2014 4 12 (852) 2522 1122 (852) 2295 3106 info@hkex.com.hk www.hkex.com.hk 2
3
(852)2840 3626 (852)2521 7899 trd@hkex.com.hk www.hkex.com.hk i
1. 1.1 2 1.2 1.2.1 3 1.2.2 4 1.3 5 1.4 6 1.5 7 2. 2.1 2.1.1 9 2.1.2 11 2.1.3 11 2.1.4 11 2.1.5 12 2.1.6 12 2.2 2.2.1 13 2.2.2 20 2.3 2.3.1 24 2.3.2 29 2.4 2.4.1 32 2.4.2 33 2.5 34 36 ii
1. 1.1 (OTEP) (OBEP) OTEP HKATSOBEPOTEP http://www.hkex.com.hk/chi/market/hkex_part/criteria/admissioncriteria_ options_c.htm (OTEP/OBEP) 2
1.2 1.2.1 12 I www.sfc.hk 1 2 3
1.2.2 1 2 1 2 II 4
1.3 (CCASS) (DCASS) (DCASS) 2.3 II 5
1.4 III 6
1.5 2.2 * (i) (ii) (*2.3 7
2. 2.1 2.1.1 London Metal Exchange LME LME LME 24 LME LME LME 9
46%(13%)18% (12%)(11%) (27%)60 30 - - - - - - - - - - - - - - - 10
2.1.2 2.1.3 1989 2003 4 1 IV 2.1.4 VI 11
2.1.5 40% VI 2.1.6 12
2.2 2.2.1 (A) (AMS/3) (i) 2000 10 (AMS/3) AMS/3.8 2011 12 AMS/3 AMS/3AMS/3 AMS/3 (OCG) (SDNet/2) (SDNet/2) (SDNet/2) (HG) (OG) (OG) (BSS) (MWS) 13
(ii) AMS/3 (OG) (OCG) III.A OG OGAMS/3 OG OCG OGOCG OCGAMS/3 OCG OG OCG OG OCG 14
OG OG 1) (MWS) MWS WindowsMWS MWS 2) (BSS) BSS OCGOCG 1) (NSTD) NSTDWindows NSTDMWSNSTD NSTD 2) (BSS) BSS 15
(B) (i) (IEP) IEP IEP IEP V 16
(ii) AMS AMS/3 AMS/3IEP IEP IEPIEP IEP IEPIEP IEPIEP AMS/3 AMS/3 (i)(ii) 17
(iii) AMS/3 V 18
(iv) (SMM) SMM i) ii) iii) iv) 19
2.2.2 (A) HKATS (HKATS) (i) HKATS HKATS HKATS HKATS Click Click API API Click Click API API (ii) Click Click Trade HKATS Click 2017 20
(API) APIHKATS API API HKATS (iii) HKATS(SDNet Lines) HKATS III API (B) (i) (COP) H 21
COP COP COP COP COP COP COP COP HKATS COP COP COP COP V (ii) 22
HKATS HKATS VII (iii) HKATS (iv) (QR)(CQ) QR CQ 70% QR VIII 23
2.3 2.3.1 (A) (CCASS) AMS/3 (B) CCASS CCASS 1992 6 CCASS CCASS CCASS (C) CCASSCCASS (PG) CCASSSDNet CCASSSDNet(Frame Relay) TCP/IP (i) CCASS CCASSCCASSCCASS 24
(ii) (PG) PG CCASSCCASS (D) 1998 5 CCASS CCASS (E) (i) CCASS(i) (ii) (SI) (iii) (ISI) (iv)(seoch) (EOT) (T)AMS 3 CCASS(T)CCASS T+1 CCASS (CNS) (IT) CNS SICCASS SI ISI EOT CCASS CCASSEOT 25
(ii) T+2 (DI) CCASS T+2 CCASS T+3 SI DI SI ISIISI CCASS DI CCASS (CNS) (DVP) CCASSDVP (HKICL) SI ISI(FOP) DVP (RDP) RDPSI ISI CCASSHKICL HKICL 26
(1) (1) (2a) (2b) (3) (2a) (2b) (3) (2a) (2b) (3) (3) (4) (1) (AMS/3) (2a) CNS HKICL (2b) IT CCASS (3) SI (4) ISIISI DVP RDP FOPISI 27
(iii) (TPC) TPCCCASS TPCCCASS CCASS CCASS (F) CNS CNS CNS CNS III CCASS (G) VI 28
2.3.2 (A) (B) DCASS (DCASS) DCASS DCASS DCASS (CCMS) CCMS DCASSHKATS DCASS HKATS DCASS(CDB) API HKATS DCASS CCMS API HKATS DCASS 29
(C) DCASSAPI DCASS DCASS (i) DCASS DCASSDCASSOM SDNet DCASS (ii) (API) DCASS API DCASS (D) (CMU) EOT (E) HKATS (i) II 30
(ii) (PRiME) (SPAN 1 ) PRiME SPAN (iii) (iv) II (F) VI 1 SPAN 31
2.4 (OMD)OMD 2013 2014 OMD (HKEx- IS) HKEx-IS (AMS OG)(HKATS OAPI NG)OMD 2.4.1 OMD (OMD-C 1 ) (OMD-D 2 ) a. (OMD-C) OMD-C OMD-C (Securities Standard, SS) (Securities Premium, SP)(Securities FullTick, SF) 1. (SS) 2,000 (10 2. (SP) 40,000 (10 3. (SF) 60,000 1 OMD-C 2013 9OMD-C SS 2 OMD-D 2014 OMD-DPRS PRS Plus5 32
b. (OMD-D) OMD-D OMD-D(Derivatives Standard, DS) (Derivatives Premium, DP)(Derivatives FullTick, DF) 1. (DS) 80,000 (10 2. (DP) 130,000 3. (DF) 130,000 (10 +1) 2.4.2 3 10 1990 1970 3 OMD-D 33
2.5 2.5.1 1,200 6kVA 2.5.2 (LEED) 2.5.3 (Marketplace) 34
2.5.4 (HSN) (ESN) (XCN) (HSTN) (Orion Market Data)(Orion Central Gateway) Genium 2.5.5 2.5.6 www.hkex.com.hk/chi/prod/hosting/pricing_c.htm. 14 28 www.hkex.com.hk/hostingservices hostingservices@hkex.com.hk +852 2211 6447 35
AMS AMS/3 API BSS CCASS CCMS CDB CNS COP CQ DCASS DI DVP HKATSDCASS HKATS DCASS CNS CCASS 36
FOP HKATS HKICL IEP ISI IT MWS OCG OG CCASS HKATS Windows 37
OMD PG QR RDP SI SMM T TPC CCASS CCASS HKATS SI ISI CCASS CCASS 38