8 1 25 (852) 2846 7555 (852) 2846 7575 (852) 2846 7566 0800 904 7788 (852) 2868 4742 info@firststate.com.hk www.firstststeinvestments.com*
First State New Era PRC Fund 2001 6 28 104 1
1933 SS 3 S ERISA ERISA ERISA (i)1974 ERISA 3(3) ERISA I (ii)1986 4975 (iii) 1940 FATCA (a) (b) (c) (d) (i) (ii) (a) (b) (c) 2
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8 1 25 Christian Richard Spencer TURPIN Michael David STAPLETON Jose Firmino Quintal FERNANDES 1 2 33 15 44 5
2% FATCA IRS 8 First State New Era PRC Fund 6
1933 S A (B) (C) (D) FIRST STATE NEW ERA PRC FUND 2001 6 28 First State New Era PRC Fund 10 (i) QFII A A (ii) A 30%B AB 30% 15% 7
I I II* III 10 100 10 1,500 12,000 100,000 500,000 1,000 8,000 1,500 12,000 500 500,000 5.0% 5.0% 5.0% 5% 2.0% 2.0% 1.5% 1% 5% * II A. A1. A2. 8
A3. A4. A5. A6. A7. A8. A9. A10. FATCA FATCA FATCA FATCA FATCA FATCA FATCAFATCA 9
B. 10
C. A AA A A A A A A QFII A D. 11
E. F. QFII A QFII QFII QFII QFII A 12
G. 10% H. A A A - A A (1) 10% (2) 10% (3) 15% (4) 30% (5) (6) 15% (7) (8) 20% (8) 20% 13
(9) 10% (i) 7 (ii) 7 7 (iii) (10) (i) 0.5% 5% (ii) (iii) 10% (iv) (v) 25% (vi) (vii) (viii) (ix) (v) 25% 14
CBAColonial First State Global Asset Management CFS GAM CFS GAM 2013 12 31 1,6301,820 * 2013 12 31 7,000 7,820 * 1987 12 22 * 0.8946 2013 12 31 1974 9 27 77 15
5% 2% ( ) 16
I III IIII 500 II 500 II II 2% 17
( ) 10% N = (E x R x F) SF S N E 18
F R S S SF 1% II (i) (ii) (vi) (ii) (iii) (vi) (iii) (ii) (iv) (v) (vi) (vii) 19
(i) (ii) (iii) (iv) (i) (ii) (i)(ii) www.firststateinvestments.com # www.firststateinvestments.com # 2.25% # 20
0.05% 15 1.0% 0.1% 1,000 II I III40,000 I III 21
2008 1 1 10% A 2014 11 14 [2014]81 81 81 2014 11 17 A 10%81 B H A A AA A 2014 11 17 A 2014 11 17 QFII 2014 11 14 QFII RQFII [2014] 792014 11 17 QFII A QFII 2014 11 17 2014 11 17 A 2014 11 17QFII A A 22
5% [2005]155 QFII 2009 1 1 12% 14 26 26A (a) (b) (a) (FATCA) FATCA 2014 7 1 2019 1 1 30% FATCA FATCAFATCA FATCA2 IRS IRS FATCA (b) FATCA FATCA (c) FATCA 2 IRS 23
(d) (OECD) CRS CRS 2017 2018 2017 (e) FATCA CRS FATCA (f) FATCA CRS (g) FATCA CRS (h) FATCA CRS IRS IRS FATCA FATCAFATCA IRS IRS 24
6 30 (i) (ii) (iii) 21 10% 25% 15 75% 25
A. B. C. D. E. (a) (b) (a) 10 (a) 26
80 1. (a) (b) (c) (d) 30 (e) 2. (a) (b) (c) 2003 12 31 5,000,000 1 2 (i) (ii) (iii) (iv), 8 1 25 27
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