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:06881 2014 12 31 2014 12 31 2014 2014 2015 4www.hkexnews.hk www.chinastock.com.cn 2015 3 27

2 5 6 7 8 41 47 84 95 103 106 124 147 148 2014 1

A bp 1 bp 11% 2007 1 26 H06881 1.00 2014 12 31 ETF IB 100% 70% 30% 50% 83.32% 100% 2 2014

100% H 1.00 78.57% IPO H 2013 5 22 H 2013 5 9 QDII QFII 2014 1 12014 12 31 2014 3

RQFII 571 1. 2. 4 2014

2014 130.1737.712013 54.48% 76.59%13.91% A 2015 HA 2015 3 27 2014 5

8 2014 6 2014

2014 7

1. China Galaxy Securities Co., Ltd. 2. 3. 75.37 254.62 4. (1) (2) (3) ETF (4) (5) (6) (7) (8) (9) (10) (11) (12) 8 2014

(13) (14) (15) (16) (17) (18) (19) (20) (21) (22) (23) (24) (25) (26) (27) (28) (29) (30) (31) (32) (33) (34) ) 2014 9

(35) (36) (37) (38) (39) (40) (41) (42) (43) ) (44) ) (45) (46) (47) (48) (49) ) (50) (51) (52) (53) ) (54) (55) (56) 10 2014

(57) (58) (59) (60) 5. 35 C 2-6100033 35 C 2-6100033 http://www.chinastock.com.cn yhgf@chinastock.com.cn 6. 18335 3501-07 3513-14 7. 35 C100033 010-66568338 010-66568640 wuchengming@chinastock.com.cn 8. 9. 10. 2014 11

2005 6 2005 8 82005 12 22[2005]163 4 [2006]3222007 1 26 60 2010200 5% 2010 226 2008 5 9 2011 200 5% 2012 2 201262,887.8017 30 32012 10 82012 10 182012 11 272012 12 105% [2012]149 5% [2012]158 5% [2012]166 5% [2012]171 2013 5 22 H2013 6 13 1,606,604,500 H 69,345,743 H 1,537,258,757 H 81.4875.37 12 2014

2014 13

3303163 4530171515141311 1110108887 5554433 332222 1 1 1 111 401-413 2 12 2 3 71 B2 4 34 21-3 5 21 21-2 6 27 7 7 18 1-4D 03-3D 8 111 2 2 9 9 67 10 5 B 6 11 2 308 14 2014

12 38 701-702 712-718 13 2 103 14 3 1 B 4 15 62 16 162 17 3 18 1-2-101 19 * 46 20 98 21 106 22 156 23 17 24 229 11109 2208 209 2014 15

25 1266 26 181 27 53 28 941-2 29 16 30 2 31 7 32 A3-6 33 34 35 135 36 147 101 37 179 38 20 2 16 2014

39 40 * 6 41 * 24 42 * 16 43 * 15 5 1 109 44 78 45 110 46 19 6 47 59 48 40 2 1-2 49 4 6 7 50 95 1-3 51 76 3 52 * 56 2014 17

53 * 36 36 54 * 3C A 1 2 55 * 74-15 56 620 B C D 57 6 58 71 3 59 99 60 * 6018#1 11 61 1161 62 1999 63 * 1367 033 64 19 65 252 66 F-4 78 80 18 2014

67 * 98 68 525 2 202 69 92 15 70 188 71 124 72 150 73 99 74 185 202 75 833 76 1316 77 328 78 118 12 13 79 11 80 518 81 989 8 82 186 83 555 100 1 1701 1703 84 218 2 201-1 85 912 A 2014 19

86 205 87 757 3 88 8551 15 89 2917 401-406 408-412 90 3138 4 5 91 889 5 92 * 838 106 93 * 94 * 95 * 2388 1 2 218 111 2 101 118 20 1 96 * 97 * 945 108 6 1112 1115 98 359 104 2 203-2073 304-307 99 145 100 216 2 101 201 301 203 301 20 2014

102 79 19 103 561 104 718 105 2011 106 * 136 107 * 117 108 * 198 107 109 * 5A-108 110 * 126 7 102 111 * 534 1-2 112 * 183-185 113 38-1 114 102 1 3 4 115 303 216-217 116 1 401 117 13 2014 21

118 193 119 220 16-8 120 626 121 528 122 146 123 251 124 883-885 125 5781 4 126 663 1661 663 2-4 127 73 128 375 129 21 130 30 131 132 160 22 2014

133 201 134 158 135 118 136 128 137 50 1 3 138 207 209 211 139 705 140 62 141 393 142 109-125 143 1 104 144 * 47-5 145 * 167 A 146 * 16 147 * 264-266 2014 23

148 * 248 250 149 * 49 150 * 246-234 1 151 6 152 15 153 416 154 88 155 * 1049 156 * 1-1 1-2 157 * 1 158 419 159 57 160 18-1 161 198 162 239 163 1569 24 2014

164 165 5183 166 * 18 106-7 167 * 116 215 216 168 39 1# 1 12 131# 2 01 169 552-3 170 D-E D3 171 23 4 172 * C4-19 173 * 3626 7 8 174 75-87 175 61-3 176 25 C 5 2014 25

177 96-100 178 203 179 019 180 11 181 * 50 2 1-1 182 * 2105 183 175 184 83 185 698 186 83 187 * 2947 49 188 * 18 189 * 84 190 * 10822 103 203 303 191 100 26 2014

192 22 193 * 509-18 194 168 195 59 4 196 85 197 301 11 198 39 199 * 589 200 * 1 103 28 1-2 107 201 * 99 1 108 202 123 203 75 204 456 205 52-2 206 6 7 207 382 2014 27

208 64211 2 209 69 262-267 210 21 211 118 212 54 213 5 214 16 215 327 216 E 3 217 185 218 * 52 0101004 219 * 6 207.107 220 90-108 221 195 A 101 202502504 28 2014

222 18 1F/02F 201-213 223 336 3 224 39 D 225 52 226 C 17 18 1 2 227 63 73 02 03 09 10 11 228 118 1-2 229 10-11 2 230 C 19-26 231 B33 232 2 2014 29

233 2 D 234 61 235 6 236 173 237 238 89 239 B 240 36 241 66 1-4 242 1 243 65 301 302 244 48 501 B510-B516 C500-C503 245 16 30 2014

246 66 247 9C5 102 248 * 988 2502 249 * 250 * 251 * 248 16 3P1 2377 252 * 21 2 17 253 * 1 2 3 4 5 21 254 * D12 255 * 32 256 * 1 3 A05 257 * 20 1001 258 * 686 106 2014 31

259 * 99 CC1 103 260 * 295 261 * 12201 205207208 262 * 585106A 263 * 32 264 * 13 9 10 265 * 268 606 607 266 * 1 03 267 * 2 6 17 268 * 1 101 269 * 270 * 10 10 20 40 271 5016 A 1701-01 32 2014

272 009 301 273 2020 13 1301-130215 1501-1506 274 29 2907 2912 275 17 2 276 9023 12 277 88 27 2701 2713-2720 278 * 2 10102 279 * 280 * 1 37 36 302 281 * 101D 282 * 209-210 283 12-2 284 47 2014 33

285 4 11 5-7 8 9 10 286 83 287 176 288 101 15 289 19 5-15-2 290 48 1 22-1# 22-7# 22-8# 22-9# 291 3#2 292 166 7 1 293 518 1 3-1 294 * 1 5 295 * 1048 18 1-1-138 296 86 297 8 298 123 34 2014

299 9 300 139 301 * 389 302 * 210 212 303 * 1-6 1-7 304 * 626 35 1-4 305 * 147149151 306 * 66 307 B 1 D348 1 A58 308 * 289 B B1-B4 B6 1 7 309 11 9 310 393 311 400 A 7-A 312 69 313 * 44 2014 35

314 * 22 3 315 * D9 D10 316 * 189 317 51 318 112 319 * 59 320 * 89 11 220101 321 2 322 77 323 10 324 2 325 20 326 106 327 126 328 * 1 36 2014

329 90112 330 * 2 *2014 4 A2 8306 2006 12 25 12 83.32% 010-58363288 35 1 C 2 2009 10 21 10 100% 010-83571391 183 35 3501-07 3513-14 2011 2 9 10 100% (852)36986888 2014 7 6 10 199 27 2701-3 35 C 607 2014 4 25 5 100% 010-83571302 2014 4 2014 37

36 1 111 414-416 2 98825 01-03 3 327 4 99 24 04 5 102 6 5016 A 4301-02 7 3 601-8 2011 11 22 500 010-58872777 2011 11 22 500 020-87559999 2011 11 29 500 0731-85533268 2011 11 29 500 021-20252618 2011 12 15 500 0571-87048267 2011 11 29 500 0755-25890161 2013 5 3 500 022-83830606 8 168 2013 5 3 500 0371-63830968 9 106-26 2013 5 3 500 0971-8261698 10 6 7 2013 5 3 500 0574-87285929 11 53 12 119 13 620 B C D 14 359 3 304 2013 5 3 500 0351-8610998 2013 5 3 500 0871-3642016 2013 5 3 500 0411-82336777 2013 5 3 500 025-84265588 38 2014

15 1999 16 78 2013 5 3 500 0431-88581160 2013 5 3 500 0471-4955495 17 101 15 2013 5 3 500 023-88128899 18 456 2 1 2013 5 3 500 027-87841700 19 98 2013 4 18 500 0311-83996339 20 18 2013 5 3 500 0592-2200246 21 252 2013 5 3 500 0451-53905888 22 59 (17-3) 2013 5 3 500 024-23262577 23 57 2013 5 3 500 0551-2609765 24 9 1 4 401 2013 5 3 500 028-84396896 25 175 2013 5 3 500 0535-6626318 26 39 1# 2 01 2013 5 3 500 0591-83337445 27 203 2013 5 3 500 0791-86224095 28 100 2013 5 3 500 0532-82870566 2014 39

29 51 30 90 31 83 32 77 308 2013 5 15 500 0971-8261688 2014 6 9 500 0991-2313062 2014 5 28 500 0898-68500766 2014 5 28 500 0931-8861798 33 126 2014 5 28 500 0951-5046808 34 B 1 D348 1 A58 35 12-2 36 2 2014 6 9 500 0851-7973566 2014 6 5 500 0771-5842031 2014 6 9 500 0891-6344023 40 2014

2014 2013 2012 13,016,560 8,426,229 54.48% 5,961,560 5,003,299 2,893,018 72.94% 1,886,313 3,770,728 2,135,247 76.59% 1,419,779 (21,905,946) (7,635,624) 186.89% 3,183,705 0.50 0.31 61.29% 0.24 0.31 13.91% 9.69% 4.22 8.49% 2014 2013 2012 12 31 12 31 12 31 180,025,707 78,284,368 129.96% 64,295,585 150,689,787 52,862,702 185.06% 46,736,737 78,407,509 36,451,282 115.10% 39,745,629 29,023,797 25,174,828 15.29% 17,429,859 7,537,259 7,537,259 0.00% 6,000,000 3.85 3.34 15.27% 2.90 (%) 1 71.13% 39.23% 31.90 28.48% 1 =/ 2014 41

150 130.17 40 37.71 30 100 50 59.62 84.26 20 10 14.20 21.35 0 0 2012 2013 2014 2012 2013 2014 (%) (%) 15% 13.91% 80% 71.13% 10% 8.49% 9.69% 60% 40% 39.23% 5% 20% 28.48% 0% 0% 2012 2013 2014 2012 12 31 2013 12 31 2014 12 31 42 2014

2,000 1,800 1,800.26 1,600 1,400 1,200 1,000 800 600 642.96 782.84 400 200 174.30 251.75 290.24 0 2012 12 31 2013 12 31 2014 12 31 2014 2013 2012 2011 2010 13,016,560 8,426,229 5,961,560 6,431,039 8,460,182 8,013,606 5,532,877 4,075,247 4,170,061 4,569,555 5,003,299 2,893,018 1,886,313 2,260,978 3,890,627 3,770,728 2,135,247 1,419,779 1,578,130 2,777,016 2014 2013 2012 2011 2010 12 31 12 31 12 31 12 31 12 31 180,025,707 78,284,368 64,295,585 59,214,735 94,264,529 150,689,787 52,862,701 46,736,737 43,087,940 79,719,851 78,407,509 36,451,282 39,745,629 41,231,089 76,794,509 29,023,797 25,174,829 17,429,859 16,004,139 14,460,235 7,537,259 7,537,259 6,000,000 6,000,000 6,000,000 2014 43

150 130.17 40 37.71 100 84.60 84.26 30 27.77 21.35 50 64.31 59.62 20 10 15.78 14.20 0 0 2010 2011 2012 2013 2014 2010 2011 2012 2013 2014 (%) (%) 20% 20.00% 80% 71.13% 15% 13.91% 60% 10% 10.36% 8.49% 9.69% 40% 28.48% 39.23% 5% 20% 16.74% 10.33% 0% 2010 2011 2012 2013 2014 0% 2010 12 31 2011 12 31 2012 12 31 2013 12 31 2014 12 31 44 2014

2,000 1,800.26 300 290.24 1,500 251.75 1,000 500 942.65 592.15 642.96 782.84 200 100 144.60 160.04 174.30 0 2010 12 31 2011 12 31 2012 12 31 2013 12 31 2014 12 31 0 2010 12 31 2011 12 31 2012 12 31 2013 12 31 2014 12 31 2014 2013 2012 2011 2010 0.50 0.31 0.24 0.26 0.46 0.31 13.91% 9.69% 8.49% 10.36% 20.00% (%) 1 71.13% 39.23% 28.48% 10.33% 16.74% 3.85 3.34 2.90 2.67 2.41 1 = 2014 45

2014 2013 2014 12 312013 12 31 2014 12 31254.62 2013 12 31204.81 24.32 % 2014 2013 25,462,313,021.94 20,481,446,168.26 28,794,892,185.66 25,039,073,794.83 3,303,616,241.43 2,253,220,314.41 770.74% 908.99% 88.43% 81.80% 36.44% 133.37% 41.21% 163.04% 12.95% 12.73% 57.27% 67.52% 46 2014

2014 2014 52.87% 2014 A73.77 54.65%2014IPO 7,718.1089.44% 10,256.56195.98% 10 92.99bp3.6219% 20146,87812.16 11,146 35.86 53.21% 19.61% 1. 93.92 201352.12% 2014 A1.26 20132014 2014 47

37.71 5.08%3 593.382.576.34%2 MOT Moment of Truth APAMA Progress ApamaVIP 293 187 898.74 PBPrime Broker 2014 2013 77,113.75 49,300.17 56.42% 292.8 84 248.57% 187.3 132.6 41.25% 898.74 537.48 67.21% 2014 12 31 593.38 2.57 48 2014

603.19 239% 5.88%422.77 207%7.57%1 2.16.29% 2 2014 2014 2014 12 31 603.19 227,746 2014 20,945.88 6.29% 2014 49

2014 5 QFII QFII14 22 28 4 2015 2015 2015 RQFII 2. 50 2014

2014 4 29 6.84 20139.69% 92.380.698.0024 28A AA 2014 92.38 0.69 8.00 2015 2015 3. 14.02 2013 70.24% 2014 3,200 2014 51

(1) 73 81 3 (2) IPO10% 8027.4 1 (3) 2014 12 2015 52 2014

10.26 2013149.41% 1. 2014 IPO 20144,856.43 20132,802.76 73.27% 2011 5,073.07 IPO (1) 2 IPO10313.23 4 (2) 17 Cronos 80%6.09 20142014 2014 2014 A (3) 137 2.62 102014 20142014 2014 53

(4) 2014 20142014 4(ABS) (ABN)4 2014 11 400 2014 313.23 15 79 20 2015 2015 IPO 2. 2014 54 2014

58904.6 112.27% 2014 2013 413.00 33 246.53 16 110.00 3 83.33 2 132.00 5 73.50 3 219.10 13 47.00 5 30.50 4 904.60 58 450.36 26 2015 2015 1. 2014 2014 55

20% 1.97 201344.52%296.48 12.28% 110.53 159.952654 21 31 2 2014 2013 110.53 110.89 21 76.52 74.67 31 159.95 155.04 31 187.53 187.91 33 26 29.03 2 0 0 0 2015 2015 QDII 2. A IPO PE PE A IPOPE 56 2014

0.76 2013694.92% 61 31 1 21 2015 2015 2014 2014 2.56 2013 26.28%RQFII8 2014 57

2015 2015 2014A IPO 2014 130.17 54.48% 37.71 76.59% 0.5061.29% 13.91%4.22 2014 1,800.26 2013782.84 129.96% 1,506.90 2013528.63 185.06% 290.24 2013251.75 15.29% 2014 891.2249.51% 688.48 38.24% 191.7610.65% 28.811.60% 58 2014

2014722.82 558.71340.44% 71%201339%32= / 3.5020131.66110.84% = 53.09 2014-219.062013-76.36 142.702014-3.912013-48.79 44.882014276.05 2013 107.95 168.102014 53.092013-17.26 70.35 2014 59

1. 201450.03 72.95% 2014 2013 7,135.0 5,039.5 2,095.5 41.58% 4,182.0 2,666.4 1,515.6 56.84% 1,652.7 697.4 955.3 136.98% 12,969.7 8,403.3 4,566.4 54.34% 46.9 22.9 24.0 104.80% 13,016.6 8,426.2 4,590.40 54.48% 8,013.6 5,532.9 2,480.7 44.84% 0.3-0.3 0.6 200.00% 5,003.3 2,893.0 2,110.3 72.95% 1,212.9 738.1 474.8 64.33% 3,790.4 2,154.9 1,635.5 75.90% 3,770.7 2,135.2 1,635.5 76.60% 2014130.17 54.48% 54.81%5.0032.13%0.49 12.70%4.42 2014 2013 54.81% 59.81% 5.00 32.13% 31.64% 0.49 12.70% 8.28% 4.42 0.36% 0.27% 0.09 100.00% 100.00% 60 2014

2014 2014 2013 5,532.5 4,069.0 1,463.5 35.97% 324.9 372.5-47.6-12.77% 974.4 333.2 641.2 192.44% 101.9 131.5-29.6-22.51% 192.3 125.7 66.6 52.98% 9.0 7.6 1.4 18.42% 7,135.0 5,039.5 2,095.5 41.58% 201.1 171.2 29.9 17.46% 6,933.9 4,868.3 2,065.6 42.43% 20142013 2014 2013 1.43% 2.70% 13.66% 0.13% 4.55% 7.39% 2.61% 2.50% 6.61% 0.15% 77.54% 80.74% 201469.34 42.43% 14.6435.97%2014 2014 61

6.41192.44%2014 IPO 0.3022.51% 0.6752.98% 2014 28.05 41.53% 2014 2014 2013 1,614.9 1,453.5 161.4 11.10% 2,497.8 1,102.0 1,395.8 126.66% 69.3 110.9-41.6-37.51% 4,182.0 2,666.4 1,515.6 56.84% 1,377.2 684.6 692.6 101.17% 2,804.8 1,981.8 823.0 41.53% 1.6111.10% 13.96126.66% 0.4237.51% 62 2014

201416.53 136.98% 2014 2014 2013 224.1 147.5 76.6 51.93% 520.5 375.4 145.1 38.65% 38.7 0.8 37.9 4,737.5% -206.5-202.4-4.1-2.03% 433.3 505.9-72.6-14.35% 642.6-129.8 772.4 595.07% 1,652.7 697.4 955.3 136.98% 0.7751.93% 1.4538.65% 0.73 7.72 2014 63

2014 64.35 37.59% 2014 2014 2013 187.2 218.8-31.6-14.44% 4,191.3 2,490.5 1,700.8 68.29% 2,016.1 1,775.6 240.5 13.54% 40.6 192.2-151.6-78.88% 6,435.2 4,677.1 1,758.1 37.59% 0.3214.44% 17.0168.29%2014 2.4113.54% 0.41 1.52 2014 2013 1.2 7.7-6.5-84.42% 15.1 15.1 0.0 0.00% 24.3 169.4-145.1-85.66% 40.6 192.2-151.6-78.88% 64 2014

2. 2014 12 31 1,800.26 129.96% 891.22 121.16% 688.48 249.89%191.76 20.81% 28.81 18.19% 2014 2013 12 31 12 31 89,122.0 40,298.4 48,823.6 121.16% 68,847.5 19,676.6 49,170.9 249.89% 19,175.6 15,872.1 3,303.5 20.81% 2,880.6 2,437.3 443.3 18.19% 180,025.7 78,284.4 101,741.3 129.96% 10.65% 1.60% 20.27% 3.11% 38.24% 49.51% 25.13% 51.49% 2014 12 31 2013 12 31 2014 65

2014 12 31488.24121.16% 49.51% 2014 2013 12 31 12 31 51,811.6 33,083.7 18,727.9 56.61% 31,260.4 4,373.9 26,886.5 614.70% 6,050.0 2,840.8 3,209.2 112.97% 89,122.0 40,298.4 48,823.6 121.16% 518.12312.6056.61% 614.70% 2014 12 31491.71249.89% 38.24% 2014 2013 12 31 12 31 61,442.7 18,392.8 43,049.9 234.06% 7,404.8 1,283.8 6,121.0 476.77% 68,847.5 19,676.6 49,170.9 249.89% 614.43 234.06% 74.05 476.77% 66 2014

2014 12 31 33.0420.81% 10.65% 2014 2013 12 31 12 31 20.0 19.9 0.1 0.50% 250.0 90.0 160.0 177.78% 11,583.5 9,790.1 1,793.4 18.32% 5,961.3 5,027.3 933.9 18.58% 1,360.8 942.5 418.3 44.38% 0.0 2.3-2.3-100.00% 19,175.6 15,872.1 3,303.5 20.81% 2014 12 3117.93 18.32% 6.43% 2014 2013 12 31 12 31 9,008.3 7,934.5 1,073.8 13.53% 702.4 685.3 17.1 2.50% 11.6 11.7-0.1-0.85% 1,861.2 1,158.6 702.6 60.64% 11,583.5 9,790.1 1,793.4 18.32% 2014 67

2014 12 31 9.34 18.58% 3.31% 2014 2013 12 31 12 31 3,850.8 3,269.0 581.8 17.80% 662.8 127.3 535.5 420.66% 1,447.7 1,595.0-147.3-9.24% 0.0 36.0-36.0-100.00% 5,961.3 5,027.3 933.9 18.58% 2014 12 31 4.1844.38% 0.76% 2014 2013 12 31 12 31 657.4 628.8 28.6 4.55% 431.8 283.5 148.3 52.31% 201.6 30.2 171.4 567.55% 70.0 0.0 70.0 100.00% 1,360.8 942.5 418.3 44.38% 68 2014

2014 12 31 28.81 4.4318.19% 1.60% 2014 2013 12 31 12 31 379.6 393.7-14.1-3.58% 223.3 223.3 0.0 0.00% 355.2 349.3 5.9 1.69% 347.7 308.2 39.5 12.82% 458.2 300.9 157.3 52.28% 1.6 29.9-28.3-94.65% 1,115.0 832.0 283.0 34.24% 2,880.6 2,437.3 443.3 18.19% 2014 69

3. 2014 12 31 1,506.90 978.27 185.06% 2014 12 31 784.08 115.10%327.40 267.93% 341.30 643.14% 2014 2013 12 31 12 31 78,407.5 36,451.3 41,956.2 115.10% 32,739.9 8,898.4 23,841.5 267.93% 34,130.0 4,592.7 29,537.3 643.14% 5,412.3 2,920.3 2,492.0 85.33% 150,689.8 52,862.7 97,827.1 185.06% 22.65% 3.59% 5.52% 8.69% 16.83% 21.73% 52.03% 68.95% 2014 12 31 2013 12 31 70 2014

2014 2013 12 31 12 31 1,812.1 592.7 1,219.4 205.74% 5,417.9 0.0 5,417.9 100.00% 26,900.0 4,000.0 22,900.0 572.50% 34,130.0 4,592.7 29,537.3 643.14% 18.12 229.00 2014 2013 12 31 12 31 2,932.7 1,287.7 1,645.0 127.75% 2,101.1 1,616.3 484.8 30.00% 354.4 8.4 346.0 4,119.05% 24.1 7.9 16.2 205.06% 5,412.3 2,920.3 2,492.0 85.33% 2014 71

16.45 127.75% 4.85 30.00% 4. 2014 12 31 293.36 15.40% 2014 2013 12 31 12 31 7,537.3 7,537.3 0.0 0.00% 13,232.1 11,567.6 1,664.5 14.39% 8,254.4 6,070.0 2,184.4 35.99% 312.1 246.8 65.3 26.45% 29,335.9 25,421.7 3,914.3 15.40% 72 2014

5. 2014 2013 9,391.7 72.15% 6,173.9 73.27% 683.6 5.25% 623.2 7.40% 1,402.0 10.77% 823.5 9.77% 1,025.6 7.88% 411.2 4.88% 197.4 1.52% 136.6 1.62% 76.3 0.59% 9.6 0.11% 255.8 1.96% 202.5 2.40% 201.2 1.55% 105.1 1.25% -217.0-1.67% -59.4-0.70% 13,016.6 100.00% 8,426.2 100.00% 2014 73

2014 2013 5,256.8 65.59% 3,275.3 59.20% 498.1 6.22% 422.8 7.64% 671.4 8.38% 443.6 8.02% 737.7 9.21% 288.7 5.22% 158.9 1.98% 56.5 1.02% 55.9 0.70% 176.9 3.20% 206.0 2.57% 159.4 2.88% 542.2 6.76% 717.6 12.97% -113.4-1.41% -7.9-0.14% 8,013.6 100.00% 5,532.9 100.00% 2014 2013 4,134.9 82.64% 2,898.6 100.19% 185.5 3.71% 200.4 6.93% 730.7 14.60% 379.9 13.13% 287.9 5.76% 122.5 4.23% 38.6 0.77% 80.1 2.77% 20.3 0.41% -167.3-5.78% 49.7 0.99% 43.2 1.49% -340.7-6.81% -612.9-21.19% -103.6-2.07% -51.5-1.78% 5,003.3 100.00% 2,893.0 100.00% 74 2014

36330 1. 107 [2013]28256 [2014]135 796 2. 28 6 22 5 2014 4 252014 5 15 2014 75

1. 2014 12 12 5,000 2015 1 8 2. 2014 3 26 4 102014 7 2014 4 252014H A A1,693,510,473 18.35% A A 12 A A2014 8 29 2015 1 20 AA12 2015 3 26 2015H 76 2014

2014274.1 214.1 60 2014 5.10 2014/1/13 2014/7/14 182 6.85% 2014 11.00 2014/9/2 2015/9/2 365 5.60% 2014 13.00 2014/9/2 2015/3/4 183 5.45% 2014 10.00 2014/9/17 2015/6/19 275 5.55% 2014 17.00 2014/9/23 2015/9/23 365 5.80% 2014 40.00 2014/10/30 2017/10/30 1,096 5.30% 2014 15.00 2014/11/26 2016/11/26 731 5.20% 2014 15.00 2014/11/26 2017/11/26 1,096 5.10% 2014 15.00 2014/12/5 2016/12/5 731 5.30% 2014 15.00 2014/12/5 2017/12/5 1,096 5.10% 2014 32.00 2014/12/15 2016/12/15 731 6.30% 2014 26.00 2014/12/15 2017/12/15 1,096 6.00% 214.10 2014 60.00 2014/12/26 2015/12/26 365 6.50% 60.00 274.10 100 2014 12 8 55 2014 6 40% 12 60% 2015 3 26 2015 2014 77

2 2 400 440 PB 1. 2. 78 2014

3. 2014 1. 201420143,235 20132,11652.87%201411,0152013 8,12235.62% VaR 2014 2014 79

2. 2014 3. 2014 2014 80 2014

2014 1. 2. (i) (ii)(iii) (iv)(v) (vi)(vii) (viii) (ix) (x) 2014 81

1. 2. 82 2014

3. 4. 1. 2. 21 22 2014 83

2013 1. 2013 2013 1 1 2013 4 30 10%10%10% 2013 1 4 6.06 4.242014 5 23 2. 2013 2014 6 12 20132013 201310 0.624.67 H20132014 6 25H H 2013 0.794021.00 2013H 0.07808 2013 2014 8 8 2014 20143,683,038,446.41 2014 1. 10%368,303,844.64 2. 10%368,303,844.64 3. 10%368,303,844.64 4. 2,578,126,912.49 84 2014

5,994,224,219.47 20142013 467,310,042.93 8,105,041,089.03 2014 12 31H 7,537,258,757 H 10 1.60 1,205,961,401.12201446.78% 6,889,079,687.91 H 2014 2014 20142014 H [2013]3252013 55.3 1,500,000,000 H5.337,258,757 8,147,471,412.10 H 8,147,533,679.63 6,498,257,233.72 214,098,999.21 6,284,158,234.51 H 1. 60% 2. 25% 3. 15% 2014 85

6,189,647,565.79 95,284,964.02 H 419,055 0 3,686,900 6,284,158 98.50% 33,614 1,570,085 217,610 42,662 932,662 249,412 86 2014

2014 12 3118 18 2014 12 31 XV(i) XV7 8 (ii) 352 (iii) H 22.44%H8.08 2 2014 12 312 2.78 2014 2.952.95 2014 2014 87

H [1993]045 [2011]348 10%10% 10%(1)10% (2)10%20% (3) 20% H [2008]897 H 2008 10% 88 2014

2014 2.84% 1. (1) 12 7 VI VI LOGO (2) 2014 89

2. (1) (2) (3) (4) (5) 2014 3. (1) 2014 2014 33 15 2014 5 90 2014

2014 10 2014 11 T3 ABC (2) 2014 7-9 2014 2014 91

(3) (4) 2014 4. (1) 2014 231 (2) 2013-2014 [2013]372014 119 (3) (4) 5. (1) (2) 92 2014

(3) 100% (4) 2011 8 6,000 (5) 2014 2014 2014 93

6. 200 2014 2 100 30 50 100 1,100 2014 7 424 960-3 2 372 1 1,230 56 2014485 2015 3 27 94 2014

161 2131,758.37 1,000 2013 3 1. 20082010 8 2011 9 2012 3 192012 2 6 232.8868.071,100.87 2014 3 21 2014 4 12 2014 12 18 2. 2006 22011 1 2012 8 23 154,904 2012 5 13(15 5,019.84 2014 95

2012 122013 113 4,883.05 40% 2013 6 19 505.17 4,377.88 40% 2014 1 20 41,349,335.48 16,539,734.20 (41,349,335.48 *40%) 2014 1 24 2013 11 4 2014 6 5 3. 2013 3 1214 82013 4 15 861.402014 12 31 1. 2011 11 20112012 2013 1-6 2013 12 26 96 2014

2014 5 28 1,580 2014 12 31 400 2. 2011 12 21 2011 2012 20112012 2014 8 1 86.4877% 2014 75,2802014 12 31 20149,032.32 20141,859.29 1,426.74 2,769.521,000 2013 5 2 (1) (2) (3) (4) 2014 97

69.23% 2015 12 31 5,60012,300 2015 12 31 3001,000 0.1 5 2014 2014 37.44 1,745.29 2,366.73 48.40 4,197.86 5,600.00 33.92 33.92 300.00 1. 2. 3. 4. 5. 14A 98 2014

(1) (2) (3) a. b. c. d. 2014 12 25 2014 2014 4 23 200,000,000 70% 30% 0.1 5 14A 2014 99

2014 2 1220144046 2014 2 17 2014 172 2014 4 3 2014 152 2014 5 21 2014 284 2014 6 242014 629 2014 7 2 2014 769 2014 9 3 2014 10 13 2014 635 2014 10 15 2014 1397 2014 12 30T006 100 2014

2014A AA 2014 1. 2015 1 16 2015 86 2. 2015 1 16 2015 65 1. H 2015 1 20 H H 20H 26.53%20.97% H 118.27% H 54.19%H10 H80% H(i) 60% (ii) 15%(iii) 15% (iv) 10% H H 2015 3 26 2015 H 2. A 2014 101

2015 3 27 2015153.3 40 88.3 25 2015 12.00 2015/1/30 2017/1/30 731 5.80% 2015 28.00 2015/1/30 2017/1/30 731 5.90% 40.00 2014 32.00 2015/1/20 2015/7/22 183 5.00% 2014 26.30 2015/3/6 2016/3/6 365 5.02% 2015 30.00 2015/3/24 2016/3/24 365 5.40% 88.30 2014 15.00 2015/2/4 2018/2/4 1,096 4.65% 2014 10.00 2015/2/4 2020/2/4 1,826 4.80% 25.00 153.30 100 2015 1 162014 3 0.01% 1. 2. 3. 50 102 2014

H (%) (%) 5,217,743,240 89.25% 69.23% 628,530,884 10.75% 8.34% H 84,191,300 4.98% 1.12% H H 1,606,793,333 95.02% 21.32% 7,537,258,757 5,846,274,124H 1,690,984,633 37H1,029 2014 4 22,000,000 0.027%3,530,000 0.047% 2014 5 1213,617,961 0.181% 13,617,9610.181% 2014 103

10 5,217,743,240 69.23% 0 5,217,743,240 0 1,688,539,933 22.40% 778,600 1,688,539,933 0 1 114,381,147 1.52% 0 0 114,381,147 110,000,000 1.46% 0 110,000,000 0 90,514,398 1.20% 0 90,514,398 0 60,000,000 0.80% 0 0 60,000,000 38,804,706 0.51% 0 0 38,804,706 28,983,000 0.38% 0 0 28,983,000 19,454,230 0.26% 0 0 19,454,230 13,617,961 0.18% 13,617,961 0 13,617,961 1 H 69.23%2005 8 8 70 2015 2 5 2014 12 31 XV23 336 104 2014

H (%) (%) 1 1 5,217,743,240 69.23 89.25 2 2 5,217,743,240 69.23 89.25 2 3 Citigroup Inc. H 36,491,917 0.48 2.15 H 93,738,644 1.24 5.54 H 31,358,273 0.42 1.85 4 JPMorgan Chase & Co. H 85,619,498 1.14 5.06 H 2,679,807 0.04 0.15 H 43,981,498 0.58 2.60 1 78.57%, 5,217,743,240 2 336 2014 12 31 336 2014 105

57 2010 1 5 140.26 2011 8 19 56 2010 3 30 2010 4 30 2012 5 11 2012 12 19 137.84 2011 8 19 54 2005 12 31 2007 1 0 2011 8 19 52 2009 8 21 2012 8 16 2012 12 19 288.41 2011 8 19 62 2005 12 31 2007 1 0 2011 8 19 57 2011 8 19 0 71 2005 12 31 27.00 2011 8 19 52 2011 4 22 30.03 2011 8 19 76 2013 1 25 24.98 106 2014

54 2013 1 25 24.98 56 2012 11 20 164.54 2007 2 12 2012 11 20 58 2005 12 31 2007 12007 2 12 52 2005 12 31 2007 1 125.35 2011 8 19 105.29 2011 8 19 63 2013 5 22 12.94 61 2012 11 20 155.88 51 2013 5 22 189.89 52 2007 8 2012 12 19 121.53 49 2007 8 2012 12 19 122.82 50 2013 8 26 288.41 44 2012 3 23 2012 12 19 289.31 2014 107

41 2012 12 31 288.41 45 2012 4 23 2012 12 19 288.41 45 2011 11 18 2012 12 19 300.48 44 2011 11 18 2012 12 19 302.88 2010 4 15 2014 2014 11 62014 11 6 2014 231.22 108 2014

2008 7 2009 12 2009 12 2011 62012 12 2013 10 2011 6 2011 2 2005 8 2011 6 2007 2 2014 1 2014 5 2005 8 2014 109

2004 7 2013 112014 8 2008 72014 4 2009 72014 5 2010 82014 9 (Swiss Trust Advisors AG) 2010 92014 5 2011 122014 4 2014 7 2014 7 2012 4 2001 52014 12 2002 1 2007 6 2005 8 2011 7 110 2014

2012 9 2012 3 2011 6 2013 1 2014 9 2011 7 2014 111

5 1. 1958 32010 1 2008 7 2009 122011 62011 6 2012 62012 62013 10 1997 51999 12 1999 122002 6 2002 62007 12 1982 11985 112002 3 2. 1961 62005 122007 1 2005 82011 6 2007 2 2007 22012 7 2010 62013 3 2014 1 51997 12008 1 2007 32012 71979 121999 7 2007 1 3. 1953 12005 122007 1 2005 81987 101996 10 1988 91995 101996 10 1998 12001 12005 8 600999 1983 7 112 2014

4. 1958 12011 81983 81986 9 1986 101998 1 1998 22007 9 2007 92011 11600638 2008 112011 112009 10 2011 112008 6 5. 1959 92012 112007 6 2008 10 2012 1 1977 12001 11 2001 112007 2 2007 22012 112008 12011 12 2008 22008 91995 12 2 1. 1959 32010 34 2012 52012 12 2011 22011 6 1987 82002 8 2002 8 2007 12007 12008 10 2010 72009 92010 3 2010 42010 101982 1 1987 9 2014 113

2. 1963 122009 82012 8 2012 12 1985 82009 6 2009 62012 7 2011 5 2012 71985 7 4 1. 1944 32005 122007 1 1982 7 1984 121984 121990 5 1990 52001 5 2001 52004 31982 7 2. 1963 62011 4 2006 1 (McGill) 2014 7(Swiss Trust Advisors AG) 1987 5 1989 81995 71996 6(Windsor) 1996 72001 5(McGill) 1997 71998 6 2001 62005 9(McGill)2004 32010 62007 42013 12 2007 10 2009 1 2008 82011 12 2009 82011 8 1983 7 1987 61996 5 (Concordia) 114 2014

3. 1939 102013 1 1993 42000 62000 62010 6 60011500670 CEA 2001 52014 12 2004 102011 12 2012 4 082191962 7 4. 5 1961 42013 1 2002 1 1995 72002 1 1982 7 1987 10(Concordia)1989 5 1990 51992 5 1. 1957 72005 122007 12 1989 82000 9 1995 61998 6 2000 72005 7 2005 82011 61983 7 2014 115

2. 1963 42005 122007 1 2005 82011 7 1985 81992 11 1992 112000 7 2000 92003 122003 12 2005 121985 7 3. 1952 122013 51986 12 2001 6 2001 6 2002 6 2002 62005 5 2005 52007 52007 52012 2 2012 22013 1 1987 122003 7 1995 3 4. 1954 92012 112010 82012 10 1970 121986 12 1986 122001 3 2001 32007 1 2007 12012 3 1992 12 116 2014

5. 1964 102013 51990 7 1993 61993 61997 6 1997 72000 9 2000 92007 1 2007 1 1987 7 1990 7 8 1. 1963 1 1997 32000 3 2000 92007 1 2007 12007 82007 8 2012 102012 121984 7 1990 2 2000 12 2014 117

2. 1966 9 1998 52002 12 2003 12007 1 2007 8 2011 6 2012 12 1988 72003 12 3. 1965 9 1989 71993 91993 92001 12 2001 122005 12005 12011 6 2011 72012 11 2012 12 2013 22014 12 2013 2 2013 8 1986 7 1989 62009 10 (EMBA) 118 2014

4. 1971 12 (FCCA) 1993 7 1999 12 1996 121999 12LCCI 1999 122009 122007 122009 12 2009 122011 12 2012 12012 2 2012 3 2012 122013 12 1995 122001 7 2009 6 5. 1974 32012 12 2012 122014 9 2005 92007 4 West Asset Management Company2007 4 2008 6 EARNEST Partners LLC2008 6 2011 112011 112012 12 1997 7 2003 1 2005 5 6. 1970 9 2008 72012 4 2012 42012 12 1993 72005 6 2009 1 2014 119

7. 1970 11 1997 42005 12 2006 12007 12 2007 122010 6 2010 72012 42011 32012 8 2011 72011 112012 121994 61997 6 2005 12005 10 8. 1971 10 2000 12003 9 2003 92010 2 2007 12010 2 2010 3 2010 42011 11 2012 121993 7 1996 7 1999 8 120 2014

2014 11 6 2014 11 6 2013 1 1 2014 2014 2014 121

8,275 7,361 (%) (%) 5,935 71.72% 5,901 80.17% 481 5.81% 0 0.00% 249 3.01% 229 3.11% 47 0.57% 0 0.00% 37 0.45% 37 0.50% 14 0.17% 0 0.00% 149 1.80% 135 1.83% 67 0.81% 54 0.73% 282 3.41% 233 3.17% 417 5.04% 348 4.73% 343 4.15% 295 4.01% 254 3.06% 129 1.75% 8,275 100.00% 7,361 100.00% 65 0.79% 61 0.83% 1,009 12.19% 805 10.94% 4,858 58.71% 4,329 58.81% 2,343 28.31% 2,166 29.42% 8,275 100.00% 7,361 100.00% 30 3,151 38.08% 2,693 36.58% 3140 2,746 33.18% 2,425 32.94% 4150 2,082 25.16% 1,963 26.67% 51 296 3.58% 280 3.81% 8,275 100.00% 7,361 100.00% 258 165 257 165 122 2014

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A.5.6 2014 4 252014 2014 5 19 2014 6 27 (2014) 126 A 1. 2014 141

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2122 330 330 2014 2014 2014 144 2014

(2) (3) 106 10 64 32 (4) 2014 3 (LCR) (NSFR) 2014 2014 145

31 2014 12 H A (5) 161,867 16,31502,075,226 536,73588 2 2,091,541 536,735) 2013 2014 2,075,226 536,735) 16,315 2014 1,883 1,867 16 90 88 2 0 0 146 2014

148 274 2014 12 31 2014 12 31 2015 3 27 2014 147

2014 12 31 12 31 2014 2013 5 7,134,992 5,039,498 6 4,181,986 2,666,446 7 1,652,665 697,427 12,969,643 8,403,371 8 46,917 22,858 13,016,560 8,426,229 9 (187,240) (218,793) 10 (4,191,285) (2,490,499) 11 (201,098) (171,219) 12 (1,377,234) (684,627) 13 (2,016,130) (1,775,573) 14 (40,619) (192,166) (8,013,606) (5,532,877) 345 (334) 5,003,299 2,893,018 15 (1,212,915) (738,087) 3,790,384 2,154,931 3,770,728 2,135,247 19,656 19,684 3,790,384 2,154,931 16 0.50 0.31 16 0.31 148 2014

2014 12 31 12 31 2014 2013 3,790,384 2,154,931 1,001,372 (285,042) (224,054) (147,489) 14,238 21,911 (197,889) 102,655 593,667 (307,965) (190) 190 (1,026) (14,028) 592,451 (321,803) (46,900) 20,292 (46,900) 20,292 545,551 (301,511) 4,335,935 1,853,420 4,316,279 1,833,736 19,656 19,684 4,335,935 1,853,420 2014 149

2014 12 31 12 31 2014 2013 18 379,572 393,674 19 223,278 223,278 20 355,161 349,251 22 20,011 19,856 24 511,862 495,050 31 89,652 196,445 25 250,000 26 347,650 308,204 2,177,186 1,985,758 27 61,442,657 18,392,778 28 458,257 300,915 29 1,116,671 861,977 25 90,000 24 11,071,673 9,295,082 31 7,315,173 1,087,393 32 5,961,256 5,027,321 33 1,360,847 942,506 34 2,281 35 6,050,015 2,840,742 36 31,260,370 4,373,917 37 51,811,602 33,083,698 177,848,521 76,298,610 180,025,707 78,284,368 39 20,700,000 4,000,000 40 1,812,123 592,687 41 5,417,910 42 78,407,509 36,451,282 43 2,932,674 1,287,722 44 1,901,186 1,616,371 354,376 8,370 34 24,084 7,883 45 30,164,925 8,898,387 141,714,787 52,862,702 36,133,734 23,435,908 150 2014

2014 12 31 12 31 2014 2013 39 6,200,000 44 200,000 45 2,575,000 8,975,000 29,335,920 25,421,666 46 7,537,259 7,537,259 47 13,232,153 11,567,574 8,254,385 6,069,995 29,023,797 25,174,828 312,123 246,838 29,335,920 25,421,666 2015 3 27 2014 151

2014 12 31 12 31 2014 2013 18 338,099 352,885 19 223,278 223,278 20 337,838 336,382 21 3,185,480 2,367,160 22 20,011 19,856 24 233,724 200,100 31 89,652 196,445 26 330,972 290,306 4,759,054 3,986,412 27 59,927,053 17,660,392 28 191,070 118,690 29 973,049 788,287 30 346,623 157,366 24 10,198,517 8,555,256 31 7,313,673 1,087,393 32 5,714,036 4,991,274 33 1,290,847 942,506 34 2,281 35 1,356,868 143,864 36 30,943,147 4,042,598 37 41,746,106 27,113,867 160,000,989 65,603,774 164,760,043 69,590,186 39 20,700,000 4,000,000 40 1,000,000 290,000 41 5,417,910 42 66,093,265 29,193,684 43 2,714,763 1,141,349 44 858,779 1,019,809 341,788 34 24,081 7,883 45 30,039,565 8,898,387 127,190,151 44,551,112 32,810,838 21,052,662 152 2014

2014 12 31 12 31 2014 2013 39 6,200,000 45 2,575,000 8,775,000 28,794,892 25,039,074 46 7,537,259 7,537,259 47 13,152,593 11,507,591 47 8,105,040 5,994,224 28,794,892 25,039,074 2015 3 27 2014 153

2014 12 31 2013 1 1 6,000,000 (27,165) (3,006) 6,313,248 5,146,782 17,429,859 128,989 17,558,848 2,135,247 2,135,247 19,684 2,154,931 (307,775) (14,028) 20,292 (301,511) (301,511) (307,775) (14,028) 20,292 2,135,247 1,833,736 19,684 1,853,420 H 46 1,537,259 4,960,998 6,498,257 6,498,257 H (162,580) (162,580) (162,580) 109,892 109,892 787,590 (787,590) (424,444) (424,444) (424,444) (11,727) (11,727) 2013 12 31 7,537,259 4,798,418 (334,940) (17,034) 7,100,838 20,292 6,069,995 25,174,828 246,838 25,421,666 3,770,728 3,770,728 19,656 3,790,384 593,477 (1,026) (46,900) 545,551 545,551 593,477 (1,026) (46,900) 3,770,728 4,316,279 19,656 4,335,935 60,000 60,000 1,119,028 (1,119,028) 2013 (467,310) (467,310) (467,310) (14,371) (14,371) 2014 12 31 7,537,259 4,798,418 258,537 (18,060) 8,219,866 (26,608) 8,254,385 29,023,797 312,123 29,335,920 154 2014

2014 12 31 12 31 2014 2013 5,003,299 2,893,018 1,377,234 684,627 (345) 334 187,240 218,793 40,619 192,166 (583) (467) (238) 78,915 (224,054) (147,489) (520,482) (375,399) (38,736) (773) 5,823,954 3,543,725 (43,049,879) (12,954,110) (429,468) (553,007) (6,120,987) (474,315) (1,349,995) (519,050) 16,000 (16,000) (3,209,273) (226,419) (26,127,518) (7,014) (14,413,352) 3,407,832 44,301,907 (2,497,404) 16,201 7,883 23,841,538 3,714,951 710,000 (10,000) (17,971) (764) (20,008,843) (6,583,692) (1,075,922) (542,909) (821,181) (509,023) (21,905,946) (7,635,624) 2014 155

12 31 2014 2013 529,791 323,790 (187,842) (108,240) 9,376 7,301 (20,000) (10,555,093) (11,039,060) 9,753,062 7,467,362 (250,000) (90,000) 90,000 (1,170,000) (1,670,485) 1,389,890 250,000 (390,816) (4,879,332) H 6,498,257 17 (891,755) (26,098) 60,000 109,892 27,410,000 11,700,000 8,932,803 283,829 (3,005,457) (4,510,000) (7,700,000) (22,294) (1,790) (253,809) (84,255) H (88,420) (7,451) (201) (3,099) 27,604,769 10,795,383 5,308,007 (1,719,573) 2,194,510 3,921,043 1,370 (6,960) 38 7,503,887 2,194,510 4,145,007 2,584,207 (1,097,484) (595,068) 156 2014

2014 12 31 1. 2007 1 26 60 2013 5 H H75.37 35 C 2-6 2. 2.1 10 12 27 27 32 39 21 1012 27 10 2014 157

2. 2.1 10 12 27 1227 27 9 39 9 28, 27 28, 10 1 158 2014

2. 2.1 32 32 39 39 21 21, 2014 159

2. 2.2 9 1 14 2 15 3 11 5 1 5 16 5 38 16 5 41 19 4 10 5 28 10 5 12 28 2010 2012 6 2011 2013 4 2012 2014 5 1. 2018 1 1 2. 2016 1 1, 3. 2017 1 1, 4. 2014 7 1, 5. 2016 1 1, 6. 2014 7 1, 9 2009 99 2010 2013 92014, a) b)(fvtoci) 160 2014

2. 2.2 9 9 39, 9 9 39,9,39,, 9, 2014 161

2. 2.2 15 2014 715 1518 11 15, 1 2 3 4 5 15 15 15 15 15 16 38 1638, a) b) 2016 1 1 162 2014

2. 2.2 19 19 1028 28 10 10 2014 163

2. 2.2 10 12 28 10 28 12 9 12 20102012 20112013 2012 2014 2010 2012 2011 2013 2012 2014 9159 15 3. 622 1176 87 9 32 164 2014

3. 17 36 2014 165

3. (1) (2) 39 166 2014

3. 39 36 36 2014 167

3. 39 (i) (ii) (iii) (iv) (v) (vi) 168 2014

3. 2014 169

3. 170 2014

3. 2014 12 31 2014 171

3. 5% 20 40 0-4% 3 5 4-5% 4 10 5 (23 5 172 2014

3. 3 2014 173

3. 174 2014

3. 39 2014 175

3. 176 2014

3. 2014 177

3. 178 2014

3. 4. 3 2014 179

4. 19 26 43 180 2014

4. (a) (b) (c) 5. 12 31 2014 2013 5,532,522 4,068,980 974,444 333,184 324,925 372,505 101,918 131,481 192,274 125,694 8,909 7,654 7,134,992 5,039,498 6. 12 31 2014 2013 1,614,933 1,453,509 2,497,834 1,102,006 69,219 110,931 4,181,986 2,666,446 2014 181

7. 12 31 2014 2013 224,054 147,489 520,482 375,399 (96,244) (260,699) 38,736 773 424,830 503,032 161,445 42,638 8,472 2,929 (271,675) 15,681 191,377 (100,272) 509,311 (53,734) (58,123) 24,191 1,652,665 697,427 8. 12 31 2014 2013 11,818 9,403 16,790 5,722 583 467 17,726 7,266 46,917 22,858 182 2014

9. 12 31 2014 2013 157,238 198,983 30,002 19,810 187,240 218,793 10. 12 31 2014 2013 3,484,984 1,878,057 377,059 359,274 81,342 49,882 7,643 7,718 4,932 4,552 235,325 191,016 4,191,285 2,490,499 11. 12 31 2014 2013 175,055 103,726 17,589 58,586 8,454 8,907 201,098 171,219 2014 183

12. 12 31 2014 2013 159,022 129,665 757,393 292,901 67,216 105,462 33,265 77,707 360,338 78,892 1,377,234 684,627 13. 12 31 2014 2013 4,037 3,280 496,918 486,743 589,555 392,060 442,680 396,505 157,302 148,623 62,564 34,220 88,982 81,681 47,126 50,139 (238) 78,915 (1,900) 127,204 105,307 2,016,130 1,775,573 14. 12 31 2014 2013 1,247 7,647 15,134 15,108 24,238 169,411 40,619 192,166 184 2014

15. 12 31 2014 2013 1,444,074 765,760 7,070 1,865 (775) 1,626 (119) 1,450,250 769,251 26 (237,335) (31,164) 1,212,915 738,087 25% 16.5% 25% 12 31 2014 2013 5,003,299 2,893,018 25% 1,250,825 723,255 36,519 78,178 (61,679) (102,061) 3,295 45,362 (2,907) (3,929) (12,244) (4,344) (894) 1,626 1,212,915 738,087 2014 185

16. 12 31 2014 2013 3,770,728 2,135,247 (2013 7,537,259 6,941,168 0.50 0.31 0.31 2014 2013 12 31 2013 62013, 2013 H 17. 2013 100.622013 12 317,537,258,757,467.31 2014 8 8 2013 1 25 2013 2013 1 1 2013 1 1 2013 5 2013 1 12013 4 30 424.44 2014 3 26 424.44 379.45 2014 5 22 186 2014

18. 2013 1 1 245,040 684,402 88,557 126,500 328,185 1,472,684 35,524 4,767 6,964 36,635 83,890 (38,065) (2,955) (11,680) (72,697) (125,397) 2013 12 31 245,040 681,861 90,369 121,784 292,123 1,431,177 2013 1 1 87,576 563,299 66,000 70,951 169,258 957,084 10,941 70,335 9,733 20,871 87,103 198,983 (35,193) (2,229) (8,445) (72,697) (118,564) 2013 12 31 98,517 598,441 73,504 83,377 183,664 1,037,503 2013 12 31 146,523 83,420 16,865 38,407 108,459 393,674 2014 1 1 245,040 681,861 90,369 121,784 292,123 1,431,177 53,342 5,434 12,594 79,601 150,971 (56,437) (4,004) (7,835) (74,231) (142,507) 2014 12 31 245,040 678,766 91,799 126,543 297,493 1,439,641 2014 1 1 98,517 598,441 73,504 83,377 183,664 1,037,503 10,940 47,219 7,341 17,404 74,334 157,238 (50,441) (3,135) (6,865) (74,231) (134,672) 2014 12 31 109,457 595,219 77,710 93,916 183,767 1,060,069 2014 12 31 135,583 83,547 14,089 32,627 113,726 379,572 2014 187

18. 2013 1 1 245,040 649,778 87,892 116,912 321,680 1,421,302 23,168 4,767 5,119 27,930 60,984 (37,911) (2,955) (5,805) (72,697) (119,368) 2013 12 31 245,040 635,035 89,704 116,226 276,913 1,362,918 2013 1 1 87,576 552,651 65,529 68,793 165,941 940,490 10,941 61,857 9,653 17,561 84,398 184,410 (35,044) (2,229) (4,897) (72,697) (114,867) 2013 12 31 98,517 579,464 72,953 81,457 177,642 1,010,033 2013 12 31 146,523 55,571 16,751 34,769 99,271 352,885 2014 1 1 245,040 635,035 89,704 116,226 276,913 1,362,918 41,232 5,434 11,604 75,274 133,544 (56,162) (4,004) (6,737) (74,231) (141,134) 2014 12 31 245,040 620,105 91,134 121,093 277,956 1,355,328 2014 1 1 98,517 579,464 72,953 81,457 177,642 1,010,033 10,940 37,047 7,314 15,927 69,627 140,855 (50,347) (3,135) (5,946) (74,231) (133,659) 2014 12 31 109,457 566,164 77,132 91,438 173,038 1,017,229 2014 12 31 135,583 53,941 14,002 29,655 104,918 338,099 188 2014

18. 12 31 2014 2013 50 5,676 6,108 (10 50 129,907 140,415 135,583 146,523 2014 12 31 26.59 (2013 28.79 19. 12 31 2014 2013 223,278 223,278 2007 1 2014 2013 12 31 20 2014 12 31 15.78% 201315.01% 2014 189

20. 2013 1 1 303,410 140,894 444,304 24,350 24,350 (19,703) (19,703) 2013 12 31 303,410 145,541 448,951 2013 1 1 81,493 81,493 19,810 19,810 (1,603) (1,603) 2013 12 31 99,700 99,700 2013 12 31 303,410 45,841 349,251 2014 1 1 303,410 145,541 448,951 500 36,371 36,871 (4,082) (4,082) 2014 12 31 303,910 177,830 481,740 2014 1 1 99,700 99,700 30,002 30,002 (3,123) (3,123) 2014 12 31 126,579 126,579 2014 12 31 303,910 51,251 355,161 190 2014

20. 2013 1 1 301,199 132,046 433,245 17,604 17,604 (19,703) (19,703) 2013 12 31 301,199 129,947 431,146 2013 1 1 78,274 78,274 18,092 18,092 (1,602) (1,602) 2013 12 31 94,764 94,764 2013 12 31 301,199 35,183 336,382 2014 1 1 301,199 129,947 431,146 500 27,676 28,176 (4,082) (4,082) 2014 12 31 301,699 153,541 455,240 2014 1 1 94,764 94,764 25,761 25,761 (3,123) (3,123) 2014 12 31 117,402 117,402 2014 12 31 301,699 36,139 337,838 2014 191

20. 12 31 2014 2013 291,670 287,359 12,240 16,051 303,910 303,410 12 31 2014 2013 290,859 287,359 10,840 13,840 301,699 301,199 20142013 12 31 21. 12 31 2014 2013 3,332,980 2,514,660 (147,500) (147,500) 3,185,480 2,367,160 192 2014

21. 2014 12 31 2014 2013 1 3 4 100% 100% 1,000,000,000 100% 100% 1,000,000,000 83.32% 83.32% 1,200,000,000 100% 500,000,000 100% 100% 30,000,000 100% 100% 600,000,000 100% 100% 1,000,000 100% 100% 20,000,000 100% 100% 2,200,000 100% 100% 500,000 51% 51% 100,000,000 2014 193

21. 2014 12 31 2014 2013 40% 40% 500,000,000 70% 200,000,000 1 400 10 2 3 () 300600 4 1020 5 140 60 70% 30% * 194 2014

22. 12 31 2014 2013 20,011 19,856 20,011 19,856 2014 2013 2014 2013 10% 10% 10% 10% 12 31 2014 2013 345 (334) (190) 190 155 (144) (1) 2013 120 10% 23. 2014 2013 12 31 919 1,625 2014 195

24. 12 31 2014 2013 (1) 233,724 200,100 (2) 278,138 294,950 511,862 495,050 511,862 495,050 12 31 2014 2013 9,008,310 7,934,536 303,324 56,046 8,704,986 7,878,490 424,261 390,393 376,747 378,667 46,434 10,696 926 727 154 303 11,588 11,684 (1) 1,627,514 958,469 11,071,673 9,295,082 (3) 9,081,371 7,924,134 1,990,302 1,370,948 12 31 2014 2013 (1) 233,724 200,100 233,724 200,100 196 2014

24. 12 31 2014 2013 9,008,310 7,934,536 303,324 56,046 8,704,986 7,878,490 403,722 390,393 356,208 378,667 46,434 10,696 926 727 154 303 11,588 11,684 (1) 774,897 218,643 10,198,517 8,555,256 (3) 9,060,832 7,924,134 1,137,685 631,122 (1) 2014 1 8 (2) 2014 12 3110(2013 147.50 (3) 2014 12 31 151.53(2013362.94 38.40 (2013 26.82 25. 2014 12 31 2014 197

26. 12 31 2014 2013 308,204 174,385 237,335 31,164 (197,889) 102,655 347,650 308,204 12 31 2014 2013 290,306 150,991 236,392 36,579 (195,726) 102,736 330,972 290,306 2013 1 1 (10,738) 9,055 214,563 8,785 2,571 4,952 7,243 (68,300) 4,725 1,529 174,385 38,501 49,319 8,686 21,538 1,572 (6,048) (82,090) (191) (123) 31,164 102,655 102,655 2013 12 31 27,763 111,710 263,882 17,471 24,109 6,524 1,195 (150,390) 4,534 1,406 308,204 (175,172) 397,306 4,633 69,864 4,322 14,530 (65,965) (4,493) (7,690) 237,335 (189,320) (8,569) (197,889) 2014 12 31 (147,409) (77,610) 661,188 13,535 93,973 10,846 15,725 (216,355) 41 (6,284) 347,650 198 2014

26. 2013 1 1 (10,321) 9,055 188,718 8,785 2,571 4,224 7,243 (65,341) 4,725 1,332 150,991 38,084 46,088 8,686 21,538 2,299 (6,048) (73,877) (191) 36,579 102,736 102,736 2013 12 31 27,763 111,791 234,806 17,471 24,109 6,523 1,195 (139,218) 4,534 1,332 290,306 (174,849) 380,191 4,502 69,864 3,712 14,530 (50,303) (4,493) (6,762) 236,392 (187,157) (8,569) (195,726) 2014 12 31 (147,086) (75,366) 614,997 13,404 93,973 10,235 15,725 (189,521) 41 (5,430) 330,972 2014 12 31 166.22 (2013 201.24 2014 12 31 3.182019 2014 12 31 5.54 (2013 24.24 27. 12 31 2014 2013 60,960,411 18,298,434 482,246 94,344 61,442,657 18,392,778 2014 199

27. 12 31 2014 2013 59,927,053 17,660,392 59,927,053 17,660,392 2014 12 31 11,936.98 (2013 3,269.56 2014 2013 12 31 28. 12 31 2014 2013 139,501 104,910 45,248 53,994 56 25,453 23,322 87,822 48,460 105,083 57,807 57,866 13,191 1,500 7,388 6,588 468,361 309,772 (10,104) (8,857) 458,257 300,915 200 2014

28. 12 31 2014 2013 457,032 289,575 1,209 11,340 16 458,257 300,915 12 31 2014 2013 82,595 48,460 105,083 57,808 5,761 13,191 1,500 7,231 6,588 200,670 127,547 (9,600) (8,857) 191,070 118,690 12 31 2014 2013 189,845 107,350 1,209 11,340 16 191,070 118,690 2014 201

28. 12 31 2014 2013 8,857 1,210 1,247 7,647 10,104 8,857 12 31 2014 2013 8,857 1,210 743 7,647 9,600 8,857 29. 12 31 2014 2013 1,572 29,894 889,990 638,993 168,268 110,053 3,762 32,883 65,276 59,304 1,128,868 871,127 (12,197) (9,150) 1,116,671 861,977 202 2014

29. 12 31 2014 2013 1,572 29,894 776,164 594,462 153,539 100,769 3,762 32,883 50,188 39,429 985,225 797,437 (12,176) (9,150) 973,049 788,287 12 31 2014 2013 9,150 3,965 15,134 15,108 (12,087) (9,923) 12,197 9,150 12 31 2014 2013 9,150 3,965 15,113 15,108 (12,087) (9,923) 12,176 9,150 30. 2014 203

31. 12 31 2014 2013 89,652 196,445 89,652 196,445 313,573 995,769 7,001,600 50,000 41,624 7,315,173 1,087,393 7,315,173 1,087,393 12 31 2014 2013 89,652 196,445 89,652 196,445 313,573 995,769 7,00,100 50,000 41,624 7,313,673 1,087,393 7,313,673 1,087,393 204 2014

32. 12 31 2014 2013 758,785 464,167 229,642 2,627,887 3,039,367 3,850,839 3,269,009 198,880 30,876 445,701 95,578 17,485 462 711 368 662,777 127,284 1,447,640 1,594,981 36,047 5,961,256 5,027,321 2,502,524 1,184,745 3,458,732 3,842,576 5,961,256 5,027,321 2014 205

32. 12 31 2014 2013 758,785 464,167 229,642 2,410,690 3,039,367 3,633,642 3,269,009 198,880 30,876 445,701 95,578 17,485 462 711 368 662,777 127,284 1,417,617 1,594,981 5,714,036 4,991,274 2,285,328 1,184,745 3,428,708 3,806,529 5,714,036 4,991,274 206 2014

33. 12 31 2014 2013 (1) 226,308 144,833 431,066 484,009 657,374 628,842 (2) 172,867 101,245 247,023 171,854 10,406 6,161 1,503 4,260 431,799 283,520 (2) 201,674 30,144 70,000 1,360,847 942,506 1,360,847 942,506 12 31 2014 2013 (1) 226,308 144,833 431,066 484,009 657,374 628,842 (2) 172,867 101,245 247,023 171,854 10,406 6,161 1,503 4,260 431,799 283,520 (2) 201,674 30,144 1,290,847 942,506 1,290,847 942,506 (1) (2) 2014 12 31353.29(2013 107.66 2014 207

34. 12 31 2014 2013 (1) 24,081 2,281 7,883 (2) 37,197 821 (37,197) (821) (2) 1,624 (1,624) 3 24,084 2,281 7,883 12 31 2014 2013 (1) 24,081 2,281 7,883 (2) 37,197 821 (37,197) (821) (2) 1,624 (1,624) 24,081 2,281 7,883 (1) 2014 12 31 54.56 2013 83.51 (2) 208 2014

35. 12 31 2014 2013 87,216 78,142 75,356 52,812 19,456 8,024 2,084,664 693,724 1,214,332 1,038,777 50,678 21,646 795,588 587,138 502,629 347,569 2,820 1,210,567 1,410 6,709 11,500 6,050,015 2,840,742 12 31 2014 2013 74,316 78,142 62,456 52,812 2,820 1,210,567 1,410 6,709 11,500 1,356,868 143,864 2014 209

36. 12 31 2014 2013 1,050,389 291,454 30,209,981 4,082,463 31,260,370 4,373,917 12 31 2014 2013 907,217 226,828 30,035,930 3,815,770 30,943,147 4,042,598 37. 12 31 2014 2013 7,654,093 3,339,541 (1) 44,157,509 29,744,157 51,811,602 33,083,698 210 2014

37. 12 31 2014 2013 5,784,443 1,815,793 (1) 35,961,663 25,298,074 41,746,106 27,113,867 (1) 42 38. 12 31 2014 2013 6,453,498 1,903,056 1,050,389 291,454 7,503,887 2,194,510 2014 12 31 1,200.60 20131,420.48 2013 16.0 2014 211

39. 2014 2013 12 30 31 12 31 2013 9 10 2014 9 10 5.85% 1,000,000 2013 9 11 2014 9 11 5.85% 2,500,000 2013 10 31 2014 10 31 6.25% 500,000 2014 1 13 2014 7 14 6.85% 2014 9 2 2015 9 2 5.60% 1,100,000 2014 9 2 2015 3 4 5.45% 1,300,000 2014 9 17 2015 6 19 5.55% 1,000,000 2014 9 23 2015 9 23 5.80% 1,700,000 2014 12 26 2015 12 26 6.50% 6,000,000 2014 10 30 (1) 2017 10 30 5.30% 4,000,000 2014 11 26 (1) 2017 11 26 5.10% 1,500,000 2014 12 5 (1) 2017 12 5 5.10% 1,500,000 2014 12 15 (1) 2017 12 15 6.00% 2,600,000 20,700,000 4,000,000 2014 2013 12 30 31 12 31 2014 11 26 2016 11 26 5.20% 1,500,000 2014 12 5 2016 12 5 5.30% 1,500,000 2014 12 15 2016 12 15 6.30% 3,200,000 6,200,000 (1) 3 2014 10 302014 11 262014 12 52014 12 15 5.3% 5.1% 5.1% 6.0% 1 40. 12 31 2014 2013 (1) 306,882 180,826 (2) 505,241 121,861 (3) 1,000,000 290,000 1,812,123 592,687 212 2014

40. 12 31 2014 2013 (3) 1,000,000 290,000 (1) 1,222.96 2013 12 31 605.281.49%-1.74% 2013 12 31 1.49%-1.93% (2) 2014 12 31 1.69%-2.89% 2013 12 311.9%-2.41% (3) 2014 12 31 5.80% 182 2013 12 31 5.26% 41. 2014 12 314.75%-7% 2013183 42. 2014 12 31 6,005.51 20131,361.64 6,005.51 2013 1,361.64 2014 213

43. 12 31 2014 2013 2,622,697 1,020,072 5,242 8,180 8,700 6,399 1 203,301 156,959 2 36,070 48,067 56,664 48,045 2,932,674 1,287,722 12 31 2014 2013 2,410,729 877,917 5,133 8,070 8,701 6,399 1 203,301 156,959 2 36,070 48,067 50,829 43,937 2,714,763 1,141,349 1 2014 2013 12 31 12 31 2014 2013 156,959 176,085 633 7,643 7,085 (8,201) (6,552) 46,900 (20,292) 203,301 156,959 214 2014

43. 1 2014 12 31 2013 12 31 4.00 5.00 4.00 4.00 12 31 2014 2013 633 7,643 7,085 7,643 7,718 25,145 (20,217) 21,755 (75) 46,900 (20,292) 54,543 (12,574) 2 2014 12 31 4.93 2013 4.55 17.01 2013 17.30 2014 215

44. 12 31 2014 2013 313,929 300,838 436,171 223,114 121,853 56,522 155,727 10,938 60,757 68,784 68,505 56 380,997 143,763 56 63,233 23,642 54,649 48,732 41,508 26,496 376,496 96,746 18,136 311,016 115,005 1,901,186 1,616,371 12 31 2014 2013 200,000 200,000 12 31 2014 2013 424,444 216,785 116,502 56,522 155,727 10,938 60,757 58,884 48,364 48,144 48,682 41,508 26,496 375,894 96,440 18,136 50,104 24,261 858,779 1,019,809 216 2014

45. 12 31 2014 2013 10,057,505 6,998,379 20,107,420 1,900,000 8 30,164,925 8,898,387 9,143,310 6,938,227 914,195 60,160 20,107,420 1,900,000 30,164,925 8,898,387 12 31 2014 2013 2,575,000 2,575,000 2014 217

45. 12 31 2014 2013 9,932,145 6,998,379 20,107,420 1,900,000 8 30,039,565 8,898,387 9,017,950 6,938,227 914,195 60,160 20,107,420 1,900,000 30,039,565 8,898,387 12 31 2014 2013 2,575,000 2,575,000 14 2014 12 31 4.820133.4 2014 12 31 218 2014

46. 12 31 2014 2013 1 5,846,274 5,846,274 H 1,690,985 1,690,985 7,537,259 7,537,259 5,846,274 5,846,274 H 1,690,985 1,690,985 7,537,259 7,537,259 2013 5 1,500,000,000 HH2013 637,258,757 H H 2013 6 20153,725,876 H H H 2013 12 31H 1,690,984,6335,846,274,124 2013 1 16,000,000,000 2014 219

47. (a) (b) (c) (d) 10%50% 25% 10% 10% 2014 12 31 39.89 2013 12 31 26.69 (e) 220 2014

47. (f) (i) (ii) (g) 2013 1 1 (27,165) 6,298,403 6,271,238 5,070,700 2,125,149 (308,019) 20,292 (287,727) (308,019) 20,292 (287,727) 2,125,149 H (1) 4,960,998 4,960,998 H (1) (214,099) (214,099) 777,181 777,181 (777,181) (424,444) 2013 12 31 4,746,899 (335,184) 7,075,584 20,292 11,507,591 5,994,224 3,683,038 586,990 (46,900) 540,090 586,990 (46,900) 540,090 3,683,038 1,104,912 1,104,912 (1,104,912) 2013 (467,310) 2014 12 31 4,746,899 251,806 8,180,496 (26,608) 13,152,593 8,105,040 (1) 2013 5 22 4,960,998,000 214,099,00051,519,000 2014 221

48. 2014 12 31 2,073,563 626,045 8,233,885 28,034,031 38,967,524 (1,892,138) (576,967) (7,588,400) (22,682,420) (32,739,925) 181,425 49,078 645,485 5,351,611 6,227,599 2013 12 31 898,220 600,363 7,458,620 2,214,850 11,172,053 (701,792) (469,072) (5,827,523) (1,900,000) (8,898,387) 196,428 131,291 1,631,097 314,850 2,273,666 2014 12 31 1,917,064 626,045 8,233,885 28,034,031 38,811,025 (1,766,778) (576,967) (7,588,400) (22,682,420) (32,614,565) 150,286 49,078 645,485 5,351,611 6,196,460 2013 12 31 898,220 600,363 7,458,620 2,214,850 11,172,053 (701,792) (469,072) (5,827,523) (1,900,000) (8,898,387) 196,428 131,291 1,631,097 314,850 2,273,666 222 2014

48. 2014 12 31 32,739.93 2013 8,898.39 2014 12 31 391.69 2013 134.48 ) 180 49. 2014 2013 12 31 12 31 2014 2013 376,506 256,704 328,354 198,366 188,412 161,750 220,668 208,260 232,077 80,264 1,346,017 905,344 2014 223

49. 12 31 2014 2013 341,200 229,102 299,278 185,704 172,413 151,321 215,163 201,766 229,472 76,527 1,257,526 844,420 2014 2013 12 31 50. 12 31 2014 2013 16,032 4,500 20,000 12 31 2014 2013 16,032 4,495 20,000 224 2014

51. 2014 2013 12 31 2014 12 31 1,193 48 1,973 3,214 1,709 47 1,450 3,206 1,209 48 1,987 3,244 (1) (1) (1) 737 29 657 1,423 290 10 300 260 10 270 240 10 250 240 10 250 1,170 47 1,907 3,124 693 50 671 1,414 683 77 788 1,548 755 29 626 1,410 120 9 129 1,150 8,198 375 10,059 19,782 (1) 2014 12 31 2014 12 31 2014 225

51. 2013 12 31 628 47 973 1,648 1,702 45 1,292 3,039 670 47 1,003 1,720 (1) (1) (1) 717 34 553 1,304 283 283 270 270 (2) 210 210 (2) 210 210 (3) 615 45 863 1,523 685 49 534 1,268 (4) 670 62 647 1,379 745 34 413 1,192 (4) 80 80 1,053 6,432 363 6,278 14,126 (1) 2013 12 31 2013 12 31 (2) 2013 1 (3) 2013 1 (4) 2013 5 226 2014