China Securities Depository and Clearing Corporation Limited CONTENTS Summary for Securities Depository and Clearing 2004 OVERVIEW

Transcription

1 CHINA SECURITIES REGISTRATION AND SETTLEMENT STATISTICAL YEARBOOK 2004 Edited by China Securities Depository and Clearing Corporation Limited China Securities Depository and Clearing Corporation Limited 1

2 China Securities Depository and Clearing Corporation Limited CONTENTS Summary for Securities Depository and Clearing 2004 OVERVIEW Summary Summary for Each Month 2004 INVESTOR Number of Accounts Accumulated from 1993 to Number of New Accounts for Each Year Total Number of Accounts by the End of Each Year Number of New Accounts for Each Month Number of Accounts Closed in Each Month Total Number of Accounts by the End of Each Month A Regional Distribution of A-Share Accounts B Regional Distribution of B-Share Accounts Services for Investors 2004 ACCOUNT-OPENING AGENCIES

3 Number of Account-Opening Agencies and Agency Offices A Regional Distribution of A-share Account-Opening Agencies B Regional Distribution of B-share Account-Opening Agencies A Regional Distribution of A-share Account-Opening Agency Offices The Overview of Account-Opening Agencies ISSUER Number of Securities Issuers Securities Issued in A New Issued Stocks in B New Issued Stocks in a New Issued Bonds in Shanghai in b New Issued Bonds in Shenzhen in Regional Distribution of Stocks Issued in Capitalization Structure in Securities Pledge in Securities Freezed in Dividend Distribution of Listed Companies a Summary for Dividend Distribution of Listed Companies in Shanghai in b Summary for Dividend Distribution of Listed Companies in Shenzhen in a Summary for Bonus Share of Listed Companies in Shanghai in

4 China Securities Depository and Clearing Corporation Limited 4.11b Summary for Bonus Share of Listed Companies in Shenzhen in a Summary for Rights Issuing of Listed Companies in Shanghai in b Summary for Rights Issuing of Listed Companies in Shenzhen in Dividend Distribution of Securities Investement Funds Summary for Dividend Distribution of Securities Investement Funds in Repayment of Principal and Interest of Bonds a Summary for Repayment of Principal and Interest of Bonds in Shanghai in b Summary for Repayment of Principal and Interest of Bonds in Shenzhen in Shareholder Book Inquiring 2004 PARTICIPANTS OF SECURITIES DEPOSITORY SYSTEMS Securities in Custody A B Securities Value in Custody of Top 20 Participants 2004 Including A-Share B-Share Close Securities Investment Fund and Bonds A A Share s Value in Custody of Top 20 Participants B B Share s Value in Custody of Top 20 Participants Bonds Value in Custody of Top 20 Participants Securities Investment Funds Value in Custody of Top 20 Participants Regional Distribution of Negotiable Share s Market Value in Custody / Changes of Designated Brokers in

5 PARTICIPANTS OF SECURITIES SETTLEMENT SYSTEMS Number of Participants Cash Settlement of Participaants RMB Net Settlement Value of Top 20 Participants US Dollar Net Settlement Value of Top 20 Participants HongKong Dollar Net Settlement Value of Top 20 Participants Defination

6

7 Summary for Securities Depository and Clearing A 2, A 3, , % A % B % , 74.4% A % B % A 4,000 2,

8 China Securities Depository and Clearing Corporation Limited A B % A % B % % % % % % A % B % % % % % 32% 3% 3% 7% 16% 2% 37% A B 22% 4% 2% 2% 3% 67% A B 2

9 % % % % 87% TA LOFs ETF LOFs 3

10 China Securities Depository and Clearing Corporation Limited Overview 4

11 1.1 Summary % absolute value increased from increased rate from 2003 to 2003 to Number of New Accounts Unit:10,000 Total Number of Accounts by the end of the year Unit:10,000 Number of Securities in Custody , , ,524 1, Total Par Value in Custody RMB 100 Mil. 10, , , Total Market Value in Custody RMB 100 Mil. 47, , , Market Value of Negotiable Securities in Custody RMB 100 Mil. 18, , , Number of Transactions 10,000 Unit: 69, , , Total Transfer Value RMB 100 Mil. 302, , , Gross Settlement Value 100 Mil. RMB 326, , , Net Settlement Value RMB 100 Mil. 39, , , A B A B,B B

12 Number of New Accounts (Unit:10,000) Total Number of Accounts by the End of Each Month (Unit:10,000) () Number of Securitiess in Custody ( ) Total Par Value in Custody (RMB 100 Mil.) ( ) Total Market Value in Custody (RMB 100 Mil.) Jan. Feb Summary for Each Month 2004 Mar. Apr. May. Jun. Jul. Aug. Sep. Oct. Nov. Dec * , , , , , , , , , , , , ,524 1,533 1,542 1,555 1,568 1,601 1,616 1,626 1,628 1,630 1,634 1,640 10, , , , , , , , , , , , , , , , , , , , , , , , ( ) Market Value of Negotiable Securities in 19, , , , , , , , , , , , Custody (RMB 100 Mil.) Number of Transactions (Unit:10,000) Value of Transactions (RMB 100 Mil.) Gross Settlement Value (RMB 100 Mil.) 6, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , A B A B,B B *

13 Investor 7

14 2.1 Number of Accounts Accumulated from 1993 to 2004 Total Shanghai Shenzhen Unit: 10,000 Year A A -share Accounts B B -share Accounts Fund Accounts A A -share Accounts B B -share Accounts Fund Accounts A A -share Accounts B B -share Accounts Fund Accounts Total Total Total Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

15 2.2 Number of New Accounts for Each Year Total Shanghai shenzhen Unit:10,000 A B A B A B A -share Accounts B -share Accounts Fund Accounts A -share Accounts B -share Accounts Fund Accounts A -share Accounts B-share Accounts Fund Accounts Year Total Total Total Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual institution Individual institution Individual institution

16 Year Total Total Number of Accounts by the End of Each Year Total Shanghai Shenzhen Unit:10,000 A B A B A B A -share Accounts B -share Accounts Fund Accounts A -share Accounts B -share Accounts Fund A -share B -share Accounts Fund Accounts Accounts Accounts Total Total Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Indivi Instit Individu Institut Individua Institution Individ Institution dual ution al ion l ual , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

17 Number of New Accounts for Each Month 2004 Unit:10,000 Total Shanghai Shenzhen Month B A A A B B A-share A-share A-share A-share Accounts Fund Accounts B-share Accounts Fund Accounts B-share Accounts Fund Accounts Accounts Accounts Accounts Total Total Total Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Individual Institution Jan. 117, , , , ,805 55, , , ,245 54, , Feb. 359, ,466 1,506 6, , , , , , , , , Mar. 278, ,704 1,241 3, , , , , , , , , Apr. 219, ,181 1,140 2, , ,693 95, , ,659 94, , , May. 107,982 97, , , ,264 48, , ,718 48, , Jun. 133, , , , ,134 60, , ,830 59, Jul. 96,132 88, , , ,213 45, , ,919 42, Aug. 94,671 70, , ,623 37, , ,048 33, , Sep. 224, , , , ,755 66, , ,446 60, , Oct. 99,978 74, , ,688 38, , ,290 35, , Nov. 116,060 90,885 2,005 1, , ,695 49,230 1, , ,365 41, , Dec. 166,912 80,446 1, , ,588 43, , ,324 37, ,

18 Number of Accounts Closed in Each Month 2004 Total Shanghai Shenzhen Month Total A A-share Accounts B B-share Accounts Fund Accounts Total Individ Institut Individ Institut Individ Institut ual ion ual ion ual ion A B A-share Accounts B-share Accounts Fund Accounts Total Individ Institut Individ Institut Individ Institut ual ion ual ion ual ion A B A-share Accounts B-share Accounts Fund Accounts Indivi dual Institut ion Individ ual Institut ion Individ ual Instit ution Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

19 Total Number of Accounts by the End of Each Month (2004) Total Shanghai Shenzhen Unit: 10,000 Month A A-share Accounts Total B B-share Fund Accounts Accounts Instituti Individ Instituti Individ Institu Total Individual on ual on ual tion A A B B A-share A-share B-share B-share Accounts Fund Accounts Fund Accounts Accounts Accounts Accounts Individu Instituti Individ Instituti Individ Institut Total al on ual on ual ion Individu al Institut ion Individ ual Instituti on Individ ual Institut ion Jan. 6, , , , , , Feb. 7, , , , , , Mar. 7, , , , , , Apr. 7, , , , , , May. 7, , , , , , Jun. 7, , , , , , Jul. 7, , , , , , Aug. 7, , , , , , Sep. 7, , , , , , Oct. 7, , , , , , Nov. 7, , , , , , Dec. 7, , , , , ,

20 China Securities Depository and Clearing Corporation Limited A Regional Distribution of A-Share Accounts 2004 Unit:10,000 Area Shanghai Number of New Accounts % Total Number of Accounts % Shenzhen Number of New Accounts % Total Number of Accounts %

21 Area Shanghai Number of New Accounts % Total Number of Accounts % Shenzhen Number of New Accounts % Total Number of Accounts % Total , , A 15

22 China Securities Depository and Clearing Corporation Limited B Regional Distribution of B-Share Accounts 2004 Shanghai Shenzhen Area Number of % New Accounts Total Number % of Accounts Number of % New ccounts Total Number % of Accounts , , , , , , , , , , , , , , , , , , , , , , , , , , ,

23 Shanghai Shenzhen Area Number of % New Accounts Total Number % of Accounts Number of % New ccounts Total Number % of Accounts , , , , , , Total 11, , , ,

24 China Securities Depository and Clearing Corporation Limited Services for Investors 2004 Shanghai Shenzhen Total Number of Account Card Loss Report and Re-issuance 30,088 48,832 78,920 A A-share Accounts 14,107 47,785 61,892 B B-share Accounts 14,107 1,040 15,147 Fund Accounts 1, ,881 Number of Account Consolidation 27, ,132 A A-share Accounts 25, ,546 B B-share Accounts Fund Accounts 1, ,579 Number of Account Opening Information Updating 26,416 14,843 41,259 A A-share Accounts 25,894 14,290 40,184 B B-share Accounts Fund Accounts Number of Account Opening Information Inquiry Number of Securities Holding Balance and Transfer Records Inquiry 90, , ,238 66,798 2,147 68,945 Number of Loss Report and Re-issuance for Physical Securities

25 Account-Opening Agencies 19

26 China Securities Depository and Clearing Corporation Limited Number of Account-Opening Agencies and Agency Offices Shanghai Shenzhen A B A A B A Year Number of Agency Number of Number of Number of Agency Number of Number of Agencies Offices A-share Agencies A-share Agencies B-share Offices A-share Agencies A-share B-share , , , , , , , ,

27 A Regional Distribution of A-share Account-Opening Agencies 2004 Area Change Number Shanghai Total Number % Change Number Shenzhen Total Number % A 21

28 China Securities Depository and Clearing Corporation Limited B Regional Distribution of B-share Account-Opening Agencies 2004 Area Change Number Shanghai Total Number % Change Number Shenzhen Total Number %

29 Shanghai Shenzhen Area Change Number Total Number % Change Number Total Number % Total B 23

30 China Securities Depository and Clearing Corporation Limited A Regional Distribution of A-share Account-Opening Agency Offices 2004 Area Change Number Shanghai Total Number % Change Number Shenzhen Total Number % , ,

31 3.5 The Overview of Account-Opening Agencies / / / B / / / / / / / / / / C 8 / / / / / / / / / / , /2 B , , / / / / 720 / / / / / / / /

32 China Securities Depository and Clearing Corporation Limited B-25 / / F / / / / / / / / / / / / / B / / / / / / / / / / / A

33 / / / / C / / / / B 6 / / / / / / / / / F / / * / /

34 China Securities Depository and Clearing Corporation Limited / / / / / / F / / / / / / / / / / / / / / / / * A / / B H-M B / 19 / / / A 6 / / / A

35 / / / / / / / / A / / / / / / / / / / / A / / /A / / / / / / C / / D

36 China Securities Depository and Clearing Corporation Limited B B F A 2D

37 Issuer 31

38 China Securities Depository and Clearing Corporation Limited Number of Securities Issuers Shanghai Shenzhen Year Number of Stock Issuers 1. A A Share Only 2. B B Share Only 3. A B A and B Shares Number of Bonds Issuers 1. Enterprise Bonds Only 2. Convertible Bonds Only Enterprise Bonds and Conve rtible Bonds

39 Securities Issued in 2004 Shanghai Shenzhen Number of Stock Issuing First Issuing Secondary Issuing 10 4 Right Issuing Bonus Shares Par Value of Stock Issuing 100 Mil First Issuing State-owned Shares & Legal Person s Shares Other Non-negotiable Shares Negotiable Shares Secondary-Issuing State-Owned Shares & Legal Person s Shares Other Non-negotiable Shares Negotiable Shares Right Issuing State-owned Shares & Legal person s Shares Other Non-negotiable Shares Negotiable Shares Bonus Shares State-owned Shares & Legal person s Shares Other Non-negotiable Shares Negotiable Shares Number of Bond issuing First issuing T-Bonds 8 8 Enterprise Bonds 6 4 Convertible Bonds 7 6 Secondary-Issuing 2 1 T-Bonds

40 China Securities Depository and Clearing Corporation Limited Shanghai Shenzhen Enterprise Bonds 0 0 Convertible Bonds 0 0 Par Value of Bonds Issuing 100 Mil First issuing T-Bonds Enterprise Bonds Convertible Bonds Secondary-Issuing T-Bonds Enterprise Bonds Convertible Bonds Number of Funds Issuing First Issuing Secondary-Issuing Par Value of Funds Issuing 100 Mil First Issuing Secondary-Issuing

41 4.3A 2004 New Issued Stocks in 2004 Code Name of Stocks Issuing Method Issuing Register Date Total Issued Capitalization 10,000 Negotiable Capitalization 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

42 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Issuing Method Issuing Register Date Total Issued Capitalization 10,000 Negotiable Capitalization 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

43 4.3B 2004 New Issued Stocks in 2004 Code Name of Stocks Issuing Method Issuing Register Date Total Issued Capita lization 10,000 Negotiable Capitaliz ation 10, TCL

44 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Issuing Method Issuing Register Date Total Issued Capita lization 10,000 Negotiable Capitaliz ation 10,

45 4.4a 2004 New Issued Bonds in Shanghai in 2004 Code Name of Bond Listed Volume % Interest Rate % Maturity Date Listing Date ,570,000, ,171,200, ,861,100, ,695,000, ,286,000, ,403,350, ,240,000, ,028,000, ,097,083, ,000, ,360, ,200, ,000, ,500, ,800,000, ,500,000, ,250,000, ,000, ,000, ,000, ,200,000,

46 China Securities Depository and Clearing Corporation Limited 4.4b 2004 New Issued Bonds in Shenzhen in 2004 % ,000, ,000, ,000, ,000, ,000, ,7000, ,000, ,2000, ,000, ,445, ,300, ,267, ,000, ,000,000, ,000, ,000,000, ,000,000, ,990,000,

47 Regional Distribution of Stocks Issued in 2004 Shanghai Total Issued Capitalization Number of Stock Issuers Area 10,000 Change End of 2003 Change End of 2003 Shenzhen Number of Stock Issuers Change End of 2003 Total Issued Capitalization 10,000 Change End of , ,106, , , , ,874, , ,227, , , , , , , , , ,397, , ,088, , , , , , , , , , , , , , , , , , , , , , ,012, , , ,776, , , , , , , , , , , ,181, , , , , , , , , , ,193, , , , , , , , , , , , , ,148, , , , , , , , , , , , ,229, , , , , , ,677, , , , ,187, , , , , , , , , , , , , , ,660, , , , , , , , , , ,204, ,015, ,590, ,110, A B 41

48 China Securities Depository and Clearing Corporation Limited Capitalization Structure in 2004 No.at the Beginning of 2004 % First Issuing Secondar y-issuing Change Right Issuing Bonus Shares No.at the End % of 2004 Others Total Capitalization 417, , , , , , , , , , , , Negotiable Shares 115, , , , , , Listed Shares A A-shares 106, , , , , , B B-shares 9, , Non-listed Shares 1, , A A-shares 1, B B-shares Shan 300, , , , Non-negotiable ghai Shares State-owned Shares 145, , , , State-owned Legal Person s Shares 103, , , , Domestic Legal Person s Shares 46, , , , Foreign Legal Person s Shares 3, , Staff Shares Perference Shares Total Capitalization Shen zhen Negotiable Shares

49 No.at the Beginning of 2004 % First Issuing Secondar y-issuing Change Right Issuing Bonus Shares No.at the End % of 2004 Others Listed Shares A A-shares B B-shares Non-listed Shares A A-shares B B-shares Non-negotiable Shen Shares zhen State-owned Shares State-owned Legal Person s Shares Domestic Legal Person s Shares Foreign Legal Person s Shares Staff Shares B 43

50 China Securities Depository and Clearing Corporation Limited Securities Pledge in 2004 Shanghai Shenzhen Total Par Value of Securities Pledged by the End of ,000 Number of Pledges Number of Pledge Release Number of Securities Pledged by the end of ,255, ,670, ,926, ,946 3,286 6,232 5,809 1,044 6,

51 Securities Freezed in 2004 Shanghai Shenzhen Total Par Value of Securities Freezed by the end of 2004 No. of Accounts Freezed by the end of 2004 Number of Freezing Number of Freezing Release 546, , ,467, , ,122 2,043 6,454 8,497 2,047 5,708 7,755 Number of Securities freezed by the end of

52 China Securities Depository and Clearing Corporation Limited Dividend Distribution of Listed Companies Items Shanghai Shenzhen A A Share Dividend Distribution by SD&C Number of Listed Companies with Dividend Distribution Shares Involved in Dividend 36,225, ,265, ,462, ,046, Distribution 10,000 Total Amount of Dividend 3,585, , ,132, ,447, ,000 Negotiable Shares Non-negotiable Shares Average Dividend pershare 843, , , ,742, , , , B B Share Dividend Distribution by SD&C Number of Listed Companies of Dividend Distribution Shares of Dividend 447, , , , Distribution 10,000 / Total dividend $USD10,000/ $HKD10,000 6, , , , / Average Dividend per share $USD/$HKD = * 46

53 4.10a 2004 Summary for Dividend Distribution of Listed Companies in Shanghai in 2004 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

54 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , , ,

55 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , , , , ,

56 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , ,

57 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , ,

58 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , ,

59 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , ,

60 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , ,

61 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , ,

62 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , , , , , , ,

63 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , ,

64 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , ,

65 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , B B B B B B B B B B B B B B B B B B B , B = * B 59

66 China Securities Depository and Clearing Corporation Limited 4.10b 2004 Summary for Dividend Distribution of Listed Companies in Shenzhen in 2004 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, A , , A , A , , A , A , A , A , , A , A , A , , , , , , , , , , TCL , , ,

67 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , A , , , , A , , , , , A , , A , , A , , A , ,

68 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , A , , , , , , , , , , , , , , , , , , , , , , , , ,

69 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , A A , , , , , , , , , , , , ,

70 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , , A , , , , , , ,

71 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , , , , , , ,

72 China Securities Depository and Clearing Corporation Limited Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , , , , , , ,

73 Code Name of Stocks Record Data Ex-Date Dividend per Share before Tax Dividend per Share after Tax Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , ,

74 China Securities Depository and Clearing Corporation Limited 4.11a 2004 Summary for Bonus Share of Listed Companies in Shanghai in 2004 Name of Stocks Code 10 Bonus Shares per 10 Shares Record Data Ex-Date Listed Date of Bonus Share Total Bonus Shares 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

75 Name of Stocks Code 10 Bonus Shares per 10 Shares Record Data Ex-Date Listed Date of Bonus Share Total Bonus Shares 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

76 China Securities Depository and Clearing Corporation Limited Name of Stocks Code 10 Bonus Shares per 10 Shares Record Data Ex-Date Listed Date of Bonus Share Total Bonus Shares 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

77 Name of Stocks Code 10 Bonus Shares per 10 Shares Record Data Ex-Date Listed Date of Bonus Share Total Bonus Shares 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

78 China Securities Depository and Clearing Corporation Limited Name of Stocks Code 10 Bonus Shares per 10 Shares Record Data Ex-Date Listed Date of Bonus Share Total Bonus Shares 10, , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

79 Name of Stocks Code 10 Bonus Shares per 10 Shares Record Data Ex-Date Listed Date of Bonus Share Total Bonus Shares 10, , , , , , , , , B , B , B , B , B , B , B ,

80 China Securities Depository and Clearing Corporation Limited 4.11b 2004 Summary for Bonus Share of Listed Companies in Shenzhen in 2004 Name of Stocks Code 10 Record Data Ex-Date Libsted Date of Total Bonus Sharbes Bonus Shares per 10 Shares Bonus Share 10, A , A , , , A , , A , , , , , , , , , , , , , A , , , , , , , , , , ,

81 Name of Stocks Code 10 Record Data Ex-Date Libsted Date of Total Bonus Sharbes Bonus Shares per 10 Shares Bonus Share 10, , , , , , , , , A , , , , , , , , , , , , , , , , , , , , , , , ,

82 China Securities Depository and Clearing Corporation Limited Name of Stocks Code 10 Record Data Ex-Date Libsted Date of Total Bonus Sharbes Bonus Shares per 10 Shares Bonus Share 10, , , , , , , , , , , , , , , , , , ,

83 4.12a 2004 Summary for Rights Issuing of Listed Companies in Shanghai in 2004 Name of Stocks Code % Record Data Purchase Date Rights Issuing 10,000 Actual Purchase 10,000 Non Purchase 10,000 Purchase Ratio , , , , , , , , , , , , , , , , , , , , , , = / *100 77

84 China Securities Depository and Clearing Corporation Limited 4.12b 2004 Summary for Rights Issuing of Listed Companies in Shenzhen in 2004 Code % Name of Stocks Record Data Purchase Date Purchase Ratio Rights Issuing 10,000 Actual Purchase 10,000 Non-Purchase 10, A = / *100 78

85 Dividend Distribution of Securities Investement Funds Shanghai Shenzhen Year Number of Securities Investement Funds of Dividend Distribution Par Value of Securities Investement Funds of Dividend Distribution 100Mil Total Dividend Distribution 100Mil Average Dividend Distribution per Share = * 79

86 China Securities Depository and Clearing Corporation Limited Summary for Dividend Distribution of Securities Investement Funds in 2004 Code Name of Securities Investement Funds Dividend Distribution per Share Record Data Dividend Distribution Date Total Dividend 10, , , , , , , , , , , , , , , , , , , , , ,

87 Repayment of Principal and Interest of Bonds Shanghai Shenzhen Year Number of Repayment Principal and Interest T-Bonds Enterprise Bonds Convertible Bonds Repayment Principal and Interest 10,000 2,152, ,323, , , T-Bonds 1,706, ,087, , , Enterprise Bonds 443, , , , Convertible Bonds 1, , , ,

88 China Securities Depository and Clearing Corporation Limited 4.16a 2004 Summary for Repayment of Principal and Interest of Bonds in Shanghai in 2004 Name of Bonds Code Category Repayment per 100 yuan Record Data Repayment Date Total Repayment 10, , , , , , , , , , , , , , , , , , , , , , , , , ,

89 Name of Bonds Code Category Repayment per 100 yuan Record Data Repayment Date Total Repayment 10, , , , , , , , , , , , , , , , , , , , , , , , , , ,

90 China Securities Depository and Clearing Corporation Limited 4.16b 2004 Summary for Repayment of Principal and Interest of Bonds in Shenzhen in 2004 Code Name of Bonds Category Repayment per 100 yuan -- Record Data -- Repayment Date Total Repayment 10, , , , , , , , , , ,

91 Shareholder Book Inquiring 2004 Shanghai Shenzhen Total A Inquiry Times for A-share Shareholder Book B Inquiry Times for B-share Shareholder Book 14,896 7,876 22, ,103 Total 15,164 8,711 23,875 85

92 China Securities Depository and Clearing Corporation Limited Participants of Securities Depository Systems 86

93 Securities in Custody Year Number of Securities in Custody 1,524 1,640 Stocks 1,382 1, A A share 1,271 1, B B share Bonds T-Bonds Enterprise Bonds Convertible Bonds Close Securities Investment Funds Par Value of Securities in Custody 100Mil. 10, , Stocks 6, , Negotiable hares 1, , A A share 1, , B B share Non-negotiable Shares 4, , Bonds 4, , T-Bonds 3, , Enterprise Bonds Convertible Bonds Close Securities Investment Funds Market Value of Negotiable Securities in Custody 100Mil. 18, , Stocks 13, , A A-share 12, , B B-share Bonds 4, , T-Bonds 3, , Enterprise Bonds Convertible Bonds Close Securities Investment Funds A B A B A H B B

94 China Securities Depository and Clearing Corporation Limited A B 20 Securities Value in Custody of Top 20 Participants 2004 Including A-Share B-Share Close Securities Investment Fund and Bonds No. Shanghai % Total Value Name of Participants Ratio 100Mil. Shenzhen % Total Value Name of Participants Ratio 100Mil Total 5, A B A B B

95 A 20 A Share s Value in Custody of Top 20 Participants 2004 No. Shanghai Total Value Name of Participants 100Mil. % Ratio Shenzhen % Total Value Name of Participants Ratio 100Mil Total 3, , A A A A 89

96 China Securities Depository and Clearing Corporation Limited B 20 B Share s Value in Custody of Top 20 Participants 2004 No. Shanghai Total Value Name of Participants $USD10,000 % Ratio Shenzhen % Total Value Name of Participants Ratio $KHD10, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , Total 272, ,773, B B B B 90

97 Bonds Value in Custody of Top 20 Participants 2004 No. Shanghai % Total Value Name of Participants Ratio 100Mil. Shenzhen % Total Value Name of Participants Ratio 100Mil QFII QFII QFII Total 1,

98 China Securities Depository and Clearing Corporation Limited Securities Investment Funds Value in Custody of Top 20 Participants 2004 No. Shanghai % Total Value Name of Participants Ratio 100Mil. Shenzhen % Total Value Name of Participants Ratio 100Mil Total

99 Regional Distribution of Negotiable Share s Market Value in Custody 2004 Shanghai Shenzhen A Area A Share s Market Value 100Mil. % Ratio B % B Share s Ratio Market Value $USD10,000 A A Share s % Market Value 100Mil. B B Share s Market Value $HKD10,000 % Ratio , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,531, , ,

100 China Securities Depository and Clearing Corporation Limited Shanghai Shenzhen A Area A Share s Market Value 100Mil. % Ratio B % B Share s Ratio Market Value $USD10,000 A A Share s % Market Value 100Mil. B B Share s Market Value $HKD10,000 % Ratio , , , , , , , , , , / , Total 7, , , ,666, A / B / / 94

101 / Changes of Designated Brokers in 2004 Shanghai Shenzhen Total / Number of Changes unit:10,000 / Par Value of Changes 100Mil , / Maket Value of Changes 100Mil. 2, , A B 95

102 China Securities Depository and Clearing Corporation Limited Participants of Securities Settlement Systems 96

103 Number of Participants Shanghai Shenzhen Year Number of Domestic Participants Securities Companies Trust Companies Custodian Banks Others B Number of Foreign Participators Securities Companies Custodian Banks

104 China Securities Depository and Clearing Corporation Limited Cash Settlement of Participaants Shanghai Shenzhen I I % II % Net Settlement % II % Gross Settlement Value 100 Mil. Net Settlemen t Value 100 Mil. Efficienc y of Settleme nt I Efficiency of Settlemen t II Gross Settlement Value 100 Mil. Value 100 Mil. Efficiency of Settlement I Efficiency of Settlement II , , , , RMB US Dollar Hongkong Dollar , RMB 255, , , , US Dollar Hongkong Dollar I=1- / II=1- + / I=1- / II=1- + / 98

105 RMB Net Settlement Value of Top 20 Participants 2004 Shanghai Shenzhen No. Net Settlement Value Name of Participants 10,000 % Ratio Net Settlement Value Name of Participants 10,000 % Ratio 1 18,815, ,946, ,979, ,510, ,804, ,529, ,881, ,930, ,930, ,298, ,475, ,110, ,066, ,107, ,985, ,046, ,842, ,991, ,738, ,920, ,473, ,591, ,198, ,521, ,173, ,487, ,159, ,457, ,428, ,426, ,026, ,401, ,853, ,360, ,682, ,306, ,641, ,173, ,629, ,017,

106 China Securities Depository and Clearing Corporation Limited US Dollar Net Settlement Value of Top 20 Participants 2004 No. Shanghai Name of Participants Net Settlement Value $USD10,000 % Ratio Shenzhen Name of Participants Net Settlement Value $USD10,000 % Ratio 1 5, , , , , , , , , , , , , , , , , , , ,

107 HongKong Dollar Net Settlement Value of Top 20 Participants 2004 Name of Participants Net Settlement Value $HKD10,000 % Ratio 1 275, , , , , , , , , , , , , , , , , , , ,

108 China Securities Depository and Clearing Corporation Limited 1 A B 2 A B 3 A B 4 A B A B QFII 12 / I=1- / II=1- + / I=1- / II=1- + / 102

109 Defination Number of Accounts Opening: Refer to number of accounts opened by investors before the final term of some period, including accounts opened on A Shares, B Shares and Close Securities Investment Funds. Number of New Accounts Opened: The number of accounts opened during a particular period, including new accounts opened on A Shares, B Shares and Close Securities Investment Funds. Number of Accounts Closed: Refer to the number of accounts closed by investors or cleared by other reasons, including accounts cancelled or cleared in A Shares, B Shares and Close Securities Investment Funds. Number of New Accounts Closed: The number of accounts closed during a particular period, including existing accounts closed on A Shares, B Shares and Close Securities Investment Funds. Number of Accounts at the Final Term: Refers to number of accounts available for investors in market, which equals to number of accounts closed subtracts from number of accounts opened. Account-opening Agencies: Refer to institutions as legal persons that sign the account-opening agency agreement, including Home banks and Provincial branches of bank already signed the agreement. Account-openingAgency Offices:Including offices of securities companies and savings offices. Securities in Custody: Refer to securities that have been registered by thesd&c, including those are not yet listed in stock exchanges and those have been delisted but still registered, including A-share, B-share, T-Bond, Enterprise Bond, Convertible bond Close Securities Investment Funds, except Open Securities Investment Funds and Bond Repo. Securities Investment Fund: Including Close Securities Investment Fund and Open Securities Investment Fund. Social Security Fund: Including National Security Fund, Regional Security Fund and Supplementary Pension. Institution: Refer to institutions besides securities companies, security investment fund, social security fund and QFII, including banks, trust investment companies, insurance companies, fund management companies, other financial companies, corporations, enterprises, departments, juridical association and agents. Changes of Designated Brokers: It is named Tran-custody in Shenzhen Market, and Change of Designation in Shanghai Market. Tran-custody refers to the action that investors transfer their securities from a broker to another broker. Change of Designation refers to the action that investors transfer their securities accounts from a designated broker to another re-designated broker. X Participants of Settlement: Refer to securities companies, trust investment companies, custody bank and other institutions which are all legal persons. XIV Gross settlement Value: It is the figure by adding up the absolute value of receivables and payable, which are calculated separately by currencies in all settlement items during the statistics term. 103

110 China Securities Depository and Clearing Corporation Limited XV Net Settlement Value: It is the figure by adding up the absolute value of net receivables and net payable, which are calculated by daily nettings of each settlement account during the statistics term. XVI Efficiency of Settlement: Efficiency of RMB Settlement I = 1- Net Settlement Value in Secondary Market/Gross Settlement Value in Secondary Market; Efficiency of RMB Settlement II=1- Net Settlement Value in Secondary Market+ Gross Settlement Value in First Market / Gross Settlement Value; Efficiency of US Dollar Settlement I=1- Net Settlement Value on a net basis/ Gross Settlement Value on a net basis; Efficiency of US Dollar Settlement II=1- Net Settlement Value on a net basis+ Gross Settlement Value on a trade by trade / Gross Settlement Value. 104