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1 UL UL FUS Inspection Guide

UL UL UL 230 UL UL UL UL UL UL UL UL UL Stephen D Hewson UL Underwriters Laboratories Inc. UL 1894 UL UL UL 230 UL UL UL (Product Liability) (Product Recall) UL (Follow-Up Services, FUS) UL UL UL UL UL UL UL UL UL 2011 6

Contents UL Contact information of UL Follow-Up Services 1 UL Brief introduction of UL Follow-Up Services 5 UL FAQ of UL Follow-Up Services 9 15. 14 16. 15 17. UL UL (PGAA Printer) 15 18. UL 19. UL 20. UL 21. UL 22. UL L 15 15 15 16 17 (IPI) FUStart (Regular Inspection) 1. 2. 3. UL 10 10 11 4. UL / 11 5. 6. 7. 8. 9. FUStart FUStart FUStart UL 12 12 12 13 13 10. UL 13 11. UL 13 UL (UL Label) 12. UL L 14 13. UL 14 14. 14 (Sample Selection) 23. UL UL UL 24. 25. 26. 27. 28. 29. UL (Variation Notice, VN) 30. VNVN 31. VN UL 32. VN 33. VN 34. VN 35. VN 36. VN 37. VN VN (VN Item) 38. VN 18 18 18 19 19 19 19 20 20 20 21 21 21 21 22 22

( ) (Invoice) 39. UL 40. UL 41. UL 42. UL 43. 44. 45. UL 46. UL 47. UL UL UL ( ) (IMP) (CCAP) 48. (IMP) 49. IMP IMP 50. IMP 51. (IMP) 52. IMP 53. (CCAP) 23 25 25 26 26 26 27 27 27 28 28 29 29 29 30 UL Contact information of UL Follow-Up Services Appendix 31 UL (UL Calibration Requirements) UL (UL Traceability Requirements) UL (UL Mark Surveillance Requirements) 32 38 47 UL UL UL

+886-2-2896-7790 2# +886-2-2891-7644, 2890-7432 E-mail sales.tw@tw.ul.com 112 260 1 UL UL +86-20-3213-1000 +86-20-8348-6777 E-mail sales.cn@cn.ul.com 8 (510663) +86-21-6137-6300 +86-21-5292-9886, 5292-9887 E-mail sales.cn@cn.ul.com 388 38 (200003) +86-512-6808-6400 +86-512-6808-4099 E-mail sales.cn@cn.ul.com 98 3 (215009) +886-2-5559-8168 +886-2-2890-7430, 2890-7431 E-mail customerservice.tw@tw.ul.com 112 260 1 +86-20-3213-1000 +86-20-8348-6777 E-mail customerservice.cn@cn.ul.com 8 (510663) UL +86-10-5977-2006 +86-10-5977-2005 E-mail sales.cn@cn.ul.com 8 2 2712 (100020) +852-2276-9898 +852-2276-9876 E-mail sales.hk@hk.ul.com 3 18 +86-512-6808-6400 +86-512-6808-4099 E-mail customerservice.cn@cn.ul.com 98 3 (215009) +852-2276-9898 +852-2276-9876 E-mail customerservice.hk@hk.ul.com 3 18 +886-2-2896-7790 3 +886-2-2890-7454 E-mail labelcenter.tpi@tw.ul.com 112 260 1 +86-20-8348-7088 66048 +86-20-8348-6511 66048 E-mail labelcenter.guz@cn.ul.com 410 (TPC) 3402-3407 (510030) [ 2 ] [ 3 ]

UL University +886-2-2896-7790 62471/62472 +886-2-2890-7434 E-mail uluniversity.tw@tw.ul.com 112 260 1 +86-21-6137-6300 66361/66362/66375/66381 +86-21-5292-9886 66361/66362/66375/66381 E-mail uluniversity.cn@cn.ul.com 388 38 (200003) +86-512-6808-6400 66626 +86-512-6808-4099 66626 E-mail uluniversity.cn@cn.ul.com 98 3 (215009) +86-10-5977-2006 66926 +86-10-5977-2005 E-mail uluniversity.cn@cn.ul.com 8 2 2712 (100176) UL Brief introduction of UL Follow-Up Services +86-20-3213-1000 67060/67061 +86-20-8348-6777 67060/67061 E-mail uluniversity.cn@cn.ul.com 8 (510663) +86-10-5977-2006 66903 +86-10-5977-2005 E-mail ulec@cn.ul.com 8 2 2712 (100176) [ 4 ]

UL UL UL UL (Variation NoticeVN) VN UL UL UL UL UL UL () ( CCIC) UL UL FAQ of UL Follow-Up Services UL UL ( ) UL UL UL UL 2 - UL [ 8 ]

UL UL UL UL Myhome@UL UL UL FUStart IPI / FUStart / Regular Inspection 1 UL UL R (Type R) L (Type L) R UL ( R UL ) L UL UL UL UL 2 (Initial Production InspectionIPI) UL UL UL UL UL UL UL (Regular Inspection) UL UL UL UL UL UL 3 UL UL UL UL 4 UL / UL UL UL UL UL (UL Calibration Requirements) UL (UL Mark Surveillance Requirements) UL (UL Traceability Requirements) http://www.ul.com/fustart [ 10 ] [ 11 ]

5 FUStart FUStart 8 UL UL FUStart UL UL UL 9 UL UL http://www.ul.com/fustart FUStart FUStart FUStart UL UL UL UL 10 UL UL UL (Variation Notice, VN) UL 20 FUStart UL FUStart FUStart 11 UL 6 FUStart UL 2 - UL 7 UL UL (UL Online Certification Directory) UL ( http://database.ul.com /cgi-bin/xyv/template/lisext/1frame/index.htm UL ul.com.tw > ) UL UL UL (UL Category Code NWGQ2) UL UL (NWGQ2.E123456) UL ( ) UL [ 12 ] [ 13 ]

16 UL UL Label 12 UL L UL L UL UL UL 13 UL UL L UL R (Listed) UL UL (Listing Mark Data Page) UL 14 ( UL ) UL ( UL ) UL UL UL 17 UL UL (PGAA Printer) UL UL http://database.ul.com/cgi-bin/xyv/template/lisext/1frame/glabsrch.html ( UL ul.com.tw > > SPECIFIC SEARCHES Authorized Label Suppliers ) 18 UL UL UL http://www.ul.com/global/chi-hant/pages/ corporate/aboutul/ulmarks/mark/art/ ( UL ul.com.tw > UL > UL > UL ) 19 UL UL UL 20 UL 15 UL 1 2 UL UL 2-4 UL 4-6 [ 14 ] [ 15 ]

21 UL UL CCN DUZX, DUZX7 Communications Cable DUZX Communications Cable Verified to UL Performance Category Program DVBI Data Transmission Cable Verified in Accordance With National or International Specifications DVCS Community Antenna Television Cable ELBZ, ELBZ7 Cord Sets and Power Supply Cords ELEV, ELEV7 Seasonal Use Cord Sets ELEI, ELEI7 Outdoor Seasonal Use Cord-Connected Wiring Devices DGZZ, DGZZ7 Strings, Decorative-Lighting DGXS Non-Integral (LED) Decorative Lighting Strings DGXU Drivers for Use with Non-Integral Light-Emitting-Diode (LED) Decorative Lighting Strings DGXW, DGXW7 Outfits, Decorative DGWU, DGWU7 Seasonal & Holiday Decorative Product Accessories DGXC, DGXC7 Electric Ornaments EMDV, EMDV7 Current Taps & Adapters EMRB Data Processing Cable GPRT, GPRT7 Fans, Ceiling - Suspended GPWV, GPWV7 Fans, Electric HNHT Non-Power-Limited Fire-Alarm Cable HNIR, HNIR7 Power-Limited Fire-Alarm Cable IFAM, IFAM7 Light-emitting Diode Surface-mounted Luminaires IFAO, IFAO7 Light-emitting Diode Recessed Luminaires NYTT Instrumentation Tray Cable PWIP Network Powered Broadband Communications Cable QAYK, QAYK7 Optical Fiber Cable QOYX, QOYX7 Nightlights QOWC, QOWC7 Light-emitting Diode Nightlights QOWZ, QOWZ7 Luminaires, Portable QOVZ, QOVZ7 Light-emitting Diode Luminaires, Portable QPCJ, QPCJ7 Portable Work Lights QPTZ Power Limited Circuit Cable QQFU, QQFU7 Power Supplies, General Purpose UL UL http://www.ul. com/global/eng/pages/corporate/aboutul/ulmarks/hologram/ ( UL ul.com.tw > UL > UL > UL ) 22 CCN VZCA, VZCA7 WGZR, WGZR7 WJCT, WJCT7 XBYS, XBYS7 XOKV, XOKV7 ZJCZ, ZJCZ7 IEUZ, IEUZ7 IEVV, IEVV7 IEXT, IEXT7 IEXZ, IEXZ7 IEZR, IEZR7 IEZX, IEZX7 IFAH, IFAH7 IFAW, IFAW7 UL L UL L UL http://www.ul.com/global/documents/corporate/ aboutul/offeringsoverview/ulmarks/ul_labelrscs.pdf ( UL ul.com.tw > UL > UL > RoHS Compliance ) Surge Protective Devices Switches, Clock-operated Switches, Photoelectric Relocatable Power Taps Transformers, Class 2, Class 3 Flexible Cord Fluorescent Surface Mounted Luminaires Fluorescent Recessed Luminaires High Intensity Discharge Surface Mounted Luminaires High Intensity Discharge Recessed Luminaires Incandescent Surface Mounted Luminaires Incandescent Recessed Luminaires Incandescent Recessed Luminaires, Convertible - Non - IC/IC Canopy Luminaires [ 16 ] [ 17 ]

26 UL (LAN Cable ) (MSDS Material Safety Data Sheets) Sample Selection 23 UL UL UL UL UL 24 UL UL (Standardized Appendix Pages) (Special Appendix Pages) (Follow-Up Inspection Instructions) UL UL UL 25 UL62 (UL62 Flexible Cord) UL UL 5 ( ) 27 UL (Sample Tag# FXXXXXX) UL 28 UL UL UL UL 29 UL UL UL UL UL [ 18 ] [ 19 ]

3. UL ( UL UL ) 2010 6 21 UL UL VN 33 VN Variation Notice, VN 30 VNVN (Variation NoticeVN) UL UL UL UL (Agreements) (Variation) UL UL (VN) 31 VN UL UL UL VN UL 2 - UL 32 VN UL VN UL 1. UL 2. UL (Root Cause) (Corrective Action Plan) UL UL UL VN 34 VN UL VN UL UL VN VN UL 35 VN UL VN VN UL VN VN VN UL (Typographical Error) VN 36 VN VN 2011 VN US$570 (1 VN) VN UL UL 2 - UL [ 20 ] [ 21 ]

37 VN VN (VN Item) VN VN (VN Item) VN VN VN UL VN 38 VN VN (Variation item) UL UL UL VN VN Invoice 39 UL UL 12 385060000000 (38506 ) : (Annual Maintenance Fee) UL UL UL UL (Listing) (Recognition) (Classification) UL UL () UL UL UL [ 22 ] [ 23 ]

385160000000 (38516 ) : (Pro-Rated Annual Maintenance Fee) 1 31 385150000000 (38515 ) : (Follow-Up Services Fee) UL (Inspection Center) UL (Variation Notice Fee) UL UL UL (Sample Test Fee) UL UL 385020000000 (38502 ) : (New Work Fee) UL UL ( ) (Agent) 385090000000 (38509 ) : UL (Listing Card) UL 710/385070000000 (71007 38507 ) : (Multiple Listing) 71007/ (Listing Mark) 38507 UL UL UL UL (Service Charge) UL UL 385030000000 (38503 ) : (Deposit Invoice) 40 UL 41 UL UL International Services BV JP Morgan Chase Bank 270 Park Avenue New York, NY, 10017-2014 Beneficiary AC No. : 837503994 SWIFT Code : CHASUS33 ABA#021000021 [ 24 ] [ 25 ]

42 UL UL International Services BV 112 260 1 Tel : +886-2-2896-7790 5 UL International Services BV JP Morgan Chase Bank 270 Park Avenue New York, NY, 10017-2014 Beneficiary AC No. : 837503994 SWIFT Code : CHASUS33 ABA#021000021 43 UL 2 - UL 44 45 UL UL UL UL UL 2 - UL 46 UL UL UL UL UL 2 - UL 47 UL UL UL UL (Applicant) UL (Manufacturer) UL UL UL 2 - UL UL 2 - UL UL (E-Invoice) https://ihost-detail.getbills. com/ul/pages/signin.faces [ 26 ] [ 27 ]

IMP UL IMP IMP 50 IMP UL UL (IMP) VN IMP and CCAP 48 ( IMP) (Increased Monitoring ProcessIMP) UL UL UL UL IMP UL UL UL 49 IMP IMP (IMP) UL IMP IMP IMP IMP IMP UL IMP UL IMP VN VN ( UL UL ) UL FUS/eMIP < > (Consumer Product Safety CommitteeCPSC) UL < > emip (Enhanced Mark Integrity Program) () 51 (IMP) (IMP) UL UL 52 IMP IMP UL UL IMP IMP UL IMP UL IMP [ 28 ] [ 29 ]

53 (CCAP) (Customer Corrective Action Process CCAP) (IMP) (Wire & Cable) / (Electrical Signs) (CCAP) 2011 4 4 ( (IMP) ) 2012 1 Appendix [ 30 ]

/ PWB ) UL UL UL UL/UL-C/CUL UL (Follow-Up Services Procedure) UL (Inspection, Measuring and Test EquipmentIMTE) UL UL ISO/IEC 17025 UL (Standardized Appendix Pages) (Special Appendix Pages) (Follow-Up Inspection Instructions) (Standards) IMTE UL / UL ( (In-Service Checks) IMTE UL UL PWB UL IMTE IMTE IMTE [ 32 ] [ 33 ]

UL ISO/IEC 17025 ( ISO/IEC 17025 ISO/IEC 17025 ) UL IMTE IMTE UL (Measurement Uncertainty) IMTE () OEM / UL ISO/IEC 17025 () 1. 2. 3. 4. 5. Report No 6. ( ISO/IEC 17025 ) 7. 8. 9. IMTE 6 10. 11. UL In-service checks UL / [ 34 ] [ 35 ]

2 1 2 5 7 4 3 11 11 9 10 8 [ 36 ] [ 37 ]

UL (Recognized Components) UL UL UL UL/C-UL/ULC UL (Component Recognition) UL UL (Follow-Up Services Procedure) UL UL (UL/C-UL/ULC ) UL UL (Recognized Component Directory) www.ul.com/database ( ) UL UL UL UL UL UL UL UL (Field Representative ) UL () (Traceability) (Fabricated Parts, QMMY2 ) UL (Molded)(Encapsulated) (Potted) [ 38 ] [ 39 ]

UL UL UL (Molder) (Fabricator) (Additives) (Regrinds) (Recycled Plastics) UL UL (Listed) UL UL (Classified) UL UL (Recognized) UL (Processed Wire, ZKLU ZKLU2 ZKLU7 ZKLU8 ) (Crimping) (Soldering) (Welding) (Terminal) : (Eyelet) (Ring) (Open Spade) (Quick-connect Terminal) (Respool) (Tag)(Reel) UL (Wiring Harnesses, ZPFW2 ) (Off-site) (Connector) (Strain Reliefs) (Splices) (Harness Diagram) (Field Installation) (Cord Set) (Power Supply Cord) ( ) [ 40 ] [ 41 ]

(Construction Element) UL UL UL UL (Printed Wiring Board Assemblies, ZPVI2 ) UL (Spacings) UL ZPVI2 UL (Code Designation) UL (High Technology Equipment Subassemblies, VZQC2 ) UL ( ) ( ) UL UL (Repackaged Product Program, TEOW TEOY TEOZ TEPC TEOU2 ) (Bulk Shipment) UL (Sublot) UL www.ul.com/ repackaged/index.html (Split Inspection Program) (off-site) UL [ 42 ] [ 43 ]

UL UL (Document Audit) UL UL UL UL UL UL (UL in a Circle) UL UL (Fusible Link) UL UL (Control Number) (Fluorescent Lamp Holder) UL UL (Suitable for Outdoor Use) (Crimp Terminal) UL UL (Gasket) UL UL UL UL (Attribute) (Chemical Formulations) (Metallurgical Content) (Steel Coating) UL (Motor) UL UL (Dimension) UL (Inspection, Measuring and Test Equipment - IMTE) (Fabricated Part, QMMY2) [ 44 ] [ 45 ]

( ) (Certificate of Compliance, C of C) UL UL UL/C-UL/ULC (Follow-Up Services) UL UL/ C-UL/ULC ( UL ) ul.com/contracts UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL [ 46 ] [ 47 ]

UL UL UL UL (Field Representative) UL UL UL UL UL (Follow-Up Services Procedure) UL UL UL UL UL (ASTM) (ANSI) UL UL (Standardized Appendix Pages) (Special Appendix Pages) (Follow-Up Inspection Instructions) UL UL UL UL - - - - UL UL (Variation Notice) ul.com/fus UL UL/C- UL/ULC (UL Variation Notice and Corrective Action Requirements: UL/C-UL/ULC Mark Follow-Up Services) FUStart(FUStart: Preparing for Your Follow-Up Services Inspections) UL UL FUStart UL ul.com/fustart UL UL UL [ 48 ] [ 49 ]

UL UL UL UL UL (UL Subscriber Bulletins) MyHome@UL UL UL.com UL ULStandards.com UL ULC UL UL UL UL UL UL UL UL UL UL UL : UL UL UL (Recognized Component Mark) UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL UL 30 ( ) UL UL [ 50 ] [ 51 ]

100% UL UL UL ul.com/fus UL UL/C-UL/ULC (UL Calibration Requirements: Equipment Used for UL/C-UL/ULC Mark Follow-Up Services) / UL UL UL 100% 100% UL UL UL (Variation Notice) UL ul.com/fus UL UL/C-UL/ULC (UL Variation Notice and Corrective Action Requirement: UL/C-UL/ULC Mark Follow-Up Services) UL UL UL UL UL UL UL ul.com/fus UL UL/C-UL/ULC (UL Traceability Requirements: Material and components used for UL/C-UL/ULC Mark Follow-Up Services) UL UL UL UL () UL UL UL UL [ 52 ] [ 53 ]

MyHome@UL UL UL UL UL UL [ 54 ]