Excess Application Form No. Registrar: Hong Kong Computershare Hong Kong Investor Services Limited Shops 1712-1716 17/F, Hopewell Centre 183 Queen s Road East Wan Chai, Hong Kong Australia: Computershare Investor Services Pty Limited GPO Box 52 Melbourne Victoria 3001 Australia (Incorporated in Hong Kong with limited liability) (HKEx Stock Code: 1208) (ASX Stock Code: MMG) RIGHTS ISSUE OF MMG LIMITED OF 2,645,034,944 RIGHTS SHARES AT THE SUBSCRIPTION PRICE OF HK$1.50 EACH ON THE BASIS OF 1 RIGHTS SHARE FOR EVERY 2 EXISTING SHARES HELD ON THE RECORD DATE PAYABLE IN FULL ON APPLICATION NOT LATER THAN 4:00 P.M. (HKT) ON WEDNESDAY, 7 DECEMBER 2016 IN RESPECT OF SHAREHOLDERS OR 4:00 P.M. (AEDT) ON WEDNESDAY, 7 DECEMBER 2016 IN RESPECT OF CDI HOLDERS EXCESS APPLICATION FORM Registered Office: Units 8501-8503 Level 85 International Commerce Centre 1 Austin Road West Kowloon Hong Kong Name(s) and address of Qualifying Shareholder(s) Application can only be made by the Qualifying Shareholder(s) To: The Directors MMG Limited Dear Sirs, I/We, being the Qualifying Shareholder(s) (including CDI holders and excluding PRC Stock Connect Investors) named above, hereby irrevocably apply for excess Rights Share(s) at the Subscription Price of HK$1.50 per Rights Share (or AU$0.2541 per Rights Share (equivalent to AU$2.541 per CDI) for CDI Holders) under the Rights Issue in respect of which I/ we enclose a separate remittance in favour of MMG LIMITED EXCESS APPLICATION ACCOUNT and crossed Account Payee Only issued for HK$ (or in AU$ for CDI holders) being payment in full on application for the aforementioned number of excess Rights Shares, and I/we hereby request you to allot such excess Rights Shares applied for, or any lesser number, to me/us and to send by ordinary post at my/our risk to my/our address on the register of members of the Company above my/our share certificate(s) for the number of additional Rights Shares as may be allotted to me/ us in respect of this application and/or a cheque for any application money refundable to me/us. I/We understand that the Directors will, upon consultation with the Underwriter, allocate the excess Rights Shares at their discretion on a fair and equitable basis and on the principle that any excess Rights Shares will be allocated to Qualifying Shareholders (including CDI Holders and excluding PRC Stock Connect Investors) who apply for them on a pro rata basis by reference to the number of exc ess Rights Shares applied for, but no reference will be made to the number of Rights Shares applied for under a Provisional Allotment Letter or the existing number of Shares held by Qualifying Shareholders. If the aggregate number of Rights Shares not taken up by the Qualifying Shareholders under Provisional Allotment Letters is greater than the aggregate number of excess Rights Shares applied for through Excess Application Forms, the Directors will allocate in full to each Qualifying Shareholder (including CDI Holders and excluding PRC Stock Connect Investors) the number of excess Rights Shares applied for under the Excess Application Forms. No preference will be given to topping up odd lots to whole board lots. In applying the above principles, reference will only be made to the number of excess Rights Shares being applied for. CDI Holders should apply for excess Rights Shares in multiples of 10 in order to be converted into a CDI. Any number of excess Rights Shares either (i) applied for by CDI Holders, or (ii) prior to allocation but after the relevant scaleback, proposed to be allotted and issued to CDI Holders, which are not divisible by 10 (if any), shall be disregarded and become available for excess application by the other Shareholders who applied for excess Rights Shares. Beneficial Owners whose shares are held by a Registered Owner, or which are held in CCASS, should note that the Board will regard the Registered Owner (including HKSCC Nominees Limited) as a single Shareholder on the register of members of the Company. Accordingly, Beneficial Owners whose shares are registered in the name of a Registered Owner, or which are held in CCASS, should note that the aforesaid arrangement in relation to the allocation of excess Rights Shares will not be extended to them individually. I/We, hereby undertake to accept such number of additional Rights Shares as may be allotted to me/us as aforesaid upon the terms set out in the Prospectus and subject to the articles of association of the Company. In respect of any additional Rights Shares allotted to me/us, I/we authorise you to place my/our name(s) on the register of members of the Company as holder(s) of such Rights Shares. 1. 2. 3. 4. Name of bank on which cheque/cashier s order is drawn: Signature(s) of applicant(s) (all joint applicants must sign) Cheque/cashier s order number: Date: 2016 Contact Tel. no.: EAF - 1
183 17 1712-1716 Computershare Investor Services Pty Limited GPO Box 52 Melbourne Victoria 3001 Australia 1208 MMG 1.50 2,645,034,944 CDI 1 85 8501-8503 CDI 1.50 CDI 0.2541 CDI 2.541 MMG LIMITED EXCESS APPLICATION ACCOUNT CDI CDI CDI CDI 10 CDI (i) CDI (ii) CDI 10 1. 2. 3. 4. EAF - 2
IMPORTANT THIS EXCESS APPLICATION FORM ( THIS EAF ) IS VALUABLE BUT IS NOT TRANSFERABLE AND IS FOR THE USE ONLY BY THE QUALIFYING SHAREHOLDER(S) (INCLUDING CDI HOLDERS AND EXCLUDING PRC STOCK CONNECT INVESTORS) NAMED BELOW WHO WISH(ES) TO APPLY FOR EXCESS RIGHTS SHARES IN ADDITION TO THOSE RIGHTS SHARES PROVISIONALLY ALLOTTED TO HIM/HER/IT/THEM UNDER THE RIGHTS ISSUE. THE OFFER CONTAINED IN THIS EAF AND THE ACCOMPANYING PROVISIONAL ALLOTMENT LETTER (THE PAL ) EXPIRES AT 4:00 P.M. (HKT) ON WEDNESDAY, 7 DECEMBER 2016 IN RESPECT OF SHAREHOLDERS OR AT 4:00 P.M. (AEDT) ON WEDNESDAY, 7 DECEMBER 2016 IN RESPECT OF CDI HOLDERS. IF YOU ARE IN ANY DOUBT AS TO ANY ASPECT OF THIS EAF, OR AS TO THE ACTION TO BE TAKEN, YOU SHOULD CONSULT YOUR STOCKBROKER OR OTHER REGISTERED DEALER IN SECURITIES, BANK MANAGER, SOLICITOR, PROFESSIONAL ACCOUNTANT OR OTHER PROFESSIONAL ADVISERS. Reference is made to the prospectus (the Prospectus ) issued by MMG Limited (the Company ) dated 23 November 2016 in relation to the Rights Issue. Terms defined in the Prospectus shall have the same meanings when used herein unless the context otherwise requires. A copy of the Prospectus, together with copies of the PAL and this EAF and the written consent of Deloitte Touche Tohmatsu, have been registered by the Registrar of Companies in Hong Kong as required by Section 38D of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). The Registrar of Companies in Hong Kong and the SFC take no responsibility as to the contents of any of the documents referred to above. Dealings in the Shares and Rights Shares in their nil-paid and fully-paid forms may be settled through CCASS operated by HKSCC and you should consult your stockbroker or other registered dealer in securities, bank manager, solicitor, professional accountant or other professional advisers for details of those settlement arrangements and how such arrangements may affect your rights and interests. Hong Kong Exchanges and Clearing Limited, HKEx and HKSCC take no responsibility for the contents of this EAF, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this EAF. Subject to the granting of the listing of, and permission to deal in, the Rights Shares in both nilpaid and fully-paid forms on HKEx, as well as compliance with the stock admission requirements of HKSCC, the Rights Shares in both nil-paid and fully-paid forms will be accepted as eligible securities by HKSCC for deposit, clearance and settlement in CCASS with effect from the commencement dates of dealings in the Rights Shares on HKEx or such other date as determined by HKSCC. Settlement of transactions between participants of HKEx on any trading day is required to take place in CCASS on the second trading day thereafter. All activities under CCASS are subject to the General Rules of CCASS and CCASS Operational Procedures in effect from time to time. EAF - 3
CDI CDI 32 38D EAF - 4
The Rights Issue is conditional upon (i) the Underwriting Agreement becoming unconditional and not being terminated in accordance with its terms; and (ii) there not having occurred any event which would prevent the Rights Issue from becoming unconditional. If the Rights Issue does not become unconditional, the Rights Issue will not proceed. The Underwriter has the right under the Underwriting Agreement to terminate the Underwriting Agreement by notice in writing to the Company at any time prior to the Latest Time for Termination, in certain circumstances set out in the Underwriting Agreement. Details of the circumstances in which the Underwriter has the right to terminate the Underwriting Agreement are set out in the section headed Termination of the Underwriting Agreement in the Prospectus. If prior to the Latest Time for Termination the Underwriter terminates the Underwriting Agreement, the Rights Issue will not proceed. THIS FORM IS NOT FOR PUBLICATION, RELEASE OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN OR INTO THE SPECIFIED TERRITORIES, EXCEPT FOR THOSE SHAREHOLDERS WHO FULFIL, TO THE SATISFACTION OF THE COMPANY, THE RELEVANT REQUIREMENTS SPECIFIED IN THE SECTION HEADED LIMITED CATEGORIES OF PERSONS IN THE SPECIFIED TERRITORIES WHO MAY BE ABLE TO TAKE UP THEIR NIL PAID RIGHTS AND SUBSCRIBE FOR THE RIGHTS SHARES UNDER THE RIGHTS ISSUE. NO ACTION HAS BEEN TAKEN TO PERMIT THE OFFERING OF THE RIGHTS SHARES, OR THE DISTRIBUTION OF THE PROSPECTUS DOCUMENTS IN ANY TERRITORY OR JURISDICTION OUTSIDE OF HONG KONG. DISTRIBUTION OF THE PROSPECTUS DOCUMENTS INTO JURISDICTIONS OTHER THAN HONG KONG MAY BE RESTRICTED BY LAW. PERSONS INTO WHOSE POSSESSION THE PROSPECTUS DOCUMENTS COME SHOULD INFORM THEMSELVES OF AND OBSERVE ANY SUCH RESTRICTIONS. THE PROSPECTUS DOCUMENTS ARE NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN OR INTO THE UNITED STATES. THE PROSPECTUS DOCUMENTS DO NOT CONSTITUTE OR FORM PART OF ANY OFFER OR INVITATION TO SELL OR ISSUE, OR ANY SOLICITATION OF ANY OFFER TO ACQUIRE, THE RIGHTS SHARES IN THEIR NIL-PAID OR FULLY-PAID FORM OR TO TAKE UP ANY ENTITLEMENTS TO THE RIGHTS SHARES IN THEIR NIL-PAID OR FULLY-PAID FORM IN ANY JURISDICTION IN WHICH SUCH AN OFFER OR SOLICITATION IS UNLAWFUL. THE PROSPECTUS DOCUMENTS, THE NIL PAID RIGHTS AND THE RIGHTS SHARES HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OR THE LAWS OF ANY STATE IN THE UNITED STATES, AND MAY NOT BE OFFERED OR SOLD WITHIN THE UNITED STATES, ABSENT REGISTRATION OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE U.S. SECURITIES ACT AND APPLICABLE STATE LAWS. THERE IS NO INTENTION TO REGISTER ANY PORTION OF THE RIGHTS ISSUE OR ANY SECURITIES DESCRIBED HEREIN IN THE UNITED STATES OR TO CONDUCT A PUBLIC OFFERING OF SECURITIES IN THE UNITED STATES. Shareholders should note that the Shares have been dealt in on an ex-rights basis on HKEx from Wednesday, 9 November 2016. The Nil Paid Rights will be dealt in from Friday, 25 November 2016 to Friday, 2 December 2016 (both days inclusive). Any dealings in the Shares from the date of the Prospectus up to the date on which all the conditions of the Rights Issue are fulfilled, which is currently expected to be 4:00 p.m. on Tuesday, 13 December 2016, and any dealings in the Nil Paid Rights between Friday, 25 November 2016 to Friday, 2 December 2016 (both days inclusive) are accordingly subject to the risk that the Rights Issue may not become unconditional or may not proceed. Shareholders and potential investors should therefore exercise caution when dealing in the Shares or Nil Paid Rights, and if they are in any doubt about their position, they are recommended to consult their professional advisers. EAF - 5
(i) (ii) EAF - 6
This EAF should be completed and lodged, together with payment as to HK$1.50 per Rights Share (or AU$0.2541 per Rights Share (equivalent to AU$2.541 per CDI) for CDI Holders) for the number of excess Rights Shares applied for, with the Registrar, Computershare Hong Kong Investor Services Limited, at Shops 1712-1716, 17/F, Hopewell Centre, 183 Queen s Road East, Wan Chai, Hong Kong in respect of Shareholders or Computershare Investor Services Pty Limited at GPO Box 52, Melbourne, Victoria 3001, Australia in respect of CDI Holders, so as to be received not later than 4:00 p.m. on (HKT) on Wednesday, 7 December 2016 in respect of Shareholders or 4:00 p.m. (AEDT) on Wednesday, 7 December 2016 in respect of CDI Holders. All remittances must be made in Hong Kong dollars and must be forwarded either by cheque drawn on a Hong Kong dollar bank account with a licensed bank in Hong Kong or by a separate cashier s order issued by a licensed bank in Hong Kong in respect of Shareholders or in Australian dollars and forwarded by cheque drawn on a bank account with an Australian Authorised Deposit-Taking Institution in respect of CDI Holders. All such cheques or cashier s orders must be made payable to MMG LIMITED EXCESS APPLICATION ACCOUNT and crossed Account Payee Only. If you have questions in relation to this EAF, please telephone the Shareholder hotline on (852) 2862 8555 during business hours from 9:00 a.m. to 6:00 p.m. (HKT), Monday to Friday (other than Hong Kong public holidays). If you are a CDI Holder, please telephone the CDI Registrar in Australia on 1300 137 328 between 8:30 a.m. to 5:30 p.m. (AEDT), Monday to Friday (other than Australian public holidays). All cheques and cashier s orders will be presented for payment immediately following receipt and all interest earned on such monies will be retained for the benefit of the Company. Completion and lodgement of this EAF together with a cheque or cashier s order in payment for the excess Rights Shares applied for will constitute a warranty by the applicant that the cheque or cashier s order will be honoured on first presentation. Any EAF in respect of which the accompanying cheque or cashier s order is dishonoured on first presentation is liable to be rejected. Shareholders are not guaranteed to be allotted all or any of the excess Right Shares applied for. DISTRIBUTION OF THIS EAF AND THE OTHER PROSPECTUS DOCUMENTS This EAF shall only be sent to the Qualifying Shareholders (including CDI Holders and excluding PRC Stock Connect Investors). Distribution of this EAF and the other Prospectus Documents into jurisdictions other than Hong Kong may be restricted by law. Persons who come into possession of this EAF or any of the other Prospectus Documents (including, without limitation, agents, custodians, nominees and trustees) should inform themselves of and observe any such restrictions. Any failure to comply with those restrictions may constitute a violation of the securities laws of any such jurisdiction. Any Shareholder or Beneficial Owner who is in any doubt as to his/her/its position should consult an appropriate professional adviser without delay. In particular, subject to certain exceptions as determined by the Company, this EAF and the other Prospectus Documents should not be distributed, forwarded to or transmitted in, into or from any Specified Territory (other than those overseas jurisdictions stated in the section below headed Limited categories of persons in the Specified Territories who may be able to take up their Nil Paid Rights and subscribe for the Rights Shares under the Rights Issue below). The Prospectus Documents will not be registered under the applicable securities legislation of any jurisdiction other than (i) Hong Kong; and (ii) the PRC, in accordance with the notice issued by the China Securities and Regulatory Commission of Filing Requirements for Hong Kong Listed Issuers Making Rights Issues to Mainland Shareholders through Shanghai-Hong Kong Stock Connect (Announcement 2016 No. 21) with the approval from HKEx for the listing of the Rights Shares (in nilpaid and fully-paid forms) having been obtained. EAF - 7
1.50 CDI 0.2541 CDI 2.541 CDI 183 17 1712-1716 Computershare Investor Services Pty Limited GPO Box 52, Melbourne, Victoria 3001, Australia CDI CDI MMG LIMITED EXCESS APPLICATION ACCOUNT (852) 2862 8555 CDI CDI 1300 137 328 CDI (i) (ii) 2016 21 EAF - 8
QUALIFYING SHAREHOLDERS AND NON-QUALIFYING SHAREHOLDERS To qualify for the Rights Issue and to apply for excess Rights Shares under this EAF, a Shareholder must have been registered as a member of the Company on Wednesday, 16 November 2016 and not be a Non-Qualifying Shareholder. The Non-Qualifying Shareholders are: (a) Shareholders whose name(s) appeared in the register of members of the Company at 5:00 p.m. (HKT) on the Record Date and whose address(es) as shown in such register is/are in any of the Specified Territories, except for those Overseas Shareholders with addresses in Ireland, Italy, Norway and the U.K. who fulfil the requirements specified in the section headed Limited categories of persons in the Specified Territories who may be able to take up their Nil Paid Rights and subscribe for the Rights Shares under the Rights Issue below to the satisfaction of the Company; and (b) any Shareholders or Beneficial Owners (other than PRC Stock Connect Investors) at 5:00 p.m. (HKT) on the Record Date who are otherwise known by the Company to be residing in any of the Specified Territories, except for those Shareholders or Beneficial Owners residing in Ireland, Italy, Norway and the U.K. who fulfil the requirements specified in the section below headed Limited categories of persons in the Specified Territories who may be able to take up their Nil Paid Rights and subscribe for the Rights Shares under the Rights Issue below to the satisfaction of the Company. Receipt of this EAF and/or any other Prospectus Document does not and will not constitute an offer in those jurisdictions in which it would be illegal to make an offer and, in those circumstances, this EAF and/or the other Prospectus Documents must be treated as sent for information only and should not be copied or redistributed. Persons (including, without limitation, agents, custodians, nominees and trustees) who receive a copy of this EAF and/or any other Prospectus Document should not, in connection with the Rights Issue, distribute or send the same in, into or from, or transfer Nil Paid Rights Shares to any person in, into or from the Specified Territory (other than those overseas jurisdictions stated in the section headed Limited categories of persons in the Specified Territories who may be able to take up their Nil Paid Rights and subscribe for the Rights Shares under the Rights Issue below). If an EAF is received by any person in any such territory, or by his/her agent or nominee, he/ she must not seek to apply for any excess Rights Shares under this EAF unless the Company and the Underwriter determine that such action would not violate applicable legal or regulatory requirements. Any person (including, without limitation, agents, custodians, nominees and trustees) who does forward this EAF or any other Prospectus Document in, into or from the Specified Territory (whether under a contractual or legal obligation or otherwise) should draw the recipient s attention to the contents of this section. Notwithstanding any other provision in this EAF or any other Prospectus Document, the Company reserves the right to permit any Shareholder to apply for excess Rights Shares if the Company, in its absolute discretion, is satisfied that the transaction in question is exempt from or not subject to the legislation or regulations giving rise to the restrictions in question. LIMITED CATEGORIES OF PERSONS IN THE SPECIFIED TERRITORIES WHO MAY BE ABLE TO TAKE UP THEIR NIL PAID RIGHTS AND SUBSCRIBE FOR THE RIGHTS SHARES UNDER THE RIGHTS ISSUE The following limited categories of persons in the Specified Territories may be able to take up their Nil Paid Rights and subscribe for Rights Shares under the Rights Issue: Shareholders and Beneficial Owners being Qualified Investors in Ireland and Norway Shareholders and Beneficial Owners in Ireland and Norway who are beneficial owners of Shares, or recorded as holders of Shares on the Record Date may take up their Nil Paid Rights and subscribe for Rights Shares in reliance on the EU Prospectus Directive (2003/71/EC) on the basis that the Rights Shares are offered to qualified investors (as defined under Article 2.1. (e) of the EU Prospectus Directive (2010/73/EC)). EAF - 9
(a) (b) (2003/71/EC) (2010/73/EC) 2.1.(e) EAF - 10
Shareholders and Beneficial Owners being Institutional Investors in Italy Shareholders and Beneficial Owners in Italy who are beneficial owners of Shares, or recorded as holders of Shares on the Record Date may take up their Nil Paid Rights and subscribe for Rights Shares in reliance on Article 34-ter, paragraph 1(a) of CONSOB Regulation n. 11971 of May 14, 1999 on the basis that the Rights Shares are offered to institutional investors (as defined under Article 100, paragraph 1(a), of the Italian Financial Act, and Article 34-ter, paragrap 1(b), of CONSOB Regulation n. 11971 of May 14, 1999). Shareholders and Beneficial Owners being Qualified Investors in the U.K. Shareholders and Beneficial Owners in the U.K. who are beneficial owners of Shares, or recorded as holders of Shares on the Record Date may take up their Nil Paid Rights and subscribe for Rights Shares in reliance on Section 86(1)(b) of the Financial Services and Markets Act 2000 on the basis that the Rights Shares are offered to qualified investors (as defined under section 86(7) of the Financial Services and Markets Act 2000). The Company reserves the right to treat as invalid any acceptance of or application for the Nil Paid Rights where it believes that such acceptance or application would violate the applicable securities laws or other laws or regulations of any territory or jurisdiction. Accordingly, Overseas Shareholders and Beneficial Owners who are residing outside Hong Kong should exercise caution when dealing in the Rights Shares and/or the Nil Paid Rights. REPRESENTATIONS AND WARRANTIES By completing, signing and submitting this EAF, each subscriber of Rights Shares being offered and sold outside the U.S. hereby represents and warrants to the Company and the Underwriter and to any person acting on their behalf, unless in their sole discretion the Company and the Underwriter waive such requirement that: he/she/it was a Shareholder as at 5:00 p.m. (HKT) on the Record Date, or he/she/it lawfully acquired or may lawfully acquire the Nil Paid Rights, directly or indirectly, from such a person; he/she/it may lawfully be offered, take up, obtain, subscribe for and receive the Nil Paid Rights and/or the Rights Shares in the jurisdiction in which he/she/it resides or is currently located; he/she/it is not resident or located in, or a citizen of: (a) the U.S.; or (b) any Specified Territory (excluding the U.S.) or any other territory where, in each case, it would be unlawful to extend the Rights Issue; he/she/it is not accepting an offer to acquire or take up the Nil Paid Rights or Rights Shares on a non-discretionary basis for a person who is resident or located in, or a citizen of: (a) the U.S.; or (b) any Specified Territory (excluding the U.S.) or any other territory where, in each case, it would be unlawful to extend the Rights Issue at the time the instruction to accept was given; he/she/it is not taking up for the account of any person who is located in the U.S., unless (a) the instruction to purchase or take up the Nil Paid Rights or to subscribe for or accept Rights Shares was received from a person outside the U.S. and (b) the person giving such instruction has confirmed that it (x) has the authority to give such instruction and (y) either (A) has investment discretion over such account or (B) is an investment manager or investment company that is acquiring the Nil Paid Rights and/or the Rights Shares in an offshore transaction within the meaning of Regulation S; he/she/it is acquiring the Nil Paid Rights and/or the Rights Shares in an offshore transaction as defined in Regulation S; EAF - 11
11971 1(a) 34 1(a) 100 11971 1(b) 34 86(1)(b) 86(7) (a) (b) (a) (b) (a) (b) (x) (y)(a) (B) S S EAF - 12
he/she/it has not been offered the Rights Shares by means of any directed selling efforts as defined in Regulation S; he/she/it is not acquiring the Nil Paid Rights and/or Rights Shares with a view to the offer, sale, allotment, taking up, exercise, resale, renouncement, pledge, transfer, delivery or distribution, directly or indirectly, of such Nil Paid Rights or Rights Shares into; (a) the U.S.; or (b) any Specified Territory (excluding the U.S.) or any other territory where, in each case, it would be unlawful to extend the Rights Issue; and he/she/it understands that neither the Nil Paid Rights nor the Rights Shares have been or will be registered under the U.S. Securities Act or with any securities regulatory authority of any state, territory, or possession of the U.S. and the Nil Paid Rights and/or Rights Shares are being distributed and offered only outside the U.S. in reliance on Regulation S. Consequently, he/she/ it understands the Nil Paid Rights and/or Rights Shares may not be offered, sold, pledged or otherwise transferred in or into the U.S., except in reliance on an exemption from, or in transactions not subject to, the registration requirements of the U.S. Securities Act. For the avoidance of doubt, neither HKSCC nor HKSCC Nominees Limited is subject to any of the representations and warranties above. GENERAL You will be notified by the Company of any allotment of excess Rights Shares made to you. If no excess Rights Shares are allotted to you, a refund cheque for the full amount tendered on application will be posted to you at your own risk and, if the number of excess Rights Shares allotted to you is smaller than the number applied for, a cheque for the surplus application monies will be posted to you at your own risk. Such posting is expected to take place on or before Thursday, 15 December 2016. Any such cheque will be drawn in favour of the person(s) named on this form. It is expected that share certificates in respect of the Rights Shares will be posted at your own risk on or before Thursday, 15 December 2016. All documents, including cheques for amounts due, will be sent by ordinary post at the risk of the relevant applicants or other persons entitled thereto to their registered address. This EAF and all applications pursuant to it shall be governed by and construed in accordance with the laws of Hong Kong. References in this EAF to time are to Hong Kong time unless otherwise stated. By completing, signing and submitting this EAF, you agree to disclose to the Company and/or its Registrar and their respective advisers and agents personal data and any information which they require about you or the person(s) for whose benefit you have made the application for excess Rights Shares. The Personal Data (Privacy) Ordinance provides the holders of securities with rights to ascertain whether the Company or its Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Personal Data (Privacy) Ordinance, the Company and its Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and the kinds of data held should be addressed to the Company, at its registered office at Units 8501-8503, Level 85, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong or as notified from time to time in accordance with applicable law, for the attention of the Company Secretary or (as the case may be) the Registrar. A SEPARATE CHEQUE OR CASHIER S ORDER MUST ACCOMPANY EACH APPLICATION NO RECEIPT WILL BE GIVEN EAF - 13
S (a) (b) S 1 85 8501-8503 EAF - 14