行業分佈 (%) 地區分佈 (%) 金融資訊科技消費必需品能源物料通訊服務 房地產 公用事業 可選消費品 工業 健康護理 現金及其他

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1 滙豐環球投資基金 - 亞太收益增長股票 H 股份類別 2018 年 10 月 31 日 31/10/2018 風險披露 本基金主要投資於亞太區股票 ( 日本除外 ) 本基金涉及與投資於新興市場有關的風險 本基金可透過各項市場准入計劃及中國 A 股連接產品投資於中國在岸證券 該等投資涉及額外風險, 包括與中國稅務規則和慣例有關的風險 由於本基金的基本貨幣 投資及份額類別可按不同的貨幣計值, 故此, 外匯管制及匯率波動可能對投資者構成不利影響 並不保證有關份額類別的貨幣對沖策略可達致其預期效果 本基金可從資本中或未扣除開支前撥付股息 派息不獲保證及會導致資本蠶食及資產淨值減少 本基金可投資於金融衍生工具作投資用途, 可能使本基金的資產淨值較波動 本基金之投資可能涉及重大的信貸 貨幣 波動性 流動性 利率 稅務及政治風險 投資者投資於本基金可能蒙受重大損失 基金產品並不等同於定期存款 投資者不應僅就此文件提供之資料作出投資決定, 而應細閱本基金之銷售文件 基金投資目標及策略投資目標本基金旨在同時提供股息收益和總回報 ( 指資本增長及收益 ) 為此, 其投資亞太 ( 日本除外 ) 公司的股票 ( 或類似於股票的證券 ) 在正常市況下, 本基金至少將其資產的 90% 投資於駐於亞洲或在亞洲開展大部分業務的公司的股票 投資策略本基金投資亞洲的成熟及新興市場, 旨在產生高於摩根士丹利所有國家亞太 ( 日本除外 ) 淨回報指數的股息收益率 本基金持有的公司並無市值限制 本基金投資中國 A 股及中國 B 股的上限是其資產的 50% 本基金最多可將其資產的 10% 投資於其他基金 請參閱基金說明書, 了解關於投資目標及衍生工具使用的完整說明 基金表現 (%) 派息頻率 每月 參考基準 交易頻率最低初始認購額 每日美元 1,000 年度回報表現 (%)² 首次認購費最高達 4.76% 管理費 1.50% 基本貨幣 美元 參考基準 註冊地 盧森堡 3 年風險衡量指標 年初至今 是派息 LU 年 6 月 3 日美元 8.75 美元 280,551,403 波幅 13.3% 13.7% 持倉數量 ( 不包括現基金規模 追踪誤差 3.0% - 金 ) 彭博代號 HSASAMU LX 資訊比率 貝他值 個月 3 個月 1 年 3 年 ¹ 5 年 ¹ 參考基準投資組合特點基金 平均市值 ( 美元百萬 ) 參考基準 64,801 67,755 過去的業績並不代表將來的表現 表現以股份類別基本貨幣計算, 資產淨值對資產淨值, 將股息再作投資, 並已扣除費用 如投資業績非以港元或美元計算, 以港元或美元作投資的投資者須承受匯率波動的風險 資料來源 : 滙豐環球投資管理, 數據截至 2018 年 10 月 31 日 股份類別詳情 UCITS V 合規派息類型 ISIN 代號股份類別成立日期每股資產淨值 參考基準 基金經理 摩根士丹利所有國家亞太區 ( 日本除外 ) 淨回報指數 Michele Mak Sanjiv Duggal Tian Chen 1 當計算期超過一年, 業績為累積表現 2 如股份類別成立少於五年, 其首年年度表現為成立日至年底 對本基金表現可能有重大影響的變動 :2016 年 6 月 20 日 - 更改投資目標 從此處下載銷售文件 s/english/amhk_hgif.pdf

2 行業分佈 (%) 地區分佈 (%) 金融資訊科技消費必需品能源物料通訊服務 房地產 公用事業 可選消費品 工業 健康護理 現金及其他 中國澳洲台灣香港韓國新加坡印度馬來西亞新西蘭泰國現金及其他 參考基準 參考基準 十大持倉 (%) 地區股票行業比重 (%) Taiwan Semiconductor Co Ltd BHP Billiton Ltd Rio Tinto PLC Link REIT/The CNOOC Ltd Mega Financial Holding Co Ltd President Chain Store Corp Tenaga Nasional Bhd Spark New Zealand Ltd China Construction Bank Corp 資料來源 : 滙豐環球投資管理, 數據截至 2018 年 10 月 31 日 台灣 資訊科技 6.60 澳洲 物料 4.40 澳洲 物料 3.33 香港 房地產 3.23 中國 能源 3.16 台灣 金融 3.12 台灣 消費必需品 3.10 馬來西亞 公用事業 3.01 新西蘭 通訊服務 3.01 中國 金融 3.00 指數免責聲明資料來源 :MSCI MSCI 數據僅可供經理人內部使用, 不得以任何形式複製或再傳播, 亦不得用作任何金融工具或產品或指數的基礎或作為其成分 MSCI 數據不擬構成投資意見或作出 ( 或不作出 ) 任何種類投資決定的建議, 故不得加以依賴 歷史數據和分析不應被視作任何未來表現分析 預測或預估的指示或保證 MSCI 數據乃以 按原狀 的基礎提供, 而使用此等數據的人士需承擔任何使用此等數據的全部風險 MSCI 其聯屬機構及曾參與或涉及編制 計算或創造任何 MSCI 數據的他方 ( 統稱 MSCI 有關各方 ) 各自特此明確就此等數據的所有保證 ( 包括但不限於此等數據的原創性 準確性 完整性 適時性 非侵權性 適銷性及任何特定用途的適用性 ) 作出免責聲明 不受限於前述的情況,MSCI 有關各方在任何情況下不會有任何直接的 間接的 特殊的 附帶性的 懲罰性的 相應性的 ( 包括但不限於利益損失 ) 或其他任何損害賠償的責任 (

3 重要資訊本文件只提供一般性資料, 並不針對任何可能收到本文件的人士的具體投資目標 財務狀況和特別需求 在此表達之意見可因應情況修改而不作另行通知 本文件並非銷售文件, 且不構成建議 要約出售或招攬購買或認購任何投資 本文件所載任何預測 預計或目標僅供説明用途, 且並非任何形式的保證 滙豐環球投資管理 ( 香港 ) 有限公司 ( 滙豐環球投資管理 ) 就預測 預計或目標未能達成概不承擔任何責任 本文件內的資料乃取自滙豐環球投資管理合理地相信可靠的來源 然而, 無論明示或暗示, 滙豐環球投資管理不保證 擔保或代表本文件內該等資料的準確性 有效性或完整性 投資附帶風險, 過去的業績並不代表將來的表現 請參閱銷售文件以便獲取其它資料, 包括風險因素 此文件並未經證券及期貨事務監察委員會批閱 版權 HSBC Global Asset Management (Hong Kong) Limited ( 滙豐環球投資管理 ( 香港 ) 有限公司 )2018 版權所有 本文件由 HSBC Global Asset Management (Hong Kong) Limited ( 滙豐環球投資管理 ( 香港 ) 有限公司 ) 刊發

4 滙豐環球投資基金 - 亞太收益增長股票 補充資料 2018 年 10 月 31 日 股份類別基本貨幣派息頻率除息日 HKD HKD 美元美元美元美元美元美元美元美元美元美元美元美元港元港元 每股股息 年化股息率 ( 派息不獲保證及可從股本中分派 ) 每月 2018 年 10 月 31 日 % 每月 2018 年 9 月 28 日 % 每月 2018 年 8 月 29 日 % 每月 2018 年 7 月 26 日 % 每月 2018 年 6 月 29 日 % 每月 2018 年 5 月 25 日 % 每月 2018 年 4 月 27 日 % 每月 2018 年 3 月 28 日 % 每月 2018 年 2 月 28 日 % 每月 2018 年 1 月 30 日 % 每月 2017 年 12 月 28 日 % 每月 2017 年 11 月 30 日 % 每月 2018 年 10 月 31 日 % 每月 2018 年 9 月 28 日 % HKD 港元 每月 2018 年 8 月 29 日 % HKD 港元 每月 2018 年 7 月 26 日 % HKD 港元 每月 2018 年 6 月 29 日 % HKD 港元 每月 2018 年 5 月 25 日 % HKD 港元 每月 2018 年 4 月 27 日 % HKD 港元 每月 2018 年 3 月 28 日 % HKD 港元 每月 2018 年 2 月 28 日 % HKD 港元 每月 2018 年 1 月 30 日 % HKD 港元 每月 2017 年 12 月 28 日 % HKD 港元 每月 2017 年 11 月 30 日 % AM3ORMB 離岸人民幣 每月 2018 年 10 月 31 日 % AM3ORMB 離岸人民幣 每月 2018 年 9 月 28 日 % AM3ORMB 離岸人民幣 每月 2018 年 8 月 29 日 % AM3ORMB 離岸人民幣 每月 2018 年 7 月 26 日 % AM3ORMB 離岸人民幣 每月 2018 年 6 月 29 日 % AM3ORMB 離岸人民幣 每月 2018 年 5 月 25 日 % AS 美元 每半年 2018 年 7 月 26 日 % AS 美元 每半年 2018 年 1 月 30 日 % 以上表格只提供過去 12 個月內最近的股息資料 派息不獲保證及可從股本中分派, 導致資本侵蝕以及資產淨值的減少 正股息派發不代表正 回報 過去的支付收益率和付款不代表未來的支付收益率和付款 歷史付款可以包括分配的收入和資本 年化股息率的計算方法 :( 股息 除息日的基金每股淨值價格 )x n n 視乎派息頻率 每年派息為 1; 每半年派息為 2; 每季派息為 4; 每月派息為 12 年化股息率乃基於在有關日期的股息並將股息再作投資計算, 可能高於或低過實際全年派息率

5 HSBC Global Investment Funds - Asia Pacific ex Japan Equity High Dividend Share Class 31 Oct Oct 2018 Risk Disclosure The Fund invests mainly in Asia Pacific equities (excluding Japan). The Fund is subject to the risks of investing in emerging markets. The Fund may invest in onshore Chinese securities through various market access schemes and China A-shares Access Products. Such investments involve additional risks, including the risks associated with China s tax rules and practices. Because the Fund s base currency, investments and classes may be denominated in different currencies, investors may be affected adversely by exchange controls and exchange rate fluctuations. There is no guarantee that the currency hedging strategy applied to the relevant classes will achieve its desired result. The Fund may pay dividends out of capital or gross of expenses. Dividend is not guaranteed and may result in capital erosion and reduction in net asset value. The Fund may invest in financial derivative instruments for investment purpose which may lead to higher volatility to its net asset value. The Fund s investments may involve substantial credit, currency, volatility, liquidity, interest rate, tax and political risks. Investors may suffer substantial loss of their investments in the Fund. Unit trusts are NOT equivalent to time deposits. Investors should not invest in the Fund solely based on the information provided in this document and should read the offering document of the Fund for details. H Fund Objective and Strategy Investment Objective The Fund aims to provide both dividend yield and total return (meaning capital growth and income). It does this by investing in the shares (or securities that are similar to shares) of Asia-Pacific (excluding Japan) companies. In normal market conditions, the Fund invests at least 90% of its assets in the shares of companies that are based in, or carry out most of their business in, Asia. Investment Strategy The Fund invests in both developed and emerging markets in Asia and aims to generate a dividend yield that is higher than the MSCI AC Asia Pacific ex Japan Net index. There aren t restrictions on the market values of the companies held in the Fund. The Fund's maximum exposure to China A-shares and China B-shares is 50% of its assets. The Fund may invest up to 10% of its assets into other funds. See the Prospectus for a full description of the investment objectives and derivative usage. Share Class Details Performance (%) YTD 1M 3M 1Y 3Y¹ 5Y¹ UCITS V Compliant Yes Distribution Type Distributing Distribution Frequency Monthly Reference Benchmark Volatility Beta Fund Size Bloomberg Ticker Daily 1, % 1.50% Calendar Year Performance (%)² Base Currency Domicile Luxembourg Reference Benchmark 3-Year Risk Measures Tracking Error Information Ratio % 13.7% 3.0% Number of Holdings ex Cash Avg Market Cap ( mil) Past performance is not an indicator of future returns. The figures are calculated in the share class base currency, NAV to NAV basis with dividend reinvested, net of fees. If investment performance is not denominated in HKD or, HKD or based investors are exposed to exchange rate fluctuations. Source: HSBC Global Asset Management, data as at 31 October Reference Benchmark Characteristics Fund Reference Benchmark ,801 67,755 Dealing Frequency Min. Initial Investment Max. Initial Charge Management Fee ISIN Inception Date NAV per Share Reference Benchmark Manager LU Jun ,551,403 HSASAMU LX MSCI AC Asia Pacific ex Japan Net Michele Mak Sanjiv Duggal Tian Chen 1 Result is cumulative when calculation period is over one year. 2 The calendar year return of the first year is calculated between share class inception date and calendar year end of first year if the share class has less than 5-year history. Fund change that may have material impact on performance: 20 Jun 2016 investment objective changed. To download the offering documents from ts/english/amhk_hgif.pdf

6 Sector Allocation (%) Geographical Allocation (%) Financials Information Technology Consumer Staples Energy Materials Telecommunication Services Real Estate Utilities Consumer Discretionary Industrials Health Care Cash & Others China Australia Taiwan Hong Kong South Korea Singapore India Malaysia New Zealand Thailand Cash & Others Reference Benchmark Reference Benchmark Top 10 Holdings (%) Location Sector Weight (%) Taiwan Semiconductor Co Ltd Taiwan Information Technology 6.60 BHP Billiton Ltd Australia Materials 4.40 Rio Tinto PLC Australia Materials 3.33 Link REIT/The Hong Kong Real Estate 3.23 CNOOC Ltd China Energy 3.16 Mega Financial Holding Co Ltd Taiwan Financials 3.12 President Chain Store Corp Taiwan Consumer Staples 3.10 Tenaga Nasional Bhd Malaysia Utilities 3.01 Spark New Zealand Ltd New Zealand Telecommunication Services 3.01 China Construction Bank Corp China Financials 3.00 Source: HSBC Global Asset Management, data as at 31 October 2018 Index Disclaimer Source: MSCI. The MSCI information may only be used for your internal use, may not be reproduced or redisseminated in any form and may not be used as a basis for or a component of any financial instruments or products or indices. None of the MSCI information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision and may not be relied on as such. Historical data and analysis should not be taken as an indication or guarantee of any future performance analysis, forecast or prediction. The MSCI information is provided on an as is basis and the user of this information assumes the entire risk of any use made of this information. MSCI, each of its affiliates and each other person involved in or related to compiling, computing or creating any MSCI information (collectively, the MSCI Parties ) expressly disclaims all warranties (including, without limitation, any warranties of originality, accuracy, completeness, timeliness, non-infringement, merchantability and fitness for a particular purpose) with respect to this information. Without limiting any of the foregoing, in no event shall any MSCI Party have any liability for any direct, indirect, special, incidental, punitive, consequential (including, without limitation, lost profits) or any other damages. (

7 Important Information This document is prepared for general information purposes only and does not have any regard to the specific investment objectives, financial situation and the particular needs of any specific person who may receive it. Any views and opinions expressed are subject to change without notice. This document does not constitute an offering document and should not be construed as a recommendation, an offer to sell or the solicitation of an offer to purchase or subscribe to any investment. Any forecast, projection or target where provided is indicative only and is not guaranteed in any way. HSBC Global Asset Management (Hong Kong) Limited ( AMHK ) accepts no liability for any failure to meet such forecast, projection or target. AMHK has based this document on information obtained from sources it reasonably believes to be reliable. However, AMHK does not warrant, guarantee or represent, expressly or by implication, the accuracy, validity or completeness of such information. Investment involves risk. Past performance is not indicative of future performance. Please refer to the offering document for further details including the risk factors. This document has not been reviewed by the Securities and Futures Commission. Copyright HSBC Global Asset Management (Hong Kong) Limited All rights reserved. This document is issued by HSBC Global Asset Management (Hong Kong) Limited.

8 HSBC Global Investment Funds - Asia Pacific ex Japan Equity High Dividend Supplement Information Sheet 31 Oct 2018 Share Class HKD HKD Base Currency HKD HKD Distribution Frequency Dividend ex-date Dividend Amount Annualised Yield (Distribution is not guaranteed and may be paid out of capital) Monthly 31 Oct % Monthly 28 Sep % Monthly 29 Aug % Monthly 26 Jul % Monthly 29 Jun % Monthly 25 May % Monthly 27 Apr % Monthly 28 Mar % Monthly 28 Feb % Monthly 30 Jan % Monthly 28 Dec % Monthly 30 Nov % Monthly 31 Oct % Monthly 28 Sep % HKD HKD Monthly 29 Aug % HKD HKD Monthly 26 Jul % HKD HKD Monthly 29 Jun % HKD HKD Monthly 25 May % HKD HKD Monthly 27 Apr % HKD HKD Monthly 28 Mar % HKD HKD Monthly 28 Feb % HKD HKD Monthly 30 Jan % HKD HKD Monthly 28 Dec % HKD HKD Monthly 30 Nov % AM3ORMB CNH Monthly 31 Oct % AM3ORMB CNH Monthly 28 Sep % AM3ORMB CNH Monthly 29 Aug % AM3ORMB CNH Monthly 26 Jul % AM3ORMB CNH Monthly 29 Jun % AM3ORMB CNH Monthly 25 May % AS Semi-annually 26 Jul % AS Semi-annually 30 Jan % The above table cites the last dividend paid within the last 12 months only. Dividend is not guaranteed and may be paid out of capital, which will result in capital erosion and reduction in net asset value. A positive distribution yield does not imply a positive return. Past payout yields and payments do not represent future payout yields and payments. Historical payments may be comprised of both distributed income and capital. The calculation method of annualised yield: (dividend value / NAV per share or unit as of ex-dividend date) x n, n depends on the distributing frequency. Annually distribution is 1; semi-annually distribution is 2; quarterly distribution is 4; monthly distribution is 12. The annualised dividend yield is calculated based on the dividend distribution on the relevant date with dividend reinvested, and may be higher or lower than the actual annual dividend yield.

9 PRODUCT KEY FACTS 產品資料概要 HSBC Global Investment Funds Asia Pacific ex Japan Equity High Dividend 滙豐環球投資基金 亞太收益增長股票 November 年 11 月 This statement provides you with key information about the HSBC Global Investment Funds Asia Pacific ex Japan Equity High Dividend 本概要提供有關滙豐環球投資基金 - 亞太收益增長股票的重要資料 This statement is part of the offering document 本概要是銷售文件的一部分 You should not invest in this product based on this statement alone 投資者切勿單憑本概要作投資決定 Quick facts 基本資料 Fund manager 基金經理 HSBC Investment Funds (Luxembourg) S.A. Investment adviser 投資顧問 HSBC Global Asset Management (Hong Kong) Limited (Internal delegation, HK) / 滙豐環球投資管理 ( 香港 ) 有限公司 ( 內部委託, 香港 ) Custodian 保管人 HSBC Bank Plc, Luxembourg Branch Dealing frequency 進行交易 Daily on every dealing day / 每一個交易日 Base currency 基本貨幣 / 美元 Ongoing charges over a year Class AC / AC 類 1.85%^ 過去一年經常性開支比率 Class AS / AS 類 1.85%^ Class / 類 1.82%^ Class HKD / HKD 類 1.83%^ Class AM3ORMB / AM3ORMB 類 1.91%* Dividend policy 股息政策 Class AC- No dividends will be declared or paid; Class AS Declared semi-annually on a discretionary basis, and if declared, will be paid semiannually; Class / HKD/ AM3ORMB Declared monthly on a discretionary basis, and if declared, dividends will be paid monthly. Dividends may be paid out of the capital or effectively out of capital # of the relevant Class. Payment of dividends out of capital or effectively out of capital will result in an immediate reduction of the net asset value of the relevant Class. / AC 類 將不宣佈或派發股息 ; AS 類 按酌情基準每半年宣佈, 如獲宣佈, 將會每半年派發股息 ; /HKD / AM3ORMB 類 按酌情基準每月宣佈, 如獲宣佈, 將會每月派發股息 股息可從相關類別的資本中或實際上從相關類別的資本 # 中支付 從資本中或實際上從資本中支付股息, 將導致相關類別的資產淨值即時減少 Financial year end 財政年度終結日 31 March / 3 月 31 日 Minimum investment (initial and subsequent) Class A - US$1,000 or HK$10,000 or RMB10,000 最低認購額 ( 首次及其後 ) A 類 - 1,000 美元或 10,000 港元或 10,000 人民幣 # The Board of Directors may at its discretion pay dividend out of gross income while charging/ paying all or part of the Fund s fees and expenses to/ out of the capital of the Fund (resulting in an increase in distributable income for the payment of dividends by the Fund), and thereby effectively pay distributions out of capital of the Fund. 董事會可酌情決定從總收入撥付股息, 同時從本基金的資本中扣除 支付本基金的全部或部分費用及支出 ( 導致可供本基金支付股息的可分派收入增加 ), 因此實際上從本基金的資本中支付股息 ^ This figure is an annualized figure based on the expenses for the interim period ended 30 September This figure may vary from year to year. 此數字乃根據截至 2017 年 9 月 30 日止中期開支計算的年率化數字 此數字每年均可能有所變動 * The figure is an estimate only (as the class is newly setup) and represents the sum of the estimated ongoing expenses chargeable to the class expressed as a percentage of the class's estimated average net asset value. This figure may vary from year to year. The actual figure may be different from the estimated figure. 此僅為估計數字 ( 因為該類別新成立 ), 指可向類別收取的估計經常性開支總額, 並以類別的估計平均資產淨值的百分比表示 此數字每年均可能有所變動 實際數字可能有別於估計數字

10 What is this product? 本基金是甚麼產品? This is a sub-fund (the Fund ) of an umbrella fund constituted in the form of a mutual fund. It is domiciled in Luxembourg and its home regulator is Commission de Surveillance du Secteur Financier. 本附屬基金 ( 基金 ) 所屬的傘子基金以互惠基金形式組成 本基金在盧森堡註冊成立, 在當地由 Commission de Surveillance du Secteur Financier 監管 Objectives and Investment Strategy 投資目標及策略 Investment Objectives and Strategy 投資目標及策略 : The Fund aims to provide long term total return by investing in a portfolio of Asia-Pacific (excluding Japan) equities. 本基金旨在透過投資亞太股票 ( 日本除外 ) 的投資組合, 提供長期總回報 The Fund aims to invest in a portfolio that offers a dividend yield above the MSCI AC Asia Pacific ex Japan Net. 本基金旨在投資於提供高於摩根士丹利所有國家亞太 ( 日本除外 ) 淨回報指數 (MSCI AC Asia Pacific ex Japan Net) 的股息收益率的投資組合 The Fund invests in normal market conditions a minimum of 90% of its net assets in equities and equity equivalent securities of companies which are domiciled in, based in, or carry out the larger part of their business activities in Asia-Pacific (excluding Japan) including both developed markets, such as OECD countries, and Emerging Markets. 本基金於正常市況下將其至少 90% 的淨資產投資於在亞太 ( 日本除外 )( 包括已發展市場 ( 例如經合組織國家 ) 及新興市場 ) 註冊 位於該處或在該處進行大部分商業活動的公司的股票及等同股票的證券 Investments in Chinese equities include, but are not limited to, China A-shares and China B-shares (and such other securities as may be available) listed on stock exchanges in the People's Republic of China ( PRC ). The Fund may directly invest in China A-shares through the Shanghai-Hong Kong Stock Connect and/or the Shenzhen-Hong Kong Stock Connect, subject to applicable quota limitations. Furthermore, the Fund may gain exposure to China A-shares indirectly through China A-shares Access Products ( CAAP ) such as, but not limited to, participation notes linked to China A-shares. 於中國股票的投資包括但不限於在中華人民共和國 ( 中國 ) 的證券交易所上市的中國 A 股及中國 B 股 ( 及可能供認購的其他證券 ) 本基金可透過滬港股票市場交易互聯互通機制及 / 或深港股票市場交易互聯互通機制直接投資於中國 A 股, 惟須受適用額度限制所規限 此外, 本基金可透過中國 A 股連接產品 ( 中國 A 股連接產品, 例如但不限於與中國 A 股掛鈎的參與票據 ) 間接投資於中國 A 股 The Fund may invest up to 50% of its net assets in China A-shares through the Shanghai-Hong Kong Stock Connect and/or the Shenzhen-Hong Kong Stock Connect and up to 30% of its net assets in CAAPs. The Fund's maximum exposure to China A-shares (through the Shanghai-Hong Kong Stock Connect, the Shenzhen-Hong Kong Stock Connect or CAAP) and China B-shares is 50% of its net assets. The Fund will not invest more than 10% of its net assets in CAAPs issued by any single issuer of CAAPs. 本基金可將其最多 50% 的淨資產透過滬港股票市場交易互聯互通機制及 / 或深港股票市場交易互聯互通機制投資於中國 A 股, 及將其最多 30% 的淨資產投資於中國 A 股連接產品 本基金對中國 A 股 ( 透過滬港股票市場交易互聯互通機制 深港股票市場交易互聯互通機制或中國 A 股連接產品 ) 及中國 B 股的最大投資參與為其淨資產的 50% 本基金不會將其超過 10% 的淨資產投資於由中國 A 股連接產品任何單一發行人發行的中國 A 股連接產品 The Fund normally invests across a range of market capitalisations without any capitalisation restriction. 本基金通常投資於不同市值的公司, 沒有任何市值限制 The Fund may invest up to 10% of its net assets in units or shares of UCITS and/or other Eligible UCIs (including other sub-funds of HSBC Global Investment Funds). 本基金可將其最多 10% 的淨資產投資於 UCITS 及 / 或其他合資格 UCIs( 包括滙豐環球投資基金的其他附屬基金 ) 的單位或股份 The Fund may use financial derivative instruments for hedging and cash flow management (for example, Equitisation). However, the Fund will not use financial derivative instruments extensively for investment purposes. The financial derivative instruments the Fund is permitted to use include, but are not limited to, futures and foreign exchange forwards (including non-deliverable forwards). Financial derivative instruments may also be embedded in other instruments in which the Fund may invest. 本基金可使用金融衍生工具作對沖及現金流管理 ( 例如股權化 ) 用途 然而, 本基金不會廣泛使用金融衍生工具作投資用途 本基金獲准使用的金融衍生工具包括但不限於期貨及外匯遠期 ( 包括非可交付遠期 ) 金融衍生工具亦可嵌入於本基金可投資的其他工具 2

11 What are the Key Risks? 本基金有哪些主要風險? Investments involve risks. Please refer to the offering document for details including risk factors. 投資附帶風險 請參閱銷售文件以便獲取其他資料, 包括風險因素 Investment risk 投資風險 The Fund is an investment fund. There is no guarantee of the repayment of principal. 本基金為投資基金, 並不保證償付投資本金 The Fund s investment portfolio may fall in value due to any of the key risk factors below and therefore your investment in the Fund may suffer losses. 本基金的投資組合價值可能因以下任何主要風險因素而下跌, 而閣下在本基金的投資亦可能蒙受虧損 Equity risk 股票風險 The Fund s investment in equity securities is subject to general market risks, whose value may fluctuate due to various factors, such as changes in investment sentiment, political and economic conditions and issuer-specific factors. 本基金投資於股票證券, 須承受一般市場風險, 其價值可能因受到不同因素 ( 例如投資氣氛 政治及經濟狀況之改變及發行人相關風險因素 ) 的影響而波動 Emerging market risk 新興市場風險 Many of the Asian markets are emerging markets. Investing in emerging markets involves a greater risk of loss than investing in more developed markets due to, among other factors, greater political, tax, economic, foreign exchange, liquidity, settlement, custodial, market volatility (such as interest rate and price volatility), legal and regulatory risks. 亞洲市場多為新興市場 相對投資於較成熟市場, 投資於新興市場須承受較高損失風險, 由於 ( 包括其他因素 ) 較高的政治 稅務 經濟 外匯 流動性 結算 託管 市場波動 ( 如利率及價格波動 ) 法律及監管風險 Concentration risk 集中性風險 The Fund s investments are concentrated in Asia-Pacific (excluding Japan). The value of the Fund may be more volatile than that of a fund having a more diverse portfolio of investments. 本基金集中投資於亞太 ( 日本除外 ) 本基金的價值可能比具有更廣泛投資組合的基金更反覆波動 The value of the Fund may be more susceptible to adverse economic, political, policy, foreign exchange, liquidity, tax, legal or regulatory event affecting the in Asia-Pacific (excluding Japan) market. 本基金的價值可能較容易受到影響亞太 ( 日本除外 ) 市場的不利經濟 政治 政策 外匯 流動性 稅務 法律或監管事件的影響 High volatility of the equity market in China 中國股票市場的高波動性 High market volatility and potential settlement difficulties in the China equity market may also result in significant fluctuations in the prices of the securities traded on such markets and thereby may adversely affect the value of the Fund. 中國股票市場的高市場波動性及潛在結算困難亦可能導致在該等市場所買賣證券的價格出現大幅波動, 繼而可能對本基金的價值造成不利影響 Regulatory policies of the equity market in China 中國股票市場的監管政策 Securities exchanges in China typically have the right to suspend or limit trading in any security traded on the relevant exchange. The government or the regulators may also implement policies that may affect the financial markets. All these may have a negative impact on the Fund. 中國證券交易所通常有權暫停或限制在相關交易所買賣的任何證券的交易 政府或監管機構亦可能實施可能影響金融市場的政策 所有有關因素可能對本基金造成負面影響 Risks associated with Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect 與滬港股票市場交易互聯互通機制及深港股票市場交易互聯互通機制相關的風險 The relevant rules and regulations on Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect are subject to change which may have potential retrospective effect. The Shanghai-Hong Kong Stock Connect and the Shenzhen-Hong Kong Stock Connect are subject to quota limitations. Where a suspension in the trading through the programme is effected, the Fund s ability to invest in China A-shares or access the PRC market through the programme will be adversely affected. In such event, the Fund s ability to achieve its investment objective could be negatively affected. 滬港股票市場交易互聯互通機制及深港股票市場交易互聯互通機制的有關規則及規例可能會變更, 並可能具有潛在追溯效力 滬港股票市場交易互聯互通機制及深港股票市場交易互聯互通機制設有額度限制 倘若通過該機制進行交易被暫停, 則本基金通過該機制投資於中國 A 股或進入中國市場的能力將受到不利影響 在該情況下, 本基金達致其投資目標的能力可能受到負面影響 Risk of investing in CAAPs 投資於中國 A 股連接產品的風險 Investment in CAAPs can be illiquid as there may not be an active market in the CAAPs. In order to liquidate investments, the Fund relies upon the counterparty issuing the CAAPs to quote a price to unwind any part of the CAAPs. 由於中國 A 股連接產品或無交投活躍的市場, 故在中國 A 股連接產品的投資可能欠缺流動性 為了將投資平倉, 本基金倚賴發行中國 A 股連接產品的對手方提供報價, 以便將中國 A 股連接產品的任何部分平倉 The Fund will be subject to credit risk of the issuers of the CAAPs invested by the Fund. The Fund may suffer a loss if the issuers of the CAAPs invested by the Fund becomes bankrupt or otherwise fails to perform its obligations due to financial difficulties. 本基金將須承受本基金所投資的中國 A 股連接產品的發行人的信貸風險 如本基金所投資的中國 A 股連接產品的發行人破產或因財政困難而未能履行其義務, 本基金或會蒙受損失 3

12 Risk associated with small-capitalisation / mid-capitalisation companies 與中小型公司相關的風險 The shares of small-capitalisation/ mid-capitalisation companies may have lower liquidity and their prices are generally more volatile, especially during adverse economic developments, than those of larger capitalisation companies in general. 一般而言, 相比較大型公司, 中小型公司的股份流動性可能較低, 而其價格一般較為波動, 當經濟出現不利發展時尤其更甚 Risks relating to hedging and the currency hedged share classes 有關對沖及貨幣對沖股份類別的風險 A currency hedged share class seeks to minimise the effect of currency fluctuations between the reference currency of the share class and the base currency of the relevant sub-fund. Movements in currency exchange rates can materially impact investment returns and investors should ensure they fully understand the difference between investment in currency hedged share classes versus investment in those share classes which are unhedged. 貨幣對沖股份類別旨在盡量減少股份類別的參考貨幣與相關附屬基金的基本貨幣之間的匯率波動影響 貨幣匯率的變動可對投資回報產生重大影響, 而投資者應確保彼等完全了解投資於貨幣對沖股份類別與投資於該等不進行貨幣對沖的股份類別之間的差異 Currency hedged share classes are not recommended for investors whose home currency (which refers to the main currency an investor uses on a day-to-day basis) is different to the class currency of the currency hedged share class. Investors who choose to convert their home currency to the reference currency of a currency hedged share class and subsequently invest in such a share class should be aware that they may be exposed to higher currency risks and may suffer material losses as a result of exchange rate fluctuations between the reference currency of the currency hedged share class and their home currency. 不建議其本國貨幣 ( 指投資者日常使用的主要貨幣 ) 有別於貨幣對沖股份類別的類別貨幣之投資者投資於貨幣對沖股份類別 如投資者選擇將其本國貨幣兌換為貨幣對沖股份類別的參考貨幣, 隨後投資於貨幣對沖股份類別, 則投資者應知悉, 彼等或會因貨幣對沖股份類別的參考貨幣與本國貨幣之間匯率波動而承受更高的貨幣風險及可能蒙受重大損失 There can be no assurance or guarantee that the Administration Agent or other appointed parties will be able to successfully implement passive currency hedging for currency hedged share classes at any time or at all. 概不保證或擔保行政代理或其他指定方將能夠隨時或一直成功地就貨幣對沖股份類別實施被動式貨幣對沖 Currency conversion risk for RMB denominated Classes 人民幣計價類別的匯兌風險 RMB is currently not freely convertible and is subject to exchange controls and restrictions. The Fund offers RMB denominated share classes. Subscriptions and redemptions for the Fund may involve conversion of currency. Currency conversion will be conducted at the applicable exchange rate and subject to the applicable spread. 人民幣現時不可自由兌換, 並須受外匯管制及限制之規限 本基金提供人民幣計價的股份類別 認購及贖回本基金可能涉及貨幣兌換 貨幣兌換將按適用的匯率及在適用的差價規限下進行 Non-RMB based investors are exposed to foreign exchange risk and there is no guarantee that the value of RMB against the investors home currency will not depreciate. Any depreciation of RMB could adversely affect the value of investors investment in the RMB denominated share classes. 非以人民幣為基礎的投資者須承受外匯風險, 且概不保證人民幣相對投資者的本國貨幣之價值不會貶值 人民幣出現任何貶值可能對投資者於人民幣計價的股份類別的投資價值造成不利影響 As RMB is not freely convertible and is subject to exchange controls and restrictions, currency conversion is subject to availability of RMB at the relevant time. The Fund s payment of redemption proceeds or dividends may be delayed in the event that there is insufficient RMB available to it. 由於人民幣不可自由兌換及受到匯兌管制及限制, 匯兌受到相關時間人民幣的可得性規限 倘若無法獲得充足的人民幣, 本基金可能延遲支付贖回款項或股息 The RMB is traded in both the onshore and offshore markets. While both onshore RMB ( CNY ) and offshore RMB ( CNH ) represent the same currency, they are traded in different and separate markets which operate independently. Therefore, CNY and CNH do not necessarily have the same exchange rate and their movement may not be in the same direction. When converting the base currency of the Fund to RMB for the purposes of calculating the net asset value of a share class with a RMB reference currency, the fund manager will apply the CNH rate. Any divergence between CNH and CNY may adversely impact investors. 人民幣在境內在岸市場及離岸市場交易 儘管境內在岸人民幣 ( CNY ) 與離岸人民幣 ( CNH ) 是相同貨幣, 兩者在不同及獨立的市場交易, 兩個市場獨立運作 因此,CNY 與 CNH 的匯率未必相同, 其走向未必一致 當為了以人民幣參考貨幣計算股份類別資產淨值而將本基金的基本貨幣兌換為人民幣時, 基金經理將採用 CNH 的匯率 CNH 與 CNY 之間的任何分歧可能會對投資者造成不利影響 Derivative instrument risk 衍生工具風險 Risks associated with financial derivative instruments include counterparty/credit risk, liquidity risk, valuation risk, volatility risk and over-thecounter transaction risk. The leverage element/component of a financial derivative instrument can result in a loss significantly greater than the amount invested in the financial derivative instrument by the Fund. Exposure to financial derivatives instruments may lead to a high risk of significant loss by the Fund. 與金融衍生工具相關的風險包括對手方 / 信貸風險 流動性風險 估值風險 波動性風險及場外交易風險 金融衍生工具包含的槓桿元素 / 部分或會導致產生大為高於本基金投資於金融衍生工具的金額之損失 投資於金融衍生工具可能導致本基金承受產生重大虧損的高風險 Risks associated with distribution out of capital 與從資本中作出分派相關的風險 For certain Classes of Shares, the Board of Directors may determine if, and to what extent, dividends may be paid out of capital or paid gross of expenses where the income / capital gain generated by the Fund is insufficient to pay a distribution as declared by the Fund. If there is a change to this policy, prior approval will be sought from the SFC and affected investors will receive at least one month s prior written notification. 就若干股份類別而言, 董事會可在本基金所產生的收益 / 資本收益不足以支付本基金所宣佈的分派時決定從資本中或未扣除開支前撥付股息, 以及有關撥付金額 倘若此項政策有更改, 將會事先尋求證監會的批准, 而受影響的投資者將會收到最少一個月的事先書面通知 4

13 Investors should note that the payment of dividends out of capital or effectively out of capital represents a return or withdrawal of part of the amount they originally invested or from any capital gains attributable to the original investment. Such distributions will result in an immediate decrease in the Net Asset Value per Share of the Fund. 投資者應注意, 從資本中或實際上從資本中撥付股息即代表投資者從當初投資基金之款項中獲付還或提取部分金額或從原本投資應佔的任何資本收益中獲付還或提取金額 該等分派將導致本基金的每股資產淨值即時減少 The distribution amount and the net asset value of the currency hedged share classes may be adversely affected by differences in the interest rates of the class currency of the currency hedged share classes and the Fund s base currency, resulting in an increase in the amount of distribution that is paid out of capital and hence a greater erosion of capital than other non-hedged classes. 貨幣對沖股份類別的分派金額及資產淨值可能受到貨幣對沖股份類別的類別貨幣與本基金的基本貨幣之間的利率差異的不利影響, 導致從資本撥付的分派金額增加, 故相比其他非對沖股份類別會出現較大的資本蠶蝕 5

14 How has the Fund performed? 本基金過往的業績表現如何? 80.0 HSBC Global Investment Funds - Asia Pacific ex Japan Equity High Dividend (AS) 滙豐環球投資基金 亞太收益增長股票 (AS) % The performance of the highlighted years were achieved under circumstances that no longer apply, the investment objective was changed on 20 June Fund 基金 Benchmark 基準 Past performance information is not indicative of future performance. Investors may not get back the full amount invested. 過去業績並不代表將來的表現 投資者可能不能取回全部投資金額 The computation basis of the performance is based on the calendar year end, NAV-to-NAV, with dividend reinvested. 業績表現以曆年末的資產淨值作為比較基礎, 股息會滾存再作投資 These figures show by how much the share class increased or decreased in value during the calendar year being shown. Performance data has been calculated in including ongoing charges and excluding subscription fee and redemption fee you might have to pay. 數據顯示股份類別於上述曆年的價值升跌 業績數據以美元計算, 包括經常性開支但不包括您可能需支付的認購費用及贖回費用 The Fund has formally adopted MSCI AC Asia Pacific ex Japan Net as the reference performance benchmark of the Fund with effect from The reference performance benchmark is shown for comparison purposes only and the Fund may not be managed to the reference performance benchmark. 本基金已由 2016 年起正式採用摩根士丹利所有國家亞太 ( 日本除外 ) 淨回報指數 (MSCI AC Asia Pacific ex Japan Net) 作為本基金的參考表現基準 所示參考表現基準僅供比較用途, 而本基金不一定依據參考表現基準予以管理 Fund launch date: 05/11/2004 基金成立日期 :05/11/2004 Class AS launch date: 06/11/2004 AS 類成立日期 :06/11/2004 Class AS share class open for investment by Hong Kong retail investors and denominated in the Fund s base currency. AS 類乃開放予香港零售投資者投資及以本基金的基本貨幣計價的股份類別 Is there any guarantee? 本基金有否提供保證? This Fund does not have any guarantees. You may not get back the full amount of money you invest. 本基金並不提供任何保證 閣下未必能全數取回投資本金 6

15 What are the fees and charges? 本基金涉及哪些費用? Charges which may be payable by you 認購本基金時閣下或須支付的費用 You may have to pay the following fees when dealing in the Fund. 閣下買賣本基金時可能須要支付以下費用 Fees 費用 What you pay 您須支付 Subscription fee 認購費 Up to 4.50% of the total subscription amount* 最高達認購總額的 4.50%* Switching fee 轉換費 Up to 1% of the Switch-Out proceeds* 最高達轉出所得款項的 1%* Redemption fee 贖回費 Nil* 無 * Ongoing fees payable by the Fund 本基金持續繳付的費用 The following expenses will be paid out of the Fund. They affect you because they reduce the return you get on your investments. 以下收費將從本基金總值中扣除, 閣下的投資回報將會因而減少 Fees 費用 Annual rate (as a % of the Net Asset Value of the Fund) 年率 ( 以本基金資產淨值之 %) Management fee 管理費 1.50% Custodian fee 保管費 Not applicable, included in Administrative fee 不適用, 已包括在行政費內 Administrative fee 行政費 0.35% # Performance fee 表現費 Not applicable 不適用 * You may need to bear additional costs under certain situations in order to mitigate any adverse impacts to the Fund caused by the transactions. Please refer to the offering document for further details. 為減輕交易可能對本基金造成的不利影響, 閣下可能在某些情況下承擔額外費用 進一步詳情請參閱銷售文件 # The fees and charges may be increased up to maximum level as specified in the offering document by giving at least one month s prior notice to investor. Please refer to the offering document for further details. This amount does not include the fees of the Administration Agent or other appointed parties relating to the execution of the currency hedging policy, which will be borne by the relevant hedged share class. Where the Administration Agent or other appointed parties takes these fees, the rate for fees relating to the execution of the currency hedging policy is 0.055% per annum of the net asset value of the hedged share class. 費用可增至銷售文件所定的最高水平, 但須予最少 1 個月預先通知投資者 進一步詳情請參閱銷售文件 此金額並不包括行政代理或其他指定方有關執行貨幣對沖政策的費用, 該費用將由有關對沖股份類別承擔 若行政代理或其他指定方收取該等費用, 執行貨幣對沖政策所收取的費用年率為對沖股份類別資產淨值的 0.055% Other fees 其他收費 You may have to pay other fees and charges when dealing in the Fund. 閣下買賣本基金時可能須要支付其他費用 Additional information 其他資料 You generally buy and redeem shares at the Fund s next-determined subscription price and redemption price with reference to the Net Asset Value (NAV) after the intermediaries receive your request in good order on or before 4:00pm (HK Time), being the Fund s dealing cut-off time. 一般而言, 閣下認購及贖回本基金股份的價格, 是在中介人於香港時間下午 4 時或之前 ( 即本基金的交易截止時間 ) 收到閣下的完整指示後, 參照本基金資產淨值而釐定的下一個認購價及贖回價 Intermediaries who sell the Fund may impose earlier cut-off times for receiving instructions for subscriptions, redemptions or switching. Investors should pay attention to the arrangements of the intermediary concerned. 銷售本基金的中介人可能就接受認購 贖回或轉換指示實施較早的截止時間 投資者須注意有關中介人的安排 Investors may obtain the past performance information of other share classes offered to Hong Kong investors at (the website has not been reviewed by the SFC). 投資者可瀏覽 網頁並未經證監會批閱 ) 以取得向香港投資者發售的其他股份類別的往績表現資料 Investors may obtain information on the intermediaries online at (the website has not been reviewed by the SFC). 投資者可瀏覽 網頁並未經證監會批閱 ) 以獲取中介人的資料 The net asset value of the Fund is calculated and the price of the Fund is published on each dealing day. The Fund prices are available online at (the website has not been reviewed by the SFC). 本基金的資產淨值及價格均於每個交易日計算及刊登 本基金價格刊登於 網頁並未經證監會批閱 ) In respect of the monthly distribution Shares, the composition of the latest dividends (i.e. the relative amounts paid out of (i) net distributable income and (ii) capital) (if any) for the last 12 months is available from the Hong Kong Representative on request and on the website (the website has not been reviewed by the SFC). 就每月分派的股份而言, 過去 12 個月的最近期股息之構成 ( 即有關從 (i) 可供分派淨收入及 (ii) 資本撥付的款項 )( 如有 ) 資料可向香港代表索取, 並載於網站 網頁並未經證監會批閱 ) Important 重要資料 If you are in doubt, you should seek professional advice. 閣下如有疑問, 請應諮詢專業意見 The SFC takes no responsibility for the contents of this statement and makes no representation as to its accuracy or completeness. 證監會對本概要的內容並不承擔任何責任, 對其準確性或完整性亦不作出任何陳述 Issued by HSBC Global Asset Management (Hong Kong) Limited 由滙豐環球投資管理 ( 香港 ) 有限公司刊發 7