.95% 2,086,056 1.23% 1,260,977 60.45% 352,622,149 169,123,603 183,498,546 108.50% 221,124,256 86,657,902 134,466,354 155.17% 80,766,843 28.81% 40,429,567 38.50% 40,337,276 99.77% 59,807,864 21.33% 26,111,914 24.86% 33,695,950 129.04% 15,028,545 5.36% 6,506,512 6.20% 8,522,033 130.98% 19,807,574 7.07% 5,796,395 5.52% 14,011,179 241.72% 22,926,586 8.18% 3,000,000 2.86% 19,926,586 664.22% 82,501,809 69,388,262 13,113,547 18.90% 39

2014 2013 12 31 12 31 59,233,690 18,360,543 40,873,147 221.61% 35,775,667 12.76% 17,939,628 17.08% 17,836,039 99.42% 4,537,684 1.62% 4,537,684 100.00% 14,910,000 5.32% 335,329 0.32% 14,574,671 4,346.38% 280,357,946 105,018,445 175,339,501 166.96% 72,264,203 64,105,158 8,159,045 12.73% * 2014 489.96274.66% 2014825.02 693.88131.14 18.90% 1 2 3 2014 2014 40

2014 12 31973.18 2014 12 2014 2013 12 31 12 31 35,775,667 17,939,628 24,345,258 5,796,395 22,926,586 3,000,000 14,270,000 1,120,000 97,317,511 27,856,023 42 43 44 57 2014 12 31570.04 825.02 2014 12 31 2 2014 12 31 129.24 41

3 (1) 44 13 2812 (2) 31 2 1 2007-2013 2014HH 2009-2014 2 PE 42

3 2014 12 31 307 2713628152 13 2014 12 31 500 4 201430% 5 2014 JapanInvest 43

6 26 1 56.8622.3134.55 154.84% 14.2018.73 44

2 (%) 1 010213 02(13) 2,037,662.15 21,120,000.00 2,056,876.80 3.01 139,648.04 2 010107 21(7) 1,481,182.72 14,300,000.00 1,480,765.00 2.17 152,052.91 3 856,235.40 1,400,000.00 871,077.59 1.27 14,842.19 4 140019 1419 694,402.50 6,900,000.00 696,330.75 1.02 6,774.84 5 648,036.68 6,500,000.00 656,305.00 0.96 8,268.32 6 140022 1422 549,677.15 5,500,000.00 551,746.80 0.81 7,492.33 7 530002 500,000.00 500,000,000.00 500,000.00 0.73 8 140028 1428 489,341.77 4,900,000.00 490,722.75 0.72 2,113.79 9 511880 500,947.20 480,000,000.00 481,416.00 0.70 763.20 10 511220 499,749.02 5,018,361.00 471,685.79 0.69-28,488.83 ETF 57,257,108.75 / 60,106,083.25 / 2,734,634.12 / / 2,039,780.03 65,514,343.33 / 68,363,009.73 100.00 5,077,880.94 1 2 3 4 45

3 002353 340,217.89 0.76% 224,302.18 1,187.50-114,593.75 600705 34,709.82 0.15% 191,349.54 1,361.54 94,803.70 600198 109,434.65 1.20% 123,565.75 14,114.32 600885 87,000.00 1.09% 108,344.00 21,179.82 300315 87,000.00 0.50% 94,470.02 7,470.02 000156 26,796.19 0.16% 45,830.72 19,034.53 600030 9,809.44 0.01% 25,877.80-5,473.82-10,708.27 601328 15,510.09 0.00% 20,187.31-901.72 20,186.54 000651 10,399.68 0.02% 19,208.63 1,600.54-1,223.82 601788 8,500.26 0.02% 16,281.13 11.41 11,323.77 490,122.82 / 631,193.87 21,443.67 194,765.35 / / 1,219,500.83 / 1,500,610.96 19,229.12 256,352.21 / / 1 2 46

4 (%) 92,907.38 49,995,000.00 27.775 420,931.86 105,107.34 9,456.51 67,000.00 76,500,000.00 51.00 76,500.00 75,807.34-2,147.26 63,650.00 67,000,000.00 67.00 63,650.00 13,923.90-63.77 699,191.78 666,670,000.00 66.667 699,191.78 94,705.89-935.00 5,071,838.00 6,000,000,000.00 100.00 1,577,800.00 5,071,838.00 894,996.89-897.77 6,000,000.00 6,000,000,000.00 100.00 250,000.00 6,000,000.00 214,398.08 97,488.79 3,000,000.00 3,000,000,000.00 100.00 3,000,000.00 323,847.07 21,300.05 1,200,000.00 1,200,000,000.00 100.00 200,000.00 1,200,000.00 533,969.85 2,348.24 16,194,587.15 17,060,165,000.00 2,027,800.00 16,532,111.63 2,256,756.36 126,549.78 47

1 2 3 161.952013 141.6720.28 5 2,543,123,571.03 216,258,264,541.93 2,681,638,040.79 7,638,473.61 904,210.63 216,119,750,072.17 48,538,286.45 48

6 (1) H 2012H H (12) 0025 2014 12 31 2012 H 1,118,402.35 19,920.99 1,118,402.35 (2) 381,321.55 381,321.55 100% 60,106.77 226,541.09 226,541.09 100% 14,120.49 49

226,980.45 226,980.45 100% 24,502.32 170,084.90 170,084.90 100% 6,959.21 133,395.35 19,920.99 133,395.35 100% 12,086.85 H (3) 50

7 (1) 2014 3 28 2 2014 9 26 (2) 2014 11 18 15,0005,000 2015 1 8 (3) 2020 201217.52014 3 2.5 60 51

8 (1) 1.551% 2014 12 3111.75 8.8720141.49 (2) 1.827.775% 2014 12 31 22.08 15.1620143.84 (3) 167% 2014 12 31 1.70 1.3420140.21 (4) 1066.667% 2014 12 31129.94 12.80 20141.42 52

(5) 60100% 2014 12 31 866.96 76.98201414.52 (6) 60100% 2014 12 31 78.44 67.1720142.45 (7) 30100% 2014 12 3144.05 36.7720143.24 (8) 12 100% 2014 12 31 153.01 15.9220145.34 53

9 (1) 331 27271 (2) 2008 4 130 87 9,881499 1852014 12 3126,603 23,3171,571,213 446,89598,867 (3) 50ETF 54

2013 2014 2014 12 31 Haitong International Finance Holdings LimitedHaitong International Strategic Investment Limited Haitong International Global Strategic Investment Limited Unican Limited 1 2013 4 2411 QFLP QFLP 2 Haitong International Finance Holdings Limited 2013 9 1951 Haitong International Finance Holdings Limited2013 10 29 9 55

3 Haitong International Strategic Investment Limited 2013 10 1651 Haitong International Strategic Investment Limited 4 Haitong International Global Strategic Investment Limited 2014 1 351 Haitong International Global Strategic Investment LimitedRQFII 5 Unican Limited 2014 4 2311 Unican Limited2014 5 30 5 2014 9 18 16 56

IT 57

2015 H 58

ROE 1 (1) A 20142013 2,115.98 123,234.682013 52.87% 35.62% 59

2014 0.3% B 2014 11 60

2014 12114.56.54% 2014 12 2.7620133.442014 2014 C (2) 61

(3) 62

(4) 63

2 3 (1) (2) 2014 64

(3) (4) (5) 65

(6) (7) IT OA (8) (9) 66

1 [2008]606 T+1 2 3 371.10 650.22 57.07% 67

4 2014 201485 2007 5 2008 3 4 68

2014A AA 70

3 2014 1.74 3 2007 201376.48 12.34 28.802007 2013 30%51.75% 35.69% 54.44% 53.87% 57.79% 73.42% 47.40% 71

20132014 6 179,584,721,180 10 1.20 1,150,166,541.60 2014 2014 7,710,623,597.602014 5,678,170,143.72 2014 10%567,817,014.37 1,703,451,043.112014 3,974,719,100.6110,420,631,417.59 20131,150,166,541.60 13,245,183,976.60 2014 1 AH102.5 2015 2 92015 2015 AH H H 1,916,978,820HH HAH 11,501,700,0002,875,425,000.00 H479,244,705.0010,369,758,976.60 73

2 AH 2014 2014 10 10 10 2014 2.5 2,875,425,000.00 7,710,623,597.60 37.29% 2013 1.2 1,150,166,541.60 4,035,024,048.18 28.50% 2012 1.2 1,150,166,541.60 3,037,542,867.95 37.87% 2012 2012 20123,019,776,384.79 38.09% 74

3 2015 3 27 2014 8.08 2009 52014 10 2014 10 2011 3 2012 75

6652002 8 23 2002102012 8 22 2014 2014 5 27 5 50 97,321,5002014 12 31 2015 1 19 28 84,480,375 76

2014 1.72% A [2012]85 1 1 20%1 1 150%10%1 25%5% 5% [2012]85 QFIIQFII 2009[47] 10% QFII 77

H [1993]045 [2011]348 10% 10% 10%(1)10% (2)10%20% (3) 20% H [2008]897H 200810% 65 14A 14A 2014 12 19 2015 3 617 2014 78

BESI BESI2014 12 8 Novo Banco, S.A. Novo Banco 3.79Novo Banco BESIBESI 65 79

1 BESI BESI (1) BESI SPVNovo Banco 8 5 (2) BESI SPV 2 50% 80

2014 24040 2014 280 491282 12010350 5% 5% 2014 H 81

1 2014 21 [2014]151 2014 3 194 8 4 154 252014 7 2 2014 7 25 2014 7 27 3 2014 8 5 1 82

2014 4 2014 4 213.80 697,979,812 1.062014 6 3 5 2014 112019 11.641.25 10.82 6 JapanInvest Haitong International (BVI) Limited 2014 11 JapanInvestJapanInvest 7 2014 7 17 2014 8 13 2014 7 17 2014 10 24 2014 10 20714,894,9892014 1120 2.1 6 83

8 [2012]592 2013 46 48.5 20 2014 12 460 9 H 2014 12 19 H2015 2 920152015 AHH H2014 12 19 1,916,978,820H1,916,978,820H 15.62 10 84

1 (%) H (%) 1 2 3 4 1 8,092,131,180 84.43 8,092,131,180 84.43 2 3 1,356,900,000 14.16 1,356,900,000 14.16 4 H 135,690,000 1.42 135,690,000 1.42 9,584,721,180 100 9,584,721,180 100 9,584,721,180 100 9,584,721,180 100 85

2 A 8,092,131,180 H 1,492,590,000A+H9,584,721,180 3 3 1 2011 5 16 2010 H2012 4 19H 10.60 1%0.003% 0.005%2012 4 271,229,400,000 H2012 5 19 H127,500,000 H5 22 1,356,900,000 H25 H 10%A H135,690,000 86

2 2013 3 26 2013 5 27 2012 40 2013 6 18 [2013]407 2013 9 16 [2013]220 149 108 3 2013 3 26 2013 5 27 2012 2013 9 25[2013]1220 230 1202013 11 27 72.623.523.9 1102014 7 1656.545.58.0 87

4 2013 3 26 2013 5 27 2012 2014 10 28 88

[2014]1526 [2014]4 2014 11 20 200 75 H 2012-4-27 10.60 122,940 2012-4-27 122,940 H 2012-5-19 10.60 12,750 2012-5-22 12,750 2013-10-17 5.10% 30 2013-10-21 30 2014-1-17 2014-2-18 5.35% 30 2014-2-20 30 2014-5-21 2014-4-15 4.77% 30 2014-4-17 30 2014-7-15 2014-5-20 4.70% 28 2014-5-22 28 2014-8-19 2014-9-10 4.58% 20 2014-9-12 20 2014-12-10 2013-11-25 6.05% 72.6 2013-12-16 72.6 2016-11-25 2013-11-25 6.15% 23.5 2013-12-16 23.5 2018-11-25 2013-11-25 6.18% 23.9 2013-12-16 23.9 2023-11-25 2014-7-14 5.25% 56.5 2014-8-13 56.5 2017-7-14 2014-7-14 5.45% 45.5 2014-8-13 45.5 2019-7-14 2014-7-14 5.85% 8 2014-8-13 8 2024-7-14 2014-12-2 4.65% 50 2014-12-19 50 2015-12-2 2014-12-22 5.85% 25 2015-3-10 25 2015-3-22 89

1 352,069A351,916H 153 5375,187A375,041 H146 90

2 2014 12 31 10 352,069 5375,187 (%) 15.57 1,492,177,100 21,500 0 4.28 410,650,000-11,530,000 0 210,000,000 4.18 400,709,623 0 0 3.36 322,162,086 0 0 2.91 278,967,457-97,497,801 0 10,000,000 2.45 235,247,280 0 0 2.24 214,471,652 0 0 1.71 164,329,853-16,500,000 0 1.60 152,947,065-6,800,000 0 1.44 137,840,039 0 0 91

A B H 1,492,177,100 H 410,650,000 A 400,709,623 A 322,162,086 A 278,967,457 A 235,247,280 A 214,471,652 A 164,329,853 A 152,947,065 A 137,840,039 A 1 H 2 H A 3 A 5% H 92

1 2014 12 31 XV23 336 5 A 6 H (%) (%) 1. A 1 410,650,000 4.28 5.07 2. A 1 400,709,623 4.18 4.95 3. H 74,196,667 0.77 4.97 4. JP Morgan Chase & Co. H 26,969,393 0.28 1.81 9,524,912 0.10 0.64 36,409,200 0.38 2.44 38,446,951 0.40 2.58 5. Capital Research and Management Company H 75,000,000 0.78 5.02 6. Citigroup Inc. H 47,288,130 0.49 3.17 H 48,173,197 0.50 3.23 H 43,098,273 0.45 2.89 7. BlackRock, Inc. H 147,861,642 1.54 9.91 H 794,000 0.01 0.05 93

5 A 6 H (%) (%) 8. Nomura Holdings, Inc H 71,506,633 0.75 4.79 H 33,538,233 0.35 2.25 9. GIC Private Limited Government of Singapore Investment Corporation Pte Ltd H 87,562,000 0.91 5.87 10. UBS Group AG H 25,090,000 0.26 1.68 H 51,624,353 0.54 3.46 H 27,233,817 0.28 1.82 11. UBS AG H 44,141,420 0.46 2.96 H 25,333,817 0.26 1.70 H 25,090,000 0.26 1.68 H 7,482,933 0.08 0.50 H 1,900,000 0.02 0.13 12. Dawn State Limited H 2 569,427,620 5.94 38.15 13. H 2 569,427,620 5.94 38.15 14. H 2 569,427,620 5.94 38.15 15. H 2 569,427,620 5.94 38.15 94

5 A 6 H (%) (%) 16. H 2 569,427,620 5.94 38.15 17. H 2 569,427,620 5.94 38.15 18. New China Life Insurance Company Ltd. H 99,231,600 1.04 6.65 19. Maunakai Capital Partners (Hong Kong) Limited H 496,478,800 5.18 33.26 20. Marshall Wace Managed Accounts PLC H 3 114,907,400 1.20 7.70 21. Marshall Wace Ireland Limited H 3 114,907,400 1.20 7.70 22. Marshall Wace Funds PLC H 3 114,907,400 1.20 7.70 23. Marshall Wace Funds LP H 3 114,907,400 1.20 7.70 24. Marshall Wace LLP H 4 131,482,000 1.48 8.81 25. Marshall Wace Asia Limited H 4 131,482,000 1.48 8.81 26. Insight Capital Management (Hong Kong) Limited H 223,415,200 2.33 14.97 27. BNY Mellon Trust Company (Ireland) Limited H 115,407,664 1.20 7.73 H 2,240,885 0.02 0.15 95

5 A 6 H (%) (%) 28. Amtd Special Holdings Limited H 148,943,600 1.55 9.98 29. HSBC Holdings plc H 76,980,689 0.80 5.16 H 75,443,466 5.10 5.06 1 (www.hkexnews.hk) 482,686,582 A416,420,568 A 336 2 569,427,620 3 114,907,400 4 131,482,000 5 (i)(ii) (iii)(iv) 6 (i)(ii) (iii)(iv) 2014 12 31 336 96

2 2014 12 31 XV XV7 8 352 97

56 2014-12-30 2017-12-30 0 0 0 256.16 0 53 2014-12-30 2017-12-30 0 0 0 168.89 0 4-12 60 2014-12-30 2017-12-30 0 0 0 0 77 59 2014-12-30 2017-12-30 0 0 0 0 65 58 2014-12-30 2017-12-30 0 0 0 0 52 2014-12-30 2017-12-30 0 0 0 0 59 63 2014-12-30 2017-12-30 0 0 0 12 0 66 2014-12-30 2017-12-30 0 0 0 12 0 33 2014-12-30 2017-12-30 0 0 0 0 0 55 2014-12-30 2017-12-30 0 0 0 0 51 2014-12-30 2017-12-30 0 0 0 0 0 49 2014-12-30 2017-12-30 0 0 0 0 0 99

55 2014-12-30 2017-12-30 0 0 0 0 0 62 2011-5-16 2014-3-28 0 0 0 88.87 0 1-4 45 2011-5-16 2014-12-30 0 0 0 0 0 60 2011-5-16 2014-12-30 0 0 0 0 43 2011-5-16 2014-12-30 0 0 0 0 0 47 2011-5-16 2014-12-30 0 0 0 0 0 63 2011-5-16 2014-12-30 0 0 0 12 0 62 2011-5-16 2014-12-30 0 0 0 12 0 47 2011-5-16 2014-12-30 0 0 0 12 0 58 2011-5-16 2014-12-30 0 0 0 12 0 65 2011-5-16 2014-12-30 0 0 0 12 0 100

58 2014-12-30 2017-12-30 0 0 0 201.63 0 52 2014-12-30 2017-12-30 0 0 0 0 51.59 50 2014-12-30 2017-12-30 0 0 0 0 600827) 2014 52 2014-12-30 2017-12-30 0 0 0 0 105.09 59 2014-12-30 2017-12-30 0 0 0 0 120 54 2014-12-30 2017-12-30 0 0 0 127.72 0 48 2014-12-30 2017-12-30 0 0 0 0 37.81 43 2014-12-30 2017-12-30 0 0 0 0 0 43 2014-12-30 2017-12-30 0 0 0 0 0 50 2014-12-30 2017-12-30 0 0 0 127.38 0 43 2014-12-30 2017-12-30 0 0 0 126.51 0 101

63 2011-4-27 2014-12-30 0 0 0 0 0 51 2011-4-27 2014-12-30 0 0 0 127.19 0 62 2011-5-16 2014-12-30 0 0 0 0 0 59 2011-5-16 2014-12-30 0 0 0 0 18.99 55 2011-5-16 2014-12-30 0 0 0 0 39.7 57 2014-12-30 2017-12-30 0 0 0 201.32 0 52 2014-12-30 2017-12-30 0 0 0 201.63 0 51 2014-12-30 2017-12-30 0 0 0 202.83 0 49 2014-12-30 2017-12-30 0 0 0 211.46 0 49 2014-12-30 2017-12-30 0 0 0 200.88 0 54 2014-12-30 2017-12-30 0 0 0 185.81 0 57 2014-12-30 2017-12-30 0 0 0 185.81 0 102

60 2014-12-30 2017-12-30 0 0 0 185.81 0 39 2015-3-12 2017-12-30 0 0 0 126.11 0 51 2014-12-30 2017-12-30 0 0 0 502.5 0 51 2014-12-30 2017-12-30 0 0 0 164.69 0 49 2014-12-30 2017-12-30 0 0 0 244.86 0 45 2014-12-30 2017-12-30 0 0 0 371.7 0 41 2012-3-14 2014-6-4 0 0 0 105.47 0 1 2 2014 3 28 3 2014 6 4 4 2014 8 26 2014 12 302014 5 2015 3 12 6 7 103

2006 2014 2013 1998 2014 2011 20022014 2010 2010 2011 2004 2013 2013 104

2013 2013 2010 2014 2014 2011 2011 2010 2012 105

1996 2004 OUE Hospitality Trust Management Pte. Ltd 2013 2013 2013 2013 1998 2004 2014 2006 2010 2010 2010 1993 106

2014 2014 2014 2011 2012 2014 2013 2014 2013 2014 2014 2014 2014 2014 2014 2014 107

2009 2015 2012 2014 2004 2011 2012 2012 2014 2013 2014 2014 2011 20092014 108

20022012 2004 2008 2008 2015 20022014 2014 1997 2010 2009 20102014 2014 2007 2003 109

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2008 112010 12 2010 122012 82012 82014 4 2 6 19542007 7 16 2006 82014 12 1994 121996 1 2009 5 2005 1984 71999 8 1999 82001 4 2001 42006 8 2001 62003 2 2004 22009 4 2009 42014 4 2011 12 2013 62013 6 2013 5 2010 4 1981 2014 4 2003 6 2011 6 2003 72010 1 2010 12014 4 2014 10 111

19552011 5 16 2013 12 1985 7 2000 41986 1994 6 1996 82004 10 2004 102006 10 2006 102013 12 2007 32011 10 2008 52013 12 2010 102011 10 2010 52013 12 02345 2012 122013 122011 62013 600848 2010 52011 32011 6 19562011 5 16 1998 12 201983 7 2006 6 112

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3 5 19512011 9 161996 Japfa Ltd. 30 17 19482013 5 27 1968 71971 9 1971 91975 1 1975 11984 2 1984 21985 8 1985 11987 81987 81990 9 1990 91995 11 1995 111999 8 1999 82007 2 2007 22012 11 2013 72013 8 114

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19602014 11 2007 7 161986 7 2005 12 2002 12003 7 1980 81992 8 1993 31993 8 1993 81994 11 1994 111996 8 1996 81998 4 1998 42000 7 2000 72009 3 2009 32010 12 2010 122014 112005 102008 10 2008 102010 11 121

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5,036 2,428 7,464 0 220 503 4,019 162 125 465 518 282 221 406 543 7,464 113 1,704 4,463 1,184 7,464 141

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670,248 12,238,614.60 143

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[2014]19 [2014]20 2115 2522 231 145

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4 2013 7 8 2014 1 16 [2013]173 CBD 24 5 8081 2013 7 8 2014 1 16 1904 [2013]173 6 100 2013 7 8 2014 1 16 [2013]173 7 2013 7 8 2014 3 24 05 [2013]173 8 2013 7 8 2014 3 24 D 1902F [2013]173 9 2013 7 8 2014 3 25 1159F [2013]173 10 6-1038 2013 7 8 2014 3 25 [2013]173 11 450 2013 7 8 2014 3 25 7 703 [2013]173 12 2013 7 8 2014 3 25 4 102 [2013]173 179

13 2013 7 8 2014 7 10 34 36-1 [2013]173 14 69 1 2013 7 8 2014 7 10 119 [2013]173 15 2013 7 8 2014 7 10 49-3 [2013]173 16 2013 7 8 2014 7 10 171 B 109 [2013]173 17 1 2013 7 8 2014 7 10 [2013]173 18 1 2013 7 8 2014 7 10 [2013]173 19 347 349 2013 7 8 2014 7 14 [2013]173 20 3 2013 7 8 2014 7 14 6 F05 [2013]173 21 225 2013 7 8 2014 7 14 602 [2013]173 22 2013 7 8 2014 7 14 1309A 1310A [2013]173 180

23 2013 7 8 2014 7 14 1394 [2013]173 12207 24 2013 7 8 2014 7 17 19 [2013]173 25 2013 7 8 2014 7 17 93 [2013]173 26 2013 7 8 2014 7 17 1279 [2013]173 27 261 2013 7 8 2014 7 17 [2013]173 28 549 2013 7 8 2014 7 17 [2013]173 29 2013 7 8 2014 7 17 1112 203 [2013]173 30 61 2013 7 8 2014 7 17 [2013]173 181

31 96 2013 7 8 2014 7 18 [2013]173 3 1 13 2014 6 27 4 1 2 3 4 5 11 2014 2 25 203 204 205 402 2014 3 10 10793 6-2 2014 5 26 498 6 13 2014 6 27 2014 8 5 139 182

6 7 8 9 10 11 12 536 542 2014 8 13 188 1 P04 6 2014 9 11 112 4 5 119 2014 9 28 2014 11 5 222 1-3 122 2014 12 8 1017-1018, 2014-2018 2014 12 15 21-4 618 2014 12 29 183

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9 2014 6 [2014]124 10 2014 6 [2014]125 11 2014 6 [2014]64 12 2014 6 [2014]107 13 2014 6 [2014]53 14 2014 6 [2014]54 15 2014 6 [2014]56 16 2014 6 [2014]57 185

17 2014 6 [2014]68 18 2014 6 [2014]69 19 2014 6 [2014]62 20 2014 6 [2014]39 21 2014 6 [2014]116 22 2014 6 [2014]270 23 2014 6 [2014]159 24 2014 6 [2014]30 186

25 2014 6 [2014]147 26 2014 6 [2014]25 27 2014 6 [2014]176 28 2014 6 [2014]175 29 2014 6 [2014]177 30 2014 6 [2014]28 31 2014 6 [2014]300 187

32 2014 6 [2014]41 33 2014 7 [2014]161 34 2014 8 [2014]386 35 2014 8 [2014]387 36 2014 12 [2014]368 37 2014 12 [2014]377 38 2014 12 [2014]378 188

39 2014 12 [2014]379 40 2014 12 [2014]380 41 2014 12 [2014]381 42 2014 12 [2014]382 43 2014 12 [2014]387 44 2014 12 [2014]388 189

2014 2 10 2014 4 23 2014 6 24 2014 8 4 2014 10 17 2014 11 20 2014 12 1 [2014]16 [2014]358 T004 [2014]1551 [2014]4 [2014]321 190

2014A AA 2015 3 27 191

IT PE 192

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22 618 6 2012 23 1110 2012 24 2 2012 25 15 2014 26 2014 359 27 6 14 1401 2014 MIYAZATO HIROKI 194

1 7 1-2 2 146 3 1 4 2624 5 1221017-1018,2014-2018 6 6 101 7 1-2 7 44 8 9-302 9 8 10 66 301 302A 11 63 12 56 13 19 14 1 13 15 278 1# 3 16 98-103 17 18 61 5 B05 195

19 28 20 19 21 744 22 376 23 2070 24 157 25 9 26 34 27 22 28 29 3 30 B 3 31 60 32 195 B 33 498 6 34 8 9 903-906 35 205 36 37 18 A18 38 1812 196

39 27 3-1 40 4 4 41 6112 4 5 42 66 43 44 15 45 22 46 2 47 215 48 13 49 3 4 5 50 16 51 11 203 204 205 402 52 126 53 184 54 29 55 47 56 163 57 240 58 69 197

59 135 60 99-5 61 200 62 40 63 111 64 65 2 66 27 67 81 68 8 69 258 70 71 110 72 75 73 168 74 115 75 76 75 77 65 198

78 101 79 7 80 1 81 98 82 81 3 4 5 83 6 84 42 85 369 86 9 87 235 88 16 89 90 13 90 A 6 91 2 92 259 93 6 94 61856 95 137 96 2 604-607 97 2 199

98 550 99 21-4 100 104 101 2853 102 20 103 16 104 14 105 50 1 4 5 106 139 107 85-7 108 188 109 88 110 31 111 315 112 1008 113 68 114 69 115 12 116 53 117 5 200

118 97 119 120 251-4 121 90 122 49-19 123 91 124 1-48-6 125 364 126 9 127 039 128 25 129 13 130 20 131 25 132 10 133 2 134 164 135 1251 136 69 201

137 140 138 111 139 1B 140 386 141 92 142 188 143 1110 1 11001 11002 144 13 145 41 146 169 12 147 300 709-711 148 2 149 681 150 381 151 46 152 293 153 11 154 351 155 420 202

156 758 157 263-265 158 38 159 619 160 233 161 182 13 162 536 542 188 1 P04 163 137 164 1601-1613102 125 335-345 165 1059 6 B B101 166 117 167 112 3116 13 168 285 3 169 363 170 181 171 3703 172 950 326 173 3255 203

174 171 5678 175 780 176 3 B 177 4 5 B 178 5 179 202 180 2068 181 8 801-805 806A 810A 811 812 182 96 183 313483 184 66 185 18 186 359 187 618 188 100 189 162 190 46-2 191 138 192 208 204

193 678 1-3 194 158 195 89 196 222 1-3 197 787 11 198 148 199 850 852 200 119 201 1079 3 6-2 202 152 203 1 106 204 442 205 4 206 207 299 208 9030A 1208 209 24 210 116 211 2-4a# 2-4b# 212 419 421 205

213 244 214 45 215 216 65 2-1 217 123 218 1533 219 508 6 220 7 221 53 222 9 223 48-3 224 64 225 63 65 67 226 55 227 168 107 228 96 229 1250 230 395 3 231 204-206 108 232 265 206

233 160 234 63 235 2299 2 236 310 237 28A1009-A1012 238 123 239 Aa2-11 Aa2-13 240 12 13 241 19 242 408 243 166 244 CBD 24 245 80811904 246 100 247 05 248 D 1902F 249 1159F 250 6-1038 251 4507 703 207

252 4 102 253 19 254 93 255 1279 256 261 257 549 258 1112 203 259 61 260 34 36-1 261 69 1119 262 49-3 263 171 B 109 264 1 265 266 347 349 267 36 F05 268 225602 269 1309A 1310A 270 13941 2207 271 96 208

211380 2014 12 312014 12 31 2014 209

2014 12 31 2015 3 27 210

2014 12 31 2014 2013 6 9,516,170 6,751,188 7 7,699,971 3,670,965 8 5,708,662 2,150,038 22,924,803 12,572,191 9 742,063 230,543 23,666,866 12,802,734 10 (284,304) (307,319) 11 (4,131,308) (2,621,465) (427,497) (334,496) 12 (868,022) (514,208) 13 (4,340,189) (1,484,370) (3,362,486) (2,203,068) (13,413,806) (7,464,926) 167,334 116,940 14 10,420,394 5,454,748 15 (2,301,371) (1,173,754) 8,119,023 4,280,994 7,710,623 4,035,024 408,400 245,970 8,119,023 4,280,994 16 0.80 0.42 16 0.80 0.42 211

2014 12 31 2014 2013 8,119,023 4,280,994 726,056 521,940 (508,181) (387,941) (49,979) (25,392) 65,459 5,299 233,355 113,906 49,672 (194,588) 283,027 (80,682) 8,402,050 4,200,312 8,007,081 3,970,608 394,969 229,704 8,402,050 4,200,312 212

2014 12 31 2014 2013 12 31 12 31 17 1,210,145 1,171,604 18 20,455 86,814 19 2,600,616 623,072 20 254,785 256,125 24 5,686,141 2,231,269 25 12,826,397 27 8,714,786 4,720,906 28 4,470,404 1,829,199 29 309,816 353,349 56 566,817 430,935 40 384,473 349,231 30 131,233 90,735 31 934,200 35 10,292,634 37 1,527,382 48,996,084 13,077,439 31 64,883,359 26,531,096 32 4,384,354 1,647,258 25 7,399,072 33 2,453,972 1,889,348 27 3,990,608 4,951,872 28 3,347,033 2,086,056 29 3,006 281,613 35 52,873,455 9,036,993 36 2,000,000 37 56,273,055 47,590,047 38 5,495,664 3,693,835 39 14,818,876 5,751,053 40 85,703,611 52,586,993 303,626,065 156,046,164 352,622,149 169,123,603 42 19,807,574 5,796,395 43 22,926,586 3,000,000 44 14,270,000 1,120,000 45 80,766,843 40,429,567 46 7,697,576 3,295,497 47 2,493 2,740 816,775 395,277 49 15,028,545 6,506,512 50 59,807,864 26,111,914 221,124,256 86,657,902 82,501,809 69,388,262 131,497,893 82,465,701 213

2014 12 31 2014 2013 12 31 12 31 51 9,584,721 9,584,721 32,383,596 32,383,071 407,434 163,065 (361,545) (413,634) 54 9,792,774 8,009,216 16,557,451 11,780,552 68,364,431 61,506,991 3,899,772 2,598,167 72,264,203 64,105,158 56 758,197 85,586 57 35,775,667 17,939,628 42 4,537,684 58 1,941,119 50 14,910,000 335,329 49 1,008,065 46 302,958 59,233,690 18,360,543 131,497,893 82,465,701 2113802015 3 27 214

2014 12 31 2014 2013 12 31 12 31 17 1,109,073 1,082,958 18 20,455 86,814 20 157,421 153,047 22 16,111,180 14,083,380 24 92,907 92,907 27 6,694,004 4,978,569 28 803,000 56 400,299 324,914 30 48,993 58,893 35 9,017,835 34,455,167 20,861,482 31 56,758,373 19,517,300 32 387,905 12,227 33 1,431,054 1,400,354 34 1,002,019 251,724 27 3,414,042 3,551,083 28 1,302,450 35 47,966,639 7,657,922 36 2,000,000 37 35,783,385 37,525,338 38 810,395 1,074,449 39 13,907,806 4,365,643 40 63,865,253 32,586,853 228,629,321 107,942,893 263,084,488 128,804,375 215

2014 12 31 2014 2013 12 31 12 31 43 23,626,586 3,000,000 44 14,270,000 1,120,000 45 59,430,651 26,114,368 46 3,871,571 1,600,429 34 10,369 121,930 47 2,493 2,740 368,412 271,442 49 1,678,178 46,421 50 56,461,042 24,434,718 159,719,302 56,712,048 68,910,019 51,230,845 103,365,186 72,092,327 51 9,584,721 9,584,721 52 32,472,480 32,472,480 53 229,699 55,424 54 9,483,332 7,779,880 55 12,924,206 10,204,761 64,694,438 60,097,266 56 702,435 38,645 57 22,976,963 11,956,416 42 25,890 50 14,790,000 46 175,460 38,670,748 11,995,061 103,365,186 72,092,327 216

2014 12 31 a 54 2014 1 1 9,584,721 32,383,071 163,065 (413,634) 8,009,216 11,780,552 61,506,991 2,592,765 5,402 2,598,167 64,105,158 7,710,623 7,710,623 408,400 408,400 8,119,023 244,369 52,089 296,458 (13,431) (13,431) 283,027 244,369 52,089 7,710,623 8,007,081 394,969 394,969 8,402,050 (3,232) (3,232) 764,288 764,288 761,056 1,783,558 (1,783,558) b 298,718 298,718 298,718 3,757 3,757 2,000 2,000 5,757 61 (1,150,166) (1,150,166) (158,370) (158,370) (1,308,536) 2014 12 31 9,584,721 32,383,596 407,434 (361,545) 9,792,774 16,557,451 68,364,431 3,894,370 5,402 3,899,772 72,264,203 2013 1 1 9,584,721 32,376,205 63,963 (250,116) 6,932,920 9,971,990 58,679,683 1,745,511 5,402 1,750,913 60,430,596 4,035,024 4,035,024 245,970 245,970 4,280,994 99,102 (163,518) (64,416) (16,266) (16,266) (80,682) 99,102 (163,518) 4,035,024 3,970,608 229,704 229,704 4,200,312 (10,981) (10,981) (83,996) (83,996) (94,977) 1,076,296 (1,076,296) 825,285 825,285 825,285 b 17,847 17,847 7,548 7,548 25,395 61 (1,150,166) (1,150,166) (131,287) (131,287) (1,281,453) 2013 12 31 9,584,721 32,383,071 163,065 (413,634) 8,009,216 11,780,552 61,506,991 2,592,765 5,402 2,598,167 64,105,158 (a) (i) (ii) (b) 2013 7 1810 10 7.762.32 2014 11 411.64 2013 3.252014 57 217

2014 12 31 2014 2013 10,420,394 5,454,748 4,340,189 1,484,370 (167,334) (116,940) 284,304 307,319 423,142 (20,166) (525,344) (419,250) (1,023) 8,478 27,316 53,636 (881,126) (768,831) 200 1,165 13,920,718 5,984,529 (1,805,375) 330,819 (37,418,063) (16,126,609) (3,480,057) (833,862) (7,797,373) (54,079,096) (6,802,424) (2,000,000) (10,202,954) (15,171,801) (68,558) (28,645) (38,164,631) (4,396,285) 44,283,245 4,619,196 9,528,584 6,371,743 47,869,071 10,406,682 13,150,000 (1,030,000) (247) (403) (26,264,736) (16,677,060) (1,352,783) (1,015,046) (1,720,873) (1,149,715) (29,338,392) (18,841,821) 218

2014 12 31 2014 2013 53,240 49,995 (248,369) (328,475) 4,683 8,521 (3,290,842) (431,134) 1,287 (1,922,799) 1,892,488 71 (3,784,038) (3,418,331) (425,920) 363,633 21,757 (52,748) (228,135) (12,294,284) 559,097 (1,308,536) (1,257,727) (19,270) (87,309) 646,557 661,153 152,725 10,223,317 2,170,081 (850,361) (123,742) 904,471 802,159 (3,946) (27,932) 37,026,874 20,462,805 (48,008) (122,329) (1,114,008) (5,384) (36,773) 19,416 45,573,042 22,491,191 3,940,366 4,208,467 20,372,606 16,361,970 26,222 (197,831) 41 24,339,194 20,372,606 (3,689,188) (1,306,773) 219

2014 12 31 1. 19881994 9 2001 12 2002 1 2007 6 72012 4 27 H 689 2. 2014 1 1 10,12 27 39 21 220

2014 12 31 2. 101227 10 1227 10 1227 2014 1 110 39 39 39 221

2014 12 31 2. 21 21 21 21 9 6 14 4 15 5 11 3 1638 3 19 1 1641 3 (2010-2012 2 (2011-2013 1 (2012-2014 3 27 3 10 28 3 10 12 3 28 1 3 1 2014 7 1 2 2014 7 1 3 2016 1 1 4 2016 1 1 5 2017 1 1 6 2018 1 1 222

2014 12 31 2. 9 200992010 92013 2014 9 1 2 9 939 9 9 39 9 39 223

2014 12 31 2. 9 9 9 15 2014 515 15 18 11 15 15 1 2 3 4 5 15 15 15 15 15 224

2014 12 31 2. 11 11 3 112016 1 1 11 1638 16 38 1) 2) 2016 1 1 225

2014 12 31 2. 19 19 19 20102012 20102012 2 1 2) 22014 7 1 3 939 3 2014 7 1 8 1 2) 1313 39 9 226

2014 12 31 2. 20102012 1638 24 20102012 20112013 20112013 3 13 39 9 32 4040 3 a) 40 b) 3 20112013 227

2014 12 31 2. 20122014 20122014 5 7 20117 2013 1 1 34 19 34 34 20122014 228

2014 12 31 2. 27 27 99 39 28 2728 101 27 1028 28 229

2014 12 31 2. 1028 10 10 1028 3. 4 230

2014 12 31 3. 2 17 236 231

2014 12 31 3. 232

2014 12 31 3. (1) (2) 39 12 19 2 5 233

2014 12 31 3. 3937 234

2014 12 31 3. 235

2014 12 31 3. 39 36 36 39 236

2014 12 31 3. 237

2014 12 31 3. 3 5% 30 40 3 10% 5 11 3 10% 5 8 3 10% 3 5 0% 135 238

2014 12 31 3. 3 10 5 50 239

2014 12 31 3. 240

2014 12 31 3. 241

2014 12 31 3. 242

2014 12 31 3. 243

2014 12 31 3. 1) 2) 3) 244

2014 12 31 3. 245

2014 12 31 3. 246

2014 12 31 3. 247

2014 12 31 3. (a) (b) 248

2014 12 31 3. 249

2014 12 31 3. 3 250

2014 12 31 3. (i) (ii) (iii) (iv) (v) 251

2014 12 31 3. 252

2014 12 31 4. 3 253

2014 12 31 4. 21 15 254

2014 12 31 4. 1)2) 3) 5. 255

2014 12 31 6. 2014 2013 5,939,819 4,228,623 404,187 461,784 648,778 572,516 1,309,095 736,777 1,202,203 731,324 2,582 4,842 9,506 15,322 9,516,170 6,751,188 7. 2014 2013 1,707,654 1,725,097 3,093,250 1,429,779 1,457,645 411,585 1,428,656 12,766 104,504 7,699,971 3,670,965 236,809 2013195,600 256

2014 12 31 8. 2014 2013 881,127 768,831 1,527,736 1,980,963 2,737,653 (971,274) 36,141 53,516 526,005 318,002 5,708,662 2,150,038 9. 2014 2013 182,761 116,697 13,658 15,141 545,644 98,705 742,063 230,543 10. 2014 2013 223,288 243,302 3,160 3,329 57,353 60,185 503 503 257 284,304 307,319

2014 12 31 11. 2014 2013 62 3,507,114 2,122,618 374,951 232,808 249,243 266,039 4,131,308 2,621,465 12. 2014 2013 797,413 469,610 70,609 44,598 868,022 514,208 258

2014 12 31 13. 2014 2013 910,337 108,234 132,418 128,363 1,508,931 848,274 130,769 103,988 158,157 139,498 1,489,349 152,392 10,228 3,621 4,340,189 1,484,370 46,294 201366,992 14. 2014 2013 16,827 10,356 5,600 5,250 7,728 1,060 3,499 4,046 200 1,165 10,009 (20,166) 233,804 114,107 1,114 59,321 (1,023) 8,478 27,316 53,636 302,469 281,873 259

2014 12 31 15. 2014 2013 1,546,923 1,255,647 194,959 66,322 1,741,882 1,321,969 (5,480) 9,162 1,500 (6,688) (3,980) 2,474 563,469 (150,689) 2,301,371 1,173,754 2008 1 1 25% 16.5% 260

2014 12 31 15. 2014 2013 10,420,394 5,454,748 25% 2,605,098 1,363,687 (41,834) (41,233) 145,098 50,844 (375,373) (161,962) (3,980) 2,474 (93,198) (34,122) 65,560 (5,934) 2,301,371 1,173,754 20142013 12 31160 139 261

2014 12 31 16. 2014 12 31 2013 12 31 7,710,623 4,035,024 i 26,575 10,673 i ii (54,737) (8,021) 7,682,461 4,037,676 9,584,721 9,584,721 0.80 0.42 0.80 0.42 (i) 2013 7 182013 10 10 7.76 2.32 2014 11 4 11.6457 57 2014 12 313.91 4 6 (ii) 2014 20132013 262

2014 12 31 17. 2014 1 1 1,012,010 627,474 730,124 165,014 131,255 4,440 2,670,317 3,561 1,818 411 1,362 7,152 22,022 84,033 21,370 12,404 56,607 196,436 82,484 82,484 (3,048) (15,432) (1,372) (19,852) 27,834 5,259 11 (33,104) 8 240 4 98 350 2014 12 31 1,094,502 680,891 818,426 171,367 143,758 27,943 2,936,887 2014 1 1 278,347 467,925 535,430 104,275 82,354 1,468,331 30,275 74,117 82,685 18,879 17,332 223,288 19,285 19,285 (41) (14,745) (68) (14,854) 1 221 3 85 310 2014 12 31 327,908 542,042 618,295 108,412 99,703 1,696,360 2014 1 1 2014 12 31 30,382 30,382 2014 12 31 736,212 138,849 200,131 62,955 44,055 27,943 1,210,145 263

2014 12 31 17. 2013 1 1 870,063 589,132 717,244 155,235 144,877 4,945 2,481,496 142,024 25,285 86,808 15,009 8,808 14,340 292,274 (77) (73,981) (5,230) (24,165) (103,453) 13,057 53 1,735 (14,845) 2013 12 31 1,012,010 627,474 730,124 165,014 131,255 4,440 2,670,317 2013 1 1 245,956 381,335 515,160 88,193 86,015 1,316,659 32,421 86,590 85,488 20,898 17,905 243,302 (30) (65,218) (4,816) (21,566) (91,630) 2013 12 31 278,347 467,925 535,430 104,275 82,354 1,468,331 2013 1 1 2013 12 31 30,382 30,382 2013 12 31 703,281 159,549 194,694 60,739 48,901 4,440 1,171,604 2014 12 31 2013 12 31 (10 50 1,358 1,415 50 734,854 701,866 736,212 703,281 264

2014 12 31 17. 2014 1 1 1,006,609 523,105 638,495 139,058 120,142 3,540 2,430,949 9,966 70,685 15,971 7,113 51,771 155,506 82,484 82,484 (47,403) (15,036) (9,149) (71,588) 27,834 14 11 (27,859) 2014 12 31 1,089,093 560,905 661,791 139,993 118,117 27,452 2,597,351 2014 1 1 277,813 385,205 481,258 92,301 81,032 1,317,609 30,082 63,299 68,785 14,320 12,338 188,824 19,285 19,285 (45,407) (14,388) (8,027) (67,822) 2014 12 31 327,180 448,504 504,636 92,233 85,343 1,457,896 2014 1 1 2014 12 31 30,382 30,382 2014 12 31 731,531 112,401 157,155 47,760 32,774 27,452 1,109,073 265

2014 12 31 17. 2013 1 1 864,585 495,453 640,297 133,440 120,723 4,945 2,259,443 142,024 14,792 68,987 10,478 4,479 13,243 254,003 (70,842) (4,860) (6,795) (82,497) 12,860 53 1,735 (14,648) 2013 12 31 1,006,609 523,105 638,495 139,058 120,142 3,540 2,430,949 2013 1 1 245,583 309,286 471,090 79,512 72,385 1,177,856 32,230 75,919 72,382 17,404 14,598 212,533 (62,214) (4,615) (5,951) (72,780) 2013 12 31 277,813 385,205 481,258 92,301 81,032 1,317,609 2013 1 1 2013 12 31 30,382 30,382 2013 12 31 698,414 137,900 157,237 46,757 39,110 3,540 1,082,958 2014 12 312013 12 31 39,065 40,466 266

2014 12 31 18. 2014 12 31 2013 12 31 120,094 120,094 (82,484) 37,610 120,094 33,280 29,951 3,160 3,329 (19,285) 17,155 33,280 20,455 86,814 2014 12 312013 12 3192,444 227,616 353% 19. 2014 12 31 2013 12 31 623,072 642,398 71 1,968,860 8,684 (19,326) 2,600,616 623,072 21 267

2014 12 31 20. 2014 1 1 220,617 380,430 50,154 1,361 652,562 4,598 4,598 2,817 46,232 2,366 51,415 (1,144) (5) (1,149) 1,361 (1,361) 2014 12 31 223,434 431,477 50,149 2,366 707,426 2014 1 1 118,400 245,190 32,847 396,437 54,464 2,889 57,353 (1,144) (5) (1,149) 2014 12 31 118,400 298,510 35,731 452,641 2014 12 31 105,034 132,967 14,418 2,366 254,785 2013 1 1 220,778 362,696 50,183 2,041 635,698 30,101 161 30,262 (161) (13,208) (29) (13,398) 841 (841) 2013 12 31 220,617 380,430 50,154 1,361 652,562 2013 1 1 118,400 198,075 29,980 346,455 57,296 2,889 60,185 (10,181) (22) (10,203) 2013 12 31 118,400 245,190 32,847 396,437 2013 12 31 102,217 135,240 17,307 1,361 256,125 268

2014 12 31 20. 2014 1 1 215,420 163,063 48,160 1,361 428,004 2,800 29,712 1,741 34,253 (1,144) (5) (1,149) 1,361 (1,361) 2014 12 31 218,220 192,992 48,155 1,741 461,108 2014 1 1 118,400 125,108 31,449 274,957 27,170 2,709 29,879 (1,144) (5) (1,149) 2014 12 31 118,400 151,134 34,153 303,687 2014 12 31 99,820 41,858 14,002 1,741 157,421 2013 1 1 215,420 147,074 48,182 1,825 412,501 21,905 161 22,066 (6,541) (22) (6,563) 625 (625) 2013 12 31 215,420 163,063 48,160 1,361 428,004 2013 1 1 118,400 107,382 28,762 254,544 24,063 2,709 26,772 (6,337) (22) (6,359) 2013 12 31 118,400 125,108 31,449 274,957 2013 12 31 97,020 37,955 16,711 1,361 153,047 269

2014 12 31 21. 19 AB C 2014 12 312013 12 31 2014 12 31 2013 12 31 A 5,896 5,896 B 619,248 617,176 C 1,975,472 2,600,616 623,072 2014 12 312013 12 31ABC ABC 2014 12 312013 12 31AB 8.0% 4.4% 8.0% 5.5%2014 12 31C13% ABC 270

2014 12 31 21. 2014 12 31 2013 12 31 22. 2014 12 31 2013 12 31 16,111,180 14,083,380 271

2014 12 31 22. 12 31 2014 2013 51% 51% 150,000,000 67% 67% 100,000,000 100% 100% 6,000,000,000 100% 100% 6,000,000,000 66.667% 66.667% 1,000,000,000 66.52% 71.76% 218,439,702 100% 100% 3,000,000,000 Ω 100% 100% 1,200,000,000 100% 3,429,118,000 272

2014 12 31 22. 2014 4 2321 2014 5 30697,979,8122014 6 3 Ω 2013 7 1810 102014 11 4 7.762.3211.64 2013 325,000,00057 2014 3 13 2.5 60 2014 1 15UT Capital Holdings 100%71 2014 11 1120( 15.778) 2014 3 132 12 31/12/2014 31/12/2013 31/12/2014 31/12/2013 31/12/2014 31/12/2013 33.48% 28.24% 250,225 121,710 2,270,373 1,092,261 2014/12/31 2013/12/31 34,654,438 21,004,296 3,337,521 2,140,825 25,692,862 18,169,906 5,517,574 1,106,765 6,781,523 3,868,450 2,270,373 1,092,261 273

2014 12 31 22. 2014 2013 2,182,815 1,308,899 (1,379,533) (892,067) 803,282 416,832 (22,610) 39,894 780,672 456,726 241,859 132,028 75,641 41,491 (5,933,153) (4,763,733) 9,310,672 5,235,529 (1,209,471) (455,924) 2,168,048 15,872 23. 20142013 12 312014 2013 12 31 2014 12 312013 12 31 1,230,671 694,373 2014 12 31754,189 274

2014 12 31 24. 2014 12 31 2013 12 31 3,507,070 1,873,265 384,736 224,011 1,779,113 122,076 15,222 11,917 5,686,141 2,231,269 2014 12 31 2013 12 31 92,907 92,907 275

2014 12 31 24. 12 31 2014 2013 Haitong-AC Asian Special Opportunities Fund 43.6% 43.6% New Bridge China Auto 38.9% Caymans L.P.New Bridge Harveston Asset Management Pte. Ltd 50% 27.775% 27.775% 37.50% 37.50% 37.00% 37.00% () 42.83% 42.83% 21.71% 21.71% Trinitus Asset Management Limited 20% 20% Diamond Head Capital International, Ltd Class E 28.35% 31.43% 37.12% 276

2014 12 31 24. 12 31 2014 2013 34.71% 29% 37.9% 300ETF 31.9% 65.00% 2014 300ETF 2014 12 31 300ETF 3.032.3913 277

2014 12 31 24. 2014 12 31 2013 12 31 2,208,486 1,384,604 692,980 286,982 1,515,506 1,097,622 1,242,924 1,042,807 383,838 289,794 417,884 296,585 2014 12 31 2013 12 31 1,515,506 1,097,622 27.775% 27.775% 1,503 420,932 306,368 278

2014 12 31 24. 2014 2013 60,723 23,308 56,002 3,413 116,725 26,721 5,265,209 1,111,559 25. 2014 12 31 2013 12 31 23,962,578 (3,411,212) 20,551,366 (325,897) 20,225,469 7,399,072 12,826,397 20,225,469 279

2014 12 31 25. 2014 12 31 2013 12 31 1 8,797,021 7,544,713 1 2 6,521,894 5,593,465 2 3 4,433,903 3,802,712 3 4,209,760 3,610,476 23,962,578 20,551,366 (3,411,212) 20,551,366 20,551,366 (325,897) (325,897) 20,225,469 20,225,469 280

2014 12 31 25. 2014 12 31 2013 12 31 (%) (%) 10,416,174 43.47 5,524,151 23.05 2,211,345 9.23 2,592,763 10.82 962,798 4.02 865,660 3.61 217,147 0.91 526,523 2.20 175,921 0.73 292,818 1.22 177,278 0.74 23,962,578 100.00 (3,411,212) 20,551,366 (325,897) 20,225,469 2014 12 31 2013 12 31 188,171 269,598 457,769 (131,872) (131,872) 56,299 269,598 325,897 281

2014 12 31 26. 23 2014 12 312013 12 31 102.5 65 201425.28 3.27 27. 2014 12 31 2013 12 31 1,814,512 1,579,670 4,730,988 4,460,217 930,017 1,095,378 (iv) 5,229,877 2,537,513 12,705,394 9,672,778 12,088 2,934,366 3,471,268 9,771,028 6,189,422 12,705,394 9,672,778 (ii) 1,492,524 1,835,251 (i) 3,238,464 2,624,966 4,730,988 4,460,217 3,990,608 4,951,872 8,714,786 4,720,906 12,705,394 9,672,778 282

2014 12 31 27. 2014 12 31 2013 12 31 v 4,062,792 5,392,885 1,311,733 1,806,211 382,776 260,382 iv 4,350,745 1,070,174 10,108,046 8,529,652 2,585,643 3,288,206 7,522,403 5,241,446 10,108,046 8,529,652 (iii) 1,216,754 1,711,032 (i) 94,979 95,179 1,311,733 1,806,211 3,414,042 3,551,083 6,694,004 4,978,569 10,108,046 8,529,652 (i) ii 2014 12 312013 12 31588,601 263,587 283

2014 12 31 27. iii 2014 12 312013 12 31420,461 151,456 iv 2014 11 2821 26%2017 11 27 2014 12 55 2017 12 5 2014 12 5 5 v 2014 12 31 2,248,280 20133,813,215 2014 12 312013 12 31 233,826294,226 6,049,313 1,350,325 (45) 284

2014 12 31 28. 2014 12 31 2013 12 31 2,316,600 2,013,300 4,861,063 877,756 639,774 1,024,199 7,817,437 3,915,255 3,347,033 2,086,056 4,470,404 1,829,199 7,817,437 3,915,255 2014 12 31 2013 12 31 13,000 2,090,000 2,450 2,105,450 1,302,450 803,000 2,105,450 285

2014 12 31 29. 2014 12 31 2013 12 31 312,822 634,962 3,006 281,613 309,816 353,349 312,822 634,962 2014 12 31314,734 2013 636,3862014 12 314.1%-11.75% 20132.95%- 13.75%) 30. 2014 12 31 2013 12 31 33,485 33,485 1,183 1,181 6,577 4,557 13,723 6,786 23,302 28,715 15,508 16,011 37,455 131,233 90,735 286

2014 12 31 30. 2014 12 31 2013 12 31 33,485 33,485 9,397 15,508 16,011 48,993 58,893 31. 2014 12 31 2013 12 31 i 63,563,468 25,759,839 ii 1,435,112 1,706,571 i 115,221 1,114 64,883,359 27,465,296 64,883,359 26,531,096 934,200 64,883,359 27,465,296 287

2014 12 31 31. 2014 12 31 2013 12 31 1,114 114,107 1,114 115,221 1,114 2014 12 31 2013 12 31 i 56,873,594 19,518,414 115,221 1,114 56,758,373 19,517,300 56,758,373 19,517,300 2014 12 31 2013 12 31 1,114 114,107 1,114 115,221 1,114 288

2014 12 31 31. (i) 2014 12 312013 12 31 173,687,25678,898,188 2014 12 312013 12 31 134,841,93050,524,423 (ii) 31(20133 1.5%7%4% 11%2013 12 31 2%10%2% 13% 289

2014 12 31 32. 2014 12 31 2013 12 31 97,432 115,618 3,194,489 1,373,047 7,099 7,990 318,937 120,642 688,524 228 115,188 29,855 4,421,669 1,647,380 37,315 122 4,384,354 1,647,258 2014 12 31 2015 1 8 2014 12 31 2013 12 31 33 259 358,033 4,224 30,810 7,805 388,876 12,288 971 61 387,905 12,227 290

2014 12 31 32. 2014 12 31 2013 12 31 122 37,193 122 37,315 122 2014 12 31 2013 12 31 61 910 61 971 61 2014 12 31 2013 12 31 4,230,641 1,618,954 66,605 15,597 60,034 8,023 27,074 4,684 4,384,354 1,647,258 291

2014 12 31 32. 2014 12 31 2013 12 31 354,377 12,227 27,995 633 4,900 387,905 12,227 33. 2014 12 31 2013 12 31 1,621,413 1,441,683 30,000 320 420 ii 1,318,266 915,102 2,939,999 2,387,205 i (486,027) (497,857) 2,453,972 1,889,348 292

2014 12 31 33. 2014 12 31 2013 12 31 1,264,035 1,142,697 30,000 320 420 652,331 724,965 1,916,686 1,898,082 i (485,632) (497,728) 1,431,054 1,400,354 2014 12 31 2013 12 31 497,857 520,092 (21,360) (20,288) 9,557 7,448 (27) (9,395) 486,027 497,857 2014 12 31 2013 12 31 497,728 510,691 (21,626) (20,399) 9,557 7,448 (27) (12) 485,632 497,728 293

2014 12 31 33. i 550,000 2014 12 31 87,088 2013 12 3165,105 21,983 2013 12 3118,764 ii 423,851 72 34. 35. 2014 12 31 2013 12 31 39,366,954 8,095,083 12,703,535 902,240 53,921 39,670 11,101,000 (59,321) 63,166,089 9,036,993 44,092,885 8,533,982 8,031,525 107,000 11,101,000 396,011 (59,321) 63,166,089 9,036,993 52,873,455 9,036,993 10,292,634 63,166,089 9,036,993 294

2014 12 31 35. 2014 12 31 2013 12 31 33,632,789 7,605,912 12,256,084 12,340 53,922 39,670 11,101,000 (59,321) 56,984,474 7,657,922 38,000,806 7,657,922 7,941,989 11,101,000 (59,321) 56,984,474 7,657,922 47,966,639 7,657,922 9,017,835 56,984,474 7,657,922 2014 12 31130,248,250(2013 8,095,083)19,118,704(2013) 2014 12 31124,602,085(2013 7,605,912)19,030,704(2013) 2014 12 31130,374,519 2013 20,993,516 295

2014 12 31 36. 2014 12 31 2013 12 31 2,000,000 37. 2014 12 31 2013 12 31 31,361,176 32,207,768 14,011,074 6,940,629 11,174,523 8,394,003 611,453 642,211 47,647 57,800,437 47,590,047 4,257,201 210,048 30,679,218 31,906,580 iii 22,864,018 15,473,419 57,800,437 47,590,047 56,273,055 47,590,047 ii 1,527,382 57,800,437 47,590,047 296

2014 12 31 37. 2014 12 31 2013 12 31 21,513,362 24,453,808 8,688,195 6,247,544 4,850,407 6,823,986 686,907 44,514 35,783,385 37,525,338 2014 12 31 2013 12 31 20,652 24,800,735 25,886,437 i 10,961,998 11,638,901 35,783,385 37,525,338 i ii 49 297

2014 12 31 37. 2014 12 31 87,187 201346,596 48 38. 2014 12 31 2013 12 31 125,160 68,973 66,914 48,576 828 192,902 117,549 978,614 854,953 458,367 447,736 308,344 284,600 2,923,021 1,801,083 120 4,668,466 3,388,372 16,596 11,951 16,812 11,730 597,021 164,233 3,867 5,495,664 3,693,835 298

2014 12 31 38. 2014 12 31 2013 12 31 113,940 62,000 61,211 43,989 828 175,979 105,989 780,546 120 120 780,546 16,596 11,951 16,812 11,730 597,021 164,233 3,867 810,395 1,074,449 39. 2014 12 31 2013 12 31 1,281,263 1,563,201 13,537,613 4,187,852 14,818,876 5,751,053 299

2014 12 31 39. 2014 12 31 2013 12 31 1,201,146 1,464,096 12,706,660 2,901,547 13,907,806 4,365,643 40. 2014 12 31 2013 12 31 23,495,626 19,158,636 i 62,592,458 33,777,588 86,088,084 52,936,224 ii (384,473) (349,231) 85,703,611 52,586,993 2014 12 31 2013 12 31 16,313,462 9,011,142 i 47,551,791 23,575,711 63,865,253 32,586,853 300

2014 12 31 40. (i) 45 (ii) 41. 2014 12 31 2013 12 31 23,495,626 19,158,636 (437,695) (349,231) 1,281,263 1,563,201 24,339,194 20,372,606 301

2014 12 31 42. 2014 12 31 2013 12 31 i iii 6,985,632 2,206,850 i iii 8,928,533 iii 8,176,114 3,589,545 iii 254,979 24,345,258 5,796,395 ii 15,161,746 5,796,395 4,645,828 19,807,574 5,796,395 4,537,684 24,345,258 5,796,395 302

2014 12 31 42. 2014 12 31 2013 12 31 25,890 25,890 25,890 25,890 (i) 2014 12 3124.82 2013 12 3122.07 2014 12 31 67.80 2013 12 31 59.56 2014 12 3192.05 2013 12 31152.57 2014 12 3110.29 2013 12 31 2014 12 3115.27 22.52 2014 12 31 2014 12 319.47 2013 12 3111.38 (ii) 12014 12 31 10.061 (iii) 1.53% 6.16% 2013 12 310.63% 2.21%) 303

2014 12 31 43. 2014 12 31 2013 12 31 i 7,500,000 3,000,000 ii 15,426,586 22,926,586 3,000,000 2014 12 31 2013 12 31 i 7,500,000 3,000,000 ii 16,126,586 23,626,586 3,000,000 (i) 2014 12 314.65% 5.85% (ii) [2014]285 4.90% 8.50% 304

2014 12 31 44. 2014 12 31 2013 12 31 8,500,000 5,770,000 1,120,000 14,270,000 1,120,000 2014 12 314.8% 5.1% 2014 12 315.8% 2013 7%)2013 45. 2014 12 312013 12 31 6,049,313 1,350,325 305

2014 12 31 46. 2014 12 31 2013 12 31 i 1,726,026 853,296 435,531 248,003 7,536 7,536 175,264 112,711 2,163,513 497,996 468,061 371,557 20,321 19,248 186,140 74,027 379,171 103,356 883,334 228,387 766,823 248,619 685,458 634,117 8,000,534 3,295,497 7,697,576 3,295,497 i 302,958 8,000,534 3,295,497 306

2014 12 31 46. 2014 12 31 2013 12 31 i 1,301,861 586,726 387,103 233,781 7,536 7,536 1,425,228 246,561 672,351 147,764 20 ii 252,932 378,061 4,047,031 1,600,429 3,871,571 1,600,429 i 175,460 4,047,031 1,600,429 (i) (ii) 2014210,130 175,4602015 12 31 47. 2014 12 31 2013 12 31 2,740 3,143 2,914 (247) (3,317) 2,493 2,740 2014 12 312013 12 31 4,631 4,8782,493 2,740 307

2014 12 31 48. 2014 12 31 2013 12 31 iii iii iv v 31,190 22,530 16,553 51,801 vi 24,757 31,094 154,253 163,860 vii 211 55,960 vii 4,636 vi 431,800 642,211 246,986 47,647 51,801 2014 12 31 2013 12 31 iii iii v 12,275 46,421 1,534 44,514 vii 55,960 vii 4,636 44,514 74,405 46,421 308

2014 12 31 48. (i) 2014 12 312013 12 31 300 300 300 2014 2013 (567,246) 331,578 603,387 (278,062) 36,141 53,516 (ii) 300 2014 12 312013 12 31 309

2014 12 31 48. (ii) 300 2014 12 31 IF1501 6,976,314 (375,716) IF1502 45,647 3,794 IF1503 590,111 (26,656) 7,612,072 (398,578) 398,578 2013 12 31 IF1401 6,115,938 73,440 IF1402 236,818 (4,303) IF1403 238,452 360 6,591,208 69,497 (69,497) 310

2014 12 31 48. (iii) 2014 12 31 2013 12 31 2014 12 31 TF1503 1,112,165 2,909 TF1506 53,504 (170) 1,165,669 2,739 (2,739) (iv) 2013 12 312013 2014 12 31 2013 12 312,57718 (v) 2014 12 31 2014 12 31 2,080,0002013 12 31 311

48. 2014 12 31 (v) 2014 12 31 7,869,635 2013 12 313,922,300 5,860 2013 12 312,880 2014 12 31 2,080,000 (3,672) 7,869,635 31,190 (22,530) 9,949,635 31,190 (26,202) 3,672 31,190 (22,530) 2014 12 31 2,080,000 (3,672) 5,860,000 (12,275) 7,940,000 (15,947) 3,672 (12,275) (vi) 2014 12 31 611,900 2013 12 31 609,690 2014 12 31 397,6442013 12 31 (vii) 2014 12 3115,081,533 55,960 261 211331,576 2013 12 31 312

2014 12 31 49. 2014 12 31 2013 12 31 i 11,604,704 6,454,711 iii 2,581,147 ii 1,603,773 246,986 51,801 16,036,610 6,506,512 15,028,545 6,506,512 iii 1,008,065 16,036,610 6,506,512 2014 12 31 2013 12 31 ii 1,603,773 74,405 46,421 1,678,178 46,421 (i) (ii) (iii) 2014 12 31 2014 12 31 313

2014 12 31 49. (iii) 2014 12 311,008,065 4.892116.57 New Bridge38.9% 242017 12 4 48 50. 2014 12 31 2013 12 31 20,003,884 21,564,645 54,713,980 4,882,598 74,717,864 26,447,243 12,994,806 15,280,836 7,009,078 5,948,480 54,713,980 5,217,927 74,717,864 26,447,243 59,807,864 26,111,914 14,910,000 335,329 74,717,864 26,447,243 314

2014 12 31 50. 2014 12 31 2013 12 31 17,373,262 20,178,375 53,877,780 4,256,343 71,251,042 24,434,718 11,302,700 14,234,497 6,070,562 5,943,878 53,877,780 4,256,343 71,251,042 24,434,718 56,461,042 24,434,718 14,790,000 71,251,042 24,434,718 2014 12 31 3,352,106 320131,001,497 1,660,0003 20131,001,497 2014 12 312013 12 31 315

2014 12 31 50. 2014 12 31 1,252,142 17,463,786 773,741 39,191,870 18,117,289 1,236,941 715,770 2,786,512 81,538,051 1,080,524 15,070,209 670,000 36,845,261 17,032,519 938,516 676,240 2,404,595 74,717,864 171,618 2,393,577 103,741 2,346,609 1,084,770 298,425 39,530 381,917 6,820,187 2013 12 31 25,887,326 1,368,035 1,467,145 4,323,626 597,175 33,643,307 20,163,748 1,065,568 982,598 3,900,000 335,329 26,447,243 5,723,578 302,467 484,547 423,626 261,846 7,196,064 51. A H 1.0 2013 1 1 2013 12 31 2014 12 31 8,092,131 8,092,131 1,492,590 1,492,590 9,584,721 9,584,721 316

2014 12 31 52. 2014 2013 32,472,480 32,472,480 2012 4 27 493,33044,136 53. 2014 2013 55,424 35,470 509,618 301,064 (277,251) (274,459) (58,092) (6,651) 229,699 55,424 54. 10% 50% 317

2014 12 31 54. 10% 10% 2014 12 312013 12 31 567,817 346,616 2014 12 312013 12 31 3,161,111 2,593,294 2014 12 31 309,441 2013229,335 55. 2014 2013 10,204,761 8,956,105 5,573,063 3,438,670 (1,703,452) (1,039,848) 61 (1,150,166) (1,150,166) 12,924,206 10,204,761 318

2014 12 31 56. 2014 12 31 2013 12 31 566,817 430,935 (758,197) (85,586) (191,380) 345,349 2014 12 31 2013 12 31 400,299 324,914 (702,435) (38,645) (302,136) 286,269 319

2014 12 31 56. 2013 1 1 (48,706) (15,427) (3,677) 61,716 129,085 94,793 1,859 219,643 228,508 3,202 (13,693) (5,296) 18,437 (83,188) 2,719 150,689 (25,392) (25,392) 468 (59) 409 2013 12 31 179,802 (11,757) (17,370) 56,420 122,130 11,605 4,519 345,349 (1,859) 8,932 379 69,293 76,745 (712,328) 2,107 18,544 193,478 (232,699) 95,390 72,170 (131) (563,469) (49,979) (49,979) (39) 13 (26) 2014 12 31 (532,526) (9,689) (685) 258,830 (160,548) 107,374 141,463 4,401 (191,380) 2013 1 1 (44,405) (3,677) 17,166 143,774 91,611 204,469 214,403 (13,466) 3,388 (35,868) (80,006) 88,451 (6,651) (6,651) 2013 12 31 169,998 (17,143) 20,554 101,255 11,605 286,269 (702,523) 5,330 176,478 (148,809) 95,576 43,635 (530,313) (58,092) (58,092) 2014 12 31 (532,525) (11,813) 197,032 (105,646) 107,181 43,635 (302,136) 320

2014 12 31 57. 2014 12 31 2013 12 31 i 1,405,329 759,713 ii iii 34,359,083 17,179,915 iv 11,255 35,775,667 17,939,628 2014 12 31 2013 12 31 iii 22,965,708 11,956,416 iv 11,255 22,976,963 11,956,416 (i) 2013 7 187.76 6.12100%2013 10 10 2.321.83105% 2013 10 102013 7 18 2018 7 18112.89% 1.25%2013 8 272018 7 1810 42014 12 312014 4 232014 9 2 3.61 2014 325,000256,383 2014 11 411.649.18 98.5%105.11% 2019 11 4 1.25%2014 12 14 15 6 321

2014 12 31 57. (ii) 2014 9 11Haitong International Finance 2014 Limited 6 36.798.809%3.99% 2019 9 115 Haitong International Finance 2014 Limited Haitong International Finance 2014 Limited 2013 10 299 55.199.574% 3.95% 54 2910 29 2014 4 29 85 2014 5 302014 9 18Unican Limited 500,0001,600,0003 5.80% 5.60% Unican Limited 2014 11 18400,000 35.39% (iii) 2013 11 25 1203 51072.623.523.9 36.05% 56.15% 10 6.18% 2014 7 14 1103 51056.545.58 35.25% 55.45% 10 5.85% (iv) [2014]285 1 6.2% 322

2014 12 31 58. 2014 12 31 2013 12 31 1,913,474 27,645 1,941,119 59. 3 2014 12 312013 12 31 2014 12 31 2013 12 31 1 228,984 204,649 25 326,153 358,751 5 47,987 55,641 3 603,124 619,041 2014 12 312013 12 31 2014 12 31 2013 12 31 1 128,573 121,393 25 247,437 272,461 5 23,396 55,641 399,406 449,495 323

2014 12 31 59. 2 2014 12 31 2013 12 31 1 12,358 13,518 25 29,833 13,511 5 9,413 315 51,604 27,344 60. 2014 12 31 2013 12 31 40,239 26,737 61. 2014 12 31 2013 12 31 1,150,166 1,150,166 2013201220132012 0.120.12201472 324

2014 12 31 62. 2014 12 312013 12 31 2014 12 31 * ^ & 2,378 184 2,562 & 828 61 889 & 1,581 108 1,689 1,830 184 2,014 1,833 184 2,017 963 91 1,054 1,845 184 2,029 1,931 184 2,115 # 1,825 184 2,009 1,675 184 1,859 1,675 184 1,859 1,675 184 1,859 1,463 184 1,647 Ω 2,394 54 2,448 237 3,635 93 3,965 Ω 2,839 93 2,932 120 120 120 120 120 120 120 120 120 120 120 120 # 120 120 1,833 184 2,017 1,094 184 1,278 1,088 184 1,272 $ 1,090 184 1,274 $ 1,082 184 1,266 1,077 36,557 3,260 40,894 325

2014 12 31 62. 2013 12 31 * ^ & 2,315 150 2,465 & 2,315 150 2,465 + 296 9 305 1,636 150 1,786 1,634 150 1,784 1,529 150 1,679 1,510 150 1,660 1,480 150 1,630 # 693 22 715 1,535 150 1,685 1,535 150 1,685 1,534 150 1,684 910 150 1,060 234 3,138 12 3,384 120 120 120 120 120 120 120 120 120 120 120 120 # 70 70 + 398 17 415 1,633 150 1,783 781 150 931 777 150 927 1,024 25,649 2,160 28,833 326

2014 12 31 62. * ^ 64 & 2014 32014 6 # 2013 82013 5 + 2013 12013 1 $ 2014 12 Ω 2014 12 63. 2014 2013 9,274 5,171 33,822 38,829 411 528 43,507 44,528 327

2014 12 31 63. 2014 2013 9,000,0019,500,000 1 9,500,00110,000,000 1 10,000,00110,500,000 1 10,500,00111,000,000 1 1 11,500,00112,000,000 1 1 13,500,00114,000,000 1 2 5 5 64. 2002 8 232002 2002 2002 2002 2002 2002 10% 2002 10%10%2002 2002 30% 328

2014 12 31 64. 2002 1% 0.1%500 30 1 6 102002 6 (i) (ii) 5 (iii) 20022012 8 22 329

2014 12 31 64. 2002 2014 2013 4.58 29,988 5.25 32,140 4.53 167 4.59 3,951 4.33 (602) 4.77 (2,460) 5.14 (6,103) 4.54 27,093 4.58 29,988 1 2014 12 31 9,999 5.098 2008 6 12016 5 31 17,094 4.208 2011 3 32019 3 2 27,093 2013 12 31 11,561 5.129 2008 6 12016 5 31 18,427 4.234 2011 3 32019 3 2 29,988 1 330

2014 12 31 64. 2014 12 312013 12 31 2013 12 31 200227,092,802 2013 29,987,4211.24% 20132.15% 27,092,802 201329,987,4212,709,280 2013 2,998,742120,195,977 2013134,315,324 200226,894,802 2013 29,987,4211.20% 20132.15% 2014 12 1910 0.1 2014 12 19 10% 12 1% 331

2014 12 31 64. 12 12 332

2014 12 31 64. 2014 5 27 50 97,321,5002014 12 31 65. 34 62 2014 2013 841 899 (42) (15) 333

2014 12 31 65. BE BNP Paribas Investment Partners Japan Ltd (ASIA) 2014 2013 876 1,166 (ASIA) 44,300 49,351 552 BNP Paribas Investment Partners Japan Ltd (184) (273) (53) (20) (ASIA) (242) (93) (857) 2014 12 31 2013 12 31 (ASIA) 12,874 3,116 278 275 105 (5) (61) (17) (67) (85) (ASIA) (113) (1,069) (310) 334

2014 12 31 65. 2014 2013 20,000 20,000 20,000 20,000 43,702 43,702 757 22,249 2014 12 3180,640 19,052 2014 2013 37,634 23,301 3,260 2,148 40,894 25,449 335

2014 12 31 66. 2014 (a) (b) (c) (d) (e) (f) (g) (h) 336

2014 12 31 66. 2014 12 312013 12 31 2014 12 31 9,723,069 1,877,689 3,718,193 1,327,370 306,232 2,048,031 1,446,860 2,477,359 22,924,803 22,924,803 694,121 85,288 15,817 10,777 103 1,527,773 85,628 2,419,507 (2,419,507) 31,885 16,398 322,775 821 8,013 121,654 274,553 (34,036) 742,063 742,063 10,449,075 1,979,375 4,056,785 1,338,968 314,348 3,697,458 1,721,413 2,528,951 26,086,373 (2,419,507) 23,666,866 (6,244,168) (834,915) (1,050,903) (716,917) (65,302) (3,796,040) (1,204,277) (1,646,309) (15,558,831) 2,145,025 (13,413,806) 4,204,907 1,144,460 3,005,882 622,051 249,046 (98,582) 517,136 882,642 10,527,542 (274,482) 10,253,060 164 22,095 105,107 39,968 167,334 167,334 4,204,907 1,144,624 3,005,882 622,051 271,141 6,525 517,136 922,610 10,694,876 (274,482) 10,420,394 193,229,661 18,910,411 40,533,045 995,734 5,187,520 168,733,890 22,899,516 45,379,132 495,868,909 (149,499,718) 346,369,191 5,686,141 566,817 352,622,149 187,926,781 14,974,176 34,058,526 374,576 360,892 111,167,072 18,073,648 44,207,687 411,143,358 (131,543,609) 279,599,749 758,197 280,357,946 127,129 14,195 4,457 4,929 433 101,787 4,668 26,706 284,304 284,304 200 200 200 172,928 466 134 (21,291) 270,905 423,142 423,142 3,569,040 300,815 116,077 496 30,623 1,378,073 1,428,656 876,191 7,699,971 7,699,971 1,613,335 121,045 479,732 (10,778) 6,300 961,509 660,878 508,168 4,340,189 4,340,189 337

2014 12 31 66. 2013 12 31 5,693,470 585,294 2,278,163 708,923 275,298 1,632,764 1,398,279 12,572,191 12,572,191 732,088 7,933 5,558 1,412 1,086,209 10,133 1,843,333 (1,843,333) 33,991 17,407 125,966 1,058 1,369 51,870 (1,118) 230,543 230,543 6,459,549 610,634 2,404,129 715,539 278,079 2,770,843 1,407,294 14,646,067 (1,843,333) 12,802,734 (4,124,883) (538,057) (845,723) (482,852) (46,196) (2,100,782) (960,881) (9,099,374) 1,634,448 (7,464,926) 2,334,666 72,577 1,558,406 232,687 231,883 670,061 446,413 5,546,693 (208,885) 5,337,808 (19) 19,075 77,484 20,400 116,940 116,940 2,334,666 72,558 1,558,406 232,687 250,958 747,545 466,813 5,663,633 (208,885) 5,454,748 71,403,717 10,297,796 41,357,989 455,282 5,717,223 96,928,602 28,376,112 254,536,721 (88,075,322) 166,461,399 2,231,269 430,935 169,123,603 67,313,271 7,608,785 36,605,300 222,596 62,839 41,621,395 24,007,513 177,441,699 (72,508,840) 104,932,859 85,586 105,018,445 154,427 13,217 2,612 4,948 571 95,593 35,951 307,319 307,319 1,165 1,165 1,165 1,822 173 453 (22,613) (20,165) (20,165) 1,361,125 59,607 22,309 41 49,891 1,438,893 739,099 3,670,965 3,670,965 332,619 24,549 596,082 392,505 138,615 1,484,370 1,484,370 10% 338

2014 12 31 67. 2014 12 312013 12 31 2014 12 31 64,883,359 64,883,359 71,788,511 14,086,573 213,000 86,088,084 13,537,613 13,537,613 52,873,455 10,292,634 63,166,089 2,000,000 2,000,000 3,158,081 17,724,521 10,478,574 31,361,176 66,463 2,847,701 998,073 3,912,237 3,006 309,816 312,822 3,347,033 4,470,404 7,817,437 200,877 7,198,196 12,826,396 20,225,469 85,527,001 147,616,166 48,684,472 11,476,647 293,304,286 1,006,000 18,801,574 19,807,574 59,807,864 14,910,000 74,717,864 22,926,586 22,926,586 14,270,000 14,270,000 80,766,843 80,766,843 32,602,151 3,173,516 35,775,667 4,537,684 4,537,684 1,941,119 1,941,119 81,772,843 115,806,024 53,990,954 3,173,516 254,743,337 339

2014 12 31 67. 2013 12 31 26,531,096 934,200 27,465,296 33,560,390 19,375,834 52,936,224 4,187,852 4,187,852 9,036,993 9,036,993 1,930,419 12,355,725 17,921,624 32,207,768 461,996 1,117,674 1,579,670 281,613 353,349 634,962 2,086,056 1,829,199 3,915,255 64,279,338 32,710,915 15,934,469 19,039,298 131,964,020 5,796,395 5,796,395 26,111,914 335,329 26,447,243 3,000,000 3,000,000 1,120,000 1,120,000 37,965,440 37,965,440 759,713 14,789,915 2,390,000 17,939,628 37,965,440 36,788,022 15,125,244 2,390,000 92,268,706 2014 12 313,235,7221-2 2-5 340

2014 12 31 68. 2014 12 31 2013 12 31 248,971,142 106,376,503 20,225,469 12,705,394 9,672,778 57,800,437 47,590,047 312,822 634,962 340,015,264 164,274,290 251,169,239 97,253,559 16,036,610 6,506,512 267,655,849 103,760,071 2014 12 31 2013 12 31 66,875,722 10,108,046 8,529,652 35,738,871 37,525,338 45,846,917 112,930,712 187,518,580 67,527,356 1,678,178 46,421 341 189,196,758 67,573,777

2014 12 31 69. 2010 342

2014 12 31 69. 95%95% 95% 2014 12 31 2013 12 31 111,000 90,000 95% 2014 12 31 2013 12 31 62,000 71,000 95% 2014 12 31 2013 12 31 29,000 32,000 95% 2014 12 31 2013 12 31 111,000 116,000 343

2014 12 31 69. 10% 10% 2014 12 31 2013 12 31 10% 300,488 16,632 10% (300,488) (16,632) 10% 13,016 6,226 10% (13,016) (6,226) 344

2014 12 31 69. 2014 12 31 2013 12 31 5% 5%2014 12 312013 12 31274,061 96,462 5%2014 12 312013 12 314,767 11,680 345

2014 12 31 69. 50 50 2014 12 312013 12 31 203,347 286,799 2014 12 312013 12 31 21,949 19,890 50 2014 12 312013 12 31 214,084 306,866 2014 12 312013 12 31 21,949 19,890 346

2014 12 31 69. 2014 12 31 2013 12 31 64,883,359 27,465,296 4,384,354 1,647,258 2,453,972 1,889,348 7,817,437 3,915,255 312,822 634,962 20,225,469 1,814,512 1,579,670 63,166,089 9,036,993 2,000,000 32,003,387 32,255,415 5,495,664 3,693,835 14,818,876 5,751,053 85,703,269 52,586,723 384,473 349,231 44,785 41,239 305,508,468 140,846,278 347

2014 12 31 69. 2014 12 31 2013 12 31 56,758,373 19,517,300 387,905 12,227 1,430,551 1,400,354 1,002,019 251,724 4,062,792 5,392,885 2,105,450 56,984,474 7,657,922 2,000,000 21,557,876 24,453,808 810,395 1,074,449 13,907,806 4,365,643 63,865,173 32,586,773 9,397 224,872,814 96,722,482 A-3 BBB 348

2014 12 31 69. 2014 12 3154.74 2013 12 312014 12 31 349

2014 12 31 69. 2013 12 312014 12 31 2014 12 31 3 31 15 5 1,006,000 10,664,026 8,839,403 4,947,732 25,457,161 80,766,843 80,766,843 14,447,248 14,447,248 25,062,310 37,596,373 15,188,916 77,847,599 4,380,288 144,160 338,367 92,828 4,955,643 10,100,046 13,380,246 23,480,292 1,845,189 38,036,590 4,015,180 43,896,959 11,777,285 1,103,554 2,157,771 1,020,222 16,058,832 1,941,119 1,941,119 97,930,416 61,521,344 64,157,349 61,227,407 4,015,180 288,851,696 350

2014 12 31 69. 2013 12 31 3 31 15 5 5,801,731 5,801,731 40,429,567 40,429,567 1,139,818 1,139,818 26,122,749 355,490 26,478,239 1,760,766 228,387 1,989,153 3,038,145 3,038,145 759,713 953,486 17,706,180 3,128,915 22,548,294 6,387,290 6,387,290 48,577,623 36,862,156 1,181,873 18,061,670 3,128,915 107,812,237 2014 12 31 3 31 15 5 414 1,160 28,976 30,550 59,430,651 59,430,651 10,369 10,369 14,447,248 14,447,248 23,138,007 36,151,002 15,065,978 74,354,987 1,685,716 1,685,716 10,813,491 13,380,246 24,193,737 1,324,041 23,058,637 4,015,180 28,397,858 74,405 1,090,531 535,464 1,700,400 61,201,141 49,489,691 51,391,913 38,153,591 4,015,180 204,251,516 351

2014 12 31 69. 2013 12 31 3 31 15 5 26,114,368 26,114,368 121,930 121,930 1,139,818 1,139,818 24,445,553 24,445,553 632,160 147,764 779,924 3,038,145 3,038,145 732,018 11,615,227 3,128,914 15,476,159 46,421 46,421 26,914,879 28,623,516 879,782 11,615,227 3,128,914 71,162,318 352

2014 12 31 69. 2014 12 31 2013 12 31 312,822 314,734 634,962 635,386 34,359,083 34,861,266 17,179,915 17,298,873 1,405,329 759,713 35,571 25,395 1,440,900 1,894,727 785,108 894,937 353

2014 12 31 69. 2014 12 31 2013 12 31 22,965,708 23,411,460 11,956,416 11,825,052 2014 12 31 314,734 314,734 36,755,993 36,755,993 2014 12 31 23,411,460 23,411,460 354

2014 12 31 69. 2013 12 31 635,386 635,386 18,193,810 18,193,810 2013 12 31 11,825,052 11,825,052 355

2014 12 31 69. 2014 12 31 1) 211 2) 55,960 3) 456,557 4) 154,253 163,860 356

2014 12 31 69. 2014 12 31 5) 31,190 22,530 6) 4,636 7) 34,868,576 67,632 230,464. 2,338,721. 8) 2,073,142 8,086 357

2014 12 31 69. 2014 12 31 9) 13,577,468 26,764 823,095 10) 486,636 5,959,955 11) 611,453 3,125,109 7,043 12) 588,601 358

2014 12 31 69. 2014 12 31 13) 11,347,476. 14) 2,569,490 11,657 15) 1,603,773 16) 2,097,725 359

2014 12 31 69. 2013 12 31 1) 47,647 51,801 2) 3,209,279 32,116,628 113,842 3) 8,676,272 262,878 4) 6,749,501 764,065. 360

2014 12 31 69. 2013 12 31 5) 2,537,513 6) 274,078. 7) 6,340,869. 361

2014 12 31 69. 2014 12 31 282,918 8,086 494,131 785,135 424,490 424,490 7,754 94,470 102,224 35,505 35,505 23,411 23,411 7,096 7,096 14,990 14,990 13,626 13,626 31,619 31,619 4,367 4,367 3,870 3,870 45,831 45,831 3,773 3,773 4,673 4,673 991,417 793,049 1,784,466 30,046 30,046 443,381 486,636 930,017 7,043 3,125,109 2,097,725 5,229,877 2,345,764 4,442,926 2,686,326 9,475,016 362

2014 12 31 69. 2014 12 31 5,096,414 551,379 5,647,793 4,027,370 1,527,383 5,554,753 344,388 53,257 397,645 481,904 481,904 399,995 399,995 333,650 333,650 211,155 211,155 248,403 248,403 315,652 315,652 41,096 2,400 43,496 25,287 6,355 31,642 206,229 206,229 43,368 43,368 64,066 64,066 2,930 2,930 23,847 23,847 4,546 4,546 9,894,706 10,870,687 20,765,393 6,910,987 745,612 7,656,599 978,015 1,961,169 2,939,184 5,214,568 5,959,955 11,174,523 611,453 611,453 211 642,000 642,211 34,868,787 22,931,650 57,800,437 37,214,551 27,374,576 2,686,326 67,275,453 246,986 246,986 230,464 11,374,240 11,604,704 4,184,920 4,184,920 230,464 15,806,146 16,036,610 36,984,087 11,568,430 2,686,326 51,238,843 363

2014 12 31 69. 2013 12 31 397,499 112,131 509,630 474,635 474,635 20,084 20,084 84,373 84,373 25,852 25,852 13,419 13,419 416,630 416,630 31,572 31,572 64,438 64,438 10,944 10,944 10,092 76,215 86,307 75,241 75,241 8,137 8,137 13,990 13,990 1,316,792 233,676 1,550,468 29,202 29,202 320,822 764,065 10,491 1,095,378 2,261,444 2,261,444 276,069 276,069 3,209,279 3,564,456 274,078 7,047,813 364

2014 12 31 69. 2013 12 31 3,055,888 3,055,888 1,754,542 1,754,542 351,697 351,697 289,632 289,632 237,590 237,590 204,791 204,791 134,717 134,717 201,504 201,504 243,092 243,092 105,256 105,256 58,401 58,401 168,356 168,356 66,010 66,010 45,741 45,741 19,522 19,522 3,875 3,875 15 15 19,871,678 7,203,121 27,074,799 3,637,796 3,637,796 22,023 1,473,151 1,495,174 1,644,502 6,749,501 8,394,003 47,647 47,647 32,116,628 15,473,420 47,590,048 35,325,907 19,037,876 274,078 54,637,861 51,801 51,801 113,842 6,340,869 6,454,711 113,842 6,392,670 6,506,512 35,212,065 12,645,206 274,078 48,131,349 365

2014 12 31 69. 2014 12 31 175,288 325,991 501,279 424,490 424,490 7,754 94,470 102,224 35,505 35,505 23,411 23,411 7,096 7,096 14,990 14,990 13,626 13,626 31,619 31,619 4,367 4,367 3,870 3,870 45,831 45,831 3,773 3,773 4,673 4,673 991,418 793,048 1,784,466 2,278,326 2,278,326 377,471 5,305 382,776 2,841,890 1,508,855 4,350,745 2,165,182 5,918,569 1,929,316 10,013,067 366

2014 12 31 69. 2014 12 31 2,882,894 5,620 2,888,514 3,501,714 3,501,714 315,144 53,257 368,401 229,133 229,133 396,231 396,231 264,787 264,787 163,368 163,368 235,566 235,566 266,506 266,506 41,030 2,400 43,430 25,241 6,355 31,596 205,166 205,166 43,191 43,191 42,100 42,100 2,880 2,880 1,066 1,066 4,546 4,546 6,533,987 5,514,275 12,048,262 6,910,987 745,613 7,656,600 1,808,500 1,808,500 2,688,218 2,162,189 4,850,407 686,907 686,907 44,514 44,514 24,753,755 11,029,630 35,783,385 26,918,937 16,948,199 1,929,316 45,796,452 1,603,773 1,603,773 74,405 74,405 1,678,178 1,678,178 26,918,937 15,270,021 1,929,316 44,118,274 367

2014 12 31 69. 2013 12 31 385,410 385,410 474,635 474,635 20,084 20,084 84,373 84,373 25,852 25,852 13,419 13,419 416,630 416,630 31,572 31,572 64,438 64,438 10,944 10,944 10,092 76,215 86,307 75,241 75,241 8,137 8,137 13,990 13,990 1,316,792 233,676 1,550,468 3,842,417 3,842,417 249,891 10,491 260,382 1,070,174 1,070,174 3,126,259 5,146,267 161,947 8,434,473 368

2014 12 31 69. 2013 12 31 2,795,492 2,795,492 1,537,181 1,537,181 328,974 328,974 263,418 263,418 199,097 199,097 172,850 172,850 118,629 118,629 176,469 176,469 217,189 217,189 102,025 102,025 48,624 48,624 162,059 162,059 63,932 63,932 42,083 42,083 19,522 19,522 14,646,927 5,572,123 20,219,050 3,577,744 3,577,744 503 656,511 657,014 1,413,719 5,410,267 6,823,986 25,886,437 11,638,901 37,525,338 29,012,696 16,785,168 161,947 45,959,811 46,421 46,421 29,012,696 16,738,747 161,947 45,913,390 369

2014 12 31 69. 2014 12 31 2014 12 31 2014 1 1 112,131 75,241 76,215 10,491 274,078 538,324 87,000 2,096,170 2,721,494 (52,746) (75,000) (65,100) (10,100) (202,946) (103,578) 7,470 (241) (11,115) (391) 1,555 (106,300) 2014 12 31 494,131 94,470 2,097,725 2,686,326 2014 1 1 75,241 76,215 10,491 161,947 419,405 87,000 1,507,300 2,013,705 (75,000) (65,100) (10,100) (150,200) (93,414) 7,470 (241) (11,115) (391) 1,555 (96,136) 2014 12 31 325,991 94,470 1,508,855 1,929,316 370

2014 12 31 69. 2008 ( )[2013]37 20132014 3 18 1. 100% 1 2. 40% 2 3. 8% 3 4. 20% 4 5. 100%5 6. 500%6 371

2014 12 31 69. 2014 12 312013 12 31 2014 12 31 2013 12 31 37,110,256 37,849,947 1 819.66% 1241.14% 2 57.07% 62.76% 3 26.71% 89.12% 4 46.80% 142.01% 5 61.21% 38.54% 6 78.78% 97.20% 372

2014 12 31 70. 2014 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 48 644,950 2,739 642,211 642,211 32 4,629,451 1,434,962 3,194,489 33,745 58,445 3,102,299 31 64,883,359 64,883,359 51,373,168 13,510,191 2013 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 48 117,396 69,749 47,647 3,389 44,258 32 2,551,370 1,182,547 1,368,823 1,368,823 373

2014 12 31 70. 2014 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 48 47,253 2,739 44,514 44,514 31 56,758,373 56,758,373 50,709,060 6,049,313 2013 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 48 68,571 68,571 374

2014 12 31 70. 2014 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 48 649,236 402,250 246,986 246,986 46 1,903,023 1,434,962 468,061 162,003 306,058 49 11,604,704 11,604,704 230,464 11,374,240 2013 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 48 46,421 46,421 46,421 46 1,554,104 1,182,547 371,557 371,557 375

2014 12 31 70. 2014 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 48 476,655 402,250 74,405 74,405 2013 12 31 (a) (b) (c)=(a)-(b) (d) (e)=(c)-(d) (d)(i) (d)(ii) 48 46,421 46,421 46,421 2014 12 312013 12 31 376

2014 12 31 71. 2014 1UT Capital Holdings 100% 7.1544.83 719,700 4,899,008 42,010 50,000 7,436 31,578 5,749,732 7,529,089 7,152 4,598 76,745 2,903 7,620,487 13,370,219 377

2014 12 31 71. 4,726,775 1,514 401,550 587,563 36,405 159,263 5,913,070 3,598,771 1,343,406 4,942,177 10,855,247 2,514,972 12,504,588 14,735,3542,015,192 215,574 4,483,832 (2,514,972) 1,968,860 378

2014 12 31 71. 4,483,832 (699,794) (3,784,038) 411,065 1,650,810 72. (1) (i) 2014 11(BVI) Japaninvest ( Japaninvest )Japaninvest 2014 12 31Japaninvest 2,878,200,000 148,174,241Japaninvest Japaninvest 2015 3 2Japaninvest Japaninvest 2015 3 31 (ii) 2014 12Nova Banco ( BESI )BESI3.79 28BESI 379

2014 12 31 72. (2) 2015 3 272014 AH102.52015 2 9 2015 2015AH H H 1,916,978,820 HH H AH11,501,700,000 2,875,425,000.00H479,244,705.00 10,369,758,976.60 AH 2014 2014 73. 380