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Transcription:

998 2017 12 31 2017 12 31 2017 12 31 2017 12 31 (www.citicbank.com) (www.hkexnews.hk) 2017 12 31 2017 2018 5 252018 4 25 2018 5 252018 5 31 2018 6 5 H 2017 2018 4 24H 183 17 1712-1716 1

H2017 2018 5 30 H 2017 H 2018 6 5HH 2018 7 23 H 2017 2018 3 26 2

1987 2007 4 A+H 2017142 1,4355 41 201730 30 305 6 2017 500 22 100025 2017 3

2018 3 262017 10 2017 2017 20172017 10 2.61 4

... 6.... 9... 12... 16... 20... 24... 26... 28... 100... 116... 125... 129... 143... 163... 164... 167... 168 5

BBVA Banco Bilbao Vizcaya Argentaria S.A. 2017 1 12017 12 31 6

2017 11 2014 8 2011 12 2014 8 7

8

2.1 CHINA CITIC BANK CORPORATION LIMITED CNCB (FCS FCIS) 9 100010 9 100010 www.citicbank.com +86-10-85230010/+86-10-85230079 ir@citicbank.com 183 54 A www.sse.com.cn H www.hkexnews.hk 9 528 9

A H 202 2 11 200021 22 48 23 2016 1 222017 12 31 2 B E 3 2016 5 62017 8 22 1 2 27 28 2017 8 222017 12 31 166 3 183 1712-1716 A 601998 1 360025 H 0998 10

2.2 9 9 +86-10-85230010 +86-10-85230010 +86-10-85230079 +86-10-85230079 ir@citicbank.com ir@citicbank.com 11

3.1 2017 2016 (%) 2015 157,231 154,159 1.99 145,545 52,276 54,608 (4.27) 54,986 42,566 41,629 2.25 41,158 54,074 218,811 (75.29) (20,835) 0.84 0.85 (1.18) 0.88 0.84 0.85 (1.18) 0.88 1.11 4.47 (75.17) (0.43) 2017 37,850 38,859 38,809 41,713 11,389 12,622 10,727 7,828 (158,595) 71,081 82,973 58,615 3.2 2017 2016 2015 (ROAA) (1) 0.74% 0.76% (0.02) 0.90% (ROAE (2) 11.63% 12.58% (0.95) 14.26% (3) 30.05% 27.75% 2.30 27.87% (4) 1.64% 1.67% (0.03) 1.51% (5) 1.64% 1.89% (0.25) 2.13% (6) 1.79% 2.00% (0.21) 2.31% (1) (2) ROAA ROAE (3) (4) (5) (6) 12

3.3 2017 12 31 2016 12 31 (%) 2015 12 31 5,677,691 5,931,050 (4.27) 5,122,292 3,196,887 2,877,927 11.08 2,528,780 1,857,847 1,846,274 0.63 1,767,422 107,456 75,047 43.18 92,745 1,231,584 956,606 28.75 668,613 90,903 75,543 20.33 60,497 916,521 818,053 12.04 580,896 5,265,258 5,546,554 (5.07) 4,802,606 3,407,636 3,639,290 (6.37) 3,182,775 1,651,180 1,691,065 (2.36) 1,194,486 1,223,018 1,390,212 (12.03) 1,446,939 234,961 232,960 0.86 178,917 298,477 325,053 (8.18) 362,433 798,007 981,446 (18.69) 1,068,544 77,595 83,723 (7.32) 49,248 399,638 379,224 5.38 317,740 8.17 7.75 5.42 6.49 7.45 7.04 5.82 6.49 3.4 2017 12 31 2016 12 31 (%) 2015 12 31 (1) 3,143,239 2,829,347 11.09 2,492,730 (2) 53,648 48,580 10.43 36,050 90,903 75,543 20.33 60,497 (3) 1.68% 1.69% (0.01) 1.43% (4) 169.44% 155.50% 13.94 167.81% (5) 2.84% 2.62% 0.22 2.39% (1) (2) (3) (4) (5) 13

3.5 (1) 2017 12 31 2016 12 31 2015 12 31 7.50% 8.49% 8.64% (0.15) 9.12% 8.50% 9.34% 9.65% (0.31) 9.17% 10.50% 11.65% 11.98% (0.33) 11.87% 4% 6.18% 5.47% 0.71 5.26% (2) 100% 97.98% 91.12% 6.86 87.78% 25% 45.29% 40.98% 4.31 42.48% 25% 84.11% 63.37% 20.74 89.27% (1) (2) 2018 100% 2014 2015 2016 201760% 70% 80% 90% 3.6 2017 14

3.7 2017 2016 2015 2014 2013 157,231 154,159 145,545 124,839 104,813 52,276 54,608 54,986 54,574 52,549 42,566 41,629 41,158 40,692 39,175 54,074 218,811 (20,835) 34,150 (136,228) 0.84 0.85 0.88 0.87 0.84 0.84 0.85 0.88 0.87 0.84 1.11 4.47 (0.43) 0.73 (2.91) 5,677,691 5,931,050 5,122,292 4,138,815 3,641,193 3,196,887 2,877,927 2,528,780 2,187,908 1,941,175 5,265,258 5,546,554 4,802,606 3,871,469 3,410,468 3,407,636 3,639,290 3,182,775 2,849,574 2,651,678 399,638 379,224 317,740 259,677 225,601 8.17 7.75 6.49 5.55 4.82 7.45 7.04 6.49 5.55 4.82 (ROAA) 0.74% 0.76% 0.90% 1.07% 1.20% (ROAE) 11.63% 12.58% 14.26% 16.77% 18.48% 30.05% 27.75% 27.87% 30.41% 31.43% 1.64% 1.67% 1.51% 1.06% 0.62% 1.64% 1.89% 2.13% 2.19% 2.40% 1.79% 2.00% 2.31% 2.40% 2.60% 1.68% 1.69% 1.43% 1.30% 1.03% 169.44% 155.50% 167.81% 181.26% 206.62% 2.84% 2.62% 2.39% 2.36% 2.13% 8.49% 8.64% 9.12% 8.93% 8.78% 9.34% 9.65% 9.17% 8.99% 8.78% 11.65% 11.98% 11.87% 12.33% 11.24% 15

2017 2017 2017 425.66 2.25% 2017 127.7210 2.61 21.40% 2017 13.9 2017 2017 20174.27% 6.69% 1.99% 2.25% ROAE ROAA 11.63% 0.74% 0.95 0.02 3.76 2.43 60% 244 495 2 79 2017 1,024.9 20% 2017 16

2017 2017 1.68% 501.7 9.75%169.44% 2.84% 13.94 0.2211 600900 2017 2015-2017 201756,776.91 1,572.31 1,080.6311.11% 7.99% 11.36% 36.63% 2014 12.521.68% 2.84% 20140.48 25 22 2014 1250 + 201757.4% 2014 15.91.62% 2014 0.74 20172014 36.4 14.4 +817 2017 1.68 10 178 17

20172017 2015-2017 2018-2020 2018-2020 3 500 13 18

2017 11 2018-2020 850 231 11 2018 3 26 19

2017 1,572.31 1.99% 501.70 9.75% 1.68% 169.44% 13.942.84% 0.22 425.66 2.25% 2017 2015-2017 2017 2017 5.684.3% 2017 2017 2017 34.6% 38.8% 20

2.5 2017 300 2017 2017 6 2017 30% 0.33 Pre-IPO IPO 13 2017 21

IT + +1.2 2017 11 AI + 2017 2017 2017 1.45% 0.13 2017124.9% 22

2017 55 53 2017 2017 2015-2017 2017 5 6 2018-2020 2018 3 26 23

2017 1 2017 2 500 22 2017 2016 2017 3 2016 2016 (APLMA) 2017 2016 2017 4 2017 5 2000 78 2016 2017 6 24

2017 7 1000 25 2016 2017 9 2017 2017 2017 11 2017 21 2017 2017 2017 2017 12 2016 2016 21 21 2017 2017 2017 2017 2017 2017 25

7.1 7.2 96.4% 0.6 7.3 + 26

2017 250022 2017 52000 782017 11 2017 27

8.1 8.1.1 2017 6.9% 7.3% 1.6% 6.3% 21% 0.6 58.8% 2017 2528.7% 12912.4%2338.4% 1577.8%13.65% 11.35% 10.75% 1.71 1.74% 3.413.49% 181.42% 5.023.16% 0.09 8.1.2 28

425.66 2.25% 1,572.31 1.99% 575.8619.92% 536.48 10.43% 1.68% 0.01169.44% 13.942.84% 0.22 56,776.91 4.27% 31,968.87 11.08% 34,076.36 6.37% 38.5% 5.3 7,00244.3% 1.67% 0.11 543.53 26.98% 34.57% 6.836.63% 5.48 IT 1 29

IT 6,095.41 740.6 8.2 8.2.1 2017 2016 (%) 99,645 106,138 (6,493) (6.12) 57,586 48,021 9,565 19.92 157,231 154,159 3,072 1.99 (48,913) (47,272) (1,641) 3.47 (55,787) (52,288) (3,499) 6.69 52,276 54,608 (2,332) (4.27) (9,398) (12,822) 3,424 (26.70) 42,878 41,786 1,092 2.61 42,566 41,629 937 2.25 8.2.1.1 1,572.311.99% 63.4% 5.4 36.6% 5.4 2017 (%) 2016 (%) 2015 (%) 63.4 68.8 71.8 36.6 31.2 28.2 100.0 100.0 100.0 8.2.1.2 996.4564.93 6.12% 30

2017 2016 (%) (%) 3,064,369 141,336 4.61 2,741,863 132,218 4.82 835,780 35,540 4.25 1,142,552 45,820 4.01 (1) 790,157 25,922 3.28 631,763 21,567 3.41 490,041 7,633 1.56 496,305 7,566 1.52 339,891 9,263 2.73 268,567 5,446 2.03 36,910 1,068 2.89 37,212 857 2.30 5,557,148 220,762 3.97 5,318,262 213,474 4.01 3,346,853 53,190 1.59 3,303,483 55,630 1.68 1,089,966 39,902 3.66 1,233,287 34,099 2.76 317,756 12,346 3.89 108,242 5,586 5.16 196,804 6,151 3.13 89,099 2,686 3.01 141,981 6,825 4.81 287,244 8,466 2.95 92,397 2,691 2.91 35,619 861 2.42 490 12 2.45 299 8 2.68 5,186,247 121,117 2.33 5,057,273 107,336 2.12 99,645 106,138 (2) 1.64 1.89 (3) 1.79 2.00 (1) (2) (3) 31

2017 2016 15,545 (6,427) 9,118 (12,302) 2,002 (10,280) 5,401 (1,046) 4,355 (95) 162 67 1,448 2,369 3,817 (7) 218 211 9,990 (2,702) 7,288 729 (3,169) (2,440) (3,956) 9,759 5,803 10,811 (4,051) 6,760 3,242 223 3,465 (4,285) 2,644 (1,641) 1,374 456 1,830 5 (1) 4 7,920 5,861 13,781 2,070 (8,563) (6,493) 1.79% 0.21 1.64% 0.25 3.97% 0.04 2.33% 0.21 8.2.1.3 2,207.6272.88 3.41% 1,413.36 91.18 6.90% 3,225.06 32

2017 2016 (%) (%) 1,138,694 47,935 4.21 1,245,091 55,807 4.48 1,925,675 93,401 4.85 1,496,772 76,411 5.11 3,064,369 141,336 4.61 2,741,863 132,218 4.82 2017 2016 (%) (%) 1,852,573 89,053 4.81 1,860,308 92,655 4.98 91,921 4,004 4.36 87,753 2,705 3.08 1,119,875 48,279 4.31 793,802 36,858 4.64 3,064,369 141,336 4.61 2,741,863 132,218 4.82 355.40102.80 22.44% 3,067.72 259.2243.55 20.19% 1,583.94 25.07% 76.330.67 0.89% 33

92.6338.17 70.09% 0.70 713.24 10.682.11 24.62% 0.59 8.2.1.4 1,211.17137.81 12.84% 0.21 531.9024.40 4.39% 0.09 2017 2016 (%) (%) 1,303,396 32,833 2.52 1,483,786 38,033 2.56 1,507,450 12,571 0.83 1,281,695 9,029 0.70 2,810,846 45,404 1.62 2,765,481 47,062 1.70 311,517 7,169 2.30 343,475 8,028 2.34 224,490 617 0.27 194,527 540 0.28 536,007 7,786 1.45 538,002 8,568 1.59 3,346,853 53,190 1.59 3,303,483 55,630 1.68 34

399.02 58.03 17.02% 0.90 68.2516.41 19.38% 1,452.63 123.46 67.60 121.02% 2,095.14 61.51 34.65 129.00% 1,077.05 26.9118.30 212.54% 567.78 8.2.1.5 575.86 95.65 19.92% 2017 2016 (%) 46,858 42,280 4,578 10.83 6,583 3,547 3,036 85.59 3,757 1,682 2,075 123.37 1 1 387 512 (125) (24.41) 57,586 48,021 9,565 19.92 35

8.2.1.6 468.5845.78 10.83% 516.8713.95% 2017 2016 (%) 30,453 19,324 11,129 57.59 5,536 7,114 (1,578) (22.18) 4,534 6,128 (1,594) (26.01) 4,261 5,777 (1,516) (26.24) 3,201 2,566 635 24.75 2,097 2,384 (287) (12.04) 1,215 1,396 (181) (12.97) 390 671 (281) (41.88) 51,687 45,360 6,327 13.95 (4,829) (3,080) (1,749) 56.79 46,858 42,280 4,578 10.83 111.29 57.59% 8.2.1.7 65.8330.36 2017 2016 (%) 2,187 894 1,293 144.63 2,131 77 2,054 2,667.53 1,664 2,311 (647) (28.00) 601 265 336 126.79 6,583 3,547 3,036 85.59 36

8.2.1.8 489.1316.41 3.47% 1.31% 30.05% 2.30 2017 2016 (%) 27,416 24,418 2,998 12.28 9,104 9,225 (121) (1.31) 10,733 9,142 1,591 17.40 47,253 42,785 4,468 10.44 1,660 4,487 (2,827) (63.00) 48,913 47,272 1,641 3.47 31.11% 30.66% 0.45 30.05% 27.75% 2.30 8.2.1.9 557.8734.99 6.69% 501.70 44.55 9.75% 2017 2016 (%) 50,170 45,715 4,455 9.75 4,212 5,033 (821) (16.31) 1,018 871 147 16.88 387 669 (282) (42.15) 55,787 52,288 3,499 6.69 37

8.2.1.10 93.9834.24 26.70% 17.98% 5.50 8.2.2 8.2.2.1 56,776.91 4.27% 2017 12 31 2016 12 31 (%) (%) 3,196,887 56.3 2,877,927 48.5 (90,903) (1.6) (75,543) (1.3) 3,105,984 54.7 2,802,384 47.2 531,118 9.4 1,035,728 17.5 (1) 916,521 16.1 818,053 13.8 568,300 10.0 553,328 9.3 296,419 5.2 375,849 6.3 54,626 1.0 170,804 2.9 (2) 204,723 3.6 174,904 3.0 5,677,691 100.0 5,931,050 100.0 (1) (2) 38

31,968.87 11.08% 54.7% 7.5 18,578.47 115.73 0.63% 12,315.84 2,749.78 28.75% 38.5% 5.3 2017 12 31 2016 12 31 (%) (%) 1,857,847 58.1 1,846,274 64.2 107,456 3.4 75,047 2.6 1,231,584 38.5 956,606 33.2 3,196,887 100.0 2,877,927 100.0 (90,903) (75,543) 3,105,984 2,802,384 39

5,340.61 5,034.23 48.52% 3,271.20 68.06% 1,693.28 68.69% 2017 12 31 2016 12 31 (%) (%) 153,510 28.7 480,630 46.3 303,386 56.8 310,361 29.9 77,165 14.5 246,493 23.8 534,061 100.0 1,037,484 100.0 (2,943) (1,756) 531,118 1,035,728 9,165.99983.82 12.02% 2017 12 31 2016 12 31 (%) (%) 65,904 7.2 64,911 8.0 631,768 68.9 534,695 65.3 216,586 23.6 217,500 26.6 2,341 0.3 1,111 0.1 916,599 100.0 818,217 100.0 (78) (164) 916,521 818,053 40

2017 12 31 2016 12 31 (%) (%) 730,982 79.7 628,389 76.8 60,347 6.6 166,749 20.4 121,547 13.3 20,767 2.5 3,697 0.4 2,290 0.3 26 22 916,599 100.0 818,217 100.0 7,309.82 1,025.93 16.33% 2017 12 31 2016 12 31 (%) (%) 146,627 20.1 132,073 21.0 314,813 43.1 230,511 36.7 130,509 17.9 164,608 26.2 1,154 0.2 3 137,879 18.7 101,194 16.1 730,982 100.0 628,389 100.0 41

2017 12 31 2016 12 31 (%) (%) 684,612 93.7 593,257 94.4 46,370 6.3 35,132 5.6 730,982 100.0 628,389 100.0 84.45 549.49 22.10 143.8226.17% 0.04 0.24 2017 12 31 / / (%) 1 4,907 18/02/2021 2.96% 2 4,000 18/08/2029 5.98% 3 3,875 04/03/2019 2.72% 4 3,497 28/04/2020 4.20% 5 3,226 27/02/2023 3.24% 6 2,998 08/03/2021 3.25% 7 2,757 07/01/2019 2.77% 8 2,643 27/07/2021 2.96% 9 2,514 25/08/2026 3.05% 10 2,498 22/11/2021 3.25% 32,915 42

2017 12 31 2016 12 31 1,196 1,145 1,111 2,341 1,111 (%) 1 100 16,569,226 16,569,226 2 100 1,578,732 1,578,732 3 51 102,000 5,100 102,000 4 100 4,000,000 4,000,000 22,249,958 5,100 22,249,958 5 70 1,196,367 (203,633) 1,196,367 (203,633) 6 46 1,013,538 (81,389) 1,010,424 7 20 97,313 (2,778) 100,000 8 33,954 3,016 234 1,144,805 (81,151) 1,110,658 24,591,130 (279,684) 23,360,616 43

2017 12 31 2016 12 31 164 201 (1) (71) 45 (2) (15) (82) 78 164 (1) (2) 2017 12 31 2016 12 31 1,641,988 2,553 2,312 856,455 3,365 2,813 3,347,855 62,030 62,368 2,612,557 42,232 40,045 51,586 868 257 77,385 1,769 2,201 5,041,429 65,451 64,937 3,546,397 47,366 45,059 44

2016 12 31 2017 12 31 14,482 141,336 (142,275) 13,543 9,608 25,922 (24,392) 11,138 10,951 35,438 (36,881) 9,508 1,787 18,066 (17,453) 2,400 36,828 220,762 (221,001) 36,589 (3,906) (4,212) 4,172 (3,946) 32,922 216,550 (216,829) 32,643 2017 12 31 2016 12 31 1,931 1,836 518 196 (80) (145) (320) (73) 2,049 1,814 45

8.2.2.2 52,652.58 5.07% 2017 12 31 2016 12 31 (%) (%) 3,407,636 64.7 3,639,290 65.6 875,602 16.6 1,065,169 19.2 134,500 2.6 120,342 2.2 441,244 8.4 386,946 7.0 406,276 7.7 334,807 6.0 5,265,258 100.0 5,546,554 100.0 46

34,076.36 2,316.54 6.37% 64.7% 0.9 28,741.98 2,070.79 6.72% 5,334.38 245.75 4.40% 55.4% 2.5 2017 12 31 2016 12 31 (%) (%) 1,651,180 48.5 1,691,065 46.5 1,223,018 35.8 1,390,212 38.2 28,092 0.8 69,012 1.9 2,874,198 84.3 3,081,277 84.7 234,961 6.9 232,960 6.4 298,477 8.8 325,053 8.9 533,438 15.7 558,013 15.3 3,407,636 100.0 3,639,290 100.0 2017 12 31 2016 12 31 (%) (%) 3,053,751 89.6 3,304,504 90.8 353,885 10.4 334,786 9.2 3,407,636 100.0 3,639,290 100.0 47

2017 12 31 2016 12 31 (%) (%) 12,361 0.4 26,999 0.7 806,528 23.7 889,591 24.4 823,925 24.2 828,014 22.8 619,598 18.2 653,838 18.0 478,097 14.0 528,599 14.5 378,958 11.1 434,248 11.9 62,311 1.8 68,361 1.9 225,858 6.6 209,640 5.8 3,407,636 100.0 3,639,290 100.0 2017 3 3-12 1-5 5 (%) (%) (%) (%) (%) (%) 1,721,712 50.5 522,430 15.3 436,529 12.8 193,520 5.7 7 2,874,198 84.3 260,506 7.7 148,003 4.4 76,510 2.2 48,419 1.4 533,438 15.7 1,982,218 58.2 670,433 19.7 513,039 15.0 241,939 7.1 7 3,407,636 100.0 2016 3 3-12 1-5 5 (%) (%) (%) (%) (%) (%) 1,878,541 51.6 461,667 12.7 474,021 13.0 265,410 7.3 1,638 0.1 3,081,276 84.7 323,690 8.8 122,909 3.4 65,184 1.8 45,989 1.3 241 558,014 15.3 2,202,231 60.4 584,576 16.1 539,205 14.8 311,399 8.6 1,879 0.1 3,639,290 100.0 48

8.2.3 2017 2017 1 1 48,935 34,955 58,636 (1,142) 101,174 136,666 5,272 384,496 42,566 312 42,878 (10,642) (10,642) 341 7,506 7,847 4,260 (16,111) (295) (12,146) 2017 12 31 48,935 34,955 58,977 (11,784) 105,434 163,121 12,795 412,433 100%3,027,780,392 5 590.53 75% 8.2.4 2017 12 31 2016 12 31 427,561 535,313 195,746 163,157 88,772 86,499 72,360 74,936 310,315 215,845 1,094,754 1,075,750 13,614 13,348 7,385 7,297 460,646 353,567 1,576,399 1,449,962 49

8.2.5 540.74 1,336.95427.56 394.45 2017 (%) 54,074 (75.29) 503,423 565.74 (215,583) (365,544) (0.97) (56,411) (29.36) (133,695) (24.23) 1,007,237 84.59 (1,131,592) 58.38 39,445 (64.18) 862,890 42.77 (801,447) 57.81 8.2.6 50

8.2.7 2017 12 31 2016 12 31 65,904 64,911 396 65,451 47,366 1,008 631,078 534,122 (10,728) 295 305 30 762,728 646,704 1,434 (10,728) 64,937 45,059 64,937 45,059 8.2.8 30% 2017 (%) 124,350 (40.40) 65,451 38.18 54,626 (68.02) 531,118 (48.72) 2,341 110.71 21,825 71.89 64,937 44.12 8,858 39.19 (11,784) (931.87) 12,795 142.70 6,583 85.59 3,757 123.37 51

8.2.9 8.2.9.1 2017 (%) (%) 2016 (%) (%) 87,080 55.4 20,743 39.7 91,166 59.1 24,033 44.0 54,353 34.6 20,283 38.8 42,805 27.8 13,988 25.6 11,080 7.0 8,764 16.8 17,252 11.2 15,103 27.7 4,718 3.0 2,486 4.7 2,936 1.9 1,484 2.7 157,231 100.0 52,276 100.0 154,159 100.0 54,608 100.0 8.2.9.2 15.4 2017 12 31 2017 (1) (2) (%) (%) (%) 2,300,101 40.7 2,466,613 46.8 27,022 51.7 1,288,981 22.8 1,135,639 21.6 3,323 6.4 916,081 16.2 820,311 15.6 4,402 8.4 1,228,113 21.7 1,079,757 20.5 8,884 17.0 626,587 11.1 565,919 10.7 3,456 6.6 574,942 10.2 483,560 9.2 1,396 2.7 94,618 1.7 86,047 1.6 47 0.1 307,796 5.4 266,293 5.1 3,746 7.1 (1,681,353) (29.8) (1,638,889) (31.1) 5,655,866 100.0 5,265,250 100.0 52,276 100.0 (1) (2) 52

2016 12 31 2016 (1) (2) (%) (%) (%) 2,118,608 35.8 2,837,756 51.2 19,801 36.3 1,396,595 23.6 1,134,943 20.5 9,710 17.8 1,133,438 19.2 883,235 15.9 6,698 12.3 1,489,553 25.2 1,258,132 22.7 9,181 16.8 802,949 13.6 656,226 11.8 2,143 3.9 723,310 12.2 568,835 10.3 4,222 7.7 116,586 2.0 85,161 1.5 80 0.1 285,453 4.8 236,894 4.3 2,773 5.1 (2,148,139) (36.4) (2,114,639) (38.2) 5,918,353 100.0 5,546,543 100.0 54,608 100.0 (1) (2) 8.3 8.3.1 2017 1 1 53

819.55 5.37% 55.45% 128.48 23.89% 8.3.1.1 CRM 59.5 3.57 6.4% 136 211 2,441 26 8,657.1817.66% 283.593.84% 10,514 0.01% 6,000 54

3.40 3,571.16 4.23% 0.084% 11,066.19 10.69% 41.03% 3.82 5,159.53682.681.78 2 5,254.62 9.73% 6.68 0.7686.36% 3.41 141.10 2.14 2.69% 0.21 8.3.1.2 26,870 1.13% 14,701 54.7% 7.41.64% 0.09 854256% 3.55 200% 11,835178.6% 8.3.1.3 2 55

17,652 1.96% 16,011 3.0% 5,476 13.2% 802 8.8% 2,587870 13,162 591 126.6% 8.3.1.4 2.0 + 37.21 10.32% 7,547.5444.52% 69.60 5.26% 6.7 PPP-ABNABN 3 359 2,658 4 272.62 3 PPP 4 WIND 56

31% 150% 13 69% 0.98% 1,304 3.84% 5 547% 2,055 3.37% ++ 80,558.26 22.62% 14,860.79 33.02 7.38 28.78% 2.10 9,993 6 620 107 5 2017 12 6 57

4,015 1,166.29 3,536.00 0.19% 8.3.2 2017 522.7128.39% 35.36% 335.5641.00% 62.39% 9.93 286.0 85.2% 28.9 8.6% 58

8.3.2.1 8,004.93 18.64% 58.67 7 21.45% 1,593 14.57% 5,095 7.97 557.84 2,030.30 8.3.2.2 4,362.55 48.06% 3.04 1.54% 0.15 8.3.2.3 8,767.29 25.63% 6.02% 0.76 4,927.63 17.15% 46 7 50 ( ) 600 () 59

80 16 248.57 68.99% 44% 0.82% 6,000 1,300 1.5 8.3.2.4 477.72 76.96% 8 2018 56.3% 15,471.4318.48% 14,510.2220.72% 7,195.86 21.44% 8 60

13 4,025 25% 16.1169% 26% 10 20 919 2017 2017 TWO OFO Pay 2.0 e APP 13ABS 602 61

4,957.09 32.61% 1,219.0474.02% 3,332.97 40.45% 14,922.89 38.93% 390.65 53.17% 85.01 13.36% 305.64 69.76% 201.31 63.26% 9 70 + + 2017 19 2018 300 300 42 8.3.2.5 6S 3.15 62

2017 2017 2017 4 55 8.3.3 2017 + 94.9143.76% 6.42% 65.67 0.33% 12.21% 8.3.3.1 2017 2,516.51 28.07% 8,333.47 19.20% +++ 1,849.42 42.04% 98.52% 15.52 3,744.52 + 12,883 1,934 5.57%+ 817 84.94% 63

8.3.3.2 14.85 1.68 28% 600 9 8.3.3.3 7 24 FT QDII 11,916.58 15.55% 9,528.14 16.29% 58.54% 4.15% REITSQDII ETF 57.46 882.09% ABS 1,170.44 801.20 0.77 9 64

55.3621.27%456.56 19.92% 8.3.4 6,095.41 740.6111.6% 11,318.38 18.07%869.79 18.81% 34106 83,100 116 3,103.84 186.34% 3,152.8 11.2% 10 30 65

8.3.5 4.0 KEY 3,056.70 B2C e 1.22 130.65% BC 346.1523.57%e B2B C2B B2B207.71184.93% 10.01 99.30% 8.3.6 2017 CRM40 66

+ IT X86 IaaS PaaS 13 8 508 8.3.7 8.3.7.1 142 1,435 38 1121,28585 2,6569,2954,024 41 32017-2020 67

8.3.7.2 2,732.63 39.53% 674.19 26.39% 1.28 36.07% 42,323.68 55.52% 2,750.95 19.18% 8,693.40 10.19% 115,863.74 9.94% 98.96% 9,916.82 4,745.205,171.62 20 84.90% 98.43% 96.89% 26.36 6,073.93 5,528.12 545.80 20 85.96% 98.64% 98.83% 284.08 2017 90% V4.0 365 68

8.3.8 8.3.8.1 1924 1986 6 2002 46% 75.03 27.63 9.9%3,454.3 14.3% 34 1 2017 12 155 25% 75% 78.7 22.8%28.08 10.2% 2017 10 42.0% 9.4 46.7 17.5% 37.9 23.1% 1,30814.8% 4597.4% Apple Pay Android Pay 23.7 0.5% 16.5 3.8% 10 69

2017 743992.7 2017 5 330 4,1005.3 2017 6% 46% 8.3.8.2 1984 18.8999.05% 0.95% 8.48 298.56% 202.10 19.49% 1,182.80 12.76% 70

8.3.8.3 2015 440 47.64% 10.37% 16.16% 25.83% 517.65 466.55 468.5749.08 4.1512% 278.10 0.75% 8.3.8.4 2012 1 92 51% 13 49% 51380 3,41612.7993.46% 500500 3,000 1,000 2,500 4,000 0.25 13.95% 13.32 27.47% 9.46 30.83%29.02% 303.90% 4.80% 71

8.3.8.5 2017 11 1820 14 6 70% 30% 2017 72

8.4 8.4.1 73

8.4.2 2018 1 1 8.4.3 2017 11 11 74

8.4.3.1 PPP PPP 1,258.11 9.53% 3,330.5513.50% 8.55 0.26% 75

8.4.3.2 18191 72.570.83% 0.18 8.4.3.3 41.22 1.24% 0.24 B 12 0.40% 8.4.3.4 8.4.3.5 12 BM4 M6 M0 M6*100% 76

8.4.4 APP 2017 2017 11 10 12 77

8.4.4.1 31,968.87 3,189.60 11.08% 9,678.64 6,911.83 4,931.18 30.29% 21.62% 15.42% 25.47% 12.68% 8.86% 2017 12 31 2016 12 31 (%) (%) (1) 967,864 30.29 771,415 26.79 691,183 21.62 634,919 22.06 493,118 15.42 477,683 16.60 389,152 12.17 379,192 13.18 421,810 13.19 374,358 13.01 67,609 2.11 70,967 2.47 166,151 5.20 169,393 5.89 3,196,887 100.00 2,877,927 100.00 (1) 2017 12 31 2016 12 31 (%) (%) (1) 918,255 30.86 734,300 27.54 687,731 23.11 632,071 23.70 491,367 16.52 475,680 17.84 389,152 13.08 379,192 14.22 421,160 14.16 374,358 14.04 67,609 2.27 70,967 2.66 2,975,274 100.00 2,666,568 100.00 (1) 78

18,578.47 115.73 0.63% 12,315.84 2,749.78 28.75% 38.52% 324.09 2017 12 31 2016 12 31 (%) (%) 1,857,847 58.12 1,846,274 64.15 1,231,584 38.52 956,606 33.24 107,456 3.36 75,047 2.61 3,196,887 100.00 2,877,927 100.00 2017 12 31 2016 12 31 (%) (%) 1,659,698 55.78 1,659,817 62.25 1,210,026 40.67 935,198 35.07 105,550 3.55 71,553 2.68 2,975,274 100.00 2,666,568 100.00 3,240.29 3,330.55 35.37% 1.42% 23.13% 20.86% 17.45% 79

2017 12 31 2016 12 31 (%) (%) 324,029 17.44 385,822 20.90 333,055 17.93 293,429 15.89 193,818 10.43 238,545 12.92 152,851 8.23 161,976 8.77 179,441 9.66 148,476 8.04 77,878 4.19 90,666 4.91 221,786 11.94 180,124 9.76 70,523 3.80 60,046 3.25 18,566 1.00 19,846 1.07 285,900 15.38 267,344 14.49 1,857,847 100.00 1,846,274 100.00 2017 12 31 2016 12 31 (%) (%) 303,218 18.27 372,152 22.42 292,055 17.60 251,564 15.16 177,526 10.70 223,118 13.44 146,574 8.83 157,666 9.50 170,235 10.26 137,365 8.28 76,282 4.60 88,556 5.34 218,412 13.16 177,807 10.71 45,772 2.76 44,743 2.70 18,173 1.09 19,412 1.17 211,451 12.73 187,434 11.28 1,659,698 100.00 1,659,817 100.00 80

18,674.44 1,192.2358.42% 2.32 12,219.87 1,673.28 38.22% 1.57 2017 12 31 2016 12 31 (%) (%) 708,164 22.15 548,123 19.05 513,823 16.07 506,536 17.60 1,510,366 47.25 1,417,736 49.26 357,078 11.17 330,485 11.48 3,089,431 96.64 2,802,880 97.39 107,456 3.36 75,047 2.61 3,196,887 100.00 2,877,927 100.00 2017 12 31 2016 12 31 (%) (%) 664,288 22.33 515,020 19.31 449,347 15.10 432,700 16.23 1,464,038 49.20 1,337,396 50.15 292,051 9.82 309,899 11.62 2,869,724 96.45 2,595,015 97.32 105,550 3.55 71,553 2.68 2,975,274 100.00 2,666,568 100.00 81

2017 12 31 2016 12 31 2015 12 31 (%) (1) 10 2.25 2.71 2.48 (%) (2) 50 16.88 16.40 14.60 (1) = (2) = 2017 12 31 (%) (%) A 11,297 0.35 2.25 B 11,228 0.35 2.23 C 10,000 0.31 1.99 D 9,763 0.31 1.94 E 9,128 0.29 1.81 F 7,520 0.24 1.50 G 6,800 0.21 1.35 H 6,603 0.21 1.31 I 6,383 0.20 1.27 J 6,176 0.19 1.23 84,898 2.66 16.88 848.98 2.66% 16.88% 82

8.4.4.2 2017 12 31 2016 12 31 (%) (%) 3,074,855 96.18 2,753,128 95.66 68,384 2.14 76,219 2.65 21,931 0.68 20,267 0.70 25,157 0.79 18,021 0.63 6,560 0.21 10,292 0.36 3,196,887 100.00 2,877,927 100.00 3,143,239 98.32 2,829,347 98.31 53,648 1.68 48,580 1.69 83

2017 12 31 2016 12 31 (%) (%) 2,859,262 96.10 2,545,184 95.45 64,430 2.17 74,399 2.79 20,807 0.71 19,979 0.75 24,230 0.81 16,735 0.63 6,545 0.21 10,271 0.38 2,975,274 100.00 2,666,568 100.00 2,923,692 98.27 2,619,583 98.24 51,582 1.73 46,985 1.76 3,217.27 96.18% 0.5278.35 2.14% 0.51 536.48 50.68 2016 1.68% 0.01 2017 2017 84

644.85 2017 12 31 2016 12 31 2015 12 31 (%) 1.96 2.09 2.67 (%) 35.16 28.94 31.77 (%) 46.05 55.37 59.66 (%) 32.05 43.67 41.39 (%) 1.45 1.58 1.48 1.45% 0.13 2017 12 31 2016 12 31 (%) (%) 3,105,363 97.14 2,784,174 96.74 (1) 1-90 32,842 1.03 36,042 1.25 91-180 13,207 0.41 10,806 0.38 181 45,475 1.42 46,905 1.63 91,524 2.86 93,753 3.26 3,196,887 100.00 2,877,927 100.00 91 58,682 1.84 57,711 2.01 (2) 23,245 0.73 17,234 0.60 (1) (2) 85

2017 12 31 2016 12 31 (%) (%) 2,886,823 97.03 2,577,425 96.66 (1) 1-90 31,372 1.05 32,661 1.22 91-180 12,518 0.42 10,628 0.40 181 44,561 1.50 45,854 1.72 88,451 2.97 89,143 3.34 2,975,274 100.00 2,666,568 100.00 91 57,079 1.92 56,482 2.12 (2) 22,797 0.77 17,231 0.65 (1) (2) 915.24 22.29 0.40 3 35.88% 232.45 60.11 0.13 86

2017 12 31 2016 12 31 (%) (%) (%) (%) 42,213 78.68 2.27 37,926 78.07 2.05 11,419 21.29 0.93 10,621 21.86 1.11 16 0.03 0.01 33 0.07 0.04 53,648 100.00 1.68 48,580 100.00 1.69 2017 12 31 2016 12 31 (%) (%) (%) (%) 40,187 77.91 2.42 36,380 77.43 2.19 11,379 22.06 0.94 10,572 22.50 1.13 16 0.03 0.02 33 0.07 0.05 51,582 100.00 1.73 46,985 100.00 1.76 42.87 0.22 7.98 0.18 87

2017 12 31 2016 12 31 (%) (%) (%) (%) (1) 15,225 28.38 1.57 13,321 27.42 1.73 9,672 18.03 1.40 8,002 16.47 1.26 6,029 11.24 1.22 6,564 13.51 1.37 7,809 14.56 2.01 7,121 14.66 1.88 10,705 19.95 2.54 10,312 21.23 2.75 2,271 4.23 3.36 1,953 4.02 2.75 1,937 3.61 1.17 1,307 2.69 0.77 53,648 100.00 1.68 48,580 100.00 1.69 (1) 2017 12 31 2016 12 31 (%) (%) (%) (%) (1) 15,225 29.52 1.66 13,315 28.34 1.81 9,652 18.71 1.40 7,990 17.01 1.26 5,920 11.48 1.20 6,294 13.40 1.32 7,809 15.14 2.01 7,121 15.16 1.88 10,705 20.75 2.54 10,312 21.95 2.75 2,271 4.40 3.36 1,953 4.14 2.75 51,582 100.00 1.73 46,985 100.00 1.76 (1) 88

356.02 66.36% 19.04 0.15 16.70 0.1470.52% 2017 12 31 2016 12 31 (%) (%) (%) (%) 16,843 39.90 5.20 14,506 38.25 3.76 855 2.03 0.26 147 0.39 0.05 10,680 25.30 5.51 12,425 32.76 5.21 771 1.83 0.50 809 2.13 0.50 432 1.02 0.24 195 0.51 0.13 2,063 4.89 2.65 1,610 4.25 1.78 1,421 3.37 0.64 226 0.60 0.13 683 1.62 0.97 621 1.64 1.03 0 0.00 0.00 0 0.00 0.00 8,465 20.04 2.96 7,387 19.47 2.76 42,213 100.00 2.27 37,926 100.00 2.05 89

2017 12 31 2016 12 31 (%) (%) (%) (%) 16,095 40.05 5.31 14,323 39.37 3.85 826 2.06 0.28 29 0.08 0.01 10,630 26.45 5.99 12,322 33.87 5.52 771 1.92 0.53 809 2.22 0.51 432 1.07 0.25 195 0.54 0.14 2,061 5.13 2.70 1,610 4.43 1.82 1,421 3.54 0.65 226 0.62 0.13 683 1.70 1.49 621 1.71 1.39 0 0.00 0.00 0 0.00 0.00 7,268 18.08 3.44 6,245 17.16 3.33 40,187 100.00 2.42 36,380 100.00 2.19 65.20%23.37 17.45 1.44 0.30 2017 11.95 7.08 4.53 2.37 0.51 0.21 0.87 0.11 8.4.4.3 90

2017 12 31 2016 12 31 75,543 60,497 (1) 50,170 45,715 (2) (555) (564) (3) (421) 275 (35,301) (30,952) 1,467 572 90,903 75,543 (1) (2) (3) 2017 12 31 2016 12 31 74,016 59,682 (1) 48,622 44,965 (2) (523) (539) (3) (343) 227 (34,629) (30,853) 1,446 534 88,589 74,016 (1) (2) (3) 909.03 153.60 169.44% 2.84% 13.94 0.22 91

501.70 44.55 8.4.5 8.4.5.1 2015 2017 9 2017 2017 (LPR) 58 8.4.5.2 92

2017 6.72% 58 8.4.6 93

2017 12 31 2016 12 31 2015 12 31 97.98% 91.12% 6.86 87.78% 507,004 398,555 27.21% 464,437 30 517,472 437,403 18.31% 529,112 [2015]52 58 8.4.7 8.4.8 5 18 8 38 94

8.5 2017 2012 6 11.65% 0.339.34% 0.31 8.49% 0.15 0.33 2,749.7886.21% 1,956.08 3,530.54 8.91% 5.40 2017 12 31 2016 12 31 (%) 2015 12 31 366,567 342,563 7.01 316,159 403,378 382,670 5.41 317,987 502,821 475,008 5.86 411,740 4,317,502 3,964,448 8.91 3,468,135 8.49% 8.64% 0.15 9.12% 9.34% 9.65% 0.31 9.17% 11.65% 11.98% 0.33 11.87% 95

2017 12 31 2016 12 31 (%) 2015 12 31 6.18% 5.47% 0.71 5.26% 403,378 382,670 5.41 317,987 6,527,276 6,994,025 (6.67) 6,044,069 20151 http://www.citicbank.com/about/investor/ financialaffairs/gglzb/ 8.6 (www.sse.com.cn) (www. hkexnews.hk) (www.citicbank.com) 8.7 62 8.8 8.8.1 96

2018 8.8.2 2015-2017 2015 3 2015-2017 13 5.90% 7.96% IT 1,027 13 2017 2014 97

174 178 34 20 8.8.3 2018-2020 2015-2017 2018-2020 2018-2020 38 2018-2020 98

8.8.4 2018 3.71 9% 3.46 8% 8.9 (www.sse.com.cn) (www.hkexnews.hk) (www. citicbank.com) 2017 99

9.1 9.2 5514.2 1.44% 5 9.3 10 2014 40,692 2015 2.120 10,374 41,158 25.21% 2016 2.150 10,521 41,629 25.27% 2017 391.96 10% 39.20 100

2017127.7 30.01% AH10 2.61 AH 2017 11.67% 2018 2018 3 26 2018 5 252017 2017 2018 7 23H 2017 2017 2017 2017 A 1% 1%-5% 5%31% 50 A 9.4 122 7.48 9.5 2017 (www.sse.com.cn) (www.hkexnews.hk) (www. citicbank.com) 101

9.6 61 9.6.1 9.6.2 2014 2015 2015-2017 2016 2015 420 14% 2016 8 252017 1 18 2016-2017 2017 158 356.90 334.4022.50 2017[2017]16 [2005]120 9.6.3 2014 2015 2015-2017 2016 102

A 9.6.3.1 2014 12 2017 0.60 0.13 9.6.3.2 2014 12 2017 10.004.42 9.6.3.3 2014 12 2017 8.00 4.27 9.6.3.4 2014 12 2017 34.00 29.00 44.00 0.961.08 0.18 103

9.6.3.5 2016 3 2017 30.0012.84 9.6.3.6 2014 12 2015 1 (1) (2) (3) 2017 920.00478.19 9.6.3.7 2014 122015 1 2017 48.00400.00 14.00 680.00 86.00 7.95 9.240.52175.84 2.45 9.6.4 104

9.6.5 61 (1) (2) (3) 3000 740 (1) (2) (3) (4) 2014 12 82014 12 232015 1 282016 3 23 9.6.6 61 9.7 9.7.1 9.7.2 105

1,957.46 106

9.7.3 9.7.4 9.8 2012 4 16 5 2013 2 25 2013 2 25 2018 3 16 2015 7 8 2016 1 22 2017 1 21H 5% 2017 1 21 H 877,235,0001.79% 9.9 2016 20172017 2015 2017 13 1 107

20172017 12 31 2017 1,881 100 AH 1,218 9.10 2017 3 2017 5 262016 2017 9 18 2017 8 2017 11 302017 2017 5 279 2712 1 (www.sse.com.cn) (www.hkexnews.hk) (www. citicbank.com) 9.11 9.12 9.13 108

9.14 9.15 47-50 9.16 9.17 2,768.49 246.21 2,974.30 30.15% 164 3,100 9.18 29 9.19 5% 39 9.20 45 109

9.21 9.22 9.23 9.24 9.25 9.26 9.27 A [2012]85 [2015]101 11 1 1 1 50% 1 20% 110

[2015]101 [2012]85 (QFII) QFII [2009]47 10%QFII H [1993]045 [2011]348 10% 10% 10% 10%(1)10% (2)10%20% (3) 20% H [2008]897 H2008 10% [2014]81 111

9.28 2015-2017 2017 2017 A B CAB 9.29 9.30 9.31 201742 16 [2017]302017 42 112

162017 1 1 2.00 2016 2017 0.092016 0.633.87 3.10 4.08 3.94 9.32 9.32.1 2017 (2.02017 2017 42.25 14.20 50.62% 27.80 24.67% 14.44 151.34% 9.32.2 20171,517.77 10 300.7 7 101 4420470 30.8425 113

2013-2017 850 20 1,000 1,800200 2015 / 580 9.32.3 2018 9.33 20172018 2017 114

9.34 9.35 (www.sse.com.cn) (www.hkexnews.hk) (www.citicbank.com) 115

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10.3 10.3.1 193,141A 161,644H 31,497 2018 2 28 176,586 A 146,059H 30,527 10.3.2 1 AH 31,988,728,773 65.37% 0 0 0 2 H 12,119,354,162 24.77% 0 6,145,940 3 A 2,147,469,539 4.39% 2,147,469,539 0 0 4 A 1,032,669,817 2.11% 0 139,773,257 0 5 A 272,838,300 0.56% 0 0 0 6 H 168,599,268 0.34% 0 0 7 A 46,210,260 0.09% 0 16,642,960 0 8 A 36,971,203 0.08% 0 36,971,203 0 9 A 31,034,400 0.06% 0 31,034,400 0 10 A 31,000,000 0.06% 0 31,000,000 0 (1) AHH (2) 2017 12 31 H (3) 32,284,227,77365.97% A 28,938,928,294H 3,345,299,47931,988,728,773 65.37% A 28,938,928,294H 3,049,800,479 (4) (Summit Idea Limited) H 2,292,579,0004.685% H 153,686,0000.314% (5) 2017 2017 9 30 57.31% 118

10.3.3 1 31,988,728,773 28,938,928,294 3,049,800,479 2 12,119,354,162 12,119,354,162 3 1,032,669,817 1,032,669,817 4 272,838,300 272,838,300 5 168,599,268 168,599,268 6 46,210,260 46,210,260 7 36,971,203 36,971,203 8 31,034,400 31,034,400 9 31,000,000 31,000,000 10 27,216,400 27,216,400 119

10.4 336 (%) BBVA 24,329,608,919 (L) 71.45 (L) A 3,276,373,479 (L) 22.02 (L) H 28,938,928,294 (L) 84.98 (L) A 7,018,100,475 (L) 47.16 (L) H 710 (S) 0.00 (S) H 28,938,928,294 (L) 84.98 (L) A 3,276,373,479 (L) 22.02 (L) H 28,938,928,294 (L) 84.98 (L) A 7,018,099,055 (L) 47.16 (L) H 28,938,928,294 (L) 84.98 (L) A Summit Idea Limited 2,292,579,000 (L) 15.40 (L) H Total Partner Global Limited 2,292,579,000 (L) 15.40 (L) H 2,292,579,000 (S) 15.40 (S) 2,398,165,000 (L) 16.11 (L) H 2,398,165,000 (L) 16.11 (L) H 2,398,165,000 (L) 16.11 (L) H 2,398,165,000 (L) 16.11 (L) H UBS SDIC Fund Management Co., Ltd. 2,292,579,000 (L) 15.40 (L) H 2,398,165,000 (L) 16.11 (L) H 2,398,165,000 (L) 16.11 (L) H 2,398,165,000 (L) 16.11 (L) H (L) (S) 336 XV 10.5 120

1979 2011 12 99.9% 0.1% 28,938,929,004 61.85% 2013 2 2013 10BBVA H 2,386,153,679 5.10% 66.95% 2014 8 100% 2014 9H 81,910,800 AH 31,406,992,773 67.13% 2016 1 2,147,469,539 A 48,934,796,573 64.18% 2016 1 2017 1 21 5% 2017 1 21 32,284,227,773 A 28,938,928,294H 3,345,299,479 65.97% 2019 01 09 121

1,390 1. 2. (1) (2) (3) (4)(5)(6) 3. 2014 7 22 32,284,227,77365.97% A 28,938,928,294 H 3,345,299,47931,988,728,773 65.37% A 28,938,928,294H 3,049,800,479 14 100% 100% 25.60% 32.53% 100% 65.37% 14 65.37% 122

16.50% 600030.SH 6030.HK 16.50% 60.49% 4.52% 601608.SH 67.27% 2.26% 38.63% 000099.SZ 38.63% Keentech Group Ltd 49.57% 9.55% 1205.HK 59.50% Extra Yield International Ltd. 0.38% Bowenvale Ltd 74.43% 1135.HK 74.43% Highkeen Resources Limited 34.39% Apexhill Investments Limited 9.07% Richtone Enterprises Inc. 3.80% Ease Action Investments Corp. 35.03% Silver Log Holdings Ltd 17.25% 4.00% 1091.HK 43.46% 1883.HK 60.08% 56.35% 1828.HK 56.35% 28.18% 29.95% 000708.SZ 58.13% CKM (Cayman) Company Limited 62.91% CITIC Envirotech Ltd U19.SG 62.91% 8.71% 6.72% 3.36% 000998.SZ 18.79% 10% 688.HK 10% (1) (2) 0267.HK 58.13% 32.53% 25.60% (1) (2) 123

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11.6 22 37 128

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2016 7 20 2014 52016 72014 32011 122014 52011 10 2010 12011 10 2005 122009 12 1984 52005 11 1995 122005 11 1999 12004 4 1981 41984 5 2016 11 2015 11 2013 8 2011 72010 10 2011 7 1992 82010 9 2016 6 2011 11 2009 122011 11 2007 22009 12 1996 82007 2 1996 5 1996 81988 71996 5 29 2012 10 2008 10 2005 92008 10 1999 122005 9 1995 11999 12 132

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2014 12 2015 4 2005 62014 11 2012 102014 11 1994 52005 6 2011 5 2008 72011 5 2003 122008 7 2001 82003 11 1998 122001 7 1996 31998 11 12.2.3 2014 82014 11 2017 1 2013 52014 11 2014 52014 9 2007 32013 52003 92007 3 1996 122003 9 1996 71996 12 1992 121996 7 1991 71992 12 136

2014 82014 11 2013 52014 8 2010 32013 5 2006 72010 3 2005 12006 7 2001 82005 1 2000 112001 8 1999 92000 111986 81999 9 2015 72015 12 2011 32015 6 2006 72011 2 1982 82006 6 2017 5 2015 102017 5 2010 62015 10 2007 72010 6 2000 112007 71997 52000 111984 81997 5 137

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() - 10 -

- 11 -

2017 12 31 () 2017 2016 220,762 213,474 (121,117) (107,336) 6 99,645 106,138 51,687 45,360 (4,829) (3,080) 7 46,858 42,280 8 6,583 3,547 9 3,757 1,682 10 1-387 512 157,231 154,159 11 (48,913) (47,272) 108,318 106,887 (50,170) (45,715) (5,617) (6,573) 12 (55,787) (52,288) 30 8 ()/ (285) 1 52,276 54,608 13 (9,398) (12,822) 42,878 41,786 42,566 41,629 312 157 1

( ) 2017 12 31 () 2017 2016 42,878 41,786 ( ) () (8,042) (6,627) (2,583) 1,897 (9) - ( ) () (8) 5 14 (10,642) (4,725) 32,236 37,061 31,924 36,903 312 158 () 15 0.84 0.85 2

2017 12 31 () 2017 12 31 2016 12 31 16 568,300 553,328 17 124,350 208,641 3,348 3,372 18 172,069 167,208 19 65,904 64,911 20 65,451 47,366 21 54,626 170,804 22 32,643 32,922 23 3,105,984 2,802,384 24 631,690 534,533 25 216,586 217,498 26 531,118 1,035,728 27 2,341 1,111 29 21,330 17,834 1,139 840 30 295 305 31 849 914 32 21,825 12,697 33 57,843 58,654 5,677,691 5,931,050 3

( ) 2017 12 31 () 2017 12 31 2016 12 31 237,600 184,050 35 798,007 981,446 36 77,595 83,723 20 64,937 45,059 37 134,500 120,342 38 3,407,636 3,639,290 39 8,838 8,819 40 8,858 6,364 41 39,323 37,155 42 394 244 43 441,244 386,946 32 8 11 44 46,318 53,105 5,265,258 5,546,554 4

( ) 2017 12 31 () 2017 12 31 2016 12 31 45 48,935 48,935 46 34,955 34,955 47 58,977 58,636 48 (11,784) (1,142) 49 31,183 27,263 50 74,251 73,911 51 163,121 136,666 399,638 379,224 52 12,795 5,272 412,433 384,496 5,677,691 5,931,050 2018 3 26 () 5

2017 12 31 () 2017 1 1 48,935 34,955 58,636 (1,142) 27,263 73,911 136,666 123 5,149 384,496 ( ) - - - - - - 42,566 22 290 42,878 ( ) 14 - - - (10,642) - - - - - (10,642) - - - (10,642) - - 42,566 22 290 32,236 ( ) 1. 52 - - 341 - - - - 7,506-7,847 ( ) 1. 49 - - - - 3,920 - (3,920) - - - 2. 50 - - - - - 340 (340) - - - 3. 51 - - - - - - (10,521) - - (10,521) 4. - - - - - - (1,330) - - (1,330) 5. - - - - - - - (5) - (5) 6. 52 - - - - - - - - (290) (290) 2017 12 31 48,935 34,955 58,977 (11,784) 31,183 74,251 163,121 7,646 5,149 412,433 6

( ) 2017 12 31 () 2016 1 1 48,935-58,636 3,584 23,362 64,555 118,668 121 1,825 319,686 ( ) - - - - - - 41,629 11 146 41,786 ( ) 14 - - - (4,726) - - - 1 - (4,725) - - - (4,726) - - 41,629 12 146 37,061 ( ) - 34,955 - - - - - - - 34,955 ( ) - - - - - - - - 3,324 3,324 ( ) 1. 49 - - - - 3,901 - (3,901) - - - 2. 50 - - - - - 9,356 (9,356) - - - 3. - - - - - - (10,374) - - (10,374) 4. - - - - - - - (10) - (10) 5. 52 - - - - - - - - (146) (146) 2016 12 31 48,935 34,955 58,636 (1,142) 27,263 73,911 136,666 123 5,149 384,496 7

2017 12 31 () 2017 2016 52,276 54,608 - ()/ (1,434) 1,068 - (1,006) (812) - /() 9 (62) - ()/ (415) 850-55,787 52,288-2,811 2,703-19,171 14,052 - (178) (70) - (14,521) (14,155) 112,500 110,470 /() 14,730 (46,833) ()/ (9,442) 5,967 /() 10,896 (49,368) /() 14,712 (37,851) /() 116,178 (32,196) (365,544) (369,112) 503,423 75,619 (183,284) (87,181) 53,550 146,550 ()/ (4,921) 33,747 14,162 49,172 ()/ (215,583) 443,232 / 495 (30,769) ()/ (7,798) 7,364 (58,426) 108,341 54,074 218,811 8

( ) 2017 12 31 () 2017 2016 1,007,237 545,658 52 109 178 80 (1,131,592) (714,490) (7,980) (7,708) 27 (1,590) (100) (133,695) (176,451) 7,847-46 - 34,955 43 862,890 604,406 52-3,324 (801,447) (507,840) (17,699) (14,192) (12,146) (10,530) 39,445 110,123 (40,176) 152,483 1 1 385,356 226,364 (7,265) 6,509 12 31 53 337,915 385,356 226,761 213,544 (101,237) (94,307) 9

2017 12 31 1 () 2006 12 31 ( ) 9 2007 4 27 ( ) B0006H111000001 91110000101690725E ( ) 2017 12 31 31 () () 2018 3 26 2 2017 12 31 (a) 1 1 12 31 (b) 4(b) (ii) 10

2017 12 31 3 ( 622 ) ( ) 5 (a) 2017 12 () 7 () 12 () 2014-2016 12 () 12 7 () 7 11

2017 12 31 3 ( ) (a) 2017 ( ) 12 () 2014-2016 (2014-2016 ) 12 12 5 (b) 2 () 40 () 28 () 9 9 () 15 22 16 23 2014-2016 / / 2018 1 1 2018 1 1 2018 1 1 2018 1 1 2019 1 1 2018 1 1 2018 1 1 2019 1 1 2019 1 1 12