untitled

Size: px

Start display at page:

Download "untitled"

闽霆班
7 years ago
Views:

2 (852) (852) info@hkex.com.hk 2

3 3

4 (852) (852) i

5 ii

7 (OTEP) (OBEP) OTEP HKATSOBEPOTEP options_c.htm (OTEP/OBEP) 2

8 I

9 II 4

10 1.3 (CCASS) (DCASS) (DCASS) 2.3 II 5

11 1.4 III 6

12 * (i) (ii) (*2.3 7

14 London Metal Exchange LME LME LME 24 LME LME LME 9

15 46%(13%)18% (12%)(11%) (27%)

16 IV VI 11

17 % VI

18 (A) (AMS/3) (i) (AMS/3) AMS/ AMS/3 AMS/3AMS/3 AMS/3 (OCG) (SDNet/2) (SDNet/2) (SDNet/2) (HG) (OG) (OG) (BSS) (MWS) 13

19 (ii) AMS/3 (OG) (OCG) III.A OG OGAMS/3 OG OCG OGOCG OCGAMS/3 OCG OG OCG OG OCG 14

20 OG OG 1) (MWS) MWS WindowsMWS MWS 2) (BSS) BSS OCGOCG 1) (NSTD) NSTDWindows NSTDMWSNSTD NSTD 2) (BSS) BSS 15

21 (B) (i) (IEP) IEP IEP IEP V 16

22 (ii) AMS AMS/3 AMS/3IEP IEP IEPIEP IEP IEPIEP IEPIEP AMS/3 AMS/3 (i)(ii) 17

23 (iii) AMS/3 V 18

24 (iv) (SMM) SMM i) ii) iii) iv) 19

25 2.2.2 (A) HKATS (HKATS) (i) HKATS HKATS HKATS HKATS Click Click API API Click Click API API (ii) Click Click Trade HKATS Click

26 (API) APIHKATS API API HKATS (iii) HKATS(SDNet Lines) HKATS III API (B) (i) (COP) H 21

27 COP COP COP COP COP COP COP COP HKATS COP COP COP COP V (ii) 22

28 HKATS HKATS VII (iii) HKATS (iv) (QR)(CQ) QR CQ 70% QR VIII 23

29 (A) (CCASS) AMS/3 (B) CCASS CCASS CCASS CCASS CCASS (C) CCASSCCASS (PG) CCASSSDNet CCASSSDNet(Frame Relay) TCP/IP (i) CCASS CCASSCCASSCCASS 24

30 (ii) (PG) PG CCASSCCASS (D) CCASS CCASS (E) (i) CCASS(i) (ii) (SI) (iii) (ISI) (iv)(seoch) (EOT) (T)AMS 3 CCASS(T)CCASS T+1 CCASS (CNS) (IT) CNS SICCASS SI ISI EOT CCASS CCASSEOT 25

31 (ii) T+2 (DI) CCASS T+2 CCASS T+3 SI DI SI ISIISI CCASS DI CCASS (CNS) (DVP) CCASSDVP (HKICL) SI ISI(FOP) DVP (RDP) RDPSI ISI CCASSHKICL HKICL 26

32 (1) (1) (2a) (2b) (3) (2a) (2b) (3) (2a) (2b) (3) (3) (4) (1) (AMS/3) (2a) CNS HKICL (2b) IT CCASS (3) SI (4) ISIISI DVP RDP FOPISI 27

33 (iii) (TPC) TPCCCASS TPCCCASS CCASS CCASS (F) CNS CNS CNS CNS III CCASS (G) VI 28

34 2.3.2 (A) (B) DCASS (DCASS) DCASS DCASS DCASS (CCMS) CCMS DCASSHKATS DCASS HKATS DCASS(CDB) API HKATS DCASS CCMS API HKATS DCASS 29

35 (C) DCASSAPI DCASS DCASS (i) DCASS DCASSDCASSOM SDNet DCASS (ii) (API) DCASS API DCASS (D) (CMU) EOT (E) HKATS (i) II 30

36 (ii) (PRiME) (SPAN 1 ) PRiME SPAN (iii) (iv) II (F) VI 1 SPAN 31

37 2.4 (OMD)OMD OMD (HKEx- IS) HKEx-IS (AMS OG)(HKATS OAPI NG)OMD OMD (OMD-C 1 ) (OMD-D 2 ) a. (OMD-C) OMD-C OMD-C (Securities Standard, SS) (Securities Premium, SP)(Securities FullTick, SF) 1. (SS) 2,000 (10 2. (SP) 40,000 (10 3. (SF) 60,000 1 OMD-C OMD-C SS 2 OMD-D 2014 OMD-DPRS PRS Plus5 32

38 b. (OMD-D) OMD-D OMD-D(Derivatives Standard, DS) (Derivatives Premium, DP)(Derivatives FullTick, DF) 1. (DS) 80,000 (10 2. (DP) 130, (DF) 130,000 (10 +1) OMD-D 33

39 ,200 6kVA (LEED) (Marketplace) 34

40 2.5.4 (HSN) (ESN) (XCN) (HSTN) (Orion Market Data)(Orion Central Gateway) Genium

41 AMS AMS/3 API BSS CCASS CCMS CDB CNS COP CQ DCASS DI DVP HKATSDCASS HKATS DCASS CNS CCASS 36

42 FOP HKATS HKICL IEP ISI IT MWS OCG OG CCASS HKATS Windows 37

43 OMD PG QR RDP SI SMM T TPC CCASS CCASS HKATS SI ISI CCASS CCASS 38

39898.indb

39898.indb 1988 4 1998 12 1990 5 40 70.................................................. 40.............................................................. 70..............................................................