1398 2009 9 30 13.09 1. 1.1 1.2 10 29 2009 1.3 1.4 2. 2.1 A 601398 H 1398 1
55 100140 86-10-66108608 86-10-66106139 ir@icbc.com.cn 2.2 2.2.1 9 30 12 31 % 11,669,655 9,757,146 19.60 5,580,469 4,571,994 22.06 138,771 135,983 2.05 3,362,862 3,048,310 10.32 11,019,227 9,150,516 20.42 9,750,836 8,223,446 18.57 964,136 646,254 49.19 645,731 602,675 7.14 1.93 1.80 7.22 % 342,196 326.45 1.02 325.00 7 9 (1) % 33,820 100,544 19.94 33,595 100,019 19.14 0.10 0.30 11.11 0.10 0.30 11.11 % 5.33 15.79 0.34 (1) 7 9 7 9 2
2.2.2 9 30 99,908 111 100,019 9 30 646,210 (479) 645,731 2.3 10 2.3.1 1,456,302 H168,293 A 1,288,009 3
2.3.2 10H H 1,456,302 9 30 A+H 109 30 % A 35.4 118,316,716,139 118,006,174,032 (1) A 35.3 118,006,174,032 118,006,174,032 H 15.3 51,271,205,195 0 H 4.2 14,102,149,559 7,051,074,780 H 3.9 13,180,811,324 13,180,811,324 ALLIANZ H 1.0 3,216,300,508 3,216,300,508 INVESTMENTS III LUXEMBOURG SARL (2) H 0.2 638,061,117 638,061,117 A 0.1 480,769,000 0 A 0.1 389,334,216 0 005L CT001 50 A 0.1 354,007,659 0 (1) 9 23 9 30A 310,542,107 0.093% (2) ALLIANZ INVESTMENTS III LUXEMBOURG SARL (3) 4
109 30 51,271,205,195 H 480,769,000 A 389,334,216 A 005L CT001 50 354,007,659 A 346,466,653 A 005L FH002 310,542,107 A 249,429,026 A 225,270,284 A 193,677,453 A 160,256,000 A 160,256,000 A 3. 1,005.448.02% 1,782.49 9.42% 410.6118.73% 1,000.19 7.86% 31.13% 116,696.55 19,125.09 19.60% 55,804.69 10,084.75 22.06% 38,769.7210,930.26 3,987.49 2,117.22 57.86% 110,192.27 18,687.11 20.42% 97,508.36 15,273.90 18.57% 48,560.8247,870.58 1,076.96 6,504.28 437.98 7.22% 5
(Sub-prime Residential Mortgage-backed Securities) Alt-A (SIVs) (Corporate CDOs) 18.11 0.11%15.53 102.51% 85.75% (Freddie Mac) (Fannie Mae) 12.020.07% 1.27 119.81%10.57% 935.33 109.49 1.68%0.61148.37% 18.22 9.86% 12.60% 4. 4.1 9 30 12 31 % 256,218 168,363 52.18 7,468 15,721 (52.50) 564,082 163,493 245.02 20,786 10,746 93.43 [2009]64 4,268 (100.00) 16,769 7,566 121.64 9,484 13,612 (30.33) 964,136 646,254 49.19 6,046 4,648 30.08 965 726 32.92 6
9 30 12 31 % 12,541 37,862 (66.88) 2008 221 16 1,281.25 75,000 35,000 114.29 117,803 72,929 61.53 % 161 1,765 (90.88) (126) (377) (66.58) 6,507 (1,228) (629.89) 275 5 5,400.00 (14,783) (33,892) (56.38) 525 347 51.30 (1,506) (6,209) (75.74) 4.2 4.2.1 7 16 7 20 400 4.2.2 9 2 30 7
4.2.3 ACL 9 29 ACL (ACL BANK Public Company Limited) 11 27 ACL ACL 4.3 5% 2006 9 30 4.4 4.5 5. 5.1 5.2 8
6. (www.hkexnews.hk) (www.icbc.com.cn www.icbc-ltd.com) (www.sse.com.cn) (www.icbc.com.cn www.icbc-ltd.com) 10 29 9
9 30 7 9 7 9 101,542 300,819 112,642 327,653 (39,331) (122,570) (47,633) (130,859) 62,211 178,249 65,009 196,794 14,351 43,642 10,843 36,313 (1,034) (2,581) (740) (1,730) 13,317 41,061 10,103 34,583 (327) 161 432 1,765 (9) (126) (89) (377) 3,158 6,507 (359) (1,228) (305) 275 1,490 5 78,045 226,127 76,586 231,542 (30,699) (83,747) (25,225) (78,418) (4,405) (13,653) (8,056) (21,704) (166) (1,130) (7,521) (12,188) 42,775 127,597 35,784 119,232 421 1,387 389 1,352 43,196 128,984 36,173 120,584 (9,376) (28,440) (7,975) (27,507) 33,820 100,544 28,198 93,077 10
7 9 7 9 33,595 100,019 28,199 92,730 225 525 (1) 347 33,820 100,544 28,198 93,077 0.10 0.30 0.09 0.28 11
9 30 7 9 7 9 33,820 100,544 28,198 93,077 (5,500) (7,743) 4,445 1,685 (1) (2) (4,080) (54) (1,115) 1 421 1,811 7,354 (1,087) (4,235) (3,744) (1,506) 3,359 (6,209) 30,076 99,038 31,557 86,868 29,684 98,062 31,692 87,177 392 976 (135) (309) 30,076 99,038 31,557 86,868 12
9 30 9 30 12 31 1,777,512 1,693,024 256,218 168,363 23,813 32,182 1,164 1,459 7,468 15,721 564,082 163,493 5,441,698 4,436,011 3,337,885 3,014,669 35,670 28,421 84,764 86,800 20,786 10,746 118,595 106,257 11,669,655 9,757,146 13
9 30 9 30 12 31 4,268 16,769 7,566 9,484 13,612 964,136 646,254 6,046 4,648 965 726 9,750,836 8,223,446 12,541 37,862 221 16 75,000 35,000 183,229 177,118 11,019,227 9,150,516 334,019 334,019 193,909 195,727 117,803 72,929 645,731 602,675 4,697 3,955 650,428 606,630 11,669,655 9,757,146 14
9 30 128,984 120,584 (1,387) (1,352) 7,136 6,086 2,237 957 (1,316) 1,478 13,653 21,704 1,130 12,188 4,357 12,670 1,136 923 (984) (1,070) (6,454) 1,311 (24) 7 (220) (257) (54) (83) 148,194 175,146 (209,559) (360,203) 27,619 (12,625) 8,066 397 3,084 (411,501) 23,122 (1,020,083) (357,999) 19,808 (58,505) (1,585,253) (763,126) 15
9 30 4,935 (4,181) 317,957 (211,458) 1,398 (149,875) 712 361 1,527,671 999,886 (12,955) 70,089 16 1,839,718 704,822 402,659 116,842 (60,463) (36,599) 342,196 80,243 (6,665) (4,873) 456 457 (1,080,943) (973,234) 740,187 1,045,337 (5) 2,261 (1,783) (37,240) 465 473 (346,505) 31,398 40,000 66 (1,168) (1,240) (55,113) (44,425) (38) (320) (16,319) (45,919)
9 30 (20,628) 65,722 607,291 301,687 (294) (10,833) 586,369 356,576 294,517 317,541 (122,545) (106,753) 17